Dennis LeBlanc v. Randall Mathena
Filing
PUBLISHED AUTHORED OPINION filed. Originating case number: 2:12-cv-00340-AWA-LRL. [999963413]. [15-7151]
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PUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 15-7151
DENNIS LEBLANC,
Petitioner - Appellee,
v.
RANDALL MATHENA, Chief Warden, Red Onion
Pound, Virginia; COMMONWEALTH OF VIRGINIA,
State
Prison,
Respondents - Appellants.
Appeal from the United States District Court for the Eastern
District of Virginia, at Norfolk.
Arenda L. Wright Allen,
District Judge. (2:12-cv-00340-AWA-LRL)
Argued:
May 10, 2016
Decided:
November 7, 2016
Before NIEMEYER and WYNN, Circuit Judges, and Thomas E.
JOHNSTON, United States District Judge for the Southern District
of West Virginia, sitting by designation.
Affirmed by published opinion. Judge Wynn wrote the opinion, in
which Judge Johnston joined. Judge Niemeyer wrote a dissenting
opinion.
ARGUED: Stuart Alan Raphael, OFFICE OF THE ATTORNEY GENERAL OF
VIRGINIA, Richmond, Virginia, for Appellants.
Bryan A.
Stevenson, EQUAL JUSTICE INITIATIVE, Montgomery, Alabama, for
Appellee.
ON BRIEF: Mark R. Herring, Attorney General of
Virginia, Linda L. Bryant, Deputy Attorney General, Criminal
Justice & Public Safety Division, Donald E. Jeffrey, III, Senior
Assistant Attorney General, Eugene P. Murphy, Senior Assistant
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Attorney General, Katherine Quinlan Adelfio, Assistant Attorney
General, Trevor S. Cox, Deputy Solicitor General, OFFICE OF THE
ATTORNEY
GENERAL
OF
VIRGINIA,
Richmond,
Virginia,
for
Appellants.
Jennifer T. Stanton, J.T. STANTON, P.C., Norfolk,
Virginia; Randall S. Susskind, Jennae R. Swiergula, Stephen Chu,
EQUAL JUSTICE INITIATIVE, Montgomery, Alabama, for Appellee.
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WYNN, Circuit Judge:
Graham v. Florida, 560 U.S. 48, 74 (2010), held that “the
Eighth Amendment forbids the sentence of life without parole”
for
juvenile
offenders
convicted
of
nonhomicide
offenses.
Accordingly, the Supreme Court held that States must provide
juvenile
nonhomicide
offenders
sentenced
to
life
imprisonment
with “some meaningful opportunity to obtain release based on
demonstrated maturity and rehabilitation.”
Id. at 75.
Nearly a decade before the Supreme Court decided Graham,
Respondent, the Commonwealth of Virginia, sentenced Petitioner
Dennis
LeBlanc
to
life
imprisonment
without
parole
for
nonhomicide offense he committed at the age of sixteen.
a
In
light of Graham, Petitioner sought postconviction relief from
his sentence in Virginia state courts.
Petitioner
relief,
holding
that
The state courts denied
Virginia’s
geriatric
release
program--which was adopted more than fifteen years before the
Supreme Court decided Graham and will allow Petitioner to seek
release beginning at the age of sixty--provides the “meaningful
opportunity” for release that Graham requires.
Mindful
decisions
of
the
denying
deference
state
we
prisoners
must
accord
to
state
postconviction
court
relief,
we
nonetheless conclude that Petitioner’s state court adjudication
constituted
an
significantly,
unreasonable
Virginia
courts
application
unreasonably
3
of
Graham.
ignored
the
Most
plain
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language of the procedures governing review of petitions for
geriatric release, which authorize the State Parole Board to
deny geriatric release for any reason, without considering a
juvenile offender’s maturity and rehabilitation.
In light of
the lack of governing standards, it was objectively unreasonable
for the state courts to conclude that geriatric release affords
Petitioner with the “meaningful opportunity to obtain release
based
on
demonstrated
maturity
and
rehabilitation”
Graham
demands. Id. Accordingly, Petitioner is entitled to relief from
his unconstitutional sentence.
I.
On
July
15,
2002,
a
Virginia
state
Petitioner guilty of rape and abduction.
trial
court
found
Petitioner committed
the offenses on July 6, 1999, when he was sixteen years old.
The
court
sentenced
imprisonment.
Va.
Code
Petitioner
to
two
terms
of
life
Petitioner was ineligible for parole pursuant to
Ann.
§ 53.1-165.1,
which
abolished
parole
for
individuals convicted of a felony committed after January 1,
1995.
Petitioner did not appeal his conviction or sentence.
In 2011, Petitioner filed a motion to vacate his sentence
in state trial court.
The motion argued that
Petitioner’s life sentence invalid.
Graham rendered
In opposition, Respondents
asserted that, notwithstanding Virginia’s abolition of parole,
Petitioner’s
life
sentence
did
4
not
violate
Graham
because
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Virginia
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allows
for
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conditional
release
of
“geriatric
prisoners,” Va. Code Ann. § 53.1-40.01 (“Geriatric Release”).
At
a
hearing
on
August
9,
2011,
the
state
orally denied Petitioner’s motion to vacate.
decision,
the
trial
court
relied
on
trial
court
In rendering its
the
Supreme
Court
of
Virginia’s decision in Angel v. Commonwealth, 704 S.E.2d 386
(Va. 2011), which held that Geriatric Release provides juveniles
sentenced
to
life
release”
and
in
prison
therefore
requirement. J.A. 157.
decision
to
the
a
“meaningful
complies
with
opportunity
Graham’s
for
parole
Petitioner appealed the trial court’s
Supreme
Court
of
Virginia,
which
summarily
denied his petition for appeal.
On June 19, 2012, Petitioner filed a petition for habeas
corpus
pursuant
to
28
U.S.C.
§ 2254
in
the
United
District Court for the Eastern District of Virginia.
States
A federal
magistrate judge reviewed the petition and recommended that the
district court deny it.
LeBlanc v. Mathena, No. 2:12-cv-340,
2013 WL 10799406, at *1 (E.D. Va. July 24, 2013).
filed objections to the magistrate judge’s report.
Petitioner
Finding the
objections well-taken, the district court granted Petitioner’s
habeas petition, holding that his state court adjudication was
contrary
to,
and
an
unreasonable
application
of,
Graham.
LeBlanc v. Mathena, No. 2:12cv340, 2015 WL 4042175, at *9 (E.D.
Va. July 1, 2015).
In particular, the district court concluded
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that
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Geriatric
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Release
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does
not
offer
juvenile
offenders
sentenced to life imprisonment, like Petitioner, the “meaningful
opportunity to obtain release based on demonstrated maturity and
rehabilitation” required by Graham.
Id. at *9, *11–18.
The
district court further concluded that Geriatric Release did not
comply with Graham’s dictate that state penal systems reflect
the lesser culpability of juvenile offenders, explaining that
Geriatric Release “treats children worse” than adult offenders.
Id. at *14 (emphasis in original). Accordingly, the district
court
remanded
Petitioner’s
case
to
resentencing in accordance with Graham.
the
state
court
for
Id. at *19.
Respondents filed a timely appeal, and the district court
stayed its judgment pending resolution of that appeal.
II.
A.
The Virginia General Assembly established Geriatric Release
in 1994--more than 15 years before the Supreme Court decided
Graham--as
part
of
its
“truth-in-sentencing”
reform
package.
J.A. 169.
The primary goal of truth-in-sentencing reform was to
close
gap
the
between
prisoners’
original
amount of time they actually served.
sentences
and
the
Brian J. Ostrom et al.,
Truth-in-Sentencing in Virginia 17-20 (April 5, 2001), available
at
https://www.ncjrs.gov/pdffiles1/nij/grants/187677.pdf.
The
centerpiece of the reform package was the elimination of parole
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for all offenders who committed felonies on or after January 1,
1995.
Id.
The
statutory
provision
governing
Geriatric
Release,
as
amended, 1 provides, in its entirety:
Any
person
serving
a
sentence
imposed
upon
a
conviction for a felony offense, other than a Class 1
felony, (i) who has reached the age of sixty-five or
older and who has served at least five years of the
sentence imposed or (ii) who has reached the age of
sixty or older and who has served at least ten years
of the sentence imposed may petition the Parole Board
for conditional release.
The Parole Board shall
promulgate regulations to implement the provisions of
this section.
Va. Code Ann. § 53.1-40.01.
Unlike with other components of the
truth-in-sentencing
package, 2
reform
we
have
identified
no
evidence in the contemporaneous legislative record speaking to
the General Assembly’s goal in enacting Geriatric Release or
providing
guidance
regarding
the
implementation
of
Geriatric
Release.
1
The original provision applied only to offenders who were
ineligible for parole. A 2001 amendment expanded the provision
to apply to all inmates.
2
The legislative history of the truth-in-sentencing reform
package focuses on the abolition of parole, establishment of
uniform sentencing guidelines and a sentencing commission,
elimination of “good time” credits, and imposition of longer
sentences for violent offenders. Commonwealth of Va. Comm’n on
Sentencing & Parole Reform, Report of the Commission on
Sentencing & Parole Reform to the Governor and General Assembly
of Virginia, H. Doc. No. 18 (Dec. 23, 1994).
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The
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Virginia
Parole
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Board
is
responsible
whether to grant petitions for Geriatric Release.
40.01
directs
the
Parole
Board
to
necessary to implement the statute.
for
deciding
Section 53.1-
promulgate
regulations
Pursuant to that authority,
the Parole Board established administrative procedures governing
implementation
of
the
Geriatric
Release
provision
(the
“Geriatric Release Administrative Procedures”).
The Geriatric Release Administrative Procedures set forth a
two-stage review process for Geriatric Release petitions.
the
“Initial
Review”
stage,
the
Parole
Board
At
reviews
a
prisoner’s petition--which must provide “compelling reasons for
conditional release”--and the prisoner’s “central file and any
other pertinent information.” J.A. 287.
deny
the
petition
majority vote.
Administrative
reasons
for
at
the
Initial
The Parole Board may
Review
stage
based
on
a
Neither the statute nor the Geriatric Release
Procedures
conditional
states
what
release,”
constitute
nor
does
“compelling
either
document
require the Parole Board to consider any particular factors in
conducting
the
Initial
Review,
nor
does
either
document
set
forth any criteria for granting or denying a prisoner’s petition
at the Initial Review stage.
If the Parole Board does not deny a petition at the Initial
Review
stage,
Review” stage.
the
petition
moves
forward
to
the
“Assessment
As part of the Assessment Review, a Parole Board
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member
or
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designated
staff
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member
interviews
the
prisoner.
During that interview, the prisoner may present written and oral
statements as well as any written material bearing on his case
for parole.
The interviewer then drafts a written assessment of
the prisoner’s “suitability for conditional release” and, based
on that assessment, recommends whether the Parole Board should
grant
the
petition.
J.A.
288.
In
order
to
grant
Geriatric
Release to a prisoner sentenced to life imprisonment, at least
four members of the five-member Parole Board must vote in favor
of release.
