Owens v. Colvin
Filing
15
OPINION. Signed by Honorable Judge Terry F. Moorer on 12/13/2017. (alm, )
IN THE DISTRICT COURT OF THE UNITED STATES
FOR THE MIDDLE DISTRICT OF ALABAMA
SOUTHERN DIVISION
MICHAEL VINCE OWENS
Plaintiff,
v.
NANCY A. BERRYHILL,1
Acting Commissioner of Social Security,
Defendant.
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CASE NO. 1:16-cv-697-TFM
[wo]
OPINION
Following administrative denial of his application for Supplemental Security Income
benefits under Title XVI of the Social Security Act and denial of his Title II application for
disability insurance benefits beginning March 20, 2009, Michael Vince Owens (“Owens” or
“Plaintiff”) received a requested hearing before an administrative law judge (“ALJ”) who rendered
an unfavorable decision. (Tr. 17-34). When the Appeals Council rejected review, the ALJ’s
decision became the final decision of the Commissioner of Social Security (“Commissioner”). See
Chester v. Bowen, 792 F.2d 129, 131 (11th Cir. 1986). Judicial review proceeds pursuant to 42
U.S.C. § 405(g), 42 U.S.C. § 1383(c)(3), and 28 U.S.C. § 636(c), and for reasons herein explained,
the Court AFFIRMS the Commissioner’s decision denying supplemental security income and
disability benefits.
1
Nancy A. Berryhill is now the Acting Commissioner of Social Security. Pursuant to Rule 25(d) of the Federal
Rules of Civil Procedure, Nancy A. Berryhill should be substituted for Acting Commissioner Carolyn W. Colvin as
the defendant in this suit. No further action needs to be taken to continue this suit by reason of the last sentence of
section 205(g) of the Social Security Act, 42 U.S.C. §405(g).
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I. STANDARD OF REVIEW
Owens seeks judicial review of the Commissioner of Social Security Administration’s
decision denying his application for disability insurance benefits and supplemental security income
benefits. United States district courts may conduct limited review of such decisions to determine
whether they comply with applicable law and are supported by substantial evidence. 42 U.S.C. §
405 (2006). The court may affirm,reverse and remand with instructions, or reverse and render a
judgment. Id.
Judicial review of the Commissioner’s decision to deny benefits is narrowly circumscribed.
In review of a social security case, the court will use the substantial evidence standard to affirm
the Commissioner’s decision if substantial evidence exists to support the decision. Mitchell v.
Commissioner, 771 F.3d 780, 781 (11th Cir. 2014) (citing Winschel v. Comm’r of Soc. Sec., 631
F.3d 1176, 1178 (11th Cir. 2011)). The court is limited in its review, therefore the court is
“preclude[d] [from] deciding the facts anew, making credibility determinations, or re-weighing the
evidence.” Moore v. Barnhart, 405 F.3d 1208, 1211 (11th Cir. 2005) (citing Bloodsworth v.
Heckler, 703 F.2d 1233, 1239 (11th Cir. 1986)). This court must find the Commissioner’s decision
conclusive “if it is supported by substantial evidence and the correct legal standards were applied.”
Kelley v. Apfel, 185 F.3d 1211, 1213 (11th Cir. 1999); see also Kosloff v. Comm’r of Soc. Sec.,
581 Fed. Appx. 811, 811 (11th Cir. 2015) (citing Kelley); Moreno v. Astrue, 366 Fed. Appx. 23,
26-27 (11th Cir. 2010) (“failure to apply the correct law or to provide the reviewing court with
sufficient reasoning for determining that the proper legal analysis has been conducted mandates
reversal.”) (Citation omitted).
Substantial evidence is more than a scintilla — i.e., the evidence must do more than merely
create a suspicion of the existence of a fact, and must include such relevant evidence as a
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reasonable person would accept as adequate to support the conclusion. Winschel, 631 F.3d at 1178
(quoting Crawford v. Comm’r of Soc. Sec., 363 F.3d 1155, 1158 (11th Cir. 2004)); Lewis v.
