Filing 920070709


Download PDF
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT ANDREW CORTEZ CRATER, Petitioner-Appellant, v. GEORGE M. GALAZA, Respondent-Appellee. No. 05-17027 D.C. No. CV-01-01893-MCE/ GGH OPINION Appeal from the United States District Court for the Eastern District of California Morrison C. England, District Judge, Presiding Argued and Submitted October 17, 2006--San Francisco, California Filed July 9, 2007 Before: Melvin Brunetti, Diarmuid F. O'Scannlain, and Stephen S. Trott, Circuit Judges. Opinion by Judge O'Scannlain 8135 8138 CRATER v. GALAZA COUNSEL Victor S. Haltom, Sacramento, California, Attorney at Law, argued the cause for petitioner-appellant Andrew Cortez Crater and filed briefs. Brian R. Means, Sacramento, California, Supervising Deputy Attorney General of the State of California, argued the cause for respondent-appellee George M. Galaza; Bill Lockyer, Attorney General of the State of California, Robert R. Anderson, Chief Assistant Attorney General of the State of California, and Mary Jo Graves, Senior Assistant Attorney General of the State of California, were on the brief. OPINION O'SCANNLAIN, Circuit Judge: We are asked, once again, whether the Anti-terrorism and Effective Death Penalty Act is unconstitutional, this time by another habeas corpus petitioner convicted of murder in a California state court. I On June 8, 1995, Andrew Cortez Crater and Thomas Crater Robinson went on an armed crime spree in Sacramento, Cali- CRATER v. GALAZA 8139 fornia. In the course of a few hours, the two men robbed a college student, a man and his sister-in-law, and a group outside a café. During the third robbery, Robinson fatally shot James Pantages. The Sacramento community expressed sorrow and dismay. James Pantages had been a beloved local musician. Numerous news reports were written on the crime. Crater and Robinson were tried for robbery, attempted robbery, and murder. The charges included a special circumstance allegation for murder committed during a robbery. The prosecutor pursued the death penalty only for Robinson. Crater sought a change of venue and severance of his trial from that of Robinson, and the judge granted the latter. Tried first, Robinson was convicted on all counts. The jury hung with regard to the death penalty, and the prosecutor did not pursue it further. Before Crater's trial began, the prosecution proposed the following bargain: If Crater would plead guilty, the District Attorney's office would drop the special circumstance allegation. After learning that Crater was reluctant to accept this deal, the judge gathered the attorneys and the defendant in camera and explained that he considered the plea proposal to be a "major concession" by the prosecution. Despite the judge's encouragement to accept the agreement, however, Crater did not plead guilty. Instead, he moved to "peremptorily excuse" the judge under Cal. Civ. Proc. Code § 170.6, based on the judge's in camera advice. The judge denied Crater's motion, explaining that "in terms of my ability to try the case, regardless of whether you can peremptorily excuse me, if I felt that I could not give your client a fair trial, I would excuse myself." The day before his trial began, Crater moved for a continuance and a change of venue. The judge declined both motions. Seventeen days later, the jury found Crater guilty on all counts and found the special circumstance to be true. Accordingly, the judge sentenced Crater to life in prison without the possibility of parole. 8140 CRATER v. GALAZA On direct appeal, Crater claimed that the denial of his motions for recusal and change of venue violated due process and that the jury instructions regarding the special circumstance prescribed too low a burden of proof. The California Court of Appeal consolidated his appeal with Robinson's and rejected it in an unpublished decision. The California Supreme Court denied his petition for review without comment. Crater then turned to the federal courts. He reiterated his claims regarding recusal and venue in a habeas petition to the Eastern District of California. A magistrate judge recommended granting the petition based upon evidence of judicial bias, but the district judge disagreed, finding no evidence that the state judge harbored "prejudicial bias and should have recused himself." Applying the standard of review set forth in the Anti-terrorism and Effective Death Penalty Act ("AEDPA"), Pub. L. 104-132, 110 Stat. 1214, the district court concluded that "the state court's application of Supreme Court precedent was objectively reasonable" and denied Crater's habeas petition on September 30, 2005. Crater timely appealed. II A Crater first raises a frontal attack on the constitutionality of AEDPA. He claims that 28 U.S.C. § 2254(d)(1), a provision of AEDPA limiting the grounds for federal habeas relief for prisoners convicted in state court, violates the Suspension Clause and interferes with the independence of federal courts under Article III. In his intertwined constitutional arguments, Crater invokes the writ of habeas corpus both as an individual right1 and as a power of the federal courts. We do not attempt to answer the question of whether the Suspension Clause creates an individual right or sets a congressional limit, a point of 1 CRATER v. GALAZA 8141 1 [1] Our analysis begins with the statutory text. We agree with Crater that § 2254(d) as a whole markedly reduces the availability of federal habeas relief for prisoners contesting their detention after state adjudication on the merits. Before AEDPA was enacted, federal courts could grant relief if the state adjudication did not meet the standards of federal law. See Williams v. Taylor, 529 U.S. 362, 400 (2000) (O'Connor, J., concurring) (noting that under prior law "a federal court should grant a state prisoner's petition for habeas relief if that court were to conclude in its independent judgment that the relevant state court had erred on a question of constitutional law or on a mixed constitutional question"). After AEDPA, however, courts may not grant relief unless a state adjudication either (1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or (2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding. 28 U.S.C. § 2254(d).2 recent disagreement in the D.C. Circuit. See Boumediene v. Bush, 476 F.3d 981, 993 (D.C. Cir. 2007) ("[T]he dissent offers the distinction that the Suspension Clause is a limitation on congressional power rather than a constitutional right. But this is no distinction at all."). Because Crater is an American citizen, the Suspension Clause applies under either view. 2 The two clauses of § 2254(d)(1) impose distinct limitations: Under the "contrary to" clause, a federal habeas court may grant the writ if the state court arrives at a conclusion opposite to that reached by this Court on a question of law or if the state