Ivan Teleguz v. Loretta Kelly

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PUBLISHED AUTHORED OPINION filed. Originating case number: 7:10-cv-00254-JPJ. Copies to all parties and the district court. [998907846]. [11-9]

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Appeal: 11-9 Doc: 43 Filed: 08/02/2012 Pg: 1 of 18 PUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 11-9 IVAN TELEGUZ, Petitioner-Appellant, v. EDDIE L. PEARSON, Warden, Sussex I State Prison, Respondent-Appellee. Appeal from the United States District Court for the Western District of Virginia, at Roanoke. James P. Jones, District Judge. (7:10-cv-00254-JPJ) Argued: May 16, 2012 Decided: August 2, 2012 Before MOTZ, DAVIS and WYNN, Circuit Judges. Vacated in part and remanded by published opinion. Judge Wynn wrote the opinion in which Judge Motz and Judge Davis concurred. ARGUED: Matthew Carey Stiegler, Philadelphia, Pennsylvania, for Appellant. Katherine Baldwin Burnett, OFFICE OF THE ATTORNEY GENERAL OF VIRGINIA, Richmond, Virginia, for Appellee. ON BRIEF: Elizabeth J. Peiffer, VIRGINIA CAPITAL REPRESENTATION RESOURCE CENTER, Charlottesville, Virginia, for Appellant. Kenneth T. Cuccinelli, II, Attorney General of Virginia, Richmond, Virginia, for Appellee. Appeal: 11-9 Doc: 43 Filed: 08/02/2012 Pg: 2 of 18 WYNN, Circuit Judge: Ivan sentenced Teleguz, to death in convicted Virginia, of capital appeals murder from the and district court’s dismissal of his 28 U.S.C. § 2254 petition for habeas corpus relief. We granted a certificate of appealability to determine whether the district court abused its discretion in denying Teleguz’s request for an evidentiary hearing to develop his claim of actual innocence, which, under Schlup v. Delo, 513 U.S. 298 (1995), would allow the district court to Teleguz’s procedurally defaulted constitutional claims. that the conduct district a sound court and abused thorough its discretion analysis of in address We hold failing Teleguz’s to Schlup gateway innocence claim as required by our decision in Wolfe v. Johnson, 565 F.3d 140, 163 (4th Cir. 2009), and we remand for further proceedings. I. On February 9, 2006, a jury convicted Teleguz of capital murder for hire after his former girlfriend, Stephanie Sipe, was found dead in the apartment she shared with Teleguz’s infant son. Although DNA evidence linked Michael Hetrick to the murder, Hetrick testified at Teleguz’s trial that Teleguz had hired him to corroborated commit by two the crime. additional 2 Hetrick’s witnesses: allegations Edwin Gilkes were and Appeal: 11-9 Doc: 43 Filed: 08/02/2012 Aleksey Safanov. Pg: 3 of 18 Gilkes testified that he had been present at a birthday party where Teleguz hired Hetrick to commit the murder. Gilkes also apartment testified and waited that he outside accompanied for Hetrick Hetrick during to the Sipe’s murder. Gilkes further claimed that he was afraid of Teleguz because he had heard rumors that Teleguz was a member of the Russian mafia, as well as a specific account of a murder committed by Teleguz in Ephrata, Pennsylvania. According to Gilkes, Teleguz had shot a Russian criminal in the street outside the Ephrata Recreation Center. Safanov testified that Teleguz attempted to hire him to murder Sipe so that Teleguz would no longer be required to pay child support. Safanov also testified that Teleguz had spoken to him after the murder, complaining that “the black man” he had hired to kill Sipe had left blood at the scene, and offering Safanov money if he would “eliminate [the] killer.” J.A. 325. Although other evidence was presented at trial, the Supreme Court of Virginia explained that, “in order to return a guilty verdict, the jury had to believe the testimony of Teleguz v. Commonwealth, 643 Safanov, Gilkes, and Hetrick.” S.E.2d 708, 728 (Va. 2007) (“Teleguz I”). On February 14, 2006, the jury recommended a death sentence after finding that two statutory aggravating factors were present: vileness and future 3 dangerousness. Following Appeal: 11-9 Doc: 43 Filed: 08/02/2012 Pg: 4 of 18 Teleguz’s appeal, the Supreme Court of Virginia affirmed his conviction and sentence. Teleguz I, 643 S.E.2d at 732. He then filed a petition for writ of habeas corpus in state court, which Teleguz v. Warden of the Supreme Court of Virginia dismissed. Sussex I State