USA v. David Calhoun

Filing

NOT PRECEDENTIAL OPINION Coram: AMBRO, SCIRICA and ROTH, Circuit Judges. Total Pages: 10. Judge: SCIRICA Authoring.

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NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
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No. 13-1901
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UNITED STATES OF AMERICA,
Appellant
v.
DAVID CALHOUN
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On Appeal from the District Court
for the Eastern District of Pennsylvania
(D.C. Criminal No. 2-05-cr-00363-006)
(Honorable Cynthia M. Rufe)
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Argued: November 18, 2014
Before: AMBRO, SCIRICA, and ROTH, Circuit Judges
(Opinion filed: January 29, 2015)
Joel D. Goldstein, Esq.
Robert A. Zauzmer, Esq. [ARGUED]
Office of United States Attorney
615 Chestnut Street
Suite 1250
Philadelphia, PA 19106
Counsel for Appellant
Ellen C. Brotman, Esq. [ARGUED]
Montgomery, McCracken, Walker & Rhoads
123 South Broad Street
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28th Floor
Philadelphia, PA 19109
Counsel for Appellee
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OPINION*
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SCIRICA, Circuit Judge
The United States appeals the District Court’s order granting David Calhoun a
new trial due to ineffective assistance of counsel. Because we find Calhoun was not
prejudiced under Strickland v. Washington, 466 U.S. 668 (1984), we will reverse and
remand. 1
I.
A.
A jury convicted Calhoun of conspiracy to distribute more than five kilograms of
cocaine, in violation of 21 U.S.C. § 846, and possession with intent to distribute more
than 500 grams of cocaine, in violation of 21 U.S.C. § 841(a)(1). Calhoun was sentenced
to 20 years’ imprisonment, followed by 10 years’ supervised release, and ordered to pay a
$200 special assessment. Calhoun appealed and we affirmed the judgment of conviction
This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not
constitute binding precedent.
*

“We review the District Court’s decision de novo because both the performance and
prejudice prongs of ineffective assistance of counsel claims present mixed questions of
law and fact.” United States v. Cross, 308 F.3d 308, 314 (3d Cir. 2002).
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and sentence, United States v. Calhoun, 276 F. App’x 114, 120 (3d Cir. 2008), and
denied Calhoun’s petition for rehearing en banc. The Supreme Court denied review.
Calhoun filed a pro se motion for a new trial under Federal Rule of Criminal Procedure
33 and a motion for relief under 28 U.S.C. § 2255. The District Court found that
Calhoun’s trial counsel was ineffective in failing to object to Calhoun’s being viewed in
shackles by members of the jury at preliminary jury selection. The court vacated
Calhoun’s conviction and sentence and ordered a new trial. The government appealed.
B.
Against the advice of his experienced counsel, Calhoun chose to attend
preliminary jury selection. Preliminary jury selection precedes voir dire and involves the
process of randomly selecting potential jurors from a pool of individuals summoned to
the courthouse to produce a jury panel. Unlike voir dire, at which the jury is selected
from the jury panel in the presence of the trial judge, preliminary jury selection occurs in
a jury assembly room outside the courtroom. Because the jury assembly room is a large
public area with several exits, bringing a custodial criminal defendant to this area poses a
security risk. As a result, the United States Marshal Service requires prisoners attending
preliminary jury selection to be accompanied by several deputy U.S. Marshals and
“restrained with leg irons, a waist chain, and handcuffs.” Consequently, Calhoun attended
preliminary jury selection in shackles. All of the jurors for Calhoun’s trial were drawn
from the jury pool at the preliminary jury selection Calhoun attended in shackles.
Following preliminary jury selection, Calhoun requested that his trial counsel, William T.
Cannon, an experienced criminal defense lawyer, object to his appearing shackled in
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front of the jury pool. Believing there was “zero chance” the trial judge would grant this
motion, counsel chose not to object.
At trial, the government produced ample evidence to convict Calhoun of
conspiracy to distribute more than five kilograms of cocaine and possession with intent to
distribute more than 500 grams of cocaine. The evidence established a scheme in which
Raul Estevez acquired cocaine from Pedro Risquet and in turn sold it to Calhoun. When
Calhoun wished to purchase cocaine, he would call Estevez, who would then call Risquet
and arrange for transport of the cocaine from Risquet to Estevez. Estevez would pay
Risquet approximately $25,000 per kilogram, and then resell it to Calhoun for
approximately $26,000. Estevez was the government’s key witness at trial.
The government presented telephone conversations recorded from December 11,
2004, through February 3, 2005, between Risquet and Estevez and between Estevez and
Calhoun. In these recorded conversations, Risquet, Estevez, and Calhoun set up cocaine
deliveries using coded language. On the basis of these conversations, surveillance was
established at Estevez’s Philadelphia residence. On January 2, 2005, following Calhoun’s
pickup of an arranged delivery from Risquet to Estevez, officers approached Calhoun,
who dropped the bag he was carrying. The bag contained approximately one kilogram of
cocaine. Calhoun then consented to a search of his residence, where officers found
additional cocaine and $203,000. Calhoun subsequently provided a statement that
identified Estevez as his cocaine supplier, admitted to the monthly purchase of about a
kilogram of cocaine from Estevez over a seven-month period, an admission Estevez
corroborated at trial, and stated that he owed Estevez $1,300. The government then
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provided Calhoun with $1,300 and outfitted him with a concealed recording device.
Calhoun paid Estevez the $1,300 and set up an additional transaction that mirrored their
prior dealings. On the basis of the conversations between Calhoun, Estevez, and another
cooperating party, the DEA executed a search warrant at Estevez’s residence and seized
two kilograms of cocaine.
II.
Because the evidence of guilt presented at trial was ample, if not overwhelming,
we find Calhoun was not prejudiced under Strickland because there is no reasonable
probability he would have been acquitted but for his being shackled in front of the jury
pool.
A.
Ineffective assistance of counsel claims are governed by the Supreme Court’s test
in Strickland v. Washington. Under Strickland, the defendant carries the burden of
demonstrating (1) “that counsel’s performance was deficient” and (2) “that the deficient
performance prejudiced the defense.” 466 U.S. at 687. Though Strickland’s
ineffectiveness inquiry contains both a performance and prejudice component, the Court
has made clear that “[i]f it is easier to dispose of an ineffectiveness claim on the ground
of lack of sufficient prejudice, . . . that course should be followed.” Id. at 697.
Accordingly, our analysis is limited to the prejudice prong of Strickland.
To establish prejudice under Strickland, the defendant must prove that but for
counsel’s error, there is a reasonable probability the outcome of the proceeding would

