USA v. Keith Lawhorn

Filing

OPINION filed : AFFIRMED, decision not for publication pursuant to local rule 206. Julia Smith Gibbons, Circuit Judge; Richard Allen Griffin, Authoring Circuit Judge and Bernice Bouie Donald, Circuit Judge. (10 pages)

Case: 10-4616

Document: 006111253540

Filed: 03/26/2012

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NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 12a0329n.06
FILED

No. 10-4616

Mar 26, 2012

UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT

UNITED STATES OF AMERICA,

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Plaintiff-Appellee,
v.
KEITH A. LAWHORN,
Defendant-Appellant.

LEONARD GREEN, Clerk

ON APPEAL FROM THE
UNITED STATES DISTRICT
COURT FOR THE NORTHERN
DISTRICT OF OHIO

BEFORE: GIBBONS, GRIFFIN, and DONALD, Circuit Judges.
GRIFFIN, Circuit Judge.
Defendant Keith Lawhorn appeals his conviction, following a jury trial, of one count of being
a felon in possession of a firearm and ammunition in violation of 18 U.S.C. § 922(g)(1). For the
reasons that follow, we affirm.
I.
On May 27, 2010, detectives from the Akron Police Department (“APD”) Narcotics Detail
conducted a controlled purchase of heroin from defendant Lawhorn at the residence located at 1040
Hardesty Boulevard in Akron, Ohio. On June 1, 2010, APD officers responded to a domestic
disturbance involving Lawhorn at the same address. Later on that same day, the officers sought and
executed a search warrant at the residence. The application for the warrant was supported by an
affidavit submitted by Detective Brian Callahan, a thirteen-year veteran of the APD.

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In his affidavit, Detective Callahan stated that he and other APD officers set up the controlled
buy on May 27, 2010. An officer watched as the confidential source, supplied with APD funds,
pulled into the driveway at 1040 Hardesty Boulevard. A black male entered the source’s car, sat
briefly in the passenger seat, and then returned to the residence using the front door. Upon his return,
the source turned over to Callahan a quantity of heroin that had been purchased in the driveway
transaction. The APD set up additional surveillance on the residence, and at approximately 10:30
a.m., Detective Callahan observed what appeared to be another drug sale in the driveway. A
subsequent traffic stop of the vehicle involved in the transaction revealed that the driver was in
possession of .4 grams of heroin, which he admitted that he had purchased from a black male named
“Mike” at 1040 Hardesty Boulevard. Detective Callahan’s affidavit also included as attachments
two reports of citizen complaints about drug trafficking at that address.
When the APD executed the search warrant, Lawhorn was present in the home, along with
his grandmother. A search of Lawhorn’s person revealed $900 in cash and a valid Ohio driver’s
license, which listed his permanent residence as 1040 Hardesty Boulevard. On the dining room
table, officers found a piece of mail addressed to Lawhorn at that address. The officers recovered
the following contraband: (1) two boxes of Remington ammunition (.40 caliber and .357 caliber)
found in a bedroom; (2) one box of Remington Thunderbolt .22 caliber ammunition found on the
entertainment center in the living room; and (3) a loaded .40 caliber, semi-automatic Smith &
Wesson pistol found in a shoe box in a trash can located outside between the house and the garage.

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On June 15, 2010, Lawhorn was charged with one count of being a felon in possession of a
firearm and ammunition, in violation of 18 U.S.C. § 922(g)(1). He moved to suppress the evidence
found at 1040 Hardesty Boulevard, arguing that the facts alleged in Detective Callahan’s affidavit
did not provide probable cause for the search. Specifically, Lawhorn contended that the affidavit did
not establish a sufficient nexus between drug trafficking and the residence to be searched and that
the information was stale. The government opposed the motion, and the district court found no basis
for holding an evidentiary hearing and issued an order denying Lawhorn’s motion.
The case proceeded to trial, and on September 13, 2010, the jury returned a verdict of guilty.
The district court sentenced Lawhorn to seventy-seven months in prison and three years of
supervised release. Lawhorn now timely appeals.
II.
Lawhorn first claims that the district court should have held an evidentiary hearing on his
motion to suppress the evidence. Lawhorn appeals the lack of a hearing, not the district court’s
conclusion that there was probable cause to search the residence.
We review the district court’s decision not to hold an evidentiary hearing on a motion to
suppress for an abuse of discretion. United States v. Montgomery, 395 F. App’x 177, 186 (6th Cir.
2010). “An evidentiary hearing is required only if the motion is sufficiently definite, specific,
detailed, and non-conjectural to enable the court to conclude that contested issues of fact going to
the validity of the search are in question.” United States v. Abboud, 438 F.3d 554, 577 (6th Cir.
2006) (citation and internal quotation marks omitted). “A defendant is not entitled to an evidentiary