In engaging in the Assessment Review, Parole Board members
should
process
consider
“[a]ll
including
factors
Board
in
the
appointments
parole
and
consideration
Victim
Input.”
Id.
The Virginia Parole Board Policy Manual includes a long list of
“decision
factors”
process. J.A. 297.
to
be
considered
in
the
parole
review
These factors include: public safety, the
facts and circumstances of the offense, the length and type of
sentence, and the proposed release plan.
should
consider
including
“the
certain
The Parole Board also
characteristics
individual’s
history,
of
the
physical
offender,
and
mental
condition and character, . . . conduct, employment, education,
vocational training, and other developmental activities during
incarceration,”
prior
criminal
record,
behavior
incarcerated, and “changes in motivation and behavior.”
9
while
J.A.
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297–99.
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Finally, the Parole Board should consider impressions
gained from interviewing the prisoner as well as information
from family members, victims, and other individuals.
B.
There
are
several
key
ways
in
which
Geriatric
Release
differs from Virginia’s parole system, which remains in place
for prisoners who committed their offenses before January 1,
1995.
The first--and most obvious--is the age limitation.
In
order to seek Geriatric Release, an inmate must be at least
sixty years of age.
By contrast, most parole-eligible inmates
serving a life sentence will be considered for parole for the
first time after serving fifteen years of their sentence.
Code Ann. § 53.1-151(C).
Va.
Other prisoners will be considered for
parole when they serve a certain percentage of their sentence.
Id. § 53.1-151(A).
Accordingly, whereas Petitioner would have
been considered for parole after serving twenty years of his
sentence, Petitioner cannot apply for Geriatric Release until
roughly twenty years later.
The
second
difference
is
that
an
inmate
must
actively
petition for Geriatric Release once he or she becomes eligible,
whereas the Parole Board automatically considers, on an annual
basis, whether to release each parole-eligible inmate.
A third difference is that, unlike with parole, the Parole
Board may deny a petition for Geriatric Release at the Initial
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Review stage without considering any of the “decision factors”
enumerated in the Parole Board Policy Manual.
the
parole
Parole
system,
Board
must
which
has
consider
in
the
Parole
Release
affords
discretion
to
a
deny
petition
Initial Review stage.
“identify
criteria
granting
Geriatric
must
established
for
Indeed, unlike
or
that
denying
Board
Geriatric
the
parole,
unconstrained
Release
at
the
Relatedly, in their petition, prisoners
compelling
reasons”
why
they
should
receive
Geriatric Release, notwithstanding that the “compelling reasons”
requirement
has
no
statutory
basis
and
that
the
Geriatric
Release Administrative Procedures do not provide any guidance
regarding what constitutes a “compelling reason.” J.A. 287.
By
contrast, there is no requirement that a parole-eligible inmate
demonstrate “compelling reasons” in order to obtain parole.
Fourth,
the
Parole
Board
or
its
designee
interviews
prisoners undergoing parole review as a matter of course.
By
contrast, the Parole Board can deny a petition for Geriatric
Release at the Initial Review stage “on a review of the record,”
without interviewing the inmate. J.A. 287.
A final
five-member
notable
Parole
difference
Board
must
is
that
approve
inmates sentenced to life imprisonment.
members
of
the
Parole
Board
must
eligible prisoners.
11
four
members
Geriatric
of
Release
the
of
By contrast, only three
approve
parole
of
parole-
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II.
We
review
the
district
court’s
decision
to
grant
Petitioner’s habeas petition de novo.
Richardson v. Branker,
668
The
F.3d
128,
138
(4th
Cir.
2012).
Antiterrorism
and
Effective Death Penalty Act of 1996 (“AEDPA”), which accords
deference to final judgments of state courts, circumscribes our
review.
Cir.
Nicolas v. Att’y Gen. of Md., 820 F.3d 124, 129 (4th
2016).
Under
AEDPA,
a
federal
court
may
grant
habeas
relief to a state prisoner, like Petitioner, if the prisoner’s
state
court
adjudication
“was
contrary
to,
or
involved
an
unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States,” 28 U.S.C.
§ 2254(d)(1), or “was based on an unreasonable determination of
the facts in light of the evidence presented in the state court
proceeding,” id. § 2254(d)(2).
Respondents
contend
that
the
Virginia
courts’
conclusion
that Geriatric Release complies with Graham’s parole requirement
amounted to a finding of fact, and therefore that the standard
set forth in 28 U.S.C. § 2254(d)(2) applies.
Federal courts
review
law
habeas
questions
of
petitions
law
and
raising
fact
under
questions
Section
of
2254(d)(1).
or
mixed
Horn
v.
Quarterman, 508 F.3d 306, 312 (5th Cir. 2007); see also, e.g.,
Barnes
v.
Joyner,
751
F.3d
229,
246-52
(4th
Cir.
2014)
(analyzing habeas petition raising mixed question of law and
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fact under Section 2254(d)(1)).
By contrast, Section 2254(d)(2)
applies to questions of historical fact. Weaver v. Palmateer,
455 F.3d 958, 963 n.6 (9th Cir. 2006); Ouber v. Guarino, 293
F.3d
19,
section
27
(1st
Cir.
2254(d)(2)
2002)
applies
(“[T]he
only
to
special
prophylaxis
determinations
of
of
basic,
primary, or historical facts.” (internal quotation omitted)).
Here, the Virginia courts’ evaluation of whether Geriatric
Release
complies
questions
of
with
law,
Section 2254(d)(1).
and
Graham’s
therefore
parole
is
requirement
subject
to
implicates
review
under
See, e.g., Moore v. Biter, 725 F.3d 1184,
1191 (9th Cir. 2013) (holding that a state court decision was
contrary to clearly established law when it held that Graham did
not bar a juvenile nonhomicide offender’s sentence under which
he would be eligible for parole in 127 years); Bunch v. Smith,
685 F.3d 546, 549-50 (6th Cir. 2012) (analyzing whether 89-year
sentence was functional equivalent of life sentence for purposes
of
Graham
under
Section
2254(d)(1)).
Therefore,
we
must
determine whether the state court’s decision was “contrary to,
or involved an unreasonable application of clearly established”
Supreme Court law.
28 U.S.C. § 2254(d)(1).
In assessing a state prisoner’s habeas claims, we review
the “last reasoned” state court decision.
Ylst v. Nunnemaker,
501
Dir.,
U.S.
797,
803
(1991);
Grueninger
v.
Corrs., 813 F.3d 517, 525 (4th Cir. 2016).
13
Va.
Dep’t
of
“Unless a state-
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court opinion adopts or incorporates the reasoning of a prior
opinion, AEDPA generally requires federal courts to review one
state decision.”
Wooley v. Rednour, 702 F.3d 411, 421 (7th Cir.
2012) (internal quotation omitted).
reasoned
decision
adopts
or
However, “[i]f the last
substantially
incorporates
the
reasoning from a previous state court decision, we may consider
both
decisions
to
fully
ascertain
the
reasoning
of
the
last
decision.” Edwards v. Lamarque, 475 F.3d 1121, 1126 (9th Cir.
2007)
(internal
quotation
omitted);
Brian
R.
Means,
Federal
Habeas Manual § 3:7 (2016) (“[W]here the last reasoned state
court
decision
adopts
or
substantially
incorporates
the
reasoning from a previous decision, it is acceptable for the
federal court to look at both state court decisions to fully
ascertain the reasoning of the last decision.”).
The Supreme Court of Virginia summarily affirmed the trial
court’s
oral
Accordingly,
denial
the
trial
of
Petitioner’s
court
decision
motion
to
constitutes
vacate.
the
last
reasoned decision for purposes of our analysis. Nicolas, 820
F.3d
at
129.
regarding
the
The
trial
Geriatric
court
Release
relied
on
provision’s
Angel’s
reasoning
compliance
with
Graham’s parole requirement.
Accordingly, we must consider both
the
and
trial
court’s
decision
Angel
in
determining
whether
Petitioner’s state court adjudication was “contrary to, or an
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unreasonable application of” Graham--the question to which we
now turn.
III
A.
The Eighth Amendment, made applicable to the States through
the Fourteenth Amendment, prohibits the infliction of “cruel and
unusual
punishments.”
U.S.
Const.
amend.
Simmons, 543 U.S. 551, 560 (2005).
punishment
is
cruel
and
historical
conceptions
to
Roper
v.
“To determine whether a
unusual,
‘the
VIII;
courts
evolving
must
look
beyond
of
decency
standards
that mark the progress of a maturing society.’”
Graham, 560
U.S. at 58 (quoting Estelle v. Gamble, 429 U.S. 97, 102 (1976)).
The Eighth Amendment “prohibits not only barbaric punishments,
but
also
committed.”
Graham
sentences
that
are
disproportionate
to
the
crime
Solem v. Helm, 463 U.S. 277, 284 (1983).
rests
on
a
long
line
of
Supreme
Court
decisions
addressing the constraints imposed by the Eighth Amendment on
the punishment of juvenile offenders.
In Thompson v. Oklahoma,
487 U.S. 815, 838 (1988), the Supreme Court held that the Eighth
Amendment
prohibits
the
death
penalty
for
offenders
committed their crimes before the age of sixteen.
who
The Court
grounded its decision on the principle “that punishment should
be directly related to the personal culpability of the criminal
defendant.” Id. at 834 (quoting California v. Brown, 479 U.S.
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538, 545 (1987)).
responsible
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“[A]dolescents as a class are less mature and
than
adults,”
the
Court
explained.
Id.
“Inexperience, less education, and less intelligence make the
teenager less able to evaluate the consequences of his or her
conduct while at the same time he or she is much more apt to be
motivated by mere emotion or peer pressure than is an adult.”
Id. at 835.
morally
Accordingly, a juvenile’s transgression is “not as
reprehensible
juvenile
offenders
as
are
that
not
of
as
an
adult.”
personally
Id.
culpable
Because
as
adult
offenders, juvenile offenders should not receive punishments as
severe as those inflicted on adult offenders, the Court held.
Id. at 834.
In Roper v. Simmons, the Supreme Court again emphasized the
unique characteristics of youth when it extended Thompson’s bar
on
the
death
committed
their
offenses before the age of eighteen. 543 U.S. at 578.
Like
Thompson,
maturity
omitted).
not
the
and
propensity
is
penalty
as
Roper
to
all
Court
highlighted
underdeveloped
for
“reckless
individuals
sense
juveniles’
of
behavior.”
who
“lack
responsibility”
Id.
at
569
of
and
(citations
Roper further noted that “the character of a juvenile
well
formed
as
that
of
an
adult”
and
juveniles’
“personality traits are more transitory, less fixed.” Id. at
570.
a
As a result, “it is less supportable to conclude that even
heinous
crime
committed
by
16
a
juvenile
is
evidence
of
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irretrievably
depraved
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character.”
Id.
“Indeed,
‘[t]he
relevance of youth as a mitigating factor derives from the fact
that
the
signature
qualities
of
youth
are
transient;
as
individuals mature, the impetuousness and recklessness that may
dominate in younger years can subside.’” Id. (quoting Johnson v.
Texas, 509 U.S. 350, 368 (1993)).
