Edmund Goins v. Warden, Perry Correctional In
Filing
UNPUBLISHED PER CURIAM OPINION filed. Originating case number: 5:12-cv-00267-JMC. Copies to all parties and the district court/agency. [999378116]. Mailed to: Robert Dressel, Ethan Simon, Jacky Werman. [13-6407]
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UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 13-6407
EDMUND GOINS,
Petitioner - Appellant,
v.
WARDEN, PERRY CORRECTIONAL INSTITUTION,
Respondent - Appellee.
Appeal from the United States District Court for the District of
South Carolina, at Orangeburg.
J. Michelle Childs, District
Judge. (5:12-cv-00267-JMC)
Argued:
May 14, 2014
Decided:
June 18, 2014
Before GREGORY and THACKER, Circuit Judges, and DAVIS, Senior
Circuit Judge.
Affirmed by unpublished per curiam opinion.
ARGUED: Robert Dressel, UNIVERSITY OF VIRGINIA SCHOOL OF LAW,
Charlottesville, Virginia, for Appellant.
James Anthony Mabry,
OFFICE OF THE ATTORNEY GENERAL OF SOUTH CAROLINA, Columbia,
South Carolina, for Appellee. ON BRIEF: Stephen L. Braga, Kevin
Cope, Ethan Simon, Third Year Law Student, Jacky Werman, Third
Year Law Student, Appellate Litigation Clinic, UNIVERSITY OF
VIRGINIA
SCHOOL
OF
LAW,
Charlottesville,
Virginia,
for
Appellant.
Alan Wilson, Attorney General, John W. McIntosh,
Deputy Attorney General, Donald J. Zelenka, Senior Assistant
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Deputy Attorney General, OFFICE OF THE ATTORNEY GENERAL OF SOUTH
CAROLINA, Columbia, South Carolina, for Appellee.
Unpublished opinions are not binding precedent in this circuit.
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PER CURIAM:
Appellant Edmund Goins (“Appellant”), an inmate in the
custody of the state of South Carolina, petitions for a writ of
habeas corpus in connection with his life sentence for assault
and battery with intent to kill (“ABWIK”).
He argues that his
trial counsel was ineffective under Strickland v. Washington,
466 U.S. 668 (1984), for failing to present evidence of his
mental health issues in order to negate the mens rea required
for an ABWIK conviction.
On state habeas review, the South Carolina Court of
Appeals
rejected
reasoning
that
Appellant’s
his
counsel’s
ineffective
failure
to
assistance
present
the
claim,
mental
health evidence could not have prejudiced the outcome of his
trial because South Carolina does not recognize a diminished
capacity defense.
See Goins v. State (“Goins I”), No. 2010–UP–
339, 2010 WL 10080077, at *1 (S.C. Ct. App. June 29, 2010).
The
District Court for the District of South Carolina agreed.
See
Goins v. Warden, Perry Corr. Inst. (“Goins II”), No. 5:12–cv–
00267-JMC,
2013
WL
652995
(D.S.C.
February
21,
2013).
We
granted a Certificate of Appealability (“COA”) “on the issue of
whether [Appellant] received ineffective assistance of counsel
based on his claim that his trial attorney failed to adequately
investigate or present evidence regarding [his] mental health
issues.”
3
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We conclude that Appellant’s challenge is, at bottom,
a challenge to a state court’s interpretation and application of
its own law, the federal ramifications of which have not been
preserved for our review.
Consequently, we affirm the judgment
of the district court.
I.
On
May
maximum-security
30,
2000,
cell
within
Appellant
the
was
incarcerated
Cherokee
County
in
a
Detention
Center in Cherokee County, South Carolina, where he was awaiting
trial on several counts of breaking and entering.
Appellant had
spent the day engaging in a variety of disciplinary infractions,
including flooding his toilet, dismantling a mop, and blocking
the view into his cell.
He was naked, as his uniform had been
confiscated, save for a pair of underwear that he was wearing on
his head, he says, to “keep [his] head warm.”
J.A. 176. 1
In
response to Appellant’s escalating infractions, two correctional
officers, Officers Blackwell and Wisher, asked cellblock control
to open his cell door.