Callahan, 125 F.3d 1436, 1440 (citing Richardson v. Perales, 402 U.S. 389, 401, 91 S. Ct. 1420,
1427, 28 L.Ed.2d 842 (1971)). If the Commissioner’s decision is supported by substantial
evidence, the district court will affirm, even if the court would have reached a contrary result as
finder of fact, and even if the court finds that the evidence preponderates against the
Commissioner’s decision. Edwards v. Sullivan, 937 F.2d 580, 584 n.3 (11th Cir. 1991); see also
Henry v. Comm’r of Soc. Sec., 802 F.3d 1264, 1267 (11th Cir. 2015) (“even if the evidence
preponderates against the Commissioner’s findings, we must affirm if the decision reached is
supported by substantial evidence.”) (Citation omitted). The district court must view the record as
a whole, taking into account evidence favorable as well as unfavorable to the decision. Foote v.
Chater, 67 F.3d 1553, 1560 (11th Cir. 1995) (citing Chester v. Bowen, 792 F.2d 129, 131 (11th
Cir. 1986)).
The district court will reverse a Commissioner’s decision on plenary review if the decision
applies incorrect law, or if the decision fails to provide the district court with sufficient reasoning
to determine that the Commissioner properly applied the law. Keeton v. Department of Health
and Human Services, 21 F.3d 1064, 1066 (11th Cir. 1994) (internal citations omitted). There is
no presumption that the Secretary’s conclusions of law are valid. Id.; Brown v. Sullivan, 921 F.2d
1233, 1236 (11th Cir. 1991).
II. STATUTORY AND REGULATORY FRAMEWORK
The Social Security Act’s general disability insurance benefits program (“DIB”) provides
income to individuals who are forced into involuntary, premature retirement, provided they are
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both insured and disabled, regardless of indigence.2 See 42 U.S.C. § 423(a). The Social Security
Act’s Supplemental Security Income (“SSI”) is a separate and distinct program. SSI is a general
public assistance measure providing an additional resource to the aged, blind, and disabled to
assure that their income does not fall below the poverty line.3 Eligibility for SSI is based upon
proof of indigence and disability. See 42 U.S.C. §§ 1382(a), 1382c(a)(3). However, despite the
fact they are separate programs, the law and regulations governing a claim for DIB and a claim for
SSI are identical; therefore, claims for DIB and SSI are treated identically for the purpose of
determining whether a claimant is disabled. Patterson v. Bowen, 799 F.2d 1455, 1456 n. 1 (11th
Cir. 1986). Applicants under DIB and SSI must provide “disability” within the meaning of the
Social Security Act which defines disability in virtually identical language for both programs. See
42 U.S.C. §§ 423(d), 1382c(a)(3), 1382c(a)(3)(G); 20 C.F.R. §§ 404.1505(a), 416.905(a).
A
person is entitled to disability benefits when the person is unable to
Engage in any substantial gainful activity by reason of any medically determinable
physical or mental impairment which can be expected to result in death or which
has lasted or can be expected to last for a continuous period of not less than 12
months.
42 U.S.C. §§ 423(d)(1)(A), 1382c(a)(3)(A). A “physical or mental impairment” is one resulting
from anatomical, physiological, or psychological abnormalities which are demonstrable by
medically acceptable clinical and laboratory diagnostic techniques. 42 U.S.C. §§ 423(d)(3),
1382c(a)(3)(D).
2
DIB is authorized by Title II of the Social Security Act, and is funded by Social Security taxes.
See Social Security Administration, Social Security Handbook, § 136.1, available at
http://www.ssa.gov/OP_Home/handbook/handbook.html
3
SSI benefits are authorized by Title XVI of the Social Security Act and are funded by general tax
revenues. See Social Security Administration, Social Security Handbook, §§ 136.2, 2100, available at
http://www.ssa.gov/OP_Home/handbook/handbook.html
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The Commissioner utilizes a five-step, burden-shifting analysis to determine when
claimants are disabled. 20 C.F.R. §§ 404.1520;4 Phillips v. Barnhart, 357 F.3d 1232, 1237 (11th
Cir. 2004); O’Neal v. Comm’r of Soc. Sec., 614 Fed. Appx. 456 (11th Cir. June 10, 2015). The
ALJ determines:
(1)
Whether the claimant is currently engaged in substantial gainful activity;
(2)
Whether the claimant has a severe impairment or combination of impairments;
(3)
Whether the impairment meets or exceeds one of the impairments in the listings;5
(4)
Whether the claimant can perform past relevant work; and
(5)
Whether the claimant can perform other work in the national economy.
Winschel, 631 F.3d at 1178; Doughty v. Apfel, 245 F.3d 1274, 1278 (11th Cir. 2001). When a
claimant is found disabled – or not – at an early step, the remaining steps are not considered.
