Duane Bartels v. Southern Motors of Savannah,
Filing
Opinion issued by court as to Appellant Duane Bartels. Decision: Affirmed. Opinion type: Non-Published. Opinion method: Per Curiam. The opinion is also available through the Court's Opinions page at this link http://www.ca11.uscourts.gov/opinions.
Case: 16-11958
Date Filed: 03/07/2017
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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 16-11958
Non-Argument Calendar
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D.C. Docket No. 4:14-cv-00075-JRH-BKE
DUANE BARTELS,
Plaintiff - Appellant,
versus
SOUTHERN MOTORS OF SAVANNAH, INC.,
a.k.a. Southern Motors Acura,
Defendant - Appellee.
________________________
Appeal from the United States District Court
for the Southern District of Georgia
________________________
(March 7, 2017)
Before HULL, MARCUS, and FAY, Circuit Judges.
PER CURIAM:
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Plaintiff Duane Bartels appeals the district court’s order granting summary
judgment in favor of his former employer, defendant “402 East Broughton Street,
Inc.,” doing business as Southern Motors Acura (“SMA”). After review of the
record and consideration of the parties’ briefs, we affirm.
I. BACKGROUND
The district court recited at length the facts and procedural history of this
case in its order granting defendant SMA’s motion for summary judgment.
Assuming the parties’ familiarity with that order and with the record generally, we
only briefly summarize the relevant background.
Defendant SMA is a car dealership owned and operated by the Kaminsky
family, including Myron Kaminsky and his two sons, Adam Kaminsky and Ross
Kaminsky. In 2004, plaintiff Bartels began working at defendant SMA as a
wholesale parts salesman and was eventually promoted to general manager.
On October 12, 2012, plaintiff Bartels and his wife, who was pregnant,
learned that their unborn child suffered from a serious bone disease. Bartels
missed several days of work to attend medical appointments with his wife.
Throughout this period, Bartels updated the Kaminskys with the details of his
personal situation. On October 17, 2012, Bartels returned to work, but he indicated
to the Kaminskys that he would need time off in the future to help his wife through
the complicated pregnancy. Bartels did not request any specific days off.
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On October 19, 2012, volunteers for the Historic Savannah Foundation
(“HSF”) were at defendant SMA’s dealership preparing for a charity benefit being
held there. Plaintiff Bartels approached Katherine Albert, an HSF volunteer, and
expressed his dissatisfaction with the fact that Albert had not consulted with him
while planning the HSF charity event. According to Albert, during the course of
this conversation, Bartels used profanity and said otherwise “demeaning and
embarrassing” things. 1 Albert complained about this incident to HSF’s director,
Terri O’Neil, who in turn contacted Myron Kaminsky. Bartels admits that Myron
Kaminsky called him and instructed him to apologize to O’Neil. Bartels
eventually called O’Neil to apologize.
Four days later, on October 23, 2012, Myron and Adam Kaminsky met with
Bartels and informed Bartels that he was being terminated. At the short meeting,
the Kaminskys made several statements expressing sympathy for Bartels and his
personal situation. According to Bartels, Myron and Adam Kaminsky stated that
Bartels did “nothing wrong” and that the termination was “purely a business
decision.” Myron Kaminsky said that he understood what Bartels was going
1
The district court described the Albert episode as follows:
According to Albert . . . Plaintiff (1) used profanity when asking why he had not
been given tickets to the event; (2) stated guests at his own social gatherings used
flowerpots to relieve themselves; (3) used profanity when directing Albert not to
move his desk for the event; and (4) complained to an assembled group of
Defendant’s employees about the need to coordinate within a short time frame.
SMA was entitled to rely on the good-faith belief that Bartels engaged in professional
misconduct regardless of whether it knew every detail of the misconduct. See EEOC v.
Total Sys. Servs., Inc., 221 F.3d 1171, 1176 (11th Cir. 2000).
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through, and that they would give Bartels a three months’ severance package.
Adam and Ross Kaminsky had previously expressed their concern with Bartels’s
effectiveness as a general manager, and they agreed with their father’s decision to
terminate Bartels.
On November 13, 2012, Ross Kaminsky submitted a notice to the Georgia
Department of Labor (the “DOL notice”), which listed the reasons for Bartels’s
termination. These reasons included “[c]ursing at and upsetting [a] member of
[HSF] during fund raising event,” failure to work well with others, failure to meet
minimum production requirements, use of a company credit card for personal
expenses, poor attitude, mistakes leading to lost revenue, and unapproved
spending. Myron Kaminsky later confirmed that the termination decision was
based solely on Bartels’s inappropriate interaction with Albert.
In February 2013, after his daughter’s birth, Bartels filed suit against SMA.
In his complaint, Bartels asserted two claims pursuant to the Family and Medical
Leave Act of 1993 (“FMLA”) for retaliation and interference. SMA filed a motion
for summary judgment, which the district court granted as to both claims.
