Greenville County Republican P v. Greenville County Election Com
Filing
UNPUBLISHED PER CURIAM OPINION filed. Originating case number: 6:10-cv-01407-MGL Copies to all parties and the district court. [999547126]. [13-2170]
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UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 13-2170
THE GREENVILLE COUNTY REPUBLICAN PARTY EXECUTIVE COMMITTEE,
a/k/a The Greenville County Republican Executive Committee;
WILLIAM MITCHELL, a/k/a Billy Mitchell,
Plaintiffs – Appellants,
and
THE SOUTH CAROLINA REPUBLICAN PARTY; BETTY S. POE, in her
official capacity as the Chairman of the Greenville County
Republican Party Executive Committee,
Plaintiffs,
v.
GREENVILLE COUNTY ELECTION COMMISSION; GREENVILLE COUNTY
BOARD OF REGISTRATION; BILLY WAY, JR., in his official
capacity as the Chairman of the South Carolina State
Election Commission,
Defendants – Appellees,
and
WAYNE GRIFFIN; REGINALD GRIFFIN; BRETT A. BURSEY; ALAN
OLSON; THE SOUTH CAROLINA INDEPENDENCE PARTY; THE SOUTH
CAROLINA
CONSTITUTION
PARTY;
THE
PROGRESSIVE
NETWORK
EDUCATION FUND, INCORPORATED;
THE COMMITTEE FOR A UNIFIED
INDEPENDENT
PARTY,
INCORPORATED,
d/b/a
IndependentVoting.org; TERRY ALEXANDER, member of the Black
Legislative
Caucus
of
the
South
Carolina
House
of
Representatives District 59; KARL B. ALLEN, member of the
Black Legislative Caucus of the South Carolina House of
Representatives District 25; JERRY N. GOVAN, JR., member of
the Black Legislative Caucus of the South Carolina House of
Representatives District 95; CHRIS HART, member of the
Black Legislative Caucus of the South Carolina House of
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Representatives District 76; LEON HOWARD, member of the
Black Legislative Caucus of the South Carolina House of
Representatives District 76; JOSEPH JEFFERSON, JR., member
of the Black Legislative Caucus of the South Carolina House
of Representatives 102; JOHN RICHARD C. KING, member of the
Black Legislative Caucus of the South Carolina House of
Representatives District 49; DAVID J. MACK, III, member of
the Black Legislative Caucus of the South Carolina House
Representatives District 109; HAROLD MITCHELL, JR., member
of the Black Legislative Caucus of the South Carolina House
of Representatives District 31; JOSEPH NEAL, member of the
Black Legislative Caucus of the South Carolina House of
Representatives District 44; ANNE PARKS, member of the
Black Legislative Caucus of the South Carolina House of
Representatives District 12; RONNIE SABB, member of the
Black Legislative Caucus of the South Carolina House of
Representatives District 101; ROBERT WILLIAMS, member of
the Black Legislative Caucus of the South Carolina House of
Representatives District 62,
Intervenor/Defendants – Appellees,
and
CITY OF GREENVILLE MUNICIPAL ELECTION COMMISSION,
Defendant,
and
THE COLUMBIA TEA PARTY, INC.,
Intervenor/Defendant.
Appeal from the United States District Court for the District of
South Carolina, at Greenville.
J. Michelle Childs, District
Judge; Mary G. Lewis, District Judge. (6:10-cv-01407-JMC-MGL)
Argued:
October 29, 2014
Decided:
Before MOTZ, KING, and KEENAN, Circuit Judges.
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Affirmed in part and dismissed in part by unpublished per curiam
opinion.
ARGUED:
Samuel Darryl Harms, III, HARMS LAW FIRM, PA,
Greenville, South Carolina, for Appellants.
Harry M. Kresky,
LAW OFFICE OF HARRY KRESKY, New York, New York; Andrew
Lindemann, DAVIDSON & LINDEMANN, PA, Columbia, South Carolina,
for Appellees.
ON BRIEF:
Fletcher N. Smith, Jr., Greenville,
South Carolina, for Appellees Terry Alexander, Karl B. Allen,
Wayne Griffin, Reginald Griffin, Brett A. Bursey, Committee for
a Unified Independent Party, Incorporated, Chris Hart, Leon
Howard, Joseph Jefferson, Jr., John Richard C. King, David J.
Mack, III, Harold Mitchell, Jr., Joseph Neal, Alan Olson, Anne
Parks, Progressive Network Education Fund, Incorporated, Ronnie
Sabb,
South
Carolina
Independence
Party,
South
Carolina
Constitution Party, Robert Williams, and Jerry N. Govan, Jr.
Unpublished opinions are not binding precedent in this circuit.
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PER CURIAM:
The Appellants — the Greenville County Republican Party
Executive Committee (the “Committee”) and William Mitchell —
seek
relief
from
constitutional
procedures.
