Johnson v. Colvin
Filing
19
MEMORANDUM OPINION. Signed by Honorable Judge Wallace Capel, Jr on 2/24/2016. (wcl, )
IN THE DISTRICT COURT OF THE UNITED STATES
FOR THE MIDDLE DISTRICT OF ALABAMA
SOUTHERN DIVISION
ANNA MARIE JOHNSON,
Plaintiff,
v.
CAROLYN W. COLVIN,
Acting Commissioner of Social Security,
Defendant.
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CIVIL ACTION NO. 1:15-cv-103-WC
MEMORANDUM OPINION
I.
INTRODUCTION
Anna Marie Johnson (“Plaintiff”), filed an application for disability insurance benefits under
Title II of the Social Security Act (“the Act”), and Plaintiff protectively filed an application for
supplemental security income under Title XVI of the Act, 42 U.S.C. §§ 401 et seq. Her applications
were denied at the initial administrative level. Plaintiff then requested and received a hearing before
an Administrative Law Judge (“ALJ”). Following the hearing on January 9, 2013, the ALJ issued
a decision finding Plaintiff not disabled from the alleged onset date of November 17, 2010, through
the date of the decision, August 20, 2013. (R. 30, 42). The Appeals Council denied Plaintiff’s request
for review. (R. 2). The ALJ’s decision consequently became the final decision of the Commissioner
of Social Security (“Commissioner”).1 See Chester v. Bowen, 792 F.2d 129, 131 (11th Cir. 1986).
Judicial review proceeds pursuant to 42 U.S.C. § 405(g) and 28 U.S.C. § 636(c). After careful
scrutiny of the record and briefs, for the reasons herein explained, the Court AFFIRMS the
1
Pursuant to the Social Security Independence and Program Improvements Act of 1994,
Pub. L. No. 103-296, 108 Stat. 1464, the functions of the Secretary of Health and Human
Services with respect to Social Security matters were transferred to the Commissioner of Social
Security.
Commissioner’s decision.
II.
STANDARD OF REVIEW
Under 42 U.S.C. § 423(d)(1)(A), a person is entitled to benefits when the person is unable
to
engage in any substantial gainful activity by reason of any medically determinable
physical or mental impairment which can be expected to result in death or which has
lasted or can be expected to last for a continuous period of not less than 12 months.
42 U.S.C. § 423(d)(1)(A).2
To make this determination, the Commissioner employs a five-step, sequential evaluation
process. See 20 C.F.R. §§ 404.1520, 416.920 (2011).
(1) Is the person presently unemployed?
(2) Is the person's impairment severe?
(3) Does the person's impairment meet or equal one of the specific impairments set
forth in 20 C.F.R. Pt. 404, Subpt. P, App. 1 [the Listing of Impairments]?
(4) Is the person unable to perform his or her former occupation?
(5) Is the person unable to perform any other work within the economy?
An affirmative answer to any of the above questions leads either to the next question,
or, on steps three and five, to a finding of disability. A negative answer to any
question, other than step three, leads to a determination of “not disabled.”
McDaniel v. Bowen, 800 F.2d 1026, 1030 (11th Cir. 1986).3
The burden of proof rests on a claimant through Step 4. See Phillips v. Barnhart, 357 F.3d
1232, 1237-39 (11th Cir. 2004). A claimant establishes a prima facie case of qualifying disability
2
A “physical or mental impairment” is one resulting from anatomical, physiological, or
psychological abnormalities that are demonstrable by medically acceptable clinical and
laboratory diagnostic techniques.
3
McDaniel v. Bowen, 800 F.2d 1026 (11th Cir. 1986), is a supplemental security income
case (SSI). The same sequence applies to disability insurance benefits. Cases arising under Title
II are appropriately cited as authority in Title XVI cases. See, e.g., Ware v. Schweiker, 651 F.2d
408 (5th Cir. 1981).
2
once they have carried the burden of proof from Step 1 through Step 4. At Step 5, the burden shifts
to the Commissioner, who must then show there are a significant number of jobs in the national
economy the claimant can perform. Id.
To perform the fourth and fifth steps, the ALJ must determine the claimant's Residual
Functional Capacity (“RFC”). Id. at 1238-39. The RFC is what the claimant is still able to do despite
the claimant's impairments and is based on all relevant medical and other evidence. Id. It may
contain both exertional and nonexertional limitations. Id. at 1242-43. At the fifth step, the ALJ
considers the claimant's RFC, age, education, and work experience to determine if there are jobs
available in the national economy the claimant can perform. Id. at 1239. To do this, the ALJ can
either use the Medical Vocational Guidelines4 (“grids”) or call a vocational expert (“VE”). Id. at
1239-40.
The grids allow the ALJ to consider factors such as age, confinement to sedentary or light
work, inability to speak English, educational deficiencies, and lack of job experience. Each factor
can independently limit the number of jobs realistically available to an individual. Phillips, 357 F.3d
at 1240. Combinations of these factors yield a statutorily-required finding of “Disabled” or “Not
Disabled.” Id.
The court's review of the Commissioner's decision is a limited one. This court must find the
Commissioner's decision conclusive if it is supported by substantial evidence. 42 U.S.C. § 405(g);
Graham v. Apfel, 129 F.3d 1420, 1422 (11th Cir. 1997). Substantial evidence is more than a
scintilla, but less than a preponderance. It is “such relevant evidence as a reasonable mind might
accept as adequate to support a conclusion.” Richardson v. Perales, 402 U.S. 389, 401 (1971)
4
See 20 C.F.R. pt. 404 subpt. P, app. 2.
3
(quotation marks and citation omitted); see also Crawford v. Comm'r of Soc. Sec., 363 F.3d 1155,
1158-59 (11th Cir. 2004) (“‘Even if the evidence preponderates against the Commissioner's
findings, [a reviewing court] must affirm if the decision reached is supported by substantial
evidence.’”) (alteration added). A reviewing court may not look only to those parts of the record
which support the decision of the ALJ, but instead must view the record in its entirety and take
account of evidence which detracts from the evidence relied on by the ALJ. Hillsman v. Bowen, 804
F.2d 1179, 1180 (11th Cir. 1986) (per curiam).
[The court must] . . . scrutinize the record in its entirety to determine the
reasonableness of the [Commissioner's] . . . factual findings. . . . No similar
presumption of validity attaches to the [Commissioner's] . . . legal conclusions,
including determination of the proper standards to be applied in evaluating claims.
Walker v. Bowen, 826 F.2d 996, 999 (11th Cir. 1987) (per curiam).
III.
ADMINISTRATIVE PROCEEDINGS
Plaintiff was 26 years old on the alleged onset date and 28 years old at the time of the hearing
before the ALJ. (R. 51.) The ALJ found Plaintiff has no past relevant work, and that, therefore,
transferability of jobs was not an issue because Plaintiff has no past relevant work. (R. 40). Plaintiff
has at least a high school education and can communicate in English. (R. 40). Following the
administrative hearing and employing the five-step process, the ALJ found at Step One that Plaintiff
“has not engaged in substantial gainful activity since November 17, 2010, the alleged onset date.”
