Cyprian v. Auburn University Montgomery et al
Filing
63
MEMORANDUM OPINION AND ORDER GRANTING the defendants' 4 motion for summary judgment; the defendants' 51 motion to strike is DENIED as moot; the pretrial conference and trial that were previously continued generally are now CANCELLED. Signed by Honorable Judge Mark E. Fuller on 7/1/11. (djy, )
IN THE UNITED STATES DISTRICT COURT FOR
THE MIDDLE DISTRICT OF ALABAMA
NORTHERN DIVISION
ALECIA T. CYPRIAN,
Plaintiff,
v.
AUBURN UNIVERSITY
MONTGOMERY, et al.,
Defendants.
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CASE NO. 2:10-cv-226-MEF
(PUBLISH)
MEMORANDUM OPINION AND ORDER
I. Introduction
This cause is currently before the Court on the Defendants’ motion for summary
judgment, (Doc. #40), and the Defendants’ motion to strike some of the evidence offered
by the Plaintiff in opposition to the motion for summary judgment, (Doc. #51). The Plaintiff,
Dr. Alecia T. Cyprian (Cyprian), brings this suit against her former employer, Auburn
University at Montgomery (AUM), and her former supervisor, Dr. Katherine Jackson
(Jackson), under Title VII of the Civil Rights Act of 1964 and 42 U.S.C. § 1981. Cyprian
claims that she suffered racial discrimination, was subjected to a racially hostile work
environment, and was ultimately dismissed from her job at AUM because she complained
about racial discrimination at work. Because the Court finds that Cyprian has not established
a genuine issue of material fact in any of her claims, the Defendants’ motion for summary
judgment is due to be GRANTED. The Defendants’ motion to strike is due to be DENIED
1
as moot.
II. Jurisdiction
This Court has jurisdiction over this case pursuant to 28 U.S.C. § 1331 (federal
question). The parties do not contest personal jurisdiction or venue and the Court finds
adequate allegations of both.
III. Factual and Procedural Background 1
Defendant AUM is a publicly-funded state university located in Montgomery,
Alabama. Chancellor John Veres directs AUM with the assistance of several vice
chancellors. Cyprian joined AUM on April 2, 2007 as the Dean of Student Affairs.2 Cyprian
worked as the Dean of Student Affairs until AUM terminated her employment on June 3,
2009. Cyprian is an African-American woman.
Defendant Jackson is AUM’s Vice Chancellor for Outreach – a program that extends
the resources of AUM to entities outside of the university.3 (Doc. #42 at 25). On July 1,
2008, Jackson became Cyprian’s immediate supervisor. It was under Jackson’s supervision
that Cyprian claims she was subject to racial discrimination, a racially hostile work
1
For summary judgment purposes, the facts are construed in the light most favorable to
the plaintiff. See Swisher Int’l, Inc. v. Schafer, 550 F.3d 1046, 1050 (11th Cir. 2008).
2
The complaint states that AUM hired Cyprian on April 2, 2007. (Doc. #38 at 2). The
response to the motion for summary judgment states that Cyprian joined AUM on April 12,
2007. (Doc. #46 at 10).
3
The evidence submitted by AUM indicates that Outreach is a division of AUM.
Outreach has some revenue generating activities and the money earned from these activities is
managed by AUM. (Doc. #42 at 26).
2
environment, and unlawful retaliation.
As Cyprian’s supervisor, Jackson met with her once a week or once every other week.
Cyprian was required to meet with Jackson more frequently than was required of the white
employees Jackson supervised. (Doc. #38 at 3). During these meetings, Cyprian reported
on the ongoing activities of the Division of Student Affairs and other related matters.
Cyprian felt that Jackson used these meetings to intimidate, pressure, criticize, and humiliate
her.
(Doc. #38 at 3).
Cyprian also felt that Jackson required Cyprian to complete
unreasonable tasks and participate in meetings and other assignments that were not required
of white employees. (Doc. #38 at 4). Cyprian first complained about a hostile work
environment in the fall of 2008.4
As Dean of Student Affairs, Cyprian supervised AUM’s police chief, Nell Robinson.
One of Cyprian’s supervisory responsibilities was to review the police department’s annual
performance evaluations completed by Robinson. In January 2009, Robinson gave Cyprian
the individual performance reviews for the police department employees, which the
employees had signed. During her review of the evaluations, Cyprian encountered several
errors and returned the evaluations to Robinson for correction. To meet Jackson’s deadline
for submitting the reviews, Robinson corrected the evaluations and Cyprian and her staff
4
Cyprian provides several different dates for her first complaint of a hostile work
environment. Cyprian’s complaint states that she complained about a hostile work environment
in November 2008. (Doc. #38 at 3). In her deposition, Cyprian indicated that she first
complained about a racially hostile environment in “October or November of 2008.” (Doc. #42
at 5). Cyprian’s brief opposing summary judgment states that Cyprian complained about a
hostile work environment in September 2008. (Doc. #46 at 14).
3
retyped the evaluations to include the corrections. The police employees did not see or sign
their revised evaluations. Cyprian delivered the corrected evaluations to Jackson who then
reviewed the evaluations and determined that they had not been prepared properly. (Doc.
#42 at 6). Jackson discovered that the evaluations contained internal inconsistencies and
performance ratings that did not have the proper justifications. At least one evaluation
incorrectly tallied the score for the employee’s numerical rating. (Doc. #42 at 7). These
errors caused Jackson to suspect that there had been a violation of AUM policy in preparing
the evaluations.
In early February, Jackson and Jeanine Boddie-LaVan, a part-time human resources
consultant at AUM, decided that AUM should conduct an investigation into the suspected
violation of AUM policy. The investigatory team consisted of three African-American
women.5 The team concluded that Cyprian violated a provision of the AUM Personnel
Policies and Procedures Manual, which forbids making unauthorized changes to documents.
(Doc. #47-20 at 2). In the AUM manual, this is a Group I violation – the most serious kind
– and can be punished by immediate termination. (Doc. #42 at 10). Instead of termination,
the investigatory team recommended that Cyprian receive a final written warning. (Id. at 11).
Cyprian later objected to parts of the investigatory report, and after further review, Cyprian
received a formal written reprimand – a lesser form of discipline. (Id. at 10).
5
Jackson herself was involved in the investigation. The parties agree that Jackson
drafted questions that the investigatory team should use. (Doc. #54 at 14). There is also
evidence that Jackson revised the team’s final report. (Doc. #47-14 at 5).
4
In February 2009, Jackson gave Cyprian a “below expectations” performance review
for her work in 2008. (Id. at 13). Jackson stated that one reason for this review was that
Cyprian did not produce evidence that she had indeed accomplished the annual goals set out
in her January 2008 performance planning worksheet. (Id.). Jackson stated that another
reason for this review was that Cyprian had difficulty working cooperatively with other
people. (Doc. #42, 14). Jackson provided nine examples to support this statement. On
February 5, 2009, Cyprian met with Jackson and Veres to discuss Cyprian’s annual
evaluation. Cyprian refused to sign the evaluation at the end of the meeting. After the
evaluation, Cyprian was placed on a performance improvement plan.
Cyprian took a Family and Medical Leave Act (FMLA) leave of absence from
February 25, 2009 until March 16, 2009. Cyprian cited the hostility of her working
environment as the reason for taking this leave. (Doc. #38 at 4; Doc. #46 at 14).
On March 5, 2009, Cyprian sent Jackson two different letters. In the first letter,
Cyprian responded to her “below expectations” rating on her annual evaluation. (Doc. #4754).
Cyprian’s letter addresses what she believed to be inaccuracies in her annual
performance review. The letter disputes many of the assertions in the review and provides
details regarding several disagreements involving Cyprian, Jackson, and other staff at AUM.
A portion of the letter states that Cyprian “[does not] want to create a hostile work
environment for anyone, and will not have one created for [her].” (Doc. #47-54 at 7).
In her second letter, Cyprian complained to Jackson about racial hostilities in the
5
workplace. (Doc. #47-17). This letter begins by stating: “Please allow this letter to serve as
notification that based on my race, African American, I perceive that you create a racially
intimidating hostile work environment for me.” (Doc. #47-17). Cyprian’s letter describes
several situations in which Cyprian perceived that Jackson believed “what was told to [her]
by White employees and have on every occasion dismissed my comments.” (Doc. #47-17).
AUM retained Christine Sims, an outside human resources consultant, to investigate
Cyprian’s allegations of race discrimination. (Doc. #42 at 16). In her April 3, 2009 report
on the investigation, Sims indicated that she had reviewed Cyprian’s claims that she was
being evaluated differently than white employees and that Jackson had inappropriately
influenced the campus police investigation. (Doc. #41-2 at 49). Sims found that there was
no evidence that Jackson had directed or influenced the investigation into the altered campus
police evaluations. Sims concluded her report by stating that “[b]ased on the information
reviewed during the investigation, the allegation that Dr. Katherine Jackson has created a
racially hostile work environment for Dr. Alecia Cyprian was not substantiated.” (Id. at 51).
