M v. Falmouth School Department
Filing
OPINION issued by Sandra L. Lynch, Appellate Judge; Norman H. Stahl, Appellate Judge and David J. Barron, Appellate Judge. Published. [16-1877]
Case: 16-1877
Document: 00117111222
Page: 1
Date Filed: 01/27/2017
Entry ID: 6065578
United States Court of Appeals
For the First Circuit
No. 16-1877
MS. M., individually and as parent and
legal guardian of O.M., a minor,
Plaintiff, Appellee,
v.
FALMOUTH SCHOOL DEPARTMENT,
Defendant, Appellant.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MAINE
[Hon. D. Brock Hornby, U.S. District Judge]
Before
Lynch, Stahl, and Barron,
Circuit Judges.
Eric R. Herlan, with whom Michael Buescher and Drummond
Woodsum & MacMahon were on brief, for appellants.
Richard L. O'Meara, with whom Rachel W. Sears and Murray,
Plumb & Murray were on brief, for appellees.
January 27, 2017
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Document: 00117111222
Page: 2
STAHL, Circuit Judge.
Date Filed: 01/27/2017
Entry ID: 6065578
This case concerns a claim that
the Falmouth School Department ("Falmouth" or "School Department")
did not provide one of its students, O.M., with a "free appropriate
public education" ("FAPE") as guaranteed under the Individuals
with Disabilities Education Act ("IDEA"), 20 U.S.C. § 1400 et seq.
The complaint centers on O.M.'s individualized education program
("IEP"), which constitutes the "primary vehicle" for a school's
delivery of a FAPE under the IDEA.
Lessard v. Wilton Lyndeborough
Coop. Sch. Dist., 518 F.3d 18, 23 (1st Cir. 2008).
O.M.'s mother,
Ms. M., asserts that her daughter's IEP specified that Falmouth
would instruct O.M. using the Specialized Program Individualizing
Reading Excellence ("SPIRE") system during her third-grade year.1
She insists that this system constituted a key provision of O.M.'s
IEP
and,
because
instruction,
the
Falmouth
School
daughter's right to a FAPE.
did
not
Department
provide
O.M.
therefore
with
violated
SPIRE
her
Falmouth, for its part, counters that
O.M.'s IEP does not mention SPIRE and that any references to it
were relegated to ancillary documents which should not be read
into the IEP or made a part of the IEP.
After an administrative hearing and a magistrate judge's
review of that hearing, the district court agreed with Ms. M. and
1
SPIRE is a teacher directed, systematic, multisensory,
synthetic phonics literacy instructional program developed by
Orton-Gillingham.
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entered judgment in her favor.
Date Filed: 01/27/2017
Entry ID: 6065578
However, after careful review we
reach a contrary conclusion and find that O.M.'s IEP did not
mandate that Falmouth use SPIRE, meaning the School Department
neither
breached
the
IEP's
foregoing such instruction.
terms
nor
denied
O.M.
a
FAPE
by
Accordingly, we reverse.
I. Facts & Background
O.M., a now twelve-year-old girl diagnosed with Down
syndrome and Attention Deficit Hyperactivity Disorder, lives with
her mother, Ms. M., in Falmouth, Maine.
She began attending
Falmouth Elementary School as a first grader in 2011 where, as a
student with multiple intellectual disabilities, she was eligible
for a FAPE, i.e., special education and related services structured
in compliance with the IDEA that are provided free of charge.2
Ms.
M. now challenges Falmouth's delivery of these services during
O.M.'s third-grade year (2013-2014).3
2
See 20 U.S.C. § 1401(9) (defining the term "free appropriate
education"); 20 U.S.C. § 1412(a)(1)(A) (stating that "[a] free
appropriate public education is available to all children with
disabilities residing in [a] State between the ages of 3 and 21,
inclusive"); 34 C.F.R. § 300.8(a)(1) (defining "[c]hild with a
disability" as including a child with "multiple disabilities" and
"who, by reason thereof, needs special education and related
services");
34
C.F.R.
