Paul Sartin v. McNair Law Firm PA
Filing
PUBLISHED AUTHORED OPINION filed. Originating case number: 3:12-cv-00895-JFA. [999380759]. [13-1265]
Appeal: 13-1265
Doc: 28
Filed: 06/23/2014
Pg: 1 of 20
PUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 13-1265
PAUL A. SARTIN, Independent Executor of the Estate of Peter
A.T. Sartin,
Plaintiff - Appellant,
and
PETER A.T. SARTIN,
Plaintiff,
v.
MCNAIR LAW FIRM PA,
Defendant - Appellee.
Appeal from the United States District Court for the District of
South Carolina, at Columbia. Joseph F. Anderson, Jr., District
Judge. (3:12-cv-00895-JFA)
Argued:
May 13, 2014
Decided:
June 23, 2014
Before NIEMEYER, GREGORY, and FLOYD, Circuit Judges.
Affirmed by published opinion.
Judge Niemeyer wrote
opinion, in which Judge Gregory and Judge Floyd joined.
the
ARGUED: Ronald L. Richter, Jr., BLAND RICHTER, LLP, Charleston,
South Carolina, for Appellant.
Robert E. Stepp, SOWELL GRAY
STEPP & LAFFITTE, LLC, Columbia, South Carolina, for Appellee.
ON BRIEF:
Eric S. Bland, BLAND RICHTER, LLP, Columbia, South
Carolina, for Appellant. William H. Jordan, SOWELL GRAY STEPP &
Appeal: 13-1265
Doc: 28
Filed: 06/23/2014
Pg: 2 of 20
LAFFITTE, LLC, Columbia, South Carolina, for Appellee.
2
Appeal: 13-1265
Doc: 28
Filed: 06/23/2014
Pg: 3 of 20
NIEMEYER, Circuit Judge:
In a complex procedural context, we are called to construe
the proper scope of Federal Rule of Civil Procedure 60(a), which
authorizes
district
courts
to
correct
mistakes
found
in
judgments and orders.
Employing
revisited
two
that
Rule,
sanctions
the
South
orders
it
had
Plaintiffs” in a private civil action
indicating
apply
to
that
the
individually.
it
had
originally
plaintiffs’
Carolina
District
entered
Court
against
“the
more than a year earlier,
intended
attorney,
the
Peter
sanctions
A.T.
to
Sartin,
Accordingly, it entered a Rule 60(a) clarifying
order dated December 4, 2009, imposing the sanctions on Sartin.
Sartin hired McNair Law Firm PA (“the McNair Firm”) to represent
him
in
South
Carolina
and
to
appeal
the
district
court’s
clarifying order, but the McNair Firm filed the notice of appeal
two days late.
The appeal was thereafter voluntarily abandoned.
Sartin commenced this malpractice action against the McNair
Firm based on the late filing, and the district court (through a
district
judge
different
from
the
one
who
presided
over
the
earlier action) granted the Firm’s motion for summary judgment.
The court concluded that Sartin suffered no injury because of
the late notice of appeal, inasmuch as the district court in the
earlier
action
properly
employed
Rule
60(a)
to
clarify
its
sanctions orders and, therefore, Sartin would not have succeeded
3
Appeal: 13-1265
Doc: 28
Filed: 06/23/2014
Pg: 4 of 20
on his appeal of that order, even had the notice of appeal been
timely filed.
We agree and accordingly affirm.
I
In August 2006, California attorney Peter Sartin filed a
complaint
in
the
District
of
South
Carolina
on
behalf
of
Travelers Insurance Company, as subrogee of Commercial Metals
Company
Tamini
(“CMC”),
and
Transformatori,
CMC,
for
SRL,
its
and
uninsured
Southwest
losses,
Electric
against
Company,
demanding $17.7 million in damages arising from the failure of a
transformer in a CMC facility in South Carolina.
During the
course of that litigation, Sartin noticed depositions for 14
Tamini witnesses in Milan, Italy.
After deposing two, however,
Sartin unilaterally cancelled the remainder and left Milan.
