Arthur v. Thomas et al (DEATH PENALTY)
Filing
201
MEMORANDUM OPINION AND ORDER denying 198 Emergency MOTION to Alter or Amend 195 Memorandum Opinion and Order, as further set out in order. Signed by Chief Judge William Keith Watkins on 1/15/2015. (wcl, )
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF ALABAMA
NORTHERN DIVISION
THOMAS D. ARTHUR,
Plaintiff,
v.
KIM TOBIAS THOMAS, et
al.,
Defendants.
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CASE NO. 2:11-cv-438-WKW
(WO -- Do Not Publish)
MEMORANDUM OPINION AND ORDER
Before the court is the State’s Emergency Motion to Alter or Amend Memorandum
Opinion and Order filed January 5, 2015, in which this court found that the Eleventh
Circuit’s March 23, 2012 order staying Plaintiff Thomas Arthur’s execution on March 29,
2012 “is and will remain in place until the Eleventh Circuit Court of Appeals issues an order
dissolving or otherwise lifting the stay.”1 (Doc. # 198.) The State’s motion requests that the
court remove “all language referencing the existence of an injunction or stay of execution”
from its January 5, 2015 Memorandum Opinion and Order (hereinafter “January 5 Order”)
because the court “exceeded its lawful authority” when it made such a finding. (Doc. # 198,
p. 1, 14.) Arthur filed a response to the State’s motion on January 12, 2015. (Doc. # 200.)
1
The January 5, 2015 Memorandum Opinion and Order also granted Arthur leave to amend
his remaining Eighth Amendment and Fourteenth Amendment equal protection claims to reflect the
State’s September 2014 changes to its lethal injection protocol, namely, the switch in the drugs used
from pentobarbital to midazolam hydrochloride as the first drug, and pancuronium bromide to
rocuronium bromide as the second drug. (Doc. # 195.) Arthur filed his Second Amended Complaint
on January 7, 2015. (Doc. # 197.)
For the reasons explained below, the State’s motion is due to be DENIED.
I. STANDARD OF REVIEW
Because the State’s motion is seeking review of an interlocutory decision, the court
“is ‘not bound by the strict standards for altering or amending a judgment encompassed in
Federal Rules of Civil Procedure 59(e) or 60(b).’” Braswell Wood Co., Inc. v. Waste Away
Group, Inc., No. 2:09-cv-891-WKW, 2011 WL 255627, at *1 (M.D. Ala. Jan. 26, 2011)
(quoting Fye v. Okla. Corp. Comm’n, 516 F.3d 1217, 1224 n. 2 (10th Cir. 2008)); see also
Fed. R. Civ. P. 59(e) (a motion to alter or amend requires a judgment); Denson v. United
States, 574 F.3d 1318, 1335 n. 52 (11th Cir. 2009) (noting that Rule 60(b) does not apply to
non-final orders). “Reconsideration of an interlocutory order is appropriate in three general
circumstances: ‘(1) when a party presents the court with evidence of an intervening change
in controlling law; (2) the availability of new evidence; or (3) the need to correct clear error
or manifest injustice.’” Am. Income Life Ins. Co. v. Google, Inc., No. 2:11-cv-4126-SLB,
2014 WL 4452679, at * 3 (N.D. Ala. Sept. 8, 2014) (quoting Summit Med. Ctr. of Ala., Inc.
v. Riley, 284 F. Supp. 2d 1350, 1355 (M.D. Ala. 2003)).
II. DISCUSSION
The Alabama Supreme Court having set a February 19, 2015 execution date for
Arthur, and with an active death warrant in hand, the State now contends that this court
abused its discretion when it found in its January 5 Order that the Eleventh Circuit’s stay of
Arthur’s March 29, 2012 execution, which was entered six days before the execution,
remained in place. The State argues that the Circuit’s stay was limited solely to Arthur’s
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March 29, 2012 execution date, and when that date passed and the execution warrant expired,
so did the Circuit’s stay. As a result, the State argues, the Alabama Supreme Court was
within its purview to set Arthur’s execution any time after March 29, 2012, irrespective of
the litigation before this court, which has been pending for a number of years and has been
ready for trial since September 2013.2 The arguments by the State cannot be reconciled with
the plain language of the stay, the intended purpose of the stay, and the State’s prior positions
and actions in this lawsuit.
The language of the stay related to Arthur’s execution reads as follows: “Appellant’s
Motion for a Stay of the Execution set for March 29, 2012 is GRANTED until further order
of this court [i.e., the Eleventh Circuit].” (Doc. # 50.) To the court’s knowledge, the Circuit
has not issued a “further order” regarding or even mentioning this stay, and a subsequent
order of this nature is precisely the type of order that this court believes the Circuit was
contemplating when it ordered Arthur’s March 29, 2012 execution stayed “until further order
of this court.” As a matter of logic, if Arthur’s March 29, 2012 execution was stayed “until
further order” of the Circuit, and no such order has been issued, then the stay remains in
place until it is lifted or otherwise dissolved by the Circuit. As the State points out, words
do indeed have meaning. This court’s January 5 Order gave the plain language in the
2
The State also takes an inconsistent position by arguing that orders by the Circuit entered
after March 29, 2012, constitute the “further order” needed to dissolve or lift the stay. It now argues
that either the Circuit’s July 25, 2012 denial of its petition for rehearing en banc of the Circuit’s
decision in Arthur v. Thomas, 674 F.3d 1257 (11th Cir. 2012), or the Circuit’s August 3, 2012
mandate, qualifies as the “further order.” Either the passage of time beyond March 29, 2012,
extinguished the stay automatically, or it did not.
