US v. Joaquin Vicencio
Filing
UNPUBLISHED PER CURIAM OPINION filed. Originating case number: 5:13-cr-00015-GEC-1 Copies to all parties and the district court/agency. [999804253].. [14-4724, 14-4746]
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UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 14-4724
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v.
JOAQUIN GONZALEZ VICENCIO, a/k/a Joaquin Gonzalez Chairez,
Defendant - Appellant.
No. 14-4746
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v.
JOAQUIN BERUMEN CORTES,
Defendant - Appellant.
Appeals from the United States District Court for the Western
District of Virginia, at Harrisonburg.
Glen E. Conrad, Chief
District Judge; Michael F. Urbanski, District Judge.
(5:13-cr00015-GEC-1; 5:13-cr-00015-GEC-2)
Argued:
December 8, 2015
Decided:
Before MOTZ, KING, and KEENAN, Circuit Judges.
April 26, 2016
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Affirmed by unpublished per curiam opinion.
ARGUED: Michael Thayer Hemenway, THE LAW OFFICES OF MICHAEL T.
HEMENWAY, Charlottesville, Virginia; Russell Darren Bostic,
BOSTIC & BOSTIC, PC, Harrisonburg, Virginia, for Appellants.
Elizabeth G. Wright, OFFICE OF THE UNITED STATES ATTORNEY,
Harrisonburg, Virginia, for Appellee.
ON BRIEF: Anthony P.
Giorno, Acting United States Attorney, OFFICE OF THE UNITED
STATES ATTORNEY, Roanoke, Virginia, for Appellee.
Unpublished opinions are not binding precedent in this circuit.
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PER CURIAM:
The
Berumen
defendants,
Cortes,
District
and
of
were
Virginia
using
a
Joaquin
convicted
for
convicted
sentenced
and
Joaquin
the
Western
in
manufacturing
on
Berumen
for
Vicencio
sentenced
substance
marijuana.
States.
and
conspiracy,
hazardous
manufacturing
and
Gonzalez
federal
Cortes
illegally
marijuana,
land
was
reentering
while
separately
the
United
Gonzalez Vicencio and Berumen Cortes maintain that the
district court committed error as to Count Three.
Specifically,
they argue — for the first time on appeal — that the government
failed to prove, in connection with their hazardous substance
convictions,
that
they
Additionally,
Berumen
knew
Cortes
they
were
challenges
on
the
federal
district
land.
court’s
denial of sentencing relief under the safety valve provision of
18
U.S.C.
§ 3553(f).
As
explained
below,
we
reject
their
contentions and affirm.
I.
A.
On August 1, 2013, the federal grand jury in Harrisonburg,
Virginia,
Vicencio
returned
and
a
Berumen
four-count
Cortes.
indictment
Count
One
against
charged
Gonzalez
them
with
conspiracy to manufacture marijuana, in violation of 21 U.S.C.
§ 846.
Count Two alleged a substantive marijuana manufacturing
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offense under 21 U.S.C. § 841(a)(1) and (b)(1)(A).
Count Three
charged the two defendants with using a hazardous substance on
federal land while manufacturing marijuana and thereby causing
environmental damage, in contravention of 21 U.S.C. § 841(b)(6).
Finally,
Count
reentering
the
Four
charged
United
Berumen
States,
in
Cortes
with
violation
illegally
of
8
U.S.C.
§ 1326(a).
B.
In December 2013, the district court conducted the threeday
jury
trial
Harrisonburg.
of
Gonzalez
We
recite
Vicencio
the
favorable to the government.
and
evidence
Berumen
in
the
Cortes
light
in
most
See United States v. Perry, 757
F.3d 166, 175 (4th Cir. 2014).
1.
In
June
2013,
Agent
Willis,
an
officer
of
the
Virginia
State Police and supervisor of the Alleghany Highlands Drug Task
Force, responded to an informant’s report that “somebody had
been growing something” in the George Washington National Forest
in Highland County, Virginia (the “National Forest”).