court 8142 CRATER v. GALAZA [2] The Supreme Court has underscored the magnitude by which § 2254(d)(1) has altered prior standards and procedures for granting habeas relief: "the only question that matters [now] under § 2254(d)(1) [is] whether a state court decision is contrary to, or involved an unreasonable application of, clearly established federal law." Lockyer v. Andrade, 538 U.S. 63, 71 (2002); see also Early v. Packer, 537 U.S. 3, 11 (2002) (noting that a "merely erroneous" state decision does not warrant relief unless it is also " `an unreasonable application' of clearly established federal law" (emphasis in original)). The Court has recognized that § 2254(d)(1) "places a new constraint on the power of a federal habeas court" and "restricts the source of clearly established law to this Court's jurisprudence." Williams, 529 U.S. at 412; see also id. at 403 (rejecting the view that "§ 2254(d)(1) does not alter the previously settled rule of independent review" and "does no more than express a mood that the Federal Judiciary must respect" (citation and internal quotation marks omitted)). Recently, the Court explained that if habeas relief depends upon the resolution of "an open question in [Supreme Court] jurisprudence," § 2254(d)(1) precludes relief. Carey v. Musladin, 127 S. Ct. 649, 653, 654 (2006). Applying this standard in Musladin, the Court denied relief because "[g]iven the lack of holdings from this Court . . . it c[ould] not be said that the state court `unreasonabl[y] appli[ed] clearly established Federal law.' " Id. at 654 (citing § 2254(d)(1)). The Court's decision in Musladin underscores that § 2254(d)(1) tightly circumscribes the granting of habeas relief. decides a case differently than this Court has on a set of materially indistinguishable facts. Under the "unreasonable application" clause, a federal habeas court may grant the writ if the state court identifies the correct governing legal principle from this Court's decisions but unreasonably applies that principle to the facts of the prisoner's case. Williams, 529 U.S. at 412-13. CRATER v. GALAZA 8143 2 In evaluating the validity of these constraints upon the writ, we must look, of course, to the text and structure of the Constitution. Article III states that "[t]he judicial power shall extend to all cases, in law and equity, arising under this Constitution, the laws of the United States, and treaties made, or which shall be made, under their authority." U.S. Const. art. III, § 2, cl. 1. In defining the judicial power, Article III provides for one Supreme Court with original jurisdiction over an enumerated category of cases affecting state parties and certain public officials. Id. In "all the other cases," the Supreme Court has only "appellate jurisdiction, both as to law and fact, with such exceptions, and under such regulations as the Congress shall make." U.S. Const. art. III, § 2, cl. 2 (emphasis added). The Constitution does not expressly create inferior federal courts or prescribe their original or appellate jurisdiction. Indeed, the Constitution permits Congress to choose not to establish inferior federal courts at all: "The judicial power of the United States, shall be vested in one Supreme Court, and in such inferior courts as the Congress may from time to time ordain and establish." U.S. Const. art. III § 1, cl. 1 (emphasis added). Some have argued that the legislative authority to create the lower courts necessarily includes the "lesser" power to control such courts. But such legislative power would appear to contradict the separation of powers integral to the Constitution. See U.S. Const. arts. I-III (separating and distinguishing the powers of the executive, legislative, and judicial branches). Thus, the Supreme Court has found it necessary to set bounds upon congressional control of the courts. See City of Boerne v. Flores, 521 U.S. 507, 536 (1997) (striking down the Religious Freedom Restoration Act, because the statute "contradicted vital principles necessary to maintain separation of powers and the federal balance"). Both constitutional text and structure define congressional authority in relation to the courts. 8144 CRATER v. GALAZA [3] The federal courts enjoy specific powers under the Constitution's tripartite division of authority. One such power is the ability to hear petitions for writs of habeas corpus, originally designed as a means for enabling prisoners to challenge the legality of their detention. See Lonchar v. Thomas, 517 U.S. 314, 323 (1996). Section 9 of Article I (the "Suspension Clause") mandates that the writ remain available in times of peace: "The privilege of the writ of habeas corpus shall not be suspended, unless when in cases of rebellion or invasion the public safety may require it." U.S. Const. art. I, § 9, cl. 2. But the clause does not specify in which courts jurisdiction over the writ must lie.3 The Constitution leaves such matters to legislation. See Ex Parte Bollman, 8 U.S. (4 Cranch) 75, 94 (1807). Congress has given the federal courts original habeas jurisdiction under 28 U.S.C. § 2241 and appellate habeas jurisdiction under 28 U.S.C. § 2255.4 Such grants derive from distant historical origins: "Federal courts have been authorized to issue writs of habeas corpus since the enactment of the Judiciary Act of 1789, and § 2241 of the Judicial Code provides that federal judges may grant the writ of habeas corpus on the application of a prisoner held `in custody in violation of the Constitution or laws or treaties of the United States.' " INS v. St. Cyr, 533 U.S. 289, 305 (2001) (citation omitted). Congress thus has filled out the general provisions for habeas corpus set State courts have the power to entertain petitions from prisoners in state detention, but lack the power to entertain petitions for writs of habeas corpus from prisoners in federal detention. See Ableman v. Booth, 62 U.S. (21 How.) 506, 515-16 (1858); Tarble's Case, 80 U.S. (13 Wall.) 397, 411-12 (1871). 4 This appellate jurisdiction extends over a different set of cases than those encompassed by the Court's original jurisdiction and includes matters whose disposition is "necessary to enable [the Court] to exercise appellate jurisdiction." See Marbury v. Madison, 5 U.S. (1 Cranch) 137, 175 (1803) (ruling that because writs of mandamus were not specifically enumerated as part of the Court's original jurisdiction, they could be recognized only if part of or incident to its appellate jurisdiction). 3 CRATER v. GALAZA 8145 forth in the Constitution. The question is whether AEDPA impermissibly alters the constitutional framework. 