USA v. Anthony Elli
Filing
NOT PRECEDENTIAL OPINION Coram: AMBRO, VANASKIE and SCIRICA, Circuit Judges. Total Pages: 10. Judge: SCIRICA Authoring.
Case: 16-1987
Document: 003112642849
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Date Filed: 06/05/2017
NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
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No. 16-1987
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UNITED STATES OF AMERICA
v.
ANTHONY ELLIS,
Appellant
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On Appeal from the United States District Court
for the Western District of Pennsylvania
(D.C. Criminal No. 2-12-cr-00101-001)
District Judge: Honorable Cathy Bissoon
________________
Submitted Pursuant to Third Circuit LAR 34.1(a)
January 20, 2017
Before: AMBRO, VANASKIE, and SCIRICA, Circuit Judges
(Filed: June 5, 2017)
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OPINION*
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SCIRICA, Circuit Judge
*
This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not
constitute binding precedent.
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Ellis appeals his conviction and sentence following his conditional guilty plea to a
charge of conspiracy to distribute and possess with the intent to distribute heroin. 1 Ellis
reserved his right to appeal the denial of his motion to suppress evidence, alleging the
government’s application for the authorization of electronic surveillance did not meet the
requirements of 18 U.S.C. § 2518(3)(c). We have jurisdiction under 28 U.S.C. § 1291.
We will affirm.
I.
This case involves a heroin trafficking conspiracy and arises from an FBI
investigation of a criminal organization, the East Hills Bloods, in Pittsburgh,
Pennsylvania. The investigation was prompted by a series of violent incidents in the East
Hills area of Pittsburgh, including the murder of an East Hills woman during a home
invasion designed to steal a large quantity of heroin from an associate of the East Hills
Bloods.
Between August 2011 and March 2012, the government applied for and obtained
eight warrant authorizations to intercept calls and electronic messages sent from and
received by telephones used by various members of the conspiracy. Special Agent David
N. Hedges, a twenty-five year veteran of the FBI with specialized drug training, was the
affiant for all eight applications. He had been the affiant on seventeen previous Title III
investigations.
Ellis pled guilty to Count One of the indictment, charging him with conspiring “to distribute
and possess with intent to distribute 100 grams or more of . . . heroin,” in violation of 21 U.S.C.
§ 846. See 21 U.S.C. § 841. Ellis was sentenced to 120 months’ imprisonment with credit for
time served, and four years of supervised release.
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The District Court issued the first seven of these authorizations (“the Initial
Authorizations”) between August 2011 and February 2012. The Initial Authorizations
permitted interception of calls and messages sent to and from telephone numbers used by
several members and associates of the East Hills Bloods, including, inter alia, David
Agurs, Ronald Ashby, and Anthony Lemon. Information obtained from these intercepts
provided probable cause to believe these men were members of the East Hills drug
trafficking conspiracy. Although the Initial Authorizations did not include the telephone
used by Ellis, “Target Telephone #18,” the intercepts of telephone communications by
Agurs and Ashby included calls made to and received from Target Telephone #18 that
revealed Ellis’s participation in the conspiracy. In these telephone conversations, Ellis
can be heard arranging drug sales and engaging in counter-surveillance with Agurs and
Ashby.
On March 23, 2012, the Government submitted the application and supporting
affidavit (collectively “the Application”) that are the subject of this appeal. The
Application sought to continue existing wiretaps and to tap telephones used by two
additional coconspirators, one of which was Target Telephone #18 used by Ellis. The
Application was accompanied by Special Agent Hedges’s ninety-three page affidavit,
which included a twenty-two page section dedicated to satisfying the necessity
requirement under 18 U.S.C. § 2518(1)(c). The District Court granted approval to
intercept calls and electronic messages sent to and from Target Telephone #18.
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Based in part on information obtained from the interception of Target Telephone
#18, Ellis was indicted by a grand jury in March 2013 on narcotics and firearms
conspiracy charges. He unsuccessfully moved to suppress the evidence obtained pursuant
to the Application on the ground it failed to meet the requirements of 18 U.S.C. §
2518(1)(c) and (3)(c). As noted, Ellis entered a conditional guilty plea waiving his right
to appeal on any ground other than the suppression of evidence obtained through the
Application. This appeal followed.
II.
Ellis alleges the District Court erred in denying his motion to suppress
communications to and from Target Telephone #18 intercepted pursuant to the March
2012 authorization because the affidavit in support of the Application did not meet the
“necessity” requirement of 18 U.S.C. §§ 2518(1)(c) and (3)(c).
