US v. Del-Valle-Cruz

Filing

OPINION issued by Juan R. Torruella, Appellate Judge; Rogeriee Thompson, Appellate Judge and David J. Barron, Appellate Judge. Published. [13-1050]

Case: 13-1050

Document: 00116819823

Page: 1

Date Filed: 04/06/2015

Entry ID: 5898119

United States Court of Appeals
For the First Circuit
No. 13-1050
UNITED STATES OF AMERICA,
Appellee,
v.
CARLOS MANUEL DEL VALLE-CRUZ,
Defendant, Appellant.

APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF PUERTO RICO
[Hon. José A. Fusté, U.S. District Judge]

Before
Torruella, Thompson, and Barron,
Circuit Judges.

Jedrick H. Burgos-Amador for appellant.
Nelson Pérez-Sosa, Assistant United States Attorney, Chief,
Appellate Division, with whom Rosa Emilia Rodríguez-Vélez, United
States Attorney, was on brief, for appellee.

April 6, 2015

Case: 13-1050

Document: 00116819823

Page: 2

THOMPSON, Circuit Judge.

Date Filed: 04/06/2015

Entry ID: 5898119

Defendant Carlos Manuel Del

Valle-Cruz ("Del Valle-Cruz") was sentenced to twenty-one months in
prison and seven years of supervised release after pleading guilty
to one count of failing to register as a sex offender. By our
count, this is the third time Del Valle-Cruz has been convicted of
failing to register since his 1997 sex offense conviction.

As

troubling as that is, we note that he has not been charged with any
other sex offenses in the intervening eighteen years. The terms of
Del Valle-Cruz's supervised release include a series of special
conditions that prohibit him from contact with minors and require
him to undergo sex offender treatment -- terms that were not
imposed as part of his sentence for the underlying sex offense.
Moreover, these conditions were imposed in a boilerplate fashion,
devoid of any explanation by the district court.
Del Valle-Cruz now seeks to vacate his conviction or,
failing that, the aforementioned special conditions.

A waiver of

appeal bars Del Valle-Cruz's appeal of his conviction, as well as
his appeal of most of the special conditions.

However, as to his

appeal of the conditions that would interfere with his relationship
with his son, to avoid a miscarriage of justice, we decline to
enforce the waiver and instead vacate those conditions that would
prevent Del Valle-Cruz from contact with, or residing with minors.
We will remand for de novo resentencing with respect to the
supervised release term, so that the district court can consider

-2-

Case: 13-1050

Document: 00116819823

Page: 3

Date Filed: 04/06/2015

Entry ID: 5898119

the supervised release conditions as a whole and in light of
intervening precedent.

Upon remand for further proceedings on the

special conditions, we invite the district court to revisit the
conditions and to explain their justification in this case.
I.
Background
In Oklahoma in 1997, Carlos Manuel Del Valle-Cruz pled
guilty to a sex offense against a child -- sexual battery.1

The

charges arose from an incident that occurred while Del Valle-Cruz
was working in a nursing center.

He approached a fifteen-year-old2

volunteer, pushed her against a wall and touched and kissed her.
Del Valle-Cruz, then thirty, claimed the encounter was consensual,
but given the girl's age, consent was no defense. He was sentenced
to five years imprisonment, with three years suspended.
As a result of this conviction, Oklahoma required Del
Valle-Cruz to register as a sex offender for a period of not less
than ten years, commencing with his release from prison in 2001.
In the event that he moved to another state, Del Valle-Cruz was
required to register in the new state.

Although Del Valle-Cruz

registered while living in Oklahoma, he moved to Florida and did

1

Because the instant appeal arises from a conviction following
a plea agreement, we draw the facts from the sentencing materials
and plea colloquy. See United States v. Whitlow, 714 F.3d 41, 42
(1st Cir. 2013).
2

Although the Pre-Sentencing Report states that the victim was
fifteen years old, Del Valle-Cruz contends that she was sixteen.
-3-

Case: 13-1050

Document: 00116819823

not register there.

Page: 4

Date Filed: 04/06/2015

Entry ID: 5898119

In 2003, he was arrested in Florida for

domestic battery, and was also charged with failing to register as
a sex offender.

He pled guilty to both charges and was sentenced

to a year in jail and three years probation.
In

2007,

after

a

routine

check

of

registered

sex

offenders, Florida authorities discovered that Del Valle-Cruz had
absconded from his registered address.

He was charged with, and

again pled guilty to, failing to register, and received three years
probation.
The following year, Del Valle-Cruz received a letter from
the Oklahoma authorities notifying him that he had been assigned as
a level three sex offender and would now be required to register
for

his

contact

the

coordinator of the registration unit with any questions.

He

neither

lifetime.

called

nor

The

letter

took

directed

any

action

him

to

to

challenge

that

classification.
In 2009, Del Valle-Cruz moved to Puerto Rico and began
pursuing a degree in computer information systems.

Although he

once again failed to register, Del Valle-Cruz apparently worked
diligently at his studies, and expected to graduate in May 2014.
However, after Florida authorities discovered that he had once
again absconded from his address there, they found out that Del
Valle-Cruz had moved to Puerto Rico.

-4-

A warrant was issued for his

Case: 13-1050

Document: 00116819823

Page: 5

Date Filed: 04/06/2015

Entry ID: 5898119

arrest, and in April 2012, Del Valle-Cruz was indicted federally
for failing to register pursuant to 18 U.S.C. § 2250(a).3
Del Valle-Cruz pled guilty pursuant to a plea agreement.
The agreement contained a waiver of appeal clause that stated:
"[T]he defendant . . . waives and permanently surrenders his right
to appeal the judgment and sentence in this case."
Pre-Sentence
disclosed

to

Investigation
Del

Report

Valle-Cruz

on

("PSR")
December

was
11,

An expedited
prepared

2012;

the

and
PSR

recommended a variety of special conditions of supervised release.
The next day, the district court conducted a hearing and sentenced
Del Valle-Cruz to a term of imprisonment of twenty-one months, and
a supervised release term of seven years.
specific
Pertinent

conditions
to

this

of

Del

appeal,

The district court set

Valle-Cruz's
the

court

supervised
accepted

release.