§
300.8(c)(7)
(defining
"multiple
disabilities" as "concomitant impairments . . . the combination of
which causes such severe educational needs that they cannot be
accommodated in special education programs solely for one of the
impairments").
3
A state receiving federal funding under the IDEA must offer
a FAPE to every disabled child within its jurisdiction. See 20
U.S.C. § 1412(a). Here, it is uncontested that Maine is such a
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A. Statutory Framework
To provide an IDEA-eligible child with a FAPE, a school
district must first create an IEP for the child and then follow
its dictates.
See D.B. ex rel. Elizabeth B. v. Esposito, 675 F.3d
26, 34 (1st Cir. 2012).
The IEP is a "written statement for each
child with a disability that is developed, reviewed, and revised"
in accordance with the IDEA.
20 U.S.C. § 1414(d)(1)(A)(i).
IEPs
are subject to both substantive and procedural requirements, which
"can flow from either federal or state law (at least to the extent
that the latter is not incompatible with the former)."
Lessard,
518 F.3d at 23.
For example, on the substantive front, an IEP must be
"individually designed" to suit the needs of a particular child,
Bd. of Educ. of Hendrick Hudson Cent. Sch. Dist. v. Rowley, 458
U.S. 176, 201 (1982), and must include, "at a bare minimum, the
child's present level of educational attainment, the short- and
long-term goals for his or her education, objective criteria with
which to measure progress toward those goals, and the specific
services to be offered," Lessard, 518 F.3d at 23 (citing 20 U.S.C.
§ 1414(d)(1)(A), and Lenn v. Portland Sch. Comm., 998 F.2d 1083,
1086 (1st Cir. 1993)).
On the procedural front, the IDEA gives,
among other things, parents of qualifying children a right to be
state and that O.M. was entitled to a FAPE during her third-grade
year at Falmouth Elementary School.
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a part of the IEP "team," or the group of individuals charged with
formulating a child's particular IEP.
20 U.S.C. § 1414(d)(1)(B).
Other members of the IEP team can include the child's regular
special
education
teachers,
a
local
education
agency
representative, other individuals with relevant experience, and,
if appropriate, the child him or herself.
Id.
Another procedural requirement, the so-called "Written
Prior Notice" provision, lies at the heart of this case.
That
provision directs local educational agencies to issue a Written
Prior Notice to the parents of an IDEA-eligible child whenever
they "propose[]" or "refuse[]" to initiate or change how they
deliver that child's FAPE, including when they change that child's
IEP.
20 U.S.C. § 1415(b)(3).
As relevant here, these notices
must include "a description of the action proposed or refused by
the agency" and "an explanation of why the agency proposes or
refuses to take the action."
Id. § 1415(c)(1).
B. Origins of the Current Dispute
O.M. began her third-grade year at Falmouth Elementary
School in September 2013.
At that time, O.M.'s IEP team set about
designing a new IEP that would take effect after her then-current
IEP expired in October 2013.
Ms. M., who had often expressed to
Falmouth her concerns with O.M.'s literacy instruction at the
school, initially requested that the IEP team hold a meeting to
discuss her daughter's reading development in depth.
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Falmouth
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hosted the meeting on October 3, 2013, after which it issued a
Written
Prior
Notice
to
Ms.
M.
indicating
that
the
School
Department proposed "the introduction of a structured reading
program to [O.M.]'s IEP."
Ms. M. nonetheless reiterated her
dissatisfaction with O.M.'s literacy instruction in later emails,
demanding to know whether her current reading programs were based
on
scientific
research,
if
her
teachers
held
the
requisite
instructional qualifications in those programs, and how Falmouth
proposed to measure her progress in them.
See 20 U.S.C. §
1414(d)(1)(A)(iv) (noting that IEP services must be based on, to
the extent practicable, "peer-reviewed research"); 34 C.F.R. §
300.320(a)(4) (stating the same).
The IEP team met again on October 31, 2013, at which
time Falmouth proposed that O.M. be taught using a specific
structured reading program called SPIRE.