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have been different. Id. at 694. A reasonable probability exists where the probability is
“sufficient to undermine confidence in the outcome.” Id.
It is well settled that courts applying Strickland’s prejudice test must consider the
strength of the evidence against the defendant. E.g., id. at 695; Albrecht v. Horn, 485
F.3d 103, 128-29 (3d Cir. 2007); Buehl v. Vaughn, 166 F.3d 163, 172 (3d Cir. 1999).
Without considering the strength of the evidence against the defendant, a court cannot
determine whether there was a reasonable probability of a different result. Buehl, 166
F.3d at 172. The greater the support a verdict has in the record, the less likely it is to have
been affected by errors. Strickland, 466 U.S. at 696. Where the magnitude of the
evidence against the defendant is such that he cannot show he was deprived of a reliable
trial result, prejudice under Strickland is not met. Id. at 696 (“In every case the court
should be concerned with whether, despite the strong presumption of reliability, the result
of the particular proceeding is unreliable . . . .”); Albrecht, 485 F.3d at 128-29 (finding no
prejudice from counsel’s failure to request limiting instruction where there was “ample if
not overwhelming evidence of [the defendant’s] guilt”); Buehl, 166 F.3d at 172 (finding
the defendant could not show the absence of a limiting instruction deprived him of a fair
trial “[i]n view of the magnitude of the evidence”).
B.
In this case, the strength of the evidence against Calhoun must be considered
against counsel’s failure to object to his shackling before the jury pool at preliminary jury
selection. The shackling of the defendant before the jury is an extraordinary measure that
should not occur absent a trial court determination that shackles are justified by a state
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interest specific to the particular trial. Deck v. Missouri, 544 U.S. 622, 629 (2005).
Shackling is heavily disfavored because it (1) undermines the presumption of innocence;
(2) can interfere with a defendant’s ability to communicate with his lawyer and prepare
his own defense; and (3) is an affront to the dignity and decorum of the judicial process. 2
Id. at 630-32. In particular, shackling adversely affects the fairness of the fact-finding
process and “the jury’s perception of the character of the defendant.” Id. at 633.
C.
Calhoun contends that the prejudice prong of Strickland is satisfied by a showing
that the shackling issue would have been determined differently had counsel objected.
But, within the context of this case, this is not the different “result of the proceeding”
Strickland calls for. See United States v. Lilly, 536 F.3d 190, 196 (3d Cir. 2008) (rejecting
defendant’s argument that the relevant prejudice inquiry was “whether he would have
opted for a jury trial over a bench trial had his counsel adequately informed him of this
constitutional right” and asserting that the proper focus is on the actual outcome of the
2