probation's

recommendation that: (1) Del Valle-Cruz would have to participate
in mental health and sex offender treatment, including submission
to polygraph and PPG4 testing; and (2) he was to have no contact
with minors under the age of 18, would not be allowed to reside in

3

18 U.S.C. § 2250(a) provides for a fine or imprisonment for
up to ten years for sex offenders who travel in interstate commerce
and knowingly fail to register or update a registration.
4

"PPG testing 'involves placing a pressure-sensitive device
around a man's penis, presenting him with an array of sexually
stimulating images, and determining his level of sexual attraction
by measuring minute changes in his erectile responses.'" United
States v. Medina, 779 F.3d 55, 65 (1st Cir. 2015) (quoting United
States v. Weber, 451 F.3d 552, 554 (9th Cir. 2006)).
-5-

Case: 13-1050

Document: 00116819823

Page: 6

Date Filed: 04/06/2015

Entry ID: 5898119

the home with a child under the age of 18, and could not work or
volunteer with minors.

The conditions specified that Del Valle-

Cruz was not to have any contact with minors "unless approved in
advance by the U.S. Probation Officer."5

Notably, Del Valle-Cruz

has a son who is approximately nine years old.
After the court pronounced the sentence, Del Valle-Cruz
objected, saying the original offense was (then) some fifteen years
ago and the record did not reflect justification for the sentencing
conditions.

With no further elaboration on his objection Del

Valle-Cruz simply asked the court "to make a record of that."
court

noted

the

objection,

but

imposed

the

The

conditions.

Notwithstanding his waiver of appeal, Del Valle-Cruz filed a timely
appeal.
In March 2014, subsequent to filing this appeal, Del
Valle-Cruz received a letter from the Oklahoma Department of
Corrections informing him that he no longer needed to register in
that state.

The letter cited a recent Oklahoma Supreme Court

decision which held retroactive application of that state's sex
offender registration statute to be a violation of the Oklahoma
state constitution's ex post facto clause.

See Starkey v. Okla.

Dep't of Corr., 305 P.3d 1004 (Okla. 2013).

5

We shall explore the individual conditions in greater detail
below.
-6-

Case: 13-1050

Document: 00116819823

Page: 7

Date Filed: 04/06/2015

Entry ID: 5898119

II.
Discussion
On appeal, Del Valle-Cruz seeks to vacate his conviction,
citing the Oklahoma court's decision to support his argument that,
at

the

time

of

his

arrest,

he

had

no

duty

to

register.

Alternatively and notwithstanding his appeal waiver, Del Valle-Cruz
seeks to vacate some of the sentencing conditions as not reasonably
related to the nature and circumstances of the offense of failing
to register, or to his history and characteristics.

He contends

that the conditions deprive him of more liberty than is necessary
to achieve the goals of supervised release.

Specifically, he

challenges the following conditions: 5) which prohibits him from
working with minors; 6) which requires him to submit to sex
offender treatment; 11) which requires him to submit to mental
health treatment if he is diagnosed with a mental health disorder;
13) which prohibits any personal contact with minors; 14) which
prohibits

him

from

volunteering

with

minors;

and

15)

which

prohibits him from residing with a minor without prior approval by
the probation officer.
We can make quick work of Del Valle-Cruz's condition 11
challenge.

He makes only a passing reference to condition 11, but

makes no argument as to why imposing the mental health treatment
condition would result in a miscarriage of justice.

"[I]ssues

adverted to in a perfunctory manner, unaccompanied by some effort

-7-

Case: 13-1050

Document: 00116819823

Page: 8

Date Filed: 04/06/2015

at developed argumentation, are deemed waived."

Entry ID: 5898119

United States v.

Zannino, 895 F.2d 1, 17 (1st Cir. 1990). Accordingly, we deem this
argument waived. That leaves us with conditions 5, 13, 14, and 15,
which relate to interactions with minors, and condition 6, which
involves sex offender treatment. We shall address these conditions
separately.
The government points to the waiver of appeal clause and
says that, contrary to Del Valle-Cruz's protestations, it should be
enforced to bar the instant appeal, including the terms of release.
Alternatively, the government argues that the imposition of the
conditions of supervised release was not an abuse of discretion.
A. Waiver of Appeal
We begin with the waiver of appeal clause in Del ValleCruz's plea agreement and determine whether it should bar this
appeal.

We review the validity of waivers of appeal by applying

the three-prong Teeter test and ask: (1) whether the waiver's scope
was clearly delineated; (2) whether the district court specifically
inquired about the waiver of appellate rights; and (3) whether
denial of those rights would constitute a miscarriage of justice.
United States v. Teeter, 257 F.3d 14, 24-25 (1st Cir. 2001).

The

first two prongs of this test are directed to ensuring that "the
defendant freely and intelligently agreed to waive [his] right to
appeal."

Id.

Although Del Valle-Cruz concedes in his reply brief

-8-

Case: 13-1050

Document: 00116819823

Page: 9

Date Filed: 04/06/2015

Entry ID: 5898119

that his waiver was knowing and voluntary, he argues that enforcing
the waiver would result in a miscarriage of justice.
"To

successfully

invoke

the

miscarriage

of

justice

exception, a garden-variety error will not suffice, rather there
must be, at a bare minimum, an increment of error more glaring than
routine reversible error."

United States v. Santiago, 769 F.3d 1,

8 (1st Cir. 2014) (internal quotation marks omitted) (citing United
States v. Chambers, 710 F.3d 23, 31 (1st Cir. 2013)).
Cruz argues that there are two such errors.

Del Valle-

First, his actual

conviction for failing to register, because he claims that under
Oklahoma law, he was no longer required to register at the time of
his arrest. Second, the sentencing conditions, which he argues are
not reasonably related to the goals of supervised release. We will
address each in turn.
1. Waiver of Right to Appeal Conviction
Del Valle-Cruz first argues that we should not enforce
the

waiver to bar the appeal of his conviction for failing to

register,

because

his

Oklahoma

registration

period

was

impermissibly enlarged from ten years to his lifetime, without the
benefit of a hearing.

