Sellers v. Social Security Administration, Commissioner
Filing
10
MEMORANDUM OPINION Signed by Judge Karon O Bowdre on 9/24/13. (SAC )
FILED
2013 Sep-24 PM 04:26
U.S. DISTRICT COURT
N.D. OF ALABAMA
IN THE UNITED STATES DISTRICT COURT FOR THE
NORTHERN DISTRICT OF ALABAMA
SOUTHERN DIVISION
KIMBERLY R. SELLERS,
Plaintiff,
vs.
MICHAEL ASTRUE
COMMISSIONER OF
SOCIAL SECURITY,
Defendant.
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CIVIL ACTION NO.
2:12-CV-1655-KOB
MEMORANDUM OPINION
I. INTRODUCTION
On August 21, 2009, the claimant, Kimberly Renee Sellers, protectively applied for a period
of disability and disability insurance benefits under Title II and supplemental security income under
Title XVI of the Social Security Act. (R. 9). The claimant alleged disability beginning on July 6,
2009, arising from lower back pain, depression, and diabetes mellitus. (R. 138). The Commissioner
denied the claims initially on November 25, 2009. (R. 9). The claimant timely filed a request for a
hearing before an Administrative Law Judge, and the ALJ held a video hearing on January 13, 2010.
Id. In an opinion dated January 10, 2011, the ALJ found that the claimant was not disabled under
sections 216(i), 223(d), and 1614(a)(3)(A) of the Social Security Act, and, therefore, was ineligible
for a period of disability and disability insurance benefits, as well as supplemental income. (R. 18).
1
The Appeals Council subsequently denied the claimant’s request for review on March 26, 2012, and
the ALJ’s decision became the final decision of the Commissioner of the Social Security
Administration. (R. 1). As the claimant has exhausted her administrative remedies, this court has
jurisdiction pursuant to 42 U.S.C. §§ 405(g) and 1383(c)(3). For the reasons stated below, this court
affirms the decision of the Commissioner.
II. ISSUES PRESENTED
The court has before it the following issues for review:
(1)
(2)
whether the ALJ properly considered all of the claimant’s impairments in
combination with each other in determining whether the claimant was disabled; and
whether the ALJ properly applied the Eleventh Circuit’s three-part pain standard, and
thus, properly discredited the claimant’s subjective testimony of pain.
III. STANDARD OF REVIEW
The standard for reviewing the Commissioner’s decision is limited. This court must affirm
the Commissioner’s decision if the Commissioner applied the correct legal standards and if the
factual conclusions are supported by substantial evidence. See 42 U.S.C. § 405(g); Graham v. Apfel,
129 F.3d 1420 (11th Cir. 1997); Walker v. Bowen, 826 F.2d 996, 999 (11th Cir. 1987).
“No . . . presumption of validity attaches to the [Commissioner’s] legal conclusions,
including determination of the proper standards to be applied in evaluating claims.” Walker, 826
F.2d at 999. But this court does not review the Commissioner’s factual determinations de novo. The
court will affirm those factual determinations that are supported by substantial evidence. “Substantial
evidence” is “more than a mere scintilla. It means such relevant evidence as a reasonable mind might
accept as adequate to support a conclusion.” Richardson v. Perales, 402 U.S. 389, 401 (1971).
This court must “scrutinize the record in its entirety to determine the reasonableness of the
[Commissioner’s] factual findings.” Walker, 826 F.2d at 999. A reviewing court must look not only
2
to those parts of the record that support the decision of the ALJ, but also must view the record in its
entirety and take into account evidence that detracts from the evidence on which the ALJ relied.
Hillsman v. Bowen, 804 F.2d 1179, 1180 (11th Cir. 1986).
IV. LEGAL STANDARD
Under 42 U.S.C. § 423(d)(1)(A), a person is entitled to disability benefits when the person
cannot “engage in any substantial gainful activity by reason of any medically determinable physical
or mental impairment which can be expected to result in death or which has lasted or can be
expected to last for a continuous period of not less than 12 months.” 42 U.S.C. § 423(d)(1)(A). To
make this determination, the Commissioner employs a five-step, sequential evaluation process:
(1)
(2)
(3)
(4)
(5)
Is the claimant presently unemployed?
Is the claimant’s impairment severe?