Once the door was opened, Appellant
rushed out, wielding a pillow and a filed metal rod.
ensuing
melee,
Appellant
stabbed
1
Officer
Blackwell
In the
several
Citations to the “J.A.” refer to the Joint Appendix filed
by the parties in this appeal.
4
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times.
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Officer Wisher and a second inmate, Trustee Ellis, were
stabbed when they attempted to intervene.
As a result of this incident, Appellant was indicted
in
the
Cherokee
County
counts of ABWIK.
Court
of
General
Sessions
for
three
On July 23, 2001, a jury convicted Appellant
on one count of ABWIK, for the attack on Officer Blackwell, and
two counts of the lesser included offense of assault and battery
of a high and aggravated nature (“ABHAN”), for the attacks on
Officer
Wisher
history,
which
court
and
Trustee
included
sentenced
a
Ellis.
prior
Appellant
to
Based
ABWIK
a
on
his
conviction,
mandatory
criminal
the
state
of
life
term
imprisonment without parole on the ABWIK count, see S.C. Code
Ann.
§
17-25-45,
and
to
two
consecutive
imprisonment on the ABHAN counts.
terms
of
ten
years
Appellant’s direct appeal, in
which he filed a pro se brief asserting ineffective assistance
of counsel, was unsuccessful.
On March 9, 2004, Appellant filed an application for
post-conviction
relief
(“PCR”)
in
state
court.
In
that
application, he argued that his trial counsel was ineffective
for
failing
to
investigate
or
present
at
trial
concerning his history of mental health problems.
22,
2005,
Appellant’s
testified,
the
PCR
claims.
and
court
conducted
Both
Appellant
an
Appellant
submitted
5
On September
evidentiary
and
his
various
evidence
hearing
on
trial
counsel
medical
records
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related
to
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his
evidence”).
stays
at
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area
hospitals
(the
“mental
health
Appellant did not present any expert testimony in
support of his claims.
On
granting
July
3,
Appellant
conviction.
2006,
habeas
the
PCR
relief
on
court
all
entered
three
an
order
counts
of
The PCR court found, inter alia, that Appellant had
a documented history of diagnoses for mood disorder, bipolar
disorder,
polysubstance
personality disorder.
related
disorder,
and
antisocial
In the PCR court’s view,
[I]f a jury had been exposed to evidence of
the
Applicant’s
prior
episode
of
decomposition where he stripped off his
clothes and engaged in aberrant behavior, 2
there is a reasonable probability sufficient
to undermine confidence in the outcome of
this
trial,
that
the
jury
would
have
interpreted the Applicant’s conduct on May
30, 2000, as impulsive and dangerous, but
insufficient to support a finding of [the
mens rea required for ABWIK]. . . . [and]
returned three convictions on ABHAN, as
opposed to two convictions on ABHAN and one
for AB[W]IK.
2
Appellant’s medical records contain reference to an
incident that occurred in 1997, when Appellant was first
diagnosed
with
bipolar
disorder.
See
J.A.
384-86.
Specifically, on October 3, 1997, Appellant took off all of his
clothes and climbed a water tower because he believed he was
speaking with God.
See id. at 316-17, 384.
Immediately
following this incident, Appellant was involuntarily committed
to the Dorothea Dix Hospital in Raleigh, North Carolina. He was
released on October 9, 1997, over two and a half years before he
engaged in the conduct giving rise to the ABWIK conviction at
issue in the instant case.
6
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J.A. 495 (internal citations omitted).
On July 30, 2007, the state of South Carolina filed a
petition for a writ of certiorari to the South Carolina Supreme
Court.
That court transferred the appeal to the South Carolina
Court of Appeals, which granted the petition for the writ of
certiorari
on
March
11,
2009.
The
South
Carolina
Court
of
Appeals reversed the PCR Court’s grant of post-conviction relief
and reinstated the three convictions on June 29, 2010.
In its opinion, the South Carolina Court of Appeals
acknowledged
the
mental
health
evidence,
but
emphasized
that
Appellant had not “put forth any evidence that he was either
insane at the time of the assaults or incompetent at the time of
trial.”
Goins I, No. 2010–UP–339, 2010 WL 10080077, at *1 (S.C.