3 [4] We construe Crater's claim that § 2254(d)(1) violates the Suspension Clause as an assertion that AEDPA either expressly or impliedly strips the federal courts of habeas jurisdiction. See St. Cyr, 533 U.S. at 305 (noting that "serious Suspension Clause issue[s]" arise if Congress attempted to bar all habeas jurisdiction). The plain text defeats any suggestion that § 2254(d)(1) eliminates habeas jurisdiction entirely. The text of the provision merely sets forth standards for granting relief to state petitioners and does not even apply unless jurisdiction exists. Where a habeas statute "contains no explicit provision barring habeas review," habeas jurisdiction remains intact. Demore v. Kim, 538 U.S. 510, 517 (2003).5 Greater attention must be given to Crater's apparent view that § 2254(d)(1) constrains relief so dramatically that it effectively suspends the writ.6 Under § 2254(d)(1), relief remains The Supreme Court has explained that suspension of the writ does not occur unless a statute expresses Congress's "clear and unambiguous" intent to remove all federal habeas jurisdiction. St. Cyr, 533 U.S. at 305. In St. Cyr, the Court addressed the constitutionality of a provision of AEDPA titled "Elimination of Custody Review by Habeas Corpus." Id. at 308. The Court read the provision narrowly and concluded that it only reduced habeas jurisdiction: "The actual text of § 401(e), unlike its title, merely repeals a subsection of the 1961 statute amending the judicial review provisions of the 1952 Immigration and Nationality Act. Neither the title nor the text makes any mention of 28 U.S.C. § 2241." Id. at 309 (citation omitted)). The Court explained that this narrow reading was warranted to avoid "a serious Suspension Clause issue" that could arise if all habeas jurisdiction were repealed. "The necessity of resolving such a serious and difficult constitutional issue--and the desirability of avoiding that necessity--simply reinforce the reasons for requiring a clear and unambiguous statement of congressional intent." Id. at 305, 308-09. 6 The brevity of Crater's argument causes us some confusion as to the precise premise for his Suspension Clause claim. The Fourth Circuit 5 8146 CRATER v. GALAZA available, but is reserved for cases where a state adjudication "resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States." A crucial distinction lies between § 2254(d)(1)'s constraint on granting relief and an effective suspension of the writ. In Felker v. Turpin, the Court upheld the constitutionality of 28 U.S.C. § 2244(b) of AEDPA, which bars successive habeas petitions, based upon this essential distinction: We hold that the Act does not preclude this Court from entertaining an application for habeas corpus relief, although it does affect the standards governing the granting of such relief. We also conclude that the availability of such relief in this Court obviates any claim by petitioner under the Exceptions Clause of Article III, § 2, of the Constitution, and that the operative provisions of the Act do not violate the Suspension Clause of the Constitution, Art. I, § 9. 518 U.S. 651, 654 (1996) (emphasis added). [5] Relying heavily on the Court's analysis in Felker, the Fourth Circuit rejected a Suspension Clause challenge to § 2254(d)(1), and explained: "From our review of the few precedents interpreting the Suspension Clause, we conclude that amended section 2254(d)(1) does not suspend the privilege of the writ, but rather, represents a modest congressional alteration of the standards pursuant to which the writ issues." encountered a similar problem when addressing a Suspension Clause challenge to § 2254(d)(1), and "confess[ed] to confusion over [the petitioner's] abbreviated argument on this score." Green v. French, 143 F.3d 865, 875 (4th Cir. 1998), cert. denied 525 U.S. 1090 (1999). "Apparently, [the petitioner]'s argument" here, as in Green, "is that any statutory modification of the availability of habeas relief that `sharply limits' a federal court's power to grant the writ `threatens a violation of the Suspension Clause.' " Id. CRATER v. GALAZA 8147 Green v. French, 143 F.3d 865, 875 (4th Cir. 1998), cert. denied 525 U.S. 1090 (1999) (emphasis added).7 Likewise relying on Felker, the Seventh Circuit reached the same conclusion: "[T]o alter the standards on which writs issue is not to `suspend' the privilege of the writ." Lindh v. Murphy, 96 F.3d 856, 867 (7th Cir. 1996) (en banc), rev'd on other grounds, 521 U.S. 320 (1997). The court emphasized that only a limited class of cases was cognizable on collateral review in 1789. See id. at 867-68. The Constitution permitted Congress to grant additional habeas jurisdiction, but such grants were discretionary and could be repealed. See id. at 868 (citing Ex Parte McCardle, 74 U.S. (7 Wall.) 506, 513-14 (1869) (allowing Congress to remove a prior grant of habeas jurisdiction)). Because AEDPA simply altered Congress's earlier grants of habeas jurisdiction, the Seventh Circuit found no Suspension Clause violation. "Any suggestion that the Suspension Clause forbids every contraction of the powers bestowed [subsequent to 1789] . . . is untenable. The Suspension Clause is not a ratchet." Id. [6] We agree with the Fourth and Seventh Circuits. Section 2254(d)(1) simply modifies the preconditions for habeas relief, and does not remove all habeas jurisdiction. See Felker, 518 U.S. at 658 ("[A]lthough the Act does impose new conditions on our authority to grant relief, it does not deprive this Court of jurisdiction to entertain original habeas petitions."). The validity of such parameters on habeas relief can be verified by consideration of the Court's decision in Teague v. In Williams, the Supreme Court rejected the part of Green that concluded that a state decision is an "unreasonable application" only if "all reasonable jurists" would consider it such. The Court explained that while "[t]he Fourth Circuit's interpretation of the `unreasonable application' clause of § 2254(d)(1) [wa]s generally correct," 529 U.S. at 407, the "unreasonable application" clause requires only objective unreasonableness, not judicial consensus. See id. at 410. The Court did not discuss whether the Fourth Circuit was correct in its rejection of Green's constitutional challenge to § 2254(d)(1). See Green, 143 F.3d at 874-76. 7 8148 CRATER v. GALAZA Lane, 489 U.S. 288 (1989). There, the Court held that "new rules" of constitutional law did not apply retroactively on collateral review, so that certain errors of constitutional law could not be grounds for collateral relief. The Court explained that while such errors had to be reversible on direct appeal, they did not always warrant collateral relief. Id. at 302; see also Griffith v. Kentucky, 479 U.S. 314, 322 (1987) ("[F]ailure to apply a newly declared constitutional rule to criminal cases pending on direct review violates basic norms of constitutional adjudication."); Teague, 489 U.S. at 306, 309 (contrasting direct proceedings with the "nature and function of collateral review" and noting that the "interests of comity and finality must also be considered in determining the proper scope of habeas review"). [7] Teague highlights an important distinction between the scope of direct and collateral review, and supports the conclusion that restrictions on the grounds for habeas relief-- whether set by Congress or the Court--do not constitute suspension of the writ. Both Felker and Teague confirm our conclusion that § 2254(d)(1) raises no Suspension Clause issue. We reject such challenge to AEDPA. 