Does the claimant’s impairment meet or equal one of the specific
impairments set forth in 20 C.F.R. Pt. 404, Subpt. P, App. 1?
Is the claimant unable to perform his or her former occupation?
Is the claimant unable to perform any other work within the national
economy?
An affirmative answer to any of the above questions leads either to the next question,
or, on steps three and five, to a finding of disability. A negative answer to any
question, other than step three, leads to a determination of “not disabled.”
McDaniel v. Bowen, 800 F.2d 1026, 1030 (11th Cir. 1986); 20 C.F.R. §§ 404.1520, 416.920.
Where a claimant alleges multiple impairments, the Commissioner must consider the
combined effects of all impairments in determining disability, not merely the individual effects of
the several impairments. Swindle v. Sullivan, 914 F.2d 222, 226 (11th Cir. 1990); Walker, 826 F.2d
at 1001; 20 C.F.R. § 416.923. Even where an individual impairment would not render the claimant
disabled, the combination of the claimant’s impairments may establish disability. Caulder v. Bowen,
791 F.2d 872, 880 (11th Cir. 1986). Statements from an ALJ that the claimant “did not have an
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impairment or combination of impairments” that met the listings constitute evidence that he
considered the combination of a claimant’s impairments. Wilson v. Barnhart, 284 F.3d 1219, 1224
(11th Cir. 2002); see also Jones v. Dep’t of Health & Human Services, 941 F.2d 1529, 1533 (11th
Cir. 1991); Wheeler v. Heckler, 784 F.2d 1073, 1076 (11th Cir. 1986).
When evaluating subjective complaints such as pain, the Commissioner must apply the
Eleventh Circuit’s pain standard. The Commissioner must determine whether
(1)
(2)
(3)
there is evidence of an underlying medical condition; and either
objective medical evidence confirming the severity of the alleged pain arising
from that condition; or
that the objectively determined medical condition is of such a severity that it
can reasonably be expected to cause the alleged pain.
Foote v. Chater, 67 F.3d 1553, 1560 (11th Cir. 1995); Holt v. Sullivan, 921 F.2d 1221, 1223 (11th
Cir. 1991); Landry v. Heckler, 782 F.2d 1551, 1553 (11th Cir. 1986). While the ALJ is not required
to recite the pain standard verbatim, he must make findings indicative of a correct application of the
pain standard. Brown v. Sullivan, 921 F.2d 1233, 1236 (11th Cir. 1991). The ALJ must clearly
articulate adequate reasons for discrediting the claimant’s subjective allegations of disabling
symptoms. Dyer v. Barnhart, 395 F.3d 1206, 1210 (11th Cir. 2005). Further, in evaluating subjective
claims including pain, the Commissioner may consider the claimant’s ability to perform certain
activities of daily living (ADLs), as well as the impact of such activities on the claimant’s credibility.
20 C.F.R. §§ 404.1529(c)(3)(I), 416.929(c)(3)(I); see also Macia v. Bowen, 829 F.2d 1009, 1012
(11th Cir. 1987) (finding that ADLs may be relevant as they pertain to the claimant’s ability to
perform her past work).
V. FACTS
The claimant was thirty-nine years old at the time of the administrative hearing and has
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completed the eleventh grade. (R. 16, 142). The claimant has past work experience as a cashier
checker. (R. 59). The claimant alleged that she was disabled by lower back pain, depression, and
diabetes mellitus beginning on July 6, 2009. (R. 9, 138).
Mental & Physical Limitations
On April 12, 2006, the claimant visited the Cooper Green Hospital Emergency Room in
Birmingham, Alabama, complaining of neck pain radiating down her left side. The claimant rated
her pain as a 7/10 and stated that the pain increased with movement. Dr. Rhett Krone, an emergency
medicine physician, diagnosed the claimant with cervical radiculopathy and prescribed Lortab. (R.
232-234).
On May 12, 2006, the claimant was involved in an automobile accident and returned to the
Cooper Green Emergency Room via an ambulance. The claimant stated that she remembered a car
turning in front of her as the light turned green, but that she could not remember the accident. The
claimant complained of neck pain and mid-back pain. Dr. Dana F. Mitchell ordered X-Rays of the
claimant’s cervical and thoracic spine and a CT-Scan on the claimant’s head. Both the X-Rays and
the CT-Scan returned negative, and Dr. Mitchell discharged the claimant with a prescription for
Lortab and Robaxin. (R. 229-231).