In the Written Prior
Notice generated after that meeting and sent to Ms. M. on November
5, 2013, Falmouth similarly stated that it "proposed" (emphasis
ours)
to
provide
instruction.
O.M.
with
sixty
minutes
of
daily
SPIRE
That same day, however, Falmouth received a copy of
a special education due process hearing request filed by Ms. M.
with the Maine Department of Education.
20 U.S.C. § 1415(b)(6)
(giving child's parents a right to bring a complaint to the state's
educational agency regarding any matter relating to the child's
IEP or a school's provision of a FAPE).
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The hearing request
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maintained, in part, that O.M.'s current reading program was
inappropriate under the IDEA.
Ms. M. also wrote a letter, dated
November 14, 2013, to Falmouth Special Education co-directors
Polly Cowell and Gene Kucinkas identifying "several errors" in the
November 5th Written Prior Notice and stating that she had "learned
that the SPIRE program [was] not an evidenced based program, which
ma[de] it inappropriate since it [was] not researched based."
To
emphasize the point, she also noted that she was "NOT in agreement
with the proposal to use [SPIRE] for [O.M.]."
In response, Mr. Kucinkas proposed that Falmouth would
retain Dr. Christopher Kaufman, a psychologist, to evaluate O.M.'s
cognitive and academic abilities and offer suggestions for the IEP
team to consider.
Two days later, Falmouth sent O.M.'s new IEP,
developed after the October 31 meeting, to Ms. M.4
The IEP did
not identify or discuss the SPIRE system, and instead stated that
Falmouth would provide O.M. with eight hours and forty-five minutes
of "Specially Designed Instruction" in "Literacy & Math" per week.
Mr. Kucinkas and Ms. M. eventually met in person on
December 13, 2013, when they agreed that Falmouth would provide
O.M. with certain educational and evaluative services.
Along with
several other promises not relevant here, Falmouth agreed to have
4
The document notes that Falmouth sent the IEP to Ms. M. on
November 20, 2013, but also states that its effective start date
was November 4, 2013.
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Drs.
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Kaufman
and
Gretchen
educational program.
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Jefferson
fully
Entry ID: 6065578
evaluate
O.M.'s
Mr. Kucinkas memorialized this agreement in
a letter dated that same day. The letter, however, did not mention
the SPIRE system.
Apparently satisfied that her demands had been
met, Ms. M. then voluntarily dismissed her hearing request with
prejudice on December 17, 2013.5
Despite her previous reservations and communications
with Mr. Kucinkas, Ms. M. apparently, and mistakenly, assumed that
Falmouth
was
providing
her
daughter
with
SPIRE
instruction.
Falmouth, however, had abandoned its consideration of SPIRE after
receiving Ms. M.'s November 14th letter objecting to its use.
Ms.
M. testified that she did not realize that Falmouth had made this
decision until March 28, 2014, when O.M.'s IEP team met to discuss
the results of Dr. Kaufman's and Dr. Jefferson's evaluations on
March 28, 2014.
On April 17, 2014, Ms. M. told Falmouth that O.M. would
start
attending
private
tutoring
sessions
with
an
instructor
trained in another structured reading system called the Lindamood
Phoneme Sequencing ("LiPS") program, a step taken in accordance
with
Dr.
Kaufman's
evaluation.6
On
May
1,
2014,
Falmouth
5
The magistrate judge and district judge agreed that Ms. M.
waived all her claims under the IDEA which arose between September
1, 2013 and December 17, 2013.
Ms. M. does not dispute these
determinations on appeal.
6
Dr. Kaufman nonetheless observed in his evaluation that
"nothing done by [O.M.'s literacy instructor] . . . would be either
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reconvened the IEP team to again discuss O.M.'s reading issues.
At the meeting, Falmouth declined Ms. M.'s request that it provide
O.M. with LiPS instruction and again agreed to provide O.M. with
SPIRE instruction, but not until the start of her fourth grade
year in September 2014.
C. Procedural History
Ms. M. filed another due process hearing request on June
13, 2014 in which, among many other concerns and contentions, she
chastised Falmouth for not providing her daughter with SPIRE
instruction.