Del Valle-Cruz supports this argument by

citing the letter he received last year advising him that he was no
longer required to register in Oklahoma, a letter prompted by the
ruling in Starkey. According to Del Valle-Cruz, because extensions
like his violated the Oklahoma state constitution's ex post facto

-9-

Case: 13-1050

Document: 00116819823

Page: 10

Date Filed: 04/06/2015

Entry ID: 5898119

clause, he was only required to register for the originally-imposed
ten years.

That registration period would have lapsed by the time

he was arrested in Puerto Rico in 2012, and therefore Del ValleCruz contends it cannot be used to support his federal failure-toregister conviction.
Del

Valle-Cruz

was

convicted

under

the

federal

Sex

Offender Registration and Notification Act ("SORNA"), which was
enacted in 2006 in an effort to make the existing scheme of state
registration "more comprehensive, uniform, and effective." Carr v.
United States, 560 U.S. 438, 441 (2010).

SORNA defines "sex

offender" as "an individual who was convicted of a sex offense,"
and requires that "[a] sex offender shall register, and keep the
registration current, in each jurisdiction where the offender
resides."

42 U.S.C. §§ 16911, 16913.
The triggering event for the duty to register is a sex

offense conviction, not a state sentence requiring registration as
Del Valle-Cruz argues.

It would be illogical for SORNA to operate

to make state registrations more uniform, while at the same time
allowing individual states to determine which sex offenders have a
duty to register when they leave that state.

Further, SORNA sets

out the minimum duration of registration for three "tiers" of
offenders.

42 U.S.C. § 16915 requires a registration period of

fifteen years for tier I sex offenders, twenty-five years for tier
II and lifetime for tier III.

According to the Attorney General,

-10-

Case: 13-1050

Document: 00116819823

Page: 11

Date Filed: 04/06/2015

Entry ID: 5898119

SORNA "establishes minimum national standards, setting a floor, not
a ceiling" for the individual states.

The National Guidelines for

Sex Offender Registration and Notification, 73 Fed. Reg. 38,030-01,
38,032 (July 2, 2008).

Jurisdictions may choose to exceed the

guidelines in some areas, including the duration of registration,
but they must meet the minimum standards to comply with SORNA. Id.
Del Valle-Cruz's original conviction for a sex offense
against a child makes him a sex offender under SORNA.

And once he

crossed the Oklahoma state line, he had a duty under federal law to
register.

SORNA's shortest registration period is fifteen years,

and that period begins when the offender is released from prison.
See 42 U.S.C. § 16915(a) (registration period excludes time the
offender was in custody).

Del Valle-Cruz was released in 2001;

even at tier I his duty under the federal statute would continue
until 2016.
Accordingly,

we

find

no

error,

let

alone

an

error

significant enough such that enforcing the waiver of appeal would
result in a miscarriage of justice.

Del Valle-Cruz's waiver is

enforceable to bar the appeal of his conviction for failing to
register.
2. Waiver of Right to Appeal Sentencing Conditions
Del Valle-Cruz also appeals certain conditions of his
supervised release, and the government presses its argument that

-11-

Case: 13-1050

Document: 00116819823

Page: 12

Date Filed: 04/06/2015

Entry ID: 5898119

the waiver of appeal clause should operate to bar his challenge to
all of these conditions.
a. Sex Offender Treatment
Knowing and voluntary waivers of appeal are binding as
long as the denial of the right to appeal would not constitute a
miscarriage of justice.

Teeter, 257 F.3d at 25.

hurdle for Del Valle-Cruz to clear.

That is a high

Del Valle-Cruz contends that

the imposition of sex offender treatment with no explanation, and
without any indication that he had an inclination to commit another
sex offense, is an error rising to the level of a miscarriage of
justice.
We find that Del Valle-Cruz's case is much like United
States v. Morales-Cruz, 712 F.3d 71 (1st Cir. 2013), which involved
similar facts.

There we affirmed the imposition of sex offender

conditions upon a defendant whose sex offense had been committed
some sixteen years prior to his conviction for failing to register.
Like

Del

multiple

Valle-Cruz,
failure

to

the

defendant

register

in

Morales-Cruz

convictions,

and

a

also

more

had

recent

conviction for domestic battery. Id. at 73. Although the MoralesCruz

court

did

not

give

a

very

lengthy

explanation

for

the

imposition of sex offender treatment, in stating that the sentence
and conditions were appropriate, the court referenced the goals of
deterrence, avoiding recidivism, protecting the community, and
rehabilitation.

Id. at 73-74.

-12-

Here, the court imposed sex

Case: 13-1050

Document: 00116819823

Page: 13

Date Filed: 04/06/2015

Entry ID: 5898119

offender treatment conditions upon Del Valle-Cruz without any
justification or explanation, and although it may have been error
to provide no reasoning for its decision, given our precedent
upholding such conditions under similar factual circumstances, we
cannot say it was "an increment of error more glaring than routine
reversible error."

Santiago, 769 F.3d at 8.

In light of Morales-

Cruz, we see no miscarriage of justice and find that the waiver of
appeal bars our review of the merits of the sex offender treatment
condition.6
b. No Interaction With Minors
Del Valle-Cruz next argues that the sentencing conditions
barring

him

from

personal

contact

with

minors

impermissibly

interfere with his constitutional right to raise his child.

On

this point, we at least partially agree.

6

Recently, in Medina, where a waiver did not prevent our
reaching the merits of a similar condition, we found the use of PPG
testing extremely troubling due to its questionable reliability and
its extraordinary intrusiveness. 779 F.3d at 74. Given the
humiliating nature of the testing, and concerns about its record as
a "treatment" tool, we held that "in order for the condition
[imposing PPG] to be deemed facially reasonable, district courts
must provide a more substantial justification, at least once a
defendant objects." Id. at 72. Del Valle-Cruz did not voice a
specific objection to PPG testing. However, we are remanding for
resentencing as explained infra. Upon remand, while revisiting the
special conditions of supervised release, the district court must
also give due consideration to our decision in Medina.
Additionally, conditions of supervised release can be modified once
a defendant is released from imprisonment.
Fed. R. Crim. P.
32.1(c).
-13-

Case: 13-1050

Document: 00116819823

Page: 14

Date Filed: 04/06/2015

Entry ID: 5898119

"Relief under the miscarriage of justice exception is
often sought but seldom meted out."