(R. 32). At Step Two, the ALJ found that Plaintiff suffers from severe impairments of “chronic pain
syndrome, herniated, bulging discs in the lumbar spine, lumbar radiculitis, spinal stenosis, with
encroachment of the neuroforamina, endometriosis, degenerative joint disease, polyarthralgia,
fibromyalgia, lumbago, sciatica, depression, attention deficit disorder, and anxiety.” (R. 32). The
4
ALJ then found at Step Three that Plaintiff “does not have an impairment or combination of
impairments that meets or medically equals the severity of one of the listed impairments in 20 CFR
Part 404, Subpart P, Appendix 1 (20 CFR 404.1520(d), 404.1525, 404.1526, 416.920(d), 416.925
and 416.926).” (R. 33). Next, the ALJ found that Plaintiff has the RFC to perform light work with
additional limitations. (R. 34, 40). Following the RFC determination, the ALJ found at Step Four
that Plaintiff has no past relevant work. (R. 40). At Step Five, the ALJ found that, “[c]onsidering the
claimant’s age, education, work experience, and residual functional capacity,” and after consulting
with the VE, “there are jobs that exist in significant numbers in the national economy that the
claimant can perform (20 CFR 416.1569, 404.1569(a), 416.969, and 416.969(a)).” (R. 41). The ALJ
identified the following occupations as examples: “Document preparer,” “Leaf tier,” and “Telephone
quotation clerk.”5 (R. 41). Accordingly, the ALJ determined that Plaintiff “has not been under a
disability, as defined in the Social Security Act, from November 17, 2010, through the date of th[e]
decision (20 CFR 404.1520(g) and 416.920(g)).” (R. 42).
IV.
PLAINTIFF’S CLAIMS
Plaintiff presents two issues for this court's consideration in review of the Commissioner’s
decision: (1) “the Appeals Council erred in failing to remand [Plaintiff’s] case in light of new and
material evidence which rendered the ALJ’s denial of benefits erroneous,” and (2) the ALJ failed to
properly apply the applicable three-part pain standard. Pl.’s Br. (Doc. No. 12), at 3.
V.
DISCUSSION
A.
Whether the Appeals Council Erred
“[T]he Appeals Council ‘must consider new, material, and chronologically relevant evidence’
5
These jobs are actually rated as sedentary, unskilled work. (R. 41, 83-84).
5
that the claimant submits.” Washington v. Soc. Sec. Admin., Comm'r, 806 F.3d 1317, 1320 (11th Cir.
2015) (per curiam) (citing Ingram v. Comm'r of Soc., Sec. Admin., 496 F.3d 1253, 1261 (11th Cir.
2007), 20 C.F.R. §§ 404.970(b), 416.1470(b)). Evidence is chronologically relevant when it relates
to the period on or before the date of the ALJ’s decision. See 20 C.F.R. §§ 404.970(b), 416.1470(b)).
The “evidence is material, and thus warrants a remand, if ‘there is a reasonable possibility that the
new evidence would change the administrative outcome.’” Flowers v. Comm'r of Soc. Sec., 441 F.
App’x 735, 745 (11th Cir. 2011) (quoting Hyde v. Bowen, 823 F.2d 456, 459 (11th Cir. 1987)). The
Appeals Council must show that it adequately considered the new evidence, and it is sufficient if the
Appeals Council states it considered the new evidence. See Mitchell v. Comm’r, Soc. Sec. Admin,
771 F.3d 780, 783 (11th Cir. 2014); see also Atha v. Commissioner, Social Sec. Admin., 616 F.
App’x 931, 935 (11th Cir. 2015). On the other hand, if the Appeals Council “perfunctorily adheres
to the ALJ's decision, the Commissioner's findings are not supported by substantial evidence.” Caces
v. Comm'r, Soc. Sec. Admin., 560 F. App'x 936, 941 (11th Cir. 2014).
Plaintiff argues the Appeals Council erred by failing to remand the case in light of one-time
consultative examinations by Richard Meadows, D.O., and Fred George, Ph.D. Pl.’s Br. (Doc. No.
12), at 3-4. On September 10, 2013, about three weeks after the ALJ ruled against awarding benefits,
Plaintiff underwent a consultative examination with Dr. Meadows, (R. 17), and on September 24,
2013, she underwent a consultative examination with Dr. George. (R. 12).
The Appeals Council “looked at” the evidence Plaintiff submitted, and it ruled that it was
information about a time after the date of the ALJ’s decision on August 20, 2013, and therefore did
not affect the decision whether Plaintiff was disabled before August 20, 2013. (R. 2). The Appeals
Council informed Plaintiff that if she wanted the Commissioner to consider the evidence, Plaintiff
6
would need to file a subsequent application for benefits. (R. 2).
Plaintiff argues the evidence is chronologically relevant because Dr. Meadows gave his
opinion less than a month after the ALJ’s decision, because Dr. George’s opinion was just over a
month after the ALJ’s decision, and no intervening event or deterioration in Plaintiff’s condition
occurred between the time of the ALJ’s decision and the medical opinions. Pl’s Br. (Doc. No. 12),
at 10-11. Plaintiff further argues the opinions concern the same ADHD, anxiety, depression, back
pain, degenerative disc disease, rheumatoid arthritis, hand swelling and morning stiffness that
Plaintiff presented to the ALJ, and Dr. George reviewed and considered Plaintiff’s prior medical
records concerning the time relevant to the ALJ’s decision. Pl’s Br. (Doc. No. 12), at 10-11; (R. 15).
Finally, Plaintiff argues the ALJ erred when he said he gave great weight to the state agency opinion
because the state agency physician indicated that he did not have enough evidence on which to base
an opinion. Pl.’s Br. (Doc. No. 12), at 12; (R. 40, 94, 101). Thus, Plaintiff argues, the ALJ did not
have sufficient evidence to decide Plaintiff’s case, the opinions of Drs. Meadows and George were
the only opinions regarding Plaintiff’s ability to perform work functions, and the additional material
would have been helpful to deciding her case. Pl.’s Br. (Doc. 12), at 11-12.
1.
The ALJ’s Physical RFC Assessment
The ALJ found that Plaintiff has the RFC to perform light work with the following
limitations: “unable to push or pull leg controls. She can rarely bend or squat and she cannot crawl,
crouch or bend at all. She should be allowed to alternate between sitting and standing occasionally
at her work station. In addition, the claimant cannot perform work requiring public interaction. She
must avoid unprotected heights, as well as dangerous moving machinery. The claimant has deficits
concentrating and maintaining pace, which could cause her to be off task approximately 5% of the
7
workday.” (R. 34). The ALJ ruled:
In accordance with Social Security Ruling 96-6p, the undersigned has
considered the administrative findings of fact made by State agency medical
physicians and other consultants. The opinions are weighed as statements from nonexamining expert sources. Based on the evidence, the undersigned concludes the
State agency adequately considered the evidence of record and great weight is given
to the opinions. More specifically, these opinions are consistent with the treatment
notes and objective record at Exhibits 3F, 4F, and 19F indicating that the claimant
is thin and fit patient who should do well with her degenerative disc at L4-L5 and
mild antalgic gait. The notes additionally indicate that her plain films neurologic test
were normal; the workups for connective-tissue disease had not been productive,
with negative RA factor, negative ANA, and normal sedimentation rate. In addition,
the claimant’s testimony regarding her generally active daily routine is also
supportive of the State agency opinions.