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Circuit’s stay “until further order of this Court” its most literal meaning.3
The State’s arguments also are belied by the very purpose of the stay. There is no
dispute that one of the reasons the Circuit stayed Arthur’s March 29, 2012 execution was to
provide the Circuit with sufficient time to consider the State’s en banc petition. Yet the
Circuit did not deny that petition until July 25, 2012, several months after it had been filed.4
It makes little sense for the Circuit to stay Arthur’s execution to provide the court with
sufficient time to consider the State’s en banc petition if the stay did not continue beyond the
March 29, 2012 execution date. Further, as Arthur points out, the stay was necessary for the
district court to have adequate time to effectuate the Circuit’s mandate, namely, to permit
“factual development, including discovery between the parties” on Arthur’s Eighth
Amendment and Fourteenth Amendment equal protection claims. Id. at 1262–63. Even the
State recognized in a previously (and very recently) filed motion to dismiss that “[t]he
Eleventh Circuit stayed Arthur’s execution on March 23, 2012, for this Court to make
findings of fact concerning pentobarbital and Arthur’s equal protection allegations.” (Doc.
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The court also finds no support in Nelson v. Campbell, 541 U.S. 637 (2004), Hill v.
McDonough, 464 F.3d 1256 (11th Cir. 2006), or Diaz v. McDonough, 472 F.3d 849 (11th Cir. 2006),
for the State’s contention that the stay of the March 29, 2012 execution expired on March 30, 2012,
with the expiration of the execution warrant. Nelson involved a stay of execution that was granted
pending the disposition of a petition for writ of certiorari to the United States Supreme Court and
would expire either when the petition was denied or when the judgment of the Court was sent down.
Nelson, 540 U.S. 942 (citation to order granting stay). Neither Hill nor McDonough concerned a
previous court-issued stay, and both of those cases involved § 1983 actions filed mere days before
a scheduled execution date. Hill, 464 F.3d at 1257; McDonough, 472 F.3d at 850. Moreover, Arthur
has pointed to several cases where, contrary to the State’s arguments, stays of execution have
continued despite the execution date having passed. (See Doc. # 200, n. 4.)
4
The State filed its en banc petition on March 26, 2012.
4
# 186, ¶ 23.)
As both parties have recognized, the intended purpose of the stay was to allow the
district court the opportunity to conduct additional proceedings, including an evidentiary
hearing, to resolve the issue of whether the change in drugs (at that time from sodium
thiopental to pentobarbital) constituted a “significant” change to Alabama’s lethal injection
protocol. It was the State that adopted the September 2014 changes to its lethal injection
protocol during the course of this litigation, after an initial evidentiary hearing on the prior
protocol, and after a substantial and quiet delay. The Circuit was clear, in this very case, that
Arthur’s Eighth Amendment and Fourteenth Amendment equal protection claims cannot be
resolved without the opportunity for factual development. Id. at 1261–63. Although the
Circuit was considering the switch from sodium thiopental to pentobarbital when it decided
Arthur, it strains reason to conclude that the Circuit would have intended no consideration
of a new, unlitigated protocol when it had ordered evidentiary consideration of an old
protocol that had been litigated. This is particularly so when the State delayed in adopting
the changes, no discovery has been conducted in this case with respect to the use of
midazolam, and no inmate has been executed in Alabama using midazolam. While the State
may continue to ignore the Circuit’s decision in Arthur, it nonetheless remains the law of this
case until further order of the Circuit.
Also undercutting the merit of the State’s arguments is the fact that the State’s
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position in its current motion is contrary to its prior positions and actions in this litigation.5
The State now contends that the Circuit’s stay dissolved on March 30, 2012 (or maybe on
July 25, 2012, or even August 3, 2012), and that the pendency of this litigation has, in
essence, no bearing on whether the Alabama Supreme Court can set Arthur’s execution date.
