The Authors Guild v. Google, Inc.

Filing 41

JOINT APPENDIX, volume 1 of 6, (pp. 1-300), on behalf of Appellant Jim Bouton, Joseph Goulden, Betty Miles and The Authors Guild, FILED. Service date 04/07/2014 by CM/ECF.[1196245] [13-4829]

13-4829-cv
United States Court of Appeals
for the

Second Circuit
THE AUTHORS GUILD, BETTY MILES, JIM BOUTON, JOSEPH
GOULDEN, individually and on behalf of all others similarly situated,
Plaintiffs-Appellants,
HERBERT MITGANG, DANIEL HOFFMAN, individually and on behalf of all
others similarly situated, PAUL DICKSON, THE MCGRAW-HILL
COMPANIES, INC., PEARSON EDUCATION, INC., SIMON & SCHUSTER,
INC., ASSOCIATION OF AMERICAN PUBLISHERS, INC., CANADIAN
STANDARD ASSOCIATION, JOHN WILEY & SONS, INC., individually and
on behalf of all others similarly situated,
Plaintiffs,
v.
GOOGLE, INC.,
Defendant-Appellee.
––––––––––––––––––––––––––––––
ON APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF NEW YORK

JOINT APPENDIX
(UN-SEALED REDACTED VERSION)
Volume 1 of 6 (Pages A-1 to A-300)
DURIE TANGRI
217 Leidesdorff Street
San Francisco, California 94111
[phone]
– and –
WILMER CUTLER PICKERING HALE
AND DORR LLP
1875 Pennsylvania Avenue, NW
Washington, DC 20006
[phone]
Attorneys for Defendant-Appellee

FRANKFURT KURNIT KLEIN & SELZ, P.C.
488 Madison Avenue, 10th Floor
New York, New York 10022
[phone]
– and –
JENNER & BLOCK
1099 New York Avenue, NW, Suite 900
Washington, DC 20001
[phone]
Attorneys for Plaintiffs-Appellants

i
TABLE OF CONTENTS
Page
District Court Docket Entries ....................................

A-1

Excerpts from the Objection of Amazon.com, Inc.
to Proposed Settlement, dated September 1, 2009

A-53

Excerpts from the Objections of Microsoft
Corporation to Proposed Settlement and
Certification of Proposed Settlement Class and
Sub-Classes, dated September 8, 2009 ..................

A-65

Excerpts from the Memorandum of Amicus Curiae
Open Book Alliance in Opposition to the
Proposed Settlement, filed September 8, 2009 ......

A-78

Excerpts from the Objection of Yahoo!Inc. to Final
Approval of the Proposed Class Action
Settlement, filed September 8, 2009 ......................

A-80

Declaration of Michael J. Boni in Support of
Motion to Approve the Amended Settlement
Agreement, dated November 13, 2009
(Omitted herein)
Exhibit 2 to Boni Declaration –
Amended Settlement Agreement, dated
November 13, 2009 ...............................................

A-83

Opinion of the Honorable Denny Chin, dated
March 22, 2011 ......................................................

A-127

Fourth Amended Class Action Complaint, dated
October 14, 2011....................................................

A-175

Defendant Google Inc.’s Answer to Plaintiffs’
Fourth Amended Complaint, dated June 14, 2012

A-191

ii
Page
Declaration of Judith A. Chevalier in Support of
Defendant Google Inc.’s Motion for Summary
Judgment, dated July 18, 2012 ..............................

A-201

Exhibit A to Chevalier Declaration –
Expert Report of Judith A. Chevalier, dated
May 4, 2012 ...........................................................

A-203

Declaration of Dan Clancy in Support of Defendant
Google Inc.’s Motion for Summary Judgment,
dated July 26, 2012 ................................................

A-222

Exhibit A to Clancy Declaration –
Cooperative Agreement between Google Inc. and
Regents of the University of Michigan/University
Library, dated June 15, 2005..................................

A-228

Exhibit B to Clancy Declaration –
Search Results Page for the Query “Steve
Hovley” ..................................................................

A-241

Exhibit C to Clancy Declaration –
Portion of an About the Book Page that is
Displayed when one clicks on Ball Four in the
Search Results Pictured in Exhibit B .....................

A-243

Exhibit D to Clancy Declaration –
Portion of the About the Book Page Depicted in
Exhibit C Showing the Snippets Displayed ...........

A-245

Exhibit E to Clancy Declaration –
Excerpt from a Search Page for Black’s Law
Dictionary ..............................................................

A-247

Exhibit F to Clancy Declaration –
Page Showing Foul Ball in Partner Program
Preview ..................................................................

A-249

iii
Page
Exhibit G to Clancy Declaration –
Webpage at http://books.google.com/
googlebooks/testimonials.html Reflecting User
Comments on Google Books .................................

A-251

Exhibit H to Clancy Declaration –
Quantitative Analysis of Culture Using Millions
of Digitized Books by Jean-Baptiste Michel .........

A-259

Declaration of Joseph C. Gratz in Support of
Defendant Google Inc.’s Motion for Summary
Judgment, dated July 27, 2012 ..............................

A-267

Exhibit 1 to Gratz Declaration –
Excerpts of Deposition Transcript of Paul N.
Courant, dated April 23, 2012................................

A-270

Exhibit 2 to Gratz Declaration –
Excerpts of Deposition Transcript of Paul Aiken,
dated April 19, 2012 ..............................................

A-283

Exhibit 3 to Gratz Declaration –
Excerpts of Plaintiffs’ Responses and Objections
to Defendant Google Inc.’s First Set of
Interrogatories, dated April 27, 2012 .....................

A-298

Exhibit 4 to Gratz Declaration –
Excerpts of Deposition Transcript of Judith A.
Chevalier, dated June 8, 2012 ................................

A-307

Exhibit 5 to Gratz Declaration –
Letter from Pamela Samuelson to the Honorable
Denny Chin, dated February 13, 2012 ...................

A-310

Exhibit 6 to Gratz Declaration –
Excerpts of Deposition Transcript of Eric Zohn,
dated April 13, 2012 ..............................................

A-316

iv
Page
Exhibit 7 to Gratz Declaration –
Exhibit 2 to the Deposition Transcript of Eric
Zohn .......................................................................

A-322

Declaration of Albert N. Greco in Support of
Defendant Google Inc.’s Motion for Summary
Judgment, dated July 23, 2012 ..............................

A-325

Exhibit A to Greco Declaration –
Expert Report of Albert N. Greco, dated
May 3, 2012 ...........................................................

A-327

Declaration of Kurt Groetsch in Support of
Defendant Google Inc.’s Motion for Summary
Judgment, dated July 25, 2012 ..............................

A-335

Declaration of Bruce S. Harris in Support of
Defendant Google Inc.’s Motion for Summary
Judgment, dated July 23, 2012 ..............................

A-340

Exhibit A to Harris Declaration –
Expert Report of Bruce S. Harris, dated
May 3, 2012, with Exhibits D-H ...........................

A-342

Declaration of Brad Hasegawain in Support of
Defendant Google Inc.’s Motion for Summary
Judgment, dated July 25, 2012 ..............................

A-392

Declaration of Stephane Jaskiewicz in Support of
Defendant Google Inc.’s Motion for Summary
Judgment, dated July 25, 2012 ..............................

A-395

Declaration of Gloriana St. Clair in Support of
Defendant Google Inc.’s Motion for Summary
Judgment, dated July 18, 2012 ..............................

A-398

Exhibit A to St. Clair Declaration –
Expert Report of Gloriana St. Clair, dated
May 3, 2012 ...........................................................

A-400

v
Page
Local Rule 56.1 Statement in Support of Defendant
Google Inc.’s Motion for Summary Judgment,
dated July 27, 2012 ................................................

A-417

Declaration of Joanne Zack in Support of Plaintiffs’
Motion for Partial Summary Judgment, dated
July 26, 2012 ..........................................................

A-429

Exhibit 1 to Zack Declaration –
U.S. Copyright Office Certificate of Registration
No. A173097 ..........................................................

A-435

Exhibit 2 to Zack Declaration –
U.S. Copyright Office Certificate of Registration
No. TX0000338841 ...............................................

A-438

Exhibit 3 to Zack Declaration –
U.S. Copyright Office Certificate of Registration
No. A346254 ..........................................................

A-441

Exhibit 4 to Zack Declaration –
Printouts from Google’s Website displaying
Search Results in Jim Bouton, Ball Four ..............

A-444

Exhibit 5 to Zack Declaration –
Printouts from Google’s Website displaying
Search Results for the Term “pitch” in Jim
Bouton, Ball Four ..................................................

A-510

Exhibit 6 to Zack Declaration –
Printouts from Google’s Website displaying
Search Results for the Term “pitches” in Jim
Bouton, Ball Four ..................................................

A-516

Exhibit 7 to Zack Declaration –
Printouts from Google’s Website displaying
Search Results in Betty Miles, The Trouble with
Thirteen ..................................................................

A-522

vi
Page
Exhibit 8 to Zack Declaration –
Printouts from Google’s Website displaying
Search Results in Joseph Goulden, The
Superlawyers: the Small and Powerful World of
the Great Washington Law Firms ..........................

A-532

Exhibit 9 to Zack Declaration –
Excerpts from a Spreadsheet produced by Google
identifying approximately 2.7 million scanned
Books Google has distributed to Libraries ............

A-542

Exhibit 10 to Zack Declaration –
Printout from http://www.authorsguild.org/about/
history. html ...........................................................

A-546

Exhibit 11 to Zack Declaration –
Printout from http://investor.google.com/
corporate/faq.html ..................................................

A-549

Exhibit 12 to Zack Declaration –
“Google Checks Out Library Books,” dated
December 14, 2004 ................................................

A-555

Exhibit 13 to Zack Declaration –
Pages 1, 2, 15, and 56 of Google Inc.’s 2011
Form 10-K .............................................................

A-559

Exhibit 14 to Zack Declaration –
Pages 1, 3, and 50 of Google Inc.’s 2010 Form
10-K .......................................................................

A-564

Exhibit 15 to Zack Declaration –
Google Print Partner Development: Global Sales
Conference
(Filed Under Seal. Reproduced in the
Confidential Appendix at pp. CA-1-CA-16) .........

A-568

vii
Page
Exhibit 16 to Zack Declaration –
Deposition Transcript of Daniel Clancy
(Filed Under Seal. Reproduced in the
Confidential Appendix at pp. CA-17-CA-83) .......

A-569

Exhibit 17 to Zack Declaration –
Google Book Partner Program Standard Terms
and Conditions .......................................................

A-570

Exhibit 18 to Zack Declaration –
Deposition Transcript of Thomas Turvey
(Filed Under Seal. Reproduced in the
Confidential Appendix at pp. CA-84-CA-115)......

A-579

Exhibit 19 to Zack Declaration –
Printout from http://support.google.com/
books/bin/answer.py?hl=en&answer=43729I .......

A-580

Exhibit 20 to Zack Declaration –
Announcement from Google, “Committee on
Institutional Cooperation (CIC) Joins Google’s
Library Project,” dated June 6, 2007 .....................