Against this backdrop, Graham held that “for a juvenile
offender
who
did
not
commit
homicide
the
Eighth
Amendment
forbids the sentence of life without parole.” 560 U.S. at 74.
The
Court
explained
that
“[t]his
clear
line
is
necessary
to
prevent the possibility that life without parole sentences will
be
imposed
on
juvenile
nonhomicide
offenders
who
are
not
sufficiently culpable to merit that punishment.” Id. (emphasis
added).
In
reaching
this
conclusion,
the
Court
again
highlighted the “lessened culpability” of juveniles, noting that
“developments in psychology and brain science continue to show
fundamental differences between juvenile and adult minds.
example,
parts
continue
to
Moreover,
of
mature
the
brain
through
“[j]uveniles
are
involved
late
more
in
behavior
adolescence.”
capable
of
Id.
change
For
control
at
68.
than
are
adults, and their actions are less likely to be evidence of an
‘irretrievably
depraved
character’
than
are
the
actions
of
adults.” Id. (quoting Roper, 543 U.S. at 570).
Graham explained that life without parole is “the second
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most severe penalty permitted by law,” behind only the death
penalty, because
it
“deprives
the
convict
of
the
most
basic
liberties without giving hope of restoration, except perhaps by
executive
clemency—-the
remote
possibility
of
which
does
not
mitigate the harshness of the sentence.” Id. at 69–70 (citations
omitted).
the
If a juvenile is sentenced to life in prison without
possibility
of
parole,
he
or
she
has
“no
chance
for
fulfillment outside prison walls, no chance for reconciliation
with society, no hope.” Id. at 79.
Additionally,
“[b]y
denying
the
defendant
the
right
to
reenter the community, the State makes an irrevocable judgment
about that person’s value and place in society.
This judgment
is not appropriate in light of a juvenile nonhomicide offender’s
capacity for change and limited moral culpability.” Id. at 74.
Accordingly, the sentence of life without parole for a juvenile
nonhomicide offender will always be “disproportionate” under the
Eighth Amendment because it always relies on a judgment “made at
the outset” that the defendant is incorrigible. Id. at 73.
And
while some juvenile offenders may ultimately prove to pose a
risk to society for the rest of their lives, “[a] life without
parole sentence improperly denies the juvenile offender a chance
to demonstrate growth and maturity” later in life. Id. at 73
(emphasis added).
Although
Graham
left
it
to
18
“the
State[s],
in
the
first
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instance, to explore the means and mechanisms” to comply with
its dictates, id. at 75, the decision established at least three
minimum requirements for parole or early release programs for
juvenile nonhomicide offenders sentenced to life imprisonment,
like Petitioner. 3
First,
Graham
held
that
such
offenders
must
have
the
opportunity “to obtain release based on demonstrated maturity
and
rehabilitation.”
Id.
at
75
(emphasis
added).
Put
differently, the juvenile offender must have a “chance to later
demonstrate that he is fit to rejoin society” and that “the bad
acts he committed as a teenager are not representative of his
true character.”
Id. at 79.
To that end, a parole or early
release system does not comply with Graham if the system allows
for
the
lifetime
incarceration
of
a
juvenile
nonhomicide
offender based solely on the heinousness or depravity of the
offender’s crime. Id. at 75 (“[The Eighth Amendment] prohibit[s]
States from making the judgment at the outset that [juvenile
nonhomicide offenders] never will be fit to reenter society.”);
id. at 76 (stating that the Eighth Amendment prohibits courts
3
We address these three requirements because they are
particularly relevant to the Geriatric Release program and
Petitioner’s state court adjudication.
We take no position on
whether Graham established--clearly or otherwise--other minimum
requirements for parole or early release programs for juvenile
nonhomicide offenders sentenced to life imprisonment.
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“from sentencing a juvenile nonhomicide offender to life without
parole
crimes
based
on
a
subjective
demonstrate
an
judgment
‘irretrievably
that
the
depraved
defendant’s
character’”
(quoting Roper, 543 U.S. at 572)).
Second, Graham held that the opportunity to obtain release
must be “meaningful,” which means that the opportunity must be
“realistic” and more than a “remote possibility.” Id. at 70, 75,
82.
Graham’s
“meaningful[ness]”
requirement
reflects
the
Supreme Court’s long-standing characterization of “[p]arole [a]s
a regular part of the rehabilitative process.
Assuming good
behavior, it is the normal expectation in the vast majority of
cases.”
Solem,
“normal
expectation,”
least
to
463
some
U.S.
at
it
extent,
300-03.
should
when
be
parole
Because
“possible
might
parole
to
be
is
predict,
granted.”
the
at
Id.
(holding that, for purposes of the Eighth Amendment, executive
clemency is not a substitute for parole because clemency is an
“ad hoc” process that provides inmates with nothing more than a
“bare possibility” of release).
the
availability
of
To that end, Graham held that
executive
clemency
did
not
satisfy
the
“meaningful opportunity to obtain release” requirement. 560 U.S.
at 69-70.
Third, Graham held that a state parole or early release
program
must
offenders:
account
“An
for
offender’s
the
lesser
age
20
is
culpability
relevant
to
of
the
juvenile
Eighth
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Amendment,
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and
criminal
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procedure
laws
that
fail
to
take
defendants’ youthfulness into account at all would be flawed.”
Id. at 76; see also Miller v. Alabama, 132 S. Ct. 2455, 2465-66
(2012)
(explaining
that
Graham’s
“foundational
principle”
is
“that imposition of a State’s most severe penalties on juvenile
offenders cannot proceed as though they were not children”). 4
Accordingly,
subjects
a
state
juvenile
parole
offenders
or
to
early
more
release
severe
system
that
punishments
than
their adult counterparts necessarily violates Graham.
C.
With
these
three
principles
in
mind--(1)
that
juvenile
nonhomicide offenders sentenced to life imprisonment must have
the
“opportunity
to
obtain
release
based
on
demonstrated
maturity and rehabilitation,” (2) that this opportunity must be
“meaningful,” and (3) that the early release or parole system
4
The Supreme Court decided Miller after Petitioner’s statecourt adjudication.
Although Petitioner may obtain relief only
based on law clearly established by the Supreme Court as of the
date of his adjudication, we may look to decisions post-dating
his adjudication for guidance regarding the interpretation and
application of clearly established Supreme Court precedent
predating the state court adjudication. See, e.g., Wiggins v.
Smith, 539 U.S. 510, 522-23 (2003) (relying on post-adjudication
opinion to “illustrat[e] . . . proper application” of clearly
established precedent); Frazer v. South Carolina, 430 F.3d 696,
716 (4th Cir. 2005) (Motz, J., concurring) (“Where . . . a
Supreme Court decision post-dating state collateral review . . .
simply illustrates the appropriate application of Supreme Court
precedent that pre-dates the state-court determination . . . , a
federal court on habeas may consider the postdated opinion.”).
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must
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take
into
Filed: 11/07/2016
account
the
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lesser
culpability
of
juvenile
offenders--we must determine whether the conclusion of the trial
court and Angel that Geriatric Release complies with Graham’s
parole
requirement
was
“contrary
to,
or
an
unreasonable
application of” Graham. 5
1.
A
state
established
law
court
“if
adjudication
the
state
is
court
contrary
arrives
at
to
a
clearly
conclusion
opposite to that reached by [the Supreme Court] on a question of
law” or “if the state court confronts facts that are materially
5
It is important to note that this case does not present
the question of whether a lengthy term-of-years sentence for a
juvenile is the functional equivalent of life without parole
under Graham.
That question has thus far divided courts.
Compare Bunch, 685 F.3d at 550 (holding that Graham did not
clearly establish that an lengthy term-of-years sentence for a
juvenile offender would violate the Eighth Amendment), Vasquez
v. Commonwealth, 781 S.E.2d 920, 925 (Va. 2016) (holding that
Graham did not address term-of-years sentences, even if they
exceed the prisoner’s life expectancy), and State v. Brown, 118
So. 3d 332, 342 (La. 2013) (concluding that Graham did not reach
term-of-years sentences), with Moore, 725 F.3d at 1186 (holding
that Graham clearly prohibited a sentence under which a juvenile
offender who would not be eligible for parole until age 144),
Casiano v. Comm’r of Corr., 115 A.3d 1031, (Conn. 2015) (holding
that “a fifty year term and its grim prospects for any future
outside of prison effectively provide a juvenile offender with
‘no chance for fulfillment outside prison walls, no chance for
reconciliation with society, no hope’” (quoting Graham, 560 U.S.
at 79)), Bear Cloud v. State, 334 P.3d 132, 136, 141–42 (Wyo.
2014) (holding that a sentence that would keep the defendant in
prison until age sixty-one was the functional equivalent of a
life sentence), and State v. Null, 836 N.W.2d 41, 72 (Iowa 2013)
(holding that “Miller's principles are fully applicable to a
lengthy term-of-years sentence”).
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indistinguishable from a relevant Supreme Court precedent and
arrives at [the opposite] result.”
Williams v. Taylor, 529 U.S.
362, 405 (2000); Barbe v. McBride, 521 F.3d 443, 453-54 (4th
Cir. 2006).
Here,
relied,
Angel,
upon
correctly
recognized
each
above
a
for
nonhomicide
which
the
identified
of
the
parole
offenders
three
or
state
Graham
minimum
early
sentenced
release
to
trial
as
court
controlling
requirements
program
life
entirely
for
set
and
forth
juvenile
imprisonment.
In
particular, Angel repeatedly stated that Graham requires that
juvenile offenders be afforded an opportunity for “release based
on maturity and rehabilitation.” 704 S.E.2d at 402.
Likewise,
the Angel court acknowledged that the opportunity for release
must be “meaningful.” Id. 6
And Angel recognized that Graham
demands that state penal systems account for the “limited moral
culpability of juvenile offenders.” Id. at 401.
Petitioner’s
state
court
adjudication
was
not
Accordingly,
“contrary
to”
Graham. Bell v. Cone, 535 U.S. 685, 698 (2002) (holding that
6
Notwithstanding their contention that Graham “does not
address what type of parole is necessary to meet its standard,”
Respondents concede that Graham held that juvenile nonhomicide
offenders
sentenced
to
life
imprisonment
must
have
the
opportunity
to
“obtain
release
based
on
maturity
and
rehabilitation” and that this opportunity must be “meaningful.”
Appellants’ Br. at 37, 49.
Accordingly, even Respondents
concede that Graham establishes minimum requirements for parole
or early release programs.
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court
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adjudication
that
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“correctly
identified
the
principles announced [by the Supreme Court] as those governing
the
analysis
.
.
.
was
[not]
contrary
to
.
.
.
clearly
established law”).
2.
Petitioner, therefore, may obtain relief only if his state
court adjudication amounted to an “unreasonable application” of
Graham.
A
state
court
decision
amounts
to
an
“unreasonable
application” of clearly established Supreme Court precedent if
it “‘identifies the correct governing legal principle from [the
Supreme]
Court’s
decisions
but
unreasonably
applies
that
principle to the facts’ of the prisoner’s case.” Grueninger, 813
F.3d at 524 (quoting Wiggins, 539 U.S. at 520).
