Iris Foster v. University of MD Eastern Shore
Filing
PUBLISHED AUTHORED OPINION filed. Originating case number: 1:10-cv-01933-TJS. [999587597]. [14-1073]
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PUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 14-1073
IRIS FOSTER,
Plaintiff - Appellant,
v.
UNIVERSITY OF MARYLAND-EASTERN SHORE,
Defendant - Appellee.
-----------------------METROPOLITAN WASHINGTON EMPLOYMENT LAWYERS ASSOCIATION,
Amicus Supporting Appellant.
Appeal from the United States District Court for the District of
Maryland, at Baltimore.
Paul W. Grimm, Magistrate Judge;
Timothy J. Sullivan, Magistrate Judge. (1:10-cv-01933-TJS)
Argued:
January 27, 2015
Decided:
May 21, 2015
Before KEENAN, WYNN, and FLOYD, Circuit Judges.
Affirmed in part, reversed in part, and remanded by published
opinion. Judge Floyd wrote the opinion, in which Judge Keenan
and Judge Wynn joined.
ARGUED: Leizer Z. Goldsmith, THE GOLDSMITH LAW FIRM, LLC,
Washington, D.C., for Appellant.
Carl N. Zacarias, OFFICE OF
THE ATTORNEY GENERAL OF MARYLAND, Baltimore, Maryland, for
Appellee.
ON BRIEF:
Douglas F. Gansler, Attorney General of
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Maryland, OFFICE OF THE ATTORNEY GENERAL OF MARYLAND, Baltimore,
Maryland, for Appellee.
Richard R. Renner, KALIJARVI, CHUZI,
NEWMAN & FITCH, P.C., Washington, D.C.; Denise M. Clark, CLARK
LAW GROUP, PLLC, Washington, D.C.; Ellen K. Renaud, SWICK &
SHAPIRO, Washington, D.C., for Amicus Curiae.
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FLOYD, Circuit Judge:
This
appeal
concerns
the
effect
of
the
Supreme
Court’s
decision in University of Texas Southwestern Medical Center v.
Nassar, 133 S. Ct. 2517 (2013), on what Title VII retaliation
plaintiffs must show to survive a motion for summary judgment.
In
Nassar,
the
Court
held
that
a
successful
retaliation
plaintiff must prove that retaliatory animus was a but-for cause
of the challenged adverse employment action, eliminating mixedmotive liability under the “lessened” motivating factor test.
However, the Nassar Court was silent as to the application of
but-for causation in McDonnell Douglas pretext cases.
Because
we
Douglas
conclude
that
Nassar
did
not
alter
the
McDonnell
analysis for retaliation claims, we reverse in part the district
court’s grant of summary judgment.
I.
On
March
12,
2007,
Plaintiff-Appellant
Iris
Foster
was
hired by Defendant-Appellee the University of Maryland-Eastern
Shore
(the
University)
as
a
campus
1
police
officer. 1
Her
In reviewing de novo the district court’s order granting
summary judgment to the University, we “view the facts and all
justifiable inferences arising therefrom in the light most
favorable to” Foster, as the nonmoving party. Libertarian Party
of Va. v. Judd, 718 F.3d 308, 312 (4th Cir. 2013).
The
following statement of facts conforms to this standard.
3
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appointment
was
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subject
to
a
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standard
six-month
probationary
period, during which she was essentially an at-will employee.
The campus police department was supervised by Lawrence Wright.
Rudolph Jones, one of Foster’s new coworkers, supervised the
campus security guards and reported directly to Wright.
Foster
and Jones worked in the same building.
According to Foster’s uncontradicted evidence, Jones began
sexually harassing Foster before she even started work: He spied
on her while she was being fitted for her new uniform in a state
of partial undress.
The harassment continued during Foster’s
first month on the job.
her,
made
lewd
or
Among other things, Jones stared at
suggestive
comments
about
her,
kissed
and
pinched her on the cheek, and pressed his groin against her
buttocks while laying his arm across her breasts.
A month after the harassment began, Foster notified her
superiors about Jones’s inappropriate sexual conduct.
First,
she spoke to Wright, who tried to resolve the matter informally
by meeting with Foster and Jones that same day.
Foster then
told the University’s Director of Human Resources, Marie Billie,
that Jones had sexually harassed her, and later sent Billie a
written complaint detailing Jones’s harassment.
Billie investigated Foster’s allegations and concluded that
Jones had acted inappropriately.
She therefore recommended to
the
for
University’s
Vice
President
4
Administrative
Affairs,
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Ronnie Holden, that he discipline Jones.
Among other things,
Billie recommended that Holden transfer Jones away from his role
as supervisor of campus security guards, require him to take
sexual
harassment
training,
Chance
Agreement”
putting
and
him
require
on
him
notice
to
that
sign
he
a
“Last
would
be
immediately terminated upon any further violation of University
policy.
Holden immediately adopted Billie’s recommendations and
punished Jones accordingly. 2
According to Foster, however, she was also punished by the
University
for
complaining
about
Jones.
A
few
weeks
before
Foster’s probationary period was to end, Wright extended her
probation by an additional six months.