On April 29, 2009, Veres delivered Sims’s conclusion to Cyprian, indicated that he
considered the matter closed, and urged Cyprian to address the deficiencies in her “below
expectations” review. (Doc. #41-2 at 159).
Unrelated to Cyprian’s claims of racial discrimination, in March 2009 Veres hired Dr.
Ron Sims, an organizational behavior professor at the College of William & Mary, to
conduct an organizational analysis of AUM. Dr. Sims is African American. Dr. Sims
6
delivered a report of his organizational analysis on March 11, 2009. The report made 15
recommendations for improving the operations of Cyprian’s Division of Student Affairs –
more than twice the amount of recommendations he made for improving any other AUM
division. (Id. at 20). In the course of his organizational analysis, Dr. Sims communicated
with Cyprian and learned about Cyprian’s claims of a hostile work environment. Dr. Sims’s
report concluded that Cyprian was sometimes difficult to interact with and that a plan should
be implemented to develop her leadership skills. Based on this recommendation, Veres
assigned Timothy Spraggins, AUM’s Assistant Vice Chancellor for Diversity, to be
Cyprian’s mentor. Spraggins is African American.
On June 2, 2009, Dr. Sims returned to AUM to participate in a leadership retreat for
senior AUM administrators and to review his recommendations from his March 2009
organizational analysis. (Doc. #42 at 21). During the retreat, Dr. Sims observed Cyprian
engaging in behavior he described as negative, offensive, arrogant, uncooperative, defensive,
and sharp. (Id. at 22).
On June 3, 2009, Cyprian met with Dr. Sims and Dr. Keivan Deravi. At the time,
Deravi was AUM’s incoming Interim Vice Chancellor of Academic Affairs who would soon
be Cyprian’s supervisor. In the meeting, Cyprian reiterated her complaints of a hostile work
environment, racial discrimination, and harassment at work. (Doc. #46 at 19). Dr. Sims
described Cyprian’s behavior during that meeting as unreceptive and hostile. (Doc. #42 at
23). After the meeting, Dr. Deravi stated that he no longer wanted to supervise Cyprian.
7
(Id.). Based on his own observations, Dr. Sims made an oral recommendation that Veres
terminate Cyprian’s employment immediately. On June 3, 2009, Veres told Cyprian that she
would be dismissed from AUM. In a letter to Cyprian written that same day, Veres stated:
“It has been determined that a change in leadership in Student Affairs is necessary. Today
will be your last working day at Auburn Montgomery. You will be placed on administrative
leave immediately. You will be paid through 3 July 2009.” (Doc. #47-28). On June 6, 2009,
Dr. Sims made a written recommendation to Veres confirming his previous oral
recommendation. He wrote:
I strongly recommend that you immediately terminate [Cyprian] and begin the
process of finding a permanent replacement. [Cyprian] is the single largest
disruptive factor on campus. Given the critical leadership role that the Dean
must play in Auburn University at Montgomery’s efforts to improve the
services offered to its current and future students, to build a Division where
staff work together as a team, and the Division positively collaborates with
other important stakeholders across campus (i.e. faculty, staff, and other
administrators) the institution can no longer afford to have one individual (the
current Dean) stand in the way of achieving such goals.
(Doc. #42, 23).6
After Cyprian’s dismissal, Kathy Mitchell and Dr. Yulanda Tyre assumed Cyprian’s
responsibilities. Mitchell was named the Interim Dean of Student Affairs and Tyre was
named the Interim Associate Dean of Student Affairs. Mitchell is white and Tyre is African
American. Tyre later became the Interim Dean of Student Affairs and Boddie-LaVan
6
In their motion for summary judgment, the Defendants say that Dr. Sims delivered his
recommendation on June 6, 2009. In his affidavit, Dr. Sims states that he submitted his written
recommendation on June 5, 2009. (Doc. #41-14 at 2).
8
became the Interim Associate Dean. Boddie-LaVan is African American.
On June 30, 2009, Cyprian filed a Charge of Discrimination with the Equal
Employment Opportunity Commission (EEOC) alleging discrimination based on race and
retaliation. On December 30, 2009, the EEOC stated that it was unable to conclude that the
information obtained during its investigation into Cyprian’s allegations established an
employment law violation. The EEOC also informed Cyprian of her right to sue. Cyprian
filed a complaint in this Court on March 12, 2010. She filed a second amended complaint
on November 4, 2010. The second amended complaint contains three causes of action.
Count I alleges a hostile work environment. Count II alleges unlawful racial discrimination.
Count III alleges unlawful retaliation.
On November 9, 2010, AUM answered Cyprian’s second amended complaint and
moved for summary judgment. Cyprian filed a brief opposing summary judgment and AUM
moved to strike several of the exhibits and other evidence offered by Cyprian in support of
her brief. Both the motion to strike and the motion for summary judgment have been fully
briefed and are ripe for disposition.
IV. Discussion
A.
The Defendants’ motion to strike
The Defendants moved to strike several affidavits and exhibits offered by Cyprian to
support her brief opposing summary judgment. (Doc. #51). Federal Rule of Civil Procedure
56© makes it plain that affidavits or declarations submitted to oppose a motion “must be
9
made on personal knowledge, set out the facts that would be admissible in evidence, and
show that the affiant or declarant is competent to testify on the matters stated.” Fed. R. Civ.
P. 56(c)(4). Affidavits which set forth conclusory arguments rather than statements of fact
based on personal knowledge are improper. See, e.g., Thomas v. Ala. Council on Human
Relations, Inc., 248 F. Supp. 2d 1105, 1112 (M.D. Ala. 2003). Sworn statements which fail
to meet the standards of Rule 56© may be subject to a motion to strike. Id. However, the
Court need not strike the entire affidavit. Rather it may strike or disregard the improper
portions and consider the remainder of the testimony or statement. See Givhan v. Electronic
Eng’rs, Inc., 4 F. Supp. 2d 1331 at 1334 n.2 (M.D. Ala. 1998). In deciding the Defendants’
motion for summary judgment, this Court will exercise its discretion to disregard any
improper portions of the challenged affidavit or declarations. Accordingly, the Defendants’
motion to strike is due to be denied as moot.
B.
Summary judgment standard
Summary judgment is appropriate “if the movant shows that there is no genuine
dispute as to any material fact and the movant is entitled to judgment as a matter of law.”
Fed. R. of Civ. P. 56(a). A party may demonstrate the existence of or absence of a genuine
dispute as to any material fact by pointing to materials in the record “including depositions,
documents, electronically stored information, affidavits or declarations, stipulations. . .
admissions, interrogatory answers, or other materials.” Id. The movant “always bears the
initial responsibility of informing the district court of the basis for its motion,” and
10
identifying those evidentiary submissions “which it believes demonstrate the absence of a
genuine issue of material fact.” Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). The
movant can meet this burden by presenting evidence showing there is no dispute of material
fact, or by showing the non-moving party has failed to present evidence in support of some
element of its case on which it bears the ultimate burden of proof. Id. at 322-23.
Once the moving party has met its burden, Rule 56 “requires the nonmoving party to
go beyond the pleadings” and by its own evidentiary submissions or those on file,
demonstrate that there is a genuine factual dispute for trial. Id. at 324. The Court must draw
all justifiable inferences from the evidence in the non-moving party’s favor. See Anderson
v. Liberty Lobby, Inc., 477 U.S. 242, 255 (1986).
Evidence presented by the non-movant must be believed and all justifiable inferences
must be drawn in favor of the non-movant. See Anderson, 477 U.S. at 255. Nevertheless,
unsupported speculation does not create a genuine issue of material fact. See Cordoba v.
Dillard’s, Inc., 419 F.3d 1169, 1181 (11th Cir. 2005). Similarly, mere conclusions and
unsupported factual allegations are legally insufficient to defeat a summary judgment motion.
See Holifield v. Reno, 115 F.3d 1555, 1564 n.6 (11th Cir. 1997) (plaintiff’s “conclusory
assertions . . . , in the absence of [admissible] supporting evidence, are insufficient to
withstand summary judgment.”). Statements in affidavits that are based, in part, upon
information and belief, cannot raise genuine issues of fact, and thus also cannot defeat a
motion for summary judgment. Pace v. Capobianco, 283 F.3d 1275, 1278–79 (11th Cir.
2002).