App. June 29, 2010).
prejudice
analysis
It went on to characterize the PCR court’s
as
“tantamount
to
a
recognition
of
the
defense of diminished capacity, 3 which we do not recognize in
3
The South Carolina Supreme Court
diminished capacity defense as follows:
has
described
The diminished capacity doctrine allows a
defendant to offer evidence of his mental
condition with respect to his capacity to
achieve the mens rea required for the
commission of the offense charged.
In
particular, the defense may be invoked to
negate specific intent, where such intent is
an
element
of
the
offense
charged.
Diminished
capacity
differs
from
the
insanity defense in that it may be raised by
(Continued)
7
the
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this state.”
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Id. at *1 (citations omitted).
Consequently, the
South Carolina Court of Appeals concluded, Appellant had failed
to demonstrate that his trial counsel’s failure to introduce
this evidence “undermine[d] confidence in the outcome of the
trial.”
Id. (citing Porter v. McCollum, 558 U.S. 30, 42-44
(2009) (per curiam)).
Appellant
unsuccessfully
sought
discretionary
review
of the South Carolina Court of Appeals’ decision in the South
Carolina
Supreme
Court.
Thereafter,
on
January
26,
2012,
Appellant filed a federal habeas petition pursuant to 28 U.S.C
§ 2254 in the United States District Court for the District of
South Carolina.
In his petition, he again argued that he was
denied effective assistance of counsel when his trial counsel
failed to investigate his mental health disorders and present
the mental health evidence.
On February 21, 2013, the district
court dismissed the petition and denied a COA.
See Goins II,
No. 5:12–cv–00267-JMC, 2013 WL 652995, at *4 (D.S.C. February
21, 2013).
18,
2013,
Appellant timely filed a notice of appeal on March
and
we
granted
a
COA
“on
the
issue
of
whether
a defendant who has conceded to be legally
sane.
Gill v. State, 552 S.E.2d 26, 32 (S.C. 2001) (internal citations
omitted).
8
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[Appellant] received ineffective assistance of counsel based on
his
claim
that
his
trial
attorney
failed
to
adequately
investigate or present evidence regarding [his] mental health
issues.”
II.
Although we review de novo a district court’s decision
on a petition for a writ of habeas corpus that is based on the
state court record, see Barnes v. Joyner, --- F.3d ----, 2014 WL
1759085, at *6 (4th Cir. May 5, 2014), we review the underlying
state court judgment pursuant to the deferential standards set
forth in the Antiterrorism and Effective Death Penalty Act of
1996 (“AEDPA”).
The relevant statute permits a federal court to grant
relief to a state petitioner “only on the ground that he is in
custody in violation of the Constitution or laws or treaties of
the United States.”
28 U.S.C. § 2254(a); see also Wilson v.
Corcoran, 131 S. Ct. 13, 16 (2010) (per curiam) (“‘[F]ederal
habeas corpus relief does not lie for errors of state law.’”
(quoting Estelle v. McGuire, 502 U.S. 62, 67 (1991))).
claim
has
been
adjudicated
on
the
merits
in
a
state
When a
court
proceeding, habeas relief is permissible under AEDPA only if the
state court’s determination:
(1) resulted in a decision that was contrary
to, or involved an unreasonable application
of, clearly established Federal law, as
9
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determined by the
United States; or
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Supreme
Court
of
the
(2) resulted in a decision that was based on
an unreasonable determination of the facts
in light of the evidence presented in the
State court proceeding.
28 U.S.C. § 2254(d).
We must also presume the correctness of
the state court’s factual findings unless rebutted by clear and
convincing evidence, see id. § 2254(e)(1), and we are bound by
“a
state
court’s
announced
on
Bradshaw
v.
interpretation
direct
Richey,
appeal
546
of
U.S.
of
state
the
law,
including
challenged
74,
76
one
conviction,”
(2005)
(per
curiam)
(citations omitted).
As
repeatedly
the
Supreme
emphasized,
Court
AEDPA
of
the
imposes
United
States
a
“highly
has
deferential
standard for evaluating state-court rulings” that “demands that
state-court
Woodford
v.
decisions
Visciotti,
be
given
537
U.S.
the
19,
(internal quotation marks omitted).
is
not
whether
a
federal
court
benefit
24
of
the
(per
(2002)
doubt.”
curiam)
“The question under AEDPA
believes
the
state
court’s
determination was incorrect but whether that determination was
unreasonable —-a substantially higher threshold.”
