United States of America v. Salim

Filing

OPINION, affirmed, by JMW, GEL, FILED.[701630] [10-3648]

Download PDF
Case: 10-3648 Document: 141-1 Page: 1 08/24/2012 701630 21 10-3648-cr United States of America v. Mamdouh Mahmud Salim 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT August Term 2012 (Argued: March 27, 2012 Decided: August 24, 2012) Docket No. 10-3648-cr -----------------------------------------------------x UNITED STATES OF AMERICA, Appellee, -- v. -MAMDOUH MAHMUD SALIM, Defendant-Appellant. -----------------------------------------------------x B e f o r e : WALKER and LYNCH, Circuit Judges.1 24 Appeal from a judgment of the United States District Court 25 for the Southern District of New York (Deborah A. Batts, Judge) 26 resentencing appellant for attacking a correctional officer. 27 Appellant challenges his resentence, which he attended by 28 videoconference, primarily on the ground that his right to be 29 physically present in court was violated. 30 appellant that the government has not satisfied its burden of 31 proving that he waived his right to be present and that the 1 2 3 1 We agree with Because Judge Straub, originally assigned to this panel, is recused, the remaining members of the panel decided this appeal in accordance with Second Circuit Internal Operating Procedure E. 1 Case: 10-3648 Document: 141-1 Page: 2 08/24/2012 701630 21 1 district court erred in finding a valid waiver. 2 is subject to plain error review and, in the circumstances of 3 this case, appellant was not prejudiced. 4 appellant’s arguments that his resentence was unreasonable. 5 therefore AFFIRM the judgment of the district court. 6 7 8 9 10 11 12 13 14 15 16 17 18 19 But this error We also reject We BRUCE R. BRYAN, Syracuse, NY, for Defendant-Appellant. ANDREW D. GOLDSTEIN, Assistant U.S. Attorney (Iris Lan, Assistant U.S. Attorney, on the brief), for Preet Bharara, U.S. Attorney for the Southern District of New York, New York, NY, for United StatesAppellee. JOHN M. WALKER, JR., Circuit Judge: Defendant-Appellant Mamdouh Mahmud Salim appeals from a 20 judgment of the United States District Court for the Southern 21 District of New York (Deborah A. Batts, Judge) resentencing him 22 for attacking a correctional officer while an inmate at the 23 Metropolitan Correctional Center (the “MCC”). 24 argues primarily that his resentencing by videoconference 25 constituted a violation of his right to be physically present. 26 We agree with Salim that the government has not satisfied its 27 burden of proving that he waived his right to be present and that 28 the district court erred in finding a valid waiver. 29 error is subject to plain error review and, in these 30 circumstances, Salim was not prejudiced. 2 On appeal, Salim But this We also reject Salim’s Case: 10-3648 Document: 141-1 Page: 3 08/24/2012 1 arguments that his resentence was unreasonable. 2 701630 21 AFFIRM the judgment of the district court. 3 4 5 We therefore BACKGROUND I. Factual Background The facts of this case are fully set forth in this Court’s 6 prior opinion in United States v. Salim, 549 F.3d 67 (2d Cir. 7 2008). For present purposes, they may be summarized as follows: 8 On November 1, 2000, Salim was incarcerated at the MCC 9 awaiting trial upon the indictment in United States v. Usama Bin 10 Laden, et al., S9 98 Cr. 1023 (LBS), in which numerous alleged al 11 Qaeda members were charged with a conspiracy to kill Americans. 12 On that day, Salim and his cellmate (and co-defendant in the 13 terrorism case) Kholfan Khamis Mohamed planned to take a guard’s 14 keys so that Salim could attack his lawyers in an attorney-inmate 15 meeting room. 16 withdraw their representation so that District Judge Sand, who 17 was presiding over the terrorism case and previously had denied 18 Salim’s repeated requests for new lawyers, would have to grant 19 substitute counsel. 20 Their goal was to force Salim’s attorneys to Salim began to put the plan into effect when, while meeting 21 with his lawyers in one of the meeting rooms, he asked to go back 22 to his cell to retrieve certain materials. 