Calhoun claims that even though he brought his claim as one for ineffective assistance
of counsel, he could have stated a direct claim that his due process rights were violated
by the shackling procedure. On a direct due process claim, the government would bear
the burden of showing “beyond a reasonable doubt that the [shackling] error complained
of did not contribute to the verdict obtained.” Deck, 544 U.S. at 635. But by failing to
make the due process claim on direct appeal, Calhoun defaulted it. See Hodge v. United
States, 554 F.3d 372, 379 (3d Cir. 2009) (“[A] movant has procedurally defaulted all
claims that he neglected to raise on direct appeal.”). Accordingly, it was not available to
him in his 2255 motion. A defendant can only overcome such default by showing cause
and prejudice. Bousley v. United States, 523 U.S. 614, 622 (1998). Even if Calhoun were
to assert that his failure to raise the due process claim on direct appeal was due to
ineffective assistance of counsel, that would return us to the same posture as this appeal.
As the District Court correctly noted, “because Calhoun raises his argument as an
ineffective assistance of counsel claim, a finding of prejudice is required.”
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proceeding itself); see also Breakiron v. Horn, 642 F.3d 126, 146-47 (3d Cir. 2011)
(finding that where a juror was exposed to sworn testimony that the defendant “used to
do a lot of robbing[,]” the proper inquiry under Strickland was not whether exposure
actually rendered the juror biased or partial, but instead whether “a juror who had not
been exposed to that statement would have voted to acquit” the defendant).
In support of his argument, Calhoun relies on Lafler v. Cooper, 132 S. Ct. 1376,
1388 (2012) (stating that in that case “the question [was] not the fairness or reliability of
the trial but the fairness and reliability of the process that preceded it”). But Lafler
involved the defendant’s rejection of a plea offer and decision to go to trial. Id. at 1385.
Because the plea process was separate from trial, and if the plea was accepted there
would have been an entirely different result than that ensuing after a guilty verdict at trial,
the Court rejected the argument that the defendant suffered prejudice only if the resulting
trial did not produce a fair result. See id. at 1385-86. But, unlike in Lafler, the question
here is the fairness or reliability of Calhoun’s trial—whether his shackling before the jury
pool is sufficient to undermine confidence in the outcome of his trial. As such, Lafler
does not apply and the proper prejudice inquiry is whether there is a reasonable
probability that Calhoun would have been acquitted but for his appearance before the jury
pool in shackles.
III.
In determining that Strickland’s prejudice prong was met and a new trial was
required, the District Court focused on the effect of the jury’s first impression of Calhoun
in shackles and the taint of this impression on the evidence presented to the jury. The
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District Court found Calhoun’s shackling at preliminary jury selection to have “infected
the entire proceedings which followed.” Because we find the outcome of Calhoun’s trial
to be reliable in view of the magnitude of the evidence against him, we disagree with the
trial court’s finding of prejudice.
There is no reasonable probability that Calhoun would have been acquitted of
conspiracy to distribute more than five kilograms of cocaine or possession with intent to
distribute more than 500 grams of cocaine had he not appeared shackled before the jury
pool. The record evidence against Calhoun was clear and uncontradicted. Calhoun was in
possession of approximately one kilogram of cocaine, valued at approximately $25,000,
when he was apprehended. The government presented recorded conversations between
Calhoun, Estevez, and Risquet that took place in coded language and established the
mechanics of the conspiracy. Calhoun identified Estevez as his cocaine supplier and
admitted to purchasing the kilogram found in his possession from Estevez. He admitted
to purchasing about a kilogram of cocaine from Estevez monthly for a seven-month
period, and Estevez corroborated this account at trial. Calhoun consented to a search of
his residence, where more cocaine and $203,000 in cash was found. He admitted he owed
Estevez a balance of $1,300 for the kilogram of cocaine found in his possession. 3 In
addition, Calhoun was later surveilled making the $1,300 payment to Estevez and setting
up a new transaction that confirmed the workings of their prior dealings.

3

Being provided drugs on credit is strong evidence of a conspiracy. United States v.
Iglesias, 535 F.3d 150, 155 (3d Cir. 2008).
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As noted, there was ample, if not overwhelming, evidence of possession with
intent to distribute, and the same is true of conspiracy considering the length of
Calhoun’s affiliation with Estevez, the amount of drugs purchased, and the standardized
nature of their transactions. See United States v. Gibbs, 190 F.3d 188, 199 (3d Cir. 1999).
Given the magnitude of the evidence presented at trial, there is no reasonable probability
that Calhoun would have been acquitted but for his shackling in front of the jury pool.
Accordingly, we find no prejudice under Strickland.
IV.
For the foregoing reasons, we will reverse the order granting David Calhoun a new
trial due to ineffective assistance of counsel and remand to the District Court for
consideration of Calhoun’s pending motions mooted by the grant of a new trial.

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