Luther Ford v. Robert Stevenson, III
Filing
UNPUBLISHED AUTHORED OPINION filed. Originating case number: 1:11-cv-00775-DCN Copies to all parties and the district court/agency. [999078800]. Mailed to: Katie A. Croghan, Rory A. Weeks,. [12-6172]
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UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 12-6172
LUTHER JAMES FORD,
Petitioner – Appellant,
v.
WARDEN ROBERT M. STEVENSON, III, Broad River Correctional
Institution,
Respondent – Appellee,
and
SOUTH CAROLINA, STATE OF,
Respondent.
Appeal from the United States District Court for the District of
South Carolina, at Aiken.
David C. Norton, District Judge.
(1:11-cv-00775-DCN)
Argued:
January 29, 2013
Before TRAXLER,
Judges.
Chief
Judge,
Decided:
and
GREGORY
and
April 3, 2013
SHEDD,
Circuit
Affirmed by unpublished opinion. Judge Shedd wrote the opinion,
in which Chief Judge Traxler and Judge Gregory joined.
ARGUED: Katie A. Croghan, UGA APPELLATE LITIGATION CLINIC,
Athens, Georgia, for Appellant. James Anthony Mabry, OFFICE OF
THE ATTORNEY GENERAL OF SOUTH CAROLINA, Columbia, South
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Carolina, for Appellee.
ON BRIEF: Peter B. Rutledge, Rory A.
Weeks, UGA APPELLATE LITIGATION CLINIC, Athens, Georgia, for
Appellant.
Alan Wilson, Attorney General, John W. McIntosh,
Deputy Attorney General, Donald J. Zelenka, Senior Assistant
Deputy Attorney General, OFFICE OF THE ATTORNEY GENERAL OF SOUTH
CAROLINA, Columbia, South Carolina, for Appellee.
Unpublished opinions are not binding precedent in this circuit.
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SHEDD, Circuit Judge:
Luther James Ford appeals the dismissal of his 28 U.S.C.
§ 2254
petition,
contending
that
his
attorney
was
constitutionally ineffective in advising him to plead guilty to
voluntary manslaughter.
We agree with the district court that
Ford’s claim is without merit and, accordingly, affirm.
I.
On November 26, 2006, Luther James Ford spent the day with
his
girlfriend,
Patricia
Thompson,
eventually
returning
that
evening to Thompson’s home in Bennettsville, South Carolina. 1
Both had been consuming alcohol that day and, at some point,
began arguing.
Ford retrieved a knife and stabbed Thompson 39
times, killing her.
Ford then rode a bicycle to a nearby house
where
individuals
he
“thought
told
he
two
had
killed
her.”
that
he
(J.A.
“killed”
47).
Thompson
Thompson
or
was
discovered by police sprawled on her bed with her arms in a
defensive posture.
Ford
was
arrested
indicted for murder.
the
following
day
and
subsequently
The State then served Ford with notice
that it was seeking a sentence of life without parole (LWOP)
because he had a 1979 conviction for voluntary manslaughter.
1
Ford and Thompson had previously lived together, but
Thompson had moved out several months earlier because Ford had
cut her face.
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Under South Carolina’s “Two Strikes/Three Strikes” statute, a
conviction
for
voluntary
serious offense.”
require
a
manslaughter
is
considered
a
“most
Two convictions for a “most serious offense”
sentence
of
LWOP.
S.C.
Code
Ann.
§
17-25-45(A).
Prior to trial, the State offered to let Ford plead guilty to
voluntary manslaughter and receive a mandatory LWOP.
Ultimately,
Ford
pled
guilty
to
voluntary
manslaughter.
During the plea colloquy, Ford admitted that he killed Thompson
and did not dispute the State’s summary of the killing.
The
trial judge noted that a competency exam found Ford competent to
stand trial and explained the mandatory LWOP sentence he was
facing
if
he
pled
guilty.
During
the
plea
hearing,
following exchange took place:
THE COURT: Are you entering this plea of your own free
will and accord?
MR. FORD: In a way.
THE COURT: All right. If you don’t mind explain that
to me. Is anybody forcing you to do this?
MR. FORD: No, sir.
THE COURT: Okay, anybody intimidating you or anybody
promised you anything?
MR. FORD: No, sir.
THE COURT: If it’s any problem, now, tell me about it
now.
MR. FORD: No, no problem.
(J.A. 45).