23 Officer Louis Pepe escorted him to his cell, Salim began singing 24 -- a prearranged signal to Mohamed, who was waiting in the cell. 3 As Corrections Case: 10-3648 Document: 141-1 Page: 4 08/24/2012 701630 21 1 When Salim and Officer Pepe arrived at the cell, Mohamed grabbed 2 Officer Pepe’s walkie-talkie and Salim knocked Officer Pepe down, 3 sprayed hot sauce in his eyes, and stabbed him in the left eye 4 with the end of a sharpened plastic comb. 5 Pepe’s keys, Salim and Mohamed locked Officer Pepe in the cell 6 and Salim headed back towards the meeting room where his lawyers 7 waited. 8 9 Having taken Officer He was subdued by other guards en route. Officer Pepe was severely injured. He lost his left eye, incurred reduced vision in his right eye, and suffered brain 10 damage that left his right side partially paralyzed and 11 interfered with other normal functions, including his ability to 12 speak and write. 13 II. 14 Procedural Background Salim’s attack on Officer Pepe resulted in numerous 15 additional charges, which were indicted separately from the 16 terrorism case and assigned to District Judge Batts. 17 2002, those charges were resolved when Salim pled guilty to 18 conspiracy to murder, and attempted murder of, a federal 19 official, see 18 U.S.C. §§ 1114, 1117, pursuant to a plea 20 agreement without any Sentencing Guidelines understanding. 21 On April 3, After a Fatico hearing and briefing, the district court 22 issued an opinion containing findings of fact and legal 23 conclusions. 24 (S.D.N.Y. 2003). See United States v. Salim, 287 F. Supp. 2d 250 Among other rulings, the district court 4 Case: 10-3648 Document: 141-1 Page: 5 08/24/2012 701630 21 1 rejected the government’s argument for a terrorism enhancement. 2 The government believed this enhancement was warranted because 3 Salim had attempted to coerce Judge Sand into appointing 4 substitute counsel. 5 the terrorism enhancement applied only to transnational conduct 6 whereas the prison assault was purely domestic. 7 54. 8 government that an obstruction of justice enhancement was 9 warranted based on Salim’s repeated denials at the Fatico hearing 10 that the motive for his attack was to force Judge Sand to appoint 11 new counsel. 12 The district court, however, concluded that See id. at 353- In a subsequent order, the district court agreed with the The initial sentencing took place on May 3, 2004. Although 13 the Guidelines range was 262 to 327 months, the district court 14 departed upward and imposed a 384-month sentence due to factors 15 including (1) the “unusually cruel, brutal . . . and . . . 16 gratuitous infliction of injury,” Appendix (“App.”) 480, (2) that 17 the attack was part of a broader scheme to attack Salim’s 18 attorneys, and (3) that Salim had secured Mohamed’s help through 19 religious and psychological coercion. 20 Salim appealed his sentence. While that appeal was pending, 21 the Supreme Court decided United States v. Booker, 534 U.S. 220 22 (2005), which rendered the Sentencing Guidelines advisory rather 23 than mandatory, and our Court thereafter decided United States v. 24 Crosby, 397 F.3d 103 (2d Cir. 2005), which, in light of Booker, 5 Case: 10-3648 Document: 141-1 Page: 6 08/24/2012 701630 21 1 provided for remand to “permit[] the sentencing judge to 2 determine whether to resentence, . . . and if so, to resentence,” 3 id. at 117 (emphasis omitted). 4 district court pursuant to Crosby. 5 declined to resentence Salim after concluding that it would have 6 imposed the same sentence under an advisory Guidelines regime. 7 Salim again appealed, arguing that the district court had We remanded Salim’s case to the On remand, the district court 8 erroneously imposed various enhancements, including the 9 obstruction enhancement. The government cross-appealed from the 10 district court’s decision not to impose a terrorism enhancement. 