A.
An application for an intercept authorization must include “a full and complete
statement as to whether or not other investigative procedures have been tried and failed or
why they reasonably appear to be unlikely to succeed if tried or to be too dangerous.” 18
U.S.C. § 2518(1)(c). We have generally called this the “necessity” requirement. See, e.g.,
United States v. Bailey, 840 F.3d 99, 114 (3rd Cir. 2016). We review the District Court’s
determination that the Application contained a statement of necessity de novo and its
determination of necessity for abuse of discretion. United States v. Phillips, 959 F.2d
1187, 1189 (3rd Cir. 1992).
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The applicable investigative procedures generally include, inter alia, (1) visual
and aural surveillance, (2) general questioning or interrogation under immunity grants,
(3) regular search warrants, and (4) the infiltration of conspiratorial groups by undercover
agents or informants. United States v. Armocida, 515 F.2d 29, 37 (3rd Cir. 1975). They
may also include using a pen register or trap-and-trace device. United States v.
Killingsworth, 117 F.3d 1159, 1163 (10th Cir. 1997). The application does not have to
show these other techniques could not possibly succeed. Armocida, 515 F.2d at 37.
Rather, the application must describe the facts and circumstances surrounding the
investigation that establish a “factual predicate” sufficient to allow the issuing court to
determine such techniques will likely be unsuccessful or too dangerous. United States v.
McGlory, 968 F.2d 309, 345 (3rd Cir. 1992). Section 2518(3)(c) “is simply designed to
assure that wiretapping is not resorted to in situations where traditional investigative
techniques would suffice to expose the crime.” United States v. Kahn, 415 U.S. 143, 153
n.12 (1974). An application should “be tested in a practical and commonsense fashion,”
and “the statutory burden on the government is not great.” Armocida, 515 F.2d at 38.
“[I]n determining whether this requirement has been satisfied, a court may properly take
into account affirmations which are founded in part upon the experience of specially
trained agents.” United States v. Williams, 124 F.3d 411, 418 (3rd Cir. 1997) (quotation
mark omitted).
B.
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Ellis does not appear to contend, nor could he contend, the Application did not
include a statement of necessity. Rather, he alleges the Application was defective for
failing “to inform the issuing authority that the government conducted no traditional
methods of investigation on this Appellant.”
i.
Our cases do not explicitly say for what purpose interception must be “necessary.”
But their clear import shows that, at least where the government investigation targets a
large conspiracy and the individuals whose communications will be intercepted are
members of that conspiracy, the necessity requirement relates to the demonstrated or
probable inadequacy or danger of other investigative techniques to achieve the specific
goals pursued by the investigation at hand. See United States v. Bailey, 840 F.3d 99, 114–
15 (3rd Cir. 2016) (“Law enforcement further determined that other, less invasive
investigative techniques would also fail to reveal the full scope of the [conspiracy’s]
operations.”); see also Williams, 124 F.3d at 418 (stating 18 U.S.C. § 2518(3)(c) is
satisfied by showing, among other things, “the difficulty of penetrating an organization
with a secretive nature and a propensity towards violence”). In Bailey, although
confidential informants had already made controlled purchases from the leader of a drugtrafficking organization, we upheld interceptions of his telephone communications in part
because “arresting [him] alone would have frustrated the goals of the broader
investigation.” Bailey, 840 F.3d at 114–15. Our sister circuits agree this is a proper
reason. See, e.g., United States v. Reed, 575 F.3d 900, 911 (9th Cir. 2009).
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All eight applications in this case arose from an investigation of a large drugtrafficking conspiracy in east Pittsburgh. The Application’s stated purpose was to
“identify the remaining co-conspirators, the precise manner in which their criminal
organization operates, and to dismantle the criminal organization through successful
arrests and prosecutions of those involved.” S. App’x. at 1003–04.2 Thus, the Application
could (and did) satisfy § 2518(1)(c) by showing other investigative techniques, even if
used against Ellis, were or would likely be unable to achieve the goals of the overarching
investigation to which the Application relates—e.g., “identify[ing] the remaining coconspirators, determin[ing] the precise manner in which their criminal organization
operates,” or uncovering the scope of a conspiracy of which Ellis was a member.
Accordingly, we will evaluate the necessity of intercepting Target Telephone #18 in light
of this purpose.
ii.
