Pernell v. O'Malley
Filing
13
MEMORANDUM OPINION AND ORDER directing as follows: Plaintiff's Motion for Summary Judgment (Doc. 9 ) is DENIED; The Commissioner's Motion for Summary Judgment (Doc. 12 ) is GRANTED; and The Commissioner's decision is AFFIRMED. A final judgment will be entered separately. Signed by Magistrate Judge Kelly F. Pate on 1/8/2025. (SCN)
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF ALABAMA
NORTHERN DIVISION
SHEMIRA P.,
Plaintiff,
v.
CAROLYN W. COLVIN,
Acting Commissioner of
Social Security,1
Defendant.
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CASE NO. 2:24-CV-396-KFP
MEMORANDUM OPINION AND ORDER
Pursuant to 42 U.S.C. § 405(g), Claimant Shemira P. filed a Complaint seeking
review of the Social Security Administration’s decision denying her application for
disability, disability insurance benefits, and supplemental security income. Doc. 1. The
Court construes Claimant’s supporting brief (Doc. 9) as a motion for summary judgment
and the Commissioner’s opposition brief (Doc. 12) as a motion for summary judgment.
The parties have consented to the exercise of dispositive jurisdiction by a magistrate judge
pursuant to 28 U.S.C. § 636(c). Docs. 10, 11.
After scrutiny of the record and the pending motions, the Court finds that Claimant’s
motion for summary judgment is due to be DENIED, the Commissioner’s motion for
summary judgment is due to be GRANTED, and the decision of the Commissioner is due
to be AFFIRMED.
On November 30, 2024, President Biden designated Carolyn W. Colvin as Acting Commissioner of
Social Security following the resignation of former Commissioner Martin J. O’Malley.
1
I.
STANDARD OF REVIEW
The scope of this Court’s review is limited to a determination of whether the ALJ
applied the correct legal standards and whether the findings are supported by substantial
evidence. McRoberts v. Bowen, 841 F.2d 1077, 1080 (11th Cir. 1988) (citing Richardson
v. Perales, 402 U.S. 389, 390 (1971)). Indeed, the Commissioner’s findings of fact are
conclusive if supported by substantial evidence. 42 U.S.C. § 405(g). Substantial evidence
is “more than a scintilla” – i.e., the evidence “must do more than create a suspicion of the
existence of the fact to be established,” and must include “such relevant evidence as a
reasonable person would accept as adequate to support the conclusion.” Foote v. Chater,
67 F.3d 1553, 1560 (11th Cir. 1995) (citing Walden v. Schweiker, 672 F.2d 835, 838 (11th
Cir. 1982) and Richardson, 402 U.S. at 401); accord Edwards v. Sullivan, 937 F.2d 580,
584 n.3 (11th Cir. 1991). Where the Commissioner’s decision is supported by substantial
evidence, the District Court will affirm, even if the reviewer would have reached a contrary
result as finder of fact, and even if the reviewer finds that the evidence preponderates
against the Commissioner’s decision. Edwards, 937 F.2d at 584 n.3; Barnes v. Sullivan,
932 F.2d 1356, 1358 (11th Cir. 1991).
II.
BACKGROUND
At the time of the ALJ’s decision, Claimant was 41 years old. R. 54. Claimant
completed high school and attended college, and she had worked as a resident care aide,
waitress, head cook, management trainee, and assistant manager. R. 59, 83–84, 258, 265–
72.
On November 10, 2021, Claimant filed an application for a period of disability and
Disability Insurance Benefits and for Supplemental Security Income, alleging disability
beginning on October 16, 2021. R. 10, 96, 105–07, 232–40. The claim was initially denied
on May 24, 2022, (R. 10, 126, 132), and again upon reconsideration on December 14, 2022,
(R. 10, 144, 150). Upon Claimant’s request, a hearing was held on June 12, 2023, where
Claimant testified via telephone. R. 10, 52. A vocational expert also appeared at the
hearing. R. 10. On November 28, 2023, the Administrative Law Judge (ALJ) issued a
notice of unfavorable decision, finding Claimant was not disabled. R. 10–23. Claimant’s
request for review was denied by the Appeals Council on May 15, 2024. R. 1–6. Claimant
then initiated this action on July 9, 2024. Doc. 1. Claimant has exhausted her administrative
remedies, and the final decision of the Commissioner is ripe for review under 42 U.S.C.
§ 405(g).
III.