11
C. Claims against Dr. Jackson
As an initial matter, the claims against Jackson are due to be dismissed. With respect
to the Title VII claims, Jackson is not Cyprian’s employer. Indeed, Jackson is not an
employer at all as that term is used in Title VII of the Civil Rights Act.7 Moreover, “[i]t is
well established in the Eleventh Circuit that Title VII does not provide a cause of action
against individuals.” See Busby v. City of Orlando, 931 F.2d 764 (11th Cir. 1991).
As for the § 1981 claims, Cyprian argues that Jackson was employed by Outreach, that
Outreach is an entity separate from AUM, and that Outreach operates in the private sector.
(Doc. #38 at 3). In contrast, AUM argues that Outreach is a part of AUM and that Jackson
is employed by AUM as vice chancellor of Outreach. (Doc. #42 at 25). AUM provided
organizational charts and the testimony of several senior AUM administrators to support this
point. (Doc. #42 at 27). It is not entirely clear from the briefs why the parties are concerned
about Outreach’s relationship with AUM. The Court surmises that the parties are concerned
about the relationship because it may affect Cyprian’s ability to sue. For example, if
Outreach is a part of AUM, then there can be no cause of action against Jackson under §
1981 because Jackson, as an employee of a state university, would be a state actor. A § 1981
claim against Jackson would be subject to dismissal because § 1983 provides the exclusive
remedy against state actors for violations of the rights contained in § 1981. See Butts v.
7
See 42 U.S.C. § 2000e(b) (“The term ‘employer’ means a person engaged in an industry
affecting commerce who has fifteen or more employees for each working day in each of twenty
or more calendar weeks in the current or preceding calendar year, and any agent of such a person
. . . .”).
12
County of Volusia, 222 F.3d 891, 893 (11th Cir. 2000). If, however, Outreach is a private
entity separate from AUM, then there may be a claim against Jackson under § 1981 because
§ 1981 creates a cause of action against private actors. See Johnson v. Ry. Express Agency,
Inc., 421 U.S. 454, 459-60 (1975); Harris v. McDonald’s Corp., 901 F. Supp. 1552, 1558
(M.D. Fla. 1995) (“Unlike [§ 1983], both private actors as well as State actors are liable
under § 1981.”) (citing General Bldg. Contractors v. Pennsylvania, 458 U.S. 375 (1982)).
In her response to the motion for summary judgment, Cyprian describes some of Outreach’s
activities but Cyprian has not demonstrated that there is a genuine factual dispute for trial on
this issue. Without such evidence the Defendants’ motion for summary judgment with regard
to the claims against Jackson is due to be granted.8
D. Claims against AUM
1. Count I - Hostile work environment
Count I of Cyprian’s complaint alleges that AUM violated Title VII of the Civil
Rights Act and 42 U.S.C. § 1981 by creating a racially hostile work environment. (Doc. #38
at 18). Title VII and § 1981 hostile work environment claims have the same elements and
are subject to the same analytical framework. See Shields v. Fort James Corp., 305 F.3d
1280, 1282 n.2 (11th Cir. 2002). Title VII makes it unlawful “to discriminate against any
individual with respect to his compensation, terms, conditions, or privileges of employment,
8
Where, as here, the defendants are state actors, a plaintiff’s § 1981 claims usually
merge into her § 1983 claims and courts treat them as a single claim. See Taylor v. Alabama, 95
F. Supp. 2d 1297, 1309 (M.D. Ala. 2000) (DeMent, J.). In this case, however, there are no §
1983 claims into which the § 1981 claims can be merged.
13
because of such individual’s race . . . .” 42 U.S.C. § 2000e-2(a)(1). This section prohibits
an employer from maintaining a hostile work environment. “A hostile work environment
claim under Title VII is established upon proof that ‘the workplace is permeated with
discriminatory intimidation, ridicule, and insult, that is sufficiently severe or pervasive to
alter the conditions of the victim’s employment and create an abusive working
environment.’” Miller v. Kenworth of Dothan, Inc., 277 F.3d 1269, 1275 (11th Cir. 2002)
(quoting Harris v. Forklift Sys., Inc., 510 U.S. 17, 21 (1993)). To prevail on a hostile work
environment claim, a plaintiff must show:
(1) that he belongs to a protected group; (2) that he has been subject to
unwelcome harassment; (3) that the harassment must have been based on a
protected characteristic of the employee, such as [race]; (4) that the harassment
was sufficiently severe or pervasive to alter the terms and conditions of
employment and create a discriminatorily abusive working environment; and
(5) that the employer is responsible for such environment under a theory of
vicarious or of direct liability.
Miller, 277 F.3d at 1275. Importantly, Title VII claims for hostile work environment are
based on the cumulative effect of individual acts and not on the actionability of individual
acts themselves. See Nat’l R.R. Passenger Corp. v. Morgan, 536 U.S. 101, 115 (2002).
AUM argues that, even assuming the first three elements of this claim are met,
Cyprian has not shown that the racially discriminatory conduct was severe or pervasive and
thus cannot satisfy the fourth element of her racially hostile work environment claim. (Doc.
#42 at 43)
To establish the “severe or pervasive” element, a plaintiff must show not only that she
subjectively perceived the working environment to be abusive but also that a reasonable
14
person would view the environment as hostile and abusive. See Reeves v. DSI Sec. Svcs.,
Inc., 395 F. App’x 544, 546 (11th Cir. 2010) (citing Miller, 277 F.3d at 1276). In this
analysis, this Court will not consider statements or conduct that are unrelated to race. Id. at
546 (quoting Baldwin v. Blue Cross/Blue Shield of Ala. 480 F.3d 1287, 1301-02 (11th Cir.
2007)).
Cyprian alleges the following incidents of harassment: (1) on four occasions AUM
employees made race-based comments; (2) Cyprian was subject to more frequent meetings
than white colleagues and was not assigned to a new supervisor after complaining about
hostilities; (3) Cyprian was subject to discipline for altering AUM records but other white
employees were not disciplined for similar conduct; (4) AUM discriminatorily applied its
tenure policy when it denied tenure to a professor from Bangladesh; (5) African-American
employees were held to different standards of conduct; (6) Jackson improperly influenced
the investigation into Cyprian’s discrimination complaints; (7) and Jackson improperly
influenced the campus police evaluation investigation. (Doc. #46 at 26-35). There is no
question that Cyprian believes that these instances demonstrate that racial harassment was
severe or pervasive. The question for the Court to answer is whether there is a genuine issue
of material fact regarding whether the alleged racial harassment was objectively severe or
pervasive.
In evaluating whether the harassment was objectively severe, this Court must look at
the totality of the circumstances and consider, among other things, “(1) the frequency of the
conduct; (2) the severity of the conduct; (3) whether the conduct is physically threatening or
15
humiliating, or a mere offensive utterance; and (4) whether the conduct unreasonably
interferes with the employee’s job performance.” Miller, 277 F.3d at 1276.
First, the evidence Cyprian has provided shows that the alleged conduct was not
“physically threatening or humiliating.” Second, Cyprian alleges that the she was constantly
subjected to racial discrimination. But even assuming that each of the alleged instances of
discrimination was racially motivated, the alleged instances – occurring over a period of
approximately eighteen months – are not sufficiently frequent for this Court to objectively
find that racial harassment permeated the workplace. Compare Miller, 277 F.3d at 1276
(ethnic slurs directed at the plaintiff three to four times daily is severe and pervasive) with
Alexander v. Opelika City Sch., 352 F. App’x 390, 393 (11th Cir. 2009) (affirming summary
judgment for the defendant where the plaintiff alleged that he had been constantly subjected
to a racially derogatory term, but could only remember being subject to the term on eight
specific occasions over the course of two years).
Third, assuming that Cyprian’s allegations of racial harassment are true, when viewed
cumulatively, the racial harassment is insufficiently severe to support a hostile work
environment claim. Cyprian claims that an African-American employee was referred to as
“Do Boy”, that a vice chancellor stated that no African-American employee should make
$95,000, that a supervisor told Cyprian she was hiring too many African-American
employees, and that an African-American assistant received a note saying “we do not like
blacks here.” These comments, only some of which were directed at Cyprian, do not meet
the standard of severity in this circuit. See McCann v. Tillman, 526 F.3d 1370 (11th Cir.