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hearing where his arguments are ‘entirely legal in nature.’” United States v. Knowledge, 418 F.
App’x 405, 408 (6th Cir. 2011) (quoting Abboud, 438 F.3d at 577). Challenges to the existence of
probable cause, including the issue of staleness, are questions of law. Id.; Abboud, 438 F.3d at 577.
Lawhorn’s arguments – that Callahan’s affidavit failed to establish a sufficient nexus between
the criminal activity and the residence and that the probable cause was stale – contest legal
conclusions, not facts, and fall squarely within the type of challenges that can be resolved without
an evidentiary hearing. Under these circumstances, we find no abuse of discretion.
III.
Because Lawhorn was charged with being a felon in possession of a firearm, the district court
instructed the jury on the meaning of “possession.” Over Lawhorn’s objection, the court, using Sixth
Circuit Pattern Criminal Jury Instruction § 2.10 (2009), defined both actual and constructive
possession for the jury, even though Lawhorn argued and the government conceded that the evidence
supported only Lawhorn’s constructive possession of the firearms and ammunition. In doing so, the
district court reasoned that it would “allow the definition of actual possession to simply compare and
contrast that with constructive possession.” Lawhorn argues that the district court erred in
unnecessarily giving the instruction on actual possession.
We review the district court’s jury instructions for an abuse of discretion. United States v.
Beaty, 245 F.3d 617, 621 (6th Cir. 2001). “[T]he district court’s choice of jury instructions [must
be viewed] ‘as a whole to determine whether they adequately inform the jury of relevant
considerations and provide a sound basis in law to aid the jury in reaching its decision.’” United

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States v. Hughes, 134 F. App’x 72, 76 (6th Cir. 2005) (quoting United States v. Layne, 192 F.2d 556,
574 (6th Cir. 1999)). “It is of course well established that an instruction should not be given if it
lacks evidentiary support or is based upon mere suspicion or speculation.” United States v. James,
819 F.2d 674, 675 (6th Cir. 1987). Moreover, “boilerplate instructions should not be used without
careful consideration being given to their applicability to the facts and theories of the specific case
being tried.” Hughes, 134 F. App’x at 76 (citation and internal quotation marks omitted).
However, “[t]his circuit has set a high standard for reversal of a conviction on the grounds
of improper instructions.” United States v. Sheffey, 57 F.3d 1419, 1429 (6th Cir. 1995). Thus, “[a]
reviewing court may reverse a judgment only if the instructions, viewed as a whole, were confusing,
misleading and prejudicial.” Id. at 1430 (citation and internal quotation marks omitted).
The Use Note accompanying Pattern Criminal Jury Instruction § 2.10 advises that:
If the government’s theory of possession is that it was actual or constructive, give all
paragraphs of this instruction. If the government’s only theory of possession is that
it was constructive, modify this instruction to delete references to actual possession.
If the government’s only theory of possession is that it was actual, do not give this
instruction; instead, give Instruction 2.10A. This instruction (Instruction 2.10)
should be given only when there is some evidence of constructive possession.
In numerous felon-in-possession cases involving the converse situation – where the district
court has instructed a jury on both constructive and actual possession, yet the proofs supported only
actual possession – we have found such instructions to be erroneous, but harmless. See, e.g., United
States v. Smith, 419 F. App’x 619, 620-21 (6th Cir. 2011) (“Here, the government only argued actual
possession, and ample evidence supported that theory, so there is no reason to think the jury based

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its conviction on the unsupported theories.”); United States v. Wright, 329 F. App’x 615, 622 (6th
Cir. 2009) (holding that the error, if any, in the district court’s decision to instruct the jury on both
actual and constructive theories of possession was harmless where government offered sufficient
evidence to sustain the defendant’s conviction under an actual possession theory); Hughes, 134 F.
App’x at 77 (“Here, the focus of the government’s proof throughout the trial was on whether Hughes
had actual possession of the ammunition. There is no reason to believe that the jury convicted
Hughes based on the alternative theory of constructive possession because there is no evidence on
the record to support that charge. Accordingly, the district court’s constructive possession
instruction is harmless as a matter of law.”); cf. United States v. Douglas, 371 F. App’x 562, 565-66
(6th Cir. 2010) (holding that the district court did not commit plain error in giving a jury instruction
on both actual and constructive possession where the constructive possession instruction was
supported by evidence that defendant was in close proximity to a pistol when police detectives
entered the house pursuant to a search warrant).
In these decisions, we have followed the principle set forth in United States v. Griffin, 502
U.S. 46 (1991), that “if the evidence is insufficient to support an alternative legal theory of liability,
it would generally be preferable for the court to give an instruction removing that theory from the
jury’s consideration. The refusal to do so, however, does not provide an independent basis for
reversing an otherwise valid conviction.” Id. at 60; see also Smith, 419 F. App’x at 620-21; Wright,
329 F. App’x at 622; Hughes, 134 F. App’x at 77.