Claiming that Sartin’s actions during the course of the two
depositions and his abandonment of the remainder amounted to
abusive
and
requesting
sanctionable
that
the
conduct,
court
impose
Tamini
filed
sanctions
a
motion
against
“the
Plaintiffs,” pursuant to Federal Rules of Civil Procedure 26(c)
and 37(a).
At the conclusion of the hearing on the motion, the
court sharply rebuked Sartin for his behavior:
I thought the conduct of Mr. Sartin was totally
inappropriate.
And it was an egregious violation of
any type of discovery and I do feel that sanctions are
appropriate with regard to that.
4
Appeal: 13-1265
Doc: 28
Filed: 06/23/2014
*
Pg: 5 of 20
*
*
And with regard to improperly limiting or terminating
depositions, I find that that is a serious, serious
issue. And after reviewing the video depositions that
were provided to the court and reviewing those, those
were very, very disturbing to me, because they appear
to be one of the most blatant cases of abuse of
depositions I have ever seen, and that kind of
behavior will not be tolerated in this district.
I don’t know what they do in Mr. Sartin’s district,
but we don’t do that out here.
You do not instruct
witnesses how to answer questions, you do not coach
witnesses, you do not arbitrarily just get up and
leave a deposition. That is totally inappropriate and
I think deserving of sanctions.
In the written order granting sanctions, dated October 17, 2007,
the court stated that it found “sanctions to be appropriate with
respect to what it consider[ed] to be egregious discovery abuse
by
Plaintiffs.”
plaintiffs’
In
discovery,
addition
the
court
to
imposing
ordered
orders
limiting
“Plaintiffs”
to
pay
Tamini’s “costs, expenses, and attorneys’ fees,” in amounts to
be determined after further submissions.
Following the issuance of the October 17, 2007 sanctions
order, Travelers and CMC retained the firm of Nelson Mullins
Riley
&
Scarborough
LLP,
in
lieu
of
Sartin,
to
assume
responsibility for the presentation of their case to the court.
After
receiving
Tamini’s
submissions
on
its
costs,
expenses, and attorneys’ fees, which exceeded $1 million, the
district
court
conducted
a
hearing
5
on
April
25,
2008,
and
Appeal: 13-1265
Doc: 28
Filed: 06/23/2014
Pg: 6 of 20
concluded that “an appropriate sanction to compensate Tamini and
sanction the Plaintiffs for the numerous events that took place
culminating with the trip to Milan, Italy . . . is $750,000.”
The court rejected as a sanction Tamini’s motion to dismiss the
case.
fees
The court also ordered the plaintiffs to pay attorneys’
and
expenses
in
the
amount
of
$201,881.72
incurred
in
seeking to reopen or to re-depose the plaintiffs’ witnesses as a
result of the abuses in Italy.
Through their new counsel, Travelers and CMC filed a motion
to clarify, modify, and amend the sanctions orders pursuant to
Federal Rule of Civil Procedure 54(b), noting that the district
court had “assessed such sanctions solely against the Plaintiffs
without considering whether . . . such sanctions should more
properly
be
assessed
instead
against
counsel, Peter A. T. Sartin.”
court
defer
the
payment
the
Plaintiffs’
former
The motion requested that the
of
all
sanctions
until
after
the
completion of trial on the merits so that an evidentiary hearing
could be conducted for the purpose of allocating the sanctions
among
Sartin,
Travelers,
and
CMC.
Summarily
and
without
explanation, the court denied the motion.
In October 2008, the parties settled the case, with the
defendants paying Travelers and CMC $5.5 million.
As part of
the
appeal
settlement,
the
parties
waived
sanctions orders.
6
the
right
to
the
Appeal: 13-1265
Doc: 28
Filed: 06/23/2014
Pg: 7 of 20
Sartin thereafter commenced an action against Travelers and
CMC
in
Texas
state
court
to
recover
his
attorneys’
fees.