To satisfy this
standard,
be
the
state
court
adjudication
must
“more
than
incorrect or erroneous;” it must be “objectively unreasonable.”
Lockyer v. Andrade, 538 U.S. 63, 75 (2003). That being said, to
reach a decision that constitutes an “unreasonable application”
of Supreme Court precedent, a state court need not address an
identical factual or legal scenario to that previously addressed
by the Supreme Court: “even a general standard may be applied in
an unreasonable manner.”
Panetti v. Quarterman, 551 U.S. 930,
953 (2007).
24
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For
state
Filed: 11/07/2016
several
court
reasons,
we
Pg: 25 of 64
agree
adjudication
with
Petitioner
constituted
an
that
his
“unreasonable
application” of Graham.
First,
Geriatric
Petitioner--or
any
Release
other
does
inmate,
not
necessarily
juvenile
or
provide
otherwise--the
opportunity to obtain release “based on demonstrated maturity
and rehabilitation,” as Graham requires.
In concluding that
Geriatric Release satisfied this requirement, Angel emphasized
that “if the prisoner meets the qualifications for consideration
contained in the statute, the factors used in the normal parole
consideration
process
apply
to
conditional
under this statute.” 704 S.E.2d at 402.
“decision
factors”
used
in
the
normal
release
decisions
Assuming arguendo the
parole
consideration
process adequately account for a juvenile offender’s “maturity
and rehabilitation,” 7 this conclusion ignores the Parole Board’s
authority to deny Geriatric Release for any reason--and without
consideration
of
the
“decision
factors”--and
therefore
is
objectively unreasonable.
7
The dissent incorrectly asserts that we conclude that the
parole “decision factors” do not account for a juvenile
offender’s “maturity and rehabilitation.” Post at 19.
To the
contrary, because the Parole Board may deny a juvenile offender
Geriatric
Release
at
the
Initial
Review
stage
without
considering the “decision factors,” we need not--and thus do
not--decide whether the “decision factors” adequately account
for a juvenile offender’s “maturity and rehabilitation,” as
Graham requires.
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Under the Geriatric Release Administrative Procedures, the
Parole Board must consider the “decision factors”--the “factors
used
in
the
Assessment
petition
normal
Review
for
parole
stage.
Geriatric
consideration
But
the
Release
process”--during
Parole
for
Board
any
may
the
deny
a
reason--without
consideration of the “decision factors”--at the Initial Review
stage.
It
was
objectively
unreasonable
to
conclude
that
Geriatric Release satisfied Graham’s requirement that juvenile
offenders
be
able
to
obtain
release
“based
on
maturity
and
rehabilitation,” when, under the plain and unambiguous language
of the governing procedures, the Parole Board can deny every
juvenile offender Geriatric Release for any reason whatsoever. 8
Like Respondents, the dissent seeks to insulate Angel from
collateral review by claiming that “the Virginia Supreme Court’s
conclusion that Virginia law requires consideration of ‘normal
parole factors’ such as rehabilitation and maturity is one of
state law and thus is binding on this court.” Post at 19-20.
But,
contrary
to
Respondents’
8
and
the
dissent’s
Because the Geriatric Release Administrative Procedures do
not require consideration of maturity and rehabilitation--or any
other factors--we need not, and thus do not, decide whether a
statute or regulation requiring only that a state decision-maker
consider
“maturity
and
rehabilitation”
satisfies
Graham’s
requirement that juvenile offenders have the opportunity to
obtain
release
“based
on
demonstrated
maturity
and
rehabilitation.” 560 U.S. at 75 (emphasis added).
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characterization, Angel does not hold that the Geriatric Release
Administrative
Procedures
“decision factors.”
factors”
“apply
to
“require”
consideration
of
the
Rather, Angel states that the “decision
conditional
release
decisions,”
but
never
addresses whether--much less holds that--the Parole Board must
consider the “decision factors” in reviewing every petition for
Geriatric Release. 704 S.E.2d at 402 (emphasis added).
Indeed, by reading Angel as “requir[ing]” consideration of
the
“decision
conflict
with
factors,”
the
the
plain
dissent
language
of
puts
Angel
the
into
Geriatric
direct
Release
Administrative Procedures, which permit the Parole Board to deny
a petition for Geriatric Release at the Initial Review stage for
any reason, and without consideration of the “decision factors.”
See supra Part II.
But in predicting how state courts would
resolve an unsettled issue of state law, we must reject, if at
all
possible,
irrational
predictions
conclusions
to
that
state
would
courts.
ascribe
See,
absurd
e.g.,
Pena
or
v.
Greffet, 110 F. Supp. 3d 1103, 1134 (D.N.M. 2015) (refusing to
predict that state court would resolve unsettled issue of state
law in a way that “would produce absurd results”); Union Cnty.
Ill. v. MERSCORP, Inc., 920 F. Supp. 2d 923, 931 (S.D. Ill.
2013) (adopting prediction of state law that was “[t]he only
non-absurd, non-inconvenient way to read the language of the law
itself and the language of Illinois appellate courts”); Jakomas
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v. McFalls, 229 F. Supp. 2d 412, 424 (W.D. Pa. 2002) (rejecting
plaintiff’s contention that state court would interpret state
law
in
a
way
Accordingly,
that
we
would
refuse
to
lead
read
to
an
Angel’s
“absurd
result”).
description
of
the
Geriatric Release Administrative Procedues as “apply[ing]” the
“decision factors” as requiring that the Parole Board consider
those
factors
at
the
Initial
Review
stage,
as
the
dissent
proposes.
Contrary to the dissent’s position, Angel’s error is not
that
it
irrationally
Administrative
interpreted
Procedures
“decision factors.”
as
the
requiring
Geriatric
Release
consideration
of
the
Rather, Angel unreasonably concluded that
the potential for consideration of maturity and rehabilitation
at
the
Graham’s
Assessment
Review
requirement
that
stage
is
States
adequate
afford
to
comply
juvenile
with
nonhomicide
offenders a “meaningful opportunity to obtain release based on
demonstrated maturity and rehabilitation,” 569 U.S. at 75, when
the Procedures allow the Parole Board to deny Geriatric Release
for any reason at the Initial Review stage and therefore provide
no
guarantee
that
the
Parole
Board
will
consider
a
juvenile
offender’s maturation and rehabilitation--a question of federal
constitutional
law.
Administrative
Procedures,
Petitioner
to
die
Indeed,
in
under
the
prison
Parole
without
28
the
Geriatric
Board
ever
could
having
Release
allow
considered
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whether Petitioner had matured or was rehabilitated.
Graham
does not countenance such a possibility. 560 U.S. at 74, 79
(rejecting
sentences
of
life
without
parole
for
juvenile
nonhomicide offender because such a penalty “guarantee[s] [the
offender] will die in prison without any meaningful opportunity
to obtain release” and “foreswears altogether the rehabilitative
ideal”).
Geriatric
requirement
obtain
Release
that
release
also
juvenile
fails
offenders
“based
on
to
comply
have
with
the
Graham’s
opportunity
demonstrated
maturity
to
and
rehabilitation” because it allows for the lifetime incarceration
of
a
juvenile
nonhomicide
offender
based
solely
heinousness or depravity of the offender’s crime.
on
the
Data provided
by the Virginia Criminal Sentencing Commission shows that, to
date, 95.4 percent of the denials of Geriatric Release have been
based
on
the
“serious
nature
9
of
the
crime.”
J.A.
178. 9
The Sentencing Commission’s 95.4 percent figure reflects
adjudications of Geriatric Release petitions filed by adult
offenders
only.
There
is
no
data
available
regarding
adjudications
of
Geriatric
Release
petitions
by
juvenile
offenders because no juvenile offender sentenced to life
imprisonment without parole in Virginia has reached the age of
sixty.
Respondents maintain the absence of data on the
adjudication
of
Geriatric
Release
petitions
by
juvenile
offenders precludes reliance on this data.
We agree with the
district court, however, that “[c]ompelling juveniles who are
currently serving sentences of life without the possibility of
parole to wait until enough similarly situated juveniles reach
age sixty so that courts can reassess the probabilities and
(Continued)
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Accordingly, the Parole Board denies Geriatric Release petitions
in nearly every case on grounds that the petitioners’ “crimes
demonstrate
an
‘irretrievably
depraved
character’”--directly
contrary to Graham’s instruction that state penal regimes take
into account a juvenile nonhomicide offender’s greater “capacity
for change” relative to his adult counterparts by giving such
offender the opportunity “to demonstrate that the bad acts he
committed
as
a
teenager
are
not
representative
of
his
true
character.” 560 U.S. at 73, 79.
For this reason, the dissent misconstrues Graham when it
appeals to the conduct giving rise to Petitioner’s conviction
and Petitioner’s conduct at sentencing to justify its position.
Post
at
5-6.
Rather,
Graham
forbids
States
from
making
a
“judgment . . . at the outset” that a juvenile offender is
incorrigible” because juvenile offenders have a “capacity for
change.” 560 U.S. at 73, 79.
A second reason Petitioner’s adjudication was objectively
unreasonable
offer
is
juvenile
opportunity
for
that
the
Geriatric
nonhomicide
release
Release
offenders
traditionally
the
afforded
statistics
related
to
geriatric
release
injustice that Graham sought to correct.”
4042175, at *17.
30
program
does
not
“meaningful”
by
parole.
perpetuates
the
LeBlanc, 2015 WL
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Tellingly,
with
Filed: 11/07/2016
when
Graham,
analyzing
the
Angel
Pg: 31 of 64
whether
court
Geriatric
said
that
Release
“the
effect
complied
of
[the
juvenile defendant’s life] sentences is that [he] will spend the
rest of his life confined in the penitentiary.” 704 S.E.2d at
401 (emphasis added).
The Supreme Court of Virginia, therefore,
expected the defendant in Angel--who was 17 when he committed
his offenses and less than 4 years older when the Supreme Court
of
Virginia
decided
his
appeal--would
spend
his
life
jail,
notwithstanding the availability of Geriatric Release and that
the defendant had had only four years to “grow[] and matur[e].”
Graham, 560 U.S. at 73.
But under clearly established Supreme
Court precedent--precedent repeatedly relied on by Graham, id.
at 70--“parole” should be the “normal expectation in the vast
majority
of
cases,”
Solem,
463
U.S.
at
300-03.
It
was
objectively unreasonable, therefore, for the Supreme Court of
Virginia to take the position that a penal regime under which it
concedes
early
release
is
the
exception,
rather
than
the
expectation, complies with Graham’s meaningfulness requirement.
Relatedly,
“meaningful”
Geriatric
opportunity
Release
also
requirement
fails
because
to
satisfy
there
are
the
no
standards governing the denial of Geriatric Release petitions.
In the context of determining whether a life sentence without
parole complied with the Eighth Amendment, the Supreme Court
explained that “[t]he law generally specifies when a prisoner
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will be eligible to be considered for parole, and details the
standards
and
procedures
prisoners
“to
predict,
at
applicable
least
at
to
might be granted.” Id. at 300-01.
that
some
time,”
extent,
allowing
when
parole
By contrast, mechanisms that
allow a decision-maker to grant or deny early release “for any
reason
without
reference
to
any
standards,”
offer
inmates
nothing more than a “bare possibility” of release and therefore
do
not
constitute
“parole”
for
purposes
of
the
Eighth
Amendment. 10 Id. at 301.