In sum, although the claimant has severe medically determinable impairments
that limit her functionality, the above residual functional capacity is supported by her
testimony regarding fairly active daily activities, including taking care of her personal
needs, as well as her daughter’s needs; doing laundry; preparing meals; performing
household chores; going grocery shopping, and; driving. In addition, the conservative
treatment which she has received, including no hospitalizations or recent ER visits,
and the relative lack of any recent treatment are also supportive of the above residual
functional capacity. All of the above reveals that the claimant would not be precluded
from performing within the above residual functional capacity.
(R. 40) (emphasis added).6
The ALJ stated, and the medical records support, that through May 2011 Plaintiff’s physical
6
Plaintiff points out that the ALJ erred in stating that the State agency opinions were
consistent with the record and entitled to great weight, Pl.’s Br. (Doc. No. 12), at 11-12, because
the State agency physician, Robert Estock, M.D., indicated he lacked sufficient evidence to
render an opinion regarding Plaintiff. (R. 94, 101). For reasons explained infra, however, the
court concludes the ALJ's error was harmless. See Diorio v. Heckler, 721 F.2d 726, 728 (11th
Cir. 1983) (ALJ's erroneous factual findings were harmless when they did not impact the ultimate
finding that the claimant was not disabled). Here, the ALJ considered all the evidence in the
record, including that from Plaintiff's treating physicians, and the medical evidence showed that
Plaintiff had “‘relatively little physical impairment’” and the ALJ could “‘render a commonsense
judgment about functional capacity even without a physician’s assessment.’” Castle v. Colvin,
557 F. App’x 849, 854 (11th Cir. 2014) (quoting Manso-Pizarro v. Sec'y of Health & Human
Servs., 76 F.3d 15, 17 (1st Cir. 1996)); cf. Whitt v. Colvin, 2014 WL 3756340, at *4 (M.D. Ala.
July 30, 2014) (there is no mandatory requirement that an ALJ secure an RFC assessment by a
medical provider) (citing cases).
8
examinations showed generally normal findings except for treatment of ongoing back pain and
muscle spasms. (R. 37-38, 299-305). In 2007, Plaintiff underwent a medical procedure to address
her endometriosis. (R. 223-24). Gynecologist James W. Leach, M.D., last saw Plaintiff on November
18, 2008, and he gave the opinion that Plaintiff “demonstrated no physical or mental disability at that
time.” (R. 213).
The medical records show Plaintiff’s treatment for back pain began at Prime Med in April
2010. (R. 37, 265). Plaintiff’s treatment notes from May 17, 2010, indicate she was taking Xanax
for anxiety (R. 280). She was recommended to have x-rays and physical therapy. (R. 281). On June
16, 2010, she was prescribed Ultram and physical therapy. (R. 284). On June 28, 2010, Plaintiff was
assessed with anxiety and an MRI of her lumbar spine was ordered. (R. 287). Notes from a radiology
report from D.J. Terrell, M.D., on July 20, 2010, indicate MRI tests showing disc herniation in
Plaintiff’s L4-L5 with minimal spinal stenosis and encroachment bilaterally on the neuroforamina.
(R. 246). On July 29, 2010, Plaintiff was prescribed physical therapy and hydrotherapy, Diclofenac,
Mobic, Ultram, and muscle relaxers. (R. 292-94). On August 15, 2010, Plaintiff reported her
medication was stolen and she had two refills of Ultram. (R. 296). The notes from that day indicate
generally normal findings. (R. 296-98).
On March 8, 2011, Plaintiff was seen at Prime Med for complaints of back pain. (R. 299).
Her gait was normal, but she was assessed with low back pain, and ease of flexion in her lower back
severely reduced due to muscle spasms and 9/10 lower back pain. She was referred for a possible
epidural and physical therapy; her previous medications were continued; and she was prescribed
Ibuprofen, Neurontin, Ultram, and Xanax. (R. 301).
On April 25, 2011, Plaintiff presented to Southern Bone and Joint for lower back pain,
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hernia, skin muscle pain; she could not sit or lay for a long period; and she had “body shakes,
nerves.” (R. 251). The notes from J. Paul Maddox, M.D., on that date indicate Plaintiff had low back
pain over the sacroiliac joint and was not taking antiinflammatories other than Ibuprofen. (R. 256).
He indicated he would give her a left SI and right hip bursal injection and recommended a lumbar
epidural. (R. 256). He suggested a trial of Mobic, physical therapy, and aggressive efforts on
Plaintiff’s “own front to improve her function” with knee stretching, less pain behavior and more
of an active approach to expecting improvement. He wrote, “[s]he is a thin, fit patient who should
do well wit[h] her back. She has a degenerative disc L4-5 and apparently some mild crowding,”
“[h]er plain films were normal and her neurologic was normal.” (R. 256).
On May 3, 2011, Plaintiff received an epidural injection in her lumbar area at Flowers
Hospital. (R. 316-27). Her physical examination reported a “[w]ell-developed, very thin female, in
moderate distress.” (R. 321). Her neurologic report was “[g]rossly normal. No weakness in her lower
extremities one compared to the other. The patient ambulates well.” (R. 321). She tolerated the
procedure well and “was discharged in satisfactory condition after an uneventful recovery.” (R. 322).
On May 9, 2011, Plaintiff went to Dale Medical Center for physical therapy in connection
with her lumbar and right hip pain. (R. 247-48). The notes indicate Plaintiff “is an excellent
candidate for conservative care using manual therapy.” (R. 247). As the ALJ indicated, the notes
show Plaintiff had a shortened leg, mild antalgic, stiffened gait; highly tender bilateral hip flexors;
and generalized hypertonicity in the gluteals along the sacrum bilaterally, left piriformis, IT band,
hamstrings, and quadriceps.(R. 37, 247). Notes on her range of motion indicate she had shortened
quadriceps by 20 to 30 degrees in prone knee flexion; and in prone position Plaintiff tolerated with
supported waist, elbow propping, and partial extension press-ups for passive spinal extension; and
10
prone bilateral leg left without radiating pain. (R. 247). She had gross abdominus weakness and
decreased bilateral hip abductor/extensor strength, and her sensation was unimpaired to light touch
in the lower extremities and the lumbar region. (R. 247). She was ambulating with no gross loss of
balance; she was alert and oriented to time, place, and situation; and she was agreeable to the plan
of care. (R. 248). The medical record, as the ALJ acknowledged, (R. 38), does not include other
physical therapy.