On June 12, 2006, the claimant applied for supplemental security income benefits under Title
XVI of the Social Security Act. The claimant alleged that she was disabled by reason of lower back
pain, diabetes mellitus, and depression. (R. 67).
On July 27, 2006, the claimant visited Dr. Adrienne Carter at Cooper Green. The claimant
complained of pain in her right hip, radiating from her cervical spine to her lumbar spine. The
claimant could not bend forward at greater than fifteen degrees, and her back was tender to the touch.
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The claimant also reported pain during a straight leg raise. Dr. Carter further noted that the claimant
exhibited an altered gait. Also, the claimant reported depression. Dr. Carter noted that the claimant
was currently taking 20mg Prozac, but that it was ineffective. Dr. Carter increased the claimant’s
Prozac to 40mg, scheduled an MRI of the claimant’s spine, and scheduled a follow-up visit in six
weeks. (R. 228).
The claimant returned to Dr. Carter for a follow-up visit on September 7, 2006. The claimant
complained of pain in her lower back, right arm, and right hip, as well as severe headaches. Dr.
Carter noted that the claimant’s depression had worsened, citing an increase of stress, physical pain,
and financial difficulties the previous two weeks. The claimant stated that she found taking a double
dose of Prozac effective, so Dr. Carter increased the claimant’s Prozac prescription from 40mg to
80mg. The claimant also reported occasional insomnia, taking Clavil when needed. Dr. Carter noted
that the claimant’s July MRI revealed no spinal canal stenosis and referred the claimant to physical
therapy for back stabilization and muscle pain. (R. 227).
On December 1, 2006, the claimant returned to Dr. Carter for a follow-up visit. Dr. Carter
diagnosed the claimant with type II diabetes mellitus and noted that the claimant’s diabetes was
uncontrolled. Dr. Carter also stated that the claimant presented with hypertension, as her blood
pressure was 155/84. Dr. Carter prescribed Monopril for the claimant’s blood pressure, scheduled
a diabetic exam, and scheduled a follow-up visit for six weeks. (R. 225).
On April 2, 2007, the claimant visited the Cooper Green Emergency Room, complaining of
a painful boil on her left thigh. Dr. Carol Leitner diagnosed the claimant with cellulitis, boils, and
diabetes mellitus. Dr. Leitner prescribed an antibiotic for the claimant’s cellulitis and Glucophage
tablets for the claimant’s diabetes. (R.221-223).
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On November 24, 2008, Charles L. Brower, an ALJ, found that the claimant had been
disabled from June 12, 2006, to October 8, 2007, and awarded the claimant a period of disability
benefits. The ALJ found that the claimant was disabled because of disorders of the lumbosacral
spine, diabetes mellitus, and depression. (R. 67).
On December 12, 2008, the claimant returned to the Cooper Green Emergency Room,
complaining of mild to moderate lower back pain that she had experienced since her automobile
accident. The attending physician1 prescribed the claimant Naproxen. (R. 219-220).
The claimant again visited the Cooper Green Emergency Room on February 10, 2009. The
claimant reported muscle spasms and pain in her thoracic and lumbar spine. The attending physician
prescribed the claimant Naproxin and Ultram for pain. (R. 216-218).
On March 1, 2009, the claimant again visited the Cooper Green Emergency Room
complaining of lower back pain. The attending physician prescribed Demerol for the claimant’s pain.
(R. 212).
On April 30, 2009, the claimant returned to the Cooper Green Emergency Room,
complaining of faintness and dizziness. The attending physician diagnosed the claimant with
hyperglycemia and poorly controlled diabetes mellitus. The physician prescribed Glucophage to
better regulate the claimant’s blood sugar. (R. 209-210).
On August 11, 2009, the claimant visited Dr. Martin Bohnenkamp at Cooper Green. Dr.
Bohnenkamp noted that this visit was the claimant’s first scheduled doctor visit in two-and-a-half
years and that the claimant stated she was applying for disability benefits. The claimant complained
1
The record does not specify which physician treated the claimant at the December 12,
2008, February10, March 1, and April 30, 2009, visits.
