Slater, et al v. AG Edwards & Sons, Inc., et al

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[10088935] Affirmed; Terminated on the merits after oral hearing; Written, signed, published; Judges Tymkovich (authoring), Holloway and Holmes. Mandate to issue. [11-2170]

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Appellate Case: 11-2170 Document: 01019086948 Date Filed: 07/09/2013 Page: 1 UNITED STATES COURT OF APPEALS FOR THE TENTH CIRCUIT OFFICE OF THE CLERK Byron White United States Courthouse 1823 Stout Street Denver, Colorado 80257 (303) 844-3157 Elisabeth A. Shumaker Clerk of Court July 09, 2013 Mr. Stuart L. Berman Mr. Sean M. Handler Mrs. Michelle M. Newcomer Mr. Richard A. Russo Jr. Mr. Benjamin J. Sweet Mr. Andrew L. Zivitz Kessler Topaz Meltzer & Check, LLP 280 King of Prussia Road Radnor, PA 19087 Mr. Turner Williamson Branch Ms. Cynthia L. Zedalis Branch Law Firm 2025 Rio Grande Boulevard NW Albuquerque, NM 87104 Mr. Frederic S. Fox Ms. Aviah Cohen Pierson Kaplan, Fox & Kilsheimer 805 Third Avenue 22nd Floor New York, NY 10022-0000 Mr. Francis M. Gregorek Ms. Betsy C. Manifold Mr. Patrick H. Moran Ms. Rachele R. Rickert Wolf Haldenstein Adler Freeman & Herz LLP 750 B Street, Suite 2770 San Diego, CA 92101 Mr. Fred Taylor Isquith Mr. Gregory Mark Nespole Ms. Rachel S. Poplock Mr. Martin Restituyo Douglas E. Cressler Chief Deputy Clerk Appellate Case: 11-2170 Document: 01019086948 Wolf Haldenstein Adler Freeman & Herz 270 Madison Avenue New York, NY 10016 Ms. Charlotte Itoh Paul Kennedy & Associates 201 12th Street N.W. Albuquerque, NM 87102 Ms. Nancy Kaboolian Abbey & Ellis 212 E. 39th St. New York, NY 10016-0000 Mr. D. Seamus Kaskela Schiffring & Barroway LLP 280 King of Prussia Rd. Radnor, PA 19087 Mr. Cody K. Kelley Kelley-Streubel 315 Fifth St. N.W. Albuquerque, NM 87102-0000 Mr. Richard A. Lockridge Mr. Nathan D. Prosser Ms. Karen H. Riebel Lockridge Grindal Nauen P.L.L.P. 100 Washington Avenue South Suite 2200 Minneapolis, MN 55401 Mr. David R. Scott Scott & Scott 108 Norwich Avenue Colchester, CT 06415-0000 Mr. Arthur Shingler III Scott & Scott 707 Broadway, Suite 1000 San Diego, CA 92101 Mr. Evan J. Smith Brodsky & Smith, LLC 240 Mineola Boulevard New York, NY 11501 2 Date Filed: 07/09/2013 Page: 2 Appellate Case: 11-2170 Document: 01019086948 Date Filed: 07/09/2013 Page: 3 Mr. Shane Youtz Youtz & Valdez 900 Gold Avenue, SW Albuquerque, NM 87102-0000 RE: 11-2170, Slater, et al v. AG Edwards & Sons, Inc., et al District docket: 1:07-CV-00815-JB-WDS Dear Counsel: Enclosed is a copy of the opinion of the court issued today in this matter. The court has entered judgment on the docket pursuant to Fed. R. App. P. Rule 36. Pursuant to Fed. R. App. P. Rule 40, any petition for rehearing must be filed within 14 days after entry of judgment. Please note, however, that if the appeal is a civil case in which the United States or its officer or agency is a party, any petition for rehearing must be filed within 45 days after entry of judgment. Parties should consult both the Federal Rules and local rules of this court with regard to applicable standards and requirements. In particular, petitions for rehearing may not exceed 15 pages in length, and no answer is permitted unless the court enters an order requiring a response. If requesting rehearing en banc, the requesting party must file 12 paper copies with the clerk, in addition to satisfying all Electronic Case Filing requirements. See Fed. R. App. P. Rules 35 and 40, and 10th Cir. R. 35 and 40 for further information governing petitions for rehearing. Please contact this office if you have questions. Sincerely, Elisabeth A. Shumaker Clerk of the Court 3 Appellate Case: 11-2170 cc: Document: 01019086948 John F. Anzelc Clifford Atkinson David Bohan Laura A. Brake David F. Cunningham Sapna Desai Jonathan C. Dickey Blaine H. Evanson Steven Farina Donald L. Flexner William H. Forman Mary R. Jenke Allison Blair Jones Margaret A. Keeley Dean J. Kitchens Philip C. Korologos Peiyin Patty Li Amy L. Neuhardt Lindsay R. Pennington Jonathan A. Shapiro Joel Sher David Stagman John Thal EAS/ad 4 Date Filed: 07/09/2013 Page: 4

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