Prison, 688 S.E.2d 865, 879 (Va. 2010). On November 12, 2010, Teleguz filed a petition for writ of habeas corpus in District the of United States Virginia, District asserting Court the Western grounds for relief. various for Some of Teleguz’s claims had been adjudicated on the merits by the Supreme Court of procedurally defaulted. Virginia, while others had been Teleguz argued that, pursuant to the Supreme Court’s decision in Schlup, 513 U.S. 298, the district court should consider the merits of his procedurally defaulted claims because new and reliable evidence established that he was actually innocent of Sipe’s murder (“Schlup gateway innocence claim”). In Teleguz support offered of several his Schlup categories gateway of innocence evidence. claim, First, he presented affidavits of third-party witnesses who claimed that Teleguz did not attend the birthday party during which he was alleged to have hired Hetrick to kill Sipe. police reports and affidavits to Second, he offered establish that no murder occurred outside the Ephrata Recreation Center, that no murder that occurred in Ephrata prior 4 to Teleguz’s trial remains Appeal: 11-9 Doc: 43 Filed: 08/02/2012 Pg: 5 of 18 unsolved, and that the only murder involving a Russian victim occurred at a private residence. Third, Teleguz presented affidavits in which Gilkes and Safanov recanted the testimony they offered at Teleguz’s trial. Gilkes now claims that he was coerced into testifying against Teleguz by the prosecutor, who “made clear that if [he] did not, [he] would have been the one on death row today, not Teleguz.” J.A. 1281. affidavits denying in both 2008 Hetrick to kill Sipe. but was contacted and 2010 Gilkes executed that Teleguz hired Safanov currently resides in Kazakhstan, by lawyers from Teleguz’s defense team. According to their affidavits, Safanov now insists that he never discussed during Sipe’s Teleguz’s murder trial with only Teleguz because and he agreed believed to that testify if he cooperated with the prosecutor, he would be eligible for a visa allowing him to stay in the United States despite pending federal gun charges. On August 1, 2011, the district court opinion and order denying Teleguz habeas relief. issued an Teleguz v. Kelly, 824 F. Supp. 2d 672, 723 (W.D. Va. 2011) (“Teleguz II”). We granted a certificate of appealability to determine whether the district court abused its discretion in denying Teleguz’s 5 Appeal: 11-9 Doc: 43 Filed: 08/02/2012 Pg: 6 of 18 request for an evidentiary hearing pursuant to Schlup v. Delo, 513 U.S. 298. 1 II. We review a district court’s denial of habeas relief de novo and its decision not to grant an evidentiary hearing for Wolfe, 565 F.3d at 160. abuse of discretion. When a court bases its decision on an error of law, it necessarily abuses its Id. discretion. A. “In disposing of a § 2254 habeas corpus petition” federal courts are “substantially constrain[ed]” in their review of state court convictions by the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”). Id. at 159. The AEDPA was “designed to further the principles of comity, finality, and federalism” by limiting federal habeas proceedings. Bell, 593 F.3d 372, 379 omitted). Accordingly, petitioner’s claims on the (4th if Cir. a state merits, a 1 2010) Sharpe v. (quotation court federal marks adjudicates court may a only We also granted a certificate of appealability on Teleguz’s guilt phase ineffective assistance of counsel claim. Because this claim may be more fully developed on remand, we have not addressed that claim and will, accordingly, reserve judgment. 6 Appeal: 11-9 Doc: 43 Filed: 08/02/2012 Pg: 7 of 18 award habeas relief if the resulting state court decision “[i]s contrary to or involved an unreasonable application of federal law” or “[i]s based on an unreasonable determination facts in light of the evidence” that was before it. 2254(d). of the 28 U.S.C. § “A state court’s decision is ‘contrary to’ clearly established federal law only if it is ‘substantially different’ from the relevant unreasonable Supreme application of’ Court precedent; it established federal clearly is ‘an law Wolfe, 565 F.3d at only if it is ‘objectively unreasonable.’” 