4
the
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Thereafter,
the
trial
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judge
voluntary and accepted it.
found
that
Ford’s
plea
was
Ford, through his counsel, Daniel
Blake, apologized to Thompson’s family.
Blake also informed the
trial judge that he had investigated the case thoroughly and
explained how they reached the decision to plead guilty:
Luther and I had had numerous discussions during [the
18 months Ford had been imprisoned prior to the plea].
Always the question was whether or not to go to trial
understanding that the end result of loosing [sic] a
trial would be the same as it would be today. . . .
And
I
believe,
really,
because
of
the
prior
convictions, it’s a mandatory sentence.
(J.A. 48-49).
The trial judge then imposed the LWOP sentence.
Thereafter,
Ford
filed
a
pro
se
application
for
post-
conviction relief (PCR) in the Marlboro County Circuit Court.
Relevant here, Ford claimed that his counsel was ineffective
because he failed to inform Ford that, had Ford gone to trial,
he could have requested and possibly received an instruction for
the
lesser
included
offenses
of
voluntary
and
involuntary
manslaughter (the involuntary manslaughter claim).
A conviction
for
carried
involuntary
mandatory
LWOP
manslaughter
sentence
would
under
South
not
have
Carolina’s
the
recidivist
statute.
The
PCR
application.
Court
held
an
evidentiary
hearing
on
Ford’s
During the hearing, Ford testified that his guilty
plea was not knowing and voluntary because he “didn’t understand
that” he was in court to plead guilty and thought he was in
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court that day for his trial.
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(J.A. 68).
Ford testified that
he “understood” some of the plea process, that “he say I could
have went to trial and got a lesser sentence.”
(J.A. 66).
Ford
testified that, on the day he pled guilty, Blake “took me back
in the room and he shut the door,” and told Ford to “sign” a
“paper.”
(J.A. 65).
Ford testified that he did not know he was
signing a guilty plea.
On cross-examination, Ford testified
that he “kept telling [Blake] I wanted a trial.
He kept telling
me that he didn’t think I could stand a trial.”
(J.A. 69).
Ford reiterated that he did not know he was in court to plead
guilty and that, when he figured that out, “I tried to say
something and my voice went away.”
Contrary
to
Ford’s
(J.A. 70).
testimony,
Blake
testified
that
he
talked “extensively” with Ford from November 2006 through April
2008 when Ford pled guilty.
(J.A. 72).
Blake stated that Ford
decided to plead guilty because “he was literally embarrassed.
He didn’t want to go to trial due to his embarrassment.”
72).
(J.A.
Blake recounted that at one point Ford said he just wanted
the death penalty, and that he vacillated between whether to
plead and just be done with the process or to fight at trial.
Blake said that Ford knew that a conviction would carry at least
LWOP and that the State’s case was strong because Ford had told
one witness that he had killed Thompson and told another witness
that he thought he had killed her.
6
Blake also testified that he
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spoke with family members about the decision to plead guilty and
that Ford knew that he was in court to plead guilty and that the
decision had been made “in the weeks and months before.”
74).
(J.A.
Blake further testified that Ford had been found competent
to stand trial and fully understood how strong the State’s case
against him was.
In Blake’s view, “I don’t see how we could
have won the case.”
(J.A. 77).
Although Ford’s PCR application
accused Blake of ineffective assistance for failing to inform
him
of
the
possibility
of
an
involuntary
manslaughter
instruction at trial, neither Ford nor Blake was questioned or
provided testimony on this point.
The PCR Court denied Ford’s application.
found
Ford’s
testimony
testimony “credible.”
“not
credible,”
(J.A. 85).
and
The PCR Court
found
Blake’s
The PCR Court likewise found
Blake “conducted a proper investigation,” “adequately conferred”
with Ford, and was “thoroughly competent.”
(J.A. 85).
The PCR
Court found that Ford’s plea was knowing and voluntary and that
Ford knew he would receive an LWOP sentence if he pled guilty.
The PCR Court found that Blake informed Ford of the consequences
of
a
plea
and
“specifically
finds
credible
plea
testimony that they had discussed this very issue.”
The
PCR
order
does
not
specifically
counsel’s
(J.A. 86).
discuss
the
availability of the involuntary manslaughter instruction if Ford
had gone to trial.