Santiago, 769 F.3d at 10.

Nevertheless, we have granted relief when an error of significant
or constitutional dimension is clear, and where there is "little
prejudice to the government should we take up the merits of [the
defendant's] appeal given that the government fully briefed this
issue."
court

Id.

Here, the error is clear.

impose

onerous

conditions

Not only did the district
without

explanation

or

justification, but more importantly, two of these conditions (13,
prohibiting personal contact with minors, and 15, prohibiting
residing

with

minors)

implicate

a

fundamental

constitutional

liberty interest -- the relationship between parent and child. See
Quilloin v. Walcott, 434 U.S. 246, 255 (1978).
When imposing special conditions we, along with our
sister circuits, have "consistently required district courts to set
forth factual findings" to justify those conditions. United States
v. Perazza-Mercado, 553 F.3d 65, 75 (1st Cir. 2009) (quoting United
States v. Warren, 186 F.3d 358, 366 (3d Cir. 1999)).

Other

circuits have vacated conditions barring contact with minors when
they were imposed with no explanation.

United States v. Thompson,

777 F.3d 368, 376 (7th Cir. 2015) ("Because the district court has
not provided any explanation of how this condition [barring contact
with minors] is reasonably related to [the defendant's] offense and
background or to the goals of punishment, involving no greater

-14-

Case: 13-1050

Document: 00116819823

Page: 15

Date Filed: 04/06/2015

Entry ID: 5898119

deprivation of liberty than is reasonably necessary to achieve
these goals, we vacate the condition." (quoting United States v.
Goodwin, 717 F.3d 511, 523-24 (7th Cir. 2013))); see also United
States v. Davis, 452 F.3d 991, 995 (8th Cir. 2006) (finding that a
district court's failure to make an individualized determination
before imposing conditions that interfered with the defendant's
parental rights was clear error).
The record before us is devoid of any justification for
the imposition of conditions that would deprive Del Valle-Cruz of
any meaningful relationship with his son.

The imposition of these

conditions -- justified by neither the government nor the court -was a significant error. Although a court's failure to explain its
reasoning for the imposition of conditions does not automatically
result in a miscarriage of justice, where, as here, the error is of
this

constitutional

dimension,

there

can

be

no

doubt

enforcement of the waiver would be a miscarriage of justice.

that
As

for prejudice, we conclude the government will suffer no detriment
if we allow Del Valle-Cruz to challenge these conditions, as it has
amply briefed the issue.

Accordingly, we decline to enforce the

waiver of appeal as it relates to conditions 13 and 15.
Del
condition

Valle-Cruz

also

5,

prohibiting

him

challenges
from

working

the

imposition

with

minors,

condition 14, prohibiting him from volunteering with minors.

of
and
He

makes no specific argument relative to these two conditions,

-15-

Case: 13-1050

Document: 00116819823

Page: 16

Date Filed: 04/06/2015

Entry ID: 5898119

leaving us to surmise that he intended that his arguments against
the "contact with minors" conditions would apply equally to all
four of the challenged conditions.

However, conditions 5 and 14

are different; these conditions touch upon Del Valle-Cruz's liberty
interest, but they do not present as great an infringement.
Although we are troubled by the imposition of conditions that would
prevent him from engaging in activities such as volunteering at his
son's school, particularly since his underlying offense is so
temporally remote and since he has shown no inclination to abuse
minors in the intervening years since his initial offense, we
cannot say with assurance that their imposition would result in a
miscarriage

of

justice.

Because

Del

Valle-Cruz's

underlying

conviction arose from an incident that took place in his workplace,
with a minor volunteer, these two restrictions are at least
reasonably

related

to

his

history

and

characteristics.

Accordingly, we will enforce the waiver of appeal as it relates to
conditions 5 and 14, and we will proceed to consider the merits of
the appeal of the remaining conditions, 13 and 15.
B. Appeal of Sentencing Conditions
Del

Valle-Cruz

challenges

the

sentencing

conditions

prohibiting him from having personal contact with, and living with,
any minor child as not reasonably related to either his offense or
his history and characteristics, arguing the district court abused
its discretion because there is nothing in the record to suggest

-16-

Case: 13-1050

Document: 00116819823

Page: 17

Date Filed: 04/06/2015

Entry ID: 5898119

that he poses a danger to children.

As such, he contends that

these

of

conditions

would

deprive

him

more

liberty

than

is

necessary because they would interfere with his ability to "form a
family with a single mother and partake in raising his son."
We have frequently stated that conditions and terms of
supervised release are part of a defendant's sentence.
769 F.3d at 7 (citing 18 U.S.C. § 3583).

Santiago,

We review conditions of

supervised release for abuse of discretion. Morales-Cruz, 712 F.3d
at 72.

Despite the brevity of the defendant's objection at his

sentencing hearing, we see no reason to apply plain error review,
particularly because the government and Del Valle-Cruz agree that
our review is for abuse of discretion.

"[A]buse of discretion is

not a monolithic standard. Within its margins, embedded issues may
receive attention under more narrowly focused standards.

Thus,

embedded questions of law engender de novo review and embedded
findings of fact engender clear-error review."

United States v.

Carrasco-De-Jesús, 589 F.3d 22, 27 (1st Cir. 2009).

The abuse of

discretion standard "is not a rubber stamp, counseling affirmance
of every discretionary decision made by a trial court."

Colon-

Cabrera v. Esso Standard Oil Co. (P.R.), Inc. 723 F.3d 82, 88 (1st
Cir. 2013) (internal quotation marks omitted).