Although the department
regularly extended the probation of all new hires pursuant to
University policy, Foster claims that her probation was extended
in retaliation for her complaints.
the
University
months
by
retaliated
changing
her
against
schedule
Foster further claims that
her
over
without
the
notice,
next
several
denying
her
tuition remission, denying her light duty following an injury,
and barring her from attending a training session while she was
on injury leave.
During this time, Foster complained repeatedly
2
Foster does not allege that Jones engaged in any further
sexual harassment after he was disciplined.
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Wright
and
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Billie
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about
the
perceived
incidents
of
retaliation.
Less than a month after Foster’s last complaint, Wright
recommended Foster for termination. 3
Billie and Holden reviewed
Wright’s recommendation and ultimately agreed that Foster should
be fired.
Holden notified Foster of her termination on October
29, 2007, in a letter that did not explain the reasons for
Foster’s termination.
During the course of this litigation, Billie and Holden
have provided several justifications for firing Foster.
They
observed that Foster had used almost all of her personal and
sick leave for the year in relatively short time; that she was
inflexible when asked to come in early or stay past the end of
her scheduled shift; and that she was not a team player.
also
allegedly
observed
that
Foster
had
been
They
disciplined
by
Wright for moving a table into a police holding cell without
permission—purportedly
threatening
officer
safety—and
for
revising certain interoffice forms. 4
3
Because Foster was still on probation, she was technically
“rejected on probation.”
J.A. 124, 1049.
For the sake of
clarity, we refer to this rejection as a termination.
4
Foster and one of her coworkers testified that Foster
edited the forms at Wright’s request and that Wright praised the
work. Wright issued a written reprimand to Foster regarding the
forms on June 4, 2014—two months after Foster edited the forms,
and one day before Billie disciplined Jones.
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In her deposition, Billie candidly offered an additional
reason for terminating Foster: “everything that ever happened
[Foster] attributed to the sexual harassment complaint,” and she
“couldn’t move on” or “get past [the harassment].”
Billie
believed
experience
Foster
and
was
officer
that
an
became
Foster
University
she
was
preoccupied
“unacceptable
because
retaliation.
Foster
fit”
fixated
with
on
it.
her
She
for
the
too
complained
J.A. 323–24.
often
harassment
agreed
position
about
appealed
System
of
her
termination,
Maryland
first
Grievance
(EEOC),
with
which
the
found
Equal
Employment
insufficient
this
suit.
Her
then
Foster then filed
evidence
complaint
and
the
A Maryland
Opportunity
complaint and issued a right-to-sue letter.
initiated
perceived
through
Procedure
Administrative Law Judge rejected her appeal.
complaint
police
J.A. 323.
before the state Office of Administrative Hearings.
a
of
that
to
Commission
support
her
Foster subsequently
alleges
three
causes
of
action under Title VII of the Civil Rights Act of 1964, 42
U.S.C.
§ 2000e
et
seq.:
discriminatory
termination
based
on
gender, retaliatory termination, and the creation of a hostile
work environment.
The district court granted the University summary judgment
on the discriminatory termination and hostile work environment
claims, but denied summary judgment on the retaliation claim.
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After working through the McDonnell Douglas framework, it held
that (1) “a reasonable jury could find that [the] instances in
which Defendant made it more difficult for Plaintiff to work and
attend
training”
demonstrated
retaliatory
animus
that
was
“causally related” to her termination, J.A. 1070, and (2) “a
reasonable jury could conclude that the proffered reasons for
termination were pretextual,” J.A. 1075 (internal quotations and
brackets omitted).
The University filed a motion for reconsideration in light
of the Supreme Court’s intervening decision in University of
Texas Southwestern Medical Center v. Nassar, 133 S. Ct. 2517
(2013), which clarified the causation standard for Title VII
retaliation claims.
The district court 5 granted the University’s
motion for reconsideration and motion for summary judgment, this
time determining that summary judgment was warranted on Foster’s
retaliation claim under the causation standard articulated in
Nassar.
The
court
concluded
that,
under
the
new
Nassar
standard, Foster could no longer satisfy the elements of a prima
5
The University’s summary judgment motion was first decided
by Magistrate Judge Paul Grimm, to whom the case had been
referred for all proceedings and the entry of judgment in
accordance with 28 U.S.C. § 636(c) and with the parties’
consent.
Before
the
University
filed
its
motion
for
reconsideration, Magistrate Judge Grimm was confirmed as a
United States District Judge, and the case was reassigned to
Magistrate Judge Timothy Sullivan.
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“While
the
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evidence
may
have
been
sufficient
to
allow a reasonable jury to find a ‘causal link’ between her
complaint
and
her
termination,
it
is
wholly
insufficient
to
allow a reasonable jury to find that her protected activity was
the
determinative
reason
for
her
termination
under
Nassar.”
J.A. 1166.
Foster timely appealed the grant of summary judgment as to
all three claims.
We have jurisdiction over final judgments of
the district court pursuant to 28 U.S.C. § 1291.
II.
We review a grant of summary judgment de novo.
Evans v.
Techs. Applications & Serv. Co., 80 F.3d 954, 958 (4th Cir.