As explained above, the Geriatric Release statute does not
provide
the
factors
it
Parole
must
Board
consider
with
in
any
guidance
deciding
whether
geriatric prisoner. See supra Part II.A.
regarding
to
what
release
a
And, as Petitioner
correctly notes, the Geriatric Release Administrative Procedures
10
The dissent claims that Graham only “requir[es] that the
parole board have an ability to consider . . . evidence [of
maturity and rehabilitation] in deciding whether the offender
should be released.” Post at 22 (emphasis added).
Graham’s
holding that executive clemency does not comply with the
“meaningful opportunity for release” requirement belies the
dissent’s assertion.
In particular, notwithstanding that an
executive has unfettered discretion to grant clemency--and
therefore is “able” to consider an offender’s rehabilitation and
maturity in deciding whether to grant clemency--executive
clemency does not comply with Graham’s parole requirement
because it is an “ad hoc” process without any governing
standards. 560 U.S. at 69-70 (citing Solem, 463 U.S. at 300-01).
For purposes of Graham, the key issue is not whether the Parole
Board is “able” to consider a juvenile offender’s rehabilitation
and maturity--it is whether the Parole Board must consider
rehabilitation and maturation. See supra.
32
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authorize
the
Filed: 11/07/2016
Parole
Board
to
Pg: 33 of 64
deny
a
petition
for
Release at the Initial Review stage for any reason.
Geriatric
Without any
statutory or administrative guidance regarding what constitutes
a “compelling reason” warranting release or setting forth the
criteria
for
denying
a
juvenile
offender’s
petition
for
Geriatric Release at the Initial Review stage, it is impossible
to predict whether and when--if at all--the Parole Board will
grant Geriatric Release.
not
afford
juvenile
Accordingly, Geriatric Release does
nonhomicide
offenders
the
“meaningful”
opportunity to obtain release to which Graham entitles them. See
Graham,
which
560
the
U.S.
at
69-70
Supreme
(holding
Court
has
that
executive
recognized
lacks
clemency,
governing
standards, did not constitute “meaningful opportunity to obtain
release” for juvenile offenders sentenced to life imprisonment).
Third,
the
state
courts
unreasonably
concluded
that
the
Geriatric Release program complies with Graham’s dictate that
state punishment regimes account for the lesser culpability of
juvenile offenders.
In particular, even if the Parole Board wa
required to consider the “decision factors” in deciding whether
to grant a petition for Geriatric Release--which it is not--a
prisoner’s youth at the time of his offense is not among those
decision
statute
factors.
nor
the
Therefore,
Geriatric
neither
Release
33
the
Geriatric
Administrative
Release
Procedures
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require that the Parole Board consider the “special mitigating
force of youth,” Thompson, 487 U.S. at 834, as Graham requires.
More
significantly--and
as
the
district
court
correctly
noted--Geriatric Release treats juvenile offenders sentenced to
life
imprisonment
“worse”
than
adult
offenders
receiving
the
same sentence because juvenile offenders “must serve a larger
percentage of their sentence than adults do before eligibility
to apply for geriatric release.” LeBlanc, 2015 WL 4042175, at
*14.
For example, under Geriatric Release, a fifty-year-old
sentenced
to
life
in
prison
will
be
eligible
to
apply
for
Geriatric Release in ten years, but a sixteen-year-old will have
to serve forty-four years before receiving his first opportunity
to apply for Geriatric Release.
Graham emphasized that a life
sentence is “especially harsh” for a juvenile offender relative
to
an
adult
“juvenile
greater
offender
offender
because,
will
percentage
of
on
his
offender.” 560 U.S. at 70.
under
average
life
in
such
serve
a
sentence,
more
prison
years
than
an
the
and
a
adult
Given that (1) the Supreme Court
specifically held that sentencing systems that require juvenile
offenders to serve more years and/or a greater percentage of
their
lives
Amendment’s
Release
relative
to
adult
proportionality
subjects
proportionately
offenders
principle
juvenile
and
offenders
longer--sentences,
34
it
violate
that
the
(2)
Eighth
Geriatric
to
longer--and
was
objectively
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unreasonable to conclude that Geriatric Release complied with
Graham.
3.
The dissent does not dispute that the Geriatric Release
Administrative
Procedures
permit
the
Parole
Board
to
deny
a
petition for Geriatric Release for any reason at the Initial
Review stage, without consideration of the “decision factors,”
post
at
21-22,
contrary
to
Graham’s
holding
that
juvenile
nonhomicide offenders sentenced to life imprisonment must have
an opportunity “to obtain release based on demonstrated maturity
and rehabilitation,” 560 U.S. at 75 (emphasis added).
dissent
does
not
dispute
that
Geriatric
Release
And the
subjects
juvenile offenders, on average, to longer—-and proportionately
longer—-sentences, post at 23, contrary to Graham’s dictate that
state
penal
regimes
account
for
the
juvenile offenders, 560 U.S. at 76.
lesser
culpability
of
Nonetheless, the dissent
maintains that Petitioner is not entitled to relief because we
fail
to
deference
afford
Section
his
state
2254(d)(1)
court
adjudication
requires,
as
the
the
level
Supreme
of
Court
interpreted that provision in Harrington v. Richter, 562 U.S. 86
(2011).
We disagree.
In Harrington, the petitioner claimed that his state court
adjudication amounted to an unreasonable application of the test
for ineffective assistance of counsel set forth in Strickland v.
35
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Washington, 466 U.S. 668 (1984). Harrington, 562 U.S. at 105. In
rejecting the petition, the Supreme Court explained that “[t]he
standards created by Strickland and § 2254(d) are both ‘highly
deferential,’ . . . and when the two apply in tandem, review is
‘doubly’ so . . . .” Id. at 105 (quoting Strickland, 466 U.S. at
689; Knowles v. Mirzayance, 556 U.S. 111, 123 (2009)).
Notably,
Harrington
further
explained
that
“evaluating
whether a rule application was unreasonable [for purposes of
Section 2254(d)(1)] requires considering the rule’s specificity.
The
more
general
the
rule,
the
more
leeway
courts
have
in
reaching outcomes in case-by-case determinations.” Id. at 101
(quoting Yarborough v. Alvarado, 541 U.S. 652, 664 (2004)).
The
Court held that the Strickland standard “is a general one, so
the range of reasonable applications is substantial.” Id. at 105
(citing Knowles, 556 U.S. at 123).
This echoes the Court’s
earlier pronouncement in Yarborough, upon which the dissent also
relies: “If a legal rule is specific . . . [a]pplications of the
rule may be plainly correct or incorrect.
Other rules are more
general, and their meaning must emerge in application over the
course of time.
Applying a general standard to a specific case
can demand a substantial element of judgment.” 541 U.S. at 664;
see
post
at
13.
Thus,
determining
whether
a
state
court’s
decision was “unreasonable” for purposes of Section 2254(d)(1)
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depends on the specificity of the constitutional rule the state
court applied.
A court applying Strickland must determine two things: that
the
defendant’s
counsel’s
representation
“fell
below
an
objective standard of reasonableness,” and that the deficient
performance was “prejudicial to the defense.” 466 U.S. at 687–
91.
By contrast, Graham set forth a categorical rule barring
sentences
of
life
without
parole
offenders. 560 U.S. at 77–79.
for
juvenile
nonhomicide
And Graham clearly established
that parole or early release programs for such offenders must
(1)
provide
an
opportunity
to
obtain
release
“based
on
demonstrated maturity and rehabilitation” and (2) account for
the lesser culpability of juvenile offenders. See supra Part
III.A.
The Court characterized these minimum requirements as
establishing a “boundar[y]” on state courts’ authority to make
“case-by-case”
Accordingly,
sentencing
Graham’s
determinations.
categorical
rule
560
U.S.
and
at
its
77.
minimum
requirements for parole or early release programs do not afford
state courts the same “leeway” that the “reasonableness” and
“prejudice”
dissent
“doubly”
components
misconstrues
deferential
of
Strickland
Harrington
review
to
when
permit.
it
Indeed,
affords
Petitioner’s
the
state
the
same
court
adjudication as federal courts apply in reviewing state court
decisions applying Strickland.
37
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Contrary
review.
to
the
Pg: 38 of 64
dissent,
we
do
not
engage
in
de
novo
Rather, we hold that the Supreme Court of Virginia
unreasonably
applied
Graham
when
it
acknowledged
Graham’s
minimum requirements for parole or early release programs for
juvenile
nonhomicide
offenders
sentenced
to
life
imprisonment
but concluded that Geriatric Release—-which permits the Parole
Board
to
deny
petitions
for
Geriatric
Release
without
ever
considering a petitioner’s maturity or rehabilitation and which
treats juvenile offenders worse than adult offenders--complied
with those requirements.
IV.
Nevertheless, Respondents and the dissent seek refuge in
Supreme Court’s statement that “[i]t is for the State, in the
first
instance,
to
explore
the
means
and
mechanisms
for
compliance” with Graham’s requirements. Appellants’ Br. at 24,
38, 42-43; post at 2.
this
single
According to Respondents and the dissent,
sentence
effectively
immunized
Petitioner’s
sentence--and those of all other juvenile nonhomicide offenders
sentenced to life imprisonment eligible for any form of early
release other than executive clemency--from collateral review.
But
the
Supreme
Court’s
proper
regard
for
States’
independent judgment regarding how best to operate their penal
systems does not, “[e]ven in the context of federal habeas, . .
. imply abandonment or abdication of judicial review.”
38
Miller-
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El v. Cockrell, 537 U.S. 322, 340 (2003).
This is particularly
true when, as here, the Supreme Court clearly sets forth minimum
constitutional
requirements
to
guide
state
courts’
and
policymakers’ decisions--requirements that the Supreme Court of
Virginia readily determined from the plain language of Graham.
In sum, we hold that notwithstanding its recognition of
Graham’s
Virginia
“governing
legal
unreasonably
principles,”
concluded
the
that
Supreme
Geriatric
Court
of
Release--a
program that predated Graham by more than 15 years, that permits
the Parole Board to deny release for any reason whatsoever, and
that
treats
complies
affirm
juvenile
with
the
offenders
Graham’s
district
parole
court’s
worse
than
requirement.
decision
and
adult
offenders--
Accordingly,
remand
so
that
we
the
Petitioner can be resentenced in accordance with Graham and the
Eighth Amendment.
AFFIRMED
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NIEMEYER, Circuit Judge, dissenting:
In affirming the grant of Dennis LeBlanc’s habeas petition
brought under 28 U.S.C. § 2254, the majority holds that the
Virginia
Supreme
Court
concluded
unreasonably
that
Virginia’s
geriatric release program provided a meaningful opportunity for
release to juveniles and therefore satisfied the requirements of
Graham
v.
sentencing
Florida,
560
juveniles
to
nonhomicide crimes.
U.S.