Travelers and CMC filed a counterclaim, seeking to hold Sartin
responsible
for
both
the
sanctions
and
attorneys’ fees they paid Nelson Mullins.
the
$2
million
in
In a summary judgment
motion filed in the Texas action, Sartin alleged that Travelers
and CMC “ha[d] no evidence to prove that any of the $951,881.72
in sanctions” assessed by the South Carolina District Court in
the
Tamini
attorneys’
case
fees
“included
submitted
any
by
of
Tamini
the
costs,
pursuant
expenses,
to
the
and
Court’s
Order dated October 17, 2007, or, if so, which of those costs,
expenses, or attorneys’ fees were for which of the specific acts
or failures to act by [Sartin] that allegedly were negligent.”
To clarify the responsibility for sanctions, Travelers and
CMC returned to the South Carolina District Court in September
2009 and filed a motion under Federal Rule of Civil Procedure
60(a) to have the court clarify its “intent in its [October 17,
2007, and April 25, 2008] sanctions rulings.”
Specifically, the
motion “request[ed] clarification as to whether any portion of
the
sanctions
that
[the
South
Carolina]
Court
issued
was
a
sanction for conduct that occurred after the Court’s written
order of October 17, 2007,” when Nelson Mullins was representing
the plaintiffs.
Sartin hired the McNair Firm to represent him
in opposing the motion of Travelers and CMC for clarification.
7
Appeal: 13-1265
Doc: 28
After
court
conducting
(through
sanctions
Filed: 06/23/2014
the
orders)
a
Pg: 8 of 20
hearing
on
the
same
district
judge
acted
pursuant
to
motion,
who
had
Federal
the
district
entered
Rule
of
the
Civil
Procedure 60(a) and entered an order dated December 4, 2009,
granting the motion of Travelers and CMC to clarify the original
sanctions orders.
The court found that “[a]ll conduct that led
to the $951,881.72 sanction occurred prior to the October 17,
2007 order, while Sartin was counsel of record for Plaintiffs.”
The court further clarified that “[t]he entire monetary sanction
was for Sartin’s discovery abuses.”
Finally, the court stated
that “[i]t was the court’s intent that Sartin, individually, be
assessed monetary sanctions based upon his conduct during the
course of his representation.”
individually,
should
be
It therefore held that “Sartin,
assessed
monetary
sanctions
in
the
amount of $951,881.72.”
On behalf of Sartin, the McNair Firm appealed the district
court’s Rule 60(a) clarification order, but it filed the notice
of appeal two days late.
The Firm filed a motion requesting
that the district court approve the late filing of the appeal,
which the court denied.
The Firm then filed a second appeal
from the order denying its motion to file an out-of-time appeal
and from the court’s earlier Rule 60(a) clarification order.
Although this court heard arguments on the two appeals, it never
issued an opinion because Sartin, Travelers, and CMC settled the
8
Appeal: 13-1265
Texas
Doc: 28
case
Filed: 06/23/2014
with
mutual
Pg: 9 of 20
releases,
and
Sartin
instructed
the
McNair Firm to dismiss the two appeals taken with respect to the
Rule 60(a) clarification order.
Sartin then commenced this action against the McNair Firm,
alleging legal malpractice.
He claimed that the McNair Firm’s
failure to file a timely notice of appeal in the earlier action
was a proximate cause of his failure to recover attorneys’ fees
against Travelers and CMC in the Texas case.
The district court
(through a different district judge) granted the McNair Firm’s
motion for summary judgment by order dated December 5, 2012,
holding that Sartin had suffered no injury as a result of the
Firm’s
Circuit
failure
to
file
a
timely
would
not
have
reversed
appeal
[the
because
district
“the
Fourth
court’s
Rule
60(a)] Clarification Order” entered in the earlier case.
This appeal followed. 1
II
The parties agree on the legal framework for this case.
In
order for Sartin to succeed on his legal malpractice claim, he
must show that the McNair Firm’s failure to timely appeal the
Rule 60(a) clarification order in the earlier action caused his
injury.
See Argoe v. Three Rivers Behavioral Ctr. & Psychiatric
1
Sartin died at the end of 2012, and the executor of his
estate is prosecuting this appeal. For clarity, we continue to
refer to the appellant as Sartin.
9
Appeal: 13-1265
Doc: 28
Solutions,
Filed: 06/23/2014
697
S.E.2d
551,
Pg: 10 of 20
555
(S.C.