1996).
genuine
“Summary
dispute
judgment
as
to
any
is
appropriate
material
fact
entitled to judgment as a matter of law.’”
when
and
‘there
the
is
no
movant
is
Bostic v. Schaefer,
760 F.3d 352, 370 (4th Cir. 2014) (quoting Fed. R. Civ. P.
56(a)).
“A dispute is genuine if a reasonable jury could return
a verdict for the nonmoving party.”
Libertarian Party of Va.,
718 F.3d at 313 (internal quotation marks omitted).
“A fact is
material if it ‘might affect the outcome of the suit under the
governing law.’”
Id. (quoting Anderson v. Liberty Lobby, Inc.,
477 U.S. 242, 248 (1986)).
“We are required to view the facts
and all justifiable inferences arising therefrom in the light
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most favorable to the nonmoving party . . . .”
doing
so,
we
must
determinations.
not
weigh
of
judgment.”
or
make
In
credibility
Mercantile Peninsula Bank v. French, 499 F.3d
345, 352 (4th Cir. 2007).
disputes
evidence
Id. at 312.
fact
in
“[C]ourts may not resolve genuine
favor
of
the
party
seeking
summary
Tolan v. Cotton, 134 S. Ct. 1861, 1866 (2014) (per
curiam).
III.
To
the
determine
University’s
whether
summary
Foster’s
judgment
retaliation
motion,
claim
we
survives
must
first
determine how Nassar affects a Title VII retaliation plaintiff’s
burden at the summary judgment stage.
We conclude that the
McDonnell Douglas framework, which already incorporates a butfor causation analysis, provides the appropriate standard for
reviewing Foster’s claim.
A.
Title
VII
prohibits
an
employer
from
both
(i) discriminating against an employee on the basis of sex, and
(ii) retaliating against an employee for complaining about prior
discrimination
2000e-3(a).
or
retaliation.
Plaintiffs
may
42
prove
U.S.C.
§§
2000e-2(a)(1),
these
violations
either
through direct and indirect evidence of retaliatory animus, or
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through the burden-shifting framework of McDonnell Douglas Corp.
v. Green, 411 U.S. 792 (1973).
212
(4th
Cir.
“avenues
of
“pretext”
2004).
proof”
We
as
framework,
Price v. Thompson, 380 F.3d 209,
have
the
also
referred
“mixed-motive”
respectively.
to
these
framework
Hill
v.
two
and
Lockheed
the
Martin
Logistics Mgmt., Inc., 354 F.3d 277, 284–85 (4th Cir. 2004) (en
banc).
It
proceed
by
McDonnell
is
left
direct
Douglas
to
and
the
plaintiff’s
indirect
discretion
evidence
burden-shifting
or
by
whether
of
the
Diamond
framework.
mean
to
v.
Colonial Life & Accident Ins. Co., 416 F.3d 310, 318 n.4 (4th
Cir. 2005) (“In the event that a plaintiff has direct evidence
of
discrimination
benefit
of
the
or
simply
prefers
burden-shifting
to
proceed
framework,
she
without
is
under
the
no
obligation to make out a prima facie case.”).
Historically,
we
have
considered
Title
VII
retaliation
claims under the same standard as discrimination claims.
e.g., Price,
380
F.3d
at
212
(analyzing
a
retaliation
See,
claim
under the pretext framework); Kubicko v. Ogden Logistics Servs.,
181 F.3d 544, 546 (4th Cir. 1999) (analyzing a retaliation claim
under
the
mixed-motive
framework).
In
light
of
the
Supreme
Court’s recent decision in Nassar, however, that no longer holds
true.
Previously, a retaliation plaintiff only needed to show
that his or her “employer was motivated to take the adverse
employment action by both permissible and forbidden reasons.”
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Hill, 354 F.3d at 284 (citing 42 U.S.C. § 2000e-2(m)).
So long
as retaliatory animus was a motivating factor of the adverse
employment
action,
the
employee
could
recover—even
if
the
employer would have taken the same adverse employment action in
the absence of such animus.
In
Nassar,
however,
Id.
the
Supreme
Court
held
that
the
lessened causation standard of § 2000e-2(m) does not apply to
retaliation claims.
133 S. Ct. at 2533.
Unlike discrimination
plaintiffs, retaliation plaintiffs are limited to “traditional
principles of but-for causation” and must be able to prove that
“the unlawful retaliation would not have occurred in the absence
of the alleged wrongful action or actions of the employer.”
Clearly,
standard
for
Nassar
claims
significantly
based
on
altered
direct
the
evidence
of
Id.
causation
retaliatory
animus by rejecting the “mixed motive” theory of liability for
retaliation claims. 6
Cf. Harris v. Powhatan Cnty. Sch. Bd., 543
F. App’x 343, 346 (4th Cir. 2013) (noting that the Supreme Court
in
Gross
analogous
v.
FBL
case
Fin.
upon
Serv.
which
Inc.,
the
6
557
Nassar
U.S.
court
167
(2009),
relied
an
heavily,
Retaliation plaintiffs may still proceed by direct and
indirect evidence, but in our experience it is the rare case in
which an employer admits not just to possessing an impermissible
motive, but also to acting upon it.
