Sammy Moore v. Peter Liszewski, et al
Filing
Filed opinion of the court by Judge Posner. AFFIRMED. William J. Bauer, Circuit Judge, concurring; Richard A. Posner, Circuit Judge and Joel M. Flaum, Circuit Judge. [6785279-1] [6785279] [14-3244]
Case: 14-3244
Document: 49
Filed: 09/23/2016
Pages: 5
In the
United States Court of Appeals
For the Seventh Circuit
____________________
No. 14‐3244
SAMMY J. MOORE,
Plaintiff‐Appellant,
v.
PETER LISZEWSKI, et al.,
Defendants‐Appellees.
____________________
Appeal from the United States District Court for the
Southern District of Illinois.
No. 11‐cv‐1148 — Stephen C. Williams, Magistrate Judge.
____________________
SUBMITTED JULY 25, 2016 — DECIDED SEPTEMBER 23, 2016
____________________
Before BAUER, POSNER, and FLAUM, Circuit Judges.
POSNER, Circuit Judge. The plaintiff, an Illinois state prison
inmate, brought this federal constitutional suit against a cor‐
rectional officer (and other prison employees, but they un‐
questionably were properly dismissed by the district court)
with whom he had had an altercation almost a decade ago.
He claimed that the officer, Peter Liszewski, had used exces‐
sive force against him. Following our remand from the initial
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dismissal of his suit, see Moore v. Mahone, 652 F.3d 722 (7th
Cir. 2011), the case was tried to a jury. The jury’s verdict de‐
termined that Liszewski had indeed used excessive force
against the plaintiff, but awarded Moore only nominal dam‐
ages–$1–on the ground (one of the options given the jury in
the judge’s instructions) that the excessive force had not
caused injury to the plaintiff and thus he had no entitlement
to compensatory damages—there was nothing to compen‐
sate him for.
It’s a considerable mystery why nominal damages, which
rarely exceed $2 and more commonly are as in this case only
$1, are ever awarded. They have negligible value to the re‐
cipient, and doubtless impose a greater cost in the time and
paperwork involved in the judge’s explaining nominal dam‐
ages in the jury instructions and recording the award in the
judgment. The explanation usually given for awarding nom‐
inal damages is that the award demonstrates that the plain‐
tiff was victorious in the suit. But he wasn’t. The suit sought
money, and yielded him a negligible amount. It would be
simpler, cheaper, and faster if in a case like this the trial
judge simply ordered the suit dismissed, explaining that the
plaintiff (for whom the judge in this case had recruited a
lawyer) had a valid claim of excessive force, but that not
having been injured by it was not entitled to compensation
but could have the satisfaction of knowing that he had been
wronged, though harmlessly, by the defendant.
Dan N. Dobbs, in his book Law of Remedies § 3.3(2), pp.
295–96 (2d ed. 1993), offers two principal reasons for nomi‐
nal damages. The first is that “some suits might be brought
much as declaratory judgment suits are brought, to deter‐
mine a right. A money recovery would not be the real object
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in such a suit. … Relatedly, a plaintiff might seek vindication
of a right which is not economic in character and for which
no substantial non‐pecuniary award is available. A plaintiff
might, for example, wish to establish a constitutional right,
even if a large damage verdict is not possible.” This is not
entirely satisfactory. A jury verdict awarding nominal dam‐
ages is not a small rather than a large damages award; func‐
tionally it is no damages award at all. If the plaintiff goes
around bragging that he won his suit, and is asked what ex‐
actly he won, and replies “$1 dollar,” heʹll be laughed at.
Professor Dobbs’s second explanation for nominal‐
damages awards is that such an award “is, realistically, a
rescue operation. The plaintiff has established a cause of ac‐
tion but has no damages or has been unable to prove the
damages she does have. If that led to a judgment for the de‐
fendant, the plaintiff would normally be required to pay the
court costs. To avoid that and put the cost burden on the de‐
fendant, nominal damages are awarded.” This is fair enough
but the straightforward alternative would be to skip the
nominal damages and simply rule that if the plaintiff pre‐
vails on the merits but can’t prove any monetizable harm
from the defendant’s wrongdoing, the defendant must pay
the court costs.