24. 1
See J.A.
Willis met with the informant, and they walked together a
few hundred feet into the National Forest.
1
As they crested a
Citations herein to “J.A. __” and “S.J.A. __” refer to the
contents of the Joint Appendix and Supplemental Joint Appendix
filed by the parties in these appeals.
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small hill, Willis saw a partially cleared area where a plot of
marijuana plants was growing.
Although the informant advised
that there were other suspicious plots nearby, Willis decided
that they should withdraw from the area for safety reasons.
Upon leaving the National Forest, Agent Willis reported his
discovery
of
marijuana
to
state
and
federal
law
enforcement
authorities, including the United States Forest Service.
A few
days later, on the morning of July 2, 2013, four officers —
Willis, Agent Mullins of the State Police, and Forest Service
Officers Fisher and Buchanan — went to the marijuana plot to
install surveillance cameras to gather intelligence.
and
Mullins
were
installing
the
cameras,
Willis
As Fisher
spotted
strange-looking object up the hill from their location.
a
After
examining the object through binoculars, Willis determined that
it was probably a tent or a tarp and decided to investigate
further.
Agent Willis and Officer Buchanan soon found a well-worn
path leading up the hill, which they followed from the marijuana
plot toward the object.
In less than a minute, they arrived at
a campsite, which consisted of a tent covered by a tarp and
enclosed within a small corral, plus a kitchen area covered by a
second tarp.
about.
campsite,
After
They also saw various gardening tools scattered
announcing
Willis
heard
their
identity
movements
5
inside
and
the
presence
tent.
at
the
Willis
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advised the tent’s occupants — first in English and then in
Spanish — to come out and surrender with their hands up.
In
response, Gonzalez Vicencio and Berumen Cortes emerged from the
tent
and
were
arrested.
Agent
Mullins
and
Officer
Fisher
promptly joined their colleagues at the campsite, having heard
Willis’s commands from down the hill.
Willis and Buchanan left
the two suspects with Mullins and Fisher and quickly surveyed
the surrounding area for others, but found no one.
The officers
then returned to their vehicles — with Gonzalez Vicencio and
Berumen Cortes in tow — and sought backup support to gather the
marijuana and other evidence.
Further investigation of the area near the campsite led to
the discovery of three additional marijuana plots, all within
the National Forest and connected to the campsite by walking
paths. 2
The four plots were located on land cleared of natural
underbrush, and each plot consisted of hundreds of mounds of
store-bought topsoil where marijuana plants were growing.
The
officers ultimately seized nearly 5,000 marijuana plants from
the four plots.
2
More specifically, in terms of geography, the marijuana
plots were located less than two miles east of the West
Virginia-Virginia line, in the watershed of the northern branch
of Scaffold Run. Formed on the eastern slope of the continental
divide, Scaffold Run flows east to Back Creek, the Jackson
River, and then to the James River and the Chesapeake Bay.
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The
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officers
also
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found
trash
littered
throughout
the
campsite and marijuana plots, including candy wrappers, empty
topsoil bags, and plastic cups that had been used for marijuana
seedlings.
stream,
One trash heap, located within a few feet of a
contained
several
empty
containers
for
fertilizer,
insecticide, pesticide, rat poison, and other animal repellants.
Some of the empty containers bore the marks of animal teeth.
Back at the campsite, the officers found and seized the
defendants’ cell phones, a notepad, and a day planner.
Berumen
Cortes’s cell phone contained a photograph of himself at the
campsite, plus various photographs of the marijuana plots and
seedlings growing in plastic cups.
The notepad, labeled with
Berumen Cortes’s name, documented prior work by the defendants
at the site and contained notations such as “we watered” and
“threw fertilizer.”
See J.A. 474-75.
One notation indicated
that Berumen Cortes had planted seeds on May 13 and 14, 2013.