16
2008) (affirming summary judgment for the defendant on a hostile work environment claim
where the African-American plaintiff was referred to by her supervisor as “girl” and where
the defendant sheriff allegedly referred to a former African-American employee as a “nigger
bitch” and declared that “he had never received the ‘nigger vote’ and that he didn’t want it.”);
Barrow v. Georgia Pacific Corp., 144 F. App’x 54, 57 (11th Cir. 2005) (affirming summary
judgment for the defendant when the plaintiff’s supervisors called him a “nigger,” “boy” and
told him “that if he looked at ‘that white girl’ he would ‘cut’ him.”); LaBeach v. Wal-Mart
Stores, Inc., No. 5:07-CV-12 (HL), 2009 WL 902030, at * 4 (M.D. Ga. Mar. 27, 2009)
(granting summary judgment for the defendant on racial harassment claim where supervisor,
among other things, made three racist statements to the plaintiff, including telling the
plaintiff to fire all African-American employees “because they are niggers, lazy, and too
stupid to do their job.”). The other conduct Cyprian alleges is even less severe. Even
assuming a racial motivation, requiring Cyprian to participate in more frequent meetings,
failing to assign her to a new supervisor, denying tenure to a Bangladeshi professor,
expecting different behavior from different employees, influencing the investigation of
racism at AUM, and influencing the investigation of Cyprian’s misconduct are not examples
of Cyprian being subject to severe or pervasive harassment. Cf. Coney v. Dept. of Human
Res. of State of Ga., 787 F. Supp. 1434 (M.D. Ga. 1992) (finding a hostile work environment
where the plaintiff alleged wrenches were thrown at him, his tires were punctured, a picture
of an African-American male being lynched was left on his desk, and he was subject to
threats, racial slurs, jokes, insubordination, and profanity).
17
Cyprian alleges that the racial discrimination was so severe that she had to seek
medical attention and take an FMLA leave of absence. (Doc. #46 at 35). A review of
Cyprian’s medical record indicates that her chief complaint was shoulder pain and the only
symptom was an aching shoulder.
(Doc. #47-15).
AUM suggested that there were
alternative reasons for Cyprian’s shoulder pain and requested that Cyprian supplement the
medical record she provided.
(Doc. #54 at 18, n.6). Cyprian stated that she would
supplement the discovery to include her full medical record, but she has not done so. (Doc.
#57 at 32). As a result, other than her own statement that she had been under stress at work,
there is no indication in the medical report that the pain in her shoulder is work-related and
there is no physician recommendation that Cyprian take time off from work for therapeutic
reasons. Without an objective connection between the stress at work and her need for
medical attention, Cyprian’s visit to the doctor and her FMLA leave provide little, if any,
support for Cyprian’s claim that she was subjected to objectively severe or pervasive racial
harassment at work.
Cyprian argues that her perception of a hostile work environment “was reasonable and
in fact shared by numerous other employees, as established through exit interviews, affidavit
testimony and sworn statements to the Equal Employment Opportunity Commission, all of
which remain under investigation by the Commission.” (Doc. #46 at 35). The Court has
reviewed this evidence. The two exit interviews to which Cyprian refers make no reference
to a racially hostile work environment and therefore do not support Cyprian’s argument that
racial discrimination at AUM was objectively severe or pervasive. (Doc. #47-45; Doc. #4718
46). Similarly, Mary “Bunny” Crabtree’s EEOC charge does not allege racial discrimination
and therefore does not support Cyprian’s argument. (Doc. #47-42 at 6). The portion of
Debra Foster’s affidavit that Cyprian relies on states “[u]nder the direction of Dr. Katherine
Jackson, Dr. Alecia Cyprian and I both were subjected to a hostile work environment.” (Doc.
#47-14). This statement does not support Cyprian’s argument that the environment at AUM
was racially hostile. Later in the affidavit, Foster concludes that “racial discrimination
permeated the workplace.”
(Doc. #47-14, 4).
This statement is based on Foster’s
“background and education in Human Resources” and not on facts known personally to her.
Therefore, it is inadmissible evidence. See Fed. R. Civ. P. 56(c)(4). Additional statements
in Foster’s affidavit address issues that this Court has already determined do not constitute
severe or pervasive harassment.9 The only remaining documents that Cyprian alleges support
her claim that racial harassment was objectively severe or pervasive are Dr. Seranjul
Bhuiyan’s EEOC charge, Louvenia McCray’s EEOC charge, and Adrienne Giles’s affidavit.
Bhuiyan’s EEOC charge alleges that he was passed over for tenure based on his race. (Doc.
#47-43). McCray’s EEOC charge alleges that she was subject to race discrimination during
her employment at AUM and when she was dismissed from AUM. (Doc. #47-44). Giles’s
affidavit states that she was discriminatorily required to use a time clock, that she received
9
For example, Foster says that Jackson would listen to white employees and refused to
acknowledge the contributions of African Americans. Foster also says that AUM did not
promptly respond to Cyprian’s complaints in the fall of 2008, that Foster was required to meet
more frequently with Jackson than white employees, that she was subject to false accusations of
bad behavior, that Jackson unduly influenced the investigation into Cyprian’s race-based
complaints, and that AUM disparately applied its disciplinary policy.
19
an anonymous note stating “we do not like blacks here”, and that she has been subject to
racial discrimination at AUM for years. (Doc. #47-34). In the Court’s view, the EEOC
charges of these two employees, one anonymous note, and a dislike for a time clock do not
meet the standard of objective severity or pervasiveness used by this circuit to evaluate
hostile work environment claims. See, e.g., McCann, 526 F.3d at 1379.
In sum, there is no genuine issue of material fact regarding whether AUM created a
work environment for Cyprian that was permeated with discriminatory intimidation, ridicule,
and insult. See Miller, 277 F.3d at 1275. Therefore, the Court finds that Cyprian has not
established that she was subject to racial harassment at AUM that was sufficiently severe or
pervasive to alter the terms and conditions of employment and create a discriminatorily
abusive working environment.
2. Count II - Disparate treatment
Count II of Cyprian’s complaint alleges that AUM violated Title VII of the Civil
Rights Act and 42 U.S.C. § 1981(a) by discriminating against her based on her race. (Doc.
#38 at 20). Cyprian asserts two different bases for her race discrimination claim. First, she
claims that she was discriminated against because AUM treated her differently than other
employees outside of her protected class. Second, she claims that she was discriminated
against when she was dismissed from AUM.
Federal courts use the framework established in McDonnell Douglas Corp. v. Green,
411 U.S. 792 (1973) to evaluate Title VII race discrimination claims that are based on
20
circumstantial evidence.10 See Wilson v. B/E Aerospace, Inc., 376 F.3d 1079, 1087 (11th
Cir. 2004). Under this framework, the plaintiff must first establish a prima facie case of
discrimination. See Combs v. Plantation Patterns, 106 F.3d 1519, 1527–28 (11th Cir.1997).
If the plaintiff can make out a prima facie case, the burden shifts to the defendant to
articulate legitimate, nondiscriminatory reasons for its actions. Id. Once the defendant
articulates legitimate, nondiscriminatory reasons for its actions, the presumption of
discrimination is eliminated and the burden shifts back to the plaintiff to show that the
defendant’s proffered reasons are pretextual. Id.
a.
Prima facie case of race discrimination
To make out a prima facie case of racial discrimination based on circumstantial
evidence a plaintiff must show (1) that she belongs to a protected class; (2) that she was
qualified to do the job; (3) that she was subject to an adverse employment action; and (4) that
she was replaced by a person outside her protected class or she was treated less favorably
10
In her brief opposing summary judgment, Cyprian claims that she has direct evidence
of racial discrimination and therefore the McDonnell-Douglas burden-shifting framework does
not apply. (Doc. #46 at 49). Cyprian does not point to any evidence in particular to support this
assertion and so the Court finds that Cyprian has not adequately demonstrated direct evidence of
discrimination. See Damon v. Fleming Supermarkets of Fla., Inc., 196 F.3d 1354, 1359 (11th
Cir. 1999) (“‘[O]nly the most blatant remarks, whose intent could be nothing other than to
discriminate on the basis of [race]’ will constitute direct evidence of discrimination.” (quoting
Earley v. Champion Int’l Corp., 907 F.2d 1077, 1081-82 (11th Cir.1990)). Thus, the Court will
analyze Cyprian’s circumstantial evidence under the McDonnell-Douglas burden-shifting
analysis.
21
than a similarly-situated individual outside her protected class.11 Maynard v. Bd. of Regents,
342 F.3d 1281, 1289 (11th Cir. 2003).
AUM does not dispute the first three elements of the prima facie case. Instead, AUM
argues that Cyprian cannot establish the fourth prong of the prima facie case, which requires
the plaintiff to show either (1) that she was replaced by an employee outside of her protected
class; or (2) that she was treated less favorably than those outside of her protected class.
I.
Replacement by an employee outside Cyprian’s protected
class
After AUM dismissed Cyprian, it assigned her duties to an Interim Dean of Student
Affairs and an Interim Associate Dean of Student Affairs. Kathy Mitchell, a white woman,
became Interim Dean of Student Affairs and Yulanda Tyre, an African-American woman,
became the Interim Associate Dean of Student Affairs. Tyre was later named Interim Dean
of Student Affairs and Jeanine Boddie-LaVan, another African-American woman, became
Interim Associate Dean of Student Affairs.