Commission
the
district
challenges
The
(the
to
Appellees
“County
court’s
certain
—
the
Election
rejection
South
of
Carolina
Greenville
Commission”),
County
the
their
election
Election
Greenville
County Board of Registration (the “Board”), and Billy Way, Jr.,
as Chairman of the South Carolina State Election Commission (the
“State Election Commission”) — urge us to sustain the decisions
of the district court, which were predicated on lack of standing
to sue and other grounds.
See Greenville Cnty. Republican Party
Exec. Comm. v. Way, No. 6:10-cv-01407 (D.S.C. Mar. 30, 2011),
ECF No. 54 (the “First Opinion”); Greenville Cnty. Republican
Party Exec. Comm. v. Way, No. 6:10-cv-01407 (D.S.C. Aug. 30,
2013), ECF No. 181 (the “Second Opinion”). 1
1
Before we can reach
There are several Intervenors in this appeal, including
South Carolina voters, legislators, and entities that the
district court authorized to intervene as defendants on March 3,
2011.
They include Wayne Griffin, Reginald Griffin, Brett A.
Bursey, Alan Olson, the South Carolina Independence Party, the
South Carolina Constitution Party, the Progressive Network
Education Fund, Incorporated, the Committee for a Unified
Independent Party, Incorporated, Terry Alexander, Karl B. Allen,
Jerry N. Govan, Jr., Chris Hart, Leon Howard, Joseph Jefferson,
Jr., John Richard C. King, David J. Mack, III, Harold Mitchell,
Jr., Joseph Neal, Anne Parks, Ronnie Sabb, and Robert Williams.
The Appellees and Intervenors made joint submissions in this
appeal, and their appellate contentions are thus the same. The
(Continued)
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the
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this
jurisdictional issues.
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appeal,
we
must
address
and
resolve
First, we must determine whether the
appeal is at least partially moot as a result of a municipal
ordinance enacted in May 2014 by the City of Greenville (the
“City”). 2
Pursuant to the ordinance, the City no longer conducts
its municipal elections by the partisan nomination procedures
being challenged in this case.
the
Appellants
have
Second, we must decide whether
standing
to
pursue
any
non-moot
constitutional claims.
As explained below, the recently enacted ordinance renders
this appeal substantially moot.
With respect to the balance of
their claims, the Appellants lack standing to sue.
As a result,
we affirm in part and dismiss in part.
I.
A.
1.
Under
ordinance
South
either
Carolina
a
law,
nonpartisan
municipalities
or
a
must
partisan
adopt
method
Columbia Tea Party, Inc., intervened as a defendant
district court but is not a party to this appeal.
2
in
by
of
the
The City is a municipality in Greenville County, South
Carolina.
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nominating candidates for public office in municipal elections.
See S.C. Code Ann. § 5-15-60.
In non-municipal elections, such
candidates may be nominated by use of a partisan method.
id. § 7-11-10.
See
In utilizing the partisan method, candidates for
office are nominated through one of three possible procedures —
a party primary, a party convention, or a petition.
§§ 5-15-60(3), 7-11-10. 3
See id.
The selection of which procedure to
utilize is made by a certified political party — such as, in
this
case,
Party”).
the
South
Carolina
Republican
Party
(the
“State
See, e.g., id. § 7-9-10; see also S.C. Libertarian
Party v. S.C. State Election Comm’n, 757 S.E.2d 707, 708 (S.C.
2014). 4
The Committee — the primary Appellant here — is an
3
Section 5-15-60 of the South Carolina Code provides, in
pertinent part, that “[e]ach municipality in this State shall
adopt by ordinance one of the following alternative methods of
nominating candidates for and determining the results of its
nonpartisan elections,” including, inter alia, in section 5-1560(1)
“[t]he
nonpartisan
plurality
method
prescribed
in
[section] 5-15-61.”
Section 5-15-60(3) provides, in pertinent
part, that “[i]f nonpartisan elections are not provided for,
nomination of candidates for municipal offices may be by party
primary, party convention or by petition.”
Meanwhile, section
7-11-10 — which applies to non-municipal elections — specifies
that candidates may be nominated “by political party primary, by
political party convention, or by petition.” That provision was
amended during the pendency of the proceedings in the district
court, but the amendments have no bearing on this appeal.
See
Act of June 13, 2013, No. 61, § 1, 2013 S.C. Acts 244.
4
Section 7-9-10 of the South Carolina Code explains that a
political party “desiring to nominate candidates for offices to
be voted on in a general or special election shall, before doing
so, have applied . . . for certification as such.”
That
(Continued)
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affiliate
of
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the
State
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Party
and
the
Greenville
County
Republican Party, but it is not a certified political party.
Accordingly, the Committee has no statutory authority to select
one of the partisan nomination procedures.
If a certified political party designates a party primary
as its preferred nomination procedure, South Carolina requires
that it be an open primary (the “open primary system”).