11 We rejected Salim’s arguments but agreed with the government that 12 the terrorism enhancement does not require transnational conduct 13 and thus should apply in this case. 14 78. Salim, 549 F.3d at 73-76, We vacated the sentence and again remanded. 15 Id. at 79. On remand, Salim’s counsel argued that, for various reasons, 16 Salim’s sentence either should be reduced or should stay the 17 same. 18 Guidelines-recommended sentence in light of the now-applicable 19 terrorism enhancement. 20 the district court rejected Salim’s arguments and concluded that 21 a life sentence was appropriate. 22 court stated that its reasons for departing upward in the 23 original sentence -– most prominently, the severity and purpose 24 of the crime -- prevented it from departing below the Guidelines The government argued for a life sentence, which was the In an opinion issued before resentencing, Specifically, the district 6 Case: 10-3648 Document: 141-1 Page: 7 08/24/2012 701630 21 1 on resentencing. 2 to impose a life sentence was based on [its] erroneous legal 3 analysis [regarding the terrorism enhancement] and had nothing to 4 do with the ‘nature and circumstances of the offense’ or the 5 ‘history and characteristics of the defendant.’” 6 Appendix 239-40 (quoting 18 U.S.C. § 3553(a)(1)). 7 It also noted that its prior “determination not Special Prior to resentencing, Salim’s lawyer sent the district 8 court a letter that stated that he had recently spoken with his 9 client and that Salim did not wish to be present in court for the 10 resentencing. 11 [Salim] be permitted to waive his presence at [re]sentencing 12 pursuant to Rule 43(c)(1)(B) of the Federal Rules of Criminal 13 Procedure, or, alternatively, that the [re]sentencing proceed via 14 videoconferencing.” 15 letter and ordered that Salim’s “presence in person [was] waived 16 for re-sentencing in that a video hook up shall be arranged by 17 the Government.” 18 “On [Salim’s] behalf, [counsel] request[ed] that App. 1104. The district court endorsed the Id. At the resentencing on August 31, 2010, Salim’s counsel was 19 present and Salim attended by videoconference.2 20 the district court had the following colloquy with Salim: 21 1 2 3 4 5 THE COURT: At the outset, Mr. Salim is not present in person in 2 On appeal, Salim complains that there were technical difficulties with the videoconference link. Although there were some difficulties early on and periodically thereafter, they did not interfere with the actual proceedings or with Salim’s ability to communicate with the district court. 7 Case: 10-3648 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 Document: 141-1 Page: 8 08/24/2012 701630 21 the courtroom today. Mr. Salim, I wish to confirm that it is your wish to waive your appearance in this courtroom pursuant to Rule 43(c)(1)(B) of the Federal Rules of Criminal Procedure. Is that correct? THE DEFENDANT: Your Honor, do you want me to answer this question? THE COURT: Yes. THE DEFENDANT: Your Honor, when they brought me in and they moved me from one prison to another, there are guards. And the officer spit on me and beat me, and that’s why I refuse to come over. THE COURT: So you do not wish to waive your presence and you would prefer to be here? THE DEFENDANT: No, your Honor. I don’t want to come to the Court. So I’m not going to be subjected to being beaten up and to be spit on. THE COURT: So then you waive your presence here this afternoon? THE DEFENDANT: Therefore, your Honor, I am waiving my right to appear before you. THE COURT: Thank you, Mr. Salim. Id. at 1114-15. After hearing statements from Officer Pepe, from Salim and 38 his lawyer, and from the government, the district court imposed a 39 life sentence as recommended by the Guidelines. 8 Salim appeals. Case: 10-3648 Document: 141-1 1 2 3 Page: 9 08/24/2012 701630 21 DISCUSSION I. The Right to Be Present at Resentencing Salim argues, inter alia, that his attendance at 4 resentencing by videoconference violated his right to be 5 physically present and that his waiver of physical presence was 6 not voluntary because it was premised on his fear of abuse by 7 correctional officers. 