48
life
in
(2010).
prison
Graham
without
forbids
parole
for
In reaching its conclusion, the majority
relies simply on its expressed disagreement with the Virginia
Supreme Court’s decision in Angel v. Commonwealth, 704 S.E.2d
386
(Va.
court’s
2011),
opinion,
and
effectively
however,
is
overrules
it.
demonstrably
The
Virginia
every
bit
as
reasonable as the majority’s opinion in this case and should be
given deference under § 2254(d)(1).
After
Virginia
16-year-old
Beach,
LeBlanc
Virginia,
in
raped
1999,
a
he
62-year-old
was
woman
convicted
Virginia Beach Circuit Court of abduction and rape.
in
in
the
The court
sentenced him in 2003 to life imprisonment on each count.
While
Virginia had, in 1994, abolished traditional parole for felony
offenders, see Va. Code Ann. § 53.1-165.1, it had at the same
time adopted a “geriatric release” program that allows for the
conditional release of inmates who serve at least 10 years of
their sentence and reach the age of 60, see id. § 53.1-40.01.
40
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In 2010, the U.S. Supreme Court handed down its decision in
Graham, where it held that “for a juvenile offender who did not
commit homicide the Eighth Amendment forbids the sentence of
life without parole.”
560 U.S. at 74.
a
this
State
must
provide
class
of
The Court explained that
juvenile
offenders
“some
meaningful opportunity to obtain release based on demonstrated
maturity and rehabilitation,” but that “[i]t is for the State,
in the first instance, to explore the means and mechanisms for
compliance.”
Id. at 75.
In its first application of Graham, the Virginia Supreme
Court
held
that
the
factors
Virginia
applies
in
considering
candidates for geriatric release were the same as “the factors
used in the normal parole consideration process” and that, while
Virginia’s geriatric release program had “an age qualifier,” it
nonetheless afforded inmates, including juvenile offenders, “the
‘meaningful opportunity to obtain release based on demonstrated
maturity and rehabilitation’ required by the Eighth Amendment.”
Angel, 704 S.E.2d at 402 (quoting Graham, 560 U.S. at 75).
After Angel had been decided, LeBlanc filed a motion in the
Virginia Beach Circuit Court to vacate his sentence as invalid
under Graham.
The Circuit Court denied his motion, relying on
Angel to conclude that Virginia had “an appropriate mechanism in
place” to enable LeBlanc “to receive some form of parole.”
when
LeBlanc
sought
federal
habeas
41
relief
under
28
But
U.S.C.
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§ 2254,
Filed: 11/07/2016
the
district
concluding,
contrary
Virginia’s
geriatric
Pg: 42 of 64
court
to
the
granted
release
Virginia
program
LeBlanc’s
court’s
fell
petition,
decision,
short
of
that
Graham’s
requirements.
In
now
affirming,
the
majority
unfortunately
fails
to
respect, in any meaningful way, the deference Congress requires
federal
courts
to
give
to
state
conviction review under § 2254.
of
the
governing
standard
in
court
decisions
on
post-
Under even a loose application
§ 2254(d),
a
reviewing
federal
court would be constrained to conclude that the Virginia Beach
Circuit Court’s ruling was not contrary to or an unreasonable
application of Graham.
otherwise
would
See 28 U.S.C. § 2254(d)(1).
require
finding
that
the
To hold
Virginia
Supreme
Court’s decision in Angel, as well as the Virginia Beach Circuit
Court’s
decision
relying
on
it,
amounted
to
an
malfunction in the state criminal justice system.”
“extreme
Harrington
v. Richter, 562 U.S. 86, 102 (2011).
To reach its conclusion that Virginia’s geriatric release
program does not provide juveniles with a meaningful opportunity
to obtain release, the majority conducts its own de novo review
of the program, concluding that the program lacks “governing
standards”
for
release.
The
majority,
however,
fails
to
recognize that our task on a § 2254 habeas petition is not to
evaluate state parole systems de novo but rather to determine
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whether
the
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Virginia
Supreme
Pg: 43 of 64
Court’s
evaluation
of
its
own
program was an unreasonable application of Graham, see 28 U.S.C.
§ 2254(d)(1), which it clearly was not.
Graham held that the
Eighth Amendment forbids States from determining, at the time of
sentencing,
that
a
juvenile
offender
who
did
not
commit
a
homicide “never will be fit to reenter society,” 560 U.S. at 75
(emphasis added), and that such offenders must have “a chance to
demonstrate
sufficiency
growth
of
and
maturity,”
Virginia’s
id.
geriatric
at
73.
Analyzing
release
program
the
under
Graham, the Virginia Supreme Court reasonably concluded that the
program,
parole
which
employs
consideration
the
same
process,”
“factors
provides
used
in
the
nonhomicide
normal
juvenile
offenders with “the ‘meaningful opportunity to obtain release
based on demonstrated maturity and rehabilitation’ required by
the
Eighth
Amendment.”
Angel,
Graham, 560 U.S. at 75).
704
S.E.2d
at
402
(quoting
While the majority may disagree with
the Virginia Supreme Court’s conclusion, the fact that it was
reasonable precludes LeBlanc from obtaining relief under § 2254.
Moreover, beyond this case, the majority’s approach will
encourage federal courts to scrutinize state policies and parole
determinations
under
similar
systems,
a
result
that
Congress
clearly intended to forestall when it imposed the restrictions
stated in § 2254.
avoid
this
result
Indeed, the Supreme Court also sought to
by
explicitly
43
leaving
the
application
of
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Graham to the States.
Pg: 44 of 64
See Graham, 560 U.S. at 75 (noting that
it is for the State “to explore the means and mechanisms for
compliance”).
At
bottom,
when
applying
the
prescribed
standards
to
evaluate the Virginia court’s application of Graham, it is clear
that LeBlanc’s petition for a federal writ of habeas corpus must
be denied.
I now address his petition under those standards.
I
During the morning of July 6, 1999, Dennis LeBlanc, who was
at the time 16 years old, asked a 62-year-old woman, who was
walking home from a grocery store, for a cigarette.
After the
woman told him that she did not smoke, LeBlanc pushed her down,
dragged her to nearby bushes, raped her, and stole her purse.
When police were later able to match LeBlanc’s DNA with that of
the sperm sample taken from the woman, LeBlanc was charged and
convicted
in
the
Virginia
Beach
Circuit
Court
of
rape,
in
violation of Virginia Code § 18.2-61, and abduction with intent
to defile, in violation of Virginia Code § 18.2-48.
He was
sentenced to life imprisonment on each count in March 2003.
The
court noted that “the two offenses have to be some of the most
serious
charges
I’ve
ever
heard
about.”
When
imposing
life
imprisonment, the court did not mention parole, as traditional
parole had been abolished in 1994 when the geriatric release
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program was adopted. ∗
Pg: 45 of 64
In response to the sentence given, LeBlanc
told the court twice, “F--k you.”
More
than
seven
years
after
LeBlanc’s
sentencing,
the
Supreme Court decided Graham, holding for the first time that
“for a juvenile offender who did not commit homicide the Eighth
Amendment forbids the sentence of life without parole.”
U.S. at 74 (emphasis added).
560
The Court explained that while
“[a] State [was] not required to guarantee eventual freedom to a
juvenile
offender
convicted
of
a
nonhomicide
crime,”
it
was
required to provide the juvenile offender with “some meaningful
opportunity to obtain release based on demonstrated maturity and
rehabilitation.”
Id. at 75.
The Court, however, directed that
“[i]t is for the State, in the first instance, to explore the
means and mechanisms for compliance” with that command.
After
the
Graham
decision
had
been
handed
Id.
down,
the
Virginia Supreme Court considered whether Virginia’s geriatric
release
program
satisfied
that the program did so.
specifically,
the
court
Graham’s
requirements,
and
it
See Angel, 704 S.E.2d at 402.
explained
∗
that
Virginia’s
held
More
geriatric
The majority claims that LeBlanc was sentenced to “life
imprisonment without parole,” ante at 3 (emphasis added), but
its statement begs the question.
LeBlanc was sentenced simply
to life imprisonment, and, at the time, his sentence allowed for
the possibility of release under Virginia’s geriatric release
program, leaving the question whether the program functions as a
form of parole.
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release program, as set forth in Virginia Code § 53.1-40.01,
allows for the conditional release of inmates when they reach
age 60 and have served 10 years and that “the factors used in
the
normal
parole
determinations.
Id.
consideration
process”
apply
to
such
The court concluded that, “[w]hile [the
geriatric release program] has an age qualifier, it provides
. . . the ‘meaningful opportunity to obtain release based on
demonstrated maturity and rehabilitation’ required by the Eighth
Amendment.”
In
May
Id. (quoting Graham, 560 U.S. at 75).
2011,
several
months
after
Angel
was
decided,
LeBlanc filed a motion in the Virginia Beach Circuit Court to
vacate his life sentence as invalid under Graham.
He contended
that Angel was wrongly decided and that he did not indeed have a
meaningful opportunity for release.
The Circuit Court, however,
denied LeBlanc’s motion, explaining:
[The] Supreme Court of Virginia has already looked at
this issue in the Angel case and determined that there
was an appropriate mechanism in place . . . for a
defendant to receive some form of parole as enunciated
in [Graham], and they denied Mr. Angel’s appeal. . . .
The court feels and finds and is so ordering that
there is an appropriate mechanism in place, that the
sentence rendered back in 2003 for Mr. LeBlanc . . .
in which the defendant received two life sentences
. . . was the appropriate sentence . . . .
(Emphasis added).
The Virginia Supreme Court summarily denied
LeBlanc’s petitions for appeal and for rehearing.
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LeBlanc
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filed
this
Pg: 47 of 64
federal
habeas
petition
pursuant
to
§ 2254, contending again that the Virginia Supreme Court had
wrongly decided Angel and that, based on statistics that he had
presented to the state court, he had only a “remote possibility
of
release,”
which
did
not
amount
to
the
“meaningful
opportunity” for release required by Graham.
A magistrate judge
recommended
petition,
but
petition,
ordering
court
dismissing
disagreed
and
LeBlanc’s
granted
the
Virginia Beach Circuit Court resentence LeBlanc.
court
concluded
contrary
to,
that
and
“the
an
state
court’s
unreasonable
the
that
the
The district
decision
application
district
was
of,
both
clearly
established federal law set forth in Graham,” explaining that
“[t]here
is
no
possibility
that
fairminded
jurists
could
disagree that the state court’s decision conflicts with[] the
dictates of Graham.”
The court noted further that the geriatric
release program “falls far short of the hallmarks of compassion,
mercy
and
fairness
rooted
in
this
nation’s
commitment
to
justice.”
From the district court’s judgment, the respondents -- the
Commonwealth of Virginia and Randall Mathena, the Warden of Red
Onion State Prison (collectively herein, the “Commonwealth” or
“Virginia”) -- filed this appeal.
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II
The operative state court decision for our review is the
decision of the Virginia Beach Circuit Court.
See Grueninger v.