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eliminated mixed-motive liability under the ADEA). 7
Foster does not claim to proceed by direct evidence. 8
However,
Rather,
she proceeds under the pretext framework, which Nassar does not
purport to address.
We must therefore decide what effect, if
any, Nassar has on a retaliation plaintiff’s burden under the
McDonnell Douglas framework.
B.
The
McDonnell
Douglas
framework
is
a
three-step
burden-
shifting framework used by Title VII plaintiffs who lack direct
evidence of retaliatory discrimination.
318.
Diamond, 416 F.3d at
To prevail under the McDonnell Douglas framework, Foster
must first establish a prima facie case by showing: (i) “that
[she] engaged in protected activity,” (ii) “that [her employer]
took adverse action against [her],” and (iii) “that a causal
relationship
existed
between
adverse employment activity.”
the
protected
activity
and
Price, 380 F.3d at 212.
the
The
7
Because Nassar is functionally an extension of Gross, see
133 S. Ct. at 2523, our cases applying Gross prove instructive
here.
8
Foster’s opening brief limits its discussion of direct
evidence to an isolated footnote, Appellant’s Br. at 54 n.41,
and we therefore conclude that she has waived this argument on
appeal.
See Wahi v. Charleston Area Med. Ctr., Inc., 562 F.3d
599, 607 (4th Cir. 2009) (finding that an argument raised only
in a footnote in appellant’s opening brief was waived on
appeal).
13
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burden
then
purportedly
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shifts
to
retaliatory
the
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University
action
was
legitimate non-retaliatory reason.
in
to
fact
show
the
that
result
its
of
Hill, 354 F.3d at 285.
a
If
the employer makes this showing, the burden shifts back to the
plaintiff to rebut the employer’s evidence by demonstrating that
the employer’s purported nonretaliatory reasons “were not its
true
reasons,
but
were
a
pretext
for
discrimination.”
Id.
(quoting Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S.
133, 143 (2000)); see also Merritt v. Old Dominion Freight Line,
Inc.,
601
plaintiff
F.3d
is
289,
able
295
to
(4th
prove
Cir.
2010).
causation
In
even
this
without
way,
a
direct
evidence of retaliatory animus: If a plaintiff can show that she
was fired under suspicious circumstances and that her employer
lied about its reasons for firing her, the factfinder may infer
that
the
employer’s
undisclosed
actual cause of her termination.
retaliatory
animus
was
the
Reeves, 530 U.S. at 148 (“[A]
plaintiff’s prima facie case, combined with sufficient evidence
to find that the employer’s asserted justification is false, may
permit
the
trier
of
fact
to
conclude
that
the
employer
unlawfully discriminated.”).
Thus,
Foster
must
establish
causation
at
two
different
stages of the McDonnell Douglas framework: first, in making a
prima facie case, and second, in proving pretext and satisfying
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ultimate
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burden
of
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persuasion.
We
consider
the
applicability of Nassar to each causation requirement in turn.
1.
Nassar involved a post-judgment motion for judgment as a
matter of law in a mixed-motive case, and therefore did not
address the elements of a prima facie case of retaliation under
the pretext framework.
133 S. Ct. at 2524. 9
Our sister circuits
disagree as to whether Nassar has any bearing on the causation
prong of the prima facie case. 10
For the reasons that follow, we
conclude that it does not. 11
9
See also Nassar v. Univ. of Tex. Sw. Med. Ctr., 674 F.3d
448, 454 (5th Cir. 2012) (“It goes without saying that, when a
race-discrimination claim has been fully tried, as has this one,
this court need not parse the evidence into discrete segments
corresponding to a prima facie case, an articulation of a
legitimate,
nondiscriminatory
reason
for
the
employer's
decision, and a showing of pretext.” (quoting DeCorte v. Jordan,
497 F.3d 433, 437–38 (5th Cir. 2007))), rev’d, 133 S. Ct. 2517
(2013).
10
The law in our sister circuits is muddled. Some courts
require evidence of but-for causation in order to establish a
prima facie case. See EEOC v. Ford Motor Co., No. 12–2484, 2015
WL 1600305 at *14 (6th Cir. Apr. 10, 2015); Ward v. Jewell, 772
F.3d 1199, 1203 (10th Cir. 2014); Beard v. AAA of Mich., 593 F.
App’x 447, 451 (6th Cir. 2014); Smith v. City of Fort Pierce,
Fla., 565 F. App’x 774, 778–79 (11th Cir. 2014) (per curiam).
Other courts have held, either expressly or implicitly, that
Nassar did not alter the elements of a prima facie case.
See
Montell v. Diversified Clinical Servs., Inc., 757 F.3d 497, 507
(6th Cir. 2014); Butterworth v. Lab. Corp. of Am. Holdings, 581
F. App’x 813, 817 (11th Cir. 2014) (per curiam); Hague v. Univ.
of Tex. Health Sci. Ctr. at San Antonio, 560 F. App’x 328, 336
(Continued)
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As
an
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initial
matter,
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the
causation
standards
for
establishing a prima facie retaliation case and proving pretext
are
not
identical.