The day planner, found in a plastic bag with Gonzalez Vicencio’s
cell phone, had dates crossed out from June 2 through July 1,
2013, and contained notations about work completed during that
thirty-day
period,
including
spreading
fertilizer,
removing
seeds, and fumigating the plots.
2.
At
trial,
the
government
introduced
the
cell
phone
photographs, Berumen Cortes’s notepad, and Gonzalez Vicencio’s
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day planner, as well as maps, photographs, and video footage
that
detailed
campsite,
various
and
the
locations
the
entries
trash
from
heap
Berumen
of
the
in
marijuana
the
National
Cortes’s
notepad
plots,
Forest.
and
the
The
Gonzalez
Vicencio’s day planner were translated from Spanish into English
and introduced into evidence.
The
prosecutors
post-arrest
also
statements,
introduced
which
they
the
defendants’
made
during
separate
interviews
conducted by Forest Service officers with the assistance of a
Spanish-language
interpreter.
In
their
statements,
Gonzalez
Vicencio and Berumen Cortes each admitted planting approximately
600 to 700 marijuana plants, watering the plants, and spreading
fertilizer
on
the
marijuana
plots.
Both
knowing that growing marijuana was illegal.
assisted
them
in
the
marijuana
growing
men
acknowledged
When asked who had
operations,
Berumen
Cortes explained that he had agreed to tend to the marijuana
plots after meeting a man named “Jesus” earlier that year at a
bar in Harrisonburg.
According to Berumen Cortes, he was to be
paid for his work by Jesus after harvesting the marijuana yield.
Gonzalez Vicencio also said that he worked for Jesus, whom he
had
met
likewise
two
years
explained
earlier
that
conclusion of his work.
at
he
a
bar
would
in
North
receive
Carolina,
payment
at
and
the
Finally, both Gonzalez Vicencio and
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Berumen
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Cortes
drew
maps
of
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the
area
where
they
had
been
apprehended, which showed the campsite and the marijuana plots.
The
The
government’s
first
expert,
a
evidence
DEA
included
special
two
agent,
expert
explained
marijuana plants were four to six weeks old.
an
environmental
conservation
witnesses.
specialist,
that
the
The second expert,
described
how
the
substances found in the trash heap degrade the National Forest’s
ecosystem.
The
conservation
specialist
explained
that
those
chemicals and pesticides posed significant hazards to wildlife.
Indeed, they kill insects and small animals and poison larger
organisms
leaching
further
of
up
those
the
food
products
chain.
into
Moreover,
streams,
the
according
gradual
to
the
expert, “would cause continual damage” to the environment.
See
J.A. 382.
After the government rested, Gonzalez Vicencio and Berumen
Cortes
Federal
sought
Rules
judgments
of
of
Criminal
acquittal
Procedure.
under
With
Rule
29
respect
of
to
the
Count
Three, they each contended that there was insufficient evidence
that they had used the hazardous substances found in the trash
heap near the campsite.
Neither asserted, however, that there
was
that
a
lack
of
evidence
he
knew
marijuana plots were on federal land.
the
campsite
the
The prosecutors opposed
the Rule 29 motions, and the district court denied them.
9
and
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3.
Gonzalez
Vicencio
testified
in
his
own
defense.
He
admitted having been at the campsite with Berumen Cortes, but
only
for
the
week
preceding
their
arrests.
Regarding
the
previous three months, Gonzalez Vicencio claimed he had been
living in White Post, Virginia, a town approximately 150 miles
from the marijuana plots.
Indeed, he produced a traffic ticket
issued on April 15, 2013, in Manassas, Virginia.
bore
his
signature
and
a
White
Post
The ticket
address,
and
Gonzalez
Vicencio explained that he had responded to the ticket in court
in
June
2013.
Gonzalez
Vicencio
also
said
that
Jesus
had
offered him work, but had not explained what the work would be.
Jesus had driven Gonzalez Vicencio and Berumen Cortes to the
campsite
and
abandoned
Gonzalez
Vicencio
them
asserted
without
that
he
further
and
instructions.