McDaniel v. Bowen, 800 F.2d 1026, 1030 (11th Cir. 1986). This procedure is a fair and just way
for determining disability applications in conformity with the Social Security Act. See Bowen v.
Yuckert, 482 U.S. 137, 153, 107 S. Ct. 2287, 2297, 96 L.Ed.2d 119 (1987) (citing Heckler v.
Campbell, 461 U.S. 458, 461, 103 S. Ct. 1952, 1954, 76 L.Ed.2d 66 (1983)) (The use of the
sequential evaluation process “contribute[s] to the uniformity and efficiency of disability
determinations”).
The burden of proof rests on the claimant through Step 4. See Ostborg v. Comm’r of Soc.
Sec., 610 Fed. Appx. 907, 915 (11th Cir. 2015); Phillips, 357 F.3d at 1237-39. A prima facie case
of qualifying disability exists when a claimant carries the Step 1 through Step 4 burden. Only at
For the purposes of this appeal, the Court utilizes the versions effective until March 27,
2017 as that was the version in effect at the time of the ALJ’s decision and the filing of this
appeal.
4
5
See 20 C.F.R. Pt. 404, Subpt. P, App. 1
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the fifth step does the burden shift to the Commissioner, who must then show there are a significant
number of jobs in the national economy the claimant can perform. Id.
To perform the fourth and fifth steps, the ALJ must determine the claimant’s Residual
Functioning Capacity (“RFC”). 20 C.F.R. § 404.1520(a)(4). RFC is what the claimant is still able
to do despite the impairments, is based on all relevant medical and other evidence, and can contain
both exertional and nonexertional limitations. Phillips, 357 F.3d at 1242-43. At the fifth step, the
ALJ considers the claimant’s RFC, age, education, and work experience to determine if there are
jobs available in the national economy the claimant can perform. Id. at 1239. In order to do this,
the ALJ can either use the Medical Vocational Guidelines6 (“grids”) or call a vocational expert.
Id. at 1239-40.
The grids allow the ALJ to consider factors such as age, confinement to sedentary or light
work, inability to speak English, educational deficiencies, and lack of job experience. Each of
these factors can independently limit the number of jobs realistically available to an individual. Id.
at 1240. Combinations of these factors yield a statutorily-required finding of “Disabled” or “Not
Disabled.” Id. Otherwise, the ALJ may use a vocational expert. Id. A vocational expert is an
expert on the kinds of jobs an individual can perform based on her capacity and impairments. Id.
In order for a vocational expert’s testimony to constitute substantial evidence, the ALJ must pose
a hypothetical question which comprises all of the claimant’s impairments. Jones v. Apfel, 190
F.3d 1224, 1229 (11th Cir. 1999) (citing McSwain v. Bowen, 814 F.2d 617, 619-20 (11th Cir.
1987)).
6
See 20 C.F.R. pt. 404 subpt. P, app. 2
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III. BACKGROUND AND PROCEEDINGS
The ALJ determined Owens had not engaged in substantial gainful activity since March
20, 2009, the alleged onset date. (Tr. 22). The ALJ further concluded Owens suffered from severe
impairments as follows: mild degenerative disc disease, mild arthritis of the hands, trigger finger
in the right long finger and right thumb, bursitis in both shoulders, residual left leg pain, following
a distant leg surgery, and depression. (Tr. 22). However, the ALJ found Owens did not have any
impairment or combination of impairments that met or medically equaled one of the listed
impairments in 20 CFR Part 4040, Subpart P, Appendix 1. (Tr. 23). The ALJ opined Owens had
the residual functional capacity (“RFC”) to perform
light work as defined in 20 CFR 404.15679(b) and 416.967(b) except the claimant
is limited to work which will require the claimant to: lift 20 pounds occasionally
and 10 pounds frequently; sit 6 hours during an 8-hour work day; ; stand/walk 6
hours during an 8-hour workday; occasionally climb ramps/stairs; never climb
ladders/ropes/scaffolds; occasionally kneel, stoop, crouch and crawl; never work
around unprotected heights; understand, remember and carry out simple tasks, with
short/simple instructions; and have no more than occasional contact with the
general public.
(Tr. 24).
