Michael Ryu v. Daniel Whitten
UNPUBLISHED PER CURIAM OPINION filed. Originating case number: 1:15-cv-00202-CMH-JFA. Copies to all parties and the district court/agency . [16-1421]
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UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
MICHAEL H. RYU,
Plaintiff - Appellant,
DANIEL N. WHITTEN,
Defendant - Appellee,
WANDA F. BRYANT; WARREN COUNTY, VIRGINIA,
Appeal from the United States District Court for the Eastern District of Virginia, at
Alexandria. Claude M. Hilton, Senior District Judge. (1:15-cv-00202-CMH-JFA)
Argued: March 23, 2017
Decided: April 6, 2017
Before MOTZ, THACKER, and HARRIS, Circuit Judges.
Affirmed in part and vacated and remanded in part by unpublished per curiam opinion.
ARGUED: Maxwelle C. Sokol, VICTOR M. GLASBERG & ASSOCIATES,
Alexandria, Virginia, for Appellant. Julia Bougie Judkins, BANCROFT, MCGAVIN,
HORVATH & JUDKINS, P.C., Fairfax, Virginia, for Appellee. ON BRIEF: Victor M.
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Glasberg, VICTOR M. GLASBERG & ASSOCIATES, Alexandria, Virginia, for
Unpublished opinions are not binding precedent in this circuit.
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Michael H. Ryu brought this action raising federal and state law claims against
Daniel Whitten, the Assistant County Attorney for Warren County, Virginia. The district
court granted summary judgment to Whitten. For the reasons that follow, we affirm the
grant of summary judgment on Ryu’s federal claims, vacate the judgment on the state law
claims, and remand to the district court to dismiss Ryu’s state law claims without
Ryu, a Virginia attorney, is the registered agent (but not an officer) for CS
Property, Inc. Whitten’s responsibilities as assistant county attorney include instituting
collection proceedings on behalf of the county treasurer. In June 2013, Whitten obtained
a default judgment against CS Property on a claim for delinquent taxes and fees.
In January 2014, Whitten issued a Summons to Answer Interrogatories in
connection with the default judgment in the delinquency action. The summons identified
“Michael Hyunkweon Ryu, Reg Agent” as the “Respondent (*) Same as Defendant.”
The summons commanded that the respondent appear in court on April 2, 2014 to answer
the County’s “questions concerning property and assets of Judgment Debtor(s) which are
held or controlled by the Respondent.” It also contained a warning that failure to appear
might make the respondent subject to arrest.
Ryu was personally served with the
summons. He forwarded it to an officer of CS Property. But neither he nor anyone else
appeared in court to respond to the summons.
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If a person summoned to answer interrogatories fails to appear, Virginia law
allows the court to issue a capias, or bench warrant, for that person’s arrest. Va. Code
Ann. § 8.01-508. Whitten requested a capias for the arrest of Ryu, explaining that Ryu
had “fail[ed] to appear on 04/02/2014 in Warren Co General District Court after having
been summonsed to answer interrogatories.” On April 10, 2014, a clerk issued the
requested capias instructing police officers to arrest “Ryu, Michael Hyunkweon/Reg
Six weeks later, police officers arrested Ryu at his law office and took him to a
detention center where he was processed. Ryu was released on an unsecured bond with
directions to appear for a hearing the next day. After Ryu informed Whitten that he was
only a registered agent and thus not a proper person to respond to the County’s
interrogatories, Whitten moved to dismiss the capias, and the judge dismissed it.
Ryu filed this action against Whitten, alleging a claim pursuant to 42 U.S.C.
§ 1983 that Whitten’s request for a capias violated Ryu’s Fourth Amendment rights. Ryu
also raised state law claims for malicious prosecution, false arrest, and gross negligence. 1
Although the court had earlier dismissed Warren County as a defendant, Ryu’s third
amended complaint raised the Fourth Amendment claim against Whitten in his individual
and official capacities and asserted that the County was liable to Ryu under Monell v.
Dep’t of Soc. Servs., 436 U.S. 658 (1978), because his injury was caused by an
unconstitutional County policy, practice, or custom.
Ryu also raised a due process claim against Whitten in his individual and official
capacities, the dismissal of which he does not appeal.
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Whitten moved for summary judgment on all claims and Ryu filed a cross-motion
for partial summary judgment on his constitutional claims. The district court granted
Whitten summary judgment.