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of lower back pain that began after her automobile accident. The claimant stated that she was rearended while riding a school bus and that her pain worsened every day. The claimant stated that she
often needed to lie down and place a pillow under her knees. The claimant further stated that she
used Icy Hot, heating pads, massage, and stretching, but never sought any formal rehabilitation after
her accident. Dr. Bohnenkamp diagnosed the claimant with chronic thoracic and lumbar pain,
uncontrolled type II diabetes mellitus, hyperlipidemia, and depression. Dr. Bohnenkamp ordered an
X-Ray of the claimant’s spine, referred the claimant to physical therapy for her back pain, and
scheduled a follow-up visit in three months. (R. 208).
On August 12, 2009, the claimant underwent an X-Ray of her lumbar and thoracic spine
which revealed observed very minimal scoliosis of the claimant’s lumbar spine and no significant
abnormalities of the thoracic spine. (R. 236).
On August 21, 2009 the claimant visited Thomas Jun, a Cooper Green physical therapist. The
claimant stated that her back pain prevented her from doing her job. Mr. Jun noted that the
claimant’s forward bending range of motion was 40% below normal, but that her strength was 4/5
and her gait and posture were relatively normal. Mr. Jun listed the claimant’s goals as increasing
range of motion in extension and forward flexion by 20%, increasing strength to 4+/5, and stabilizing
her core. Mr. Jun also listed the claimant’s long-term goals as prolonged standing/ambulation and
participation in ADLs involving standing. Finally, Mr. Jun instructed the claimant on certain home
exercises and the use of heating pads and ice packs. (R. 207).
Later that day, the claimant returned to the Cooper Green Emergency Room complaining of
exacerbated lower back pain radiating into the claimant’s left leg. The claimant stated that she was
currently taking Flexaril and Tylenol but neither was helping her pain. Dr. Larry Wade noted that
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the claimant had a medical history of hypertension, hyperlipidemia, and diabetes mellitus. The
claimant reported no other symptoms than back pain and muscle spasms. Dr. Wade noted that the
claimant had para-vertebral tenderness, but otherwise appeared in “no apparent distress.” Dr. Wade
prescribed the claimant Tramadol and Prednisone for pain. (R. 240-242).
Also on August 21, 2009, the claimant protectively applied for disability insurance benefits
and supplemental security income. The claimant alleged that she was disabled by lower back pain,
depression, and diabetes mellitus, and identified her onset date as July 6, 2009. (R. 134-138).
The claimant returned to Cooper Green for another physical therapy session on August 26,
2009, where the claimant saw William Waweru. Mr. Waweru wrote that the claimant reported
constant pain, but that she had performed some of her home exercises. Mr. Waweru noted that during
the session, the claimant performed her exercises while complaining of minimal pain and fatigue.
Mr. Waweru reminded the claimant about the importance of consistency with exercises and the use
of heating pads. (R. 206).
On September 13, 2009, the claimant’s mother completed an Adult Third Party Function
Report for the SSA. The claimant’s mother stated that the claimant prepared her own breakfast, took
medication for her back, and lounged around her house the rest of the day. The claimant’s mother
further stated that the claimant could not stand for long periods of time or lift some things, and that
the claimant’s mother often assisted the claimant with child care. The claimant’s mother indicated
that the claimant could dress herself and use the bathroom alone, but that she could not bathe without
assistance and sometimes needed help preparing meals. The claimant’s mother also stated that the
claimant could not perform any household work, and that she could not drive because of muscle
spasms. The claimant’s mother did state that the claimant could shop for food, clothes, and
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household items, but that she only shopped once a month and she took more than two hours to
complete the shopping. The claimant’s mother noted that the claimant had no problems managing
money. The claimant’s mother also noted that the claimant struggled with lifting, squatting, bending,
standing, reaching, walking, sitting, kneeling, stair climbing, completing tasks, concentration, and
socialization. The claimant’s mother clarified that the claimant could walk approximately two blocks
before requiring thirty minutes of rest. (R. 155-162).