During a visit to Prime Med on May 10, 2011, Plaintiff complained only of pain and
backache. (R. 304). She indicated that her physical therapy was ongoing, (R. 305), but Plaintiff
reported in December 2011 that she did not complete physical therapy because it was too painful (R.
278, 395). During her May 10, 2011, visit, she was prescribed Ibuprofen, Ultram, and Zanaflex and
asked to return in three months. (R. 305).
On June 7, 2011, Plaintiff saw Dr. Maddox at Southern Bone and Joint. (R. 255). Plaintiff’s
biggest complaint was back pain, though she reported occasionally having right leg pain and
numbness, and her epidural and medications were not giving her relief. (R. 255). Dr. Maddox said
she was difficult to assess, as she was “somewhat hypersensitive to pain.” (R. 255). He
recommended another epidural at a different location unless the trigger point injections helped
significantly. (R. 255).
On August 9, 2011, Plaintiff returned to Prime Med for complaints of frequent headaches;
change in vision; abdominal pain; muscle pain, weakness, joint swelling, backache, degenerative
disease; numbness/tingling; and nervousness, mood changes, and depression. (R. 268-69). Her
physical, neurological, and psychological exam showed essentially normal findings, but she was
assessed with anxiety and low back pain. (R. 270). Her medications for Ibuprofen, Ultram, and
11
Zanaflex were refilled, and she was referred to a psychiatrist for depression and anxiety. (R. 270).
On September 26, 2011, Plaintiff saw Dr. Maddox with complaints of back pain and also
significant leg pain radiating down both legs. (R. 254). Dr. Maddox wrote that Plaintiff’s
“description of her symptoms is somewhat unclear, but she is significantly affected by this and is
teary throughout the entire interview.” (R. 254). Contrary to her statements during the June 7, 2011,
visit, Plaintiff on September 26 stated the epidural she received in May did help, and she was
scheduled for another the following day. Dr. Maddox declined to give her any trigger point injections
and indicated that if the epidural does not provide lasting relief, an MRI of the lumbar spine would
be the next step, “as she has not had one in a year and her symptoms seem to have changed.” (R.
254).
Plaintiff was seen at Prime Med on November 9, 2011, and she complained only of muscle
pain and weakness and back pain. (R. 272). Her exam revealed low back pain. She was diagnosed
with anxiety state not otherwise specified, chronic pain syndrome, lumbago, and sciatica. (R. 274).
She received an injection of Prednisone; prescribed Ibuprofen, Ultram, and Zanaflex; and several
tests were ordered, including an MRI. (R. 274-75).
Plaintiff saw psychiatrist Shakir Meghani, M.D., on October 27, 2011, and November 17,
2011. (R. 262-63). She told him she was going through a lot of changes. (R. 263). Her exam was
normal, and he diagnosed her with ADHD and anxiety. (R. 262-63). She reported that she was taking
Adderall and Xanax, and he continued those medications. (R. 263).
Plaintiff underwent her second MRI on November 16, 2011. (R. 257). The MRI showed
minimal narrowing of the L4-5 intervertebral space with desiccation of the disk; bulging of the L3-4
disk to the left with encroachment of the left neuroforamen; midline herniation of the L4-5 and L512
S1 disks without encroachment of the neuroforamina or spinal canal; and inflammatory changes of
the apophyseal joints on the right at the L2-3 level and bilaterally at the L3-4 and L4-5 levels. (R.
257). At Plaintiff’s December 9, 2011, visit at Prime Med, David Williams, M.D., noted that
Plaintiff’s MRI showed several changes from the previous MRI, and he referred to her neurospine.
(R. 278). Plaintiff returned to Prime Med on January 6, 2012. (R. 396-99). Her medications were
continued, but her lumbar epidural injection was delayed until after her appointment with the
neurospine specialist. (R. 398).
On January 12, 2012, Plaintiff saw D. Bruce Woodham, M.D., at NeuroSpine Center. (R.
400). Plaintiff complained chiefly of back and neck pain, with constant low back pain, constant neck
pain, and some bilateral hip and leg pain. (R. 400). She reported having “neck pain since she was
a child. She has had back pain for a long time, and she is applying for disability because of these
aches and pains.” (R. 400). Dr. Woodham noted that Plaintiff was taking Adderall and Xanax from
her psychiatrist, and he wrote that Plaintiff’s mental status was alert and oriented to time, place, and
person; her speech was fluent and normal; with no ideations. (R. 400). Her physical examination was
normal. (R. 400). Her neurologic examination showed intact cranial nerves; intact sensory to light
touch and pinprick, proprioception; symmetric reflexes and no pathologic reflexes; normal fingernose-finger testing, without ataxaia. (R. 400). Her motor testing showed giveaway weakness, and
her spine exam showed limited range of motion in the lumbar spine. (R. 400). Dr. Woodham noted
that Plaintiff’s past epidurals helped. (R. 401). He recommended she return to the pain clinic for
treatment and evaluation, possible facet joint injections, epidural injections, “and those kinds of
things.” He added, “I don’t see a role here for neurosurgery, and I have not made any claim for her
disability.” (R. 401).
13
On February 6, 2012, Plaintiff was seen at Prime Med for complains of back pain and
assessed with anxiety state not otherwise specified, lumbago, sciatica, and spasm of muscle. (R. 38992). The notes refer to her appointment at the NeuroSpine Center, and it appears her care provider
did not realize she already had been seen. (R. 391). Other than her back pain, her exam results were
normal. (R. 391). She was prescribed Ibuprofen, Ultram, Zanaflex, Lisinopril, Zantac, Neurontin,
and referred to obstetrics and gynecology. (R. 391-92). Plaintiff presented to the Dale Medical
Center on February 24, 2012, for anxiety. (R. 328).
The medical records show Plaintiff next presented to the Dale Medical Center on November
16, 2012, for a missed abortion. (R. 333, 340-53, 419-39).7 During her visit in November 2012, with
gynecologist Paul Dulaney, M.D., he reported, among other things, that Plaintiff’s exercise level was
moderate, but her general stress level was high. (R. 342). He prescribed antibiotics and DepoProvera. (R. 342). On November 27, 2012, she received an ultrasound after complaining of pelvic
pain. (R. 353). Kenneth J. Richardson, M.D., reported his impression was an “involuting cyst on the
right ovary with adjacent peri-adnexal fluid. This would be consistent with a recently ruptured
follicle.” (R. 353).
On January 22, 2013, after the hearing in this case, Plaintiff presented to the Dale Medical
Center seeking treatment for bilateral wrist pain, swollen fingers, and low back pain. (R. 415).
Plaintiff reported generalized myalgia and arthralgia, swelling and stiffness in her fingers and wrists
that had been progressively worsening for the past six years, and morning stiffness lasting more than
7
Plaintiff testified “I was pregnant, but I wasn’t pregnant. Apparently I was for a short
time . . .[a]pparently it just couldn’t survive or I don’t know if my body rejected it . . . so I had to
go for antibiotics . . . make sure everything was gone . . . .” (R. 70-71). Plaintiff’s November
2012 medical records, however, also record she “[h]ad an elective ab 2 months ago in
Montgomery . . . .” (R. 341).