8 A. Applicable Law 9 Under both the Constitution and Federal Rule of Criminal 10 Procedure 43(a)(3), a criminal defendant has the right to be 11 present during sentencing. 12 United States v. Arrous, 320 F.3d 355, 359 (2d Cir. 2003) 13 (“[W]here the district court re-enters a sentence which has been 14 vacated or set aside by the Court of Appeals . . . , a defendant 15 has a constitutional right to be present, because technically a 16 new sentence is being imposed in place of the vacated 17 sentence.”). This right extends to resentencing. 18 Although it is an issue of first impression in this circuit, 19 every federal appellate court to have considered the question has 20 held that a defendant’s right to be present requires physical 21 presence and is not satisfied by participation through 22 videoconference. 23 764-65 (6th Cir. 2011); United States v. Torres-Palma, 290 F.3d 24 1244, 1245-48 (10th Cir. 2002); United States v. Lawrence, 248 See United States v. Williams, 641 F.3d 758, 9 Case: 10-3648 Document: 141-1 Page: 10 08/24/2012 701630 21 1 F.3d 300, 301, 303-04 (4th Cir. 2001); United States v. Navarro, 2 169 F.3d 228, 235-39 (5th Cir. 1999), cert. denied, 528 U.S. 845 3 (1999). 4 dissenting) (opining that the defendant’s sentencing by 5 videoconference did not violate his right to be present). 6 Because both parties argue from this premise, we assume without 7 deciding that “presence” requires physical presence and is not 8 satisfied by videoconference. 9 But see Navarro, 169 F.3d at 239-42 (Politz, J., In a non-capital case, a defendant may waive his right to be 10 present as long as that waiver is knowing and voluntary. 11 Fed. R. Crim. P. 43(c)(1)(B); United States v. Mera, 921 F.2d 18, 12 20 (2d Cir. 1990) (per curiam). 13 of demonstrating by a preponderance of the evidence that a 14 defendant waived his constitutional rights.” 15 Lynch, 92 F.3d 62, 65 (2d Cir. 1996). 16 erroneous denial of a defendant’s right to be present during 17 resentencing is grounds for reversal only if the defendant 18 suffered prejudice as a result of the deprivation. 19 States v. DeMott, 513 F.3d 55, 58 (2d Cir. 2008); Arrous, 320 20 F.3d at 361-62; United States v. Pagan, 785 F.2d 378, 380-81 (2d 21 Cir. 1986). 22 a violation of the right to be present at sentencing “is per se 23 prejudicial”). 24 25 See “The government bears the burden United States v. We have held that the See United But see Torres-Palma, 290 F.3d at 1248 (holding that We therefore turn to whether the government has proven, as the district court found, that Salim knowingly and voluntarily 10 Case: 10-3648 1 Document: 141-1 Page: 11 08/24/2012 701630 21 waived his right to be present for resentencing. 2 B. Salim’s Purported Waiver of Presence 3 Salim contends that his waiver of presence was not voluntary 4 because it was premised on his fear of physical abuse by 5 correctional officers. 6 response: first, that Salim’s lawyer properly waived Salim’s 7 presence through counsel’s letter to the district court before 8 resentencing; and second, that Salim reiterated and confirmed his 9 waiver directly to the district court at the outset of the 10 resentencing proceedings. 11 12 The government makes two arguments in 1. Defense Counsel’s Purported Waiver by Letter “Although it is certainly preferable that the waiver [of 13 presence] come from the defendant directly, there is no 14 constitutional requirement to that effect.” Polizzi v. United 15 States, 926 F.2d 1311, 1322 (2d Cir. 1991). A defendant’s lawyer 16 may waive presence on the defendant’s behalf. 17 waiver through counsel, like all waivers of constitutional 18 rights, still must be knowing and voluntary on the part of the 19 defendant. 20 district court inquired of defense counsel whether, inter alia, 21 “the defendant understood his right to be present and whether he 22 was voluntarily and knowingly waiving that right, affirmatively 23 requesting that the trial proceed in his absence and giving up 24 any claim” of prejudice). 