"The court exceeds

its discretion when it fails to consider a significant factor in
its decisional calculus, if it relies on an improper factor in
computing that calculus, or if it considers all of the appropriate

-17-

Case: 13-1050

Document: 00116819823

Page: 18

Date Filed: 04/06/2015

Entry ID: 5898119

factors but makes a serious mistake in weighing such factors." Id.
(internal quotation marks omitted).
In assessing the validity of the conditions of supervised
release,
we apply 18 U.S.C. § 3583(d) and U.S.S.G.
§
5D1.3(b),
which
require
that
special
conditions cause no greater deprivation of
liberty than is reasonably necessary to achieve
the goals of supervised release, and that the
conditions be reasonably related both to these
goals and to the nature and circumstances of
the offense and the history and characteristics
of the defendant.[7]
Perazza-Mercado, 553 F.3d at 69 (internal quotation marks and
citations omitted).

The district court is required to provide a

"reasoned and case-specific explanation" for the conditions it
imposes.
§

Id. at 75.

3553(c)

sentencing,

which
shall

This requirement is rooted in 18 U.S.C.

mandates
state

that
in

"[t]he

open

court,

court

the

at

the

reasons

time
for

of
its

imposition of the particular sentence." In addition to ensuring an
individualized sentence, this reasoned explanation enables our
appellate review.

Perazza-Mercado, 553 F.3d at 75.

Further,

"courts of appeals have consistently required district courts to
set

forth

factual

findings

to

justify

special

probation

conditions." Id. (quoting Warren, 186 F.3d at 366). These factual

7

The goals of supervised release include: affording adequate
deterrence; protecting the public; and rehabilitating the
defendant. 18 U.S.C. § 3553(a)(2).
-18-

Case: 13-1050

Document: 00116819823

Page: 19

Date Filed: 04/06/2015

Entry ID: 5898119

findings must have "adequate evidentiary support in the record."
United States v. York, 357 F.3d 14, 20 (1st Cir. 2004).
Although we oblige the district court to "provide a
reasoned

and

case-specific

explanation,"

no

explanation

was

provided here. Perazza-Mercado, 533 F.3d at 75. Nevertheless, our
analysis does not end there; "even in the absence of an explanation
from the court, a court's reasoning can often be inferred after an
examination
omitted).

of

the

record."

Id.

(internal

quotation

marks

Accordingly, because the district court has given us no

guidance whatsoever as to the rationale for the conditions it
imposed, we look to the record to determine whether the court's
reasoning can safely be inferred.
As we said, Del Valle-Cruz disputes the validity of
conditions 13 and 15, which, to remind the reader, relate to
personal

contact

respectively.

with

minors

and

residing

with

minors,

Because both of these conditions would greatly

impact Del Valle-Cruz's ability to have a normal relationship with
his son, we will address them together.
Reasonable Relation
We recognize that a district court "may impose any
special

condition

of

supervised

release

that

it

considers

appropriate," but the court's discretion is limited by the caveat
that the conditions must be reasonably related to "the nature and
circumstances of the offense and the history and characteristics of

-19-

Case: 13-1050

Document: 00116819823

Page: 20

Date Filed: 04/06/2015

Entry ID: 5898119

the defendant."

Morales-Cruz, 712 F.3d at 74 (internal quotation

marks omitted).

Del Valle-Cruz first argues that these conditions

are not reasonably related to his offense, because the crime of
failing to register did not involve sexual conduct, and the
underlying sex offense was temporally remote.

Moreover, he points

out that these conditions were not even imposed at the time of his
original sex offense conviction.

Nor, he contends, are the

conditions reasonably related to his characteristics, because he
has not committed similar conduct in the intervening eighteen
years, and there is no evidence to suggest that he has a propensity
to commit a future sex offense.
In United States v. Medina, we vacated a condition
barring a defendant's access to otherwise legal pornography as not
reasonably related because "there [was] no evidence in the record
to indicate that such material contributed to [the defendant's]
offense or would be likely to contribute to recidivism in the
future given [his] particular history and characteristics."

779

F.3d 55, 63 (1st Cir. 2015) (internal quotation marks omitted).
Similarly, there is nothing in the record before us to indicate
that the presence of a child in the home contributed to Del ValleCruz's offense, nor that residing with a child would increase Del
Valle-Cruz's risk of recidivism.
It is also troubling that the conditions were imposed so
many

years

after

Del

Valle-Cruz's

-20-

underlying

sex

offense

Case: 13-1050

Document: 00116819823

conviction.

Page: 21

Date Filed: 04/06/2015

Entry ID: 5898119

In Morales-Cruz, 712 F.3d at 75-76, we analyzed six

cases from other circuits that reversed sentencing conditions while
expressing this same concern.

Ultimately, we determined that all

of those cases were distinguishable.
in

Morales-Cruz

challenged

the

Id.

However, the defendant

imposition

of

sex

treatment, not conditions barring contact with minors.

offender
Id. at 72.

Here, given the gravity of the liberty interest at stake, the
concept of basing such an invasive condition on an offense many
years in the past remains disturbing.

Although not binding on us,

we note our sister circuits continue to take a dim view of
equivalent sentencing conditions based on temporally remote sex
offense convictions where there has been no subsequent similar
conduct.
The Seventh Circuit, in Goodwin, 717 F.3d at 523, vacated
a condition prohibiting contact with minors, saying, "We are
skeptical that such a sweeping condition could be reasonably
related to [defendant's] offense, history and characteristics,
particularly since there is no evidence in the record of any
incidents

involving

minors

in

[defendant's] 1994 conviction."

the

almost

two

decades

since

Notably, the district court in

Goodwin "did not discuss its reasons for imposing" the special
conditions, leading the Seventh Circuit to caution that "district
courts' ability to impose no-contact conditions does not absolve
them of their responsibility to explain why such conditions are

-21-

Case: 13-1050

Document: 00116819823

Page: 22

Date Filed: 04/06/2015

Entry ID: 5898119

warranted in particular cases." Id. at 515, 524. In United States
v. Bear, 769 F.3d 1221, 1229 (10th Cir. 2014), the Tenth Circuit
held that a sex offense conviction twelve years earlier, absent
either

a

history

of

other

sexual

offenses

or

evidence

of

a

propensity to commit future sex offenses, was "simply too remote in
time, standing alone" to justify the imposition of conditions that
would limit the defendant's ability to live with his children.8
We find the reasoning of these cases persuasive in this
particular instance.