14
forty minutes. (R. 415). Other notes indicate morning stiffness lasting a few hours. (R. 410). The
notes also indicate headaches, muscle spasms, hot shower gives some relief and she has three to six
showers or baths a day, some memory loss, excessive worry, anxiety, depression, and difficulty
falling or staying asleep. (R. 410). Plaintiff listed thirteen different medications she had taken, and
that she currently was taking Tramodol, Ibuprofen, Depo shots, Xanax, Adderall, and Zoloft. (R.
411).
On February 6, 2013, Plaintiff saw rheumatologist In Young Soh, M.D. (R. 403-05, 418). Dr.
Soh reported that Plaintiff “still continues to have generalized body aches. (R. 403). Contrary to
Plaintiff’s testimony that her blood was positive for rheumatoid arthritis (R. 65), Dr. Soh reported
that “[w]orkups for connective-tissue disease has not been productive. RA factor was negative, ANA
was negative” and “sedimentation rate is normal.” (R. 403). Plaintiff revealed to Dr. Soh “a long
history of depression and anxiety possibly originating from the murder death of her mother 15 years
ago.” (R. 403). Plaintiff stated that a nurse practitioner at her psychiatrist’s office told her Zoloft 25
mg per day would be sufficient, but she had been taking it for a month without significant benefit.
Plaintiff stated to Dr. Soh that she felt depressed and cried quite frequently, and she continued to
have insomnia and generalized body pain. (R. 403). Dr. Soh’s physical exam revealed normal
neurological results, no muscle tenderness, no atrophy, 5/5 muscle strength, no swollen joints, no
crepitation, range of motion within normal limits, but most of the joints were tender to the touch. (R.
403-04). Dr. Soh diagnosed Plaintiff with fibromyalgia syndrome with significant underlying
depression and anxiety, and Plaintiff was advised to see Dr. Lopez in psychiatry. Dr. Soh stated
“[t]here is no active connective tissue disease at present time.” (R. 404).
2.
Dr. Meadows
15
About seven months later, Dr. Meadows saw Plaintiff on September 10, 2013, and she
complained of depression, wrist and hand pain, and back pain. (R.17). Plaintiff reported that she had
been treated for depression “for years.” (R. 17). Plaintiff reported her medications included Zoloft,
Xanax, Adderall, Topiramate, Ultram, Gabapentin, Ambien, Trazodone, DepoProvera, and
multivitamins. (R. 18). Dr. Meadows described Plaintiff as “anxious appearing and somewhat
distracted at times. . . . ‘high strung’ in appearance and jittery.” (R. 18). Her back was tender to
palpation over the lumbar-sacral spine, and she had lumbar and sacroiliac joint tenderness, but a
seated single leg raise was negative to 90 degrees on both legs, and her deep tendon reflexes were
2+ symmetrical. (R. 18-19). Plaintiff complained of pain with mild palpation of the lower back. (R.
18) Plaintiff had a full range of motion, though she complained of pain with range of motion in her
wrists. She walked with a tandem gait and was able to toe and heel walk. She could squat and rise
without difficulty. (R. 18). Her strength in upper and lower extremities was 5/5 on both sides. (R.
18). She had no edema and normal peripheral pulses. (R. 18). She had positive Tinel’s test on her
right side. (R. 19). Dr. Meadows reported that Plaintiff was alert and hypervigilant, and on several
occasions Plaintiff was talking to herself. (R. 18). She heard distant thunder at one point and became
very apprehensive. (R. 18-19).
Dr. Meadows assessed Plaintiff primarily as having an unspecified backache; degeneration
of the lumbar or lumbosacral intervertebral disc; joint pain in the ankle and foot; obsessivecompulsive disorder; anxiety, unspecified; depressive disorder not elsewhere classified; carpal tunnel
syndrome; chronic migraine without aura, without mention of intractable migraine, and without
mention of status migrainosus; and rheumatoid arthritis. (R. 19). In his plan for the “unspecified
backache,” Dr. Meadows indicated Plaintiff“seemed distracted and I am hopeful further information
16
and [treatment] may be rendered by Dr. Lopez. It seems to me that this would be of most benefit to
her.” (R. 19). Dr. Lopez is a psychiatrist. (R. 263).
Dr. Meadows gave the opinion that Plaintiff could generally lift, carry, sit, stand, and walk
sufficiently to perform light work,8 but her pain and the side effects of her medication would prevent
her from completing that work. (R. 18-26). Dr. Meadows indicated in a Medical Source Statement
that, among other things, Plaintiff could frequently lift and carry up to 20 pounds, sit up to 6 hours
in a workday, sit up to 4 hours at a time, and stand and walk up to 2 hours at a time and during an
8-hour workday. (R. 21-26). He indicated Plaintiff did not need a cane to ambulate. (R. 22). Dr.
Meadows completed an assessment of Plaintiff’s pain. (R. 20-22). He indicated pain for Plaintiff is
present to such an extent as to be distracting to adequate performance of daily activities at work; that
physical activity causes some increase in pain, but no so much as to prevent adequate functioning
in walking, standing, sitting bending, stepping, moving extremities, and the like; and that Plaintiff’s
drug side effects could be expected to be significant and limit effectiveness of her ability to perform
higher work. (R. 20).
The court concludes that Dr. Meadows’s opinion raises new concerns not previously raised,
and his opinion was not material to the ALJ’s decision that Plaintiff was not disabled during the
relevant time period. Dr. Meadows indicated that Plaintiff’s medications cause side effects that
8
“Light work involves lifting no more than 20 pounds at a time with frequent lifting or
carrying of objects weighing up to 10 pounds. Even though the weight lifted may be very little, a
job is in this category when it requires a good deal of walking or standing, or when it involves
sitting most of the time with some pushing and pulling of arm or leg controls. To be considered
capable of performing a full or wide range of light work, you must have the ability to do
substantially all of these activities. If someone can do light work, we determine that he or she can
also do sedentary work, unless there are additional limiting factors such as loss of fine dexterity
or inability to sit for long periods of time.” 20 C.F.R. §§ 404.1567 (b); 416.967(b).
17
prevent her from working. (R. 20). But Plaintiff’s earlier medical records and testimony before the
ALJ’s decision on August 20, 2013, did not indicate any side effects of her medications, Dr.
Meadows did not explain further how the medications affected Plaintiff, and even Plaintiff did not
raise concerns about side effects of the medications to Dr. Meadows. (R. 17-18). Dr. Meadows’s
opinion that the side effects of the medications would prevent Plaintiff from working was not
supported by his notes or the record as a whole. See 20 C.F.R. §§ 1527(c), 416.927(c) (evaluating
medical opinion evidence). Furthermore, Plaintiff told Dr. Meadows about new medications not
previously listed in her medical records, including Topiramate (an anticonvulsant used in treating
migraines and bipolar disorder),9 Ambien (a sleep aid),10 and Trazodone (an antidepressant).11 (R.