2010).
This
requires
showing that the McNair Firm’s negligence was a “but for” cause
of the injury.
See Eadie v. Krause, 671 S.E.2d 389, 393 (S.C.
Ct. App. 2008) (“Proximate cause requires proof of causation in
fact
and
legal
cause.
Causation
in
fact
is
proved
by
establishing the plaintiff’s injury would not have occurred ‘but
for’
the
defendant’s
negligence”
(citation
omitted)).
Accordingly, Sartin “must show [that he] most probably would
have been successful in the underlying suit if [the McNair Firm]
had
not
committed
Carpenter,
492
the
S.E.2d
alleged
55,
58
malpractice.”
(S.C.
1997).
Summer
The
v.
relevant
question, therefore, is whether Sartin’s original appeal to the
Fourth Circuit from the Rule 60(a) clarification order would
have been successful had the notice of appeal been timely filed.
Sartin
order
was
contends
not
that
the
authorized
by
erroneously entered.
application”
that
district
Rule
court’s
60(a)
and
clarification
therefore
was
He argues that Rule 60(a) has a “limited
only
allows
courts
“to
clarify
de
minimis
clerical mistakes such as typographical errors, or to fill-in
gaps in a judgment,” and no clerical mistake was involved in the
entry of the sanctions orders.
Thus, he argues, the district
court exceeded the scope of its Rule 60(a) authority by imposing
sanctions on him individually.
In addition, Sartin contends
that “there [was] nothing remotely ambiguous or vague about [the
10
Appeal: 13-1265
Doc: 28
Filed: 06/23/2014
Pg: 11 of 20
sanctions orders]” because they were issued exclusively against
“Plaintiffs” and there was no indication that the court intended
to sanction him.
Accordingly, Sartin maintains that his appeal
of the court’s Rule 60(a) clarification order would have been
successful had it been timely filed.
The McNair Firm argues, to the contrary, that the district
court acted within its discretion in issuing the clarification
order.
It contends that “Rule 60(a) is broader than Sartin
argues” in that it allows a court to clarify its earlier order
to conform with its intent at the time it issued the order.
In
short, it claims that “the district court’s original intent is
controlling.”
Under
this
standard,
it
argues
that
“the
uncontroverted evidence establishes that [the district court’s]
original intent in issuing [its] sanctions order was to sanction
Sartin individually.”
Accordingly, the McNair Firm maintains
that Sartin’s appeal of the court’s Rule 60(a) clarification
order would not have been successful had the appeal been timely
noticed.
The
issue
thus
presented
is
whether
Rule
60(a)
is
sufficiently broad to have authorized the district court in the
earlier case to give effect to its original intent to impose
sanctions on Sartin, individually, even though the change was
not the correction of a clerical mistake.
11
Appeal: 13-1265
Doc: 28
Filed: 06/23/2014
Pg: 12 of 20
Federal Rule of Civil Procedure 60(a) authorizes a court to
“correct a clerical mistake or a mistake arising from oversight
or omission whenever one is found in a judgment, order, or other
part
of
the
record.”
The
Rule
gives
the
district
court
discretionary authority, and a court of appeal’s review is for
abuse of discretion.
See Caterpillar Fin. Servs. Corp. v. F/V
Site Clearance I, 275 F. App’x 199, 204 (4th Cir. 2008) (per
curiam) (citing Kocher v. Dow Chem. Co., 132 F.3d 1225, 1229
(8th Cir. 1997)).
Discretion, such as Rule 60(a) confers, may
be abused “by an exercise that is flawed by erroneous factual or
legal premises.”
James v. Jacobson, 6 F.3d 233, 239 (4th Cir.
1993).
Clearly,
Rule
60(a)
allows,
as
Sartin
notes,
courts
to
perform mechanical adjustments to judgments, such as correcting
transcription errors and miscalculations.
In the same vein, the
Rule is properly utilized “‘to perform a completely ministerial
task’ (such as ‘making a judgment more specific in the face of
an
original
omission’).”
Caterpillar,
275
F.
App’x
at
204
(quoting Kosnoski v. Howley, 33 F.3d 376, 379 (4th Cir. 1994)).