Falmouth's failures, she continued, amounted to an
IDEA violation because Falmouth had denied O.M. a FAPE.
The administrative officer who first heard Ms. M.'s
complaints assumed that the contents of the October 31st Written
Prior Notice were part of O.M.'s IEP, determined that the IEP
called for SPIRE instruction, and that Falmouth had thus violated
the IEP by not providing her with such instruction.
He also
determined, however, that this failure constituted a procedural
violation that had not harmed O.M. in any educational sense.
Consequently, the officer denied Ms. M.'s claim and ruled that
Falmouth had provided O.M. with a FAPE.
A magistrate judge, after
Ms. M.'s submission of the case for review in federal court, issued
inappropriate or significantly inconsistent with the types of
reading practice that's done for students who have reading
disorders, regardless of the nature of their disability
condition."
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a report and recommended decision that essentially upheld this
ruling.
Following Ms. M.'s objection to the magistrate judge's
report and recommendation, the case proceeded to the district
court.
Notably, Falmouth did not file an objection to any part of
the magistrate judge's report, including its conclusion that SPIRE
formed a part of O.M.'s IEP.
After its de novo review of the case,
the court entered an order agreeing with the hearing officer's and
magistrate judge's findings that Falmouth's SPIRE proposal should
be
read
into
O.M.'s
IEP,
noting
that
Ms.
M.'s
objection
to
providing SPIRE did not justify its failure to provide it as part
of the IEP.
The court disagreed, however, with their ultimate
determinations that this failure constituted a procedural, and not
a substantive, violation of her IEP and the IDEA.
The court went
on to conclude that the violation was material in nature and
entered judgment for Ms. M. totaling $4,111.25, reflecting the
cost of the LiPS tutoring sessions from May 5, 2014 to August 30,
2014.
II. Discussion
Falmouth's principal argument on appeal is that the
SPIRE reading system was never a part of O.M.'s IEP because the
IEP team only mentioned its use in the Written Prior Notice
generated
after
the
October
31st
meeting,
a
document
which
proposed, but did not promise, that the School Department would
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provide specific educational programs to O.M.
Entry ID: 6065578
We agree, and
therefore conclude that Falmouth complied with the terms of O.M.'s
IEP and committed no IDEA violation.
A. Waiver under the Federal Magistrates Act
To start, Ms. M. argues that Falmouth waived its argument
that O.M.'s IEP did not call for SPIRE instruction after it did
not object to the magistrate judge's recommended finding to the
contrary.
The relevant section of the Federal Magistrates Act
states that:
Within fourteen days after being served with a copy
[of the proposed findings and recommendations of
the United States Magistrate Judge], any party may
serve and file written objections to such proposed
findings and recommendations as provided by rules
of court.
A judge of the court shall make a de
novo determination of those portions of the report
or specified proposed findings or recommendations
to which objection is made. A judge of the court
may accept, reject, or modify, in whole or in part,
the findings or recommendations made by the
magistrate.
28 U.S.C. § 636(b)(1).
"Absent objection . . . [a] district court
has a right to assume that [the affected party] agree[s] to the
magistrate's recommendation."
Templeman v. Chris Craft Corp., 770
F.2d 245, 247 (1st Cir. 1985), cert. denied, 474 U.S. 1021 (1985).
To that effect, "only those issues fairly raised by the objections
to the magistrate's report are subject to review in the district
court and those not preserved by such objection are precluded on
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Keating v. Sec'y of Health & Human Servs., 848 F.2d 271,
275 (1st Cir. 1988).
According to Ms. M., Falmouth had notice that its failure
to object to this aspect of the magistrate judge's recommended
decision would result in such waiver since the decision contained
a "notice" summarizing these rules and principles.
Relying in
part on our decision in School Union No. 37 v. United National
Insurance Co., 617 F.3d 554 (1st Cir. 2010), Ms. M. argues that
Falmouth made a "strategic decision" to forego any challenge to
the IEP's content at the district court level and that we should
restrict our review for clear error, despite the fact that Falmouth
won under the magistrate judge's reasoning but then lost after the
district court's de novo review of the entire case.