The
open primary system authorizes all registered voters, regardless
of their party affiliations, to vote in any party primary in
South Carolina.
See Drawdy v. S.C. Democratic Exec. Comm., 247
S.E.2d 806, 808 (S.C. 1978) (“Our election laws do not preclude
a member of one political party from voting in . . . the primary
. . . conducted by a different political party.”). 5
provision further explains methods of certification and that
certified political parties have the authority to select the
means by which their candidates will be nominated in partisan
elections.
5
No single provision of the South Carolina Code directly
mandates the open primary system.
Rather, that system arises
from the interworking of several Code provisions.
Persons who
are citizens of South Carolina and the United States, and who
satisfy specific age, residency, and registration requirements,
are entitled to vote at all local municipal elections, see S.C.
Code Ann. § 7-5-610, and all non-municipal party primaries, id.
§ 7-9-20, provided that those persons properly register, id.
§ 7-5-110.
The State Election Commission must “establish and
maintain a statewide voter registration database.”
Id. § 7-5186(A)(1).
With respect to party primaries, “[i]mmediately
preceding” those elections, “the board of voter registration and
elections” shall furnish “two official lists of voters . . .
(Continued)
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Alternatively, a certified political party may nominate its
candidates
for
petition.
In order to utilize the convention method, however,
South
Carolina
public
offices
requires
a
by
party
a
to
party
secure
convention
a
or
by
three-fourths
majority vote of the membership of the party’s state convention
(the “supermajority requirement”).
See S.C. Code Ann. § 7-11-
30. 6
2.
Prior to May 2014, the City utilized the partisan method of
nominating and electing candidates for its municipal elections.
containing in each the names of all [voters] entitled to vote at
each precinct.”
Id. § 7-5-420.
Further, although nothing in
the Code provides that a voter’s political party affiliation
bears on his right to vote in a given primary election, the Code
does provide that “[n]o person shall be entitled to vote in more
than one party primary election held the same day.” Id. § 7-131040.
6
Section 7-11-30 of the South Carolina Code contains
requirements pertaining to partisan nominations by convention,
and that Code provision has been amended twice since 2013. The
version in effect during the events at issue provided that “[n]o
convention shall make nominations for candidates for offices
unless the decision to use the convention method is reached by a
three-fourths vote of the total membership of the convention,
except the office of state Senator and of member of the House of
Representatives.” See S.C. Code Ann. § 7-11-30 (2012). The two
amended versions of section 7-11-30 — effective July 3, 2013 and
June 2, 2014 — each retain the supermajority requirement, but
further require that the convention nomination process be
approved by a majority of voters in the party’s next primary
election. See Act of June 13, 2013, No. 61, § 3, 2013 S.C. Acts
246-47; Act of June 2, 2014, No. 196, § 6, 2014 S.C. Acts 220910.
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Since the 1980s, the State Party has nominated its candidates
for partisan municipal and county elections by the open primary
system.
As a result, the State Party could not nominate its
candidates by convention unless it satisfied the supermajority
requirement.
The Committee paid for and conducted the 2011 Republican
municipal open primary in the City.
In the past, the Committee
has also paid for and conducted other such primaries.
B.
1.
This appeal has a somewhat complicated procedural history,
the relevant aspects of which are described below.
On June 1,
2010, the Appellants, along with the State Party and Patrick
Haddon,
the
Committee’s
then-Chairman
(collectively,
the
“Original Plaintiffs”) initiated this litigation in the District
of South Carolina.
Their complaint was lodged against the State
of South Carolina and John Hudgens, in his official capacity as
Chairman
“Original
of
the
State
Defendants”). 7
Election
The
Commission
complaint
(together,
challenged
the
the
constitutionality of South Carolina’s open primary system, as
7
Appellee Way replaced Original Defendant Hudgens as
Chairman of the State Election Commission in May 2013.
As a
result, Way became a party-defendant in this litigation.
See
Fed. R. Civ. P. 25(d).
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as
its
convention.
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supermajority
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requirement
for
use
of
a
party
More specifically, the complaint alleged that those
procedures, facially and as-applied, contravene the First and
Fourteenth Amendments. 8
By
its
maintained
First
that
Amendment
South
contentions,
Carolina’s
open
the
primary
complaint
system
and
supermajority requirement, facially and as-applied, contravene
the Committee’s right to freedom of association in two respects.
First, the open primary system unconstitutionally requires the
Committee
to
pay
for
and
certify
the
results
of
partisan
municipal primaries in which registered Democrats participate.
Second, as to county elections, the supermajority requirement
unconstitutionally
regulates
the
internal
processes
of
a
certified political party in South Carolina by dictating the
8
A facial constitutional challenge to a statute asserts
either “that no set of circumstances exists under which the law
would be valid” or that the statute “is overbroad because a
substantial number of its applications are unconstitutional.”