Landrigan, 550 U.S. 465, 473 (2007).
Schriro v.
Accordingly, “[a] state
court’s determination that a claim lacks merit precludes federal
habeas relief so long as ‘fairminded jurists could disagree’ on
the correctness of the state court’s decision.”
10
Harrington v.
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Richter,
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131
S.
Ct.
770,
Pg: 11 of 18
786
(2011)
Alvarado, 541 U.S. 652, 664 (2004)).
(quoting
Yarborough
v.
A state prisoner, in other
words, “‘must show that the state court’s ruling on the claim
being presented in federal court was so lacking in justification
that
there
was
existing
an
law
error
well
beyond
understood
any
and
comprehended
possibility
for
in
fairminded
disagreement’” in order to obtain habeas relief from a federal
court.
White v. Woodall, 134 S. Ct. 1697, 1702 (2014) (quoting
Harrington, 562 U.S. at 786-87).
To establish ineffective assistance under Strickland
v. Washington, 466 U.S. 668 (1984), a state habeas petitioner
must demonstrate not only that (1) his counsel’s performance was
deficient and (2) he suffered prejudice as a result, but also
that “the state court’s rejection of [the] claim of ineffective
assistance
of
counsel
was
‘contrary
to,
or
involved
an
unreasonable application of’ Strickland, or it rested ‘on an
unreasonable determination of the facts in light of the evidence
presented in the State court proceeding.’”
558
U.S.
30,
§ 2254(d)).
performance
suffered
39
the
(per
curiam)
(quoting
28
U.S.C.
Notably, we need not address whether “counsel’s
was
by
deficient
the
deficiencies.”
that
(2009)
Porter v. McCollum,
state
defendant
before
as
a
examining
result
the
of
Strickland, 466 U.S. at 697.
court
“reasonably
11
could
have
the
prejudice
alleged
If we determine
concluded
that
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[Appellant] was not prejudiced by counsel’s actions,” then we
need proceed no further with Appellant’s claim.
Premo v. Moore,
131 S. Ct. 733, 745 (2011).
Under Strickland’s prejudice prong, “[t]he defendant
must show that there is a reasonable probability that, but for
counsel’s unprofessional errors, the result of the proceeding
would have been different.”
Supreme
Court,
“[a]
466 U.S. at 694.
reasonable
probability
As defined by the
is
a
sufficient to undermine confidence in the outcome.”
probability
Id.
“When
a defendant challenges a conviction, the question is whether
there
is
errors,
a
reasonable
probability
the
factfinder
would
respecting guilt.”
that,
have
Id. at 695.
had
absent
a
reasonable
doubt
“The likelihood of a different
result must be substantial, not just conceivable.”
131 S. Ct. at 792.
[counsel’s]
Harrington,
In determining whether there is a reasonable
probability of a different result, we “consider all the relevant
evidence that the jury would have had before it if [counsel] had
pursued [a] different path.”
Wong v. Belmontes, 558 U.S. 15, 19
(2009) (per curiam) (emphasis omitted).
that
was
adduced
at
trial
as
well
This includes evidence
as
presented until post-conviction review.
41; see also Strickland, 466 U.S. at 696.
12
that
which
was
not
See Porter, 558 U.S. at
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III.
In
this
appeal,
Appellant
argues
that
his
trial
counsel’s failure to introduce evidence of his mental health
issues to negate the mens rea required for his ABWIK conviction
amounted
to
ineffective
conclude
that
the
assistance
South
Carolina
under
Court
Strickland.
of
Appeals
We
neither
unreasonably applied clearly established federal law nor made an
unreasonable determination of the facts in dismissing this claim
for lack of merit.
See 28 U.S.C. § 2254(d).
A.
We turn first to Appellant’s argument that the South
Carolina
Court
of
conclude
that
the
prohibited
Br.
must
“unreasonably
[mental
‘diminished
Appellant’s
Appellant
Appeals
25.
health
capacity’
In
demonstrate
applied
evidence]
defense
to
prevail
that
the
South
law
constituted
under
order
the
on
state
this
Carolina
to
a
law.”
theory,
Court
of
Appeals’ adjudication of his claim “resulted in a decision that
.