However, the order does provide that “any
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and all allegations that were raised in the application or at
the hearing . . . and not specifically addressed in this Order,”
were “waived” and Ford “failed to meet his burden of proof” on
those
allegations
supporting them. 2
because
Ford
(J.A. 87).
failed
to
present
evidence
Ford appealed the PCR Court’s
denial of his application to the South Carolina Supreme Court,
raising the involuntary manslaughter claim.
The South Carolina
Supreme Court denied certiorari on all of Ford’s claims.
Ford next filed a pro se petition for habeas corpus under
28 U.S.C. § 2254 in the District of South Carolina.
petition
raised
manslaughter claim.
four
claims,
including
the
Ford’s
involuntary
After the State moved for summary judgment,
the petition was referred to a magistrate judge, who issued a
Report
and
Recommendation,
recommending
the
grant
of
summary
judgment to the State.
The magistrate judge concluded that Ford
was
barred
not
procedurally
from
2
bringing
the
involuntary
Contrary to Ford’s argument, this resolution clearly
counts as an “adjudication on the merits in State court” of
Ford’s claim under 28 U.S.C. § 2254(d).
See Johnson v.
Williams, -- S.Ct. --, 2013 WL 610199, *7 (2013) (noting
presumption that “the federal claim was adjudicated on the
merits” when the claim is “reject[ed]” without being expressly
addressed); Harrington v. Richter, 131 S.Ct. 770, 784-85 (2011)
(“When a federal claim has been presented to a state court and
the state court has denied relief, it may be presumed that the
state court adjudicated the claim on the merits in the absence
of any indication or state-law procedural principles to the
contrary.”).
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manslaughter
because
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claim,
but
that
the
would
not
have
been
Ford
manslaughter
charge
under
South
claim
failed
entitled
Carolina
to
on
the
an
involuntary
law.
The
merits
district
court, conducting a de novo review, adopted the Report.
court
granted
Ford
a
certificate
of
appealability
This
on
the
involuntary manslaughter claim, and we now affirm.
II.
“We review de novo the district court’s decision to deny
[Ford’s] § 2254 petition based on the record before the [state
court], applying the same standards as did the district court.”
Golphin
v.
Branker,
519
F.3d
168,
178
(4th
Cir.
2008).
“Pursuant to the Antiterrorism and Effective Death Penalty Act
of
1996
(‘AEDPA’),
the
scope
of
our
review
in
cases
on
collateral review from a state court proceeding that adjudicated
a
claim
on
the
merits
is
both
deferential
and
highly
constrained.”
Id.
That is, under § 2254, federal habeas relief
may not be granted unless a petitioner shows that the earlier
state
court’s
decision
“was
contrary
to”
clearly
established
federal law, § 2254(d)(1); or that it “involved an unreasonable
application of” such law, § 2254(d)(1); or that it “was based on
an
unreasonable
determination
of
the
facts”
record before the state court, § 2254(d)(2).
in
light
of
the
In cases alleging
ineffective assistance of counsel, the Supreme Court recently
reminded lower courts that, even without § 2254’s deference, the
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Strickland v. Washington, 466 U.S. 668 (1984), standard “is a
most deferential one.”
788 (2011).
Harrington v. Richter, 131 S.Ct. 770,
Moreover, “[w]hen combined with the extra layer of
deference that § 2254 provides, the result is double deference
and
the
argument
question
that
standard.’”
Cir.
becomes
counsel
whether
‘there
satisfied
is
any
Strickland’s
reasonable
deferential
Johnson v. Sec’y, DOC, 643 F.3d 907, 910-11 (11th
2011)
Indisputably,
(quoting
Harrington,
“[d]ouble
deference
is
131
S.Ct.
doubly
at
difficult
788).
for
a
petitioner to overcome, and it will be a rare case in which an
ineffective assistance of counsel claim that was denied on the
merits in state court is found to merit relief in a federal
habeas proceeding.”
On
appeal,
Id. at 911.
Ford
argues
that
Blake
was
ineffective
for
failing to advise him that, had Ford gone to trial, he was
“likely
entitled”
to
(Appellant’s Br. at 26).
an
involuntary
manslaughter
charge.
“To prevail on a claim of ineffective
assistance of counsel, a petitioner ordinarily must satisfy both
parts of the two-part [Strickland] test,” Richardson v. Branker,
668 F.3d 128, 139 (4th Cir. 2012), by showing that “counsel’s
representation
fell
below
an
objective
standard
of
reasonableness,” Strickland, 466 U.S. at 688, and that “there is
a reasonable probability that, but for counsel’s unprofessional
errors, the result of the proceeding would have been different,”
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Strickland, 466 U.S. at 694.