On appeal, Bartels challenges the grant of summary judgment as to both
FMLA claims.2
2
We review de novo the district court’s grant of summary judgment, considering the
evidence and the inferences therefrom in the light most favorable to the nonmoving party. Ellis
v. England, 432 F.3d 1321, 1325 (11th Cir. 2005). Summary judgment is appropriate where the
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II. THE FMLA STATUTE
Under the FMLA, employees are entitled to leave for specified family and
medical reasons. See generally 29 U.S.C. § 2612. As relevant here, the FMLA
provides that an employee is entitled to up to twelve weeks of leave each year to
care for a spouse or child who suffers from a serious health condition. Id.
§ 2612(a)(1)(C). When the employee returns from such a period of leave, the
employer must reinstate the employee to his previous position with the same
benefits, pay, and other terms and conditions of employment. Id. § 2614 (a)(1).
It is unlawful for an employer to “interfere with, restrain, or deny the
exercise of or the attempt to exercise” these FMLA rights. Id. § 2615(a)(1). It is
also unlawful for an employer to “discharge or in any other manner discriminate
against any individual for opposing any practice made unlawful” by the FMLA.
Id. § 2615(a)(2). An employee seeking to enforce the FMLA’s substantive
provisions may bring a private action against his employer. Id. § 2617. This Court
has recognized two types of FMLA claims: retaliation and interference. Hurlbert
v. St. Mary’s Health Care Sys., Inc., 439 F.3d 1286, 1293 (11th Cir. 2006).
III. RETALIATION CLAIM
evidence shows that “there is no genuine dispute as to any material fact and the movant is
entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). There is a genuine dispute where
the evidence would allow a reasonable jury to find in favor of the nonmoving party. Ellis, 432
F.3d at 1325-26.
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In Count II of his complaint, Bartels asserted an FMLA retaliation claim,
alleging that SMA terminated him in retaliation for his anticipated use of FMLA
protected leave during his wife’s pregnancy.
Where the plaintiff espouses a single-motive theory of FMLA retaliation and
relies on indirect evidence of the employer’s retaliatory intent,3 we analyze his
claim under the burden shifting framework established by the Supreme Court in
McDonnell Douglas Corp. v. Green, 411 U.S. 792, 93 S. Ct. 1817 (1973).
Hurlbert, 439 F.3d at 1297; see Quigg v. Thomas Cty. Sch. Dist., 814 F.3d 1227,
1238 (11th Cir. 2016) (holding that the McDonnell Douglas framework is
appropriate for analyzing single-motive claims, but not mixed-motives claims).
Under that approach, the plaintiff must first establish a prima facie case of
retaliation by showing (1) that he engaged in statutorily protected activity, (2) that
he experienced an adverse employment action, and (3) that there is a causal
connection between the protected activity and the adverse employment action.
Hurlbert, 439 F.3d at 1297. The burden then shifts to the employer to articulate a
legitimate, non-retaliatory reason for the adverse action. Id. The plaintiff then
bears the burden of showing that the employer’s proffered reason is pretext for
unlawful retaliation. Id.
3
Bartels does not argue that he presented direct evidence of unlawful intent.
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We assume without deciding that plaintiff Bartels presented sufficient
evidence to make out a prima facie case of FMLA retaliation. In turn, defendant
SMA presented ample evidence that it terminated Bartels for a legitimate, nonretaliatory reason—to wit, Bartels’s inappropriate behavior during the episode with
Albert. The resolution of Bartels’s retaliation claim thus turns on the issue of
pretext.
To carry his burden on pretext, the employee must produce evidence from
which a reasonable jury could find (1) that the employer’s proffered reason was not
the true reason for the adverse employment action and (2) that the decision was
motivated by an illegal purpose. Springer v. Convergys Customer Mgmt. Grp.
Inc., 509 F.3d 1344, 1348-49 (11th Cir. 2007). The employee can prove pretext by
identifying “weaknesses, implausibilities, inconsistencies, incoherencies, or
contradictions” in the employer’s proffered reason. Brooks v. Cty. Comm’n of
Jefferson Cty., 446 F.3d 1160, 1163 (11th Cir. 2006).
The district court did not err in determining that Bartels failed to establish
that SMA’s legitimate, non-retaliatory reason was pretextual. On this record, the
evidence was insufficient to support a jury finding that the Albert incident was not
the true reason for Bartels’s termination and that the decision was motivated by an
illegal purpose.
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The DOL notice did list reasons other than the Albert episode for
terminating Bartels, but the notice also clearly identified Bartels’s comments to
Albert as one reason for termination. That the DOL notice included other
motivations might indicate that there were supplemental reasons for Bartels’s
termination, but it does not indicate that SMA shifted its reasons.