Based upon the foregoing RFC assessment, the ALJ determined Mr. Owens was not
capable of performing any of his past relevant work. (Tr. 29). Relying upon vocational expert
testimony, the ALJ concluded there was other work available in significant numbers in the national
economy which Owens could perform despite the stated RFC limitations. (Tr. 29). Accordingly,
the ALJ concluded Owens had not been under a disability as defined in the Social Security Act
from March 20, 2009, the alleged onset date, through the date of her decision. (Tr. 30). Owens
appealed the ALJ’s decision to the Appeals Council and his request for review was denied in a
letter dated June 23, 2016. (Tr. 1). Thus, Owens exhausted all his administrative remedies and
now appeals the Commissioner’s final decision.
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IV. STATEMENT OF FACTS
Owens was born on February 25, 1964. At the time of the hearing before the ALJ he was
fifty years old, five feet six inches tall and weighed one hundred and ten pounds. He is right
handed. (Tr. 40). He completed school through 8th or 9th grade and has a GED. (Tr. 293, 40-41).
He has never been in the military. (Tr. 40-41). He can read, write, do basic math and make change.
(Tr. 40-41).
Owens testified that the last time he worked was with A&H Steel in 2009. (Tr. 41). He
stated his job had been as a fitter and welder. (Tr. 42). Owens stated that all of his prior jobs
during the relevant time frame had also been in the welding industry. (Tr. 42). He further testified
he had never been convicted of a felony; last drank alcohol two and a half years prior to the hearing;
did not use street drugs; but did smoke cigarettes, which his wife purchases. (Tr. 43). Owens
stated that he has tried to find work since 2009, but was unable to pass the required hearing and
physical examinations. (Tr. 43).
Owens stated he was unable to work due to problems with his back, leg and arm. (Tr. 44).
He stated he had surgery on his leg in the 1980’s which resulted in severe, residual pain. (Tr. 44).
He further stated he also had constant pain in his back, shoulders and arms and that he was unable
to lift his arms above his head. (Tr. 44). Owens stated he received all his treatment from Dr. Paulk
and Dr Paulk prescribed him medication including Ativan, Tramadol, and Mobic. (Tr. 44). He
stated that anxiety was the reason for the Ativan. (Tr. 45). Owens stated his Tramadol and Mobic
did help some with his pain; however, even with the medication the pain and anxiety was still
present. (Tr. 45). He described himself as being “in a daze” and unable to pay attention and stated
that he slept a lot and did not want to get out of bed. (Tr. 45). He said he was admitted for mental
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health treatment after he attempted suicide in the 1990’s, but had not been admitted lately. (Tr.
45-46).
Owens testified that he could walk up to 30 minutes at a time, stand for 10 minutes, and sit
for about 20 to 30 minutes. (Tr. 46-47). He further stated that he had been advised against lifing
greater than 20 pounds by Dr. Hanson. (Tr. 47). He also stated that he was not able to run personal
errands such as banking and grocery shopping, but instead relied upon his wife to do these things.
(Tr. 47). Owens testified that he had no driver’s license and relied on his wife for transportation.
(Tr. 47-48).
Owens stated that he could not climb a flight of stairs, could bend over with difficulty, and
was unable to use his knees to stoop or squat. (Tr. 48). He testified that even though his fingertips
went numb at times in both hands, he could use his fingers to grip a coffee cup and open a door
nob. (Tr. 48). Owens stated he could pick up a pen or a piece of paper off the table. (Tr. 48). He
stated he was unable to bathe and dress without assistance from his wife. (Tr. 48-49). Further
Owens stated that his wife tended to all the household chores such as laundry, sweeping, mopping,
taking out the trash and cleaning the bathroom. (Tr. 49).
Owens testified that he rarely left the house, but sat at home and walked around the house.
(Tr. 49). He stated that he has no hobbies and spent most of his time watching television or
sleeping. (Tr. 49). He testified however that he did attend church with his wife about twice a
month. (Tr. 50). Owens also stated that he spent entire days in the bed due to depression and
described his back, leg and arm pain as an 8 on a 10 point scale. (Tr. 50-51). He further testified
that the pain from standing prevented him from doing basic things, such as fixing himself a glass
of milk. (Tr. 50-51). He explained that his medicine made him “kind of drowsy.” (Tr. 50). He
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also testified that he lacked necessary funds to pay for pain management and that he and his wife
were denied Obamacare because of lack of funds. (Tr. 51).