We disagree.
In School Union No. 37, a school sued its insurer after
the insurer refused to indemnify it for costs incurred while
successfully defending an IDEA case.
Id. at 558.
Both parties
filed cross-motions for summary judgment, after which a magistrate
judge recommended that summary judgment be granted in the insurer's
favor.
Id.
The magistrate judge concluded that although the
underlying IDEA litigation involved a "Wrongful Act" triggering
the school's insurance policy, the insurer properly denied the
claim because the policy excluded coverage for claims "seeking
[relief] other than money damages," which included claims for
reimbursement under the IDEA.
Id. (alteration in original).
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The
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school timely objected to the magistrate's recommendations, but
the insurer did not.
Id.
Soon after, the district court adopted
the magistrate's recommendation in full and granted the insurer's
motion for summary judgment.
Id.
On appeal, the insurers again
defended against the school's claims by arguing that there had
been no "Wrongful Act."
Id. at 563.
However, we "deem[ed the]
argument forfeited and decline[d] to address it" because the
insurer
did
not
recommendation.
object
to
that
aspect
of
the
magistrate's
Id. at 564.
Despite Ms. M.'s best efforts to convince us otherwise,
hers
is
a
circumstances
different
which
case
warrant
presenting
a
different
different
result.
factual
Falmouth
successfully defended against Ms. M.'s claims before the hearing
officer and the magistrate judge, and therefore had no immediate
reason to appeal.
appealed
the
The record also indicates that once Ms. M.
magistrate
judge's
recommendation,
Falmouth
did
"fairly raise" the issue when it notified the district court,
albeit in response to Ms. M.'s own objections, that it challenged
"the Magistrate's Recommended finding . . . that the failure to
provide SPIRE was an IDEA violation."
The district court, as
evidenced by its "de novo determination of all matters adjudicated
by the Recommended Decision," knew of this challenge as well since
it expressly agreed with the magistrate judge that O.M.'s IEP
"specif[ied the] use of the SPIRE literacy program."
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Ms. M. v.
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Falmouth Sch. Dep't, No. 2:15-CV-16-DBH, 2016 WL 3072250, at *1
(D. Me. May 31, 2016).
This
conclusion
also
makes
sense
when
Falmouth's
arguments are compared with those of insurer in School Union No.
37.
by
In that case, the insurer tried to bar the school's recovery
raising
a
discrete
challenge
to
a
conceptually
separate
provision of the indemnification policy despite not objecting to
the magistrate judge's previous rejection of that challenge.
Union No. 37, 617 F.3d at 564.
Sch.
By contrast, it is far more
difficult for us to evaluate Ms. M.'s principal claim, that her
daughter did not receive a FAPE, without examining the scope and
content of O.M.'s IEP.
Our
reasoning
is
also
consistent
with
the
Federal
Magistrate Act's general purpose, which "is to relieve courts of
unnecessary work."
Borden v. Sec'y of Health & Human Servs., 836
F.2d 4, 6 (1st Cir. 1987) (quoting Park Motor Mart, Inc. v. Ford
Motor Co., 616 F.2d 603, 605 (1st Cir. 1980)).
Though the Act's
waiver rule usually furthers that purpose by narrowing the number
of issues between parties before a case gets to the district court,
the rationale for applying the rule on appeal "dissipate[s]" once
the district court, as it did in this case, considers and reviews
the purportedly waived argument.
Patterson v. Mintzes, 717 F.2d
284, 286 (6th Cir. 1983).
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We also recognize that a strict application of the waiver
rule in cases like this one would lead to rather harsh results for
appellants.
court
Unlike in School Union No. 37, where the district
adopted
every
aspect
of
the
magistrate
judge's
recommendation, the district court in this case only adopted part
of the magistrate's recommendation and disagreed with its end
conclusion.
Given this drastic change in outcome, the prudence of
applying the waiver rule "dissipates" at an even more rapid rate.