.
.
involved
an
unreasonable
application
of,
clearly
established Federal law, as determined by the Supreme Court of
the United States.”
28 U.S.C. § 2254(d)(1).
A state court
decision is an “unreasonable application of” clearly established
federal
governing
law
when
legal
the
rule
state
from
court
[the
13
“identifies
Supreme]
the
Court’s
correct
cases
but
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unreasonably applies it to the facts of the particular state
prisoner’s case.”
Williams v. Taylor, 529 U.S. 362, 407 (2000).
Here, the South Carolina Court of Appeals correctly
identified
established
assistance
Strickland
Federal
claim.
and
law”
See
its
progeny
governing
Goins
I,
as
the
Appellant’s
No.
“clearly
ineffective
2010–UP–339,
2010
WL
10080077, at *1 (S.C. App. June 29, 2010) (citing Strickland v.
Washington, 466 U.S. 668, 697 (1984))).
It went on to rely on
two state court decisions, Gill v. State, 552 S.E.2d 26 (S.C.
2001), 4 and State v. Santiago, 634 S.E.2d 23 (S.C. Ct. App.
2006), 5 to conclude that the PCR court’s finding of prejudice
4
Gill is the seminal case in South Carolina on diminished
capacity. In that case, the trial court permitted the defendant
to call an expert witness, who testified that the defendant had
borderline mental capacity and an antisocial personality. Gill,
522 S.E.2d at 32. The expert opined that, as a result of these
conditions,
the
defendant
“could
not
formulate
malice
aforethought, an essential element of murder.”
Id.
The
defendant asked for a diminished capacity instruction at the
close of trial, and the judge refused.
See id.
The South
Carolina Supreme Court affirmed, holding, “[t]he trial judge did
not err by refusing to charge diminished capacity because it is
not recognized in South Carolina.” Id.
5
In Santiago, the trial court refused a defendant’s request
to have an expert witness testify during trial “that because of
[the defendant’s] Asperger’s disorder he did not have the
requisite mental state to commit murder nor the ability to
provide a voluntary confession.”
634 S.E.2d at 161-62.
The
South
Carolina
Court
of
Appeals
affirmed,
observing,
“[e]ssentially, defense counsel argued that [the defendant] was
culpable of a lesser offense because of his diminished capacity.
However, the diminished capacity defense is not recognized in
South Carolina.” Id. at 162.
14
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under Strickland was “tantamount to a recognition of the defense
of
diminished
state.”
capacity,
which
we
do
not
recognize
Goins I, 2010 WL 10080077, at *1.
in
this
Having found that
the evidence presented to the PCR court was thus inadmissible
for
Appellant’s
intended
purpose
as
a
matter
of
state
evidentiary law, the South Carolina Court of Appeals determined
Appellant could not have been prejudiced within the meaning of
Strickland by its absence.
Appellant
See id.
contends
the
South
Carolina
Court
of
Appeals’ decision erroneously “conflated the affirmative defense
of diminished capacity with more traditional defensive efforts
to introduce evidence to undermine the prosecution’s burden” of
proving intent.
cases
from
Appellant’s Br. 27.
state
courts,
district
He points to a plethora of
courts,
and
other
circuit
courts of appeals in support of his theory that South Carolina
has apparently settled on an “incorrect definition of diminished
capacity.”
Id. at 33.
What other courts may think of South
Carolina law, however, is of no moment -- “[i]t is beyond the
mandate
of
federal
interpretation
by
Richardson
Branker,
v.
habeas
state
courts
courts
668
F.3d
of
[]
a
128,
to
state’s
141
(4th
correct
own
Cir.
the
laws.”
2012)
(alteration in original) (internal quotation marks omitted); see
also Wilson v. Corcoran, 131 S. Ct. 13, 16 (2010) (per curiam)
(“‘[F]ederal habeas corpus relief does not lie for errors of
15
Appeal: 13-6407
state
Doc: 42
law’”
(1991))). 6
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(quoting
Estelle
Pg: 16 of 18
v.
McGuire,
502
U.S.