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If Ford fails to make this showing
on either prong, our inquiry ends.
Strickland, 466 U.S. at 697
(noting “there is no reason for a court deciding an ineffective
assistance claim . . . to address both components of the inquiry
if the defendant makes an insufficient showing on one”).
In
South
killing
of
Carolina,
another
“[i]nvoluntary
without
malice
and
manslaughter
is
unintentionally
the
while
engaged in either: (1) an unlawful act not amounting to a felony
and not naturally tending to cause death or great bodily harm;
or (2) a lawful act with reckless disregard for the safety of
others.”
is
“a
State v. Reese, 633 S.E.2d 898, 900 (S.C. 2006).
lesser
included
offense
of
murder
evidence the killing was unintentional.”
S.E.2d
410,
412
(S.C.
2008).
“If
only
if
there
It
is
Tisdale v. State, 662
there
is
any
evidence
warranting a charge on involuntary manslaughter, then the charge
must be given.”
Ford
Reese, 633 S.E.2d at 900.
contends
that
there
is
evidence
in
the
record
supporting his claim that Thompson’s death was unintentional and
was
the
result
of
engaging
in
a
disregard for the safety of others.
lawful
act
with
reckless
He relies primarily on
three cases—State v. Light, 664 S.E.2d 465 (S.C. 2008), State v.
Crosby, 584 S.E.2d 110 (S.C. 2003), and State v. Burriss, 513
S.E.2d 104 (S.C. 1999).
In each case, the defendant shot and
killed
handgun.
someone
with
a
11
Moreover,
each
defendant
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testified that he did not mean to shoot the gun—either because
it went off during a struggle (Light), while the defendant was
getting up off the ground (Burriss), or accidentally while the
defendant’s eyes were closed (Crosby).
Analogizing to these
cases, Ford argues that there is no evidence he intentionally
wielded the knife, and that in his habeas petition he alleges
that
Thompson
drew
the
knife
on
him.
Ford
also
points
to
evidence that he told one witness that he was not sure if he had
killed Thompson and that he and Thompson had been drinking on
the day of the murder.
Even assuming this “evidence” was properly before the PCR
court, 3 Ford was not prejudiced by Blake’s alleged failure to
inform Ford that he could pursue an involuntary manslaughter
charge at trial because he was not entitled to an involuntary
manslaughter charge.
First, none of this evidence suggests that
Thompson’s death was accidental or unintentional.
Instead, the
record evidence indicates that Ford was drinking on the day of
the
murder
Thompson.
and
that
he
spoke
to
two
people
after
killing
In addition, when Thompson’s body was discovered, her
hands were raised in a defensive posture.
In South Carolina,
“voluntary intoxication . . . is never an excuse for or defense
3
Ford’s suggestion that Thompson held the knife first does
not appear in his state court filings and was not introduced
during the PCR hearing.
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to crime,”
and,
in
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State v. Vaughn, 232 S.E.2d 328, 330 (S.C. 1977),
cases
of
murder,
“[v]oluntary
intoxication
does
not
impair a person’s ability to act with malice aforethought so as
to reduce murder to voluntary manslaughter.”
298 S.E.2d 778 (S.C. 1983).
not
evidence
supporting
a
State v. Davis,
Thus, Ford’s voluntary drinking is
voluntary
manslaughter
alone a charge of involuntary manslaughter.
charge,
yet
Regarding Ford’s
confessions, he told one witness that he had killed Thompson and
another that he “thought” he had killed her.
Neither statement
suggests that Thompson’s death was accidental.
In addition to
this record evidence, in his habeas petition Ford suggests that
Thompson had the knife first.
This “evidence” again does not
suggest that Ford accidentally stabbed Thompson.
Moreover, missing from Ford’s “evidence” is any assertion
that, at the time Ford entered his guilty plea, he had told
Blake
that
the
stabbing
was
unintentional
or
accidental,
or
provided Blake with any information that would have suggested
Thompson’s
death
was
involuntary
manslaughter.
At
the
PCR
hearing, Blake testified only that Ford told Blake, after Ford’s
memory returned, that he remembered stabbing Thompson.
This
admission, coupled with Ford’s confession to two witnesses and
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the physical evidence do not suggest the crime of involuntary
manslaughter. 4
Second, Ford’s argument is legally unsound.