Berumen
Cortes
did
nothing during the week they were at the campsite, and were
awaiting the return of Jesus when they were arrested.
Gonzalez
Vicencio
acknowledged
that
the
officers
had
interviewed him after his arrest, but said that he told them he
did not know how many plants were at the site.
Only after an
officer “insisted” that Gonzalez Vicencio provide an estimate
did he state that “there would be about 650 to 700” marijuana
plants.
See J.A. 395.
Nevertheless, Gonzalez Vicencio denied
planting, watering, or fertilizing any of the plants, and said
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he
had
plants either.
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never
seen
Berumen
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Cortes
do
anything
with
the
Gonzalez Vicencio explained that he drew the map
of the campsite area because one of the officers told him to do
so.
Berumen Cortes did not testify, and the defendants called
no other witnesses.
Gonzalez Vicencio and Berumen Cortes then
renewed
29
their
incorporating
Rule
the
motions
arguments
government’s evidence.
they
for
judgments
raised
at
of
the
acquittal,
close
of
the
The district court denied the renewed
motions.
Following closing arguments by counsel, the district court
instructed the jury.
As pertinent here, the prosecutors and
defense counsel had agreed to instructions on Count Three that
tracked the statutory language of 21 U.S.C. § 841(b)(6).
As to
that count, the court instructed:
For you to find a defendant guilty of Count Three
. . . , you must be convinced that the government has
proven each of the following elements beyond a
reasonable doubt . . . :
First, that the defendant manufactured
attempted
to
manufacture
marijuana,
controlled substance;
or
a
Second, that the defendant knowingly or
intentionally used a poison, chemical, or
other hazardous substance on federal land;
Third, that such use either (a) created a
serious hazard[] to humans, wildlife, or
domestic animals; or (b) degraded or harmed
the environment or natural resources; or (c)
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polluted an aquifer, spring, stream, river,
or body of water.
See S.J.A. 757.
verdicts
After briefly deliberating, the jury returned
convicting
Gonzalez
Vicencio
and
Berumen
Cortes
on
Count Three and all other charges in the indictment.
C.
On
September
10,
2014,
Vicencio
and
Berumen
Gonzalez
presentence
range
of
97
Guidelines,
criminal
report
to
(“PSR”)
121
premised
history
a
category
district
Cortes.
initially
months
on
the
in
total
of
I.
court
Berumen
calculated
prison
sentenced
under
offense
level
Because
Cortes’s
an
the
of
advisory
Sentencing
30
Berumen
and
a
Cortes’s
convictions on Count One and Count Two each carried 120-month
statutory
minimum
sentences,
however,
the
PSR
arrived
at
an
advisory Guidelines range of 120 to 121 months.
Berumen Cortes raised two objections to his PSR.
First, he
objected to the PSR’s failure to afford him a reduction for
acceptance
3E1.1.
of
responsibility,
pursuant
to
Guidelines
section
Second, he claimed eligibility for relief from the 120-
month statutory minimum under the safety valve provision of 18
U.S.C. § 3553(f), which permits a sentencing court to impose a
sentence within a Guidelines range below a statutory minimum
when the defendant has truthfully provided “to the government
all information and evidence [he] has concerning the offense or
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offenses that were part of the same course of conduct or of a
common
scheme
disclosure.
or
plan,”
i.e.,
a
complete
See 18 U.S.C. § 3553(f).
and
truthful
The prosecutors opposed
both objections.
In opposing Berumen Cortes’s request for § 3553(f) relief,
the prosecutors explained that Berumen Cortes had not made the
required
disclosure.
Specifically,
when
the
prosecutors
met
with Berumen Cortes for a presentencing proffer session, the
“discussion went back and forth” on relatively simple questions
like where Berumen Cortes lived.
See J.A. 562.
After several
breaks in the questioning, Berumen Cortes’s counsel ended the
proffer session, and it was never rescheduled.