THE ALJ’S DECISION
Based on a review of the record, the ALJ found that Claimant had the following
severe impairments: cervical and lumbar radiculopathy; sacroiliac (SI) joint inflammation;
obesity; depressive and anxiety disorders; and posttraumatic stress disorder. R. 13. The
ALJ further found that claimant has the following non-severe impairments: stab wound to
the right shoulder and chest, status post repair with stent graft; right subclavian artery
injury; and elevated blood pressure. R. 13.
The ALJ found that Claimant had the residual functional capacity (RFC) to perform
medium work, “except she is limited to unskilled work activity defied as simple, routine
tasks involving no more [than] simple, short instructions and simple work-related decisions
with few workplace changes and routine supervision.” R. 17. The ALJ further found that
she is limited to occasional interaction with coworkers and the general public, and “work
that does not involve teamwork, nor work at a fixed production rate pace.” R. 17.
Based on the RFC, the ALJ found that there are jobs that exist in significant numbers
in the national economy that Claimant can perform, such as a packer, agricultural produce
worker, upholstery cleaner, and laundry worker. R. 22. Accordingly, the ALJ determined
that Claimant is not disabled.
IV.
ISSUES ON APPEAL
On appeal, Claimant argues that “[t]he Commissioner’s decision should be reversed
because the ALJ erred in the persuasiveness afforded to the opinions of Gloria Sellman,
M.D., despite her inability to review medical records which would seem to contradict her
findings.” Doc. 9 at 4.
V.
DISCUSSION
Claimant argues that the ALJ’s reliance on Dr. Sellman’s opinion was “misplaced”
because Dr. Sellman’s opinion was outdated and did not rely on new evidence in the record.
Doc. 9 at 8.
When considering medical opinions, an ALJ “will not defer or give any specific
evidentiary weight, including controlling weight, to any medical opinion(s) or prior
administrative medical finding(s)[.]” 20 C.F.R. § 404.1520c(a). Instead, a series of factors
are weighed when the ALJ considers medical opinions and administrative medical
findings, including supportability, consistency, relationship with the claimant,
specialization, and other factors. See 20 C.F.R. § 404.1520c(c)(1)–(5); Dease v. Kijakazi,
2022 U.S. Dist. LEXIS 24810, at *7–8 (M.D. Ala. Feb. 11, 2022). “[A]lthough the
Commissioner will consider opinions from medical sources on issues such as the RFC and
the application of vocational factors, the final responsibility for deciding those issues is
reserved to the Commissioner.” Pate v. Comm’r, SSA, 678 F. App’x 833, 834 (11th Cir.
2017). “When making an RFC determination, an ALJ must consider the claimant’s medical
condition as a whole and must provide a sufficient rationale to link the evidence to his RFC
determination so that a court may conduct a meaningful review of his findings.” Wimberly
v. Kijakazi, 2023 U.S. Dist. LEXIS 157252, at *6–7 (M.D. Ala. Sept. 6, 2023).
In Brightmon, the Eleventh Circuit reversed the ALJ’s finding because the ALJ gave
“great weight” to a medical consultant’s assessment that “was not based on the record as a
whole.” Brightmon v. SSA, 743 F. App’x 347, 352 (11th Cir. 2018). Critical to reaching
this reversal was the fact that the ALJ had chosen to rely on an outdated medical expert
opinion while giving “little weight” to a new medical opinion which took into account
recent changes in the claimant’s status; the ALJ had essentially ignored new developments
in the record. Id. at 350, 352–53. Notably, in Brightmon, there was only one expert who
“expressed an opinion about what these post-December 2013 records meant for
Brightmon’s ability to work despite his impairments.” Id. at 353. In reversing the ALJ
decision, the Eleventh Circuit took issue with how the ALJ rejected this new expert’s
findings and also rejected other evidence that was consistent with that expert’s findings.
Id. at 353–54. When the ALJ reached its RFC finding, the “assessment mirrored an RFC
assessment given in December 2013, before any of [the new] evidence existed,” and the
Eleventh Circuit ultimately concluded that this “makes it difficult to say that the ALJ
properly ‘[took] into account and evaluate[d] the record as a whole.’” Id. at 353 (second
and third alterations in original) (quoting McCruter v. Bowen, 791 F.2d 1544, 1548 (11th
Cir. 1986). Finally, the Eleventh Circuit held that “the ALJ made an impermissible medical
judgment unsupported by the record” when it rejected this new expert’s findings and then
speculated about the reasons for why the claimant had a limited range of motion without
citing to any expert testimony. Id.