159 (quoting Williams v. Taylor, 529 U.S. 362, 405, 409 (2000)). Further, a federal court ordinarily may not consider claims that a petitioner failed to raise at the time and in the manner required demonstrates asserted under cause error.” state for the House v. law default Bell, unless and 547 “the prejudice U.S. 518, prisoner from 536 the (2006). However, in Schlup, 513 U.S. 298, the Supreme Court recognized that in certain exceptional cases, a compelling showing of actual innocence would enable a federal court to consider the merits of a petitioner’s otherwise defaulted claims. In these cases, about new evidence “establish[es] sufficient doubt [a petitioner’s] guilt to justify the conclusion that his execution would be a miscarriage of justice unless his conviction was the product of a fair trial.” Id. at 316 (emphasis in original). 7 Appeal: 11-9 Doc: 43 Filed: 08/02/2012 Courts have Pg: 8 of 18 consistently emphasized that actual innocence for the purposes of Schlup is a procedural mechanism rather than a substantive claim. See, e.g., Sibley v. Culliver, 377 F.3d 1196, 1207 n.9 (11th Cir. 2004) (distinguishing between a “substantive claim for relief upon which the petition for habeas corpus is based” and a Schlup “gateway through which a habeas petitioner must heard on the merits). 2 pass” to have his substantive claims In other words, although a petitioner claims actual innocence for the purposes of asserting a Schlup claim, this innocence claim “does not by itself provide a basis for relief. Instead, his claim for relief relies critically on the validity” of his procedurally defaulted claims. Hardy, 628 F.3d 314, 318 (7th Cir. 2010) Coleman v. (quotation marks gateway actual omitted). When innocence a claim, petitioner it must raises be 2 a Schlup supported by “new reliable A petitioner may also raise a freestanding innocence claim in a federal habeas petition, alleging that, irrespective of any procedural errors, petitioner is innocent, and that “the execution of an innocent person would violate the Eighth Amendment.” Schlup, 513 U.S. at 314. The Supreme Court has not articulated the standard under which these claims should be evaluated, but has made clear that the “threshold for any hypothetical freestanding innocence claim [is] ‘extraordinarily high.’” House, 547 U.S. at 555 (quoting Herrera v. Collins, 506 U.S. 390, 417 (1993)). A petitioner seeking to address procedurally defaulted claims under Schlup must meet “a lessstringent—though nevertheless rigorous” standard than a petitioner who seeks relief on the basis of innocence alone. Wolfe, 565 F.3d at 164. 8 Appeal: 11-9 Doc: 43 Filed: 08/02/2012 evidence.” 513 Schlup, Pg: 9 of 18 U.S. at 324. However, in its consideration of a petitioner’s Schlup gateway actual innocence claim, the district court “must consider ‘all the evidence’ old and new, whether incriminating it would and exculpatory, necessarily be without regard to under ‘rules of admitted admissibility that would govern at trial.’” 537 (quoting (quotation Schlup, marks 513 U.S. omitted). at In House, 547 U.S. at 327-28) light of (emphasis this added) evidence, the district court must determine whether “it is more likely than not that no reasonable juror would have found [the] petitioner guilty beyond a reasonable doubt.” Schlup, 513 U.S. at 327. the “more district reasonable court juror finds would that, have likely reasonable than doubt” If not any to the as petitioner’s guilt, then the petitioner has satisfied the Schlup standard, and the district court must review the petitioner’s procedurally defaulted claims. House, 547 U.S. at 538. B. Here, Teleguz’s habeas petition asserted a Schlup gateway innocence claim to allow the district court to consider the merits of his procedurally defaulted claims. Teleguz argues that he met the Schlup standard with an extraordinary showing of actual innocence because “two of the prosecution’s three critical witnesses hav[e] admitted that their trial testimony 9 Appeal: 11-9 Doc: 43 Filed: 08/02/2012 Pg: 10 of 18 was false, [and] it is [therefore] . . . more likely than not that any reasonable juror presented with all the evidence, old and new, incriminating and exculpatory, would have a reasonable doubt about Teleguz’s guilt.” marks omitted). Although we appreciate that the district court “attentively managed reviewed extensive the Appellant’s Br. 29 (quotation complex proceedings” record” that was and