Rather,
the
burden
for
establishing
causation at the prima facie stage is “less onerous.”
v.
Cerberonics,
Inc.,
871
F.2d
452,
457
(4th
Williams
Cir.
1989).
Adopting the contrary rule (and applying the ultimate causation
standard
at
the
prima
facie
stage)
would
be
tantamount
to
eliminating the McDonnell Douglas framework in retaliation cases
by restricting the use of pretext evidence to those plaintiffs
who do not need it:
at
the
prima
facie
If plaintiffs can prove but-for causation
stage,
they
will
necessarily
be
able
to
(5th Cir. 2014); Feist v. La. Dep’t of Justice, Office of the
Att’y Gen., 730 F.3d 450, 454 (5th Cir. 2013); Kwan v. Andalex
Grp. LLC, 737 F.3d 834, 845 (2d Cir. 2013).
11
In a recent published opinion, a panel of this Court
stated the causation prong of the prima facie case as: “(3) that
the protected activity was a ‘but-for’ cause of [Plaintiff’s]
termination and not simply a ‘motivating factor.’”
Walker v.
Mod-U-Kraf Homes, LLC, 775 F.3d 202, 210 (4th Cir. 2014) (citing
Hill, 354 F.3d at 285).
The Walker court assumed that the
plaintiff had established a prima facie case, and therefore did
not apply its proposed test. The court also gave no indication
that its proposed change to the prima facie case resulted from a
construction of Nassar. Language in a published opinion that is
“unrelated to the ratio decidendi of [the] case” is properly
regarded as dictum rather than binding precedent. United States
v. Shepperson, 739 F.3d 176, 180 n.2 (4th Cir. 2014).
For the
reasons that follow, we are unpersuaded that the Walker dictum
reflects the best reading of Nassar and decline to adopt its
restatement of the prima facie case.
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satisfy their ultimate burden of persuasion without proceeding
through the pretext analysis.
Conversely, plaintiffs who cannot
satisfy their ultimate burden of persuasion without the support
of
pretext
evidence
would
never
be
permitted
facie stage to reach the pretext stage. 12
past
the
prima
Had the Nassar Court
intended to retire McDonnell Douglas and set aside 40 years of
precedent,
effect.
it
would
have
spoken
plainly
and
clearly
to
that
Cf. Bell Atl. Corp. v. Twombly, 550 U.S. 544, 563
(2007) (stating that the Conley pleading standard “has earned
its retirement” and “is best forgotten”).
But it did not do so.
We therefore hold that Nassar does not alter the causation prong
of a prima facie case of retaliation. 13
12
The district court on reconsideration acknowledged that
retaliation plaintiffs proceeding under McDonnell Douglas will
need “to rely on [pretext] as evidence to show causation.” J.A.
1167–68.
Nevertheless, the court held that it would not
“determine whether the explanation [the University] previously
provided for terminating Ms. Foster [was] pretextual” because
Foster had failed to establish the causation prong of the prima
facie case (without the use of pretext evidence).
Id.
We
decline to impose such a Catch-22 on retaliation plaintiffs.
13
This finding accords with our prior unpublished opinions
concluding that the but-for causation standard for ADEA claims
articulated by the Supreme Court in Gross does not apply at the
prima facie stage. See, e.g., Arthur v. Pet Dairy, 593 F. App’x
211, 217 n.4 (4th Cir. 2015) (per curiam) (noting that an a
plaintiff
who
makes
out
a
prima
facie
case
of
ADEA
discrimination must still prove “that his age was the but-for
cause of his termination”); Harris, 543 F. App’x at 346–47;
Billingslea v. Astrue, 502 F. App’x 300, 302 (4th Cir. 2012)
(per curiam); Tuttle v. McHugh, 457 F. App’x 234, 237 (4th Cir.
2011) (per curiam).
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2.
We next consider whether Nassar alters the pretext stage of
the McDonnell Douglas framework.
Because the pretext framework
already requires plaintiffs to prove that retaliation was the
actual reason for the challenged employment action, we conclude
that it does not.
A
plaintiff
who
establishes
a
prima
facie
case
of
retaliation bears the “ultimate burden of persuading the court
that [she] has been the victim of intentional [retaliation].”
Hill, 354 F.3d at 285 (quoting Tex. Dep’t of Cmty. Affairs v.
Burdine, 450 U.S. 248, 256 (1981)); see also Merritt, 601 F.3d
at 294–95 (identifying the “ultimate question” in any Title VII
case under either framework as “discrimination vel non” (quoting
U.S. Postal Serv. Bd. of Governors v. Aikens, 460 U.S. 711, 714
(1983))).
In
order
to
carry
this
burden,
a
plaintiff
must
establish “both that the [employer’s] reason was false and that
[retaliation] was the real reason for the challenged conduct.”
Jiminez v. Mary Washington Coll., 57 F.3d 369, 378 (4th Cir.
1995) (quoting St. Mary’s Honor Ctr. v. Hicks, 509 U.S. 502, 515
(1993)).