62,
67
Consequently, in analyzing Appellant’s ineffective
assistance claim, we are bound by the South Carolina Court of
Appeals’ interpretation of South Carolina’s evidentiary rules.
See Bradshaw v. Richey, 546 U.S. 74, 76 (2005) (per curiam)
(“[A] state court’s interpretation of state law, including one
announced on direct appeal of the challenged conviction, binds a
federal court sitting in habeas corpus.”).
In
light
of
the
foregoing
principles,
we
will
not
disturb the South Carolina Court of Appeals’ conclusion that
Appellant was not prejudiced within the meaning of Strickland
when his trial counsel failed to make an attempt to introduce
inadmissible evidence.
As the Fifth Circuit recently observed,
“the failure to make a meritless attempt at introducing evidence
could not have prejudiced [the petitioner] because the evidence
ultimately would not have been introduced.”
Garza v. Stephens,
738 F.3d 669, 677 (5th Cir. 2013); see also Hoots v. Allsbrook,
6
We
must
reject
Appellant’s
attempt
to
give
a
constitutional dimension to this argument through invocation of
the Due Process Clause.
Although we do not doubt a habeas
petitioner’s ability to challenge a state evidentiary scheme as
violative of his due process rights, see, e.g., Clark v.
Arizona, 548 U.S. 735 (2006), any such challenge falls well
outside of the COA in this case, see United States v. Nicholson,
475 F.3d 241, 244 (4th Cir. 2007) (observing that a petitioner’s
“appeal is limited” to the specific issue or issues identified
in the COA); see also 28 U.S.C. § 2253(c).
16
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Doc: 42
F.2d
Filed: 06/18/2014
1214,
counsel’s
1222
“decision
evidence .
counsel”).
.
.
did
(4th
not
to
not
Cir.
Pg: 17 of 18
1985)
attempt
constitute
to
(holding
introduce
ineffective
that
trial
inadmissible
assistance
of
Indeed, even taking Appellant’s arguments at face
value, his failure to make a specific proffer to the PCR court
as to what an expert witness would have testified regarding the
mental health evidence, had trial counsel properly investigated
and
sought
to
present
such
testimony,
reduces
any
claim
prejudice to mere speculation and is fatal to his claim.
of
See
Beaver v. Thompson, 93 F.3d 1186, 1195 (4th Cir. 1996) (“[A]n
allegation of inadequate investigation does not warrant habeas
relief absent a proffer of what favorable evidence or testimony
would have been produced.”); Bassette v. Thompson, 915 F.2d 932,
940-41 (4th Cir. 1990) (appellant’s failure to “advise us of
what an adequate investigation would have revealed or what these
witnesses might have said, if they had been called to testify”
was fatal to his ineffective assistance of counsel claim).
Consequently, we hold that the South Carolina Court of
Appeals’ decision rejecting Appellant’s ineffective assistance
claim was not an unreasonable application of clearly established
federal law.
B.
We need only briefly consider Appellant’s second and
final argument, i.e., that the South Carolina Court of Appeals
17
Appeal: 13-6407
Doc: 42
Filed: 06/18/2014
Pg: 18 of 18
“unreasonabl[y] appli[ed] . . . the historical facts” when it
“assum[ed]
introduce
rea.”
that
his
[Appellant]
mental
Appellant’s
would
not
health-related
Br.
37.
have
been
evidence
Although
to
allowed
negate
Appellant
to
mens
appears
to
present this theory in terms of a factual challenge under 28
U.S.C. § 2254(d)(2), it is little more than a reimagining of his
first
argument
under
28
U.S.C.
§ 2254(d)(1).
In
any
event,
inasmuch as Appellant has wholly failed to demonstrate that any
of
the
South
Carolina
Court
of
Appeals’
“factual
determination[s]” as to the admissibility of the mental health
evidence were “objectively unreasonable in light of the record
before the court,” Merzbacher v. Shearin, 706 F.3d 356, 364 (4th
Cir.
2013)
(internal
quotation
marks
omitted),
we
readily
conclude he is not entitled to habeas relief under 28 U.S.C.
§ 2254(d)(2).
IV.
For
the
foregoing
reasons,
the
judgment
of
the
district court is
AFFIRMED.
18
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