The court held that Whitten was entitled to qualified immunity on all claims —
federal and state — asserted against him in his individual capacity. The court explained
that “[t]he relevant factual inquiry here is whether a reasonable assistant county attorney
could have believed that his conduct was lawful.” The court held that Ryu had provided
no evidence that Whitten had acted unreasonably and “no evidence to support a knowing,
intentional violation by Defendant of Plaintiff’s clearly established constitutional rights.”
The court also granted summary judgment on the Monell claim, finding that there was
insufficient evidence to establish an official policy or custom and that neither Whitten nor
the County Attorney were final policymakers. Ryu timely noted this appeal.
We review de novo the district court’s grant of summary judgment. Henry v.
Purnell, 652 F.3d 524, 531 (4th Cir. 2011) (en banc). A court may grant summary
judgment if, viewing the evidence in the light most favorable to the non-moving party,
there are no genuine disputes of material fact and the moving party demonstrates
entitlement to judgment as a matter of law. Id.
A court assesses the reasonableness of an arrest warrant by determining whether,
given the information available to the official at the time, he had a reasonable belief that
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the individual to be arrested had committed an offense. See Michigan v. DeFillippo, 443
U.S. 31, 37 (1979).
Ryu argues that Whitten violated his Fourth Amendment rights by arresting him,
only a registered agent, for a corporation’s failure to discharge its obligations. Whitten
responds that, although Ryu might not have been the proper person to request to answer
interrogatories — and therefore the Summons to Answer Interrogatories might have been
voidable — Ryu was obligated to appear as requested after receiving service. Whitten
contends that once Ryu failed to appear, there was probable cause to request the capias.
He argues that Ryu was not arrested because he was the registered agent of a corporation
that failed to appear, but rather because he failed to appear when individually summoned.
Although Virginia law allows creditors to summon only officers of a corporation
to answer interrogatories posed to the corporation, Va. Code Ann. § 8.01-506(A), and
although Whitten may have been negligent in assuming Ryu was a corporate officer,
Whitten did not violate Ryu’s Fourth Amendment rights by obtaining the summons. A
summons requiring no more than a court appearance, without additional restrictions, does
not constitute a Fourth Amendment seizure. See, e.g., Burg v. Gosselin, 591 F.3d 95, 98
(2d Cir. 2010); Martinez v. Carr, 479 F.3d 1292, 1299 (10th Cir. 2007); DiBella v.
Borough of Beachwood, 407 F.3d 599, 603 (3d Cir. 2005); Britton v. Maloney, 196 F.3d
24, 30 (1st Cir. 1999); DePiero v. City of Macedonia, 180 F.3d 770, 789 (6th Cir. 1999).
And it is clear from the face of the summons that it required Ryu to appear in
court. He is the only individual listed on the summons and he is identified as the
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“Respondent (*) Same as Defendant.” Once Ryu failed to appear as ordered, Whitten
had probable cause to request his arrest.
Accordingly, because there was no Fourth Amendment violation, both Ryu’s
Fourth Amendment claim against Whitten in his individual capacity and his Monell claim
against Warren County fail. See City of Los Angeles v. Heller, 475 U.S. 796, 799 (1986)
(explaining that there can be no municipal liability absent an underlying constitutional
injury at the hands of an individual official).
As to Ryu’s state law claims, because we affirm the grant of summary judgment
on all of Ryu’s federal claims, no reason exists to exercise supplemental jurisdiction over
his pendant state law claims; rather they should be dismissed without prejudice. See
United Mine Workers of Am. v. Gibbs, 383 U.S. 715, 726 (1966) (holding that where a
federal claim drops out before trial, a federal court should generally not retain jurisdiction
over the state law claims). 2
Under the circumstances of this case, fairness and judicial economy do not
militate in favor of retaining jurisdiction over the pendant state law claims. The district
court did not consider Ryu’s state law claims on the merits. And the statute of limitations
has not yet run on these claims. See Va. Code Ann. § 8.01-229(E)(1) (providing that
when a cause of action is dismissed without determining the merits, the statute of
limitations is tolled from the commencement of the suit).
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For the forgoing reasons, we affirm the judgment of the district court as to Ryu’s
federal claims, vacate the judgment as to the state law claims, and remand to the district
court to dismiss the state law claims without prejudice.
AFFIRMED IN PART AND VACATED
AND REMANDED IN PART
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