A-582

Exhibit 21 to Zack Declaration –
Declaration of Daniel Clancy in Support of
Google Inc.’s Opposition to Plaintiffs’ Motion for
Class Certification, filed February 8, 2012 ............

A-586

Exhibit 22 to Zack Declaration –
Printout from http://support.google.com/
books/bin/answer.py?hl=en&answer=43751. ........

A-591

Exhibit 23 to Zack Declaration –
Compilation of Documents produced by Google
(Portions of Exhibit 23 Filed Under Seal.
Reproduced in the Confidential Appendix
at pp. CA-116-CA-308) .........................................

A-593

viii
Page
Exhibit 24 to Zack Declaration –
Deposition Transcript of Kurt Groetsch
(Filed Under Seal. Reproduced in the
Confidential Appendix at pp. CA-309-CA-340) ...

A-685

Exhibit 25 to Zack Declaration –
Deposition Transcript of Stephane Jaskiewicz
(Filed Under Seal. Reproduced in the
Confidential Appendix at pp. CA-341-CA-372) ...

A-686

Exhibit 26 to Zack Declaration –
Defendant Google Inc.’s Supplemental Narrative
Responses and Objections to Plaintiffs’ Second
Request for Production of Documents and Things
(Filed Under Seal. Reproduced in the
Confidential Appendix at pp. CA-373-CA-388) ...

A-687

Exhibit 27 to Zack Declaration –
Excerpts from the Defendant Google Inc.’s
Responses and Objections to Plaintiffs’ First Set
of Requests for Admission .....................................

A-688

Exhibit 28 to Zack Declaration –
Printout from http://www.google.com/
googlebooks/library.html .......................................

A-705

Exhibit 29 to Zack Declaration –
QA Training Manual
(Filed Under Seal. Reproduced in the
Confidential Appendix at pp. CA-389-CA-407) ...

A-707

Exhibit 30 to Zack Declaration –
Excerpts from a Spreadsheet produced by Google

A-708

ix
Page
Exhibit 31 to Zack Declaration –
E-mail from Joseph Gratz to Joanne Zack, dated
December 9, 2011
(Filed Under Seal. Reproduced in the
Confidential Appendix at pp. CA-408-CA-409) ...

A-712

Exhibit 32 to Zack Declaration –
Library of Congress Trip Report
(Filed Under Seal. Reproduced in the
Confidential Appendix at pp. CA-410-CA-422) ...

A-713

Exhibit 33 to Zack Declaration –
Deposition Transcript of Paul Courant
(Redacted Version. Unredacted Version
Reproduced in the Confidential Appendix at pp.
CA-423-CA-437) ...................................................

A-714

Exhibit 34 to Zack Declaration –
“Google Print Full Text Book Mini-GPS,” dated
December 10, 2003
(Filed Under Seal. Reproduced in the
Confidential Appendix at pp. CA-438-CA-454) ...

A-748

Exhibit 35 to Zack Declaration –
“Google Print: A Book Discovery Program,”
dated October 15, 2004
(Filed Under Seal. Reproduced in the
Confidential Appendix at pp. CA-455-CA-478) ...

A-749

Exhibit 36 to Zack Declaration –
Deposition Transcript of Gloriana St. Clair ...........

A-750

Exhibit 37 to Zack Declaration –
Expert Report of Daniel Gervais ...........................

A-782

x
Page
Exhibit 38 to Zack Declaration –
Deposition Transcript of James Crawford
(Filed Under Seal. Reproduced in the
Confidential Appendix at pp. CA-479-CA-497) ...

A-797

Exhibit 39 to Zack Declaration –
Expert Report of Benjamin Edelman .....................

A-798

Exhibit 40 to Zack Declaration –
Deposition Transcript of Bruce Harris ...................

A-808

Exhibit 41 to Zack Declaration –
Deposition Transcript of Albert Greco ..................

A-825

Exhibit 42 to Zack Declaration –
Deposition Transcript of Judith Chevalier
(Redacted Version. Confidential Pages
Reproduced in the Confidential Appendix at
pp. CA-498-CA-501) .............................................

A-852

Exhibit 43 to Zack Declaration –
Defendant Google Inc.’s Responses and
Objections to Plaintiffs’ First Set of
Interrogatories ........................................................

A-909

Plaintiffs’ Statement of Undisputed Facts in Support
of Their Motion for Partial Summary Judgment,
dated July 26, 2012
(Public Redacted Version. Confidential Pages
Reproduced in the Confidential Appendix at
pp. CA-502-CA-508) .............................................

A-927

Plaintiffs’ Response to Defendant Google Inc.’s
Local Rule 56.1 Statement, dated
August 26, 2013
(Public Redacted Version. Confidential Pages
Reproduced in the Confidential Appendix at
pp. CA-509-CA-516) .............................................

A-949

xi
Page
Declaration of Michael J. Boni in Support of
Plaintiffs’ Opposition to Defendant Google’s
Motion for Summary Judgment, dated
August 26, 2013 .....................................................

A-979

Exhibit 1 to Boni Declaration –
Compilation of Google Snippet Displays from
Jim Bouton’s Baseball Memoir Ball Four .............

A-982

Exhibit 2 to Boni Declaration –
Google Snippet Displays from Joseph Goulden’s
History Superlawyers............................................. A-1074
Exhibit 3 to Boni Declaration –
Google Snippet Displays from Betty Miles’s
Novel The Trouble with Thirteen ........................... A-1172
Exhibit 4 to Boni Declaration –
Internal Memos produced by Google to The
American Society of Media Photographers, Inc.
(Filed Under Seal. Reproduced in the
Confidential Appendix at pp. CA-517-CA-521) ... A-1204
Exhibit 5 to Boni Declaration –
Cover, Table of Contents, and Complete Chapter
Two with Answer Key for The Seinfeld Aptitude
Test by Beth Golub (Carol Publishing Group,
1994) ...................................................................... A-1205
Exhibit 6 to Boni Declaration –
Cover, Table of Contents, and First Three Pages
of each Chapter from Welcome to Twin Peaks
(1990 Publications International Ltd.) ................... A-1244

xii
Page
Exhibit 7 to Boni Declaration –
Excerpts from the Deposition of Bradley
Hasegawa
(Filed Under Seal. Reproduced in the
Confidential Appendix at pp. CA-522-CA-538) ... A-1271
Exhibit 8 to Boni Declaration –
Printout from a Webpage on Amazon.com,
obtained by clicking on the “Amazon” Link on
the Google Books Page for Joseph Goulden’s
book Superlawyers................................................. A-1272
Exhibit 9 to Boni Declaration –
Printout from a Webpage on Amazon.com,
obtained by running a Search on Amazon.com for
“Steve Hovley” ...................................................... A-1277
Exhibit 10 to Boni Declaration –
Printout from a Webpage on Amazon.com,
obtained by running a Search on Amazon.com for
“Minoru Yasui” ...................................................... A-1287
Declaration of Paul Aiken in Support of Plaintiffs’
Opposition to Defendant Google’s Motion for
Summary Judgment, dated August 26, 2013 ......... A-1290
Attachment A to Aiken Declaration –
Amazon Press Release: “Amazon.com Launches
“Search Inside the Book” Enabling Customers to
Discover Books by Searching and Previewing the
Text Inside” ............................................................ A-1302
Attachment B to Aiken Declaration –
“The Great Library of Amazonia,” Wired
Magazine, November 12, 2003 .............................. A-1305

xiii
Page
Attachment C to Aiken Declaration –
“News: A9, Amazon’s Search Portal, Goes Live:
Reverberations Felt in Valley,” John Battelle’s
Search Blog, April 14, 2004................................... A-1314
Attachment D to Aiken Declaration –
“Can Amazon Unplug Google?” Business 2.0,
April 15, 2004 ........................................................ A-1319
Attachment E to Aiken Declaration –
“Amazon to Take Searches on Web to a New
Depth,” The New York Times,
September 15, 2004 ............................................... A-1325
Attachment F to Aiken Declaration –
“Amazon’s A9 Launches Visual Yellow Pages,”
Search Engine Watch, January 26, 2005 ................ A-1329
Attachment G to Aiken Declaration –
“Google Hires Amazon Search Chief,” Seattle
Post-Intelligencer, February 7, 2006 ..................... A-1333
Attachment H to Aiken Declaration –
“Google Announces New Mapping Innovations
at Where 2.0 Conference,” News from Google,
May 29, 2007 ......................................................... A-1337
Declaration of Joseph C. Gratz in Opposition to
Plaintiffs’ Motion for Partial Summary Judgment,
dated August 26, 2013 ........................................... A-1340
Exhibit 1 to Gratz Declaration –
Portion of the Web Page resulting from a Search
on the Library of Congress Catalog at
http://catalog.loc.gov for the Query “500 Pearl
Street” .................................................................... A-1344

xiv
Page
Exhibit 2 to Gratz Declaration –
Portion of the Web Page resulting from a Search
on https://books.google.com for the Query “500
Pearl Street” ........................................................... A-1346
Exhibit 3 to Gratz Declaration –
Portion of the Web Page that results from
clicking on the Result Alas! What Brought Thee
Hither?: The Chinese in New York, 1800-1950 in
Exhibit 2................................................................. A-1348
Exhibit 4 to Gratz Declaration –
Portion of the Web Page resulting from a Search
on https://books.google.com for the Query “Hong
Kee Kang” ............................................................. A-1350
Exhibit 5 to Gratz Declaration –
Portion of the Web Page that results from
clicking on the Result Chinese America, History
and Perspectives in Exhibit 4 ................................ A-1352
Exhibit 6 to Gratz Declaration –
Printout from http://www.amazon.com/gp/offerlisting/B002H9DITW ............................................ A-1354
Exhibit 7 to Gratz Declaration –
Marc Egnal, Evolution of the Novel in the United
States: The Statistical Evidence, 37:2 Soc. Sci.
Hist. 231 (2013) ..................................................... A-1356
Exhibit 8 to Gratz Declaration –
Written Testimony submitted by Paul Aiken to
the Committee on the Judiciary of the United
States House of Representatives in connection
with a September 10, 2009 Hearing titled
“Competition and Commerce in Digital Books” ... A-1381

xv
Page
Exhibit 9 to Gratz Declaration –
Excerpts of the Deposition Transcript of Paul
Aiken...................................................................... A-1412
Exhibit 10 to Gratz Declaration –
Excerpts of the Deposition Transcript of Betty
Miles ...................................................................... A-1419
Exhibit 11 to Gratz Declaration –
Excerpts of Plaintiffs’ Reponses and Objections
to Defendant Google Inc.’s First Set of
Interrogatories to Plaintiffs The Authors Guild,
Inc., Jim Bouton, Joseph Goulden and Betty
Miles herein, served on April 27, 2012.................. A-1425
Exhibit 12 to Gratz Declaration –
Excerpts of the Deposition Transcript of Jim
Bouton.................................................................... A-1432
Exhibit 13 to Gratz Declaration –
Excerpts of the Deposition Transcript of Joseph
Goulden.................................................................. A-1435
Exhibit 14 to Gratz Declaration –
Exhibit 6 to the Deposition of Paul Aiken ............. A-1445
Exhibit 15 to Gratz Declaration –
Deposition Transcript of Daniel Gervais ............... A-1448
Exhibit 16 to Gratz Declaration –
Deposition Transcript of Benjamin G. Edelman .... A-1509
Exhibit 17 to Gratz Declaration –
Exhibit 5 to the Deposition of Jim Bouton ............ A-1588
Exhibit 18 to Gratz Declaration –
Exhibit 2 to the Deposition of Betty Miles ............ A-1590

xvi
Page
Exhibit 19 to Gratz Declaration –
Exhibit 16 to the Deposition of Benjamin G.
Edelman ................................................................. A-1592
Exhibit 20 to Gratz Declaration –
Excerpts of the Deposition Transcript of Judith A.
Chevalier ................................................................ A-1595
Declaration of Scott Dougall in Opposition to
Plaintiffs’ Motion for Partial Summary Judgment,
dated August 22, 2013 ........................................... A-1602
Google Inc.’s Responses and Objections to
Plaintiffs’ Statement of Undisputed Facts in
Support of Their Motion for Partial Summary
Judgment, dated August 26, 2013
(Public Redacted Version. Confidential Pages
Reproduced in the Confidential Appendix at
pp. CA-539-CA-555) ............................................. A-1605
Notice of Appeal, dated December 23, 2013 ............. A-1639