The prosecutors
were thus unable to ask Berumen Cortes numerous questions about
various activities relating to the scheme and plan, including
the origin of the marijuana seeds, the day-to-day operations at
the
marijuana
plots,
the
details
of
how
Jesus
had
recruited
Berumen Cortes, and how the defendants had obtained the food and
supplies found at the campsite.
counsel
acknowledged
that
the
In response, Berumen Cortes’s
proffer
session
was
fruitless,
explaining that Berumen Cortes had been “confused about some of
the
questions.”
See
id.
at
569.
The
lawyer
maintained,
however, that Berumen Cortes “never denied or challenged that he
was involved with the marijuana.”
See id.
Moreover, Berumen
Cortes’s lawyer argued that Berumen Cortes had already disclosed
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everything he knew about the marijuana plots in his post-arrest
statement to the Forest Service officers and in an interview
with
the
probation
prosecutors
were
officer.
simply
According
speculating
to
the
that
lawyer,
Berumen
the
Cortes
possessed more information.
Ultimately, the district court sustained Berumen Cortes’s
objection to the PSR regarding his acceptance of responsibility,
but overruled his safety valve objection.
court
found
required
by
that
Berumen
§ 3553(f),
forthcoming
about
acceptance
of
his
In so ruling, the
Cortes
had
not
made
because
he
had
not
criminal
responsibility
activities.
adjustment,
In
the
disclosure
been
light
Berumen
entirely
of
the
Cortes’s
advisory Guidelines sentence was calculated as 120 months in
prison, and the court imposed that sentence. 3
3
Berumen Cortes’s codefendant, Gonzalez Vicencio, was
sentenced to 134 months in prison.
In the defendants’ joint
opening brief, Gonzalez Vicencio contended that the district
court erred in applying a two-level Guidelines adjustment for
obstruction of justice.
During the pendency of this appeal,
however,
the
court
reduced
Gonzalez
Vicencio’s
sentence,
pursuant to 18 U.S.C. § 3582(c)(2), to the statutory minimum of
120 months.
Gonzalez Vicencio now appropriately concedes that
any error in the court’s calculation of his advisory Guidelines
range was harmless, because “there is no legal basis in any
argument raised on direct appeal for this Court to approve a
sentence under the mandatory minimum.”
See Reply Br. of
Appellants 12; see also United States v. McManus, 734 F.3d 315,
318 (4th Cir. 2013) (“Sentencing error is harmless if the
resulting sentence is not longer than that to which the
defendant would otherwise be subject.” (internal quotation marks
omitted)).
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Gonzalez
appeals,
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Vicencio
which
we
and
Pg: 15 of 21
Berumen
Cortes
consolidated.
We
timely
possess
noted
these
jurisdiction
pursuant to 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a). 4
II.
A.
Gonzalez Vicencio and Berumen Cortes now contend — for the
first time on appeal — that 21 U.S.C. § 841(b)(6) requires the
government to prove that a defendant knows he is on federal land
when he uses a hazardous substance in violation of 21 U.S.C.
§ 841(a).
Section 841(b)(6) provides:
Any person who violates [21 U.S.C. § 841(a)], or
attempts to do so, and knowingly or intentionally uses
a poison, chemical, or other hazardous substance on
Federal land, and, by such use
(A)
creates a serious hazard to
wildlife, or domestic animals,
(B)
degrades or harms the
natural resources, or
(C)
pollutes an aquifer, spring,
river, or body of water,
humans,
environment
or
stream,
shall be [punished as provided by law].
4
Gonzalez Vicencio and Berumen Cortes have not appealed
their convictions on Counts One and Two — the conspiracy and
marijuana manufacturing offenses — nor does Berumen Cortes
contest his conviction on Count Four for illegally reentering
the United States.
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See
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21
Filed: 04/26/2016
U.S.C.
Gonzalez
§ 841(b)(6)
Vicencio
requirements
and
extend
(emphasis
Berumen
beyond
Pg: 16 of 21
added).