Nassar’s but-for causation standard is not the “heightened
causation standard” described by the district court, J.A. 1166–
67, and does not demand anything beyond what is already required
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by the McDonnell Douglas “real reason” standard. 14
who
can
show
that
retaliation
“was
the
real
A plaintiff
reason
for
the
[adverse employment action],” Holland v. Wash. Homes, Inc., 487
F.3d 208, 218 (4th Cir. 2007), will necessarily be able “to show
that the harm would not have occurred in the absence of—that is,
but for—the defendant’s conduct,” Nassar, 133 S. Ct. at 2525
(internal
quotation
marks
and
citation
omitted).
In
other
words, the statements “the real reason for Foster’s termination
was her employer’s retaliation” and “Foster would not have been
terminated
but
for
her
employer’s
retaliatory
animus”
are
functionally equivalent.
We
framework
conclude,
has
retaliation
long
was
employment action.
a
therefore,
that
demanded
proof
but-for
cause
the
at
of
the
a
McDonnell
pretext
Douglas
stage
challenged
that
adverse
Nassar does not alter the legal standard for
adjudicating a McDonnell Douglas retaliation claim. 15
14
In the early days of McDonnell Douglas and before the
advent of the mixed-motive framework, we stated clearly that the
pretext stage requires proof of but-for causation.
Ross v.
Commc’ns Satellite Corp., 759 F.2d 355, 365–66 (4th Cir. 1985)
(“For the employee to disprove a legitimate nondiscriminatory
explanation for adverse action, the third stage of the Burdine
analysis, we determine that he must show that the adverse action
would not have occurred ‘but for’ the protected conduct.”),
abrogated by Price Waterhouse v. Hopkins, 490 U.S. 228 (1989).
15
The Fifth Circuit has reached the same conclusion. See,
e.g., Feist, 730 F.3d at 454 (“‘After the employer states its
reason, the burden shifts back to the employee to demonstrate
(Continued)
19
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C.
Having clarified the proper legal standard for assessing a
Title VII retaliation claim in light of Nassar, we turn to the
University’s motion for summary judgment.
In its initial, well-
reasoned decision, the district court concluded that Foster’s
evidence
pretext.”
was
“sufficient
J.A. 1075.
to
generate
a
jury
question
on
We agree.
We first consider whether Foster established a prima facie
case of retaliation.
To establish a prima facie case, Foster
must show “that [s]he engaged in protected activity, that [the
University] took adverse action against [her], and that a causal
relationship
existed
between
adverse employment activity.”
the
protected
activity
Price, 380 F.3d at 212.
and
the
Only the
causation prong is disputed on appeal.
that
the
employer’s
reason
is
actually
a
pretext
for
retaliation,’ which the employee accomplishes by showing that
the adverse action would not have occurred ‘but for’ the
employer’s retaliatory motive . . . .” (internal citations
omitted) (citing Nassar, 133 S. Ct. at 2533)); Hague, 560 F.
App’x at 336 (“An employee establishes pretext by showing that
the adverse action would not have occurred ‘but for’ the
employer’s retaliatory reason for the action.”) (citing Nassar,
133 S. Ct. at 2533–34); see also Scrivener v. Socorro Ind. Sch.
Dist., 169 F.3d 969, 972 (5th Cir. 1999) (“To carry her ultimate
Title VII burden, an employee must also show that her employer
would not have taken the adverse employment action ‘but for’ the
employee’s participation in the protected activity.”).
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Foster
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argues
that
she
Pg: 21 of 29
can
show
causation
by
means
of
(i) Billie’s statement of retaliatory animus; (ii) the temporal
proximity between Foster’s final complaint of retaliation and
her termination; and (iii) the additional retaliatory acts that
preceded her firing.
Billie’s statement that Foster was fired
because “everything that ever happened she [Foster] attributed
to the sexual harassment complaint,” J.A. 323, suggests that
Billie
and
retaliation.
Holden
fired
Foster
because
she
complained
about
Foster’s evidence of temporal proximity also tends
to show causation: according to her uncontradicted testimony,
she
complained
to
Billie
about
perceived
retaliation
on
September 21, 2007, and again on September 28, 2007, just a
month before she was terminated. 16
See King v. Rumsfeld, 328
F.3d 145, 151 & n.5 (4th Cir. 2003) (finding that a two-and-ahalf
month
employment
gap
between
action
was
protected
sufficiently
activity
narrow
and
to
an
adverse
establish
the
causation prong of the prima facie case solely on the basis of
temporal
16
proximity).
The University
proximity, we may only
harassment and not her
This is plainly contrary
F.3d 450, 460 (4th Cir.
an employee was demoted
complaint).
Taken
together,
this
evidence
is
argues that, in considering temporal
look to Foster’s initial complaint of
subsequent complaints of retaliation.
to law. See, e.g., Carter v. Bell, 33
1994) (finding temporal proximity where
six weeks after a hearing on his EEO
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sufficient to create a jury question regarding the causation
prong of the prima facie case. 17
Because Foster concedes that the University has proffered
evidence
of
a
legitimate,
non-retaliatory
reason
for
her
termination, we proceed to the pretext stage of the McDonnell
Douglas inquiry.