A-1
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312112014

SONY CMIECF Versioo 4.2

CWSED, APPEAL, ECF

U.S. District Court
Southern District of New York (Foley Square)
CIVIL DOCKET FOR CASE #: 1:05-cv-08136-DC

The Authors Guiki et al v. Googk: Inc.
Assigned to: Judge Denn.y Chin
Related Cases: l:05-cv-08881-DC
1:10-cv-02977-DC
Case in other comt: USCA 2ud Circuit, 09-02224-cv
Cause: 17:101 CopyrightInfringemmt

Date Fikd: 09120/2005
Date Tenninated: 11127/2013
Jwy Demand: Both
Nature of Suit: 820 Copyright
Jurisdi:tion: Federal Quesoon

Plaintiff

Herbert Mitgang
TERMINATED: 0111712012

represented by Michael J. Boni
Boni & Zack LLC
15 St. Asapbs Road
Bala Cynwyd, PA 19004
[phone]
Fax: [phone]
Email: mboni@boni2ackcom
LEAD ATTORNEY

Sanford P. Dumain
Milberg Ill' (NYC)
One Pennsylvania Plaza
New York, NY 10119
212-594-5300
Fax: [phone]
Email: [e-mail]
LEAD ATTORNEY

Joanne E. :lack
Boni & Zack LLC
15 St. Asapbs Road
Bala Cynwyd, PA 19004
(610)-822-0202
Fax: [phone]
Email: [e-mail]
Robert J. Larocca
Kolm, Swift & Gra( P.C.
One South Broad Street
hllpstlecf.I1)Sd.USC<U1s.g"'cgl-~riD~RpI.pl?462246930017763-L_452_0-1

11194

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Suite 2100
Philadelphia, PA 19107
[phone]
Fax: [phone]
Email: [e-mail]
PRO HAC VICE
plajntiff

Betty Miles
individually and on behalf of all others
similarly situated

represented by Michael J. Boni
(See above fur address)
LEAD ATTORNEY
ATTORNEYTO BE NOTICED
Sanfonl P. Domain
(See above fur address)
LEAD ATTORNEY
ATTORNEYTO BE NOTICED
Joanne E. Zack
(See above fur address)
ATTORNEYTO BE NOTICED
Robert J. Larocca
(See above fur address)
PRO HAC VICE
ATTORNEYTO BE NOTICED

Plaintiff

Daniel Hoffman
individually and on behalf of all others
similarly situated
TERMINATED: 0111712012

represented by Michael J. Boni
(See above fur address)
LEAD ATTORNEY
Sanfonl P. Domain
(See above fur address)
LEAD ATTORNEY
Joanne E. Zack
(See above fur address)
Robert J. Larocca
(See above fur address)
PRO HAC VICE

plaintiff

Paul Dickson
hllpstlecf.I1)Sd.LJSC<U1s.g""cgl-~nID~RpI.pl?462246930017763-L_452_Q.1

represented by Joanne E. Zack
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TERMINATED: 0111712012

(See above fur addreSS)
Michael J. Boni
(See above fur address)
Robert J. Larocca
(See above fur address)
PRO HAC VICE

Sanford P. Domain
(See above fur address)
Plaintiff
Joseph Goulden
individually and on behalf of all others
similarly situated

represented by Joanne E. Zack
(See above fur address)
ATTORNEYTO BE NOTICED

Michael J. Boni
(See above fur address)
ATTORNEYTO BE NOTICED

Robert J. Larocca
(See above fur address)
PRO HAC VICE
ATTORNEYTO BE NOTICED

Sanford P. Domain
(See above fur address)
ATTORNEYTO BE NOTICED

Plaintiff
Association of American Publishen, Inc.

represented by Jeffrey Paul Cunard
Debevoise & Plimpton LLP (DC)
919 Third Avemre
New York, NY 10022
212-909-6000
Fax: [phone]
Email:[e-mail]
LEAD ATTORNEY
ATTORNEYTO BE NOTICED

Bruce P. Keller
Debevoise & Plimpton, LLP (NYC)
919 Third Avemre,31 st Floor
New York, NY 10022
hllpstlecf.I1)Sd.LJSC<U1s.g""cgl-~nID~RpI.pl?462246930017763-L_452_Q.1

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212909-6000
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Email: [e-mail]
ATTORNEYTO BE NOTICED
plaintiff

The McGraw-Hill Companies, Inc.

represented by Jeffrey Paul Cunanl
(See above fur address)
LEAD ATTORNEY
ATTORNEYTO BE NOTICED

Bruce P. Keller
(See above fur address)
ATTORNEYTO BE NOTICED
Plaintiff
Peanon Education, Inc.

represented by Jeffrey Paul Cunanl
(See above fur address)
LEAD ATTORNEY
ATTORNEYTO BE NOTICED

Bruce P. Keller
(See above fur address)
ATTORNEYTO BE NOTICED
Plaintiff
Peanon Education, Inc.

represented by Jeffrey Paul Cunanl
(See above fur address)
LEAD ATTORNEY
ATTORNEYTO BE NOTICED

Bruce P. Keller
(See above fur address)
ATTORNEYTO BE NOTICED
plaintiff

Simon & Schuster, Inc.

represented by Jeffrey Paul Cunanl
(See above fur address)
LEAD ATTORNEY
ATTORNEYTO BE NOTICED

Bruce P. Keller
(See above fur address)
ATTORNEYTO BE NOTICED
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Plaintiff
John Wiley & Sons, Inc.
individually and on behalf of all others
similarly situated

represented by Jeffrey Paul Conanl
(See above fur address)
LEAD ATTORNEY
ATTORNEYTO BE NOTICED
Bruce P. Keller

(See above fur address)
ATTORNEYTO BE NOTICED

Plaintiff
Canadian Standanl Association

represented by Kristin Hackett Neuman
Proskauer Rose lLP (NY)
11 Times Square
New York, NY 10036
[phone]

Email: [e-mail]
TERMINATED: 0912112009
LEAD ATTORNEY
WIlliam Irwin Kohn

Benesch Friedlander Coplan & Aronoff
lLP
200 PublK: Square
Cleveland, OR 44114
(216)-363-4182
Fax: [phone]

Email: [e-mail]
LEAD ATTORNEY
ATTORNEYTO BE NOTICED
Bruce P. Keller

(See above fur address)
ATTORNEYTO BE NOTICED

Plaintiff
Jim Bouton

represented by Joanne E. Zack
(See above fur address)
ATTORNEYTO BE NOTICED
Michael J. Boni

(See above fur address)
ATTORNEYTO BE NOTICED

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Plaintiff

The Authors Guild

represented by Edward Herny Rosenthal
Frankfint Kurnit Klein & Selz, P .C.
488 MadEonAvenue
New York, NY 10022
(212)-980-0120
Fax: [phone]

Email: [e-mail]
LEAD ATTORNEY
ATTORNEYTO BE NOTICED

Jeremy Seth Goldman
Frankfint Kurnit Klein & Selz, P .C.
488 MadEonAvenue
New York, NY 10022
[phone] x705-4843
Fax: [phone]

Email: [e-mail]
LEAD ATTORNEY
ATTORNEYTO BE NOTICED

Michael J. Boni
(See above fur address)
LEAD ATTORNEY
ATTORNEYTO BE NOTICED

Sanford P. Domain
(See above fur address)
LEAD ATTORNEY
ATTORNEYTO BE NOTICED

Joanne E. Zack
(See above fur address)
ATTORNEYTO BE NOTICED

Robert J. Larocca
(See above fur address)
PRO HAC VICE
ATTORNEYTO BE NOTICED

V.
Aooellant
Lewis Hyde
hllpstlecf.I1)Sd.LJSC<U1s.g""cgl-~nID~RpI.pl?462246930017763-L_452_0-1

represented by Nathan Z. Dershowitz
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TERMINATED: 0610812011

Dersbowitz, Eiger & Adelson, P .C.
220 Fifth Avenue, Suite 300
New York, NY 10001
[phone]
Fax: [phone]

Email;[e-mail]
LEAD ATTORNEY
ATTORNEYTO BE NOTICED

Martin Garbus
DavE & Gilbert lLP
1740 Broadway
New York, NY 10019
2124684883
Fax: [phone]

Email;[e-mail]
ATTORNEYTO BE NOTICED

Aooe llant

Harry Lewis
TERMINATED: 0610812011

represented by Martin Garbus

(See above fur address)
ATTORNEYTO BE NOTICED

Aooe llant
Open Access Trust Inc.
TERMINATED: 0610812011

represented by Martin Garbus

(See above fur address)
ATTORNEYTO BE NOTICED

Aooe llant
Charles Nesson
TERMINATED: 0610812011

represented by Charles Nesson
PROSE

Appellant
Nicholas Negroponte
TERMINATED: 0610812011

represented by Nicholas Negroponte
PROSE

V.
Defendant

Google Inc.