Greater Balt. Ctr. for Pregnancy Concerns, Inc. v. Mayor of
Balt., 721 F.3d 264, 282 (4th Cir. 2013) (en banc) (alterations
and internal quotation marks omitted).
In assessing a facial
challenge, a reviewing court must examine the “challenged law
without regard to its impact on the plaintiff asserting the
. . . challenge.” Educ. Media Co. at Va. Tech, Inc. v. Insley,
731 F.3d 291, 298 n.5 (4th Cir. 2013) (internal quotation marks
omitted).
By contrast, an as-applied constitutional challenge
contends that a statute has been unconstitutionally applied to
the plaintiff.
Id. at 301.
That is, an as-applied challenge
“is based on a developed factual record and the application of a
statute to a specific person.”
Id. at 298 n.5 (internal
quotation marks omitted).
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vote percentage (three-fourths) requirement for the convention
nomination procedure.
With
alleged
respect
that
requirement,
to
the
the
open
facially
Protection
that
protection
rights
primary
and
Clause.
maintained
Fourteenth
system
open
by
and
as-applied,
Mitchell,
the
Amendment,
who
primary
compelling
the
the
complaint
supermajority
contravene
resides
system
him
the
the
in
Equal
City,
violates
to
vote
his
in
equal
partisan
municipal elections conducted by a political party rather than
by
an
election
commission,
such
nonpartisan municipal elections.
supermajority
requirement
as
that
which
conducts
The Committee alleged that the
contravenes
its
equal
protection
rights by imposing more stringent requirements on a political
party’s use of the convention nomination procedure in county
elections
than
nonpolitical
other
South
organizations,
Carolina
such
as
statutes
churches
impose
and
on
businesses.
The complaint thus sought to enjoin the Original Defendants from
using
and
enforcing
supermajority
the
requirement
open
in
primary
future
system
municipal
and
and
the
county
elections.
The Committee also sought declaratory and monetary
relief
violations
for
of
its
First
and
Fourteenth
Amendment
rights in previous elections.
In February 2011, after discovery had been completed, the
parties filed cross-motions for summary judgment with respect to
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the facial constitutional challenges being pursued.
30,
2011,
by
its
First
Opinion,
the
district
On March
court
awarded
summary judgment to the Original Defendants on each of those
facial challenges.
(1) the
open
certified
More specifically, the court ruled that:
primary
political
alternative
system
does
party’s
partisan
not
facially
freedom
nomination
of
violate
association,
procedures
are
a
as
available;
(2) the supermajority requirement does not facially violate a
certified political party’s freedom of association, because it
does not curtail the party’s internal operations; and (3) the
open primary system and the supermajority requirement do not
facially contravene a certified political party’s rights under
the
Equal
Protection
discriminate
among
Clause,
certified
as
those
political
provisions
parties.
do
See
not
First
Opinion 15-22. 9
2.
Nine months after the First Opinion, on January 6, 2012,
the
Original
district
Plaintiffs
court,
filed
primarily
to
9
an
amended
terminate
complaint
in
and
certain
add
the
Subsequent to the First Opinion, on April 27, 2011, the
Original Defendants sought Rule 59(e) relief, filing a motion in
the district court to alter or amend judgment. That motion was
denied on July 18, 2011.
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defendants. 10
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More than a year later, on June 7, 2013, the State
Party, which had been an Original Plaintiff, filed a stipulation
of dismissal pursuant to Federal Rule of Civil Procedure 41 and
withdrew from the litigation.
As a result, the plaintiffs then
in the case were the Committee, Mitchell, and Betty S. Poe, in
her official capacity as the Committee’s Chairman. 11
Poe did not
appeal, and the Committee and Mitchell are the only plaintiffs
(now Appellants) involved herein.
The Appellees — the County
Election Commission, the Board, and Way — are now the only nonintervening defendants.
In early July 2013, the Appellees sought summary judgment
on
the
claims
lodged
against
them
in
the
amended
complaint,
arguing that the Appellants lack standing to sue with respect to
their as-applied constitutional challenges.
The Intervenors, on
the other hand, filed a motion for judgment on the pleadings,
pursuant to Federal Rule of Civil Procedure 12(c), also arguing
10
The amended complaint abandoned all claims against the
State of South Carolina as a party-defendant.
It named three
new defendants, however — the County Election Commission, the
Board, and the since-dismissed City of Greenville Municipal
Election Commission.
The only Appellee who has been a partydefendant over the entire course of the litigation is the
Chairman of the State Election Commission (initially Hudgens and
now Way).
11
In May 2011, Original Plaintiff Haddon was replaced by
Poe, the new Committee Chairman.
Poe resigned during the
pendency of this appeal, apparently leaving the Chairman seat
vacant.
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that the Appellants lacked standing to sue.
by
its
Second
Opinion,
the
district
On August 21, 2013,
court
“dismisse[d]
Appellants’] action for lack of standing” to sue.