Dir., Va. Dep’t of Corr., 813 F.3d 517, 525 (4th Cir. 2016)
(“‘look[ing]
through’”
the
Virginia
Supreme
Court’s
summary
refusal to review the defendant’s appeal and “evaluat[ing] the
Circuit Court’s reasoned decision”).
that
Virginia’s
geriatric
That decision concluded
release
program
provides
“appropriate mechanism” for implementing Graham.
an
The Circuit
Court relied on the Virginia Supreme Court’s opinion in Angel,
which
applied
release
program,
determining
obtain
Graham
and
which
release,
released
concluded
uses
the
provided
based
“normal”
“the
on
that
Virginia’s
parole
‘meaningful
demonstrated
geriatric
factors
opportunity
maturity
rehabilitation’ required by the Eighth Amendment.”
for
to
and
Angel, 704
S.E.2d at 402 (quoting Graham, 560 U.S. at 75).
Faced
with
the
district
court’s
contrary
conclusion,
we
must decide whether the Circuit Court’s decision “was contrary
to,
or
involved
an
unreasonable
application
of,”
Graham,
28
U.S.C. § 2254(d)(1).
A
First, to satisfy the requirement of § 2254(d)(1) that the
state
court
decision
be
shown
to
be
“contrary
to”
Graham,
LeBlanc would have to show (1) that the state court “applie[d] a
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rule
Doc: 46
different
Filed: 11/07/2016
from
the
Pg: 49 of 64
governing
law
set
forth
in
[Supreme
Court] cases,” or (2) that it decided this case “differently
than
[the
Supreme
indistinguishable
(2002).
Court]
[has]
facts.”
Therefore,
done
on
v.
Cone,
Bell
“a
a
run-of-the-mill
set
535
of
materially
U.S.
state-court
685,
694
decision
applying the correct legal rule from [Supreme Court] cases to
the facts of a prisoner’s case would not fit comfortably within
[the] ‘contrary to’ clause.”
Williams v. Taylor, 529 U.S. 362,
406 (2000).
In this case, no one can seriously argue that the Virginia
Beach
Circuit
Court
failed
to
correctly
stating the applicable legal rule.
identify
Graham
as
In denying LeBlanc’s motion
to vacate his sentence, the Circuit Court specifically discussed
Graham,
noting
how
“the
U.S.
Supreme
Court
in
rendering
its
decision gave the court[s] guidelines to deal with defendants
who were juveniles at the time of their offenses.”
Circuit
Court
operated
under
the
correct
U.S.
Because the
Supreme
Court
rules and did not reach an opposite conclusion from the Supreme
Court on a question of law, the argument that the Virginia Beach
Circuit
Court
survive
only
produced
if
the
a
decision
facts
of
“contrary
Graham
indistinguishable” from LeBlanc’s case.
were
Graham
can
“materially
Bell, 535 U.S. at 694.
But LeBlanc cannot make this showing either.
49
to”
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Graham involved a juvenile offender convicted in Florida
for a nonhomicide crime, who was sentenced to life in prison
without any possibility of parole.
As such, his sentence:
guarantee[d] he will die in prison without any
meaningful opportunity to obtain release, no matter
what he might do to demonstrate that the bad acts he
committed as a teenager [were] not representative of
his true character, even if he [were to] spend[] the
next half century attempting to atone for his crimes
and learn from his mistakes.
560
U.S.
at
79.
Because
Florida
had
abolished
its
parole
system, the life sentence gave Graham “no possibility of release
unless
he
(emphasis
[was]
granted
added).
The
executive
Court
clemency.”
noted,
however,
Id.
that
at
57
executive
clemency provided Graham only a “remote possibility” of release,
id. at 70, and that Florida had effectively “denied him any
chance
to
later
demonstrate
society,” id. at 79.
that
he
[was]
fit
to
rejoin
In these circumstances, the Court held
that the Eighth Amendment prohibits the imposition of a sentence
of life without the possibility of parole for juvenile offenders
who commit nonhomicide crimes.
LeBlanc’s
before
case
Graham,
sentenced
to
differs
Virginia’s
life
Id. at 74.
materially.
geriatric
imprisonment
some
law
Unlike
affords
opportunity
Florida
a
juvenile
for
release.
The geriatric law provides in relevant part:
Any
person
serving
a
sentence
imposed
upon
a
conviction for a felony offense . . . who has reached
the age of sixty or older and who has served at least
50
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ten years of the sentence imposed may petition the
Parole Board for conditional release.
The Parole
Board shall promulgate regulations to implement the
provisions of this section.
Va. Code Ann. § 53.1-40.01.
And the Virginia Supreme Court --
the ultimate authority on Virginia law -- has construed “[t]he
regulations for conditional release under [§ 53.1-40.01] [to]
provide
that
if
the
prisoner
meets
the
qualifications
for
consideration contained in the statute, the factors used in the
normal parole consideration process apply to conditional release
decisions
under
this
(emphasis added).
statute.”
Angel,
704
S.E.2d
at
402
Thus, LeBlanc cannot show that the facts in
Graham, where the prisoner enjoyed no opportunity for release
outside of clemency, are materially indistinguishable from the
facts
of
this
case,
where
LeBlanc
has
an
opportunity
to
be
released by the Parole Board.
B
Second,
LeBlanc
is
also
unable
to
demonstrate
that
the
decision by the Virginia Beach Circuit Court, applying Angel,
was
an
“unreasonable
§ 2254(d)(1).
application
of”
Graham.
See
28
U.S.C.
To satisfy this requirement, LeBlanc would have
to show that, even “if the state court identifie[d] the correct
governing legal principle from [Supreme Court] decisions,” it
“unreasonably applie[d] that principle to the facts of the . . .
case.”
Williams, 529 U.S. at 365.
51
And to show that the state
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court unreasonably applied governing legal principles, he would
have to show that the state court’s decision was “‘objectively
unreasonable,’” rather than “merely wrong” or involving “clear
error.”
White v. Woodall, 134 S. Ct. 1697, 1702 (2014) (quoting
Lockyer v. Andrade, 538 U.S. 63, 75-76 (2003)).
To emphasize the difficulty of meeting this standard, the
Supreme Court has said that a prisoner would have to show “that
the state court’s ruling on the claim being presented in federal
court was so lacking in justification that there was an error
well
understood
and
comprehended
in
existing
possibility for fairminded disagreement.”
law
beyond
any
Harrington, 562 U.S.
at 103; see also id. at 101 (“A state court’s determination that
a claim lacks merit precludes federal habeas relief so long as
‘fairminded jurists could disagree’ on the correctness of the
state
court’s
decision”
(quoting
U.S. 652, 664 (2004))).
finding
§ 2254(d)(1)
misapplication
of
a
Yarborough
v.
Alvarado,
541
Not surprisingly, the rare decision
satisfied
typically
long-established
arises
Supreme
from
Court
the
standard.
See, e.g., Rompilla v. Beard, 545 U.S. 374, 389 (2005) (finding
it was objectively unreasonable for the state court to conclude
that,
under
capital
Strickland
defense
lawyer’s
v.
Washington,
failure
to
466
consult
U.S.
668
prior
(1984),
conviction
file that was certain to contain aggravating evidence was not
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ineffective assistance); Wiggins v. Smith, 539 U.S. 510, 527-28
(2003) (similar for file containing mitigating evidence).
In
this
case,
after
the
Virginia
Beach
Circuit
Court
correctly identified Graham as the governing law, it applied
that decision to the facts of LeBlanc’s case.
In doing so, the
Circuit Court considered the Graham requirement that States must
provide a mechanism that affords a juvenile sentenced to life
imprisonment “a meaningful opportunity for release.”
Since the
Graham Court stated that its holding applied only to juvenile
offenders convicted of a nonhomicide crime and sentenced to life
imprisonment without parole, Graham, 560 U.S. at 75, and since
the Virginia Supreme Court had held that the geriatric release
program
employed
reasonably
normal
concluded
that
parole
factors,
LeBlanc’s
the
sentence
Circuit
did
not
Court
violate
Graham.
Indeed, it strains credulity to conclude that the Circuit
Court’s application of Graham was “so lacking in justification”
that
it
fell
disagreement.”
“beyond
any
possibility
Harrington, 562 U.S. at 103.
for
fairminded
For one, Graham’s
focus on the parallel between life without parole and the death
penalty,
see
560
U.S.
at
69-70,
along
with
the
Court’s
indictment of life without parole as impermissibly deeming a
“juvenile offender forever . . . a danger to society,” id. at 72
(emphasis added), suggests that the Court saw no constitutional
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problem with state parole systems that allow for release only
later in life.
Amendment
Indeed, the Court emphasized that “[t]he Eighth
does
not
foreclose
the
possibility
that
persons
convicted of nonhomicide crimes committed before adulthood will
remain
behind
bars
for
life.
It
does
prohibit
States
from
making the judgment at the outset that those offenders never
will be fit to reenter society.”
Id. at 75 (emphasis added).
Thus, the state court was justified in reading Graham’s Eighth
Amendment concerns as limited to traditional sentences of life
without any possibility of parole.
Further, Graham did not define the bounds of its singular
requirement
that
a
juvenile
must
have
“some
meaningful
opportunity to obtain release based on demonstrated maturity and
rehabilitation.”
575 U.S. at 75.
categorical
against
rule
life
Rather, in adopting “[a]
without
parole
for
juvenile
nonhomicide offenders,” id. at 79, Graham declined to address
what
characteristics
“meaningful.”
frequently
a
The
parole
render
Court
a
did
board
parole
not
must
or
dictate,
meet
release
for
regarding
program
example,
a
how
juvenile
nonhomicide offender or when, after a sentence is imposed on the
offender, it must first begin meeting.
Graham required only
that, under a procedure that the Court did not specify, the
offender be given a meaningful opportunity for release based on
demonstrated maturity and rehabilitation.
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Given Graham’s leeway
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to
procedures
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and
decisionmaking,
the
range
of
permissible state court interpretation is commensurately broad.
See Yarborough, 541 U.S. at 664 (“[E]valuating whether a rule
application
was
specificity.
unreasonable
requires
considering
the
rule’s
The more general the rule, the more leeway courts
have
in
reaching
outcomes
This
is
for
reason.
good
in
case-by-case
Federal
courts
determinations”).
simply
cannot
be
inserting themselves so deeply into state parole procedures that
they effectively usurp the role of a state parole board.
See
Vann v. Angelone, 73 F.3d 519, 521 (4th Cir. 1996) (“It is
difficult
to
imagine
a
context
more
deserving
of
federal
deference than state parole decisions”).
Affording
the
proper
deference
to
its
interpretation
of
Graham’s broad rule, it is readily apparent that the Virginia
Beach Circuit Court operated well within its margin of error in
concluding that Virginia’s geriatric release program provides a
“meaningful
opportunity
to
obtain
release.”
The
program
includes the Parole Board’s review of the inmate’s circumstances
by considering a range of factors, such as:
•
Whether the individual’s history, physical and
mental condition and character, and the individual’s
conduct, employment, education, vocational training,
and
other
developmental
activities
during
incarceration, reflect the probability that the
individual will lead a law abiding life in the
community
and
live
up
to
all
conditions
of
[geriatric release] if released;
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•
Length of sentence;
•
Facts and circumstances of the offense;
•
Mitigating and aggravating factors;
•
Inter-personal relationships with staff and inmates;
and
•
Changes in attitude toward self and others.
Virginia
Parole
Board
Policy
Manual
2-4
(Oct.