The University claims to have fired Foster
because
too
she
unwilling
to
used
much
accommodate
leave
changes
time,
to
her
was
inflexible
schedule,
and
furniture and edited office forms without permission.
and
moved
Foster
argues that the University’s proffered non-retaliatory reasons
are
pretextual
because:
the
department
scheduler
(i) Foster’s
both
immediate
testified
that
supervisor
Foster
was
and
not
inflexible in scheduling; (ii) Wright testified that there was
no
documentation
personnel
file;
of
Foster’s
supposed
(iii) Foster’s
immediate
inflexibility
supervisor
in
her
testified
that Foster had been given permission to edit the office forms
and that Wright had initially praised her work; (iv) Foster’s
immediate supervisor repeatedly praised her work and discussed
promoting her to corporal before she made her sexual harassment
17
Even if this evidence were insufficient, when considered
together with Foster’s evidence of the University’s additional
retaliatory acts—specifically, the denial of light duty and the
denial of training—it would suffice to create a jury question
regarding causation.
22
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complaint;
Filed: 05/21/2015
and
(v) the
Pg: 23 of 29
University
did
not
initially
provide
Foster with a reason for her termination. 18
From
this
evidence,
the
district
court
concluded
that
Foster “render[ed] the employer’s reason so questionable as to
raise an inference of deceit.”
J.A. 1075 (citation omitted).
We
could
agree.
A
reasonable
jury
conclude
from
Foster’s
evidence that the University’s proffered justifications were not
its
real
further
reasons
for
conclude—as
firing
required
her.
by
A
reasonable
Reeves
and
jury
could
Nassar—that
the
University’s actual reason for firing Foster was to retaliate
against
her
harassment
retaliation.
of
the
for
and
complaining
for
her
about
subsequent
Jones’s
alleged
complaints
of
sexual
ongoing
We therefore find that summary judgment in favor
University
is
not
warranted
on
Foster’s
retaliation
claim.
IV.
Foster also appeals the district court’s grant of summary
judgment
on
her
gender-based
discrimination
18
and
hostile
work
We note with some frustration that in setting out this
evidence of pretext, Foster’s counsel failed to comply with Rule
28(a)(8)(A) of the Federal Rules of Appellate Procedure, which
requires that briefs contain “citations to the . . . parts of
the record on which the appellant relies.”
Counsel is
admonished to show greater respect for both his client’s
interests and the Court’s time in his future appearances before
this Court.
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environment claims, which were not at issue in the University’s
motion for reconsideration.
We consider each claim in turn.
A.
The district court found that Foster failed to make out a
prima
facie
case
of
gender-based
discriminatory
discharge
because she failed to show that she was replaced by a male
police officer with comparable qualifications.
See Causey v.
Balog, 162 F.3d 795, 802 (4th Cir. 1998) (noting “comparable
qualifications”
element
of
prima
facie
case).
Although
her
replacement was male, the undisputed evidence shows that he was
better qualified for the position.
Foster concedes this point,
but argues that we should bypass our precedent and instead adopt
the
approach
of
the
Sixth
Circuit,
which
comparable qualifications requirement.
does
not
impose
a
This argument—which she
raises for the first time on the last page of her reply brief
and is, in any event, waived—is unavailing.
See McMellon v.
United
2004)
States,
387
F.3d
329,
332
(4th
Cir.
(en
banc)
(affirming “the basic principle that one panel cannot overrule a
decision issued by another panel”).
We therefore affirm the
district court’s grant of summary judgment on Foster’s genderbased discrimination claim.
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B.
The district court also correctly granted summary judgment
on Foster’s hostile work environment claim.
“In order to make
out a hostile work environment claim based on sex, ‘a plaintiff
must show that the offending conduct (1) was unwelcome, (2) was
because of her sex, (3) was sufficiently severe or pervasive to
alter the conditions of her employment and create an abusive
working environment, and (4) was imputable to her employer.’”
Hoyle v. Freightliner, LLC, 650 F.3d 321, 331 (4th Cir. 2011)
(citation
omitted).
The
district
court
found
that
Foster
established a genuine dispute of material fact on the first,
second, and third elements, but granted summary judgment to the
University because no reasonable jury could find that Jones’s
alleged harassment was imputable to his employer.
Sexual
harassment
is
imputable
to
an
employer
when
the
employer “knew or should have known about the harassment and
failed to take effective action to stop it.”
446
F.3d
559,
565
(4th
quotation marks omitted).
Cir.
2006)
Howard v. Winter,
(citation
and
internal
It is undisputed that the University
promptly investigated Foster’s complaint and, within 30 days,
transferred
Jones
to
a
position
where
he
would
no
longer
interact with Foster and required him to attend counseling and
sign
a
“Last
undisputed
Chance
that
Agreement.”
Foster
was
not
25
J.A.
1059.
sexually
It
is
harassed
also
after
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complaining to the University about Jones’s harassment.
these
undisputed
facts,
we
affirm
the
district
From
court’s
conclusion that the University took effective action to stop
Jones’s harassment of Foster, and that Jones’s actions are not
imputable to the University under this theory.
See EEOC v.