18). If Plaintiff began taking the medications after the ALJ’s decision, and the side effects began
after the ALJ’s decision, they were not part of the relevant time period. See 20 C.F.R. §§ 404.970(b),
416.1470(b)); see also Wilson v. Apfel, 179 F.3d 1276, 1279 (11th Cir. 1999) (opinion given a year
after the ALJ’s decision not part of relevant time period). Dr. Meadows also included diagnoses not
previously included and not raised by Plaintiff as a basis of disability, including obsessivecompulsive disorders, carpal tunnel syndrome, and chronic migraine. (R. 19). Thus, the evidence
from Dr. Meadows does not relate to the time period under review by the ALJ. See Wilson, 179 F.3d
9
Topiramate is the generic version of Topamox. See
(last accessed Jan. 15, 2016);
10
See
(last accessed Jan. 15, 2016).
11
See
(last accessed Jan. 15, 2016).
18
at 1279 & n.5. Even assuming the evidence relates to a previously considered condition, evidence
of a deteriorating condition is not relevant to the period of time under review before the ALJ. See
Thornton v. Comm’r, Soc. Sec. Admin, 597 F.App’x 604, 615 (11th Cir. 2015) (citing Wilson, 179
F.3d at 1278-79).
As for Dr. Meadows’s remaining opinion regarding Plaintiff’s pain, the court will address
it in connection with Plaintiff’s other argument, infra, that the ALJ improperly applied the pain
standard in Plaintiff’s case.
3.
The ALJ’s Mental RFC Assessment
At Step Two of the sequential analysis, the ALJ determined that Plaintiff did not have a
mental impairment that met or medically equaled a listing. (R. 33-34). In doing so, the ALJ followed
the psychiatric review technique required by the regulations. See 20 C.F.R. §§ 404.1520a , 416.920a;
see also Moore v. Barnhart, 405 F.3d 1208, 1214 (11th Cir. 2005). The ALJ found that Plaintiff had
mild restriction in activities of daily living; moderate restriction in social functioning; moderate
restriction concentration, persistence, or pace; and there was no evidence of episodes of
decompensation of extended duration. (R. 33). The ALJ based his findings on the medical evidence
and Plaintiff’s testimony.
Plaintiff testified she took care of her seven-year-old daughter, showers herself, dresses
herself, does errands and drives probably less than thirty miles, prepares dinner, makes the bed, does
dishes, laundry, vacuums, dusts, and helps out at school by making copies and going to donate blood.
(R. 33, 58-59, 62, 68, 70). Plaintiff testified she did not like being around big rooms with crowds or
new places, and she preferred places in her “comfort zone.” (R. 33, 70). However, she also testified
that she goes to church once and sometimes twice a week, attends her daughter’s school activities,
19
does errands, and goes on girls night out or dates when her daughter is at her father’s twice a month
for visitation. (R. 33, 61-62, 70-74). Plaintiff testified she is distracted by her pain (R. 75), but she
prepares for the day by focusing on what she has to do and relying on a “go list” she makes of what
she has to do. (R. 33, 58-59, 70, 75). The medical records show that Plaintiff saw a psychiatrist in
October and November of 2011 (R. 262-63), and she has been diagnosed and treated or referred to
medical care for anxiety, ADHD, and depression. (R. 270, 301, 410-11, 403-04). At the January 2013
hearing, Plaintiff testified she last saw her psychiatrist on December 14, 2012, but she was having
a hard time getting the medical records. (R. 37, 79-80).
The ALJ determined that Plaintiff cannot perform work requiring public interaction, and her
deficits in concentration, persistence, or pace could cause her to be off task about five percent of the
workday. (R. 34).
4.
Dr. George
Dr. George conducted a psychological evaluation of Plaintiff on September 24, 2013. (R. 1216). Plaintiff reported to Dr. George that she is nervous, anxious, and avoids people. (R. 12). She
said her problems became worse after her daughter was born. (R. 12). Plaintiff stated that she
repeatedly was sexually abused, beginning at age 6, and that currently she has flashbacks and
nightmares to the events, is hypervigilant and hyperalert, has an exaggerated startle response, and
gets very upset when something reminds her of her trauma. (R. 12). Plaintiff stated that since middle
school, she experienced difficulty zoning out and paying attention, and she rated herself as having
seven of nine symptoms of inattentiveness. (R. 12). Since her mother passed away when Plaintiff
was 13, she has experienced excessive and chronic worry, constantly feeling restless, on edge, easily
fatigued, muscle tension, and sleep difficulties. (R. 12). She indicated that when her mother died she
20
did not believe her mother died, even though Plaintiff attended her funeral. (R. 12). She reported that
for the last several years, she has had a depressed or irritable mood all day, every day, with reduced
pleasure in activities, decreased appetite, fatigue, lower energy, feelings of worthlessness and low
self-esteem, decreased activity, decreased drive, decreased productivity, and ongoing trouble falling
asleep, staying asleep, and having restless sleep. (R. 12). Plaintiff told Dr. George that she did not
consider or attempt suicide because of her daughter. (R. 12). She reported that throughout her life
she has experienced twenty other episodes of depression lasting two or more weeks, occurring nearly
all day, almost every day. (R. 12). Plaintiff reported that for the past several years she has
experienced panic attacks with rapid heartbeat, sweating, trembling, shortness of breath, chest pain,
fatigue, dizziness, and lightheadness during which she feels she is losing control. (R. 12). Plaintiff
reported that for the last six years, she has had obsessive thoughts and compulsive behaviors, and
they worsened four years ago. (R. 12). She stated she spends four to six hours each day (and six to
eight hours on stressful days) cleaning, hand washing, and organizing; that she gets very upset if her
things are moved; and she uses only her own bathroom because she keeps it sanitized. (R. 12).
Plaintiff reported she feels like she does not have a connection with her daughter. (R. 12). As part
of her daily activities, Plaintiff said she sleeps five hours a night, fixes two meals a day, does light
housework for short periods of time, listens to music, rests, and talks on the phone. (R. 15). She
reported she less frequently does laundry, goes to church, shopping, and watches television. (R. 15).
She reported organizing, cleaning, and arranging several hours a day, leaving the house several times
a week to run errands and do what her daughter needs. (R. 15). She reported seeing her boyfriend
and daughter on a regular basis. (R. 15). Dr. George stated that Plaintiff’s “daily activities appear to
be significantly restricted and her interests and relationships severely constricted.” (R. 15).
21
On a neurological symptoms checklist, Plaintiff reported blurred vision; tremors or shakiness;
wrist, back, and neck pain; headaches; and difficulties with memory, thinking clearly, thinking
quickly, remembering the right word when talking, and understanding others. (R. 12). Plaintiff
reported seeing a Dr. Essenberg in Dothan for several years as well as having prescriptions for
Zoloft, Xanax, Topamax, and Adderall; when she was told there is no Dr. Essenberg in Dothan but
there is a Dr. Esin, Plaintiff said Dr. Esin was her psychiatrist. (R. 13).