[the
See Second
Opinion 22. 12
In its Second Opinion, the district court recognized that
the Appellants bore the burden on the issue of standing to sue.
The court then identified the applicable analysis for a standing
issue, which, as established by the Supreme Court, required the
Appellants to show that
(1) [they have] suffered an “injury in fact” that is
(a) concrete and particularized and (b) actual or
imminent, not conjectural or hypothetical; (2) the
injury is fairly traceable to the challenged action of
the defendant; and (3) it is likely, as opposed to
merely speculative, that the injury will be redressed
by a favorable decision.
Friends of the Earth, Inc. v. Laidlaw Envtl. Servs. (TOC), Inc.,
528
U.S.
167,
180-81
(2000).
Relying
on
our
decision
in
Marshall v. Meadows, 105 F.3d 904, 906 (4th Cir. 1997), the
12
The dismissal of a claim for lack of standing to sue is
typically sought by way of Rule 12(b)(1) of the Federal Rules of
Civil Procedure, which provides for dismissal for lack of
subject-matter jurisdiction.
In this instance, the district
court’s judgment order related that “Summary Judgment is granted
on behalf of [the Appellees].” See Greenville Cnty. Republican
Party Exec. Comm. v. Way, No. 6:10-cv-01407 (D.S.C. Sept. 6,
2013), ECF No. 182.
The Second Opinion, on the other hand,
specified that the action was dismissed for lack of standing.
Notwithstanding this apparent discrepancy, we are satisfied that
the disposition of the district court was a dismissal for lack
of standing to sue.
Indeed, there are no contentions to the
contrary.
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district court determined that the open primary system was not
traceable
injury.
to
the
Committee’s
alleged
freedom
of
association
That injury, rather, was traceable solely to the State
Party’s decision to utilize the open primary system of selecting
its
nominees
for
public
office.
The
court
concluded
that,
because the State Party was not a party-defendant, the Committee
could not satisfy the second, traceability prong of the standing
analysis.
The court also ruled that the Committee was unable to
satisfy the third prong of that analysis, in that its alleged
injury was not redressable.
As the court explained, it could
not, as a matter of law, compel the State Party to adopt and
utilize any particular partisan nomination procedure.
The
Second
Opinion
also
rejected
Mitchell’s
as-applied
equal protection challenge to the open primary system for lack
of standing to sue.
In so ruling, the district court reasoned
that Mitchell’s alleged injuries were traceable solely to the
City’s
decision
Accordingly,
deprived
the
Mitchell
to
conduct
absence
of
of
standing
partisan
the
to
municipal
City
as
pursue
an
a
elections.
party-defendant
equal
protection
claim.
Finally, the Second Opinion rejected — also for lack of
standing
to
sue
—
the
Committee’s
as-applied
freedom
of
association and equal protection challenges to the supermajority
requirement.
In that regard, the district court explained that
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the
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State
procedure
Filed: 03/17/2015
Party
by
—
which
as
the
the
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entity
State
tasked
Party
with
selects
selecting
the
nominees
for
its
office in South Carolina — was the only entity entitled to
challenge
the
requirement.
constitutionality
The
State
Party,
of
the
however,
supermajority
had
abandoned
the
litigation two months earlier, in June 2013, and was no longer a
party-plaintiff.
as-applied
The court therefore dismissed the Appellants’
constitutional
challenges
for
lack
of
standing
to
sue.
Judgment was entered in favor of the Appellees on September
6, 2013.
The Appellants timely noticed this appeal, and we
possess jurisdiction pursuant to 28 U.S.C. § 1291.
C.
On May 12, 2014, after this appeal was noticed and briefed,
the
City
enacted
the
municipal
jurisdiction in this appeal.
ordinance
that
impacts
our
See Greenville, S.C., Ordinance
No. 2014-25 (2014) (the “Ordinance”).
The Ordinance provides,
in pertinent part, that the City “shall cease operating under
the partisan method of nominating and electing candidates in
municipal elections.”
Ordinance
“adopts
Id.
the
In place of the partisan method, the
nonpartisan
plurality
[procedure]”
prescribed by section 5-15-61 of the South Carolina Code.
Accordingly,
the
City
no
longer
16
conducts
municipal
Id.
elections
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utilizing the partisan nomination procedures that are challenged
by the Appellants.
During oral argument of this appeal, our panel identified
the Ordinance as potentially creating a jurisdictional problem,
in that the Ordinance may have mooted the Appellants’ claims.
As a result, we secured post-argument briefing from the parties
on the jurisdictional impact of the Ordinance.
therein
argued
Appellants’
partisan
that
the
Ordinance
constitutional
municipal
renders
claims
elections.
The
with
The Appellees
moot
each
respect
Appellants,
to
by
of
the
future
contrast,
maintained that those claims were not mooted by the Ordinance,
in that the City could yet again decide to utilize the partisan
nomination
procedures.