Here, although Del Valle-Cruz was convicted

of violating SORNA by failing to register, that offense "is not
itself a sex offense." United States v. Mercado, 777 F.3d 532, 538
(1st Cir. 2015) (citing U.S.S.G. § 5D1.2, cmt. n.1).

Del Valle-

Cruz has not committed a sex offense in the eighteen years since
his original conviction. Moreover, the special conditions were not
imposed when Del Valle-Cruz was initially sentenced for the earlier
sex offense. In the intervening years, although Del Valle-Cruz has

8

In United States v. Bear, a defendant who had been convicted
in 2001 of two counts of committing lascivious acts with a child
(having forced one child under twelve to engage in oral sex and
intercourse, and fondled the genitals of another child), appealed
the conditions imposed after his second failure-to-register
conviction. 769 F.3d 1221, 1225 (10th Cir. 2014). The defendant
challenged conditions ordering sex offender treatment, as well as
conditions prohibiting contact with minors. Id. at 1226. The 10th
Circuit cited our decision in Morales-Cruz as authority for
affirming sex offender conditions for SORNA violations, and
affirmed the imposition of sex offender treatment, but vacated the
restrictions on contact with minors because they posed a greater
deprivation of liberty than reasonably necessary. Id. at 1226-27,
1229.
-22-

Case: 13-1050

Document: 00116819823

Page: 23

Date Filed: 04/06/2015

Entry ID: 5898119

committed other crimes, he has not been arrested for any crime
sexual in nature or involving a minor.9

Like Goodwin, the district

court offered no hint of the reasoning behind the imposition of
these conditions.

717 F.3d at 515.

There is simply nothing in the

record before us that indicates a propensity to commit a future sex
offense, particularly as it relates to minors.
Although we recently upheld similar restrictions on
contact with minors in Santiago, 769 F.3d at 4-5, we note that the
facts surrounding the underlying sex offense conviction in Santiago
are distinguishable.

The defendant in Santiago was convicted of

failing to register in 2012; ten years earlier, he had been
convicted of lewd molestation and child abuse after molesting the
seven-year-old daughter of his live-in girlfriend.

Id.

We

affirmed the imposition of the "undoubtedly stringent" conditions
limiting Santiago's contact with minors in part because his "living
arrangements mirrored those from when the [underlying sex offense]
occurred."

Id. at 9.

The same danger does not exist here.

Valle-Cruz did not victimize a child in his home.

Del

In fact, he has

two older (now adult) children, with whom he lived without incident
for six years.

We also note that the district court in Santiago

9

Since his 1997 sex offense conviction, in addition to failing
to register as a sex offender, Del Valle-Cruz had been convicted of
possessing contraband in a penal institution (1998), petit larceny
(2002), possession of marijuana (2002), and domestic battery
(2003).
-23-

Case: 13-1050

Document: 00116819823

Page: 24

Date Filed: 04/06/2015

Entry ID: 5898119

reasonably explained the necessity of imposing the conditions;
here, the district court offered no justification whatsoever.
More recently, in Mercado, 777 F.3d at 535, we reviewed
for abuse of discretion a condition that prohibited a defendant
from contact with minors (including his two children) without the
prior approval of his probation officer.
Valle-Cruz's case factually dissimilar.

We find Mercado and Del
The defendant in Mercado

was convicted of indecent assault in 2002 -- a charge that arose
from the rape of a fifteen-year-old girl.

Id. at 534.

This was

not an isolated incident; his resume of criminal activity spanned
a period of over twenty years.

Id.

By the time he pled guilty to

failing to register as a sex offender, some ten years after the
rape, he had racked up "over 45 infractions running the gamut from
drug offenses to property crimes to violent crimes (such as
domestic assault and domestic battery)."

Id.

This was a spree so

impressive that the district court observed "the defendant had what
may have been one of the most profuse criminal histories" that
court had ever seen.

Id.

Even after his arrest for failing to

register, he didn't allow the terms of his pretrial release to
break his stride. Id. Instead, while awaiting trial, he continued
to fail to register, blew off a court appearance for driving
without a license, tested positive for cocaine use and scored "no
fewer than ten instances of failing to comply with location

-24-

Case: 13-1050

Document: 00116819823

Page: 25

Date Filed: 04/06/2015

Entry ID: 5898119

restrictions." Id. Not surprisingly, the court determined that he
presented an "obvious risk of recidivism."

Id. at 539.

The Mercado court spun "a web of special conditions" in
the hope that "if the defendant complied with the supervised
release terms, he might have a chance to break the 'cycle of crime'
that characterized his adult life."

Id. at 535.

Among these

conditions were restrictions on living with or interacting with
minors.

Id.

In

imposing

these

conditions,

the

court

gave

detailed, case-specific reasons for their imposition, explaining,
"the sentence was driven by three salient considerations: the
nature of the offense, the defendant's criminal history, and the
defendant's

'egregious'

pretrial release."
conditions

were

non-compliance

Id.
related

with

the

terms

of

his

In addition to demonstrating that the
to

the

defendant's

history

and

characteristics, the court explained that the conditions "would
promote the defendant's rehabilitation," "were intended to mitigate
the risk of this particular defendant re-offending," and "promoted
public safety."
conditions,

Id. at 538-39.

holding

that

"the

We affirmed the challenged

court

specifically

linked

the

rehabilitative and deterrent features of the supervised release
term and its conditions to the defendant's lengthy criminal history
and his persistent failure to comply with the terms of his pretrial
release."

Id. at 539.

-25-

Case: 13-1050

Document: 00116819823

Page: 26

Date Filed: 04/06/2015

Entry ID: 5898119

The Mercado court's careful explanation of its reasoning
made

plain

the

conditions

were

reasonably

related

to

the

defendant's history and characteristics, and to the goals of
sentencing.

By contrast, the district court here offered no

explanation whatsoever for the conditions imposed on Del ValleCruz, whose criminal history is not nearly as lengthy or as violent
as that of the defendant in Mercado.