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represented by David J. Silbert
Keker & Van Nest, lLP
710 Sansom: Street
San Francisco, CA 94111
[phone]
Fax: [phone]
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LEAD ATTORNEY
PRO HAC VICE

Melissa J. Miksch
Keker & Van Nest, ILl'
710 Sansome Street

San Francisco, CA 94111
[phone]
Fax: [phone]
Email: [e-mail]
TERMINATED: 0312412009
LEAD ATTORNEY
PRO HAC VICE

Robert Jay Bernstein

The Law Oflices ofRobert J. Bernstein
380 Lexington Avenue, 17th FOOr
New York, NY 10022
[phone]
Fax: [phone]
Email: [e-mail]
TERMINATED: 0511112006
LEAD ATTORNEY

Ronald Lee Raider

Kilpatrick Townsend & StocktonILl'(GA)
1100 Peachtree Street
Suite 2800
Atlanta, GA 30309
(404)-532-6909
Fax: [phone]
Email: [e-mail]
LEAD ATTORNEY
PRO HAC VICE
ATTORNEYTO BE NOTICED

Adam Howard Chames

Kilpatrick Stockton ILl' (NC )
1001 West Fourth Street
Winston-Salem, NC 27101
(336)-607-7382
Fax: [phone]
Email: acbarnes@kilpatri:k:townsend.com
PRO HAC VICE
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ATTORNEYTO BE NOTICED

Alex Seth FonorofT , S
Kilpatrick Townsend & StocktonLLP(GA)
1100 Peachtree Street
Suite 2800
Atlanta, GA 30309
(404)-815-6436
Fax: [phone]
Etmil: [e-mail]
ATTORNEYTO BE NOTICED

Daralyn Jeannine Durie
Durie Tangri LLP
217 LeidesdorlfStreet
San Francisco, CA 94111
[phone]
Fax: [phone]
Etmil: ddurie@durietangricom
PRO HAC VICE
ATTORNEYTO BE NOTICED

David Floyd McGowan
Durie Tangri LLP
217 LeidesdorlfStreet
San Francisco, CA 94111
[phone]
Fax: [phone]
Etmil: dm:gowan@durietangricom
PRO HAC VICE
ATTORNEYTO BE NOTICED

Genevieve P RoslofT
Durie Tangri LLP
217 LeidesdorlfStreet
San Francisco, CA 94111
[phone]
Fax: [phone]
Etmil: jroshfl@durietangricom
PRO HAC VICE
ATTORNEYTO BE NOTICED

Jeffrey A. Conciatori
Quinn Emanuel
51 Madi'lon Avenue, 22nd Floor
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New York, NY 10010
212-702-8130
Fax: [phone]
Email: jeffi'eyconciatori@quinnemanuelcom
ATTORNEYTO BE NOTICED

JosephM. Beck
KjJpatrick Townsend & StocktonLLP(GA)
1100 Peachtree Street
Suite 2800
Atlanta, GA 30309
(404)-815-6406
Fax: [phone]
Email: Jbeck@kilpatrickstocktoncom
PRO HAC VICE
ATTORNEYTO BE NOTICED

Joseph C. Gratz
Durie Tangri LLP
217 LeidesdorffStreet
San Francisco, CA 94111
[phone]
Fax: [phone]
Email: jgratz@durietangricom
PRO HAC VICE
ATTORNEYTO BE NOTICED
ADR Provider

Jack Beennan

represented by Joseph Solomon Hall
Kelhgg, Huber, Hansen, Todd, Evans &
Figel, PLLC (DC)
1615 M Street, N.W., Suite 400
Washington, DC 20036
2023267983
Fax: [phone]
Email: [e-mail]
TERMINATED: 1013012009

Michael Jobn GU7JIIIln
Kelhgg, Huber, Hansen, Todd, Evans &
Figel, PLLC (DC)
1615 M Street, N.w., Suite 400
Washington, DC 20036
202-326-7910
Fax: [phone]
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Cynthia S. Arato
(See above fur addreSS)
LEAD ATTORNEY
ATTORNEYTO BE NOTICED

Intervenor
Associamne HaUana Editori

represented by Alexandra A. E. Shapiro
(See above fur address)
LEAD ATTORNEY
ATTORNEYTO BE NOTICED

Cynthia S. Arato
(See above fur address)
LEAD ATTORNEY
ATTORNEYTO BE NOTICED

lbinIParty Defendant

represented by Charlotte Allen
PROSE

Charlotte Allen

Joseph Solomon Hall
(See above fur address)
TERMINATED: 1013012009

Michael John GlIZIDIln
(See above fur address)
TERMINATED: 1013012009

Date FUed
0912012005

#

Docket Text

1 COMPLAINT ag;rinst Goog1e Inc. (Filing Fee $ 250.00, Receipt Nwnber
555987)Document filed by The Author's Guild, Herbert Mitgang, Betty Miles, Daniel
Hoffinan.(laq, ) (Entered: 0912212005)

0912012005

SUMMONS ISSUED as to Google Inc .. (laq, ) (Entered: 09/2212005)

0912012005

2 RULE 7.1 DISCLOSURE STATEMENT. Docwnent filed by The Author's Guild,
Herbert Mitgang, Betty Moos, Daniel Hoffinan.(laq, ) (Entered: 0912212005)

0912012005

Magistrate Judge Douglas F. Eaton is so designated. (laq, ) (Entered: 09122/2005)

0912012005

Case Designated ECF. (laq, ) (Entered: 0912212005)

1011012005

1 SUMMONS RETURNED EXECUTED. Goog1e Inc. served on 912312005, answer
due 10113/2005. Servi:e was accepted by Asbok Ramani, Legal Representative,
autbori2lld to accept servi:e OfSWD1IDns in a Civil Action, Class Action Complaint,

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Rule 7.1 Statelrent, Civil Case Cover Sheet, Magistrate Judge Eaton's and Judge
Sprizzo Rules abng with ECF Procedures and GuXielines, on behalf of Google Inc.
Docum:nt filed by The Author's Guild. (Attachm:nts: # 1)(Dtnmin, Sanfurd) (Entered:
1011 012005)
1011112005

~

STIPULATION AND ORDER that the tim: fur deft to respond to the complaint is
extended 20 days from 10113 to and including 1112/05. (Signed by Judge John E.
Sprizzo on lOnt05) (cd, ) (Entered: 10/1212005)
Set Answer Due Date purs. to ~ Stipularon and Order as to Google Inc. answer due
on 111212005. (cd, ) (Entered: 1011212005)

1011112005

MOTION fur Joseph M. Beck to Appear Pro Hac Vice. Docum:nt filed by Google
Inc. Gco,) (Entered: 1011212005)

10/1112005

~

10/1112005

§. MOTION fur AdamH. Charues to Appear Pro Hac Vice. Document filed by Google
Inc. Gco,) (Entered: 10/1212005)

1012412005

1 MOTION fur an order, admitting Michael J. Boni to Appear Pro Hac Vice as counsel
fur PlaintiflS. Docum::nt filed by The Author's Guild, Herbert Mitgang, Betty Miles,
Danill Hoffinan. Affidavit ofSanfurd P. Dumain attached.(sac, ) (Entered:
1012512005)
MOTION fur an order, admitting J. Kate Reznick to Appear Pro Hac Vice as counsel
fur PlaintiflS. Docum::nt filed by The Author's Guild, Herbert Mitgang, Betty Miles,
Danill Hoffinan. Affidavit ofSanfurd P. Dumain attached.(sac, ) (Entered:
1012512005)

1012412005

~

1012512005

2 ORDER granting .5. Motion fur Joseph M. Beck to Appear Pro Hac Vice. (Signed by
Judge John E. Sprizw on 10124/05) Gco, ) (Entered: 1012512005)

10125/2005

1012512005

TransmissDn to Attorney AdmissDns Clerk. Transmitted re: .2. Order on Motion to
Appear Pro Hac Vice, to the Attorney Admissions Clerk fur updating of Attorney
Infurmaron Gco, ) (Entered: 10/25/2005)
10 ORDER granting §. Motion fur Adam H. Charnes to Appear Pro Hac Vice. (Signed
by Judge John E. Sprizzo on 10124105) Gco, ) (Entered: 10/2512005)

1012512005

TransmissDn to Attorney AdmissDns Clerk. Transmitted re: 10 Order on Moron to
Appear Pro Hac Vice, to the Attorney Admissions Clerk fur updating of Attorney
Infurmaron Gco, ) (Entered: 10/25/2005)

1012712005

CASHIERS OFFICE REMARK on 10 Order on Moron to Appear Pro Hac Vice, .2.
Order on Motion to Appear Pro Hac Vice in the amllmt of$50.00, pan on
1012712005, Receipt Number 559555. (gm,) (Entered: 1012712005)

10128/2005

11 ORDER that dft is granted leave to submit its IIDron fur SUllllllalY jlXigmmt not to
exceed 25 pages on or befure 11130105; p1ainti:flS shall submit their response to dft's
IIDtion and any cross IIDron; together not to exceed 25 pages on or befure 116/06; dft
shall submit its replyto p1ainti:flS' cross IIDtion, ifany, limited to the issues raised therein
not to exceed fifteen pages, on or befure 1124/06 and oral argument shall occur on

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1130/06 at 3:00 pm in courtoom 705,40 Centre Street. (Signed by Judge JohnE.
Sprizzo on 10126/05) (dIe, ) (Entered: 1013112005)
1012812005

Set DeadlineslHearings: Momns due by 1113012005. Replies due by 112412006.
Responses due by 11612006 Oral Argument set fur 113012006 03:00 PM befure Judge
JohnE. SprizlD. (die,) (Entered: 10/3112005)

1111812005

12 NOTICE of Appearance by Laura Helen Gundersheim on behalf ofall plaintiflS
(Gundersheim, Laura) (Entered: 11118/2005)

1113012005

II RULE 7.1 DISCLOSURE STATEMENT. Docwmnt filed by Google 1nc.. (Bernstein,
Robert) (Entered: 1113012005)

11130/2005

14 ANSWER to Complaint with JURy DEMAND. Docurrent filed by Google Inc ..
(Bernstein, Robert) (Entered: 11130/2005)

12/09/2005

II AFFIDAVIT ofSanfurd P. Dumain in Support re: 1 MOTION fur Michael J. Boni to
Appear Pro Hac Vice .. Docurrent filed by The Author's Guild. (Attachments: # 1
Exhibit 1# 2 Exhibit 2)(Gundersheim, Laura) (Entered: 12/0912005)

12/09/2005

1.6: AFFIDAVIT ofSanfurd P. Dumain in Support re: .a MOTION fur J. Kate Remick to
Appear Pro Hac Vice .. Docurrent filed by The Author's Guild. (Attachments: # 1
Exhibit 1# 2 Exhibit 2)(Gundersheim, Laura) (Entered: 12/0912005)

1211512005

11 MOTION fur Alex S. Fonoroffto Appear Pro Hac Vice. Attached is AfIiIavit of
Robert J. Bernstein in support DOCUlIIlDt filed by Googkllnc .. (djc, ) (Entered:
1211612005)

1211512005

18. ORDER granting .a Motion fur J. Kate Remick to Appear Pro Hac Vice . (Signed by
Judge John E. SprizlD on 12113/05) Gco, ) (Entered: 12/1612005)

1211512005

1211512005
1212912005

0311612006
0311612006

0312912006

TransmissDn to Attorney AdmissDns Clerk. Transmitted re: .lli Order on Momn to
Appear Pro Hac Vice, to the Attorney Admissions Clerk fur updating of Attorney
Infurmamn Gco, ) (Entered: 12/16/2005)
19 ORDER granting 1 Motion fur Michael J. Boni to Appear Pro Hac Vice. (Signed by
Judge John E. SprizlD on 12113105) Gco, ) (Entered: 1211612005)
CASHIERS OFFICE REMARK on 19 Order on Momn to Appear Pro Hac Vice,
18. Order on Motion to Appear Pro Hac Vice in the amount of$50.00, paD on
1212212005, Receipt Number 564907. Gd, ) (Entered: 1212912005)
20 ORDER; granting 17 Motion fur Alex S. FOllOrofi; Esq. to Appear Pro Hac Vice
(Signed by Judge John E. Sprizzo on 3/14/06) (sac, ) (Entered: 0311612006)
TransmissDn to Attorney AdmissDns Clerk. Transmitted re: 2l! Order on Momn to
Appear Pro Hac Vice, to the Attorney Admissions Clerk fur updating of Attorney
Infurmamn (sac, ) (Entered: 0311612006)
21 NOTICE OF APPEARANCE by Alex Seth Fonorofi; S on behalfofGoogle Inc.
(Fonorofi; Alex) (Entered: 03/2912006)