On September 14, 2009, the claimant completed an Adult Function Report for the SSA. The
claimant wrote that she prepared her own breakfast, took medication for her back, and waited for her
mother to come assist with housework. The claimant stated that her mother assisted her with
childcare, bathing, and some meals, but that the claimant could dress herself and use the bathroom
herself. The claimant also noted that she could not drive because of muscle spasms, and that she
shopped approximately once a month. The claimant stated that she watched television most of the
day, but that she could not sit or lay watching television too long because of her back. She also wrote
that she is constantly depressed. The claimant then stated that she struggled with lifting, squatting,
bending, standing, reaching, walking, sitting, kneeling, stair climbing, completing tasks,
concentration, and socialization. The claimant clarified that she could walk for approximately two
blocks before needing to rest for thirty minutes. The claimant also stated that she did not handle
stress or change well, but that she had no problems managing money. (R. 165-173).
On November 24, 2009, Sheila Scott, a disability specialist for the DDS, evaluated the
claimant’s physical RFC. Ms. Scott listed the claimant’s primary diagnosis as mild scoliosis of the
lumbar spine, with secondary diagnoses of diabetes mellitus and hypertension. Ms. Scott found that
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the claimant could occasionally lift 50 pounds; could frequently lift 50 pounds or more2; could stand
or walk for about six hours in an eight-hour day; could sit for about six hours in an eight-hour day;
and could push or pull for an unlimited amount of time within the confines of the claimant’s lifting
and carrying limitations. Ms. Scott then found that the claimant could frequently climb ramps or
stairs, balance, stoop, kneel, crouch, and crawl, but could never climb a ladder, rope, or scaffold. Ms.
Scott also found that the claimant needed to avoid concentrated exposure to extreme cold or extreme
heat, but found no other environmental limitations. Ms. Scott also listed the claimant’s ADLs as
dressing herself, preparing breakfast, assisting with housework, shopping, and watching television.
Finally, Ms. Scott found that although the claimant’s medically determinable impairments could
reasonably be expected to produce some of the pain and functional limitations of which the claimant
complained, the alleged severity was out of proportion with the objective medical evidence. (R. 261268).
Ms. Scott also completed a Vocational Rationale Form for the claimant on November 25,
2009. Ms. Scott determined that based on the claimant’s age, education, and RFC, the claimant could
perform her past relevant work of Cashier. (R. 174).
Also on November 25, 2009, Dr. Samuel D. Williams, a psychiatrist, completed a Psychiatric
Review Technique Form (PRTF) at the request of the DDS. Dr. Williams evaluated the claimant
under section 12.04 of the listings (Affective Disorders). Dr. Williams found that the claimant had
the medically determinable impairment of depression, noting that he based his determination on the
claimant’s treating physician’s diagnosis. Dr. Williams then found that the claimant experienced
2
Ms. Scott’s finding that the claimant could lift up to 50 pounds occasionally and 50
pounds or more frequently appears contradictory. Later, the ALJ found that the claimant could
lift 50 pounds occasionally and only 25 pounds frequently.
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mild limitations to her ADLs; social functioning; and concentration, persistence, or pace. Dr.
Williams found no evidence of episodes of decompensation. Dr. Williams concluded that the
claimant did have some depression related to her physical problems, but that her condition was
mainly physical, and that objective medical evidence and her performance of ADLs did not support
allegations of mental disability. (R. 247-259).
On October 8, 2010, the claimant visited the Cooper Green Emergency Room. The claimant
complained of abdominal pain, radiating into her left flank and lower back. The claimant also stated
that she experienced “hot flashes,” but did not present with a fever. Dr. Willard Mosier noted that
the claimant appeared in genuine pain and ordered a CT-Scan of the claimant’s abdomen and pelvis.
The CT-Scan revealed a right ovarian cyst and a GI infection. Dr. Mosier prescribed the claimant
antibiotics and referred her to a gynecology clinic. (R. 272-278).
On October 26, 2010, the claimant visited Dr. Annie McCartney at the Cooper Green
Gynecology Clinic. Dr. McCartney stated that the claimant experienced her menstrual cycle twice
a month, and that she had severe abdominal pain that restricted her ability to function. Dr.
McCartney noted that the claimant had two uneventful pregnancies, a tubal ligation, and was
currently taking Glucophage, Tylenol, and Motrin. Dr. McCartney observed abnormal uterine
bleeding and scheduled an endometrial biopsy for the same day. Dr. McCartney also scheduled pap,
breast, uterine, and ovarian examinations, and a follow-up visit on the examination results. Dr.