Aside from failing to

register, Del Valle Cruz has stayed out of trouble since 2003.
While the Mercado court crafted its conditions to give
the

defendant

"a

chance

to

break

the

'cycle

of

crime'

that

characterized his adult life," id. at 535, Del Valle-Cruz's adult
history, though blemished, simply does not come close to resembling
Mercado's.

Since moving to Puerto Rico, he has taken affirmative

steps to turn his life around.

According to his PSR, he has

completed 90 credits of a BA in Computer Science, and at the time
of his arrest, was employed by a newspaper as a telemarketer, while
also working freelance as a computer repair technician.

The

conditions that were carefully reasoned (and amply explained) in
Mercado do not serve the same purpose in this case.

Mercado's

criminal history showed little regard for the welfare of his
children or for maintaining a healthy and nurturing family life.
Del Valle Cruz, on the other hand, once lived successfully with his
older

children,

and

his

schooling

increasing stability in recent years.

-26-

and

employment

demonstrate

Case: 13-1050

Document: 00116819823

The

district

Page: 27

court

Date Filed: 04/06/2015

provided

us

no

clue

as

Entry ID: 5898119

to

its

reasoning, and our review of the record offers little to enlighten
us.

Although the PSR recommends the conditions, it offers nothing

in its recitation of the defendant's history or characteristics to
justify them, and absent any basis in the record, their imposition
appears to be arbitrary. We fail to see how prohibiting Del ValleCruz from living with his son and having a normal family life (that
would involve at least some contact with minors) is related to
either his offense of failing to register, or to his history and
characteristics.
Deprivation of Liberty
Del Valle-Cruz also argues that the effect of these
conditions would deprive him of his liberty interest in maintaining
a relationship with his son.

We have frequently stated that

conditions may not deprive a defendant of "more liberty than is
reasonably

necessary."

Perazza-Mercado, 553 F.3d at 70.

The

government points to Del Valle-Cruz's initial offense against a
fifteen year old as justification for imposing the prohibition
against contact with all minors, including his own son.

The

fallaciousness of this argument is indicated by the government's
failure to explain why these conditions do not deprive Del ValleCruz of more liberty than is reasonably necessary.

Instead, the

government relies on an escape hatch -- that Del Valle-Cruz can
seek a modification of these conditions.

-27-

Case: 13-1050

Document: 00116819823

Page: 28

Date Filed: 04/06/2015

Entry ID: 5898119

In Mercado, we affirmed similar conditions, saying "the
conditions imposed by the district court do not comprise an
outright ban on the defendant's ability to associate (or even live)
with his minor children.

They merely require that his association

with his children be pre-approved by the probation officer and take
place in the presence of an adult familiar with his criminal
history."
Mercado

777 F.3d at 539.

court's

rationale

However, as previously explained, the
for

the

conditions

was

clear

and

detailed, and grounded in concern over his extensive criminal
history.

"[T]he court specifically linked the rehabilitative and

deterrent

features

of

the

supervised

release

term

and

its

conditions to the defendant's lengthy criminal history and his
persistent failure to comply with the terms of his pretrial
release."10

Id.

Because

conditions

that

would

impair

a

defendant's

relationship with his child involve a very significant deprivation
of liberty, they require a greater justification.

See Medina, 777

F.3d at 72. The explanation for the imposition of these conditions

10

Similarly, in United States v. Smith, 436 F.3d 307, 310 (1st
Cir. 2006), we affirmed the imposition of a condition that
prohibited a defendant from contact with his minor daughter "unless
and until the Probate Court ordered otherwise." The condition was
imposed after the defendant violated the terms of his supervised
release by causing a disruption at two schools and a school
district office, demanding to see his daughter. Id. at 310. In
imposing the condition, the Smith court expressed a concern that
members of the public, including the daughter, needed to be
protected from the defendant -- a concern not present here. Id. at
312.
-28-

Case: 13-1050

Document: 00116819823

Page: 29

Date Filed: 04/06/2015

Entry ID: 5898119

on Del Valle-Cruz is entirely missing, as is any indication in the
record that his history and characteristics should evoke similar
concerns.

The

fact

that

the

probation

officer

retains

the

discretion to allow a father to contact his son cannot relieve the
district court of the obligation to provide a reasoned explanation
for giving the officer that power in the first place.

We have

previously stated that the imposition of these conditions by the
court

appears

recommendation
equally

to
of

be

the

arbitrary.

conditions

arbitrary.

We

Likewise,

with

therefore

no

Probation's

explanation

decline

the

appears

government's

invitation to punt by placing a probation officer between parent
and child.
Our

sister

circuits

have

refused

to

delegate

this

authority to Probation absent some justification for imposing the
condition.

The Third Circuit warned that courts should "proceed

cautiously

in

defendant's]

imposing
parental

any

condition

rights

that

absent

could

impact

sufficiently

[a

reliable

supporting evidence."

United States v. Voelker, 489 F.3d 139, 155

(3d

Voelker,

Cir.

2007).

In

the

court

vacated

a

condition

restricting the defendant from associating with minors without the
prior approval of a probation officer, and remanded for further
findings of fact after determining that the district court had
"delegated absolute authority to the Probation Office to allow any
such contacts while providing no guidance whatsoever for the

-29-

Case: 13-1050

Document: 00116819823

Page: 30

exercise of that discretion."

Date Filed: 04/06/2015

Id. at 154.

Entry ID: 5898119

As a result of this

delegation, the "[p]robation [o]fficer becomes the sole authority
for deciding if [the defendant] will ever have unsupervised contact
with any minor, including his own children, for the rest of his
life."

Id.

The Voelker court acknowledged that parental rights

are not absolute, but stated that before restrictions can be placed
on those rights "there must be sufficient evidence to support a
finding

that

parents."

children

are

potentially

in

danger

from

their

Id. (internal quotation marks omitted).
The Fourth Circuit held a prohibition on contact with

minors to be error when it affected a defendant's relationship with
his family in the absence of any justification.
at 408.

Worley, 685 F.3d

The Worley court held "if the evidence fails to show that

the defendant poses a danger to his own child or loved one, a
condition that limits access to those individuals is not reasonably
necessary to protect those individuals or further the defendant's
rehabilitation." Id.
sentencing

condition

Likewise, the Eighth Circuit modified a
that

would

have

prevented

a

defendant

convicted of receiving child pornography from having any contact
with his daughter.11

Davis, 452 F.3d at 995.