We recognize that the Kaminskys made statements expressing sympathy for
Bartels and his personal situation. See Wascura v. City of South Miami, 257 F.3d
1238, 1246 (11th Cir. 2001) (stating that expressions of sympathy associated with
termination are “weak circumstantial evidence” of discriminatory intent and that
statements designed to “save face” cannot overcome the employer’s legitimate
reasons for termination). Bartels, however, points to no evidence directly
indicating that the Kaminskys chose to terminate Bartels because of his future need
for FMLA leave. See id.
In addition, the fact that Bartels apologized for his behavior does not create a
genuine dispute of material fact regarding pretext. The apology and any
subsequent positive response from Myron Kaminsky does not rebut the evidence
indicating that SMA terminated Bartels for a legitimate reason. See Brooks, 446
F.3d at 1163 (stating that the employee must meet the employer’s legitimate reason
“head on and rebut it”). It merely shows that Bartels disagrees with SMA’s
resolution of the conflict, which is insufficient to create a genuine dispute of
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material fact. See Wilson v. B/E Aerospace, Inc., 376 F.3d 1079, 1088 (11th Cir.
2004) (“[A] plaintiff cannot recast the reason but must meet it head on and rebut it.
Quarreling with that [legitimate, non-retaliatory] reason is not sufficient.”) (citation
omitted).
Also, contrary to Bartels’s contention, the district court did not ignore
evidence of misconduct by other SMA managers. As the district court noted, the
evidence pertaining to these other managers did not constitute effective comparator
evidence because the other managers’ conduct was not sufficiently similar to
Bartels’s conduct during the Albert episode. See Silvera v. Orange Cty. Sch. Bd.,
244 F.3d 1253, 1259 (11th Cir. 2001) (“In determining whether employees are
similarly situated . . . it is necessary to consider whether the employees are
involved in or accused of the same or similar conduct and are disciplined in
different ways.”).
Two of the alleged comparators, Jarred Pratt and Dennis Purcell, did not
engage in behavior that could be construed as direct mistreatment of a potential
customer or third party. Evidence regarding their misconduct is thus not probative
of pretext as to Bartels’s termination. And manager Michael Rhinehart, another
alleged comparator, merely had to “smooth things over” with customers who felt
they had not gotten a favorable deal. This is not sufficiently similar to the
offensive comments Bartels made to Albert. See id. The district court did not err
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in determining that this purported comparator evidence failed to rebut SMA’s
legitimate reason for terminating Bartels.
The district court also did not fail to consider “me too” evidence regarding
the terminations of SMA employees Doug Thomson and Michael Johnson. The
district court determined that the evidence regarding Thomson’s termination was
insufficient to indicate whether SMA had terminated Thomson for any improper
reason. Importantly, Thomson admitted that he failed to meet SMA’s expectations
for productivity, indicating that Thomson was fired for a legitimate, non-retaliatory
reason. Thomson’s termination did occur after he took time off to care for his ill
wife, but the evidence did not indicate whether this time off could even constitute
protected leave under the FMLA.
As to Michael Johnson, SMA employee Fred Jacoby testified that he spoke
to Bartels, who said that Myron Kaminsky told him to terminate Johnson because
Johnson had heart problems. The district court did not err in determining that this
statement was inadmissible hearsay. Myron Kaminsky’s statement might have
been admissible as an admission of a party opponent had it been introduced
through the testimony of Bartels. See Fed. R. Evid. 801(d)(2). Because it was
introduced through the testimony of Jacoby, however, who testified that Bartels
told him what Myron Kaminsky said, the testimony constituted hearsay within
hearsay. See Fed. R. Evid. 801, 805.
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On appeal, Bartels does not argue that his statement to Jacoby falls within
any established hearsay exception. See id. Rather, Bartels claims that this hearsay
statement can be considered in passing on the motion for summary judgment
“because it can be reduced to admissible form at trial.” However, when Myron
Kaminsky was asked whether he ever said that someone with heart issues could not
work at SMA, he responded, “I don’t believe I would ever say that.” In light of
Myron Kaminsky’s testimony, Bartels has not shown that Myron Kaminsky would
give testimony at trial corroborating Jacoby’s statement. Thus, the district court
did not err in refusing to consider the hearsay statement introduced by Jacoby’s
testimony about what Bartels said that Myron Kaminsky said. See Jones v. UPS
Ground Freight, 683 F.3d 1283, 1293-94 (11th Cir. 2012) (noting that hearsay
statements cannot be considered in passing on a motion for summary judgment
where the declarant has given sworn testimony contradicting the hearsay
statement).