4 [8] We next consider Crater's claim that § 2254(d)(1) violates the separation of powers by "unconstitutionally infring[ing] upon the role of federal courts in rectifying constitutional errors that are challenged by prisoners in collateral § 2254 proceedings." Section 2254(d)(1) prevents federal courts from granting habeas relief to a state petitioner where the relevant decision is not "contrary to" or "an unreasonable application of" Supreme Court precedent. See Musladin, 127 S. Ct. at 654 (denying habeas relief under AEDPA where the issue remained "an open question" under Supreme Court CRATER v. GALAZA 8149 jurisprudence). Thus, § 2254(d)(1) renders decisions by lower courts non-dispositive for habeas appeals.8 Crater invokes a dissenting opinion from the Sixth Circuit to support the "notion that AEDPA . . . raises grave constitutional concerns by impinging on the judicial power." Davis v. Straub, 430 F.3d 281, 296 (6th Cir. 2005) (Merritt, J., dissenting). That dissenting opinion argued for a narrow reading of § 2254(d)(1) in order to uphold its constitutionality, stating that "Congress may not say to the federal courts `clearly established law' means a case in the Supreme Court directly in point on the facts," because that rule would "prevent[ ] our Court from giving our independent judgment on the legal effect of the evidence before us and by leaving us `no adjudicatory function to perform.' " Id. at 297. In Casey v. Moore, 386 F.3d 896 (9th Cir. 2004), we explained the reduced relevance of circuit decisions under the Act: [B]ecause these cases are not clearly established law as determined by the United States Supreme Court, they are not controlling precedents under the standard required by AEDPA. Under AEDPA we must look to the direct precedent of the Supreme Court of the United States. Although lower federal court and state court precedent may be relevant when that precedent illuminates the application of clearly established federal law as determined by the United States Supreme Court, if it does not do so, it is of no moment. Id. at 907 (citation omitted). These limits on the relevance of circuit precedent were discussed and accepted by the Court in Musladin. See 127 S. Ct. at 652-54. Crater does not specifically claim that AEDPA is unconstitutional because it denies precedential effect to circuit caselaw, perhaps because we already rejected that claim. See Duhaime v. Duharme, 200 F.3d 597, 601 (9th Cir. 2000) ("[O]ur cases . . . implicitly reject the argument that § 2254's rule directing us to look to Supreme Court law when deciding habeas petitions is unconstitutional under stare decisis principles . . . ."); see also Planned Parenthood v. Casey, 505 U.S. 833, 854 (1992) ("[T]he rule of stare decisis is not an `inexorable command,' and certainly it is not such in every constitutional case."). 8 8150 CRATER v. GALAZA [9] We are not persuaded that AEDPA has this effect. Section 2254(d)(1) does not instruct courts to discern or to deny a constitutional violation. Instead, it simply sets additional standards for granting relief in cases where a petitioner has already received an adjudication of his federal claims by another court of competent jurisdiction. The Constitution does not forbid Congress from establishing such standards, as the Fourth Circuit has eloquently explained: In amending section 2254(d)(1), Congress has simply adopted a choice of law rule that prospectively governs classes of habeas cases; it has not subjected final judgments to revision, nor has it dictated the judiciary's interpretation of governing law and mandated a particular result in any pending case. And amended section 2254(d) does not limit any inferior federal court's independent interpretive authority to determine the meaning of federal law in any Article III case or controversy. Under the AEDPA, we are free, if we choose, to decide whether a habeas petitioner's conviction and sentence violate any constitutional rights. Section 2254(d) only places an additional restriction upon the scope of the habeas remedy in certain circumstances. Green, 143 F.3d at 874-75. Both history and Supreme Court precedent confirm Congress's authority to make such rules: "As the writ has evolved . . . Congress, the [Habeas Corpus] Rule writers, and the courts have developed more complex procedural principles that regularize and thereby narrow the discretion that individual judges can freely exercise." Lonchar, 517 U.S. at 322 (emphasis added). Indeed, the Court has considered some aspects of habeas review at the juncture of procedure and substance to be best determined by the legislative branch. See Vasquez v. Hillery, 474 U.S. 254, 265 (1986) (declining to "create a new judicial rule" where "despite many attempts in CRATER v. GALAZA 8151 recent years, Congress has yet to create a congressional statute of limitations for habeas corpus actions"); see also Hanna v. Plumer, 380 U.S. 460, 464-65 (1965) ("Undoubtedly most alterations of the rules of practice and procedure may and often do affect the rights of litigants." (citing Mississippi Pub. Corp. v. Murphree, 326 U.S. 438, 445 (1946)). Prior Supreme Court precedent on AEDPA verifies that § 2254(d)(1) falls well within Congress's constitutional and historical authority to regulate habeas relief: [W]e have long recognized that "the power to award the writ by any of the courts of the United States, must be given by written law," Ex parte Bollman, 4 Cranch 75, 94 (1807), and we have likewise recognized that judgments about the proper scope of the writ are "normally for Congress to make." Lonchar v. Thomas, 517 U.S. 314, 323 (1996). Felker v. Turpin, 518 U.S. at 664 (emphasis added) (parallel citations omitted). We are not persuaded by Crater's analogy between AEDPA and the statutory rule deemed unconstitutional in United States v. Klein, 80 U.S. (13 Wall.) 128 (1871). In Klein, the Court reviewed a proviso attached to an appropriations bill that declare[d] in substance that no pardon, acceptance, oath, or other act performed in pursuance, or as a condition of pardon, shall be admissible in evidence in support of any claim against the United States in the Court of Claims, or to establish the right of any claimant to bring suit in that court; nor, if already put in evidence, shall be used or considered on behalf of the claimant, by said court, or by the appellate court on appeal. 