Cortes,
knowing
According
§ 841(b)(6)’s
or
mens
intentional
use
to
rea
of
a
hazardous substance to knowledge that such substance is being
used on federal land.
Gonzalez Vicencio and Berumen Cortes frame their contention
as one of evidence sufficiency, arguing that the prosecutors
failed to present any evidence from which the jury could find
that either of them knew he was on federal land when he used
hazardous
substances
to
manufacture
marijuana.
Because
that
argument was never presented to or addressed by the district
court, we cannot grant relief unless the plain error standard is
satisfied.
See
United
States
v.
Olano,
507
U.S.
725,
732
(1993). 5
To satisfy the Olano plain error standard, a defendant must
first show:
“(1) that an error was made; (2) that the error was
plain; and (3) that the error affected his substantial rights.”
See United States v. Carthorne, 726 F.3d 503, 510 (4th Cir.
2013).
Even
exercise
our
if
those
discretion
requirements
to
correct
are
a
satisfied,
plain
error
we
will
only
when
necessary to prevent “a miscarriage of justice” or to ensure
5
Contrary to the defendants’ contention, the government
maintains that the issue they raise regarding § 841(b)(6) is one
of instructional error.
However framed, the issue was never
presented to or addressed by the district court.
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“the
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fairness,
integrity
proceedings.”
marks
or
Pg: 17 of 21
public
reputation
of
judicial
See Olano, 507 U.S. at 736 (internal quotation
omitted).
We
have
recognized
that
the
plain
error
standard “is strictly circumscribed and meeting all four prongs
is difficult, as it should be.”
F.3d
197,
213
(4th
Cir.
See United States v. Byers, 649
2011)
(internal
quotation
marks
omitted).
The stringent requirements of plain error review flow from
the fundamental
principle
that
a
right
“may
be
forfeited
in
criminal as well as civil cases by the failure to make timely
assertion of the right” in the trial court.
at 731 (internal quotation marks omitted).
See Olano, 507 U.S.
Our strict adherence
to the Olano standard “serves to induce the timely raising of
claims
and
opportunity
United
objections,
which
to
and
States,
consider
556
U.S.
gives
resolve
129,
134
the
district
them.”
(2009).
See
court
Puckett
That
the
v.
inducement
engenders judicial efficiency, because the trial court is better
suited to address an issue in the first instance.
In contrast,
a court of appeals sits as “a court of review, not of first
view.”
Cf. Decker v. Nw. Envtl. Def. Ctr., 133 S. Ct. 1326,
1335 (2013) (internal quotation marks omitted).
error
review
afterthoughts.
discourages
That
is,
both
mousetrapping
arguments
and
As such, plain
and
objections
convenient
that
are
strategically withheld until appeal, or identified only after
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the trial court has ruled, will not prevail unless the rigorous
plain error standard is satisfied.
Importantly,
an
unpreserved
error
will
constitute
plain
error “only if it contravenes the law of the Supreme Court or
this circuit.”
See United States v. King, 628 F.3d 693, 700
(4th Cir. 2011) (internal quotation marks omitted).
regard,
we
have
directly
on
a
district
court
recognized
legal
does
that
issue
not
and
commit
plain
F.3d
176,
omitted).
plain
181
(4th
we
Cir.
have
yet
to
circuits
other
reasoning of another circuit.”
739
“when
In that
are
split,
error
by
speak
following
a
the
See United States v. Shepperson,
2014)
(internal
quotation
marks
As a corollary to that principle, the requirements of
error
review
are
more
difficult
to
satisfy
when
the
unpreserved issue has not been addressed by a court of appeals.
In
the
context
of
these
proceedings,
we
are
content
to
assume that an error occurred and that the first prong of Olano
has been satisfied.