Dr. George reported that Plaintiff’s personal hygiene was good, she was appropriately dressed
and groomed, and she had colorful tattoos on both arms. (R. 13). He reported that her activity level
and speech were accelerated; that she was highly anxious and trembled on and off throughout the
interview. (R. 13). When she initially saw the office, Plaintiff became highly anxious and stopped
at the door for a minute or two, indicating she did not think she could come into the room because
it was so disorganized and messy. (R. 13). Dr. George reported that Plaintiff’s range of affect was
restricted, and that while she was highly anxious and tearful when discussing her past abuse, her
affect otherwise was not unstable or inappropriate. (R. 13). Dr. George reported that Plaintiff’s
attention and concentration appeared significantly impaired, as she was able to perform only one
serial of five correct serial 7s without using her fingers. (R. 13); 20 C.F.R. t. 404, subpt. P, app. 1,
12.00(C)(3) (assess concentration by tasks such as counting backwards from 100 by 7s). He reported
that her immediate and recent memory appeared intact, but her remote memory appeared
significantly impaired. (R. 13). For example, she could not remember the names of several doctors
she saw multiple times. (R. 13-14). Dr. George reported that Plaintiff’s fund of information about
the environment was impaired, as she knew how many months are in a year and who Martin Luther
King was, but she did not know in which direction the sun rises or how many weeks are in a year.
22
(R. 14). Dr. George reported that Plaintiff’s verbal conceptual thinking appeared limited; her
performance on both information questions and similarities was highly inconsistent, missing
relatively easy ones while getting more difficult ones correct. (R. 14).
Dr. George administered the MMPI-II, which suggested several possibilities: Plaintiff was
“emotionally disorganized as a result of severe anxiety and depression or a thinking disturbance,
exaggerating her difficulties as a cry for help; or deliberately answering questions incorrectly.” (R.
14). Dr. George’s opinion was that the first alternative, severe anxiety and depression, was correct.
(R. 14). Dr. George gave the opinion that Plaintiff had significant emotional disorganization caused
by severe anxiety and depression, and serious difficulties coping day-to-day. (R. 14). In addition,
Plaintiff reported somatic symptoms. (R. 15). She reported unusual thinking and experiences, such
as believing her soul left her body, seeing things that others do not see, feeling as if things are not
real, peculiar odors, and hearing strange things when she is alone. (R. 15).
Dr. George assessed Plaintiff as having prolonged posttraumatic stress disorder; major
depression, multiple episodes, severe with psychotic features; generalized anxiety disorder; panic
disorder; obsessive compulsive disorder; and attention deficit disorder not otherwise specified with
features of inattention. (R. 15). Dr. George reviewed and considered the medical evidence provided
by the DDS. (R. 15). He noted that Plaintiff reported she had rheumatoid arthritis, migraines, and
back/neck/joint pain, but that Dr. Soh reported no rheumatoid arthritis and that Plaintiff instead had
fibromyalgia syndrome and lower back pain secondary to degenerative joint disease. (R. 15). Dr.
George felt Plaintiff could manage her own funds and live independently, but because of her medical
difficulties, anxiety, and depression, she may require some assistance in those areas of her life
requiring interaction with the outside world. (R. 15). Dr. George gave the opinion that Plaintiff could
23
understand and remember job requirements in many skilled and service occupations, but her
attention difficulties and severe anxiety would cause her difficulty in carrying them out. (R. 16). He
gave the further opinion that Plaintiff’s extreme anxiety and depression, as well as her compulsions
and obsessions, would make her unable to respond to coworkers and supervisors and to cope with
job stresses and job changes in the work environment. (R. 16).
Plaintiff argues that based on Dr. George’s opinion she could not do even unskilled work,
as defined in Social Security Ruling 85-15. P’s Br. (Doc. No. 12) at 10; see also SSR 85-15, 1985
WL 56857, at *4 (“The basic mental demands of competitive, remunerative, unskilled work include
the abilities (on a sustained basis) to understand, carry out, and remember simple instructions; to
respond appropriately to supervision, coworkers, and usual work situations; and to deal with changes
in a routine work setting. A substantial loss of ability to meet any of these basic work-related
activities would severely limit the potential occupational base. This, in turn, would justify a finding
of disability because even favorable age, education, or work experience will not offset such a
severely limited occupational base.”).
The court concludes that Dr. George’s opinion concerns matters not chronologically relevant
or material to the ALJ’s decision. Dr. George diagnosed Plaintiff with new disorders not previously
claimed or diagnosed, including posttraumatic stress disorder, panic disorder, obsessive-compulsive
disorder, and he added psychotic features not previously part of Plaintiff’s depression diagnosis. (R.
15). Plaintiff previously did not report obsessive behaviors or hallucinations, and it is evident Dr.
George found these specific conditions, when combined with those impairments known to the ALJ,
essential to his opinion that Plaintiff “would be unable to respond to coworkers and supervision and
to cope with job stresses and job changes in the work environment.” (R. 16). Plaintiff told Dr.
24
George she was taking Topamax for migraines (R. 13), but she did not allege disability based on
migraines, her medical records in the file do not show it or a prescription for Topamax or
Topiramate. (R. 49-50, 187). Thus, the evidence from Dr. George does not relate to the time period
under review by the ALJ. See Wilson, 179 F.3d at 1279 & n.5. Even assuming the evidence is of a
previously considered condition, evidence of a deteriorating condition after the ALJ’s decision is not
relevant to the period of time under review before the ALJ. See Thornton, 597 F.App’x at 615
(citing Wilson, 179 F.3d at 1278-79).
B.
Whether the ALJ Failed to Apply the Applicable Pain Standard
Plaintiff argues she has an underlying medical condition that could reasonably be expected
to produce her pain. Pl.’s Br. (Doc. No. 12), at 15. The Court of Appeals for the Eleventh Circuit has
articulated its “pain standard,” governing the evaluation of a claimant's subjective testimony about
pain, as follows:
In order to establish a disability based on testimony of pain and other symptoms, the
claimant must satisfy two parts of a three-part test showing: (1) evidence of an
underlying medical condition; and (2) either (a) objective medical evidence
confirming the severity of the alleged pain; or (b) that the objectively determined
medical condition can reasonably be expected to give rise to the claimed pain.
Wilson v. Barnhart, 284 F.3d 1219, 1225 (11th Cir. 2002). “Thus, the ALJ must determine: first,
whether there is an underlying medically determinable impairment that could reasonably be expected
to cause the claimant's pain or other symptoms; and second, the intensity and persistence of the
symptoms and their effect on the claimant's work.” Himes v. Comm'r of Soc. Sec., 585 F. App’x
758, 765 (11th Cir. 2014) (citing 20 C.F.R. § 416.929(a), (c)). The ALJ evaluates the “claimant's
subjective testimony of pain” only after the claimant satisfies the first and one of the alternate
portions of the second prong of the pain standard. Foote v. Chater, 67 F.3d 1553, 1560 (11th Cir.