2006).
These
factors on their face allow for consideration of an offender’s
maturity, rehabilitation, and youth at the time of the offense.
Further,
inmates
such
as
LeBlanc
know
in
advance
that
the
Virginia Parole Board will be considering these factors when it
determines geriatric release so that “it is possible to predict,
at
least
granted.”
to
some
extent,
when
[geriatric
release]
Solem v. Helm, 463 U.S. 277, 301 (1983).
might
be
Thus, the
Virginia Beach Circuit Court’s conclusion, after applying Angel,
that Virginia’s geriatric release law provided the meaningful
opportunity to obtain release, certainly was not “an error well
understood
and
comprehended
in
existing
possibility for fairminded disagreement.”
law
beyond
any
Harrington, 562 U.S.
at 103; see also id. at 102 (“It bears repeating that even a
strong case for relief does not mean the state court’s contrary
conclusion was unreasonable”).
To hold otherwise would require
a finding in effect that the Virginia Beach Circuit Court judge
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the
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Virginia
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Supreme
justices
Court
definition of “fairminded jurists.”
failed
to
meet
the
See id. at 101.
LeBlanc concedes, as he must, that the geriatric release
program
provides
some
opportunity
for
release.
He
argues,
rather, that the opportunity is not meaningful because of the
low level of success shown by statistics.
The statistics to
which he refers, however, provide him with minimal support as
they relate to older inmates and do not reflect the outcomes of
offenders
parole
similarly
reforms
situated
apply
only
to
to
him.
felony
Given
that
offenders
Virginia’s
who
committed
their crimes after 1994, juvenile offenders sentenced after 1994
will not gain eligibility for geriatric release for years to
come, as they must first reach the age of 60.
A 17-year-old
juvenile offender who committed a nonhomicide offense in 1995,
for example, would not become eligible for geriatric release
until 2038.
Because of this timing, relevant statistics for
juvenile offenders simply do not exist.
I conclude that, just as the Virginia Beach Circuit Court
did
not
rule
“contrary
to”
Graham,
it
also
was
not
an
“unreasonable application of” Graham to LeBlanc’s circumstances
within the meaning of § 2254(d)(1).
III
Nonetheless,
the
majority,
for
purposes
I
do
not
fully
understand, engages in an aggressive effort to prop up LeBlanc’s
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To do so, it rests on its unsupported conclusions that
Virginia’s geriatric release program does not adequately allow
for release “based on maturity and rehabilitation”; that it does
not account for youth as a mitigating factor; and that it lacks
governing standards.
scrutiny
of
the
Even if the majority’s rigorous, de novo
Virginia
court’s
reasoning
did
not
defy
§ 2254(d)’s deferential standard of review, its conclusions are
demonstrably mistaken on their own terms.
The majority first claims that Virginia’s program fails to
provide any consideration for the “special mitigating force of
youth,” ante at 34; see also ante at 30-31, and for an inmate’s
progress with respect to “maturity and rehabilitation,” ante at
28-29.
Yet, in the very same opinion, it contradictorily quotes
the factors that the Parole Board is required to consider in
granting release under the program, noting that the Parole Board
is
to
consider
including
“‘the
“certain”
characteristics
individual’s
history,
of
the
physical
offender,
and
mental
condition and character, . . . conduct, employment, education,
vocational training, and other developmental activities during
incarceration,’
prior
criminal
record,
behavior
incarcerated, and ‘changes in motivation and behavior.’”
at 9-10 (emphasis added).
while
Ante
Saying that these factors do not
account for maturity and rehabilitation flaunts reason.
But
more importantly, the Virginia Supreme Court’s conclusion that
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Virginia law requires considerations of “normal parole factors”
such as rehabilitation and maturity is one of state law and thus
is
binding
Virginia
on
law
this
court.
requires
And
once
it
consideration
is
understood
that
of
maturity
and
rehabilitation, it follows that, under the § 2254(d) standard,
Virginia’s geriatric release program satisfied Graham.
Second, the majority’s conclusion that the Virginia program
lacks “governing standards” for release is puzzling in light of
the majority’s own description of the Virginia program, which
includes a detailed description of the relevant standards:
The Geriatric Release Administrative Procedures
set forth a two-stage review process for Geriatric
Release petitions. [Id.]
At the “Initial Review”
stage, the Parole Board reviews a prisoner’s petition
-which
must
provide
“compelling
reasons
for
conditional release” -- and the prisoner’s “central
file and any other pertinent information.” J.A. 287.
The Parole Board may deny the petition at the Initial
Review stage based on a majority vote. [Id.] Neither
the statute nor the Geriatric Release Administrative
Procedures states what constitute “compelling reasons
for conditional release” nor does either document set
forth
any
criteria
for
granting
or
denying
a
prisoner’s petition at the Initial Review stage. [Id.]
If the Parole Board does not deny a petition at
the Initial Review stage, the petition moves forward
to the “Assessment Review” stage. [Id. at 288]
As
part of the Assessment Review, a Parole Board member
or designated staff member interviews the prisoner.
[Id.] During that interview, the prisoner may present
written and oral statements as well as any written
material bearing on his case for parole.
The
interviewer then drafts a written assessment of the
prisoner’s “suitability for conditional release” and,
based on that assessment, recommends whether the
Parole Board should grant the petition. J.A. 288. In
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order to grant geriatric release to a prisoner
sentenced to life imprisonment, at least four members
of the five-member Parole Board must vote in favor of
release. [Id.]
In engaging in the Assessment Review, Parole
Board members should consider “[a]ll factors in the
parole
consideration
process
including
Board
appointments and Victim Input.” Id.
The Virginia
Parole Board Policy Manual includes a long list of
“decision factors” to be considered in the parole
review process.
J.A. 297.
These factors include:
public safety, the facts and circumstances of the
offense, the length and type of sentence, and the
proposed release plan. [J.A. 297–99.]
The Parole
Board also should consider certain characteristics of
the offender, including “the individual’s history,
physical and mental condition and character, . . .
conduct, employment, education, vocational training,
and
other
developmental
activities
during
incarceration,” prior criminal record, behavior while
incarcerated,
and
“changes
in
motivation
and
behavior.”
J.A. 297–99.
Finally, the Parole Board
should consider impressions gained from interviewing
the prisoner as well as information from family
members, victims, and other individuals. [J.A. 300.]
Ante at 8-10 (emphasis added; brackets in original).
The majority’s effort to bypass the “governing standards”
that it quotes is, in essence, an argument that the Parole Board
may not deny release without considering the juvenile offender’s
maturity and rehabilitation and that the Parole Board must, on
each application for release, explicitly consider maturity and
rehabilitation,
application.
regardless
of
what
is
presented
in
the
This argument, however, reads into Graham far more
than the case actually holds.
Graham does not dictate parole
board procedures and decisionmaking.
60
And, more particularly, it
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not
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limit
it
the
requires
opportunity
for
Pg: 61 of 64
permissible
that
release
the
factors
juvenile
based
on
for
denying
offender
“demonstrated
be
release.
given
maturity
an
and
rehabilitation,” imposing the burden on the juvenile offender to
present
evidence
of
maturity
and
rehabilitation
and
in
turn
requiring that the parole board have an ability to consider that
evidence in deciding whether the offender should be released.
Within this structure, therefore, when the Virginia Parole Board
is presented with a juvenile offender’s application that makes a
showing of maturity and rehabilitation, the Board is authorized,
on the stated factors under which it operates, to grant release.
This is just the meaningful opportunity that the Supreme Court
describes in Graham.
And Angel thus properly held that the
Virginia Geriatric Release factors provide that ability to grant
release
on
demonstrated
maturity
and
rehabilitation,
particularly in stating that the Parole Board should consider
the
juvenile
offender’s
developmental
activities
during
incarceration, his behavior while incarcerated, and the changes
in his motivation and behavior.
Stated
otherwise,
under
the
majority’s
view,
to
satisfy
Graham a State would have to consider only the Graham factors in
considering release, denying the Parole Board the opportunity to
consider any of the non-Graham factors that might be relevant to
the juvenile offender’s application for release and the Board’s
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decision on that application.
Pg: 62 of 64
That aggressive reading of Graham
would, I think, surprise the Supreme Court that decided it.
But
more
the
importantly,
it
certainly
was
not
unreasonable
for
Virginia Circuit Court to understand Graham as not mandating the
precise
factors
that
every
parole
board
must
consider
when
reviewing juvenile offenders’ applications for release.
The
majority
also
faults
the
geriatric
release
program
because it allows for longer sentences to juveniles than adults,
relying simply on the fact that juveniles commit their crimes
earlier in life.
See ante at 21, 34-35.
It is a reality that a
person who commits a serious crime at age 35 or, indeed, as a
juvenile, will have the possibility of serving more years in
prison than a person who commits the same crime at age 62.
But
if that reality violates Graham, it is hard to see how any termof-years
sentence
for
a
juvenile
could
withstand
Eighth
Amendment scrutiny; a young person’s chances of serving a full
sentence are inherently higher than an older person’s.
Finally, the majority surmises that the Virginia Supreme
Court in Angel expected that Angel would spend the rest of his
life
in
jail
and
that
therefore
the
court’s
application
of
Graham was unreasonable because this observation implied that
early
release
expectation.”
would
Ante
be
at
“the
31.
exception,
This
ground
rather
for
than
attacking
the
the
Virginia Supreme Court can rest only on wild speculation, as no
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juvenile
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offender
has
yet
been
Pg: 63 of 64
processed
under
the
State’s
geriatric release program, and the majority has pointed to no
data to predict how the Parole Board will decide applications of
juveniles for early release when they first qualify.
Graham did
not require that juveniles be released at any given time; it
required that the juveniles be given a meaningful opportunity to
prove themselves and to persuade the Parole Board to grant them
release.
If the Parole Board is given that authority by law, as
the Virginia court found it is, then Graham is satisfied.
In
short,
the
majority
has
reviewed
de
novo
Virginia’s
parole criteria based on its own expectations of how the system
might work and has failed to appreciate that our sole task on a
§ 2254 petition is to determine whether the Virginia Supreme
Court’s decision in applying Graham was unreasonable.
And in
fulfilling the task given by § 2254, it is not sufficient to
show simply that the Virginia Supreme Court was wrong or even
committed clear error; rather, it must be shown that the court
erred in a manner “well understood and comprehended in existing
law,”
such
fairminded
that
its
error
disagreement.”
was
“beyond
See
White,
(quoting Harrington, 562 U.S. at 103).
63
any
134
possibility
S.
Ct.
at
for
1702
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*
Pg: 64 of 64
*
*
Because of the limitations of the Supreme Court’s holding
in Graham, the directly relevant holding by the Supreme Court of
Virginia in Angel, and the restrictions imposed by § 2254(d), we
are
simply
not
free
to
grant
LeBlanc’s
habeas
petition.
Unfortunately, the majority, in its adventuresome opinion, pays
only lip service to the required standards of review.
Were it
to have applied them meaningfully, I submit, the judgment of the
district court granting LeBlanc his habeas petition would have
to
be
reversed
and
the
case
remanded
dismiss the petition.
64
with
instructions
to
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