8152 CRATER v. GALAZA Id. at 143. The Court analyzed the proviso in light of the legislative power to govern the "organization and existence" of "those inferior courts which Congress authorizes": Undoubtedly the legislature has complete control over the organization and existence of [such inferior court] and may confer or withhold the right of appeal from its decisions. And if this act did nothing more, it would be our duty to give it effect. If it simply denied the right of appeal in a particular class of cases, there could be no doubt that it must be regarded as an exercise of the power of Congress to make `such exceptions from the appellate jurisdiction' as should seem to it expedient. Id. But the Court stated that "the language of the proviso shows plainly that it does not intend to withhold appellate jurisdiction except as a means to an end. Its great and controlling purpose is to deny to pardons granted by the President the effect which this court had adjudged them to have." Id. at 145. Thus the Court found the proviso to exceed Congress's authority, because it "prescribe[d] a rule for the decision of a cause in a particular way." Id. at 146. The Klein decision reiterates that statutes "control[ling] the organization and existence" of the inferior courts fall within congressional power, but that Congress may not predetermine the results in any given case. AEDPA comports with this distribution of constitutional authority. Section 2254(d)(1) does not restrict the federal courts' power to interpret the law, but only sets standards for what state court errors of law require federal habeas relief. As the Seventh Circuit noted when considering § 2254(d)(1), "[r]egulating relief is a far cry from limiting the interpretive power of the courts." Lindh, 96 F.3d at 872. [10] Likewise unavailing is Crater's attempt to analogize AEDPA to the Religious Freedom and Restoration Act CRATER v. GALAZA 8153 ("RFRA"), 42 U.S.C. § 2000bb, deemed unconstitutional in City of Boerne v. Flores, 521 U.S. 507 (1997). RFRA mandated that all federal courts apply Congress's preferred constitutional interpretation of the Free Exercise Clause, which mirrored the older standard set forth in Sherbert v. Verner, 374 U.S. 398 (1963), rather than the newer one iterated in Employment Division v. Smith, 494 U.S. 872 (1990). See 42 U.S.C. § 2000bb. Concluding that this mandate exceeded the scope of congressional authority, the Court held RFRA unconstitutional. City of Boerne, 521 U.S. at 536. The Court explained that Congress has no power to "enact legislation that expands the rights [enumerated in the Constitution]," id. at 527-28, or to "define its own powers by altering the [Constitution's] meaning," id. at 529. Unlike RFRA, § 2254(d)(1) does not mandate Congress's preferred vision of the law. The provision makes Supreme Court precedent the lynchpin for relief; it never supplants judicial judgment with legislative choice. Crater's separation of powers argument therefore fails. B The constitutional foundation of § 2254(d)(1) is solidified by the Supreme Court's repeated application of the statute. Although the Court has not squarely addressed its constitutional validity, for the past eleven years the Court has consistently applied AEDPA's standard of review to appellate habeas petitions. See Abdul-Kabir v. Quarterman, 127 S. Ct. 1654, 1664, 1671 (2007) (requiring habeas relief because "the provisions of [AEDPA] govern the scope of our review" and the state court decision "was both `contrary to' and `involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States' "); Tyler v. Cain, 533 U.S. 656, 659 (2001) (applying AEDPA's rule against successive habeas petitions to deny federal habeas relief); Lindh, 521 U.S. at 336 (holding that AEDPA applies to habeas petitions filed after April 24, 1996). We consider the Court's longstanding application of the rules 8154 CRATER v. GALAZA set forth in AEDPA to be strong evidence of the Act's constitutionality. See Marbury v. Madison, 5 U.S. (1 Cranch) 137, 176 (1803) ("It is, emphatically, the province and duty of the judicial department, to say what the law is. Those who apply the rule . . . must of necessity expound and interpret that rule. So, if a law be in opposition to the constitution . . . the constitution, and not such ordinary act, must govern the case . . . ."). The settled law of this circuit also confirms this conclusion. In Duhaime v. Ducharme, 200 F.3d 597 (9th Cir. 2000), we explained that "our cases . . . implicitly reject the argument that § 2254's rule directing us to look to Supreme Court law when deciding habeas petitions is unconstitutional under stare decisis principles and Article III, and that such an application runs counter to congressional intent and would disrupt judicial efficiency" and ruled that "§ 2254(d)(1) does not suffer from any Article III constitutional infirmities." Id. at 601. We recently recognized that Duhaime is the law of this circuit. See Irons v. Carey, 479 F.3d 658, 665 n.5 (2007). Although Duhaime offered only a cursory analysis of the constitutionality of § 2254(d)(1), its holding binds us today.9 Unfortunately, the peculiar procedural history of Irons may have engendered some confusion on this score. The panel issued a sua sponte order for supplemental briefing on the constitutionality of AEDPA, implying that the validity of § 2254(d)(1) remained in question despite Duhaime. See Irons v. Carey, 408 F.3d 1165, 1165 (9th Cir. 2005). After supplemental briefing, the panel concluded that Duhaime settled the matter after all. Irons, 479 F.3d at 665 n.5. But two concurrences raised constitutional objections to AEDPA and one was joined by a majority of the panel. See id. at 665 (Noonan, J., concurring) (noting that "if I cannot depart from the law of the circuit, I may still ask the question as to constitutionality in light of governing decisions by the Supreme Court."); id. at 670 (Reinhardt, J., concurring) (suggesting that § 2254(d)(1) is "inconsistent with our fundamental obligations as judges" and joining Judge Noonan's "sagacious concurrence"). Although it may have been unusual that a majority of the panel challenged the validity of the precedent upon which the court relied, these concurrences simply expressed "stronglyheld views about the strictures of the AEDPA, without creating a conflict in the law of this circuit." Id. at 671 (Fernandez, J., concurring). The Irons opinion leaves no doubt that Duhaime settles our law with respect to § 2254(d)(1). Id. at 665 n.5 (majority opinion). 