See, e.g., United States v. Godwin, 272
F.3d 659, 679 (4th Cir. 2001) (“Without belaboring the point, we
simply
assume
analysis.”).
trial
error
and
proceed
with
the
Olano
Turning to Olano’s second prong, however, it is
apparent that Gonzalez Vicencio and Berumen Cortes have failed
to demonstrate that the assumed error is plain.
Put succinctly,
the defendants have not referred us to any authorities — and
there are none — that delineate the mens rea requirements of
18
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§ 841(b)(6).
Filed: 04/26/2016
Pg: 19 of 21
We therefore conclude that Gonzalez Vicencio and
Berumen Cortes fail to satisfy the requirements of plain error
review.
B.
Finally,
denial
of
Berumen
his
Cortes
request
for
challenges
relief
provision, 18 U.S.C. § 3553(f).
the
under
district
the
court’s
safety
valve
Had the court granted safety
valve relief to Berumen Cortes, he would have been eligible for
a
sentence
below
the
120-month
statutory
minimum.
The
government counters that the court properly found that Berumen
Cortes had not made a complete and truthful disclosure to the
authorities.
We review for clear error a sentencing court’s
decision to deny a defendant safety valve relief.
See United
States v. Henry, 673 F.3d 285, 292 (4th Cir. 2012).
The safety valve provision authorizes a sentencing court to
afford a first-time offender relief from a mandatory minimum
sentence, if the defendant satisfies five requirements.
defendant must shoulder the burden by showing that:
The
(1) he has
no more than one criminal history point under the Guidelines;
(2) his offense did not involve violence or the possession of a
firearm; (3) the offense did not result in serious bodily injury
or death; (4) he did not play a leadership role in the offense;
and (5) “no later than the time of sentencing, [he] truthfully
provided the government with all evidence and information [he]
19
Appeal: 14-4724
had
Doc: 63
Filed: 04/26/2016
concerning
the
offense
Pg: 20 of 21
or
offenses
comprising
course of conduct or a common scheme or plan.”
the
same
See Henry, 673
F.3d at 292-93.
As our good Chief Judge recently explained in United States
v. Aidoo, “[t]he defendant’s burden under the safety valve is a
true
burden
defendant.”
3553(f)
is
of
proof
that
rests,
at
all
times,
See 670 F.3d 600, 607 (4th Cir. 2012).
thus
a
“tell-all
provision,”
and
on
the
Section
requires
the
defendant to “persuade the district court that he has made full,
truthful
valve.”
disclosure
of
information
See id. at 607, 609.
required
by
the
safety
Importantly, if the prosecutors
oppose a request for safety valve relief, the defendant must
present “some kind of evidence” that shows “he had provided the
government with complete and truthful disclosure.”
609.
See id. at
Here, the district court specifically found that Berumen
Cortes had not revealed to the government everything he knew
regarding his criminal activities.
It thus denied safety valve
relief to Berumen Cortes under the fifth element of § 3553(f).
According to the court, Berumen Cortes had “failed miserably”
when given the opportunity “to be totally forthcoming and to
volunteer information relevant to the case.”
See J.A. 582-83.
The record provides ample support for the district court’s
finding on the safety valve issue.
For example, Berumen Cortes
maintained throughout the district court proceedings that he had
20
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Doc: 63
Filed: 04/26/2016
Pg: 21 of 21
been present at the campsite for only one week, but the evidence
was strong that Berumen Cortes had been there growing marijuana
much longer.
Specifically, Berumen Cortes’s notepad showed that
he had planted seeds as early as May 13, 2013, nearly two months
before his arrest.
to
safety
contention
valve
that
In the face of the prosecutor’s opposition
relief,
he
had
Berumen
not
been
Cortes
failed
entirely
to
rebut
forthcoming
to
the
the
government, let alone carry his burden to establish otherwise.
We are therefore satisfied that the court did not err in denying
Berumen Cortes’s request for relief under 18 U.S.C. § 3553(f).
III.
Pursuant
to
the
foregoing,
we
reject
the
defendants’
contentions of error and affirm the judgments.
AFFIRMED
21
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