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0411212006

22 NOTICE OF APPEARANCE by Jeffrey A. Conciatori on behalfofGoogle Inc.
(Conciatori, Jeffi'ey) (Entered: 0411212006)

0411312006

23 MOTION fur Ronald L. Railer to Appear Pro Hac Vice. Docmmnt filed by Google
Inc. (jco, ) (Entered: 0411412006)

0411912006

21 ORDER granting 2l Motion fur Ronald L. Railer to Appear Pro Hac Vice. (Signed
by Judge JohnE. Spriz:ro on 4/18/06) (jco,) (Entered: 04120/2006)

04119/2006

TransmissDn to Attorney AdmissDns Clerk. Transmitted re: 24 Order on Motion to
Appear Pro Hac Vice, to the Attorney Admissions Clerk fur updating of Attorney
Infurmation (jco, ) (Entered: 04/20/2006)

05109/2006

~

0511112006

26 STIPULATION AND ORDER; that1he law firm of Quinn EmanuelUrquhart Oliver
& Hedges, ILl' be substituted as counsel fur dft. in the place of The Law Offices of
Robert J. Bernstein. (Signed by Judge John E. Spri2z0 on 4127/06) (p\ ) (Entered:
0511112006)

0511112006

21 NOTICE OF CHANGE OF ADDRESS by Jeffi'ey A. Conciatorion bebalfof

NOTICE of Substitution ofAttorney. Oll Attorney: Robert J. Bernstein, New
Attorney: Jeffi'ey A. Conciatori, Address: Quinn Emanuel Urquhart Oliver & Hedges,
ILI', 51 Madison Avenue, 22nd fl., New York, New York, United States 10010,
212-849-7000. Docmmnt filed by Google Inc .. (Conciatori, Jeffi'ey) (Entered:
0510912006)

Google Inc .. New Address: Quinn Emanuel Urquhart Oliver & Hedges, ILI', 51
Madison Avenue, 22nd FI, New York, New York, United States 10010,212-8497000. (Conciatori, Jeffi'ey) (Entered: 05/1112006)
05/1712006

28. PROTECTIVE ORDER; regarding procedures to be fullowed that shall govern the
handling of confidential infurmation (Signed by Judge John E. Spriz:ro on 511612006)
(kkc, ) (Entered: 0511812006)

0512212006

29 CASE MANAGEMENT PLAN: Ammded Pleading<; due by 6/1912006. Motions
due by 71212007. DEcovery due by 4/9/2007. Pretrial Confurence set fur 10123/2006
03:00 PM befure Judge John E. Spri2z0; initial disclosures under Rule 26(a)(I) shall
be exchanged by 5119106; disclosure of expert wi1nesses required under Rule 26(a)(2)
(A) shall be exchanged on 2/16/07; initial expert reports shall be exchanged on
3/16/07; rebuttal expert reports shall be exchanged on 4/4107; expert deposition shall
be taken frorn4/4/07 through 5/15107. (Signed by Judge JohnE. Spriz:ro on 5112106)
(dIe, ) (Entered: OS/2212006)

06/09/2006

10. RULE 26 DISCLOSURE.Docmmnt filed by Google Inc..{Railer, Ronall) (Entered:
06/0912006)

0611212006

31 RULE 26 DISCLOSURE.Docmmnt filed by Google Inc .. {Railer, Ronald) (Entered:
0611212006)

0611912006

32 MOTION to Amend/Correct the Complaint. Docmmnt filed by The Author's Guild,

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Herbert Mitgang, Betty Miks, Daniel Hoflinan. (Attac1nrents: # 1 Text of Proposed
Order # 2 Certificate ofSeme)(Dumain, Sanfurd) (Entered: 06/1912006)
0611912006

33 DECLARATION ofJ Kate Reznick in Support re: 32 MOTION to Ammd/Correct
the Complaint .. Docmrent filed by The Author's Guikl, Herbert Mitgang, Betty Miles,
Daniel Hoflinan. (Attaclunmts: # 1 Exhibit A (Ammded Complaint)# 2 Certificate of
SeM:e)(Dumain, Sanfurd) (Entered: 0611912006)

0611912006

M MEMORANDUM OF LAW in Support re: .ll MOTION to AmmdICorrect the
Complaint .. DOCWDlnt filed by The Author's Gwld, Herbert Mitgang, Betty Miles,
Daniel Hoflinan. (Attaclunmts: # 1 Certificate of Service)(Dwmin, Sanfurd) (Entered:
0611912006)

0612912006

.ll STIPULATION AND ORDER: The part:ies agree as fulbws: PlaintifIS lIIlyammd
their complaint as set furth in their 1IIJvD1g papers, and the amended class action
complaint attached to the 1IIJvD1g papers is deem:d filed on June 19, 2006. Defendant
shall fikJ a responsive pklading within thirty days ofthe date ofthis stipulation and
order. (Signed by Judge John E. Sprizzo on 6128/06) Us, ) (Entered: 06130/2006)

0712612006

12 AMENDED COMPLAINT amending 1 Complaint against Google Inc.DoclllIllnt
fikJd by Paul Dickson, Joseph Goulden, The Author's Guikl, Herbert Mitgang, Betty
Miles, Daniel Hoflinan. Related docmrent: 1 Complaint fikJd by Betty Miles" Daniel
Hoffinan, The Author's Guikl, Herbert Mitgang.(db,) (Entered: 0712612006)

0712612006

37 ANSWER to Amended Complaint. DoCWDlnt fikJd by Google Inc .. Related
docmn:nt: 12 Amended Complaint, fikJd by Betty Miles" Daniel Hoffinan" The
Anthor's Guild" Herbert Mitgang" Paul Dickson" Joseph Goulden,.(Cbarnes, Adam)
(Entered: 0712612006)

09114/2006

l8. NOTICE OF APPEARANCE by Ronakl Lee RaDer on behalf ofGoogle Inc.
(RaDer, Ronald) (Entered: 09/1412006)

0912612006

12. PROTECTIVE ORDER. ..regarding procedures to be fuIlowed that shall ~vero the
handlingofconfidentiallIllteria1 ... (Signed by Judge JohnE. Sprizzo on 912212006)
(lb, ) (Entered: 0912612006)

09129/2006

~

10/04/2006

41 NOTICE of Intent to Serve Subpoena. Docmn:nt fikJd by Google Inc .. (Attac1nrents:
# 1 Attac1nrent A)(RaDer, Ronald) (Entered: 10/0412006)

10/06/2006

42 NOTICE/ORDER OF WITHDRAWAL; Shannon M. McKenna an atty at Milberg
Weiss Bersbad & Schulman lLP and one ofthe attorney fur Plaintiff,. The Author's
Guikl, hereby withdraws as counsel fur said plaintiff Milberg Weiss Bersbad &
Schuhnan lLP continues to serve as counsel fur plaintiff -The Author's Guikl through
its atty Sanfurd P. Dumain who requests that all future correspondence and papers in
tbs action continue to be directed to him (Signed by Judge John E. Sprizzo on

NOTICE of Intent to Serve Subpoenas. Docmn:nt filed by Google Inc .. (Attac1nrents:
# 1 Attac1nrent (part 1)# 2. Attac1nrent (part 2)# l Attac1nrent (part 3))(Raider,
Ronald) (Entered: 0912912006)

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1013106) (djc,) (Entered: 10110/2006)
10/06/2006

13. MOTION fur Hadley Perkins Roehgen to Appear Pro Hac Vice. Docummt filed by
The Author's Guild, Herbert Mitgang, Betty Mws, Daniel Hoffinan. Oco, ) (Entered:
1011 012006)

1011612006

11 AMENDED CASE MANAGEMENT ORDER AND SCHEDULING ORDER:
Am:nded Pleadings due by 6/1912006. Motions due by 111112008. Pretrial
Confurence set fur 3/121200703:00 PM befure Judge Jolm E. Sprizzo. (Signed by
Judge Jolm E. Sprizzo on 10/12/06) (kco, ) (Entered: 10/1712006)

1011612006

~

ORDER ADMITTING ATTORNEY PRO HAC VICE. Hadley Perkins Roehgen is
permitted to argue this case. (Signed by Judge Jolm E. Sprizzo on 10/12/06) (kco, )
(Entered: 10117/2006)

1011712006

Transmi<;sion to Attorney Adm5sions Clerk. Transmitted re: 45 Order Admitting
Attorney Pro Hac Vice, to the Attorney Admissions Clerk fur updating of Attorney
Infurmation (kco,) (Entered: 1011712006)

1011912006

CASHIERS OFFICE REMARK on 45 Order Admitting Attorney Pro Hac Vice in
the aInllmt of$25.00, paid on 1011912006, Receipt Nurnber 593992. Od,) (Entered:
1011912006)

1112212006

12 NOTICE of Intent To Serve Subpoena. DocllInlnt filed by Google Inc.. (Railer,
Ronald) (Entered: 1112212006)

0110812007

~

0212712007

18. AMENDED CASE MANAGEMENT ORDER REGARDING COORDINATION

AMENDED CASE MANAGEMENT ORDER REGARDING COORDIANTION
AND SCHEDULIN G;the actions penidng in this Court are hereby coordinated fur all
pre-trial pwposes befure this Cowt. ... ; The joint Protective order shaD be entered
sllwItaneously with the entry of this Order. Motions fur SUIIlIIlarY JudgIrent, ifany,
shall be filed Tuesday, March 11, 2008. The pretrial confurence previously scheduled
fur 3/12/07 is adjmnned. (Signed by Judge JohnE. Sprizzo on 113/07) (djc,)
(Entered: 01109/2007)
AND SCHEDULING; The captioned actions pending in this Court are hereby
coordinated fur a pre-trial pUlposes befure this Cowt. These actions shall be refurred
to herein as ''Coordinated Actions". Motions due by 61912007., Pretrial Conrerence set
fur 71261200703:00 PM befure Judge JolmE. Sprizzo. (Signed by Judge JolmE.
Sprizzo on 2/26/07) (djc) (Entered: 0212812007)

04/0312007

12- NOTICE of Change of Firm Affiliation and Entry of Appearance. DoCllInlnt filed by
Paul Dickson, Joseph Goulden, The Author's Guild, Herbert Mitgang, Betty Mikls,
Daniel Hoffinan. (Boni, Michael) (Entered: 04/0312007)

0512312007

50 AMENDED CASE MANAGEMENT ORDER REGARDING COORDINATION
AND SCHEDULING: Third party dEcovery due by 412012006, Merits discovery due
by 5/12/2008, Dilclosure of expert witnesses under Rule 26(a)(2)(A) due by
3/1712008, Initia1 expert reports to be exchanged 4/1412008. Rebuttal experts reports
shall be exchanged on 51512008, Expert disposition taken from 51512008 - 6/1612008.