25
1995).The Eleventh Circuit has explained that, “in certain situations, pain alone can be disabling,
even when its existence is unsupported by objective evidence.” Id. at 1561. Importantly, it is only
evidence of the underlying condition which could reasonably be expected to cause pain, not evidence
of actual pain or its severity, which must be presented by the claimant to satisfy the “pain standard.”
Elam v. R.R. Ret. Bd., 921 F.2d 1210, 1215 (11th Cir. 1991); see also Foster v. Heckler, 780 F.2d
1125, 1129 (4th Cir. 1986); Hill v. Barnhart, 440 F. Supp.2d 1269, 1272-73 (N.D. Ala. 2006). After
making these determinations, the ALJ must then proceed to consider the claimant's subjective
testimony about pain, and the ALJ's decision to reject or discredit such testimony is reviewed for
substantial evidence. Marbury v. Sullivan, 957 F.2d 837, 839 (11th Cir. 1992). If the ALJ finds the
claimant’s subjective testimony not credible, the ALJ “must articulate explicit and adequate reasons
for doing so,” and failure to do so “requires, as a matter of law, that the testimony be accepted as
true.” Wilson, 284 F.3d at 1225. Factors to consider in evaluating the intensity and persistence of
pain include daily activities; the location, duration, frequency, and intensity of pain; precipitating and
aggravating factors; type, dosage, effectiveness, and side effects of any medication to alleviate pain;
treatment, other than medication, for pain relief; other measures used to relieve; and any other factors
concerning functional limitations and restrictions due to pain or other symptoms. 20 C.F.R. §§
404.1529(c)(3), 416.929(c)(3).
The ALJ reviewed Plaintiff’s testimony regarding her pain. (R. 35-37, 51-79). He found that
Plaintiff’s “medically determinable impairments could reasonably be expected to cause the alleged
symptoms; however [Plaintiff’s] statements concerning the intensity, persistence and limiting effects
of the symptoms are not consistent with the record” or the RFC he determined. (R. 37). The ALJ
then recounted Plaintiff’s medical treatment, which included many normal or mild findings. In April
26
2011, Dr. Maddox wrote Plaintiff was “a thin, fit patient who should do well wit[h] her back.” (R.
256). Plaintiff’s notes from May 2011 indicate she was “an excellent candidate for conservative care
using manual therapy.” (R. 247-48). She gave contradictory indications regarding the effectiveness
of injections. (R. 254-55). In January 2012, Dr. Woodham at NeuroSpine Center examined her and
determined that Plaintiff had”some minimal lumbosacral degenerative disc disease,” but her physical
examination was normal, and he recommended she return to the pain clinic for treatment and
possible joint and epidural injection, but he did not “see a role here for neurosurgery.” (R. 400-01).
Contrary to Plaintiff’s testimony of joint swelling and rheumatoid arthritis (R. 57, 65, 74), the ALJ
observed that in February 2013, rheumatologist Dr. Soh found no swelling, normal range of motion,
negative RA factor, and that Plaintiff had “no active connective tissue disease.” (R. 37-40, 404). The
ALJ also relied on Plaintiff’s testimony regarding her activities of daily living that are inconsistent
with the degree of limitation Plaintiff claimed, “including taking care of her personal needs, as well
as her daughter’s needs; doing laundry; preparing meals; performing household chores; going
grocery shopping, and; driving.” (R. 40). The ALJ also relied on Plaintiff’s “conservative treatment
. . . including no hospitalizations or recent ER visits . . . .” (R. 40).
Plaintiff argues that doing everyday activities of short duration, such as “‘housework, light
cooking, and light grocery shopping are minimal daily activities’ and ‘are not dispositive evidence
of one’s ability to perform sedentary work in a Social Security case.’” Pl.’s Br. (Doc. No. 12), at 19
(quoting Venette v. Apfel, 14 F. Supp. 2d 1307, 1314 (S.D. Fla. 1998); see also Lewis v. Callahan,
125 F. 3d 1436, 1441 (11th Cir. 1997) (“participation in everyday activities of short duration, such
as housework or fishing” did not disqualify a claimant from disability and was not inconsistent with
the limitations recommended by the treating physicians” regarding the claimant’s ability to work).
27
Plaintiff, however, does more. She testified she goes to church once or twice a week, attends teacher
conferences and a school blood drive, does errands up to within thirty miles, does laundry and
vacuuming, goes to mother and daughter day, socializes with friends, and dates when her daughter
is with her father. (R. 60-62, 71-73). Moreover, the ALJ’s determination of Plaintiff’s credibility was
made in the context of her allegations that her pain level is a ten out ten of ten for about half the day;
that she cannot lift the garbage lid to put out the trash; she can walk, with a limp, for only five
minutes; stand for about five minutes; sit at a computer about ten minutes, spends about six hours
a day taking breaks, hot showers, and propping herself up on a heating pad so she can fall asleep, but
does not feel pain when she sleeps. (R. 57, 60, 75-78).
The ALJ gave “explicit and adequate reasons” based on the objective medical evidence and
other evidence of record that sufficiently indicate he considered Plaintiff’s medical condition as a
whole in making the credibility determination. See Dyer v. Barnhart, 395 F.3d 1206, 1212 (11th Cir.
2005) (holding ALJ made a reasonable decision to conclude a claimant’s “subjective complaints
were inconsistent with his testimony and the medical record” after considering claimant’s “activities
of daily living, the frequency of his symptoms, and the types and dosages of his medications”).
Viewing the evidence as a whole, taking account evidence favorable as well as unfavorable to the
decision, the court concludes the ALJ did not err in his determination as to Plaintiff’s credibility
regarding her pain.
To the extent Plaintiff argues that Dr. Meadows’s opinion would alter the outcome of the
ALJ’s decision regarding her pain, the court concludes that it would not. Pl.’s Br. (Doc. No. 12), at
7-8, 10-11, 17. Dr. Meadows indicated pain for Plaintiff is present to such an extent as to be
distracting to adequate performance of daily activities at work; that physical activity causes some
28
increase in pain, but not so much as to prevent adequate functioning in walking, standing, sitting
bending, stepping, moving extremities, and the like. (R. 20). In this regard, Dr. Meadows’s
assessment is less limiting than Plaintiff’s assertions. In addition, the court notes, Plaintiff indicated
she began using a cane to ambulate in December 2011, and she used one at the hearing, but Dr.
Meadows wrote that Plaintiff did not need a cane. (R. 22, 62, 203). There is not a reasonable
possibility that Dr. Meadows’s opinion would change the administrative outcome. See Washington,
806 F.3d at 1320.
VI.
CONCLUSION
The court has carefully and independently reviewed the record and concludes that, for the
reasons given above, the decision of the Commissioner is AFFIRMED. A separate judgment will
issue.
DONE this 24th day of February, 2016.
/s/ Wallace Capel, Jr.
UNITED STATES MAGISTRATE JUDGE
29
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