And we have cautioned that a court may not employ Rule 60(a) to
reconsider
a
matter
that
has
already
been
decided.
As
explained:
The basic distinction between clerical mistakes and
mistakes that cannot be corrected pursuant to Rule
60(a) is that the former consist of blunders in
12
we
Appeal: 13-1265
Doc: 28
Filed: 06/23/2014
Pg: 13 of 20
execution whereas the latter consist of instances
where the court changes its mind, either because it
made a legal or factual mistake in making its original
determination, or because on second thought it has
decided to exercise its discretion in a manner
different from the way it was exercised in the
original determination.
Rhodes v. Hartford Fire Ins. Co., 548 F. App’x 857, 859-60 (4th
Cir. 2013) (per curiam) (quoting In re Walter, 282 F.3d 434, 440
(6th Cir. 2002)); accord Rivera v. PNS Stores, Inc., 647 F.3d
188, 194 (5th Cir. 2011) (“Clerical mistakes, inaccuracies of
transcription, inadvertent omissions, and errors in mathematical
calculation are within Rule 60(a)’s scope; missteps involving
substantive legal reasoning are not” (emphasis added) (footnote
omitted)).
But,
contrary
to
Sartin’s
argument,
Rule
60(a)
is
not
confined just to fixing typographical and other clerical errors.
The Rule’s text also authorizes a court to correct “a mistake
arising from oversight or omission.”
Fed. R. Civ. P. 60(a).
Such a mistake occurs when there is an inconsistency between the
text of an order or judgment and the district court’s intent
when it entered the order or judgment.
oversight
that
or
omission”
obfuscates
the
also
court’s
includes
original
A “mistake arising from
an
unintended
intent.
ambiguity
Rule
60(a)
authorizes a district court to correct either such mistake to
conform the text with its original intent.
See Garamendi v.
Henin, 683 F.3d 1069, 1079 (9th Cir. 2012) (“Rule 60(a) allows
13
Appeal: 13-1265
Doc: 28
Filed: 06/23/2014
Pg: 14 of 20
for clarification and explanation, consistent with the intent of
the
original
judgment,
even
in
the
absence
of
ambiguity,
if
necessary for enforcement” (emphasis added)); Rivera, 647 F.3d
at 195 (“A district court’s authority under Rule 60(a) is also
limited
to
making
corrections
that
are
consistent
with
the
court’s intent at the time it entered the judgment” (emphasis
added)); Agro Dutch Indus. Ltd. v. United States, 589 F.3d 1187,
1192 (Fed. Cir. 2009) (“Courts enjoy broad discretion to correct
clerical errors in previously issued orders in order to conform
the
record
to
the
intentions
of
the
court
and
the
parties”
(emphasis added)); Walter, 282 F.3d at 441 (“[A] court properly
acts under Rule 60(a) when it is necessary to ‘correct mistakes
or oversights that cause the judgment to fail to reflect what
was intended at the time of trial’” (emphasis added) (quoting
Vaughter v. Eastern Air Lines, Inc., 817 F.2d 685, 689 (11th
Cir. 1987))); Burton v. Johnson, 975 F.2d 690, 694 (10th Cir.
1992) (“A District Court is not limited under Rule 60(a) to the
correction
omission.
of
clerical
mistakes
arising
from
oversight
or
Rather, a district court may also invoke Rule 60(a)
to resolve an ambiguity in its original order to more clearly
reflect its contemporaneous intent and ensure that the court’s
purpose is fully implemented” (emphasis added)).
In sum, the scope of a court’s authority under Rule 60(a)
to make corrections to an order or judgment is circumscribed by
14
Appeal: 13-1265
Doc: 28
Filed: 06/23/2014
Pg: 15 of 20
the court’s intent when it issued the order or judgment.
the
court’s
original
intent
“may
be
ascertained
And
through
consideration of contemporaneous documents, such as a memorandum
opinion
or
transcript,
and
by
the
presiding
subsequent statements regarding his intent.”
judge’s
own
Rhodes, 548 F.