Notwithstanding
their
disagreement
in
that respect, the Appellants and the Appellees appear to agree
that the Ordinance does not moot the Committee’s facial and asapplied freedom of association and equal protection challenges
to the supermajority requirement, as those challenges apply to
county — rather than municipal — elections.
The parties also
appear to agree that the Ordinance does not moot the Committee’s
claims
for
declaratory
and
monetary
previous partisan municipal elections.
17
relief
with
respect
to
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II.
When
an
issue
of
subject-matter
jurisdiction
arises,
an
appellate court is obliged to conduct a full inquiry thereon.
See Dickens v. Aetna Life Ins. Co., 677 F.3d 228, 230 (4th Cir.
2012).
complaint
We review de novo a district court’s dismissal of a
for
lack
of
standing
to
sue.
See
S.
Walk
at
Broadlands Homeowner’s Ass’n, Inc. v. OpenBand at Broadlands,
LLC, 713 F.3d 175, 181 (4th Cir. 2013).
III.
The Appellants assert on appeal that the district court, by
its First Opinion, erroneously awarded summary judgment to the
Original
The
Defendants
Appellants
Opinion,
erred
on
also
in
the
contend
ruling
facial
that
that
constitutional
the
the
as-applied
barred for lack of standing to sue.
invoking
the
“repetition
exception”
court,
by
challenges.
its
Second
challenges
are
They further maintain,
to
mootness,
that
the
mootness doctrine does not undermine any of their claims in that
the City could alter the Ordinance.
Because the Ordinance was enacted during the pendency of
this appeal, we must assess whether its enactment impacts our
jurisdiction by rendering any of the claims moot.
Indeed, we
are obliged to address both mootness and standing to sue prior
to any merits questions.
See Warren v. Sessoms & Rogers, P.A.,
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676 F.3d 365, 370 (4th Cir. 2012) (“As a federal court, we must
investigate
whenever
the
that
limits
of
jurisdiction
our
is
subject-matter
fairly
in
jurisdiction
doubt.”
(internal
quotation marks omitted)).
A.
1.
The doctrine of mootness derives from the requirement of
Article
III
adjudicate
of
only
controversy.’”
2013).
in
a
the
Constitution
[those]
that
disputes
“federal
involving
courts
may
case
or
‘a
Williams v. Ozmint, 716 F.3d 801, 808 (4th Cir.
The case or controversy mandate demands that plaintiffs
federal
lawsuit
“continue
to
have
a
‘particularized,
concrete stake’ in the outcome of the case through all stages of
litigation.”
494
U.S.
Id. at 808-09 (quoting Lewis v. Cont’l Bank Corp.,
472,
479
(1990)).
But
when
a
party-plaintiff
has
already received “the relief he or she sought to obtain through
the
claim,”
“effective
omitted).
the
federal
relief.”
Id.
court
at
lacks
809
the
power
(internal
to
provide
quotation
marks
In such a situation, the claims of the plaintiff may
well be moot.
In this case, the City’s enactment of the Ordinance in May
of last year has provided the Appellants with a substantial part
of the relief they seek in this litigation.
Ordinance
adopted
the
nonpartisan
19
method
Specifically, the
of
nominating
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candidates
Filed: 03/17/2015
for
municipal
Pg: 20 of 28
elections,
thereby
rendering
inapplicable the open primary system that the Appellants seek to
challenge on constitutional grounds.
Appellants’
facial
and
as-applied
As explained below, the
freedom
of
association
and
equal protection challenges, to the extent they relate to future
partisan municipal elections, have been rendered moot, unless
they
are
saved
by
the
repetition
exception
argued
by
the
Appellants.
2.
As the Appellants maintain, we have recognized an exception
to the mootness doctrine for conduct “capable of repetition, yet
evading review.”
2011).
Lux v. Judd, 651 F.3d 396, 401 (4th Cir.
That exception might apply, for example, to an election-
related dispute when “there is a reasonable expectation that the
challenged
provisions
will
be
applied
again during future election cycles.”
marks
omitted).
The
repetition
against
the
plaintiffs
Id. (internal quotation
exception
is
narrow
one,
however, and it applies in exceptional situations only.
See
City of L.A. v. Lyons, 461 U.S. 95, 109 (1983).
a
Thus, “a party
seeking to invoke this exception to the mootness doctrine bears
the burden of showing its application.”
Williams, 716 F.3d at
810.
In these circumstances, the Appellants have not satisfied
their burden of establishing “a reasonable expectation” that the
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City will return to the partisan method of nominating candidates
in “future election cycles.”
See Lux, 651 F.3d at 401.
their
regard
contention
in
that
speculation and conjecture.
explained
its
nonpartisan
decision
municipal
is
predicated
Rather,
solely
on
In enacting the Ordinance, the City
to
shift
nomination
from
the
partisan
method.