Xerxes Corp., 639 F.3d 658, 670 (4th Cir. 2011) (“A remedial
action
that
effectively
stops
the
harassment
will
be
deemed
adequate as a matter of law.” (quoting Knabe v. Boury Corp., 114
F.3d 407, 411–12 n.8 (3d Cir. 1997))).
Foster
University
argues
that
she
can
“should
have
known”
still
about
prevail
Jones’s
because
the
harassment
and
should have stopped it preemptively because a previous employee—
described in the record as Employee C—also complained that Jones
had
sexually
harassed
her.
As
we
have
previously
held,
an
“employer’s knowledge that a male worker has previously harassed
female
employees
other
than
the
plaintiff
will
often
prove
highly relevant in deciding whether the employer should have
anticipated that the plaintiff too would become a victim of the
male employee’s harassing conduct.”
879
F.2d
100,
107
(4th
Cir.
1989),
Paroline v. Unisys Corp.,
rev’d
in
part
on
other
grounds, 900 F.2d 27, 28 (4th Cir. 1990) (per curiam) (en banc).
Here,
Jones’s
as
past
evidence
harassment
that
of
the
University
Employee
C,
was
Foster
on
has
notice
of
produced
Employee C’s deposition, Employee C’s complaint filed with the
26
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Maryland
Filed: 05/21/2015
Commission
on
Pg: 27 of 29
Human
Relations
(MCHR),
Billie’s
testimony that there had been other sexual harassment claims
against Jones (including Employee C’s), and Holden’s testimony
that
Employee
University
C
had
arising
response,
the
filed
from
an
MCHR
alleged
University
argues
complaint
harassment
that
this
by
against
the
Jones.
Circuit
In
does
not
recognize such a theory of liability and that even if it did,
the
University
engaging
in
was
not
sexual
on
notice
harassment
of
Jones’s
because
propensity
both
its
for
internal
investigation and the MCHR investigation concluded that Employee
C’s complaint was without merit.
Contrary
to
the
University’s
argument,
the
rule
we
articulated in Paroline remains good law in this Circuit.
We
take this opportunity to reaffirm its holding: employers have an
affirmative
liable
if
duty
to
they
prevent
sexual
“anticipated
or
harassment,
and
will
reasonably
should
be
have
anticipated” that a particular employee would sexually harass a
particular coworker and yet “failed to take action reasonably
calculated to prevent such harassment.”
Paroline, 879 F.2d at
107 (emphasis added); see also Mikels v. City of Durham, 183
F.3d
323,
liability
331
arose
(4th
Cir.
because
1999)
“the
(noting
employer
. . . of the harasser’s propensities”).
was
that
in
already
Paroline,
on
notice
The question, then, is
whether the University reasonably should have anticipated that
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Jones
Doc: 48
would
Filed: 05/21/2015
harass
Foster
Pg: 28 of 29
in
light
of
Employee
C’s
prior
complaints of harassment.
In
Paroline,
the
plaintiff
produced
evidence
that
her
employer had failed to investigate prior complaints that the man
who harassed her had engaged in unwanted touching of other women
in the office.
879 F.2d at 103.
Here, however, Foster concedes
that the University investigated Employee C’s allegations and
found them to lack credibility.
uncontradicted
testimony,
the
Moreover, according to Holden’s
MHCR
also
investigated
Employee
C’s allegations and similarly returned a finding of “no probable
cause.” 19
J.A. 563–64.
We conclude as a matter of law that, for
purposes of the Paroline failure-to-warn theory, an employer may
reasonably rely upon the findings of a state civil rights agency
in determining whether an employee poses a risk of creating a
hostile work environment.
To hold otherwise would effectively
19
The MCHR decision was not included in the record below,
and we therefore cannot rule out the possibility that Holden’s
testimony mischaracterizes its contents.
But because Foster
failed to present any evidence that would controvert Holden’s
testimony, we are compelled by Rule 56 to accept the
University’s evidence as true.
See 10A Charles Alan Wright &
Arthur R. Miller, et al., Federal Practice & Procedure § 2727
(3d ed. 1998) (“If the movant presents credible evidence that,
if not controverted at trial, would entitle him to a Rule 50
judgment as a matter of law that evidence must be accepted as
true on a summary-judgment motion when the party opposing the
motion does not offer counter-affidavits or other evidentiary
material supporting the opposing contention that an issue of
fact remains . . . .”).
28
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require
employers
accused
of
to
harassment,
Pg: 29 of 29
discipline
regardless
or
of
against them are supported by evidence.
terminate
whether
all
the
employees
accusations
This we decline to do.
Viewing the evidence in the light most favorable to Foster,
she has failed to create a jury question regarding whether the
University reasonably should have anticipated that she would be
the
victim
of
Jones’s
sexual
harassment.
The
harassment
is
therefore not imputable to the University, and so we affirm the
district court’s grant of summary judgment on Foster’s hostile
work environment claim.
V.
For the foregoing reasons, we reverse in part the district
court’s order granting summary judgment to the University and
remand to the district court for further proceedings consistent
with this opinion.
AFFIRMED IN PART,
REVERSED IN PART,
AND REMANDED
29
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