In each case
Ford relies upon, a single gunshot was fired during a struggle
or altercation, raising at least a plausible inference that the
firearm was not intentionally wielded.
In contrast, the South
Carolina Supreme Court has held that involuntary manslaughter
charges
are
intentionally
not
available
wielded
something else.
a
in
but
weapon
cases
claimed
where
to
defendants
be
aiming
at
See State v. Cooney, 463 S.E.2d 597, 600 (S.C.
1995) (no involuntary manslaughter charge “when the defendant
admitted intentionally firing the gun, but claimed he only meant
to shoot over the victim’s head”); Harris v. State, 581 S.E.2d
154, 156 (S.C. 2003) (no error in failing to charge involuntary
manslaughter where defendant claimed he was only firing warning
shots);
Douglas
v.
State,
504
S.E.2d.
307,
310
(S.C.
1998)
(same); State v. Smith, 446 S.E.2d 411, 412-13 (S.C. 1994) (no
error
in
failing
to
charge
involuntary
manslaughter
when
defendant was intentionally wielding a knife but did not mean to
harm the victim).
In addition, the “any evidence” standard Ford
cites does not require a charge on a lesser-included offense
4
In fact, there is no evidence that Ford has ever asserted
to anyone that Thompson’s death was unintentional or accidental.
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unless
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the
“evidence
Pg: 15 of 17
presented”
would
“allow
a
rational
inference the defendant was guilty only of the lesser offense.”
State v. Geiger, 635 S.E.2d 669, 673 (S.C. Ct. App. 2006).
See
also State v. Gilmore, 719 S.E.2d 688, 693 (S.C. Ct. App. 2011)
(noting when the evidence supporting the lesser-included offense
is circumstantial, an instruction is warranted if the evidence
would
“permit
a
reasonable
inference
guilty only of the lesser crime”).
refuse
to
submit
a
lesser
included
that
the
defendant
is
Thus, “it is not error to
offense
unless
there
is
testimony tending to show that the defendant is only guilty of
the lesser offense.”
State v. Funchess, 229 S.E.2d 331, 332
(S.C. 1976) (emphasis in original); Suber v. State, 640 S.E.2d
884, 886-87 (S.C. 2007) (finding evidence was “insufficient” to
support claim that defendant was guilty only of lesser included
offense because evidence suggested only that defendant may have
been not guilty of the greater offense).
In this case, even taking Ford’s “evidence” at face value,
he
stabbed
Thompson
39
times.
The
line
of
cases
for
“accidental” or “unintentional” discharge of a firearm do not
suggest
that
an
involuntary
manslaughter
required in such circumstances.
charge
would
be
Instead, it seems clear as a
matter of law that, when a defendant stabs a victim 39 times,
the wielding of the knife was intentional.
Put another way,
stabbing someone 39 times, without more, precludes the “rational
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inference” that the knife was unintentionally wielded.
Indeed,
we have been unable to find any case in which a victim was
stabbed
more
than
one
charge was required.
time
and
an
involuntary
manslaughter
See, e.g., Commonwealth v. Burgess, 879
N.E.2d 63, 78-79 (Mass. 2008) (no error in failing to instruct
on
involuntary
manslaughter
where
victim
had
two
deep
stab
wounds); State v. Mason, 272 S.W.3d 257, 260-62 (Mo. Ct. App.
2008) (four stab wounds); State v. Carey, 558 S.E.2d 650, 662
(W.Va. 2001) (“There is simply no credible argument that a death
which
results
from
the
brutal
wounds . . . is accidental”);
349-50
(Ohio
1994)
delivery
of
three
fatal
stab
Ohio v. Campbell, 630 N.E.2d 339,
(upholding
trial
court’s
refusal
to
give
involuntary manslaughter instruction when evidence showed four
separate stab wounds in vital areas).
Because Ford would not have been entitled to an involuntary
manslaughter charge had he gone to trial, the PCR court did not
unreasonably
apply
Strickland
in
denying
Ford’s
petition.
Savino v. Murray, 82 F.3d 593, 599 (4th Cir. 1996) (“However, if
there exists no reasonable probability that a possible defense
would have succeeded at trial, the alleged error of failing to
disclose or pursue it cannot be prejudicial.”).
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III.
For the foregoing reasons, the district court’s denial of
Ford’s § 2254 petition is affirmed.
AFFIRMED
17
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