The
to
the
Ordinance
specified that “Greenville is one of only eight municipalities
in South Carolina to have partisan municipal elections and the
national trend is for municipalities the size of Greenville to
have nonpartisan elections.”
No. 2014-25 (2014).
See Greenville, S.C., Ordinance
It also reasoned that the partisan method
“results in a prolonged campaign period” and fails to “promote[]
full participation by all voters in the electoral process.”
(emphasis omitted).
Id.
Because the Appellants have not shown a
reasonable expectation that the City will return to the partisan
municipal nomination method, the repetition exception is simply
inapplicable. 13
B.
We
claims
recognize,
are
Committee’s
mooted
facial
however,
by
and
the
that
not
all
Ordinance.
as-applied
13
freedom
of
the
Committee’s
Specifically,
of
association
the
and
As a consequence of the City’s enactment of the Ordinance
and our application of the mootness doctrine, Appellant Mitchell
is left with no viable claims for relief in this case.
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equal protection challenges to the supermajority requirement are
not impacted by the Ordinance.
Nor are the Committee’s claims
for declaratory and monetary relief for violations of its right
to freedom of association in previous municipal open primaries.
As to those claims, we turn to the Committee’s central appellate
contention with respect to the Second Opinion, that the district
court erred in ruling that the Committee lacks standing to sue.
1.
By
the
First
Opinion,
the
district
court
rejected
the
contentions of the then-plaintiffs that the open primary system
and the supermajority requirement facially violated the First
and
Fourteenth
Amendments.
As
reflected
below,
we
are
now
satisfied — as was the district court in its Second Opinion —
that the Appellants lack standing to pursue any facial or asapplied
challenges
to
future
partisan
municipal
elections.
Nevertheless, the State Party had standing to pursue the facial
challenges that were rejected by the First Opinion.
The State
Party, however, then abandoned the case and has not appealed.
As to the First Opinion, we are being asked to vacate an appeal
by
parties
standing,
(the
either
Appellants)
then
or
that
now.
have
had
Because
the
no
independent
Appellants
lack
standing to appeal, we cannot disturb the First Opinion.
See
Rhodes v. E.I. du Pont de Nemours & Co., 636 F.3d 88, 98-100
(4th Cir. 2011) (declining to review merits of denial of class
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action
Filed: 03/17/2015
certification
where
Pg: 23 of 28
appellants
subsequently
dismissed
related claims and thus lacked standing to pursue appeal).
2.
Next,
the
Committee
pursues
as-applied
freedom
of
association and equal protection challenges with respect to the
supermajority
argument,
requirement.
the
Committee
In
its
contends
freedom
that
of
the
association
supermajority
requirement unconstitutionally regulates a certified political
party’s
internal
processes
by
dictating
that
a
three-fourths
supermajority vote is required to alter a nomination procedure
to
a
convention.
supermajority
The
requirement
Committee
then
contravenes
maintains
the
Equal
that
the
Protection
Clause by requiring political parties to obtain a supermajority
vote in order to utilize the convention nomination procedure,
while the State permits other entities — such as churches and
corporations — to make similar decisions by a simple majority.
On those challenges, however, the Committee does not satisfy the
first
prong
of
the
standing
analysis,
that
is,
a
cognizable
injury.
As the Second Opinion recognized, the injuries alleged by
the Committee were actually suffered by another entity entirely
— the State Party, which is solely tasked with selecting the
partisan
nomination
Second Opinion 17.
procedure
for
Republican
primaries.
See
It is a “fundamental restriction on our
23
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authority that in the ordinary course, a litigant must assert
his or her own legal rights and interests, and cannot rest a
claim
to
parties.”
relief
on
the
legal
rights
or
interests
of
third
Hollingsworth v. Perry, 133 S. Ct. 2652, 2663 (2013)
(alterations
and
internal
quotation
marks
omitted).
The
Committee has thus failed to show a cognizable injury under its
First
or
lacks
Fourteenth
standing
Amendment
to
sue
contentions,
with
regard
to
and
the
the
Committee
supermajority
requirement.
3.
Finally,
the
Committee
seeks
declaratory
and
monetary
relief for violations of its right to freedom of association in
previous partisan municipal elections.
Committee
contends
that
More specifically, the
the
open
primary
system
unconstitutionally required the Committee to conduct and pay for
those
open
primaries,
in
situation,
which
the
registered
Democrats
participated.
In
this
traceability
prong
of
the
Committee
standing
cannot
analysis.
satisfy
In
order
the
to
satisfy that prong, the Committee was obliged to show that its
injury
“fairly
can
be
traced
to
the
challenged
action.”
Marshall v. Meadows, 105 F.3d 904, 906 (4th Cir. 1997) (internal
quotation
marks
omitted).