A vocational expert (“VE”) testified at the hearing that Owens past work as an arc welder
qualified as skilled and heavy work with an SVP of 5. (Tr. 52). The VE further stated there were
no transferrable skills from this occupation to the sedentary exertional level. (Tr. 52). The ALJ
asked the VE to consider whether there would be jobs available for a hypothetical individual of
the same vocational profile as Owens who was limited as follows:
Could lift 20 pounds occasionally, 20 pounds frequently; can sit at least six hours during
an eight hour workday; stand and walk in combination at least six hours during an eight
hour workday. This hypothetical individual would have the ability to occasionally climb
ramps and stairs; should never climb ladders, ropes, and scaffolding could occasionally
stoop, kneel, crouch, and crawl. The individual should avoid any kind of work at
unprotected heights. The individual would have residual psychiatric symptoms resulting
in a need for only simple tasks with short, simple instructions and no more than occasional
contact with the general public. Given that hypothetical, are there any positions available
for such a hypothetical individual?
(Tr. 53-54). The VE stated there would be jobs available such as a solderer on a production line,
mailroom clerk, and maid – all light and unskilled positions. (Tr. 54-55). The ALJ then asked
the VE to consider whether there would be jobs for a hypothetical individual of the same vocational
profile as the claimant who would be off task up to 20 percent of the workday in addition to the
normal break periods allowed. (Tr. 55). The VE stated that no jobs would be available. (Tr. 55).
V. MEDICAL EVIDENCE
The office notes of Dr. William Hanson from Southern Bone and Joint, show Plaintiff had
lumbrosacral strain and mild bursitis in both shoulders when he was seen on April 25, 2013. (Tr.
247). Dr. Hanson also noted that the x-ray showed mild arthritic changes. (Tr. 248). Dr. Hanson
remarked that Plaintiff “has not had any formal PT but currently he has no insurance and his wife
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only makes a small amount of money every month so sending him for PT he would have to pay
for, I am not sure would in the end be worth the money he would have to spend.” (TR. 248).
Also, Emergency Room records show that Plaintiff was treated on seven occasions
beginning on September 15, 2011 through July 30, 2013. (Tr. 253-285). The July 30, 2013 records
show “no tenderness to palpation over the spine. Normal range of motion of the lumbar spine.
Negative straight leg raising test bilaterally.” His shoulders were examined and it was noted that
Owens “has only about 90 degrees of abduction, painful external rotation . . . no loss of grips
strength, no atrophy.” With respect to his hands, it was noted Owens “has bilateral trigger fingers
of middle and index fingers. Left thumb also has some increase in the size of his ligaments.” (Tr.
255). On September 27, 2013, Plaintiff was also treated at the Emergency Room for a rash on his
right side. (Tr. 441).
Other Emergency Room records list Owen’s conditions as follows: hypertension,
hyperlipidemia, fatigue/weakness, depression, low back pain, abnormality of gait, disorders of
bursa and tendons in shoulder region, pain in limb, prostrate screening, diabetes mellitus Type II,
alcohol dependence.
(Tr. 258, 259, 260, 261, 264, 265, 270, 271 272, 273, 277, 278).
On
February 24, 2014 and April 22, 2014, Dr. Ted Paulk of First Med of Dothan saw Plaintiff. Both
times Dr. Paulk reported that clinical examinations of Plaintiff’s extremities were unremarkable.
(Tr. 27, 310, 312). On February 12, 2014, an ultrasound was performed which showed gallstones
and Plaintiff was diagnosed with cholelthiasis. (Tr. 316). Following a cholecystectomy, Plaintiff
was diagnosed with cholelthiasis and cirrhosis. (Tr. 323).
Audio tests show that Owens has possible mild high frequency neurosensory loss. (Tr.
291). Randall Jordan, a licensed clinical psychologist, performed a consultative exam and opined
that Owens’ “ability to respond well to work pressures is compromised to a moderate to severe
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degree due to psychiatric issues. Physical issues seem to be the primary limiting factor.” (Tr.
295). Sam R. Banner, D.O., performed a consultative orthopedic exam, and reported “[f]ine and
gross motions in both hands were satisfactory. Claimant was able to button and unbutton clothing
without difficulty.” (Tr. 301).
VI. ISSUES
Owens raises two issues on appeal:
(1) Whether the Commissioner’s decision should be reversed because ALJ’s findings are
internally inconsistent with respect to Owens’ severe impairments and the stated RFC
assessment and are therefore not supported by substantial evidence.