However, rather than file another motion to set Arthur’s execution with the Alabama
Supreme Court, which the State’s motion implies it could have done, the State continued to
litigate the pentobarbital and pinch test issues for almost two more years, never moving to
set another execution date for Arthur until the same day it announced its new protocol.6 In
5
In its January 5 Order, the court acknowledged its frustration with “Arthur’s propensity
to manipulate the litigation process,” and that sentiment continues today. (Doc. # 195, n. 2.) Yet
the court would be remiss if it did not acknowledge a similar frustration with the State’s litigation
tactics in this case. The State continues to make arguments that have been squarely addressed and
rejected by both this court and the Circuit, wasting the parties’ and the court’s resources. In fact,
when looking at the State’s filings in this case following the Circuit’s decision in Arthur, it is as if
the State believes that decision never existed. In addition, it appears that the State changes its
positions in this case whenever it is convenient. For example, the State recognized in its September
11, 2014 Motion to Dismiss Arthur’s Eighth Amendment Claim for Mootness that the stay (at issue
here) was issued by the Circuit for the district court to make findings of fact concerning Arthur’s
remaining claims, but then argued in its January 8, 2015 emergency motion that the only reason the
stay was issued, and the only reason the stay was requested, was to give the Circuit sufficient time
to consider the State’s en banc petition. As Arthur explains in response to the State’s emergency
motion, this is untrue. Another example is when the State conceded at the September 11, 2014
status conference that Arthur’s Fourteenth Amendment equal protection claim was not mooted by
the change to midazolam and was ready for trial, only to contradict this in subsequent arguments in
its almost 80-page October 17, 2014 opposition to Arthur’s motion for leave to file a second
amended complaint that Arthur’s equal protection claim was barred by the statute of limitations, that
Arthur lacked standing to bring this claim, that the Defendants had immunity to this claim, and that
Arthur’s equal protection claim failed under Rule 12(b)(6). The court certainly understands the
significant public interest in resolving cases in a timely manner, particularly when the case involves
the enforcement of criminal judgments, but neither Arthur nor the State is without fault in extending
this process beyond what was likely necessary to resolve the salient issues.
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Following the State’s logic in its current motion that the March 29, 2012 stay dissolved
on March 30, 2012, this course of action could have proved more fruitful for the State because a
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fact, in its September 11, 2014 motion to dismiss Arthur’s Eighth Amendment claim for
mootness, the State represented that it “seeks a resolution to this action and an end to the
stay[.]” (Doc. # 186, p. 12) (emphasis added).
As the court has recognized, Arthur is no stranger to litigation, but the State is no
stranger to gamesmanship either. Indeed, the State informed the court and Arthur of the
newest changes to Alabama’s lethal injection protocol through a motion to set Arthur’s
execution filed with the Alabama Supreme Court the very same day — September 11, 2014
— nearly six months after the State informed the court and Arthur that its supply of
pentobarbital was no longer available, a year after Arthur’s claims were ready for trial
following the denial of summary judgment, and one day before the status conference with
this court, which had been postponed repeatedly at the State’s request. Now the State
advocates principles of federalism and comity — principles of which this court is quite
cognizant7 — after it has sought and obtained from the Alabama Supreme Court a date of
execution for Arthur with a new protocol that, in the State’s own words, “mooted the
concerns” raised by Arthur’s § 1983 complaint. (Doc. # 198, p. 7.) Yet decisions whether
Arthur’s claims in this case are mooted, and, if they are not, how those claims should move
forward, are decisions that live in this court, not in a party’s briefing in another court. This
scheduled execution date would have forced Arthur to file another motion to stay execution, where
Arthur’s burden would have been much more difficult to meet than the burden he faced in response
to the State’s motion to dismiss/motion for summary judgment.
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Indeed, this court declined to exercise jurisdiction over Arthur’s state law claim, which was
based on an alleged improper delegation of decision-making authority from the Alabama legislature
to the Alabama Department of Corrections, on comity grounds. (See Doc. # 159.)
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court has the utmost respect for the Alabama Supreme Court and is sensitive to the issues
created by the State’s management of its protocol and filings here. The question is, after all
the twists and turns, may one reasonably conclude that the Circuit intended that Arthur be
executed under an unlitigated protocol. In view of the mandate of the Circuit, the answer is
no.
Either way, with the recent setting of a February 19, 2015 execution date, the court
has been boxed into addressing the Circuit’s stay, a necessity that has trampled like an
elephant into this litigation room. The alternative of ignoring the stay is tantamount to
ignoring the Circuit and the law of this case. Moreover, it would result in a waste of the
court’s time and resources. If the court has misinterpreted the stay, it will respectfully
comply with instructions from the Circuit, but to wholly ignore the plain language of the stay
is not an option given the Circuit’s mandate and the gravity of the issues at stake.8
III. CONCLUSION
The State has not demonstrated a clear error of law or fact in the court’s January 5
Order that warrants a change. Accordingly, for the reasons explained above, it is ORDERED
that the State’s motion (Doc. # 198) is DENIED. A scheduling order is immediately
forthcoming, setting a final hearing date for May 5-6, 2015, with appropriate pleading,
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This litigation is not happening in a vacuum. Arthur is set to be the first prisoner in
Alabama to be executed using the September 2014 protocol. The undersigned has five other § 1983
lawsuits pending before him that bring constitutional challenges to Alabama’s new protocol, all at
various stages in the litigation process. Strong consideration is being given to the procedural
interplay of the scheduled evidentiary hearing in Arthur, given that identical or similar issues are
present in these other cases.
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discovery, and motion deadlines.
DONE this 15th day of January, 2015.
/s/ W. Keith Watkins
CHIEF UNITED STATES DISTRICT JUDGE
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