9 CRATER v. GALAZA 8155 But we do not rely on principles of stare decisis alone. Compare Irons, 408 F.3d at 665 n.5 (concluding that § 2254(d)(1) had to be applied because "Duhaime . . . answer[ed] the question, correctly or not, for the court"). Our holding that § 2254(d)(1) is constitutionally firm is based upon the constitutional text, the Supreme Court's interpretation of other statutes limiting habeas relief, and the Court's longstanding application of AEDPA. These first principles, as well as the doctrine of stare decisis, require us to conclude that § 2254(d)(1) does not conflict with the Suspension Clause or breach the constitutional separation of powers. We therefore must apply § 2254(d)(1) to resolve Crater's remaining claims. III A Crater next argues that due process required recusal of his trial judge. He claims that an impermissible appearance of bias was created when the judge made the following statements to Crater at an in camera pretrial conference: Well, Andrew [Crater], you've been in my court a few times during the trial of your co-defendant, Robinson. So you should know that I'm Judge Park, and I'm going to be trying your case. And I'm going to be sentencing you as well if you're found guilty, which I expect will happen. I understand that the District Attorney's office has made a major concession in your case, and has made an offer to you which, for reasons I want to talk to you about, you're not so sure you want to accept. Based upon what I know about this case--and I'm in a very unique position in this case, because I've already heard all of the witnesses, I know everything that happened that night, and I have assessed every- 8156 CRATER v. GALAZA thing that the witnesses have said, and therefore, I know what they are going to say about you. And based upon what I've heard about this case, I'm real sure that you're going to be convicted of all of those robberies, that you're going to be convicted of shooting the first robbery victim. You're going to be convicted of all of the attempted robberies, and you're going to be found guilty of murder in the first degree. I'm real sure all that's going to happen. And I suspect Miss Gutowsky10 is real sure of that as well, as I'll bet she has been telling you that. Miss Gutowsky is a very experienced lawyer, and you should listen to her. The risk you run in going to trial is that the jury may find the special circumstance to be true . . . . The special circumstance which makes you ineligible for ever getting out of prison is very similar to the felony murder rule, but does require evidence that you acted recklessly that night with respect to the murder of Pantages. That's the only real issue that this jury would decide. . . . [B]ased upon everything I've heard, that is a monumental risk for you. A jury is not going to like you. A jury is going to be frightened by what they hear from these witnesses occurring that night. They will put themselves at the ATM. They will put themselves out walking the streets. . . . You have very little to go on in this case. You might beat the special circumstance; I don't think you will. . . . And I, as the judge, am supposed to keep an open mind about what sentence to impose . . . . This much I can tell you, I would have no discretion on first 10 Ms. Gutowsky represented Crater at trial. CRATER v. GALAZA 8157 degree murder, none. . . . I can also tell you that most judges looking at what happened that night would probably be inclined to impose consecutive penalties . . . . So most judges, I think, would throw the book at you. So in a nutshell, this is an offer which gives you, at some time in your life, an opportunity to get out of prison. If you go before this jury and lose on the special circumstance issue, you will get out of prison someday, but it will be in a pine box. You will die in prison if you are found guilty of the special circumstance. . . . . . . [Y]ou have a right to go to trial. In my opinion, it's a mistake for you to take that kind of risk, because I think all you have is downside and no upside potential. Crater contends that the foregoing statements made it impossible for that judge to conduct a fair trial. 1 [11] Supreme Court precedent reveals only three circumstances in which an appearance of bias--as opposed to evidence of actual bias--necessitates recusal. First, due process requires recusal of a judge who "has a direct, personal, substantial pecuniary interest in reaching a conclusion against [one of the litigants]." Tumey v. Ohio, 273 U.S. 510, 523 (1927); see also Ward v. Vill. of Monroeville, 409 U.S. 57, 60 (1972) (citing Tumey, 273 U.S. at 523); Aetna Life Ins. Co. v. Lavoie, 475 U.S. 813, 821-22 (1986) (same). 2 [12] Second, due process requires recusal if a judge becomes "embroiled in a running, bitter controversy" with 8158 CRATER v. GALAZA one of the litigants. Mayberry v. Pennsylvania, 400 U.S. 455, 465 (1971). In Mayberry, a judge presided over a trial for contempt after being made "the target of petitioner's insolence." Id. On review, the Supreme Court noted that the personal nature of the attacks jeopardized the judge's ability to remain fair: "Many of the words leveled at the judge in the instant case were highly personal aspersions, even `fighting words'--`dirty sonofabitch,' `dirty tyrannical old dog,' `stumbling dog,' and `fool.' He was charged with running a Spanish Inquisition and told to `Go to hell' and `Keep your mouth shut.' " Id. at 466. 3 [13] Third, due process requires recusal if the judge acts as "part of the accusatory process." In re Murchison, 349 U.S. 133, 137 (1955). The Murchison Court rejected a Michigan law authorizing "any judge of its courts of record to act as a so-called `one-man grand jury.' " Id. at 133. In Murchison, the judge had acted as a grand jury to bring contempt charges against the petitioners, and had then tried, convicted, and sentenced them. Id. at 135. The Supreme Court reversed their convictions, stating: "[O]ur system of law has always endeavored to prevent even the probability of unfairness. To this end no man can be a judge in his own case and no man is permitted to try cases where he has an interest in the outcome." Id. at 136. B [14] None of the three circumstances requiring recusal reflects the case at bar. Crater's judge had no "direct, personal, substantial pecuniary interest" in the outcome, as he made clear at the pretrial conference: "If I'm not trying your case, I'll be trying another one. . . . And frankly, it makes no difference to me. . . . But I hate to see somebody twenty-one years old with your intelligence and potential make what is in a word a stupid decision." CRATER v. GALAZA 8159 He did not become " `personally embroiled' " in a controversy with Crater and Crater directed no "highly personal aspersions" against him. Mayberry, 400 U.S. at 465-66. The judge's pre-trial comments suggested concern for Crater, not the "open hostility and bias at the beginning of a judicial proceeding" that the Sixth Circuit denounced in Anderson v. Sheppard, 856 F.2d 741, 747 (6th Cir. 1988), a case that Crater invokes. And Crater's decision to decline the plea bargain may have appeared foolish, but that choice was not the kind of "personal" attack that might incite bias in the judge. See Mayberry, 400 U.S. at 466. [15] Finally, the judge did not perform incompatible