Thus, there is evidence that immediately following Cyprian’s dismissal an employee
outside of Cyprian’s protected class assumed some of Cyprian’s duties. AUM claims that
Kathy Mitchell was only a temporary replacement for Cyprian and that Yulanda Tyre was
the actual replacement. AUM argues that Cryprian cannot establish a prima facie case based
11
The analysis for a Title VII claim of disparate treatment is the same as the analysis for
a § 1981 claim. See Stallworth v. Shuler, 777 F.2d 1431, 1433 (11th Cir. 1985) (“Where,
as here, a plaintiff predicates liability under Title VII on disparate treatment and also
claims liability under section[ ] 1981 . . . , the legal elements of the claims are identical.”).
22
upon the race of a temporary replacement when the ultimate replacement is a member of the
plaintiff’s protected class. AUM has not provided any authority for this position, but Cyprian
has provided authority for the opposite position. Cf. Tuttle v. Metro. Gov’t of Nashville, 474
F.3d 307, 318 (6th Cir. 2007) (holding that the fourth element of the prima facie case in an
age discrimination case – that the plaintiff was replaced by a younger worker – is satisfied
“even where the new hire, who is a member of the non-protected class, has the title of
‘temporary’ employee”; “merely designating the new hire ‘temporary’ will not defeat the
fourth element”); Williams v. Ala. Dept. of Transp., 509 F. Supp. 2d 1046, 1054-55 (M.D.
Ala. 2007) (DeMent, J.) (finding a factual dispute as to the fourth prong where the
defendants classified the replacement employee as temporary); Tolbert v. Briggs & Stratton
Corp., Civil Action No. 3:05cv1149-MHT, 2007 WL 445454, *4 (M.D. Ala. Feb. 8, 2007)
(Thompson, J.) (“If an employer could insulate itself from a Title VII suit merely by
reassigning a discharged employee’s duties to a white employee but never formally call it a
replacement, Congress’s intent in enacting Title VII would be thwarted.”).
The situation in this case is more nuanced than just one temporary replacement
employee from outside the plaintiff’s protected class.
This is because Cyprian’s
responsibilities were initially split between one white temporary employee and one AfricanAmerican temporary employee. Still, the Court finds that for purposes of the prima facie
case Cyprian has demonstrated that she was replaced, at least in part, by a person outside of
her protected class.
23
ii.
Less favorable treatment than someone outside of Cyprian’s
protected class
Cyprian also argues that similarly situated comparators from outside of her protected
class received more favorable treatment. Specifically, she claims that other employees at
AUM engaged in behavior similar to Cyprian’s, but that these other employees were not
disciplined or discharged. Cyprian points to the following comparators as evidence of racial
discrimination through disparate treatment:
a.
Jackson altered university records but was not reprimanded.
b.
Veres failed to follow a portion of the Faculty Handbook but was not
dismissed for doing so.
c.
Steven Crotz, the University’s Athletic Director and a white male, is negative,
too expressive, and sarcastic but was not dismissed.
d.
Elizabeth Ward, AUM’s registrar and a white woman, is unprofessional,
negative, and disruptive but was not punished.
e.
Dr. Jennifer Brown, Dean of Education and a white woman, described herself
in a self-evaluation as negative, overtly expressive, and not positive toward
colleagues, but was not dismissed.
f.
Kathy Mitchell, a white woman who assumed some of Cyprian’s duties, is
difficult to work with and lacks communication skills, but was not dismissed.
g.
Tami Wallace, a white woman, lacks communication skills and is hostile,
negative, and fails to meet deadlines, but was not dismissed.
h.
Wanda Blake, a senior administrator and white woman, made racially
derogatory comments and was the subject of numerous complaints about her
interpersonal skills but was not dismissed.
I.
Susan Salter, Director of University Relations, was not reprimanded for failure
to complete several tasks by the appointed deadlines.
24
j.
Janet Warren, the former Vice Chancellor for Academic Affairs and a white
woman, did not follow the Faculty Handbook in 2008 but was not investigated
or reprimanded for failing to do so.
k.
Melinda Kramer, the Associate Registrar and a white woman, was not
disciplined despite numerous claims that she is racist.
(Doc. #46 at 43-49).
“To make a comparison of the plaintiff’s treatment to that of non-minority employees,
the plaintiff must show that [she] and the employees are similarly situated in all relevant
respects.” Holifield v. Reno, 115 F.3d 1555, 1562 (11th Cir. 1997). To determine whether
employees are similarly situated, this Court evaluates “whether the employees are involved
in or accused of the same or similar conduct and are disciplined in different ways.” Maniccia
v. Brown, 171 F.3d 1364, 1368 (11th Cir. 1999). Additionally, the “quantity and quality of
the comparator’s misconduct [must] be nearly identical to prevent courts from secondguessing employers’ reasonable decisions and confusing apples with oranges.” Id. at 1368
(citation omitted).
Based on this criteria, Kramer and Brown cannot be considered valid comparators
because their conduct is not sufficiently similar in quality to Cyprian’s. Kramer is alleged
to have engaged in racism, but there was not a similar allegation against Cyprian. Brown is
also ineligible for consideration because Brown was not accused of misconduct. Rather,
Brown identified personal weaknesses in a self-evaluation. Because self-evaluations are
fundamentally different from allegations of misconduct, the Court will not consider Brown
as a valid comparator.
25
Other proposed comparators must be dismissed because Cyprian has not provided
sufficient factual information regarding the “quality and quantity” of their misconduct to
create a factual issue regarding the alleged differential treatment.12
These would-be
comparators are Crotz, Ward, Mitchell, Wallace, and Blake. Cyprian describes their
behavior as negative, not positive toward colleagues, overly and inappropriately expressive,
sarcastic, unprofessional, disruptive, difficult to work with, lacking interpersonal
communication skills, hostile, unable to meet deadlines, other misgivings, subject to
complaints regarding communication skills, and demonstrating a complete disregard for
others. (Doc. #46 at 45-47). While this misconduct sounds similar to some of the allegations
of misconduct against Cyprian, “misconduct merely ‘similar’ to the misconduct of the
disciplined plaintiff is insufficient” to establish a claim of discrimination. See Rioux v. City
of Atlanta, Ga., 520 F.3d 1269, 1280 (11th Cir. 2008). Rather, the conduct must be nearly
identical. Id. Cyprian’s short and generic descriptions of the comparators’ misconduct falls
short of demonstrating that the comparators were engaged in misconduct that was of the
same quality and quantity as Cyprian’s. Moreover, Cyprian has not provided evidence
regarding the ranks and responsibilities of these would-be comparators.13
Material
12
See Fed. R. Civ. P. 56(c)(1)(A) (“A party asserting that a fact . . . is genuinely disputed
must support the assertion by citing to particular parts of the record, including depositions,
documents, electronically stored information, affidavits or declarations, stipulations (including
those made for purposes of the motion only), admissions, interrogatory answers, or other
materials . . . .”).
13
In her deposition, Cyprian stated that she and Crotz, AUM’s athletic director, were “on
the same echelon as far as leadership is concerned.” (Doc. #41-1 at 52). However, a review of
the organizational chart provided by AUM indicates that the athletic director is at the same level
26
differences in ranks and responsibilities are relevant for considering whether an employee
is a proper comparator. Id. Consequently, Cyprian has not demonstrated that she is similar
to these employees in all relevant respects and none of them is a valid comparator.
With respect to the remaining comparators – Jackson, Veres, Salter, and Warren –
Cyprian provides examples of their alleged misconduct that are relatively more specific. She
alleges that Jackson altered Cyprian’s 2008 performance review, but was not investigated or
disciplined like Cyprian was for altering the evaluations of the campus police officers. (Doc.
#46 at 36-37). While Jackson’s conduct may be similar in quality to Cyprian’s conduct, it
is not similar in quantity. Jackson altered one evaluation – Cyprian’s. Cyprian altered
multiple evaluations.
Cyprian has not established that AUM failed to investigate or
discipline another dean who was suspected of altering multiple performance evaluations.
Cyprian alleges that Veres was not dismissed for failing to follow Part IV, B of the
AUM Faculty Handbook relating to a faculty appointment to a department. (Doc. #46 at 45).
The Faculty Handbook that Veres is supposed to have violated is apparently a different
document altogether than the AUM Personnel Policies and Procedures Manual that Cyprian
was alleged to have violated.14 In addition, Cyprian has not established that Veres’s violation
of a written policy was of the same type or degree as hers. The record demonstrates that
as AUM’s vice chancellors. (Doc. #42 at 27). This is a different level than Cyprian’s position as
Dean of Student Affairs.