Here,
South Carolina’s open primary.
the
“challenged
action”
is
In Marshall, we determined that
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the
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plaintiffs
lacked
Pg: 25 of 28
standing
to
challenge
Virginia’s
open
primary statutes, reasoning that
it [was] not the Open Primary Law that [was] the cause
of the plaintiffs’ alleged injury.
Rather, it [was]
the decision of the Virginia Republican Party to
conduct an “open” primary that [caused] this alleged
injury, as there is:
(1) nothing unconstitutional
about a political party’s choice of an “open” primary;
and
(2) simply
no
indication
that
the
Virginia
Republican Party would have a “closed” primary in the
absence of the Open Primary Law.
Id. (emphasis and citations omitted).
Accordingly, we ruled
that the absence of the Virginia Republican Party as a partydefendant in Marshall deprived the plaintiffs of standing to
sue.
Id.
Here
traceable
too,
to
the
the
Committee’s
decision
of
alleged
the
injuries
State
Party
nominees by way of the open primary system.
Opinion
explained,
“‘stands
directly
the
State
between
Party
[the
is
to
fairly
select
its
Thus, as the Second
an
Committee]
were
intermediary
and
the
that
challenged
conduct in a way that breaks the causal chain’” between the open
primary
system
and
the
Committee’s
freedom
of
association
claims.
See Second Opinion 17 (quoting Frank Krasner Enters.,
Ltd.
Montgomery
v.
2005)).
Cnty.,
Md.,
401
F.3d
230,
236
(4th
Cir.
Because the State Party is not a party-defendant in
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litigation,
the
Committee
Pg: 26 of 28
is
unable
to
satisfy
the
traceability prong of the standing analysis. 14
Contrary
to
the
Committee’s
contention,
our
decision
in
Miller v. Brown, 462 F.3d 312 (4th Cir. 2006), does not dictate
some
other
conclusion.
In
Miller,
a
local
political
organization contested the open primary system in Virginia that
was challenged in Marshall.
See Miller, 462 F.3d at 316.
When
Miller was decided, however, the Virginia Republican Party had
already taken steps to implement its use of closed primaries.
Id. at 318.
amended
its
Specifically, the Virginia Republican Party had
plan
of
organization
to
“exclude
voters
who
participated in the nomination process of another party within
the preceding five years from voting in the Republican primary.”
Id. at 314.
political
In that circumstance, we concluded that the local
organization
had
standing
to
sue,
because
it
was
seeking to enforce the Virginia Republican Party’s desire to
14
We also agree with the Second Opinion that the Committee
is unable to establish the redressability prong of the standing
analysis.
If
South
Carolina’s
open
primary
system
is
unconstitutional, we would likely be unable to compel the State
Party to conduct closed primaries, as such a court order may
well violate the Constitution. See Tashjian v. Republican Party
of Conn., 479 U.S. 208, 224 (1986) (recognizing that a court
“may not constitutionally substitute its own judgment for that
of the [p]arty,” as the “[p]arty’s determination of the
boundaries of its own association, and of the structure which
best allows it to pursue its political goals, is protected by
the Constitution”) (internal quotation marks omitted)).
26
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conduct closed primaries.
that
situation
from
Republican
Party
primaries.
Id.
the
had
Id. at 318.
one
not
Pg: 27 of 28
in
yet
We readily distinguished
Marshall,
implemented
where
its
the
use
Virginia
of
closed
Thus, the plaintiffs in Marshall were merely
challenging the Party’s desire to conduct open primaries, not
the open primary system itself.
Id.
Miller is not applicable here because, unlike the Virginia
Republican Party in Miller, the State Party has done nothing, on
this record, that seeks to conduct closed primaries in South
Carolina.
that
in
Accordingly, this situation more closely resembles
Marshall,
with
the
Committee
challenging
Party’s decision to conduct open primaries.
the
State
Thus, the Committee
lacks standing to pursue its claims for declaratory and monetary
relief based on alleged constitutional violations in previous
partisan municipal elections. 15
IV.
Pursuant
to
the
foregoing,
we
dismiss
as
moot
the
Appellants’ facial and as-applied challenges to future partisan
15
Finally, the Committee erroneously contends that the
State Party’s platform — vaguely indicating support for a closed
primary system — is sufficient to establish standing for the
Committee’s freedom of association claims. As recognized in the
Second Opinion, however, the Party’s platform “at most states a
possible preference or partiality for [open] primaries . . .
[which] is undoubtedly trumped by its rules and conduct.”
See
Second Opinion 21.
27
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municipal elections.
sue,
the
facial
Pg: 28 of 28
We also dismiss, for lack of standing to
challenges
to
the
supermajority
requirement.
Finally, we affirm the dismissal, for lack of standing to sue,
of the as-applied challenges to the supermajority requirement,
as well as the claims for declaratory and monetary relief with
respect to previous partisan municipal elections.
AFFIRMED IN PART
AND DISMISSED IN PART
28
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