25 26 But a defendant’s See id. at 1313 (describing a procedure wherein the The government has not satisfied its burden of proving that Salim, through his lawyer’s letter, knowingly and voluntarily 11 Case: 10-3648 Document: 141-1 Page: 12 08/24/2012 701630 21 1 waived his right to be present at resentencing. 2 stated only that counsel had “recently spoken to” Salim and 3 requested, on Salim’s behalf, that Salim be allowed “to waive his 4 presence at [re]sentencing . . . or, alternatively, that the 5 [re]sentencing proceed via videoconferencing.” 6 words, without more, do not speak to knowledge or voluntariness, 7 and the government cannot prove –- and the district court could 8 not have found -- an adequate waiver by relying on them. 9 10 2. The letter App. 1104. These Salim’s Purported Waiver over Videoconference As resentencing commenced, the district court appropriately 11 stated to Salim over the videoconference link that it “wish[ed] 12 to confirm that it [was Salim’s] wish to waive [his] appearance 13 in th[e] courtroom,” id. at 1114. 14 566 F.3d 77, 83 (2d Cir. 2009) (“To establish waiver, the 15 District Court must conduct a record inquiry to determine whether 16 the defendant's absence was ‘knowing and voluntary’ . . . .”). 17 Salim responded that he did indeed waive his presence, but that 18 he did so because at least one correctional officer allegedly had 19 “spit on” and “beat[en]” him the last time Salim had been moved. 20 App. 1114. 21 Court” because he did not want “to be subjected to being beaten 22 up and . . . spit on” again. 23 this waiver and proceeded with resentencing. 24 See United States v. Tureseo, He claimed that he did not “want to come to the Id. The district court accepted Here again, the government has not satisfied its burden of 25 proving that Salim’s waiver was voluntary. 26 waiver of a constitutional right must be “the product of a free 12 To be voluntary, a Case: 10-3648 Document: 141-1 Page: 13 08/24/2012 701630 21 1 and deliberate choice rather than intimidation, coercion, or 2 deception.” 3 (internal quotation marks omitted). 4 resulted from fears of intimidation and physical abuse. 5 government has not established that Salim was lying about the 6 abuse, that the fear he expressed was not reasonably grounded, or 7 that he would not have attended resentencing even if his safety 8 could be reasonably assured. Berghuis v. Thompkins, 130 S. Ct. 2250, 2260 (2010) Salim’s waiver allegedly The 9 Nor did the district court undertake to assess the 10 reasonableness of Salim’s alleged fears or determine whether 11 assurances could have been made that would assuage those fears. 12 In comparable situations, we and the Supreme Court have held that 13 a careful judicial inquiry is required before a court may accept 14 an in-court waiver of constitutional procedural rights. 15 Faretta v. California, 422 U.S. 806, 814 (1975) (right to counsel 16 and the “correlative right to dispense with a lawyer’s help” 17 (internal quotation marks omitted)); Boykin v. Alabama, 395 U.S. 18 238, 243-44 (1969) (rights against self-incrimination, to trial, 19 and to confront one’s accusers, which may be waived by entering a 20 guilty plea); United States v. Curcio, 680 F.2d 881, 889-90 (2d 21 Cir. 1982) (right to conflict-free counsel). 22 urges that the district court, which observed Salim during this 23 colloquy, implicitly rejected Salim’s claimed fears of abuse as 24 incredible. 25 to assess Salim’s credibility and, if appropriate, reject his 26 explanation for his waiver. See The government It is true that the district court was in a position But the district court made no 13 Case: 10-3648 Document: 141-1 Page: 14 08/24/2012 701630 21 1 findings to that effect. The government’s argument therefore is 2 speculative and we cannot uphold the district court’s acceptance 3 of Salim’s waiver on this basis. 4 C. Prejudice Analysis 5 Our analysis does not end with our determination that the 6 government has not met its burden of proving that Salim knowingly 7 and voluntarily waived his right to be physically present at 8 resentencing. 