14
Cyprian’s brief refers the Court to the “AUM Policy & Procedure Manual.” (Doc. #46,
45). The Court reviewed the AUM Personnel Policies and Procedures Manual, (Doc. #47-47),
but did not find Part IV, B nor did it find anything that related to faculty appointment to a
department.
27
AUM classifies some violations as more severe than others and maintains “progressive
disciplinary procedures” to deal with violations of differing severity. (Doc. #47-47 at 37-44).
For purposes of identifying a suitable comparator, this Court cannot equate every violation
of a written policy. See Burke-Fowler v. Orange Cnty., Fla., 447 F.3d 1319, 1325 (11th Cir.
2006) (“Different types and degrees of misconduct may warrant different types and degrees
of discipline . . . .”). Without more information regarding Veres’s violation of AUM policy,
Cyprian has failed to establish that Veres is a valid comparator.
Cyprian alleges that Warren was not investigated or reprimanded for failure to follow
the Faculty Handbook in 2008. But as the Court has already pointed out, AUM classifies
some violations as more severe than others and makes disciplinary decisions accordingly.
Cyprian has failed to demonstrate that Warren’s violation was sufficiently similar in quality
and quantity to Cyprian’s violation that they should have received equal discipline but did
not. Consequently, Warren is not a valid comparator.
Finally, Cyprian alleges that Salter, the Director of University Relations who also
reported to Jackson, was not reprimanded for failure to complete tasks by the appointed
deadline. (Doc. #46 at 47). The Court observes that Cyprian did not receive any formal
discipline for failure to meet deadlines and that Cyprian’s failure to meet a deadline did not
appear in the final version of her 2009 “below expectations” performance evaluation. (Doc.
#42 at 34). In addition, Cyprian admitted that she did not know what was contained in
Salter’s performance evaluation and that she was speculating when she claimed that Salter
had been evaluated differently. (Doc. #42 at 35). Consequently, Cyprian has not established
28
that Salter is a valid comparator with respect to discipline for missed deadlines. Cyprian also
alleges that she was reprimanded for Salter’s failure to notify the deans regarding a
recruitment reception and that this demonstrates discriminatory application of disciplinary
policies. (Doc. #46 at 47). But Cyprian has not demonstrated that Salter was not herself
reprimanded or otherwise penalized for failing to notify the deans. And, as already pointed
out, Cyprian was speculating when she claimed that AUM evaluated Salter differently. (Doc.
#42 at 35). For these reasons, Cyprian has not established that Salter is a valid comparator.
Because Cyprian has failed to put forth a valid comparator she cannot establish her
race discrimination claim based on the allegations of discriminatory application of the
disciplinary policies at AUM. Nevertheless, because the fourth prong of the prima facie case
is disjunctive, and because Cyprian has established that she was replaced, at least in part, by
someone from outside of her protected class, Cyprian has satisfied the fourth prong and has
made out a prima facie case of employment discrimination on the basis of her dismissal from
AUM.
b.
Legitimate, nondiscriminatory reasons
After establishing a prima facie case of discrimination, the burden shifts to AUM to
articulate a legitimate, nondiscriminatory reason for its actions. See Brown v. Ala. Dep’t of
Transp., 597 F.3d 1160, 1174 (11th Cir. 2010). Because Cyprian has established a prima
facie case of discrimination based only on her dismissal from AUM, the Court need only look
to see whether AUM has offered legitimate, nondiscriminatory reasons for dismissing
Cyprian.
29
The record shows that on June 3, 2009, Veres dismissed Cyprian based upon his
consideration of the oral report he received from Dr. Sims, Dr. Deravi’s consistent
recommendation and report, Cyprian’s poor performance, the lack of progress in Cyprian’s
division, and “months and months of issues arising in Student Affairs.” (Doc. #42 at 39).
The Court finds that AUM has sufficiently proffered legitimate and nondiscriminatory
reasons for terminating Cyprian’s employment and has therefore sufficiently met its burden
of rebutting the prima facie case of unlawful retaliation. See Brown, 597 F.3d at 1174
(stating that “the employer need not persuade the court that it was actually motivated by the
proffered reasons.”) (internal quotations and citation omitted). As a result, the presumption
of discrimination established through the prima facie case disappears and the burden shifts
back to Cyprian to show that AUM’s proffered reasons for dismissing Cyprian were actually
a pretext for prohibited discriminatory conduct.
Johnson v. Booker T. Washington
Broadcasting Svc., Inc., 234 F.3d 501, 507 n.6 (11th Cir. 2000).
c.
Pretext
To show pretext, Cyprian must demonstrate that AUM’s proffered reasons were not
the true reasons for her dismissal. See Tex. Dept. of Cmty. Affairs v. Burdine, 450 U.S. 248,
256 (1981). “She may succeed in this either directly by persuading the court that a
discriminatory reason more likely motivated the employer or indirectly by showing that the
employer’s proffered explanation is unworthy of credence.” Id. Thus, a plaintiff can
demonstrate pretext by pointing to “weaknesses, implausibilities, inconsistencies,
30
incoherencies, or contradictions” in the proffered explanation. See Jackson, 405 F.3d at
1289. A plaintiff does not establish pretext “unless it is shown both that the reason was false,
and that discrimination was the real reason.” St. Mary’s Honor Center v. Hicks, 509 U.S.
502, 515 (1993) (emphasis in original). A plaintiff must rebut each of the defendant’s
proffered reasons. See Chapman v. AI Transp., 229 F.3d 1012, 1024 (11th Cir. 2000) (“If
the plaintiff does not proffer sufficient evidence to create a genuine issue of material fact
regarding whether each of the defendant’s articulated reasons is pretextual, the defendant is
entitled to summary judgment.”).
When AUM dismissed Cyprian it told the media, AUM staff, and the student body
that she was dismissed because a change in leadership was needed. (Doc. #46 at 50).
Cyprian attempts to discredit AUM by asserting that the reasons now proffered for her
dismissal – the recommendations of Dr. Sims and Dr. Deravi, Cyprian’s disciplinary record,
and other problems in the Division of Student Affairs – are pretextual because they do not
match the reason initially given for her dismissal. This argument lacks merit. The reason
that AUM provided – that a change in leadership was needed – is completely consistent with
the reasons that AUM is now providing. Had the statements been inconsistent with each
other the Court may have entertained Cyprian’s argument further. Cf. Tidwell v. Carter
Prod., 135 F.3d 1422, 1428 (11th Cir. 1992) (stating that articulated reasons that differ are
only evidence of pretext if they are inconsistent). As it stands, this argument fails to establish
pretext.
Cyprian next argues that Dr. Sims’s recommendation that Cyprian be dismissed is
31
pretextual because Dr. Sims did not put his recommendation in writing until after Cyprian
was dismissed. Cyprian argues that Dr. Sims’s written recommendation is an improper afterthe-fact justification for her dismissal. See Campbell v. Civil Air Patrol, 138 F. App’x 201,
203 (11th Cir. 2005) (an employer’s after-the-fact, legitimate reason for taking an adverse
employment action cannot be considered if that reason did not actually motivate the employer
at the time it made the decision). Additionally, Cyprian argues that only after Cyprian began
legal action did Veres indicate that he had relied on Dr. Sims’s recommendation when
deciding to dismiss Cyprian.
To support this argument, Cyprian states that there is a dispute regarding the timing
of Dr. Sims’s recommendation. (Doc. #46 at 52). But the arguments in the briefs do not
indicate that there is an actual dispute. AUM states that Dr. Sims provided an oral
recommendation before Cyprian was dismissed. (Doc. #42 at 40). Cyprian states that Dr.
Sims provided a written recommendation of termination three days after Cyprian was
dismissed. (Doc. #46 at 51). This sequence of events is undisputed and is not in conflict.
The Court has not found any place in the record where Cyprian argues that Dr. Sims did not
make an oral recommendation to Veres on June 3rd.15 “If a party . . . fails to properly address
another party’s assertion of fact as required by Rule 56©, the court may . . . consider the fact
undisputed for purposes of the motion.” Fed. R. Civ. P 56(e)(2). Therefore, this argument
15
In fact, in her claim for unlawful retaliation, Cyprian argues that there is a causal
connection between her conversation with Dr. Sims and Chancellor Veres’s decision to dismiss
her. (Doc. #46, 67). If this does not firmly establish that Dr. Sims recommended Cyprian’s
dismissal on June 3rd, it does lend credibility to AUM’s statement that it dismissed Cyprian
based on Dr. Sims’s recommendation.
32
fails to show pretext.