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In the instant case, the government conceded that the facts did not support a conclusion that
Lawhorn actually possessed the firearms and ammunition. However, even if the district court’s
actual possession instruction was erroneous because it had no evidentiary basis, the error was
harmless. As in the cases cited above, Lawhorn has presented no evidence that the actual possession
instruction affected the jury’s verdict. Lawhorn’s reliance on this court’s pre-Griffin decision in
James is therefore misplaced. See James, 819 F.2d at 674-76 (holding that the district court’s
extraneous constructive possession instruction constituted error requiring reversal where there was
no evidence of constructive possession, the defendant disputed the officers’ testimony regarding his
possession of the firearm, and the jury indicated that it was having difficulty resolving the
contradictory testimony).
IV.
Lawhorn also contends that there was insufficient evidence of constructive possession to
support his conviction, but we disagree. We review de novo the district court’s denial of Lawhorn’s
motion for judgment of acquittal. United States v. Kelsor, 665 F.3d 684, 691 (6th Cir. 2011). The
relevant question is “whether, after viewing the evidence in the light most favorable to the
prosecution, any rational trier of fact could have found the essential elements of the crime beyond
a reasonable doubt.” Id. (citation and internal quotation marks omitted). “We will reverse a
judgment based on a finding of insufficient evidence only if the judgment is not supported by
substantial and competent evidence upon the record as a whole.” United States v. Campbell, 549

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F.3d 364, 374 (6th Cir. 2008). “When engaged in this analysis, we are bound to make all reasonable
inferences and credibility choices in support of the verdict.” Id.
The offense of being a felon in possession of a firearm under 18 U.S.C. § 922(g) consists of
three elements: “(1) the defendant had a previous felony conviction; (2) the defendant knowingly
possessed the firearm specified in the indictment; and (3) the firearm traveled in or affected interstate
commerce.” Id. Lawhorn challenges only the possession element.
“Constructive possession is established when a defendant knowingly has the power and the
intention at a given time to exercise dominion and control over an object, either directly or through
others.” Kelsor, 665 F.3d at 691 (citation and internal quotation marks omitted). “Proof that the
person has dominion over the premises where the firearm is located is sufficient to establish
constructive possession.” United States v. Kincaide, 145 F.3d 771, 782 (6th Cir.1998) (citation and
internal quotation marks omitted).

“However, ‘[p]resence alone cannot show the requisite

knowledge, power, or intention to exercise control[.]’” United States v. Bailey, 553 F.3d 940, 945
(6th Cir. 2009) (quoting United States v. Birmley, 529 F.3d 103, 107-08 (6th Cir. 1976)). The
government must, at a minimum, “present evidence to show some connection or nexus between the
defendant and the firearm, which can be established by a showing that the defendant had knowledge
and access . . . [to the] firearm.” Id. (citation, internal quotation marks, and emphasis omitted).
The evidence introduced at Lawhorn’s trial established that he resided at and exercised
dominion over the house at 1040 Hardesty Boulevard, where the APD officers found the firearm and
ammunition. Lawhorn was present at the house, along with his grandmother, when the police arrived

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with the search warrant. His Ohio driver’s license, which officers found in his pants’ pocket, listed
1040 Hardesty Boulevard as his permanent residence, and Lawhorn’s mail found on the dining room
table was sent to that particular address. The APD officers testified that one of the two bedrooms
appeared to be inhabited by an elderly woman; men’s clothing, shoes, and personal items were
scattered about the other bedroom. A very reasonable inference to be drawn from this evidence is
that Lawhorn and his grandmother both lived there. In addition, the officers found the loaded .40
caliber pistol in a box in the garbage can between the house and the garage. Inside the house, they
found ammunition in plain view on the television entertainment center in the living room and in the
bedroom that contained the men’s clothing. This evidence was sufficient for the jury to conclude
that Lawhorn had knowledge of, and dominion over, the pistol and ammunition. See Bailey, 553
F.3d at 945.
Lawhorn emphasizes the lack of forensic evidence, such as DNA or latent fingerprints, tying
him to the firearm and ammunition. However, there is no requirement that such direct evidence is
essential to prove possession. To the contrary, a defendant’s presence, plus other incriminating
circumstantial evidence, may “tip the scale in favor of sufficiency.” United States v. Arnold, 486
F.3d 177, 183 (6th Cir. 2007). See also United States v. Jenkins, 593 F.3d 480, 484 (6th Cir. 2010)
(holding that there was sufficient evidence of the defendant’s constructive possession of guns and
drugs, where the evidence showed that the defendant was present at the house on the day the guns
and drugs were found there, he had unlimited access to the house and lived there part time, and bags
of marijuana were found with the defendant’s driver’s license and other personal papers in the

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house’s only bedroom); United States v. Tyus, 379 F. App’x 450, 452 (6th Cir. 2010) (holding that
“[a]mple evidence” established that the defendant constructively possessed guns and drugs found
inside a house, where the police had observed the defendant at the house on two prior occasions, he
was sleeping on the couch when the officers arrived to execute a search warrant, and mail scattered
throughout the house was addressed to no one but the defendant and nowhere but that particular
address). Here, viewing all of the evidence in the light most favorable to the prosecution, we
conclude that a rational trier of fact could have found beyond a reasonable doubt that Lawhorn
constructively possessed the firearm and ammunition.
V.
For the foregoing reasons, we affirm the judgment of the district court.

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