For the first time on appeal, Bartels argues that (1) his FMLA retaliation
claim should be analyzed under the mixed-motives theory of discrimination and
(2) he showed that unlawful discrimination was a “motivating factor” in the
adverse employment action. See Quigg, 814 F.3d at 1235 (discussing the mixedmotives theory as it applies in the context of Title VII and § 1983 discrimination
claims). If the employee can show that an unlawful reason was a motivating
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factor, then the burden shifts to the employer to show that it would have made the
same decision in the absence of the impermissible motivating factor. Id. at 1242
(articulating the “same decision” defense to a claim relying on the mixed-motives
theory).
Even assuming arguendo that the mixed-motives approach is appropriate in
the context of an FMLA retaliation claim, which we do not decide here, Bartels’s
claim fails for two reasons. First, because Bartels urges the application of the
mixed-motives theory for the first time on appeal, we do not consider that issue
here. See Access Now, Inc. v. Sw. Airlines Co., 385 F.3d 1324, 1331 (11th Cir.
2004). Second, as an alternative ground, we conclude that Bartels’s FMLA claims
fail under the mixed-motives theory because there is no genuine dispute of material
fact with respect to SMA’s same-decision defense. That is, the only reasonable
conclusion supported by the record is that SMA would have terminated Bartels
because of the Albert incident regardless of whether Bartels indicated a need for
FMLA leave. See Quigg, 814 F.3d at 1242.
For either reason, the district court did not err in granting summary judgment
to SMA on Bartels’s FMLA retaliation claim.
IV. INTERFERENCE CLAIM
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In Count I of his complaint, Bartels asserted an FMLA interference claim,
principally alleging that SMA terminated him to avoid providing him with
anticipated FMLA leave.
To prevail on a claim for FMLA interference, an employee must show that
his employer denied him a benefit to which he was entitled under the FMLA.
White v. Beltram Edge Tool Supply, Inc., 789 F.3d 1188, 1191 (11th Cir. 2015).
The employee need not show that the employer intended to deny an FMLA
benefit—the employer’s motives are irrelevant in the context of an interference
claim. Hurlbert, 439 F.3d at 1293. Where the employer can show, however, that it
would have dismissed the employee regardless of the employee’s request for
FMLA benefits, the employer is not liable for FMLA interference. Krutzig v.
Pulte Home Corp., 602 F.3d 1231, 1236 (11th Cir. 2010). Thus, the employer is
only liable for FMLA interference where the employee’s need for FMLA leave
was the proximate cause of the termination. Schaaf v. Smithkline Beecham Corp.,
602 F.3d 1236, 1242 (11th Cir. 2010).
Here, we cannot say that the district court erred in granting summary
judgment to SMA on Bartels’s FMLA interference claim. The district court did
not err by relying on its retaliation pretext analysis to grant summary judgment to
SMA on Bartels’s interference claim. It is true, as Bartels notes, that SMA bears
the burden of showing, in relation to the interference claim, that it would have
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terminated Bartels regardless of his need for FMLA leave. Id. at 1241. But it is
not improper burden shifting for the district court to consider the employee’s
inability to show pretext in relation to his retaliation claim in determining, for
purposes of the interference claim, that the employer still would have terminated
the employee for a reason unrelated to the FMLA.
Our previous decisions support the district court’s mode of analysis here. In
Wascura, this Court first determined that the employee failed to present evidence
from which a reasonable jury could conclude that an employer’s proffered
legitimate reasons for termination were pretextual with respect to the employee’s
ADA claim. 257 F.3d at 1247. The Court went on to analyze the employee’s
FMLA interference claim, expressly taking into consideration the employee’s
failure to show pretext with respect to the ADA claim. We affirmed the grant of
summary judgment to the employer on the employee’s FMLA interference claim,
stating:
For the same reasons that we concluded that [the employee] failed to
present evidence from which a reasonable jury could find that the
[employer’s] proffered reasons for her termination were pretextual
with respect to her ADA claim, we conclude that [the employee]
failed to present evidence from which a reasonable jury could find any
causal connection between [the employee’s] . . . potential need to take
time off . . . and her subsequent termination.
Id. at 1248. Similarly, the district court here did not err in relying on Bartels’s
inability to show pretext in relation to his retaliation claim in determining that
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SMA met its burden of showing that it would have made the same decision
anyway and thus was not liable for FMLA interference.
Separately, to the extent that Bartels contends that the district court erred in
failing to consider his interference claim under the mixed-motives theory of
causation, we summarily reject that argument. As stated in Part III, supra, Bartels
did not raise this issue in the district court, and we thus do not consider it here. See
Access Now, 385 F.3d at 1331.
Accordingly, there is no genuine dispute of material fact regarding SMA’s
non-FMLA reason for terminating Bartels. We affirm the district court’s ruling on
Bartels’s interference claim.
V. CONCLUSION
In light of the foregoing, we affirm the district court’s grant of summary
judgment in favor of defendant SMA on plaintiff Bartels’s FMLA retaliation and
interference claims.
AFFIRMED.
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