App’x at 860; accord Rivera, 647 F.3d at 197 (“‘[A] judge’s own
subsequent statements of his intent’ are reliable evidence in
the Rule 60(a) context” (alteration in original) (quoting In re
Jee, 799 F.2d 532, 535 (9th Cir. 1986))).
Here, the district court’s intent at the time it issued the
sanctions orders was manifested both by what the court later
stated about its intent and by contemporaneous documents.
In
the Rule 60(a) clarification order, the court stated, “It was
the
court’s
intent
that
Sartin,
individually,
be
assessed
monetary sanctions based upon his conduct during the course of
his representation.”
is reliable evidence.
And
the
The court’s statement about its own intent
See Rivera, 647 F.3d at 197.
contemporaneous
court’s statement.
evidence
strongly
supports
the
During the hearing when the district court
first considered whether to impose sanctions, the court focused
entirely
on
the
conduct
of
Sartin
without
complicity or fault on the part of his clients.
example:
15
suggesting
any
It stated, for
Appeal: 13-1265
Doc: 28
Filed: 06/23/2014
Pg: 16 of 20
I thought the conduct of Mr. Sartin was totally
inappropriate.
And it was an egregious violation of
any type of discovery and I do feel that sanctions are
appropriate with regard to that.
*
*
*
I don’t know what they do in Mr. Sartin’s district,
but we don’t do that out here.
You do not instruct
witnesses how to answer questions, you do not coach
witnesses, you do not arbitrarily just get up and
leave a deposition. That is totally inappropriate and
I think deserving of sanctions.
(Emphasis added).
Moreover, the conduct that drew the court’s
ire -- Sartin’s handling of discovery -- was not the type of
conduct in which Sartin’s clients would typically participate.
Indeed, Sartin has pointed to no evidence in the record -- and
we can find none -- suggesting that the court was concerned
about
any
conduct
of
Sartin’s
clients.
The
contemporaneous
evidence thus supports the court’s later statement that it had
always intended to sanction Sartin individually. 2
See Sanchez v.
2
Indeed, during the hearing on the Rule 60(a) motion to
clarify the sanctions orders, the district court repeatedly made
this point, speaking for instance to Sartin’s counsel:
Court:
Let me just ask you this question.
In my
October [17] order I made the statement that
the conduct of Mr. Sartin [was] totally
inappropriate, it was an egregious violation
of any type of discovery and I did feel that
sanctions [were] appropriate with regard to
that, and specific reference to Mr. Sartin’s
conduct, and I was referencing the Italy
depositions. What about that is not clear as
to what my intent was?
16
Appeal: 13-1265
Doc: 28
Filed: 06/23/2014
Pg: 17 of 20
City of Santa Ana, 936 F.2d 1027, 1033 (9th Cir. 1990) (holding
that the district court had the authority to correct a prior
judgment
under
Rule
60(a)
since
there
was
no
reason
in
the
record to doubt the district judge’s statements of his prior
intent).
To
be
sure,
the
text
of
the
district
court’s
orders imposed sanctions only on “Plaintiffs.”
sanctions
But this mistake
can perhaps be explained by the fact that Tamini’s motion, which
only
requested
sanctions
conflated
Sartin
explained
that
“Mr.
providing
any
notice
“Plaintiffs
and
rendered
his
against
clients.
Sartin
to
“Plaintiffs,”
For
inexplicably
Tamini”
[Tamini’s
but
example,
left
later
preparation]
frequently
the
[Italy]
motion
without
complained
an
that
extraordinary
waste of time and resources by inexplicably and without notice
leaving Italy.”
(Emphasis added).
In granting the sanctions
motion, the court likewise focused on “Plaintiffs” generally.
Nevertheless, the record indicates that the court’s exclusive
motivation for imposing sanctions was the personal conduct of
Sartin himself in conducting discovery.
Thus, notwithstanding
the
“Plaintiffs”
district
court’s
use
of
the
term
in
its
sanctions orders, we conclude that the court’s later statement
Counsel
for Sartin:
Honor.
Nothing
17
that
I
know
of,
Your
Appeal: 13-1265
that
Doc: 28
it
Filed: 06/23/2014
had
always
Pg: 18 of 20
intended
to
impose
sanctions
on
the
plaintiffs’ attorney is supported by the record.