before “carefully it in this case, House, 547 U.S. at 540, we are unable to conclude, based on the district court’s opinion, that Teleguz’s Schlup gateway innocence claim was properly analyzed and resolved by the district court. The district court correctly set out standard in its explanation of the relevant law. 3 explained in Wolfe, “a sound analysis of the the Schlup However, as we Schlup is essential to properly resolve these § 2254 proceedings.” F.3d at 163 (emphasis added). in addressing Teleguz’s issue 565 Notwithstanding this requirement, procedurally defaulted claims, the district court simply stated that “Teleguz has not shown cause and prejudice or a fundamental miscarriage of justice to excuse 3 There was one error in the district court’s explanation. Compare Teleguz II, 824 F. Supp. 2d at 685 (“In assessing a petitioner’s claim of actual innocence, the court may consider all relevant evidence . . . .” (emphasis added)), with House, 547 U.S. at 538 (“Schlup makes plain that the habeas court must consider ‘all the evidence.’” (emphasis added) (quotation marks omitted)). 10 Appeal: 11-9 Doc: 43 Filed: 08/02/2012 the default.” Pg: 11 of 18 Teleguz II, 824 F. Supp. 2d at 698; see also id. at 695 (“Teleguz has failed to show cause for the default and . . . has not shown a fundamental miscarriage of justice that would excuse failed to the show default.”); cause and id. at 708, prejudice or 709 a (“Teleguz has miscarriage of justice.”); id. at 696 (“[T]here is no fundamental miscarriage of justice to excuse that default.”). the district court more Nowhere in its order does thoroughly or Teleguz’s Schlup gateway innocence claim. 4 directly consider Consequently, this Court is left with the district court’s conclusory explanations, which do not provide sufficient analysis to enable us to review the reasons for, or scope of, the district court’s denial of Teleguz’s Schlup gateway innocence claim. Further, that the district court addressed the cause and prejudice standard and the miscarriage of justice standard in the same sentences indicates that the district court likely based its analysis on a mistake of law, by applying its Schlup analysis to individual procedurally defaulted claims. See, e.g., Teleguz II, 824 F. Supp. 2d at 698 (“Teleguz has not shown 4 In evaluating Teleguz’s freestanding innocence claim, the district court laid out the relevant evidence, and determined whether it was sufficient to meet the “extraordinarily high” Herrera standard. See Teleguz II, 824 F. Supp. 2d at 713-16. However, this analysis is insufficient to dispose of Teleguz’s Schlup gateway innocence claim due to the difference in the governing legal standards. See supra note 2. 11 Appeal: 11-9 Doc: 43 Filed: 08/02/2012 Pg: 12 of 18 cause and prejudice or a fundamental miscarriage of justice to excuse the standard default.”). and While Schlup’s both the fundamental cause and miscarriage of prejudice justice standard excuse a procedural default and allow a federal court to review defaulted claims on the merits, a petitioner must meet the cause claim. 1996) and prejudice standard with respect to each McCleese v. United States, 75 F.3d 1174, 1179 (7th Cir. (“Claims determining are whether reviewed they individually overcome a for procedural purposes default; of each claim must meet the cause and prejudice test.”). By contrast, a petitioner’s satisfaction of the Schlup standard does miscarriage defaulted of not require justice claim. caused Rather, to a showing or that underlies satisfy the a fundamental each procedurally Schlup standard, a petitioner must instead demonstrate that the totality of the evidence would prevent any reasonable juror from finding him guilty beyond a reasonable doubt, such that his incarceration is a miscarriage of justice. See Schlup, 513 U.S. at 327. If a petitioner passes through the Schlup gateway by satisfying this standard, the district court then considers, and reaches the merits of, all of the petitioner’s procedurally defaulted claims. Other portions of the district court’s opinion also support our determination that the district court erroneously 12 Appeal: 11-9 Doc: 43 Filed: 08/02/2012 Pg: 13 of 18 applied its Schlup analysis individually to each procedurally defaulted claim evidence. See, e.g., Teleguz II, 824 F. Supp. 2d at 