accusatory and judicial roles. See Murchison, 349 U.S. at 137. He neither acted as a prosecutor nor sought to advance the position of the prosecutor--indeed, he continued to encourage the plea bargain even after the prosecutor suggested rescinding the proposal due to Crater's lack of remorse. The judge's predictions did not suggest bias. The Supreme Court has stated that "opinions formed by the judge on the basis of facts introduced or events occurring in the course of the current proceedings, or of prior proceedings, do not constitute a basis for a bias or partiality motion unless they display a deep-seated favoritism or antagonism that would make fair judgment impossible." Liteky v. United States, 510 U.S. 540, 555 (1994). The judge's comments, founded upon his legitimate knowledge of the proceedings and outcome in Robinson's case, offer no evidence to overcome the "presumption of honesty and integrity" that we accord to the determinations of a judge. Withrow v. Larkin, 421 U.S. 35, 47 (1975). Therefore, the California Court of Appeal's conclusion that "the law d[id] not compel disqualification for presumed judicial bias" accords with "clearly established Federal law, as determined by the Supreme Court of the United States." 28 U.S.C. § 2254(d)(1). 8160 CRATER v. GALAZA IV A [16] Crater also challenges the California Court of Appeal's conclusion that publicity surrounding the case did not require a change of venue.11 He claims that under federal law, the state court was required to presume that the publicity prejudiced the local jury against him, a constitutional impediment to a fair trial that could only be avoided by a change of venue. To support this claim, Crater argues that the extensive media attention given his case created presumptive bias in local residents. He states that the " `vast majority' of the members of the panel of prospective jurors . . . indicated that they had been exposed to publicity concerning the case" and "eight of the twelve jurors originally seated to hear the case expressly stated that they had been exposed to publicity concerning the case." While this evidence shows that publicity reached many persons in the community, we disagree that it supports a change of venue as a matter of federal constitutional law. Indeed, the Supreme Court has cautioned against presuming juror bias due to familiarity with news reports: It is not required, however, that the jurors be totally ignorant of the facts and issues involved. In these days of swift, widespread and diverse methods of communication . . . scarcely any of those best qualified to serve as jurors will not have formed some impression or opinion as to the merits of the The state court considered whether a change of venue was mandatory under state law, which requires the assessment of "five relevant factors: (1) nature and gravity of the offense; (2) nature and extent of the media coverage; (3) size of the community; (4) community status of the defendant; and (5) prominence of the victim." People v. Sully, 812 P.2d 163, 169 (Cal. 1991). The California Court of Appeal concluded based on these factors that a change of venue was not necessary. Although the court did not cite any federal law, we will not reverse its decision solely for that reason. See Early v. Packer, 537 U.S. 3, 8 (2002) (per curiam). 11 CRATER v. GALAZA 8161 case. This is particularly true in criminal cases. To hold that the mere existence of any preconceived notion as to the guilt or innocence of an accused, without more, is sufficient to rebut the presumption of a prospective juror's impartiality would be to establish an impossible standard. Irvin v. Dowd, 366 U.S. 717, 722-23 (1961). Crater then appeals to Irvin's ultimate conclusion that vacating and remanding was necessary. But the circumstances that ultimately required a change of venue in Irvin are distinguishable from those at bar. In addition to a "barrage of newspaper headlines, articles, cartoons and pictures . . . unleashed against [the defendant] during the six or seven months preceding his trial," id. at 725, the Irvin Court noted a " `pattern of deep and bitter prejudice' shown to be present throughout the community," id. at 727. The Court remarked that eight of the twelve jurors selected thought Irvin was guilty. See id. Crater's case offers no similar evidence of media influence. Although Crater asserts that "[n]umerous press accounts were published in which he was characterized as an `urban predator[,]' a `coldblooded killer[,]' and an `anti-social animal,' " in fact many of those reports came out before the media knew who the suspects were. Once Crater and his co-defendant Robinson were identified, detained, and investigated, the news reports began to contain more specific information, which cast Crater in a relatively favorable light. For example, they described Robinson as an ex-felon who pistol-whipped his victims and fired the fatal shot at Pantages, but portrayed Crater as a promising student with no criminal record. Emphasizing the reported contrast between the defendants, the California Court of Appeal concluded that only Robinson presented a persuasive argument for a change of venue: Robinson's argument [wa]s more compelling than Crater's because the coverage targeted him, not only as an outsider, but as the person responsible for Pantages's death. Crater's confession implicating Robin- 8162 CRATER v. GALAZA son was disseminated widely . . . the district attorney explained to the press he was seeking the death penalty against Robinson [but not Crater] because he was the shooter who killed Pantages . . . . Hence, the coverage portraying Robinson as a violent criminal from Oakland militates toward a change of venue for him. Crater's status was reported somewhat more sympathetically. He was portrayed as an achiever, someone who had succeeded against difficult odds in the inner city, someone without a criminal record. . . . Moreover, as a student in Davis, he was not removed from Sacramento geographically or culturally. We conclude the reporting on Crater's background is not a factor necessitating a change of venue for him. While the state court reached its determination without reference to federal law, we share its conclusion that the news reports did not create presumptive bias. 1 This conclusion is not unsettled by Crater's citation to Sheppard v. Maxwell, 384 U.S. 333 (1966). In Sheppard, the Court concluded that a due process violation occurred when the state trial judge ignored the effects of prejudicial pretrial publicity and failed to restrain disruptive influences in the courtroom. The facts of Sheppard are readily distinguishable from those at bar. Sheppard was accused of bludgeoning to death his pregnant wife, and "[f]or months the virulent publicity about Sheppard and the murder had made the case notorious. . . . Sheppard was examined for more than five hours