Ellis argues the Application made only conclusory and speculative statements and
did not set forth a factual predicate showing other investigative techniques were or would
likely be unsuccessful if used specifically in relation to him. We disagree.
The Application explicitly bases its assertions on information obtained from law
enforcement involved in the investigation and interpreted in light of the training and
experience of Special Agent Hedges. This is precisely the type of information on which
Citations to “S. App’x” refer to the appendix of the government’s Response Brief for the
United States of America and the pagination used therein.
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our cases allow the issuing court to rely. See United States v. Williams, 124 F.3d 411, 418
(3rd Cir. 1997).
The Application asserts physical surveillance was conducted but had been of
limited use. According to the Application, the conspirators were very familiar with the
residents and extended families of the East Hills Public Housing Project where most of
the drug trafficking occurred, S. App’x. at 1017–18, and engaged in counter-surveillance
to identify outsiders and strange vehicles. Id. at 1018–19. The Application supports this
with specific examples, including two instances where a coconspirator discovered police
surveillance and discussed that discovery over the telephone with another coconspirator.
Id. at 1019. Additionally, the Application describes failed attempts at video surveillance
of the housing project and explains why future video surveillance and trash pulls in the
housing project would likely fail. Id. at 1018.
The Application also asserts grand jury investigations, undercover investigations,
informants, search warrants, and pen registers had failed or were unlikely to be successful
for a number of reasons. To support these assertions, the Application uses several specific
facts and examples involving the conspiracy as a whole, its members, and the members of
the East Hills Bloods. These included, among others, a confidential informant who feared
reprisal of specific, named members of the East Hills Bloods and believed these members
were unlikely to cooperate due to a violent, retaliatory “code” followed by the East Hills
Bloods, id. at 1012–13; the specific investigatory limitations of two existing confidential
informants, id. at 1009; specific failed attempts to develop other informants, id. at 1010–
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11; specific named individuals who were arrested—one of whom leaped from a second
story window to avoid capture—yet did not provide useful information, id. at 1014;
several members of the conspiracy who were demonstrably wary of police, id. at 1014–
15; and the difficulty of infiltrating a gang in an area where the gang members grew up
together. Id. at 1008–09. Finally, the Application incorporated the affidavits used in all
seven of the Initial Authorizations.
Importantly, the Application states Ellis “has been identified as a member of the
East Hills Bloods and a heroin trafficker.” Id. at 991. The Application supports this
assertion by setting out, in detail, nine intercepted conversations between Ellis (on Target
Telephone #18) and two members of the East Hills Bloods, Damon Agurs and Ronald
Ashby, in which Ellis arranged to sell heroin provided by Agurs and Ashby, see id. at
991–97; and two intercepted conversations between members of the East Hills Bloods
and persons with two other telephone numbers who were in regular contact with Target
Telephone #18. See id at 997–1000. Further, the Application describes pen register and
trap-and-trace data collected from other target phones indicating Target Telephone #18
was in frequent contact with other members of the conspiracy and the East Hills Bloods.
Id. at 1000–01. Additionally, the Application demonstrates Ellis’s own wariness of the
police and willingness to engage in counter-surveillance; it describes an intercepted call
between Ellis and Agurs in which Agurs tells Ellis, “I got your back. I’m right here. I’ll
call you if [the police] make a move.” Id. at 995. Thus, the Application demonstrated
Ellis’s direct involvement in the East Hills Bloods drug trafficking and “the difficulty of
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penetrating” that organization due to its “secretive nature” and “propensity towards
violence.” United States v. Williams, 124 F.3d 411, 418 (3rd Cir. 1997); see also United
States v. Bailey, 840 F.3d 99, 114–15 (3rd Cir. 2016) (“Continued physical surveillance
was likely to be fruitless because most of the associates were surveillance conscious,
avoiding locations that were visible to security cameras. They were also occasionally
aware of surveillance vehicles when they were present (some of these defendants even
alerted each other to the presence of surveillance vehicles).”).
The District Court did not abuse its discretion in finding the Application contained
a sufficient factual predicate to allow the issuing court to conclude other investigative
techniques, even if used in relation to Ellis, had not and likely would not uncover the full
scope of the conspiracy. See United States v. Phillips, 959 F.2d 1187, 1190 (3rd Cir.
1992).
III.
Accordingly, we find the Application contained a statement of necessity and the
District Court did not abuse its discretion in finding the statement contained a sufficient
factual predicate. For these reasons, the judgment of conviction and sentence will be
affirmed.
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