There is a third explanation for nominal damages,
though it’s similar to the second. Some federal statutes, such
as the Civil Rights Fee Award Act, authorize awarding the
“prevailing” party attorneys’ fees as well as court costs. 42
U.S.C. § 1988(b). To prevail in litigation it’s not enough for a
plaintiff to persuade a judge or jury that his rights were vio‐
lated if he has no damages, Hewitt v. Helms, 482 U.S. 755
(1987); Rhodes v. Stewart, 488 U.S. 1 (1988), but the plaintiff
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may be deemed prevailing even if the only damages he ob‐
tains are nominal. Farrar v. Hobby, 506 U.S. 103 (1992); Dobbs,
supra, § 3.10. And finally some courts hold that while a
plaintiff cannot be awarded punitive damages without ob‐
taining actual damages, id. § 3.11(10), pp. 512–14, nominal
damages are “actual enough” to satisfy the actual‐damages
requirement and thus permit an award of punitive damages
to the plaintiff. See, e.g., Carey v. After the Gold Rush, 715 P.2d
803 (Colo. App. 1986).
The alternative, which would make the life of the law a
little more livable, would be a rule that a party that estab‐
lishes a violation of his legal right is entitled to an award of
court costs and/or attorneys’ fees, period—that is, without
regard to whether he has obtained any damages. Such a rule
would reduce paperwork and judge and jury time without
disserving deserving plaintiffs. At present, however, the
nominal‐damages rule is entrenched. See F. Andrew
Hessick, “Standing, Injury in Fact, and Private Rights,” 93
Cornell L. Rev. 275 (2011). The Supreme Court said in Carey v.
Piphus, 435 U.S. 247, 266 (1978), that “By making the depriva‐
tion of such rights [procedural due process, in Carey] action‐
able for nominal damages without proof of actual injury, the
law recognizes the importance to organized society that
those rights be scrupulously observed; but at the same time,
it remains true to the principle that substantial damages
should be awarded only to compensate actual injury or, in
the case of exemplary or punitive damages, to deter or pun‐
ish malicious deprivations of rights. Because the right to
procedural due process is ‘absolute’ in the sense that it does
not depend upon the merits of a claimantʹs substantive as‐
sertions, and because of the importance to organized society
that procedural due process be observed, we believe that the
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denial of procedural due process should be actionable for
nominal damages without proof of actual injury” (citations
omitted). Notice that this could be read as limiting nominal
damages to cases in which the plaintiff had been deprived of
a constitutional right though with no resulting harm to him,
but no such limitation can be found in the case law after Car‐
ey.
The plaintiff in our case of course wants more than just
nominal damages. He argues that he was injured by
Liszewski–that in the altercation Liszewski had struck him
on the head twice with Liszewki’s walkie‐talkie. But there
was contrary evidence as well, evidence that the injury was
attributable to the plaintiff’s having fallen and hit his head
on a table, an accident not caused by Liszewski. The jury ev‐
idently agreed with that evidence, as it was entitled to do.
There were a number of witnesses, both prison inmates and
prison staff, to the altercation, and the cause of the injury
could not be definitively determined. This allowed the jury
to side with Liszewski to the extent of ruling that Moore had
incurred no actual damages but entitling him to nominal
damages and whatever increments, such as court costs and
attorneys’ fees, to which an award of nominal damages enti‐
tles the plaintiff. The judge awarded those costs and fees di‐
rectly to the lawyer whom the judge had recruited for
Moore, and that was proper because Moore had incurred
neither expense.
The judgment of the district court is therefore
AFFIRMED.
BAUER, Circuit Judge. I concur with the affirmance of the
judgment of the district court.
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