without counsel during a three day inquest which ended in a public brawl. The inquest was televised live from a high school gymnasium seating hundreds of people." Id. at 354. The Court noted that both the prosecutor and judge were running for judgeships in the upcoming election. Id. Even so, the Court was hesitant to require a change of venue based on pre- CRATER v. GALAZA 8163 trial publicity alone: "We cannot say that Sheppard was denied due process by the judge's refusal to take precautions against the influence of pretrial publicity alone . . . ." Id. Only when the Court also considered "the setting in which the trial was held" and the fact that "bedlam reigned at the courthouse during the trial and newsmen took over practically the entire courtroom, hounding most of the participants in the trial" did it conclude that the conviction had to be reversed. Id. at 355 (emphasis added). Crater does not argue that his trial proceedings were similarly influenced by prejudicial media coverage or disrupted by news reporters. The state court aptly remarked that the coverage of Crater's case "was [no] more sensational than the very nature of the crime itself would require." And we add that the media attention in his case lasted for a far shorter period than did the harmful publicity in Sheppard. The facts of the cases are not comparable. 2 Nor are we persuaded that a due process violation occurred based upon Crater's citations to Rideau v. Louisiana, 373 U.S. 723 (1963), and Estes v. Texas, 381 U.S. 532 (1965). We see at bar none of the prejudice resulting from news coverage that was obvious in those cases. In Rideau, the residents of the county where Rideau was tried "saw on their television sets [a motion picture of] Rideau, in jail, flanked by the sheriff and two state troopers, admitting in detail the commission of the robbery, kidnapping, and murder, in response to leading questions by the sheriff." 373 U.S. at 725. This motion picture had been created "with the active cooperation and participation of the local law enforcement officers," id., and two local deputy sheriffs later were seated on Rideau's trial jury for what the Court denounced as "kangaroo court proceedings," id. at 726. Crater presents no similar evidence of prejudicial news coverage or participant bias. B Not only do Sheppard, Rideau, and Estes involve evidence of prejudice absent at bar, but those cases have been limited 8164 CRATER v. GALAZA by subsequent Supreme Court decisions. In Murphy v. Florida, 421 U.S. 794 (1975), the Supreme Court addressed a situation where "members of the jury had learned from news accounts about a prior felony conviction or certain facts about the crime with which [the petitioner] was charged." Id. at 795. The Court considered this knowledge acceptable and distinguished the far more problematic media effects in Rideau, Estes, and Sheppard: Prejudice was presumed in the circumstances under which the trials in Rideau, Estes, and Sheppard were held. In those cases the influence of the news media, either in the community at large or in the courtroom itself, pervaded the proceedings. . . . In Rideau . . . the Court did not examine the voir dire for evidence of actual prejudice because it considered the trial under review "but a hollow formality" --the real trial had occurred when tens of thousands of people . . . had seen and heard the defendant admit his guilt before the [news] cameras. The trial in Estes had been conducted in a circus atmosphere, due in large part to the intrusions of the press, which was allowed to sit within the bar of the court and to overrun it with television equipment. Similarly, Sheppard arose from a trial infected not only by a background of extremely inflammatory publicity but also by a courthouse given over to accommodate the public appetite for carnival. Murphy, 421 U.S. at 798-99. The Court limited Rideau, Estes, and Sheppard, commenting that those cases "cannot be made to stand for the proposition that juror exposure to information about a state defendant's prior convictions or to news accounts of the crime with which he is charged alone presumptively deprives the defendant of due process." Id. at 799. And in a later decision, the Court reversed a Third Circuit ruling that adverse pretrial publicity made a fair trial impossi- CRATER v. GALAZA 8165 ble at the original venue. Patton v. Yount, 467 U.S. 1025 (1984). In Patton, "publicity revealed Yount's prior conviction for murder, his confession, and his prior plea of temporary insanity, information not admitted into evidence at trial." Id. at 1029. Seventy-seven percent of the veniremen questioned about the case "admitted they would carry an opinion into the jury box." Id. Even with this evidence of news influence, the Patton Court discerned no need to change venue. The Court rejected the argument that Irvin required reversal, noting that Irvin had been "a leading [decision] at the time" but was inapposite at bar. Id. at 1031-32. The Patton Court also underscored the importance of applying "the statutory presumption of correctness to the trial court's determination of these questions." Id. at 1038. [17] Crater's survey-based evidence suggesting that many community residents believed that Crater and Robinson committed the crime does not justify a presumption that the jury members ultimately selected shared such preconceptions or were prejudiced by news accounts. No evidence persuades us to doubt the state court's determination of impartiality in a jury winnowed by peremptory and for-cause challenges, including removals based on news exposure.12 12 The Court's more recent decision in Mu'Min v. Virginia, 500 U.S. 415 (1991) reaffirms that a change of venue does not become necessary simply because of extensive news publicity regarding a case. There, although eight of the twelve jurors in the case had "read or heard something about the case," none "indicated that they had formed an opinion based on the outside information, or that it would affect their ability to determine petitioner's guilt or innocence based solely on the evidence presented at trial." Id. at 417. In affirming the decision of the trial court, the majority explained: "A trial court's findings of juror impartiality may be overturned only for manifest error." Id. at 428 (citations and quotation marks omitted). "It is not required . . . that the jurors be totally ignorant of the facts and issues involved." Id. at 430 (same). Even though the trial court had refused to conduct individual voir dire or to ask any of the petitioner's questions "relating to the content of news items that potential jurors might have read or seen," id. at 419, the Mu'Min Court found no due process violation, id. at 431-32. 8166 CRATER v. GALAZA The district court's denial of habeas relief is AFFIRMED.

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.

Why Is My Information Online?