McCartney indicated that the claimant needed to visit her general physician, and the claimant, stating
that she did not want to return to Dr. Bohnenkamp, requested a referral. (R. 269-271).
On November 23, 2010, the claimant returned to the Cooper Green Gynecology Clinic for
a follow-up visit. Dr. Valentina Anselmo interpreted the claimant’s examination results, noting that
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the claimant’s endometrial biopsy and pap examinations were benign, but that the uterine
examination revealed a suspicious fibroid mass. Further, Dr. Anselmo observed a possible cyst in
the claimant’s right ovary, but did not visualize the claimant’s left ovary. Dr. Anselmo ordered a
biopsy on the uterine mass, and prescribed Provera and Motrin. Dr. Anselmo also scheduled a
follow-up visit in two months to evaluate the claimant’s cyst. (R. 279).
The ALJ Hearing
On November 25, 2009, the Commissioner determined that the claimant was not disabled
and denied the claimant’s application for disability insurance benefits and supplemental security
income. (R. 9). The claimant timely filed a request for a hearing before an Administrative Law
Judge, and the ALJ held a video hearing on January 13, 2010. The claimant, her attorney Gregory
McKay, and a vocational expert, Norma-Jill Jacobson, attended the hearing in Birmingham,
Alabama, with the ALJ attending via video from the St. Louis National Hearing Center. (R. 33).
First, the claimant’s attorney stated that the claimant had the medically determinable, severe
impairments of uncontrolled diabetes mellitus, back pain, abdominal pain, and depression. The
attorney referred to an August 10, 2006, MRI that appeared in the claimant’s record from her 2006
disability application. The attorney stated that the MRI revealed a degenerative tear at the L5-S1
vertebra.3 The ALJ next questioned the claimant’s attorney about the claimant’s abdominal pain, and
the attorney stated that the Cooper Green Gynecology Clinic was currently attempting to diagnose
the source of the claimant’s pain. The ALJ also questioned the claimant about her abdominal pain,
and the claimant stated that the pain was related to “bad periods.” Then, the claimant admitted that
she was not presently seeking mental health treatment related to her depression. (R. 38-39).
3
Exhibits from the claimant’s 2006 disability application do not appear in this record.
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The ALJ next questioned the claimant about her past relevant work. The claimant stated that
she worked as a hospital technician between 1988 and 1992, and that she worked as a cashier at
various locations both before and after her hospital job. The claimant stated that she often worked
in excess of 40 hours per week, earning between $8.50 and $9.05 per hour. The claimant then
testified that her past relevant work required her to lift around 20 pounds at the most, and that she
spent the majority of the work day standing or walking. The ALJ also noted that the claimant
possessed a driver’s license, but the claimant clarified that she no longer drove herself because she
was unable to work. The claimant testified that her mother drove her from place to place. (R. 42-44).
The ALJ proceeded to discuss each of the claimant’s conditions with the claimant. The ALJ
asked the claimant about her diabetes treatment, and the claimant testified that she took Glucophage
pills, but they did not control her condition. The claimant stated that since July 2009, she had visited
the emergency room approximately twice with high blood sugar. The ALJ then asked the claimant’s
attorney to point to medical evidence of treatment in the emergency room for high blood sugar, and
the attorney stated that he did not know of any such evidence. The claimant testified that her diabetes
affected her daily activities because when her blood sugar would get too high, the claimant would
have to return to her home, measure her sugar, and take medication in an attempt to regulate it. (R.
45).
The ALJ then asked the claimant about her back pain. The claimant testified that her back
pain originated from her automobile accident, and that she could not do any housework because of
her back pain. The claimant testified that she previously could not afford any treatment other than
going to the emergency room, but recently obtained a “clinic card.” The claimant also stated that the
emergency room doctors sometimes administered a shot of medication in the claimant’s hip. The
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claimant stated that no doctor had discussed the possibility of surgery with her, but that she went to
physical therapy in July of 2009, when she was working and had insurance. The claimant testified
that she had three prescriptions for pain, and that she still had refills of her prescription available to
purchase. (R. 46-47).
The ALJ then questioned the claimant about her abdominal pain. The claimant stated that
although her gynecologist had not diagnosed the condition, the claimant suffered from pain that
“[felt] like labor pain” and prevents her from walking. The claimant stated that she had experienced
only one episode of abdominal pain since 2009. (R. 48).