9 waiver warrants reversal and remand only if Salim suffered The district court’s error in finding a valid 10 prejudice as a result. 11 F.3d at 361-62; Pagan, 785 F.2d at 380-81. 12 See DeMott, 513 F.3d at 58; Arrous, 320 When a criminal defendant does not preserve an issue below 13 by objecting, we apply a plain error standard instead of a 14 harmless error one. 15 509, 515 & n.2 (2d Cir. 2009) (Confrontation Clause context); 16 United States v. Vaval, 404 F.3d 144, 151 (2d Cir. 2005) (Rule 11 17 context). 18 Salim’s waiver of presence at resentencing for plain error. 19 e.g., United States v. Jones, 662 F.3d 1018, 1027 (8th Cir. 20 2011); United States v. Henderson, 626 F.3d 326, 343 (6th Cir. 21 2010); United States v. Holman, 289 F. App’x 680, 681 (5th Cir. 22 2008); United States v. Williams, 241 F. App’x 681, 684 (11th 23 Cir. 2007); United States v. Terrazas, 190 F. App’x 543, 548-49 24 (9th Cir. 2006); United States v. Rhodes, 32 F.3d 867, 874 (4th 25 Cir. 1994). 26 See, e.g., United States v. Garcia, 587 F.3d We therefore review the district court’s acceptance of See, As explained recently by the Supreme Court, when reviewing 14 Case: 10-3648 1 2 3 4 5 6 7 8 9 10 Document: 141-1 Page: 15 08/24/2012 701630 21 for plain error, an appellate court may, in its discretion, correct an error not raised at trial only where the appellant demonstrates that (1) there is an error; (2) the error is clear or obvious, rather than subject to reasonable dispute; (3) the error affected the appellant’s substantial rights, which in the ordinary case means it affected the outcome of the district court proceedings; and (4) the error seriously affects the fairness, integrity or public reputation of judicial proceedings. 11 United States v. Marcus, ––– U.S. ––––, 130 S. Ct. 2159, 2164 12 (2010) (brackets and internal quotation marks omitted). 13 defendant bears “the burden of establishing entitlement to relief 14 for plain error.” 15 74, 82 (2004). 16 The United States v. Dominguez Benitez, 542 U.S. Even assuming that Salim has satisfied the first two prongs 17 of plain error review –- by showing that there was an error and 18 that it was clear or obvious –- he has not met the third or 19 fourth. 20 affected the outcome of his resentencing. 21 at 58 (in harmless error review of erroneous deprivation of right 22 to be present at resentencing, violation was harmless if, inter 23 alia, the “defendant’s presence would not have affected the 24 outcome” of the resentencing). 25 district court issued an opinion in which it found that the 26 circumstances of Salim’s crime “preclude[d] any finding in favor 27 of the Defendant for a non-guidelines sentence,” App. 1101, i.e., 28 a sentence of less than life imprisonment. 29 also clarified that its prior “determination not to impose a life 30 sentence was based on [its] erroneous legal analysis and had Salim has not proven that his presence would have Cf. DeMott, 513 F.3d Before the resentencing, the 15 The district court Case: 10-3648 Document: 141-1 Page: 16 08/24/2012 701630 21 1 nothing to do with the ‘nature and circumstances of the offense’ 2 or the ‘history and characteristics of the defendant,’” id. at 3 1100-01 –- the sort of considerations that sometimes weigh in 4 favor of a below-Guidelines sentence under 18 U.S.C. 5 § 3553(a)(1). 6 live videoconference link, Salim was not prevented from making 7 any statement he chose to the district court. 8 considerations, Salim has offered no explanation for why his 9 physical presence might have led to a resentence of less than 10 And, during the resentencing, by virtue of the Against these life imprisonment. 11 Salim protests that the district court did not allow him to 12 read on the record a ten-page “motion” (alternatively called a 13 “statement”), App. 1123-24, that he had faxed to the district 14 court on the day of resentencing. 15 speak before the imposition of sentence. 16 32(i)(4)(A). 