711-12 (examining a concluding, excuse “I do not find court Teleguz particular ] of the the claim issue Schlup not Schlup,” on would and the The inquiry or in merits enough in its Schlup under the and to Commonwealth discussed qualify claiming of significant engage identified claim totality default”). need “never defaulted standard[ this procedural the to defaulted mischaracterizes that because than procedurally Teleguz’s similarly arguing rather brief, analysis how any gateway that instead the Teleguz “simply contended that he was innocent, that he had defaulted claims, and that he Appellee’s Br. 25. “federal [a habeas Schlup connected a was entitled to relief.” We reject the Commonwealth’s contention that courts gateway] to therefore may not innocence defaulted Appellee’s Br. 21. entertain [claim] claim of that any is argument not constitutional of causally error.” We find no jurisprudential support for a requirement that a petitioner’s evidence procedurally defaulted causal of relationship actual claims. innocence In exist and House, a for between a petitioner’s example, a petitioner convicted of capital murder claimed that DNA evidence proved he had not committed the crime, and that his counsel’s ineffectiveness had resulted in his conviction. 13 547 U.S. at Appeal: 11-9 Doc: 43 533, Filed: 08/02/2012 540. The Supreme Pg: 14 of 18 Court examined the DNA evidence and witness testimony that House offered in support of his actual innocence of the crime, and held that he had met the Schlup gateway innocence standard without counsel’s performance at trial. satisfied proceed the on gateway remand discussion of his See id. at 555 (“House has standard with any set procedurally forth in defaulted Schlup and may constitutional claims.”). 5 Thus, a district court’s inquiry into a Schlup gateway innocence claim requires an examination of all of the evidence and a threshold determination about the petitioner’s claim of innocence that is separate from its inquiry into the fairness of his trial. “standard See is innocence”). Schlup, intended The 513 to district U.S. focus court 5 at 327 the must (noting inquiry make that on a the actual holistic Further, the Commonwealth’s reliance on Calderon v. Thompson, 523 U.S. 538 (1998), is misplaced. In Calderon, a petitioner offered new evidence that merely undermined the credibility of the witnesses who testified against him by showing that they were generally dishonest and had more prior convictions than they had admitted to at trial. The Supreme Court characterized this evidence as “a step removed from evidence pertaining to the crime itself.” Id. at 563. Critically, the petitioner in Calderon made “no appreciable effort to assert his innocence of [the] murder.” Id. at 560. Here, by contrast, Teleguz has presented evidence of two of his three accusers’ recantations, calling into question the only direct evidence linking him to Sipe’s murder. And this new evidence is closely linked to Teleguz’s assertion of actual innocence. 14 Appeal: 11-9 Doc: 43 Filed: 08/02/2012 Pg: 15 of 18 determination of how a reasonable juror would perceive all of the evidence in the record. Only if the district court determines that a reasonable juror would more than likely have a reasonable doubt procedurally does defaulted it then consider claims. Because the we petitioner’s are unable to conclude that the district court engaged in the rigorous Schlup analysis required by Wolfe, we vacate and remand on this issue. III. Because Teleguz’s Schlup we remand gateway for innocence further claim, the analysis district of court will again be faced with the issue of whether to conduct an evidentiary hearing to allow Teleguz to develop this innocence claim. We therefore turn next to this issue. In its detailed opinion, the district court did not explain its decision not to conduct an evidentiary hearing on Teleguz’s Schlup gateway innocence claim. On remand, the district court should address whether Teleguz should be granted an evidentiary hearing. 