SEC v. Sierra Brokerage Services, Inc, et al
OPINION and JUDGMENT filed: AFFIRMED, decision for publication. Alice M. Batchelder (AUTHORING), Chief Circuit Judge; Julia Smith Gibbons, Circuit Judge and Lee H. Rosenthal, U.S. District Judge for the S. D. of TX.
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
Apr 04, 2013
UNITED STATES SECURITIES AND
Plaintiff - Appellee,
DEBORAH S. HUNT, Clerk
SIERRA BROKERAGE SERVICES, INC.,
c/o Jeffrey A Richardson, President, et al.
Defendant - Appellant.
Before: BATCHELDER, Chief Judge; GIBBONS, Circuit Judge;
ROSENTHAL, District Judge.
On Appeal from the United States District Court
for the Southern District of Ohio at Columbus.
THIS CAUSE was heard on the record from the district court and was argued by counsel.
IN CONSIDERATION WHEREOF, it is ORDERED that the district court’s granting of
summary judgment and permanent injunction against Tsai is AFFIRMED.
ENTERED BY ORDER OF THE COURT
Deborah S. Hunt, Clerk
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