To hold otherwise, we note, would call into question the
veracity of a declaration made by the district court about its
own intent.
In order to find the district court’s explanation
of its intent suspect, the contrary evidence would have to be
especially clear.
In the record before us, it is not.
At bottom, we conclude that the district court’s original
intent
was
to
impose
sanctions
on
Sartin
individually
and,
therefore, that the court did not abuse its discretion in giving
effect to that intent in its Rule 60(a) clarification order.
Because we conclude that the district court in the earlier case
properly employed Rule 60(a), we affirm the district court’s
conclusion in this case that the McNair Firm’s failure to appeal
the
earlier
Rule
60(a)
clarification
order
caused
Sartin
no
injury.
III
Sartin’s other arguments require less discussion.
First, he contends that the district court’s issuance of
its
Rule
60(a)
clarification
order
was
improper
because
the
matter had already been litigated pursuant to the earlier Rule
54(b) motion of Travelers and CMC to allocate sanctions, which
the
court
summarily
denied.
Sartin
18
argues
that
“Rule
60(a)
Appeal: 13-1265
cannot
Doc: 28
be
Filed: 06/23/2014
used
adjudicated.”
to
revisit
a
Pg: 19 of 20
matter
that
has
already
been
The district court’s Rule 54(b) ruling, however,
did not conclude, either explicitly or implicitly, that Sartin
should not be liable for sanctions.
no explanation.
The ruling itself contained
Moreover, its context and the record do not
supply an explanation.
We do note, however, that the Rule 54(b)
motion requested not only an allocation of the sanctions but
also a delay of payment to Tamini until after the trial on the
merits
of
the
case.
determined
not
to
Travelers,
and
CMC
The
delay
district
payments
squabbled
over
court
to
could
Tamini
allocation.
simply
while
As
have
Sartin,
such,
we
cannot conclude that the court’s Rule 54(b) ruling evinced an
intent
to
spare
Sartin
from
sanctions.
We
therefore
reject
Sartin’s argument that the district court’s denial of the Rule
54(b) motion barred the court from later issuing its Rule 60(a)
clarification order.
Sartin
also
contends
that
the
district
court
lacked
jurisdiction to issue its Rule 60(a) clarification order because
that litigation had been finally dismissed over a year before it
issued the order.
The case was dismissed on October 20, 2008,
and the Rule 60(a) clarification order was issued on December 4,
2009.
But Sartin properly concedes that “Rule 60(a) . . . has
no time limit.”
See Fed. R. Civ. P. 60(a) (“The court may
correct a clerical mistake or a mistake arising from oversight
19
Appeal: 13-1265
Doc: 28
Filed: 06/23/2014
Pg: 20 of 20
or omission whenever one is found in a judgment, order, or other
part of the record” (emphasis added)); Scola v. Boat Frances,
R., Inc., 618 F.2d 147, 152 (1st Cir. 1980) (“Under Rule 60(a) a
clerical
mistake
in
a
judgment
or
other
error
arising
from
oversight or omission may be corrected by the court ‘at any
time’”).
not
The Rule would lose much of its vitality if it were
available
to
correct
mistakes
in
final
judgments,
and
nothing in the language of the Rule suggests such a limitation.
Courts have frequently issued Rule 60(a) clarifications after
litigation has been finally concluded.
See, e.g., Rivera, 647
F.3d at 191 (affirming a correction of summary judgment from
“with
prejudice”
to
“without
prejudice”);
United
States
v.
Mansion House Ctr. North Redevelopment Co., 855 F.2d 524, 527
(8th Cir. 1988) (per curiam) (rejecting the argument that Rule
60(a)
“was
not
intended
to
permit
the
reopening
of
a
final
judgment”); Jackson v. Jackson, 276 F.2d 501, 502-03 (D.C. Cir.
1960) (affirming an adjustment of child support five years after
the original judgment).
As such, we conclude that the district
court had jurisdiction to enter its Rule 60(a) clarification
order.
For the reasons given, we affirm the summary judgment of
the district court.
AFFIRMED
20
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?