Cyprian argues that the “criteria for terminating Dr. Cyprian was purely subjective
placing the unfettered discretion in the hands of Drs. Veres and Jackson.” (Doc. #46 at 52).
According to Cyprian, the “use of subjective criteria by white supervisors in making
employment decisions effecting [sic] black people has been uniformly condemned in this
circuit.” (Id.).16 But assuming, as Cyprian does in her brief, that Dr. Sims communicated his
recommendation to Veres before Cyprian was dismissed, the situation is quite different from
a white supervisor using subjective criteria to dismiss an African-American employee.
(Doc. #46 at 52). First, Dr. Sims is African American and was not Cyprian’s supervisor. Dr.
Sims’s recommendation identified Cyprian as “the single largest disruptive factor on
campus” and an impediment to AUM’s efforts to improve services to students. (Doc. #42
at 23). Thus, the decision to dismiss Cyprian is not analogous to a white supervisor utilizing
“high-level subjectivity” such as an employee’s “drive”, “adaptability”, “demeanor and
manner”, or “social behavior” to evaluate an employee’s performance. See Robinson v.
Union Carbide Corp., 538 F.2d 642, 666 (5th Cir. 1976).
Second, AUM’s decision to
dismiss Cyprian was based on more than what Cyprian considers to be subjective criteria.
Veres also referred to Cyprian’s recent formal discipline and “months and months of issues
arising in Student Affairs.” (Doc. #42 at 39). Third, “a subjective reason can constitute a
16
Although her brief does not provide a citation to authority, this quoted language
appears to come from Jackson v. Wakulla Springs & Lodge, 1983 U.S. Dist. LEXIS 14694, 39-40
(N.D. Fla. Aug. 11, 1983) (stating “[t]he use of subjective criteria by white supervisors in making
employment decisions effecting [sic] black people has been uniformly condemned in this
circuit.”).
33
legally
sufficient,
legitimate,
nondiscriminatory
reason
under
the
McDonnell
Douglas/Burdine analysis.” See Chapman, 229 F.3d at 1033.
Cyprian suggests that Dr. Sims’s personal relationships with Veres and Jackson made
him biased against Cyprian. But the fact that these individuals have a prior relationship does
little to suggest that AUM’s proffered reasons for dismissing Cyprian are a pretext for race
discrimination. The sparse facts of a prior relationship are too thin a reed on which to base
an inference that the relationship between Veres, Sims, and Jackson inappropriately
influenced the decision to dismiss Cyprian such that AUM’s proffered legitimate reasons
lack all credibility.
Cyprian claims that the AUM budget for 2010, which was drafted in May 2009,
showed a vacancy in her position as Dean of Students. There is also an email dated June 3,
2009 from Sims to Veres suggesting that new university deans would be joining AUM in the
near future. Based on this information, Cyprian argues that the decision to terminate her
employment had been made before Dr. Sims made his recommendation to Veres, and thus
reliance on Dr. Sims’s recommendation as a basis for terminating Cyprian’s employment is
pretextual. Cyprian’s argument is speculative. Without an adequate foundation for her claim
there is no evidence here that would create a genuine issue of material fact as to AUM’s
proffered reasons for dismissing her.
Cyprian claims that she behaved appropriately at the AUM retreat and that Dr. Sims
was a poor judge of her behavior because of his limited association with her. However, there
are several statements in the record that Cyprian exhibited poor behavior at the retreat. In
34
his affidavit, Dr. Sims described her as vindictive, unable to accept constructive criticism,
disruptive, antagonistic, and unreceptive. (Doc. #41-14 at 2). Deravi corroborated Dr. Sims’s
description. (Doc. #42 at 22-23). Veres overheard another AUM dean ask Cyprian if she
was trying to get fired. (Doc. #42 at 22). Cyprian’s self-serving assertion that her behavior
at the retreat was appropriate has not established weaknesses, implausibilities,
inconsistencies, incoherencies, or contradictions as to AUM’s proffered reasons for her
dismissal.
Moreover, Cyprian cannot establish pretext by quarreling with AUM’s
determination that her behavior was inappropriate and with AUM’s decision to credit Dr.
Sims’s recommendation. See Chapman, 229 F.3d at 1030 (“Provided that the proffered
reason is one that might motivate a reasonable employer, an employee must meet that reason
head on and rebut it, and the employee cannot succeed by simply quarreling with the wisdom
of that reason.”).
Cyprian also claims that employees at the retreat were encouraged to speak freely
without fear of repercussion for their comments. Cyprian claims that when she participated
in the retreat she was subject to adverse employment action for her behavior while other
white employees were not subject to discipline. But Cyprian does not describe her behavior
or that of the other employees so that the Court may decide whether there in fact was
discriminatory treatment. Cyprian simply asks that the Court take her word for it. This is
insufficient. See Raspanti v. Four Amigos Travel, Inc., 266 F. App’x. 820, 824 (11th Cir.
2008) (“Raspanti failed to establish that the reasons given by Four Amigos were pretextual
because she did not present evidence that . . . the company treated her differently from
35
similarly situated employees.”).
Cyprian cites to three affidavits to support her claim that similarly situated white
employees committed the same conduct as Cyprian without discipline. But none of the cited
affidavits provides evidence that similarly situated white employees received more favorable
treatment.17 (Doc. #46 at 57). While the Court must accept a plaintiff’s evidence at the
summary judgment stage, it is not required to take a plaintiff’s unsubstantiated word
regarding the defendant’s alleged unlawful behavior. See Celotex Corp., 477 U.S. at 324
(“[Rule 56] therefore requires the nonmoving party to go beyond the pleadings and by her
own affidavits, or by the “depositions, answers to interrogatories, and admissions on file,”
designate “specific facts showing that there is a genuine issue for trial.’”).
Cyprian argues that she did not deserve a “below expectations” rating and that she did
not commit the conduct for which she received a reprimand. This is not a head-on rebuttal
of AUM’s reason for dismissing her. A head-on rebuttal requires Cyprian to state that AUM
did not in fact rely on her performance rating and reprimand. Cyprian’s contention is
therefore insufficient quarreling. Chapman, 229 F.3d at 1030 (the plaintiff may not simply
quarrel with the wisdom of the reason proffered “but must meet it head on and rebut it.”).
The Court will not now “sit as a super-personnel department that reexamines an entity’s
business decisions.” See Id. at 1030.
17
The only cited evidence that provides a modicum of support for this claim is the
allegation that Jackson also altered university records but was not disciplined or dismissed by
AUM. On this point, there is insufficient evidence to show that Jackson and Cyprian were
similarly situated employees who engaged in similar behavior but were subject to divergent
disciplinary action. Thus, there is not a genuine issue of material fact on this issue.
36
Cyprian also argues that the reasons for her dismissal are pretextual because there is
“an enormity of evidence” that demonstrates the racial animus at AUM. (Doc. #46 at 57).
Cyprian argues that evidence of an employer’s general atmosphere of discrimination along
with any other evidence bearing on motive should be considered when determining whether
a plaintiff has demonstrated pretext. (Doc. #46, 58); see Sweeney v. Bd. of Trs. of Keene
State College, 604 F.2d 106, 113 (1st Cir. 1979) (“Proof of a general atmosphere of
discrimination is not the equivalent of proof of discrimination against an individual, but
evidence of such an atmosphere may be considered along with any other evidence bearing
on motive in deciding whether a Title VII plaintiff has met her burden of showing that the
defendants’ reasons are pretexts.”). Cyprian has not provided any binding authority to
support this argument. But even if she had, this Court would find that there is insufficient
evidence of a discriminatory atmosphere to demonstrate pretext.
Cyprian’s evidence of a general atmosphere of discrimination consists of Wanda
Blake’s comment that no African American should earn $95,000; a student complaint about
racism that went unanswered; an anonymous note to Adrienne Giles – an AUM employee
– stating that “blacks should not be in her job”; the affidavits of three individuals; and the
EEOC charges of four individuals. (Doc. #46 at 57-58).
The Court has studied this evidence and determines that it does not support a
reasonable inference that AUM was motivated by racial animus when it dismissed Cyprian.
Assuming these statements and affidavits constitute admissible evidence, they do not create
a genuine issue of material fact that AUM fired Cyprian because of her race. The comment
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about how much African-American employees should earn, the anonymous note Giles
received, and AUM’s alleged failure to respond to a student complaint appear to be isolated
events and are insufficient to establish a general environment of discrimination leading to
Cyprian’s dismissal. Of the four EEOC charges cited to support Cyprian’s claim of racial
animus at AUM, only two of them allege race discrimination. (Compare Doc. #47-43
[Bhuiyan EEOC charge alleges, among other things, race discrimination] and Doc. #47-44
[McCray EEOC charge alleges, among other things, race discrimination] with Doc. #47-42
[Crabtree EEOC charge alleges sex, age, and disability discrimination as well as retaliation]
and Doc. #47-53 [Gribben EEOC charge alleges age discrimination and retaliation]).