Claimant cites to Brightmon v. SSA in support of her argument.2 Claimant argues
that the ALJ was wrong to find Dr. Sellman’s opinion persuasive and asserts that the ALJ’s
“treatment of Dr. Sellman’s opinion is inconsistent with the medical evidence of record.”
Doc. 9 at 5. In support of this allegation, Claimant cites to evidence in the record showing
that after December of 2022, Claimant continued to experience “ongoing pain issues in her
back and lower extremities,” and that she presented to her doctor with pain, received pain
medication, and continued receiving injections through March of 2023. Doc. 9 at 6–7.
Claimant further argues that “[a]t the time of Dr. Sellman’s opinion [Dr. Sellman] had no
evidence to review regarding [Claimant’s] cervical and lumbar radiculopathy and positive
sacroiliac compression,” which were not diagnosed until after Dr. Sellman’s opinion was
issued. Doc. 9 at 8. She further argues that the ALJ does not reconcile Claimant’s positive
Faber and Patrick’s tests that occurred in 2023 with the ALJ’s ultimate RFC determination
that Claimant had medium functional capacity for work. Doc. 9 at 7–8.
2
Brightmon v. SSA, 743 F. App’x 347 (11th Cir. 2018).
The ALJ’s decision states that it found Dr. Sellman’s opinion persuasive because
Dr. Sellman’s opinion
is generally consistent with subsequent medical evidence that
shows normal motor strength and intact sensation despite
positive straight leg tests on the right and tenderness and
reduced range of motion of the lumbar spine secondary to
cervical and lumbar radiculopathy and positive sacroiliac
compression, Faber, and Patrick’s tests due to SI joint
inflammation.”
R. 19–20 (emphasis added). The ALJ’s discussion of these later diagnoses and test results
show that even if Dr. Sellman’s opinion did not include discussion of these developments,
the ALJ considered them in connection to the medical opinions in the record and found
them “generally consistent” with what Dr. Sellman concluded. R. 18–20. Unlike the ALJ
in Brightmon who gave “great weight” to a medical consultant’s assessment that “was not
based on the record as a whole,” 743 F. App’x at 352, the ALJ considered Dr. Sellman’s
December 2022 opinion in relation to the later objective medical evidence received into
the record from 2023. Claimant’s argument (Doc. 9 at 8) fails to appreciate the multiple
errors that the ALJ in Brightmon made in actively rejecting new evidence. 743 F. App’x at
352–54. Here, while the ALJ found Dr. Sellman persuasive, in doing so, it did not discount
the later medical evidence introduced in the record. The ALJ recounted in detail the
medical evidence in the record from the time before Dr. Sellman’s opinion in 2022, through
the records from doctor’s visits in November 2022, February 2023, and April 2023. R. 18.
After considering this medical evidence, the ALJ stated that the radiculopathy and SI joint
inflammation “has remained stable with conservative treatment.” R. 18. The ALJ found
that even upon considering the medical evidence from February and April of 2023,
Claimant was limited to the medium exertional level. R. 18–19.
Claimant has not shown how the ALJ’s treatment of Dr. Sellman’s medical opinion
was not supported by substantial evidence. Moreover, Claimant has not established how
substantial evidence in the record did not support the ALJ’s ultimate RFC finding.
Claimant argues that Dr. Sellman needed to have a complete record in order to articulate
her medical opinion, but she cites to no case law, statute, or regulation that supports this
argument. In contrast to the argument Claimant puts forth, it is the ALJ that must determine
“whether an opinion is well-supported and consistent with the record.” Bardge v. Berryhill,
746 F. App’x 907, 909 (11th Cir. 2018) (citing 20 C.F.R. § 416.927). Claimant must show
the absence of substantial evidence; this, she has not done.
For these reasons, the Court finds that the ALJ’s opinion is supported by substantial
evidence.
VI.
CONCLUSION
For the reasons set forth above, the undersigned finds that the ALJ’s determinations
are supported by substantial evidence and that the ALJ correctly applied the law.
Accordingly, it is ORDERED as follows:
1.
Plaintiff’s Motion for Summary Judgment (Doc. 9) is DENIED;
2.
The Commissioner’s Motion for Summary Judgment (Doc. 12) is
GRANTED; and
3.
The Commissioner’s decision is AFFIRMED.
A final judgment will be entered separately.
DONE this 8th day of January, 2025.
/s/ Kelly Fitzgerald Pate
KELLY FITZGERALD PATE
UNITED STATES MAGISTRATE JUDGE
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