17 court’s decision not to hear Salim’s motion was tied to his lack 18 of physical presence, Salim’s right to speak was not violated 19 here. 20 were to be made by counsel and that, in any case, it would not 21 rule on any motions made at this late date. 22 asked Salim what he “ha[d] to say in relation to sentencing,” 23 App. 1124, and Salim spoke, as was his right. 24 district court offered Salim’s counsel a break to consider 25 whether he wished to raise in his attorney statement any of the 26 points from Salim’s motion. Defendants have the right to Fed. R. Crim. P. Even on the dubious assumption that the district The district court did not err in stating that motions The district court Later, the Counsel declined the break and made 16 Case: 10-3648 Document: 141-1 Page: 17 08/24/2012 701630 21 1 a statement that “incorporate[d]” the motion, id. at 1128. 2 these circumstances, Salim’s right to speak before the imposition 3 of resentence was not violated. 4 In Nor has Salim proven the fourth plain error factor -- that 5 the district court’s acceptance of his waiver of presence 6 seriously affected the fairness, integrity or public reputation 7 of judicial proceedings. 8 outcome of proceedings typically does not meet this prong. 9 Marcus, 130 S. Ct. at 2166. An error that does not affect the This is because “the plain-error 10 exception to the contemporaneous-objection rule is to be used 11 sparingly,” “to correct only particularly egregious errors” when 12 “a miscarriage of justice would otherwise result.” 13 v. Young, 470 U.S. 1, 15 (1985) (internal quotation marks 14 omitted). 15 absence might have altered his resentence, nor has he 16 demonstrated that any error in his resentencing was so egregious 17 as to warrant relief on plain error review. 18 United States As discussed earlier, Salim has not explained why his In sum, we see no basis for concluding that the acceptance 19 of Salim’s waiver of presence, while erroneous on this record, 20 warrants reversal under a plain error standard. 21 II. 22 The Reasonableness of Salim’s Resentence Salim makes several challenges to the reasonableness of his 23 resentence. “We are constrained to review sentences for 24 reasonableness, and we do so under a deferential abuse-of- 25 discretion standard. We examine sentences for both substantive 17 Case: 10-3648 Document: 141-1 Page: 18 08/24/2012 701630 21 1 and procedural reasonableness, setting aside a sentence as 2 substantively unreasonable only in those special cases where the 3 range of permissible decisions does not encompass the [d]istrict 4 [c]ourt’s determination.” 5 305, 308 (2d Cir. 2012) (internal quotation marks and citations 6 omitted). 7 district court (1) fails to calculate the Guidelines range; (2) 8 is mistaken in the Guidelines calculation; (3) treats the 9 Guidelines as mandatory; (4) does not give proper consideration United States v. Diamreyan, 684 F.3d “A sentence is procedurally unreasonable when[] the 10 to the § 3553(a) factors; (5) makes clearly erroneous factual 11 findings; (6) does not adequately explain the sentence imposed; 12 or (7) deviates from the Guidelines range without explanation.” 13 Id. 14 Salim argues that his resentence was procedurally 15 unreasonable because the district court imposed a longer sentence 16 at resentencing than it had imposed originally. 17 court originally imposed a sentence of 32 years’ imprisonment. 18 At that point, in Salim’s view, the district court knew 19 everything about his case that it knew at the resentencing. 20 Furthermore, the district court did not give the original 32-year 21 sentence because of adherence to then-mandatory Guidelines; it 22 departed upward from those Guidelines, so the original sentence 23 must have been what the district court thought was right under 24 the circumstances. 25 could not have imposed a heavier sentence on remand, when the 26 Guidelines were no longer mandatory, and when all that had The district Therefore, Salim argues, the district court 18 Case: 10-3648 Document: 141-1 Page: 19 08/24/2012 701630 21 1 changed was the Guidelines recommendation, unless the district 2 court took the Guidelines to be mandatory or at least 3 presumptively correct. 