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Sunnnary Judgm:nt Motions due by 8/1112008; responses due 60 days. Responses
due 30 days ofserW:e ofthe motion Pretrial Confurence set fur 912412007 03:00 PM
befure Judge JohnE. Sprizzo. SO ORDERED. (Signed by Judge JohnE. Sprizzo on
5/17/2007) Gar) (Entered: 05/24/2007)
0712512007

51

AMENDED CASE MANAGEMENT ORDER REGARDING COORDINATION
AND SCHEDULING: Mooons fur Sunnnary JudgtreDt due by 10/1312008. Pretrial
Confurence set fur 1112712007 at 03:00 PM befure Judge John E. Sprizzo. All other
deadlines are set furth in thi; order. (Signed by Judge John E. Sprizzo on 7/20/07)
(kco) (Entered: 0712612007)

10/0212007

~

AMENDED CASE MANAGEMENT ORDER REGARDING COORDINATION
AND SCHEDULING: IT IS HEREBY ORDERED that the above-capooned actions
pending in this Cowt are hereby coordinated fur all pre-trial purposes befure this
Cowt and as further set furth in thi; Order. Motions fur Sunnnary Judgm:nt due by
1211512008. If parties wi<;h to fik: motions they shall request a pre-motion confurence
pri>r to any filings. OppositDns to Motions fur Sunnnary JudgtreDt shaD be fik:d within
30 days ofserW:e ofthe motion fur sunnnary judgm:nt. Merits Discovery due by
9/1512008. Producoon of Documents deadline due by 11126/07. Expert DepositDns
shall be taken from Monday, 9/8108 through Monday, 10120/08. Defundant's
Opposition to any Mooon fur Class Certification shaD be fik:d 60 days after the motion
fur class certificaoon has been fik:d. PlaintiflS' Reply in support of Class Certificaoon
shall be fik:d 30 days after the OppositDn is fik:d. All con1i:rence previously scheduled
in the Coordinated AcOOns are hereby adjourned. The Pretrial Con1i:rence shall take
place on Tues., Nov. 18,2008. (Signed by Judge Kevin Thomas Du1lY on 9128/07)Part I (tro) (Entered: 10102/2007)

1112112007

53 AMENDED CASE MANAGEMENT ORDER REGARDING COORDINATION
AND SCHEDULING: The producoon of documents requests served shaD be
complilted by 1128/2008. Merit dEcovery due 1111712008. Dischsure of expert
witnesses shan be exchanged on 9122/2008. Initial expert reports shall be exchanged
on 1012012008. Rebnttal expert reports due 1111012008. Expert depositions to be
taken from 11110/2008 through 1212212008. Motions fur sunnnary judgm:nt due by
2/1612009. Oppositions to MoOOn fur sunnnary judgtreDt due within 30 days of
serW:e of the motion PlaintiflS' Motion fur Class Certificaoon due 30 days after the
Cowts decision with respect to sunnnary judgm:nt. Defuudant's Opposition to Motion
fur Class Certification due 60 days after the mooon fur class certificaoon, PlaintiflS'
reply in support of Class Certificaoon due 30 days after the Opposition is filed. The
pretrial con1i:rence shall take place on 1111812008 fur the purpose ofinfunning the
Cowt of the statos of the case. However, the parties 1IDlSt, in additDn, contact the
Cowt to schedule a pre-motion confurence befure filing any motion (Signed by Judge
Peter K. LeEure fur Judge John E. Sprizzo on 11119/2007) Gar) (Entered:
1112112007)

01129/2008

~

AMENDED CASE MANAGEMENT ORDER REGARDING COORDINATION
AND SCHEDULING (Expert Witness List due by 1112412008. Discovery due by
112012009. Motions due by 4116/2009.) Defuudant's OppositDn to any Mooon fur

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Class Certification shall be 60 days after the llXltion fur class certification shall be filed
60 days after the llXltion fur class certification has been filed. P1aintifIS' Reply in
support of Class Certifuation shall be filed 30 days after the Opposition is filed. All
confurences previously scheduled in the Coordinated Actions are herebyadjm'uned.
So Ordered. (Signed by Judge JohnE. SprizZJJ on 1129/08) (is) (Entered:
0113012008)
10128/2008

.& MOTION to Approve !Notice ofMotion for Preliminary Settlement Approval.
DOCUlDlnt filed by Paul Di:kson, Joseph Goulden, The Author's Guill, Herbert
Mitgang, Betty Miles, Daniel Hoffinan.(Boni, Michael) (Entered: 1012812008)

1012812008

.i6. DECLARATION ofMichael J. Boni and Exhibits in Support re: .& MOTION to
Approve !Notice ofMotion for Preliminary Settlement Approval.. Docummt filed
by Paul Di:kson, Joseph Goulden, The Author's Guill, Herbert Mitgang, Betty Miles,
DanielHoffinan. (Boni, Michael) (Entered: 10/2812008)

1012812008

57 MEMORANDUM OF LAW in Support re: 55 MOTION to Approve !Notice of
Motion for Preliminary Settlement Approval.. Docummt filed by Paul Di:kson,
Joseph Goulden, The Author's Guill, Herbert Mitgang, Betty Miles, Daniel Hoffinan.
(Boni, Michael) (Entered: 10128/2008)

10129/2008

60 MOTION fur Dara1yn J. Durie to Appear Pro Hac Vice. Docummt filed by Google
Inc.(dle) (Entered: 1110312008)

1012912008

.6.l MOTION fur Davn J. Silbert to Appear Pro Hac Vice. DocumJnt filed by Google
Inc.(dle) (Entered: 1110312008)

1012912008

62 MOTION fur Joseph C. Gratz to Appear Pro Hac Vice. Docummt filed by Google
Inc.(dle) (Entered: 1110312008)

1012912008

Ql MOTION fur MeJi<;sa J. Miksch to Appear Pro Hac Vice. DOCUlDlnt filed by Google
Inc.(dle) (Entered: 1110312008)

10130/2008

.is. STIPUIATION AND ORDER FOR AMENDMENT OF PLEADINGS; that
pmsuant to Rule 15(a)(2) of1he Federal Rules of Civil Procedure, the parties to the
above-capooned case and to The McGraw-Hill Companies, Inc., et al v. Google Inc.,
No. 05 CY 8881, by and through their lIIlIiersigned colD1Se~ hereby agree that
p1aintiflS may. (Signed by Judge John E. Sprizzo on 10129/08) (PI) (Entered:
1013012008)

10/3112008

i2 SECOND AMENDED COMPLAINT am:nding JQ Am:nded Complaint, against
Google Inc. Docummt filed by Associaoon of Amlrican PubJi<;hers, Inc., Associaoonal
P1aintifIS, The McGraw-Hill Companies, Inc., Pearson Educaoon, Inc., SinDn &
Schuster, Inc., John Wiley & Sons, Inc., Paul Di:kson, Joseph Goulden, The Author's
Guill, Herbert Mitgang, Betty Miles, Daniel Hoffinan. Related docummt: JQ Amlnded
Complaint, filed by The Author's Guikl, Betty Miles, Joseph Goulden, Paul Di:kson,
Herbert Mitgang, Daniel Hoffinan.(d1e) (Entered: 1110312008)

1111712008

64 ORDER GRANTING PREL1MINARY SETTLEMENT APPROVAL: According1y,
it is hereby ORDERED as fullows: The llXloon is GRANTED. The Sett1eIDlnt

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Agreement is hereby preliminarily approved. Unless otheIWise specified, all defined
tetm; herein shall have the srure treaning as in the Settlement Agreem:nt. The
Settlement Class set furth within and two Sub-Classes are provisionally certified fur
settlement pwposes only. A final settlenrimtlJirirness bearing shall be hekl on JUlle 11,
2009, at 1:00 p.rn, befure the undersigned in Courtroom 14C, United States Distri:t
COInt fur the Southern Distri:t ofN ew York, Daniel Patri:k Moynihan United States
Courthouse, 500 Pearl Street, New York, NY 10007. The N olice Comm:ncem:nt
Date shall be January 5,2009. The Opt-Out Deadline shall be May 5,2009 .. (Signed
by Judge JohnE. Sprizzo on 1111412008) (jre) (Entered: 1111712008)
SetlResetH~:

1111712008

Settlement Confurence set fur 6/1112009 at 01:00 PM in
Courtroom 14C, 500 Pearl Street, New York, NY 10007 befure Judge John E.
Sprizzo. (jre) (Entered: 1112112008)

1111912008

CASHIERS OFFICE REMARK on 23. Motion to Appear Pro Hac Vice, 60. Motion
to Appear Pro Hac Vice, .62. Motion to Appear Pro Hac Vice, .nl Motion to Appear
Pro Hac Vice in the amlllnt of$1 00.00, pail on 1013112008, Receipt Number
667652. (jd) (Entered: 11119/2008)

12/0412008

~

MEMORANDUM OF LAW in OppositionllJOlNT oPPosmON by Plaintiffs
and Defendant to Claudia Pearson s Motion Requesting Change ofDate for
Final Fairness Hearing (N.B.: Motion has not yet been filed in the ECF System).
Document filed by Association ofAm:rican Publishers, Inc., The McGraw-Hill
Companies, Inc., Pearson Education, Inc., Soon & Schuster, Inc., John Wiky &
Sons, Inc .. (Keller, Bruce) (Entered: 12/0412008)

1211012008

~

ORDER It is hereby ordered that Claudia Pearsons motion shall be and hereby is
denied; and it is further ordered that the Fairness Hearing shall occur on JUlle 11,2009
at 1:00 p.rn in Courtroom 14C, 500 pearl Street. (Signed by Judge Peter K. Leisure
fur JohnE. Sprizzo on 12/9/08) (mm:) (Entered: 1211012008)

1211812008

67 MOTION to Approve ClaimFormslNotice ofMotion on Consent for Approval of
Claim Forms. Document filed by Association of AIrerican Publishers, Inc., The
McGraw-HiD Companies, Inc., Pearson Education, Inc., Soon & Schuster, Inc., John
Wiley & Sons, Inc .. (Keller, Bruce) (Entered: 12/1812008)

1211812008

Q8. MEMORANDUM OF LAW in Support re: fil. MOTION to Approve Claim Forms I

Notice ofMotion on Consent for Approval of Claim Forms. I Memorandum of
Law in Support ofMotion on Consentfor Approval of Claim Forms. Document
filed by AssociationofAm:ricanPubli;hers, Inc., The McGraw-HiD Companies, Inc.,
Pearson Education, Inc., Soon & Schuster, Inc., John Wiky & Sons, Inc ..
(Attachm:nts: # 1 Part 2 of4, # 2 Part 3 of 4, # .3. Part 4 of 4)(Ke&r, Bruce)
(Entered: 12118/2008)
1212312008

.62. ORDER APPROVING CLAIM FORMS: granting fil. Motion to Approve Claims
Forms. The Motion is GRAN1ED. The Court approves as to furms attached to the to
the Motions as Exhibits B and C, respectively. (Signed by Judge Paul A. Crotty on
12/2312008) (tve) (Entered: 12/2312008)