See McCarthy v. Manson, 714 F.2d 234, 237 n.2 (2d Cir. 1983) ("If
the magistrate's decision is rejected or substantially modified,
the parties may object to all or part of that judgment and hence
preserve specific issues for appeal.").
For these reasons, we conclude that Falmouth "fairly
raised" its argument disputing SPIRE's presence in O.M.'s IEP for
the district court's consideration and has not waived its arguments
to that effect on appeal.
B. The IEP's Content
Turning to the merits, we must decide whether O.M.'s IEP
specifically called for SPIRE instruction.
Ms. M. characterizes
this as a question of fact, and claims the district court's
affirmative answer to this question is therefore subject to clear
error review.
However, the district court ultimately determined
that SPIRE was in the IEP only after it considered two predicate
questions
of
law
--
whether
the
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term
"Specially
Designed
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Instruction" is ambiguous and, assuming the term is ambiguous,
whether a fact finder may resort to extrinsic evidence to resolve
that ambiguity.
novo.
Accordingly, we review both of these questions de
Doe v. Cape Elizabeth Sch. Dist., 832 F.3d 69, 76 (1st Cir.
2016).
Tackling these questions in order, we first note the
IDEA requires that each qualifying child's IEP contain a "statement
of the special education and related services and supplementary
aids and services, based on peer-reviewed research to the extent
practicable,
to
be
provided
1414(d)(1)(A)(i)(IV).
to
the
child."
20
U.S.C.
§
Though the "statement" in O.M.'s particular
IEP, which indicated that she would receive "Specially Designed
Instruction" in reading and math, appears vague in the abstract,
its
precise
complementary
meaning
sections
is
of
made
the
clear
IDEA,
when
viewed
Maine-specific
alongside
rules
and
regulations carrying out the state's IDEA obligations, and other
sources of regulatory guidance.
See Auer v. Robbins, 519 U.S.
452, 462 (1997) (explaining that courts may look to the agency's
interpretation of its own regulations when interpreting a statute
and its implementing regulations).
For instance, rules within the Maine Unified Special
Education Regulations ("MUSER") expressly categorize "Specially
Designed Instruction" as a distinct type of special education
service, noting that it refers to "instruction provided to children
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. . . by an appropriately qualified special education professional
or
an
appropriately
authorized
and
supervised
technician consistent with a child's IEP."
Ch. 101 § X.2(A)(2).
educational
Me. Code R. 05-071,
At the same time, the IDEA does not require
schools to include specific instructional methods in an IEP.
See
20 U.S.C. § 1414(d)(1)(A)(ii)(I) (stating that the IDEA shall not
be construed to require "that additional information be included
in a child's IEP beyond what is explicitly required in this
section").
While
it
is
the
U.S.
Department
of
Education's
"longstanding position" to allow IEP teams to address specific
instructional methods in IEPs, there is no requirement that they
do so.
See 71 Fed. Reg. 46,540, 46,665 (Aug. 14, 2006) ("There is
nothing in the Act that requires an IEP to include specific
instructional
methodologies.
Therefore,
consistent
with
[the
IDEA], we cannot interpret . . . the Act to require that all
elements of a program provided to a child be included in an IEP.").
Thus, the exclusion of any particular reading methodology in O.M.'s
IEP appears deliberate and suggests that the IEP team intended to
give Falmouth Elementary School officials a degree of flexibility
when implementing O.M.'s educational program, subject to Section
X.2(A)(2)'s constraints.
Construing the term in this way is also consistent with
the inherent design of the IDEA. The statute, for instance, refers
to the IEP as the agreement embodied by the final, formal written
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document and not, as Ms. M.'s argument implies, any tentative
agreement reached by the IEP team.
20 U.S.C. § 1414(d)(1)(A)(i)
(stating that "[t]he term . . . 'IEP' means a written statement"
(emphasis added)); 34 C.F.R. § 300.324(a)(4)(i) (stating that any
change or modification to a child's IEP should be made via a
"written document" (emphasis added)).