Despite the sexual

nature of the conviction, the Davis court found that the lower

11

It is worth noting that in both Worley and Davis, the court
struck down conditions that, like Voelker, allowed at least some
contact if first approved by a probation officer. 685 F.3d at 407;
452 F.3d at 994.
-30-

Case: 13-1050

Document: 00116819823

Page: 31

Date Filed: 04/06/2015

Entry ID: 5898119

court had failed to make an "individualized analysis" of the case;
an analysis that would have revealed no evidence in the record that
the defendant had ever sexually abused a child, or would pose a
danger to his daughter.

Id.

The court held that when a condition

would interfere with a defendant's "constitutional liberty interest
in raising his own child, the government may circumscribe that
relationship only if it shows that the condition is no more
restrictive than what is reasonably necessary."

Id.

Finally, and

most recently, the Tenth Circuit vacated a condition prohibiting a
defendant from contact with minors without prior approval from
probation, saying, "Given the importance of this liberty interest,
special conditions that interfere with the right of familial
association can do so only in compelling circumstances, . . . and
it is imperative that any such restriction be especially fine-tuned
to achieve the statutory purposes of sentencing."

Bear, 769 F.3d

at 1229 (internal quotation marks and citations omitted).

Given

the facts of Del Valle-Cruz's case, we find the reasoning of our
sister circuits persuasive in this instance.
Our

review

of

the

record

reveals

no

showing

that

conditions 13 and 15 are no more restrictive than reasonably
necessary, and as stated above, there is nothing to indicate that
Del Valle-Cruz poses a danger to his son.

We have found that the

conditions are not reasonably related to either the offense, or to
Del Valle-Cruz's history and characteristics.

-31-

At the same time,

Case: 13-1050

Document: 00116819823

Page: 32

Date Filed: 04/06/2015

Entry ID: 5898119

these conditions prohibiting contact with, or residing with minors
would interfere with his relationship with his son, and deprive him
of far more liberty than is reasonably necessary.

Even were the

conditions

his

amended

to

allow

him

to

live

with

son,

the

prohibition against contact with other minors would ensure that Del
Valle-Cruz could not engage in the normal rhythms and pleasures of
parenting, such as attending birthday parties, family gatherings,
or school outings.

For those reasons, we vacate conditions 13 and

15.
III.
Conclusion
We dismiss Del Valle-Cruz's appeal of his conviction, as
well

as

the

conditions

imposing

sex

offender

treatment,

prohibiting working with or volunteering with minors.

and

We vacate

conditions 13 and 15, and we remand to the district court for resentencing consistent with this opinion.

The re-sentencing shall

be limited to the terms of supervised release, and at that time,
given the concerns we have expressed herein, the district court may
revisit all of the special conditions.

United States v. Francois,

715 F.3d 21, 34 (1st Cir. 2013) ("[P]recedent in this Circuit
establishes that 'an appellate ruling invalidating a sentence . . .
may implicate the trial judge's comprehensive, interdependent
imposition of a penalty and thus require resentencing on all
counts.'" (quoting United States v. Melvin, 27 F.3d 710, 712 (1st

-32-

Case: 13-1050

Document: 00116819823

Cir. 1994))).

Page: 33

Date Filed: 04/06/2015

Entry ID: 5898119

At resentencing the district court should explain

its reasons for the imposition of conditions and provide factual
findings supported by the record.
-Concurring Opinions Follows-

-33-

Case: 13-1050

Document: 00116819823

Page: 34

Date Filed: 04/06/2015

Entry ID: 5898119

TORRUELLA, Circuit Judge, concurring, with whom THOMPSON,
Circuit Judge, joins in the concurrence.

I join the court's

opinion but write separately to note my continued and vehement
disagreement with United States v. Morales-Cruz, 712 F.3d 71 (1st
Cir. 2013), a case that forecloses us from finding a miscarriage of
justice with respect to the sex offender treatment condition.
Slip. Op. at 12-13.

See

As I explained in my dissent in Morales-Cruz,

a case remarkably similar to the one presently before us, "the
district court's imposition of the special condition of supervised
release -- participation in a sex offender treatment program with
accompanying requirements -- [wa]s not reasonably related to the
factors set forth in section 3553(a)(1)," nor was it "sufficiently
related to one or more of the permissible goals of supervisory
release." Morales-Cruz, 712 F.3d at 76 (Torruella, J., dissenting)
(internal quotation marks and citations omitted). The same is true
here.

The

district

court

inexplicably

failed

to

give

any

explanation as to why it was imposing this condition on Del ValleCruz or how the condition was reasonably related either to the
nature and circumstances of his failure to register offense or to
his criminal history and characteristics. Yet, because of MoralesCruz, this panel cannot remedy what, in my view, is a clear abuse
of discretion and miscarriage of justice by the district court.
Unfortunately, this is not an isolated occurrence. There
is a disturbing trend in this circuit of district courts imposing

-34-

Case: 13-1050

Document: 00116819823

Page: 35

Date Filed: 04/06/2015

Entry ID: 5898119

similar boilerplate conditions of supervised release on every
defendant convicted of a failure to register charge under SORNA.12
Even more troubling, these district courts often neglect to provide
any rationale for the imposition of these harsh and exacting
conditions; instead, they simply note that the conditions "are
fairly standard" in these types of cases. See, e.g., United States
v. Mercado, 777 F.3d 532, 535 (1st Cir. 2015) (approving of the
district court's thorough explanation for why numerous conditions
of supervised release were imposed but also quoting the district
court as stating that the no contact with minors conditions "are
fairly standard in sex offender cases").

Morales-Cruz implicitly

endorses this practice through its faulty reasoning.

Thus, not

only is Morales-Cruz wrong on the merits, but it also provides
fodder for a disturbing and questionable practice. I strongly urge
my colleagues to reconsider this erroneous decision.

12

Like Del Valle-Cruz, these conditions include invasive sex
offender treatment and proscription against any contact with
minors.
-35-