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.82- ORDER: Upon consideration of the letters, I will grant approximately a fuur-month
extension, as fulhws:(l) Paragraph 15 ofthe Preliminary Approval Order il ammded
to extend the Opt-Out deadline to September 4, 2009 CExtended Opt-Out
Deadline'~. (2) Refi:rences in Paragraphs 22 and 23 of the Preliminary Approval
Order to May 5, 2009 (the original ''Opt-Out Deadline'~ are amended to refi:r to the
Extended Opt-Out Deadline of September 4,2009. To the extent the Court gave
objectors and ami.:i curiae until May 5, 2009 to submit their views to the Court, that
date is also extended to September 4,2009. (3) No other deadlines or provilions set
furth in the Settlement AgreeIrent will be affucted bythil Order. (4) Paragraph 10 of
the Preliminary Approval Order is amended to provide that the Final Fairness Hearing
will be held on October 7, 2009 at 10:00 a.m befure the undersigned in Courtroom
DA, United States Distri:t Court fur the Southern Distri:t ofN ew York, Daniel Patri:k
Moynihan United States Courthouse, 500 Pearl Street, New York, New York,
10007.(5) Class Counsel will promptly (a) post notice of the Extended Opt-Out
Deadline and Final Fairness Hearing date at the top ofthe hom: page of the official
Settlemmt website, (b)issue a press release to annolDlCe these dates, and (c) notifY
IFRRO and the other major rights organimtions that have assisted the NotX:e Provider.
So Ordered. (Signed by Judge Denny Chin on 4(28/09) Gs) (Entered: 04128(2009)

0412812009

.20. LEI IERaddressed to J. Michael McMahon, Clerk of Court from Lee Killough dated
April 20, 2009 re: I am writing to object to oue provilion of the Google sett1emmt.
(rw) (Entered: 04129(2009)

0412812009

.21 LEI IERaddressed to J. Michael McMahon, Clerk of Court from Donica Bettanin
dated 20 April 2009 re: We wish to object the impending Google Book Settlem:nt,
the Fairness Hearing fur whi:h is scheduled fur 11 June 2009. Our objection il
enclosed. (rw) (Entered: 04(29/2009)

0413012009

93 ENDORSED LEI'IER addressed to Judge Denny Chin from Jeffrey Pearhmn dated
4/28/2009 re: We write to request permission fur Publi: Knowledge to file a brief
ami.:us curiae on behalf of itself and other similarly interested ami.:i in the abovecaptioned case on the ilsue of the proposed sett1eIrent's efii:cts on orphan workscopyrighted works whose owners cannot be located. The brill; in support ofneither
party, will be no longer than 25 pages, and will be fik:d no later than May 5,2009, the
date set fur opt-outs and objections to the proposed settleIrent agreemmt.
ENDORSEMENT: Approved. The brief shall be fik:d by the new opt-out date. (Brief
due by 51512009.) (Signed by Judge Denny Chin on 4130(2009) Gnn) (Entered:
05101(2009)

0510112009

.!M LEI IER addressed to J. Michael McMahon from Mayer Bremer dated 4124/09 re:
Counsel writes to objection to several provilions of the Settlem:nt. (!DIll:) (Entered:
05101(2009)

0510112009

~

LEI IER addressed to J. Michael McMahon from Shirley A. Young dated 4123/09 re:
Counsel writes to objection to Google scanning or dilplaying any part of her book and
it is so noted on the cover page that all rights reserved including the rights to reproduce

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Noti:e ofAppeal filed by Lewis Hyde, Open Access Trust Inc., HanyLewis. (tp)
(Fntered: 06115/2009)
0612412009

118 MOTION fur James Grin:IIrehnan to Appear Pro Hac Vi:e. Docwrent filed by New
York Law Schoo~ Institute fur InfurmationLaw and Poli:y.(dle) (Fntered:
0612512009)

07/0112009

119 LEI IER addressed to Judge Denny Chin from Angela EBer, Jurgen Kebrer and
Andreas l71:J.uierdo re: Representing m.lfe tban 500 cl'itm writers from Germany,
Austria and Switzerland we as spokesmen fur tbe "SYNDIKAT - Antorengruppe
deutscbspracbige Kriminallite\'lltur" are deeply concerned about tbe unauthorized
scanning ofliterary texts and whokl books by tbe Google cooperafun fur use in tbeir
online library on tbe internet. This kind of action i; a violafun of German and European
copyright laws that calls fur legal pllllElnmnt. Among tbe authors concerned are a huge
number of writers oftbe German language whose personal rights and private contracts
fur tbeir books that tbey have signed with German publishers are violated by Googkl.
Onn) (Entered: 07/0112009)

07/0112009

CASHIERS OFFICE REMARK on 118 Motion to Appear Pro Hac Vice in tbe
am.nmt of$25.00, pail on 06/2412009, Receipt Nwnber 691944. Od) (Fntered:
07/0112009)

07/0212009

.l2ll. ORDER, that by kltter dated July 2,2009, a copy ofwhi:h i; attached hereto, tbe
Govermrent advises tbe Cmnt that it has opened an antitrust investigation into tbe
proposed settlement in this case. The fuirness hearing i; scheduled fur October 7,
2009. The Court intends to conduct tbe bearing on that date. Iftbe Govermrent wishes
to present its views in writing, it must do so by September 18, 2009. The Govermrent
may also appear at tbe hearing to present its views orally. (Signed by Judge Denny
Chin on 7/2/09) (PI) (Fntered: 07/0212009)

0710212009

0710212009

0712312009

121 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION, granting
ill Mofun fur James Grin:IIrehnan to Appear Pro Hac Vi:e. (Signed by Judge Denny
Chin on 7/2/09) (PI) (Fntered: 07/0212009)
TransmissDn to Attorney AdmEsDns Clerk. Transmitted re: 121 Order on Motion to
Appear Pro Hac Vi:e, to tbe Attorney Admissions Clerk fur updating of Attorney
Infurmafun (PI) (Fntered: 07/0212009)
122 ENDORSED LEI IER addressed to Judge Denny Chin from R Emmett McAuliffiJ
dated July 16,2009 re: Pursuant to Your Honor's lndividualPracti:e 2(A), we write on
behalf of The Media Exchange Company, Inc. (''IMEC'~ to request a clarification of
TMEC's right to object to tbe Settlement as anon-class member and/or file an ami:us
curiae brief Despite not being a class member, TMEC believes it and its customers
have an interest in tbe proceeding. ENDORSEMENT: Application GRANTED.
TMEC may object as a non-class member and/or file an amicus brief The Court
prefurs one submission This is without prejudi:e to any argmmnt tbe parities may
make that TMEC lacks standing to object. SO ORDERED. (Signed by Judge Denny
Chin on 712312009) Onn) (Entered: 0712312009)

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of Anrrica, North Amerk:an Nature Photography Association, Joel Meyerowitz, Dan
Budnick, Peter Turner, Lou Jacobs, Jr (Saed, Shirley) (Entered: 09/0112009)
09/0112009

205 NOTICE OF APPEARANCE by Amin S. Kassam on bebalfofArIo Guthrie, Julia
Wright, Catherine Ryan Hyde, Eugene Linden (Kassam, Amin) (Entered: 09/0112009)

09/0112009

2l!2 Objection ofAmazon.com, Inc. to Proposed Settlement. Docum:nt filed by
Amazoncom, Inc .. (Zapolsky, David) (Entered: 09/0112009)

09/0112009

2111 DECLARATION ofDavit Nirmrer in Support re: 2Q!i Objection (non-trotion).
Docum:nt filed by Amazoncom, Inc.. (Attaclnmnts: # 1 Exhibit A, # 2 Exhibit B, # .3.
Exhibit C, # 4. Exhibit D, # ~ Exhibit E, # fi Exhibit F)(Zapolsky, David) (Entered:
09/0112009)

09/0112009
09/0112009

208 NOTICE of Intent to Appear by Amazoncom, Inc. re: 206 Objection (non-trotion).
Docum:nt filed by Amazoncom, Inc.. (Zapolsky, Davit) (Entered: 09/0112009)
"·NOTE TO ATTORNEY TO RE-FlLE DOCUMENT - EVENT TYPE ERROR
Note to Attorney Cynthia Arato to RE-FlLE Docum:nt 1.84. Nooce (Other). Use the
event type Joinder fuUlld UIlder the event list Other Docum:nts. (jar) (Entered:
09/0212009)

09/0112009

232 MOTION fur Edwin C. Konx:n to Appear Pro Hac Vice. Docum:nt filed by Federal
RepubJi:: ofGennany.(dle) (Entered: 09/0312009)

09/0212009

209 Objection to Proposed Settlement. Docum:nt filed by Arlo Guthrie, Julia Wright,
Catherine Ryan Hyde, Eugene Linden (DeVore, Andrew) (Entered: 09/0212009)

09/0212009

lli!. DECLARATION ofAnnie Guthrie on Beba1fof Arb Guthrie in Support re: 2Q2
Objection (non-llDtion). Docum:nt filed by Arlo Guthrie. (DeVore, Andrew)
(Entered: 09/02/2009)

09/0212009

ill DECLARATION ofJulia Wright in Support re: 2l!2 Objection (non-trotion).
Docum:nt filed by Julia Wright. (DeVore, Andrew) (Entered: 09/0212009)

09/02/2009

212 DECLARATION of Catherine Ryan Hyde in Support re: 2Q2 Objection (nontrotion). Docum:nt filed by Catherine Ryan Hyde. (DeVore, Andrew) (Entered:
09/0212009)

09/0212009

2.ll DECLARATION ofEugene Linden in Support re: 2l!2 Objection (non-trotion).
Docum:nt filed by Eugene Linden (DeVore, Andrew) (Entered: 09/02/2009)

09/0212009

214 DECLARATION ofLaura Leslie on Bebalfofthe Estate ofPhilip K. Dick in Support
re: 2l!2 Objection (non-llDtion). Docum:nt filed by Arlo Guthrie, Julia Wright,
Catherine Ryan Hyde, Eugene Linden (DeVore, Andrew) (Entered: 09/02/2009)

09/0212009

215 DECLARATION ofAndrew C. DeVore in Support re: 209 Objection (non-trotion).
Docum:nt filed by Arlo Guthrie, Julia Wright, Catherine Ryan Hyde, Eugene Linden
(Attaclnmnts: # 1 Exhibit A, # 2 Exhibit Bl, # .3. Exhibit B2, # 4. Exhibit B3, # ~
ExhibitB4, # QExhibitB5, # 1 Exhibit C, # .!!. ExhibitD, # 2 Exhibit E, # 10 ExhibitF,
# 11 Exhibit G, # 12 Exhibit II, # II Exhibit 1, # 14 Exhibit J, # l i Exhibit K, # 16

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Exhibit L)(DeVore, Andrew) (Entered: 09/0212009)
09/02/2009

ill ENDORSED LEI IER addressed to Judge DellllY Chin from Daniel Fetterman dated
9/112009 re: request permissDn to fikl an ami:us curiae brie( and to appear at the
hearing, to address certain antitrust and copyright con;;erns with the proposed
settlement agreemmt in this proceeding. ENDORSEMENT: This application is
granted, but in ligbt of the volInm ofmaterials being submitted to the Cowt, I wouki
suggest 1hat a 25-page briefwouki be JlX)re effi:ctive 1han a 40-page brief As fur
permission to speak at the hearing, the Cowt will address this question in a future
order. We need to see bow many requests there are to speak. (Signed by Judge
DellllY Chin on 91212009) Gar) (Entered: 09/0212009)