4 constitute an abuse of discretion. 5 616 F.3d 174, 182-83 (2d Cir. 2010). 6 the fact that our Court had instructed the district court that 7 the terrorism enhancement applied cannot explain the increased 8 sentence on remand, as that determination was based simply on the 9 meaning of the Guidelines, and not on any disagreement with the Either of those presumptions would See United States v. Dorvee, Furthermore, Salim argues, 10 district court’s findings of fact; we did not, for example, 11 reject the district court’s fact-finding and conclude that Salim 12 was actually engaged in a larger hostage-taking plot, rather than 13 in an attempt to scare his attorneys into resigning and to force 14 Judge Sand to appoint new counsel. 15 Salim’s argument is unavailing, as the sentencing factors 16 were different at the time of resentencing: the Guidelines 17 recommendation, which is a factor that 18 U.S.C. § 3553(a) 18 requires a judge to consider, had changed. 19 a factor, then it must follow that in some cases they are the 20 factor that tips the balance. 21 a difference, it is a non-factor. 22 the district court’s imposition of a life sentence at 23 resentencing was not procedurally unreasonable. 24 If the Guidelines are After all, if a factor never makes Accordingly, we conclude that Salim’s challenge to the validity of the terrorism 25 enhancement Guideline itself is similarly unavailing. 26 that the terrorism enhancement, like the child pornography 19 He argues Case: 10-3648 Document: 141-1 Page: 20 08/24/2012 701630 21 1 Guidelines, is not entitled to the respect or deference of a 2 sentencing judge because the enhancement was not the product of 3 empirical “research.” 4 inter alia, that “the [Sentencing] Commission did not use [its 5 typical] empirical approach in formulating the Guidelines for 6 child pornography,” but “[i]nstead, at the direction of Congress, 7 . . . amended the Guidelines . . . several times since their 8 introduction in 1987, each time recommending harsher penalties”). 9 In Dorvee, we analogized to the Supreme Court’s instruction, in 10 the context of crack-cocaine sentencing, that a judge is free to 11 disagree with the substance of a Guidelines recommendation, and 12 we held that it is not an abuse of discretion for a judge to 13 disagree with the child pornography Guidelines, given their 14 “irrationality” and questionable origins. 15 have never held that a district court is required to reject an 16 applicable Guideline. 17 Guidelines sentence where she disagrees with the weight the 18 Guidelines assign to a factor. 19 See Dorvee, 616 F.3d at 184-85 (noting, See id. at 187-88. We At most, the judge may give a non- Here, there is no indication that the district court 20 disagreed with the terrorism enhancement, or thought it compelled 21 (or established a presumption in favor of) a sentence that was 22 greater than necessary to accomplish the purposes of sentencing 23 set out in section 3553(a). 24 recognized expressly, in writing, that the Guidelines are 25 advisory, stated the correct standard, and discussed at length, 26 in terms of the statutory factors, why a life sentence was Rather, the district court 20 Case: 10-3648 Document: 141-1 Page: 21 08/24/2012 701630 21 1 appropriate. While the district court did not directly reject 2 Salim’s argument that it ought to ignore the terrorism 3 enhancement, we have never required judges to address every point 4 raised, where, as here, the district court made clear its reasons 5 for imposing a life sentence. 6 did not abuse its discretion in considering the terrorism 7 enhancement. 8 9 Accordingly, the district court CONCLUSION We have considered Salim’s remaining arguments and find them 10 to be without merit. 11 We therefore AFFIRM the judgment of the district court. 21

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?