(2) Whether the Commissioner’s decision should be reversed because the ALJ failed to
properly evaluate Owen’s subjective complaints of pain.
See Doc. 10 at p. 7.
VII. DISCUSSION AND ANALYSIS
A. Whether the ALJ’s findings of Owen’s severe impairments and the stated RFC
assessment are supported by substantial evidence.
Plaintiff argues that ALJ failed to include limitations in the RFC for Owens’ severe mild
arthritis of the hands; trigger finger in the right long finger and right thumb; or bursitis in both
shoulders and that this court should reverse for proper consideration of these conditions. (Pls.
Brief, Doc. 10 at p. 9). The ALJ stated
A longitudinal review of the claimant’s medical evidence of record demonstrates
the claimant suffers from bursitis in his shoulders. This diagnosis was made by an
acceptable medical source based upon: the claimant’s subjective reports of symptoms (e.g.
pain in his shoulders); objective clinical signs (e.g. limited range of motion); and laboratory
test results (e.g. x-rays). The claimant’s shoulder impairment is treated conservatively with
mild prescription analgesics.
A longitudinal review of the claimant’s medical evidence of record demonstrates
the claimant suffers from arthritis of the hands and trigger fingers. This diagnosis was
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made by an acceptable medical source based upon: the claimant’s subjective report of
symptoms (e.g. hand pain); clinical observations of trigger fingers; and laboratory test
results (e.g. x-rays). According to treatment records, these impairments have been present
for years and are no worse now than when the claimant was performing substantial gainful
activity (in a heavy occupation). The claimant’s arthritis and trigger finger are managed
with conservative treatment. Upon examination, Dr. Banner noted the claimant’s “fine and
gross motions in both hands were satisfactory”.
(Tr. 27). Plaintiff argues that the ALJ’s failure to include limitations for these conditions in the
RFC presented to the VE is reversible error. The Court has independently reviewed the medical
evidence of record and concludes that the ALJ’s findings with respect to the minimal limitations
associated with Plaintiff’s bursitis and arthritis are supported by substantial evidence. Henry, 802
F.3d at 1267.
Indeed, Dr. Banner observed Plaintiff’s ability “to button and unbutton his clothing without
difficulty.” (Tr. 301). With respect to Plaintiff’s shoulders, Dr. Banner noted “Shoulder abduction
and forward elevation 60 degrees bilateral – due to subjective pain; Shoulder internal rotation 40
degrees bilateral; Shoulder external rotation 90 degrees bilateral.” (Tr. 299). Furthermore, upon
examination of Plaintiff’s shoulders, the ER records noted that Owens “has only about 90 degrees
of abduction, painful external rotation . . . no loss of grips strength, no atrophy.” (Tr. 255). With
respect to his hands, an ER exam noted Owens “has bilateral trigger fingers of middle and index
fingers. Left thumb also has some increase in the size of his ligaments.” (Tr. 255). Also, in
February and April of 2014, Dr. Ted Paulk of First Med of Dothan reported that physical clinical
examinations of Plaintiff’s extremities were “unremarkable”. (Tr. 310, 312). However, Dr. Paulk
reported that Plaintiff has been unable to control his arthritis pain with medication. (Tr. 312).
Concerning the ALJ’s findings of bursitis in the shoulders and arthritis in the hands, the ALJ
concluded that Plaintiff’s arthritic conditions were treated or managed with conservative treatment.
(Tr. 27). Moreover, Plaintiff testified that he could grip cups, open door nobs, and pick up things
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like pens or paper from a table. (Tr. 48).
Accordingly, the Court concludes that substantial
evidence supports the ALJ’s determination as to the limited effects of Plaintiff’s bursitis and
arthritis. Winschel, 631 F.3d at 1178.
B. Whether the ALJ failed to properly evaluate Owens’ subjective complaints of pain?
Plaintiff argues that the ALJ improperly discounted Plaintiff=s complaints of debilitating
pain. The Social Security Regulations provide that a claimant=s subjective complaints of pain,
alone, cannot establish disability. Rather the Regulations describe additional objective evidence
that is necessary to permit a finding of disability. See 42 U.S.C.' 423(d)(5)(A); 20 C.F.R. '
404.1529. Interpreting these regulations, the Eleventh Circuit has articulated a Apain standard@ that
applies when a claimant attempts to establish disability through her own testimony of pain or other
subjective symptoms. This standard requires (1) evidence of an underlying medical condition and
either (2) objective medical evidence confirming the severity of the alleged pain arising from that
condition or (3) that the objectively determined medical condition is of such a severity that it can
reasonably be expected to cause the alleged pain. Foote v. Chater, 67 F. 3d 1553, 1560 (11th Cir.