09/0212009

217 ORDER: The deadline fur filing objections and amicus curiae brielS in this case is
hereby extended to 10:00 a.m EST on Tuesday, Septeruber 8, 2009. Objectors and
amici are also reminded 1hat they are required to send a cowtesy copy of any
doCUlD)nts filed ekctroni;ally to my Chambers. (Brief due by 9/812009.) (Signed by
Judge DellllY Chin on 91212009) Gar) (Entered: 09/0212009)

09/02/2009

ill Objection to Proposed Settlement. DOCUlD)nt fikld by The American Society of
Media Photographers, lIX:., Grapbi: Artists Guikl, Picture Archive COlIDCil of
Ameri:a, North American Nature Photography Association, Joel Meyerowitz, Dan
Budnick, Peter Turner, Lou Jacobs, Jr. (Attacbmmts: # 1 Exhibit A, # 2. Exhibit B, # .3.
Exhibit C, # 1. Exhibit Exhibit D, # i Exhibit E)(Saed, Shirky) (Entered: 09/0212009)

09/0212009

219 JOINDER to joinre: 167 Objection (non-JlX)tion), Objection (non-JlX)tion). Docmmnt
fikld by Czernin Verlag.(Arato, Cynthia) (Entered: 09/0212009)

09/0212009

220 DECLARATION ofBenedikt Foeger re: 219 Joinder, 167 Objection (non-JlX)tion),
Objection (non-JlX)tion)., DECLARATION of Benedikt Foeger in Support
DOCUlD)nt filed by Czernin Verlag. (Arato, Cynthia) (Entered: 09/0212009)

09/0212009

221

0910212009

222 LEI IER addressed to Miebael McMahon, Clerk of Court from Uitgeverij Agon
dated 8127/09 re: The hearing in October 2009 regarding the Google settlem:nt. We
would like to draw your attention to the copyrights of the Dntch books owned by our
publishing house wbi:h appear to be included in the settk:mmt reached between
Googk: and the Authors Guild and Association of American Publishers. (PI) (Entered:
09/0212009)

0910212009

223 LEI IERaddressed to J. MicbaelMcMahon, Clerk of Court from Uitgeverij De
Arbeilerspers dated 8/27/09 re: The hearing in October 2009 regarding the Googk:
settlement. (PI) (Entered: 09/0212009)

0910212009

224 LEI IERaddressed to J. MicbaelMcMahon, Clerk of Court from Uitgeverij Singel
Pockets dated 8127/09 re: The bearing in October 2009 regarding the Google
settlement. (PI) (Entered: 09/0212009)

LEI IERaddressed to Offue ofthe Clerk J. MiebaelMcMahon from Uitgeverij
Balans dated 8127109 re: The bearing in October 2009 regarding the Google
settlement. (PI) (Entered: 09/0212009)

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HACHETIEUVRE, SA, LIBRARIEARTHMEFAYARD, SA, DUNOD
EDlTEUR, SA, LES EDmONS HATlER, S.N.C., EDmONS, LAROUSSE,
SAS., EDIWRIAL SALVAT, S.L., GRUPO ANAYA, SA, ALGAIDA
EDITORES, SA, AIlANZA EDITORIAL, SA, EDICIONS XERAIS DE
GAUCIA, SA, EDIWRIAL BARCANOVA, SA, LAROUSSE EDITORIAL,
S.L., GRUPO EDITORIAL BRUO, S.L., EDELSA GRUPO DIDASCALIA, SA,
AND HACHETIE U.K. LIMITED. Docummt filed by Akiko Shirmjyu.
(AttacimErts: # 1 Exhibit 1, # .2 Exhibit 2, # .3. Exhibit 3, # ~ Exhibit 4, # .s. Exhibit 5, #
QExhibit 6, # 1 Exhibit 7, # 8. Exhibit 8, # .2 Exhibit 9, # ill Exhibit 10)(M:K:heletto,
Robert) (Entered: 0910812009)
09108/2009

ill RULE 7.1 CORPORA1E DISCWSURE STATEMENT. No Corpomte Parent.
Docummt filed by Canadian Standards Associaoon.(N eurnan, Kristin) (Entered:
0910812009)

0910812009

21l. Objecoon of Canadian Standards Association to Proposed Settlement. Docwn:nt
fWd by Canadian Standards Associaoon. (Neuman, Kristin) (Entered: 0910812009)

09108/2009

m

09108/2009

274 BRIEF Amicus Curiae Brief of Sony Electronics Inc. In Support Qf Proposed
Google Book Search Settlement. Docummt filed by Sony Electronics Inc .. (Coplan,
Jennifur) (Entered: 0910812009)

09108/2009

m

BRIEF Amicus Brief of Antitrust Law and Economics Professors In Support Qf
The Settlement. Docummt filed by Antitrust Law and Economics Profussors.(Ingber,
Matthew) (Entered: 0910812009)

0910812009

m

Objecoon re: M Order on Motion to Approve", Objections ofMicrosoft

Objecoon to Proposed Settlement and Notice ofIntent to Appear. Docummt fWd
by Eric Jager, Harold Boom, E11iot Abl1llIl>, Richard .Arm:y, Jacques Barnm,
Nicholas Basbanes, StepbenBates, ShawnJ. Bayem, Michael Behe, Michael Cox,
Douglas Crase, Frank GoIl2ll1:z-Cruss~ Milge Deeter, John Derbyshire, Thomas M.
Disch, Gerali Early, Mel Eisenberg, Richard A. Epstein, Henry Fetter, David D.
Friedman, Davit Gekrnter, Gabri:lle Glaser, Mary Ann Gkndon, Victor Davis
Hanson, Robert Herbold, Arthur Henmn, Charles HiD, Manuela Hoelterhofl; Richard
Howard, Ishrmel Jones, Donald Kagan, Davit Kuo, Michael Ledeen, Susan Lee,
Mary Lelkowitz, David Lehrmn, John Lehrmn, Howard Marke\ Sherwin B. Nu1and,
Steven 02Irellt, N onnan Podhoretz, Diane Ravitch, Ralph Reed, Harriet Rubin, Sarah
Ruden, Peter Schweizer, Roger Silmn, Roy Spencer, Geoffiey R Stone, Charles
Sykes, Terry Teachout, Paco UnderbiD, Ruth Wisse, Elizabeth WurIze\ John Y00,
Wendy Shalit, Am:rican Society ofJournaJi,;ts and Authors, Charlotte Allen.
(AttacimErts: # 1 Exhibit A, # .2 Exhibit B, # .3. Exhibit C, # ~ Exhibit D, # ~ Exhibit E,
# QExhibit F, # 1 Exhibit G)(HaD, Joseph) (Entered: 0910812009)

Corporation to Proposed Settlement and Certification ofProposed Settlement
Class and Sub-Classes. Docummt filed by Microsoft Corporation. (AttacimErts: # 1
Exhibit A to G, # .2 Exhibit H to 0, # 3. Exhibit P to Q, # ~ Exhibit R, # .s. Exhibit S to
T, # QExhibit U part 1 of6, # I Exhibit U part 2 of6, # 11 Exhibit U part 3 of6, # .2
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Exhibit U part 4 of6, # l!!. Exhibit U part 5 of6, # 11 Exhibit U part 6 of6, # 12
Exhibit V to Z)(Rubin, Thomas) (Entered: 09/0812009)
09/0812009

277 Ami:us Cwiae APPEARANCE entered by Gary M. Becker on behalf of Richard
Bhurenthal CT Attorney General(Becker, Gary) (Entered: 09/0812009)

09/0812009

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09/0812009

279 NOTICE of Intent to Appear. Docwrent filed by Privacy Authors and Publishers.
(Rudman, Samuel) (Entered: 09/0812009)

09/0812009

2Rl!. Objecfun to Settlement Agreement. Docwrent filed by Charles D Weller, weller.
(Attachmmts: # 1 Exhibit A --- Class AcfunReports)(Horowitz, EIi:) (Entered:

oPPOSmON BRIEF re: .G1 Order on Mofun to Approve", Objection to
Proposed Settlement: Proposed Settlement Violates State Unclaimed Property
Laws and Chartible Trust Laws, State May Not Be Included in Class Without its
Consent. Docwrent filed by Richard BIurrentbal CT Attorney General.(Becker, Gary)
(Emered: 09/0812009)

09/0812009)
09/0812009

ill BRIEF IN OBJECTION TO PROPOSED SETTLEMENT. Docwrent filed by
Privacy Authors and Publishers. (Attachmmts: # 1 Appendix A)(Rudman, Samuel)
(Entered: 09/08/2009)

09/0812009

282 MEMORANDUM OF LAW MEMORANDUM OF AMICUS CURIAE OPEN
BOOK ALLIANCE IN oPPOSmON TO THE PROPOSED SETTLEMENT
BETWEEN THE AUTHORS GUILD, INC., ASSOCIATION OF AMERICAN
PUBLISHERS, INC., ET AL., AND GOOGLE INC.. Docwrent filed by Open Book
Alliance. (Boccanfuso, Anthony) (Entered: 09/0812009)

09/08/2009

m

09/08/2009

284 NOTICE OF APPEARANCE by Robert William Clarila on behalf ofLyrasii, Inc.,
NYLINK, Biboographi:al Center fur Research Rocky Mountain, Inc. (ClariIa,
Robert) (Entered: 09/0812009)

MOTION fur Discovery of Putative Class Representatives and Defendant Google
Inc .. Docwrent filed by Fri; Jager, Harold Bloom, Elliot Abrams, Phyllis Ammns,
Jacques Barnm, Ni:bolas Basbanes, Stephen Bates, Shawn J. Bayern, MichaeIBehe,
Michael Cox, Douglas Crase, Frank GoIl2l!lez-Cruss~ Midge Decter, John
Derbyshire, Thomas M. Disch, Geraki Early, Mel Eisenberg, Richard A. Epstein,
Henry Fetter, David D. Friedman, David Gelernter, Gabrielle Glaser, Mary Ann
Glendon, Victor Davis Hanson, Robert Herbold, Arthur Herman, Charles Hill,
Manuela Hoe1terhofl; Richard Howard, Isbrmel Jones, Donakl Kagan, David KIlO,
Michael I.edeen, Susan Lee, Mary Lelkowitz, David Lehman, John Lehman, Howard
Marke~ SberwinB. NuIand, Steven 02Irellt, NormanPodhoretz, Diane Ravitch,
Ralph Reed, Harriet Rubin, Sarah Rnden, Peter Schweizer, Roger SimJn, Roy
Spencer, Geoffiey R Stone, Charles Sykes, Terry Teachout, Paco Underhill, Ruth
Wisse, Elizabeth Wurtze~ John Yoo, Julia Wright, WelXiy Sbalit, American Society of
JournalEts and Anthors, Charlotte Allen RetumDate set fur 9/1812009 at 05:00 PM.
(Attachmmts: # 1 Exhibit DEcovery Requests)(Haa Joseph) (Entered: 09/0812009)

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