Moreover, not one of the EEOC charges alleges racially discriminatory conduct that occurred
while Cyprian was employed at AUM. Taken together, the EEOC charges are insufficient
to support Cyprian’s argument that an environment of racial discrimination at AUM was the
real reason that she was dismissed.
The three affidavits that Cyprian cites retread ground that this Court covered when it
determined that there was not sufficient evidence to establish racial harassment that was
severe or pervasive. All of the evidence of discrimination in these three affidavits is
circumstantial. Cf. Damon, 196 F.3d at 1359 ( “[O]nly the most blatant remarks, whose
intent could be nothing other than to discriminate on the basis of [race] will constitute direct
evidence of discrimination.” ) (internal quotation and citation omitted). Foster’s affidavit
states that she and Cyprian were required to meet more frequently with Jackson than other
white employees; that Jackson falsely accused her of unprofessional behavior; that Jackson
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would listen to white employees but not African-American employees; that AUM did not
investigate charges of racism in a timely manner; and that AUM disciplinary policies were
applied differently to white employees than to African-American employees. (Doc. #47-14).
Beasley Singleton’s affidavit states that he was often referred to as “Do boy”, but he does not
indicate who referred to him by that name. (Doc. #47-33). Giles’s affidavit states that she
is the only African-American secretary who is required to use a time clock and that she
received an anonymous note saying “we do not like blacks here”. (Doc. #47-34). Giles does
not explain why her required use of a time clock is discriminatory nor does she indicate if
there are other African-American secretaries at AUM and why they are not required to use
time clocks.
Considering this evidence of a general atmosphere of discrimination along with the
other evidence of AUM’s reasons for dismissing Cyprian, Cyprian has failed to show that it
is more likely that AUM dismissed Cyprian for racially discriminatory reasons than for the
reasons that AUM proffered.
Although Cyprian successfully established a prima facie case of employment
discrimination based on her dismissal from AUM, she failed to adequately rebut each of
AUM’s proffered legitimate business reasons for her dismissal. As a result, AUM’s motion
for summary judgment on Cyprian’s claim for unlawful discrimination is due to be granted.
3. Count III - Unlawful retaliation
Count III of Cyprian’s complaint alleges that AUM violated Title VII of the Civil
Rights Act and 42 U.S.C. § 1981 by unlawfully retaliating against her. (Doc. #38 at 22). In
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the employment context, the same substantive analysis applies to both § 1981 and Title VII
claims of retaliation. See Tucker v. Talladega City Sch., 171 F. App’x 289, 296 (11th Cir.
2006). Claims for unlawful race-based retaliation are analyzed under the McDonnellDouglas burden-shifting framework applied previously to Cyprian’s discrimination claim.
Bryant v. Jones, 575 F.3d 1281, 1307 (11th Cir. 2009).
a.
The prima facie case
To establish a prima facie case of unlawful retaliation, the plaintiff must demonstrate
(1) that she engaged in statutorily protected activity; (2) that she suffered a materially adverse
employment action; and (3) that there was a causal connection between the protected activity
and the adverse employment action. See Howard v. Walgreen Co., 605 F.3d 1239, 1244
(11th Cir. 2010).
For purposes of summary judgment, AUM concedes that Cyprian engaged in
protected activity when she submitted her March 5, 2009 complaint letter. (Doc. #42 at 50).
However, because the causation prong of the prima facie analysis is time-sensitive, it is
necessary to consider Cyprian’s other alleged occurrences of protected activity.
“Statutorily protected expression includes complaining to superiors about harassment
in the work place, lodging complaints with the EEOC and participating in
discrimination-based lawsuits.” Laosebikan v. Coca-Cola Co., 167 F. App’x 758, 764 (11th
Cir. 2006) (citing Pipkins v. City of Temple Terrace, Fla., 267 F.3d 1197, 1201 (11th Cir.
2001)); Alvarez v. Royal Atl. Developers, Inc., 610 F.3d 1253, 1268 (11th Cir. 2010)
(deeming plaintiff’s letter to company official complaining of discrimination based on Cuban
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origin to be statutorily protected activity).
Cyprian claims that she engaged in protected activity when she complained about a
hostile work environment in September 2008. There is some dispute between the parties
about whether this complaint involved claims of a work environment that was merely hostile
or a work environment that was racially hostile. The distinction is important because Title
VII “does not prohibit harassment alone, however severe and pervasive. Instead, Title VII
prohibits discrimination, including harassment that discriminates based on a protected
category” such as race. Baldwin, 480 F.3d at 1301-02. Resolving this dispute in Cyprian’s
favor, the Court finds that Cyprian engaged in protected activity when she complained about
a hostile work environment in September 2008. See Moorman v. UnumProvident Corp. 464
F.3d 1260, 1264 (11th Cir. 2006).
Finally, Cyprian claims that she engaged in protected activity when she complained
to Dr. Sims about racial discrimination on June 3, 2009. (Doc. #46 at 66). AUM points out
that this claim of protected activity appears for the first time in Cyprian’s brief opposing
summary judgment. (Doc. #54 at 20). A review of Cyprian’s second amended complaint
and her brief opposing summary judgment reveals that AUM is correct. Nowhere in the
complaint does Cyprian allege that her dismissal was in retaliation for a complaint she made
on June 3, 2009. In fact, Cyprian’s complaint does not even allege that she complained about
racial hostilities in June 2009. (Doc. #38 at 19). A plaintiff may not amend her complaint
through argument in a brief opposing summary judgment. See Gilmour v. Gates, McDonald
and Co., 382 F.3d 1312, 1315 (11th Cir. 2004). Because Cyprian never amended her
41
complaint to include a claim of retaliation based on her June 3, 2009 conversation with Dr.
Sims, that claim is not properly pled and the Court will not consider it. See Thampi v.
Manatee Cnty. Bd. of Comm’rs, 384 F. App’x 983, 988 (11th Cir. 2010) (“[B]ecause Thampi
never amended his complaint to include a claim of retaliation based on the filing of his
lawsuit, such a claim was not properly pled, and the magistrate did not err in granting
summary judgment in favor of Manatee on this claim.”). Therefore, the only instances of
protected activity properly before the Court are Cyprian’s September 2008 complaint and her
March 5, 2009 complaint.
It is undisputed that AUM took adverse employment action against Cyprian when it
terminated her employment on June 3, 2009. (Doc. #42 at 50; Doc. #46 at 59). Thus, the
second element is satisfied and the Court moves on to the causal link.
“The causal link element is construed broadly so that a plaintiff merely has to prove
that the protected activity and the negative employment action are not completely unrelated.”
Pennington v. City of Huntsville, 261 F.3d 1262, 1266 (11th Cir. 2001) (quotations omitted).
“A plaintiff satisfies this element if [s]he provides sufficient evidence” of knowledge of the
protected expression and “that there was a close temporal proximity between this awareness
and the adverse . . . action.” Shotz v. City of Plantation, Fla., 344 F.3d 1161, 1180 n.3 (11th
Cir. 2003) (quoting Farley v. Nationwide Mut. Ins. Co., 197 F.3d 1322, 1337 (11th Cir.
1999)). Cyprian was dismissed from AUM on June 3, 2009 – approximately nine months
after her September 2008 complaint and approximately three months after her March 5, 2009
complaint. Cyprian states that Veres was aware of Cyprian’s complaints regarding her work
42
environment, but she does not present any other evidence that the September 2008 or March
5, 2009 complaints were causally connected to her June 2009 dismissal from AUM. (Doc.
#46 at 67). The Court is not persuaded that a period of nearly three months – much less a
period of nine months – is sufficiently proximate to show causation in this case. Higdon, 393
F.3d at 1220-21 (holding that, by itself, three months was insufficient to prove causation);
see also Drago v. Jenne, 453 F.3d 1301, 1308 (11th Cir. 2006) (In a Family and Medical
Leave Act discrimination case the court stated, “We are not persuaded that three months . .
. is sufficiently proximate to show causation.”).
Because Cyprian has failed to establish a causal link, she cannot establish a prima
facie case of unlawful retaliation and AUM’s motion for summary judgment as to this claim
is due to be granted.
V. Conclusion
For the foregoing reasons, the Defendants’ motion for summary judgment, (Doc.
#40), is GRANTED. The Defendants’ motion to strike is DENIED as moot. The pretrial
conference and trial that were previously continued generally are now CANCELLED.
st
Done this the 1 day of July, 2011.
/s/ Mark E. Fuller
UNITED STATES DISTRICT JUDGE
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