6 The district court should consider the 6 Our sister circuits considering whether the limitation on evidentiary hearings in § 2254(e)(2) applies to Schlup claims have overwhelmingly found that it does not. See Cristin v. Brennan, 281 F.3d 404, 417 (3d Cir. 2002) (holding that Congress did not intend § 2254(e)(2) restrictions on evidentiary hearings to apply to “hearings on excuses to procedural defaults”); accord Sibley, 377 F.3d at 1207 n.9; McSwain v. Davis, 287 F. (Continued) 15 Appeal: 11-9 Doc: 43 particular actual Filed: 08/02/2012 facts raised innocence claim hearing is warranted. by in Pg: 16 of 18 the petitioner determining in support whether an of his evidentiary Compare Cristin v. Brennan, 281 F.3d 404, 417 (3d Cir. 2002) (affirming the district court’s decision to hold an evidentiary hearing to determine if petitioner met the threshold of actual innocence), with Thomas v. Taylor, 170 F.3d 466, 475 (4th Cir. 1999) (affirming the district court’s denial of evidentiary hearing on actual innocence when petitioner’s requested discovery could not establish his actual innocence). This Court has counseled that, when a witness providing the “only direct evidence implicating [a petitioner] in the murder-for-hire scheme” recants his testimony, this recantation “strongly suggests that an evidentiary hearing may be warranted.” evidentiary recantations surrounding Wolfe, 565 F.3d at 170. hearing are the may credible, be necessary or recantation[s] whether suggest We explained that an to assess “‘the [that whether circumstances they are] the App’x 450, 462 (6th Cir. 2008) (unpublished); Vineyard v. Dretke, 125 F. App’x 551, 554 (5th Cir. 2005) (unpublished); see also Schlup, 513 U.S. at 861 (explaining that a Schlup “claim of actual innocence is not itself a constitutional claim but instead a gateway” to the review of other constitutional claims). Cf. Coleman, 628 F.3d at 319-20 n.2 (holding that not § 2254(e)(2)(A), but rather § 2254(e)(2)(B) applies); Williams v. Turpin, 87 F.3d 1204, 1211 (11th Cir. 1996) (distinguishing an evidentiary hearing “to present new evidence to support [petitioner’s] primary claim” and “an evidentiary hearing for purposes of establishing cause and prejudice”). 16 Appeal: 11-9 Doc: 43 result Filed: 08/02/2012 of coercion, Pg: 17 of 18 bribery or misdealing.’” at Id. 169 (quoting United States v. Johnson, 487 F.2d 1278, 1279 (4th Cir. 1973)). for This Schlup record. of credibility analysis, Cf. evidentiary type may be Coleman, 628 F.3d hearing to determination, more at “evaluate difficult 320-21 the required on a (remanding reliability” cold for of an the recantation of a codefendant whose “reputation for honesty is weak”). The district court should also consider the “heightened need for fairness in the administration of death[,] . . . born of the appreciation that death truly is different from all other punishments a society inflicts upon its citizens.” Callins v. Collins, 510 U.S. 1141, 1149 (1994) (Blackmun, J., dissenting from denial of certiorari). The Commonwealth correctly notes in its brief that a district court’s ability to make factual determinations is constrained by 28 U.S.C. § 2254(e)(1), which provides that any “determination of a factual issue made by a State court shall be presumed to be correct.” factual issue, determination the petitioner Thus, when a state court has made a bearing bears on the the resolution burden of of a rebutting presumption by “clear and convincing evidence.” Schlup this Sharpe, 593 F.3d at 378. Here, however, the Supreme Court of Virginia has not assessed the credibility of Teleguz’s recantations. 17 It is well Appeal: 11-9 Doc: 43 Filed: 08/02/2012 Pg: 18 of 18 established that the district court is permitted under Schlup to “make some credibility assessments” when, as here, a state court has not presented evaluated evidence the reliability [that] may of indeed a petitioner’s call into question credibility of the witnesses presented at trial.” U.S. at 330. Accordingly, the district “newly the Schlup, 513 court may make determinations about “the probative force of relevant evidence that was either excluded or unavailable at trial,” id. at 32728, and “assess how reasonable jurors would react to the overall, newly supplemented record,” House, 547 U.S. at 538, but the district court may not reject the factual findings of a state court absent clear error. Sharpe, 593 F.3d at 379. IV. For the foregoing reasons, we vacate the district court’s decision in part and remand for further proceedings. VACATED IN PART AND REMANDED 18

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