1995); Holt v. Sullivan, 921 F.2d 1221, 1223. (11th Cir. 1991).
In this circuit, the law is clear. The Commissioner must consider a claimant=s subjective
testimony of pain if he finds evidence of an underlying medical condition and the objectively
determined medical condition is of a severity that can reasonably be expected to give rise to the
alleged pain. Mason v. Bowen, 791 F.2d 1460, 1462 (11th Cir. 1986); Landry, 782 F. 2d at 1553.
Thus, if the Commissioner fails to articulate reasons for refusing to credit a claimant=s subjective
pain testimony, the Commissioner has accepted the testimony as true as a matter of law. This
standard requires that the articulated reasons must be supported by substantial reasons. If there is
no such support, then the testimony must be accepted as true. Hale, 831 F.2d at 1012.
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The ALJ stated
After careful consideration of the evidence, the undersigned finds that the
claimant’s medically determinable could reasonably be expected to cause the alleged
symptoms; however, the claimant’s statements concerning the intensity, persistence and
limiting effects of these symptoms are not entirely credible for the reasons explained in
this decision.
(Tr. 25). Plaintiff argues that the ALJ based her nondisability determination at least in part on
Plaintiff’s failure to seek “emergent care or inpatient hospitalization to treat alleged back pain”
and because he has failed to use “aggressive analgesics, injection therapy, or physical therapy”
(Tr. 26-27), but that his poverty prevented him from seeking these treatments. (Pls. Brief, Doc.
10 at pp. 12-15).
Plaintiff argues the ALJ’s conclusion that Plaintiff failed to seek more aggressive treatment
for his lumbago, back pain and degenerative disc disease was an implicit finding that his noncompliance was a basis for denying treatment. (Tr. 27). He further argues because the ALJ erred
in failing to address Plaintiff’s allegations of poverty that this is reversible error under Dawkins v.
Bowen, 848 F. 2d 1211, 1213 (11th Cir. 1988) (Plaintiff’s Brief, Doc. 10 at p. 14). However, in
the instant case this reason was not the sole reason for the ALJ’s decision to deny benefits. Indeed,
the ALJ points to medical evidence of record as a basis for discounting Plaintiff’s allegations of
pain. (Tr. 27, 248, 301).
Accordingly, because the Court concludes that the ALJ cited to
substantial evidence in support of her decision that Plaintiff was not disabled, the Court concludes
that Plaintiff’s implicit argument as to poverty fails. Ellison v. Barnhart, 355 F. 3d 1272,1275
(11th Cir. 2003) (Distinguishing Dawkins because the ALJ’s determination that Plaintiff “was not
disabled was not significantly based on a finding of noncompliance.”)
The Plaintiff also recognizes that the ALJ based her nondisability determination on medical
evidence of lumbar spine x-rays showing only “mild degenerative disc disease” and Dr. Banner’s
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opinion that “fine and gross motions in both hands were satisfactory” (Tr. 27, 248, 301). Plaintiff
argues, however, that these bases are not adequate to support the ALJ’s conclusion which discounts
Plaintiff’s subjective complaints of pain. Indeed, Plaintiff argues his testimony that he suffered
from pain which is 8 on a 10 point scale (Tr. 50) and Dr. Paulk’s suggestion that he seek treatment
from a pain clinic demonstrates that he suffered disabling pain. However, based on the Court’s
independent review of the entire record, the Court concludes that the reasons given by the ALJ are
explicit and adequate under Foote, id., are supported by substantial evidence and that the
Commissioner’s decision is due to be affirmed. Winschel, 631 F.3d at 1178.
VIII . CONCLUSION
Pursuant to the findings and conclusions detailed in this Memorandum Opinion, the Court
AFFIRMS the Commissioner’s decision. A separate order will be entered.
DONE this 13th day of December, 2017.
/s/ Terry F. Moorer
TERRY F. MOORER
UNITED STATES MAGISTRATE JUDGE
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