The IEP document differs, for instance, from the Written
Prior Notice, which the statute identifies as "a description of
the action[s] proposed . . . by the [school and educational
agency]." 20 U.S.C. § 1415(c)(1)(A). As opposed to the IEP, which
is
meant
to
present
"a
clear
record
of
what
placements
and
educational services were offered," C.G. ex rel. A.S. v. Five Town
Cnty. Sch. Dist., 513 F.3d 279, 285 (1st Cir. 2008), the Written
Prior Notice serves to protect parents' rights under the IDEA by
enabling them to contribute to the IEP development process and to
later make informed decisions regarding whether to challenge an
educational agency's discretionary choices in a later due process
hearing, see, e.g., M.B. ex rel. Berns v. Hamilton Se. Schs., 668
F.3d 851, 861 (7th Cir. 2011); J.W. ex rel. J.E.W. v. Fresno
Unified Sch. Dist., 626 F.3d 431, 459 (9th Cir. 2010).7
7
See also Me. Code R. 05-071, Ch. 101 § VI.2.I (noting that
if the IEP team cannot reach a consensus on the IEP's terms, the
local school department "must provide the parents with a prior
written notice of the school's proposals or refusals, or both,
regarding their child's educational program, and the parents have
the right to seek resolution of any disagreements by initiating an
- 18 -
Case: 16-1877
Document: 00117111222
After
viewing
Page: 19
the
IEP
Date Filed: 01/27/2017
and
Written
Entry ID: 6065578
Prior
Notice
requirements in tandem, it is evident that the IDEA envisions the
IEP as an agreed-to general framework of a child's educational
program that provides schools with a certain degree of flexibility
in accomplishing the outlined objectives, while a Written Prior
Notice is meant to spell out more specific, but not binding,
proposals for implementing that framework.
We do not mean to suggest that a fact finder cannot or
should not resort to extrinsic evidence to determine the meaning
of an IEP term that is actually ambiguous.
However, we need not
now identify what makes an IEP term ambiguous or whether a fact
finder should look to extrinsic evidence when encountering such an
ambiguity.8
Rather, we simply hold that in light of the statutory
and regulatory background relevant to this case, the meaning of
the term "Specially Designed Instruction" is clear enough such
that our interpretive task does not require us to resort to other
extrinsic evidence.9
impartial
due
investigation").
process
hearing
or
a
State
complaint
8
For example, it is unnecessary for us to determine what role
Ms. M.'s November 14th letter, which noted her objections to the
SPIRE program, should play in our analysis.
9
In light of our finding that the IEP is not ambiguous, the
Second Circuit's recent decision in A.M. v. New York City Dep't of
Educ., ___ F.3d ___, 2017 WL 83384 (2d Cir., Jan. 10, 2017) is
irrelevant to our analysis.
- 19 -
Case: 16-1877
Document: 00117111222
Page: 20
Date Filed: 01/27/2017
Entry ID: 6065578
III. Conclusion
Since we hold that O.M.'s IEP did not specify that she
was to receive SPIRE instruction during her third-grade year, and
because
Ms.
M.
does
not
contend
that
Falmouth
violated
her
daughter's IEP in any other way, it necessarily follows that
Falmouth did not breach the IEP's terms and thus did not violate
O.M.'s right to a FAPE.
Accordingly, we REVERSE the district
court's determination that Falmouth violated O.M.'s IEP and VACATE
the accompanying damages award.
Each party shall bear its own
costs.10
10
Section 1415 of Title 20 allows prevailing defendants in
IDEA cases to recover fees from the parent or the attorney of a
parent in certain rare circumstances. For instance, a prevailing
school district may recover attorney's fees against the parent's
attorney where the complaint is “frivolous, unreasonable, or
without
foundation.”
20
U.S.C.
§
1415(i)(3)(B)(i)(II).
Attorney's fees may also be awarded against a parent or their
attorney “if the parent's complaint or subsequent cause of action
was
presented
for
any
improper
purpose.”
Id.
§ 1415(i)(3)(B)(i)(III). Falmouth has not asked that we invoke
these provisions. In the absence of any argument to that effect,
we therefore decline to apply them to this case.
- 20 -
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