Finally, the ALJ questioned the claimant about her depression. The claimant stated that she
took Prozac, but she received the prescription from a general physician, not a psychologist or
psychiatrist. Further, the claimant stated that she did not find the Prozac helpful. The claimant
testified that she had informed an emergency room physician that the Prozac was not helpful, but that
no doctor had prescribed her different medication. The ALJ then asked the claimant’s attorney if any
evidence in the record reflected the claimant telling an emergency room doctor about the Prozac not
working, and the attorney admitted that he knew of no such evidence. (R. 49-50).
The ALJ proceeded to ask the claimant about her typical day. The claimant stated that she
usually got up between 7:00 and 7:30am, and that she stayed in her room most of the day. The
claimant stated that her mother performed most of the household chores, but that the claimant could
perform them if necessary. The ALJ also asked the claimant about the impact of her depression on
her social activities. The claimant stated that she preferred to stay at home rather than go out with
friends or family. However, the claimant attributed her desire to stay home to her back pain, inability
to stand for extended periods, and a lack of places for her to sit when socializing. The claimant then
15
clarified that friends and family sometimes visit her at her home. (R. 50-51).
Then, the claimant’s attorney questioned the claimant. The attorney asked the claimant if she
had difficulty sitting, and the claimant stated that she could sit for approximately fifteen minutes.
The claimant then stated that after fifteen minutes of sitting, she would need to stand for five to ten
minutes, then sit again. The claimant then stated that she could walk only approximately one-half
block before stopping, and that she had to stop four or five times walking from the parking lot to the
hearing room. The claimant further testified that she generally spent an entire day lying down with
her back propped on a pillow. (R. 51-54).
The claimant then testified that she could not lift more than five to ten pounds. The claimant
stated that Dr. Bohnenkamp at Cooper Green placed this restriction on the claimant early in 2009.
The claimant testified that she stopped seeing Dr. Bohnenkamp, though, when the claimant lost her
job and no longer had insurance. The claimant’s attorney then asked the claimant why she did not
drive, and the claimant stated that her back pain prevented her from twisting to look in mirrors, and
she was afraid she would be in an accident. Finally, the claimant stated that sometimes her mother
helped her bathe, put on pants, and tie her shoes. (R. 54-57).
The ALJ then questioned the vocational expert, Norma-Jill Jacobson. Ms. Jacobson stated
that the claimant had past relevant work as a cashier checker, classified as semi-skilled, light
exertional work. The ALJ then informed Ms. Jacobson that he would present her with various
hypothetical scenarios. First, the ALJ asked Ms. Jacobson about a hypothetical individual who can
lift or carry fifty pounds occasionally and twenty-five pounds frequently; stand or walk for a total
of six hours in an eight-hour day; sit for at least six hours in an eight-hour day; cannot climb ladders,
ropes, or scaffolds; can engage in frequent balancing, stooping, kneeling, crouching, and crawling;
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can climb stairs; and must avoid repeated exposure to temperature extremes. Ms. Jacobson stated
that such an individual could perform the claimant’s past relevant work. The ALJ then asked Ms.
Jacobson if there were other jobs in the national economy that such an individual could perform. Ms.
Jacobson listed dish washer, an unskilled, medium exertional position with 2,300 jobs in the state,
and 380,000 nationally; hand packer, an unskilled, medium exertional position, with 1,500 jobs in
the state, and 240,000 jobs nationally; and machine tender, an unskilled, medium exertional position
with 2,400 jobs in the state, and 380,000 nationally. (R. 59-60).
Next, the ALJ asked Ms. Jacobson about a hypothetical individual who could only perform
simple, routine, repetitive work, not requiring intensive interaction with co-workers or the public.
Ms. Jacobson stated that such an individual could perform both the claimant’s past relevant work,
and the other jobs discussed. In addition, Ms. Jacobson also listed the jobs of retail sales, an
unskilled, light exertional position with 3,000 jobs in the state and 105,000 nationally; ticket seller,
an unskilled, light exertional position with 1,700 jobs in the state and 76,000 nationally; and counter
clerk, an unskilled, light exertional position with 1,100 jobs in the state and 78,000 nationally. (R.
60-61).
Then, the ALJ asked Ms. Jacobson about a hypothetical individual who can only lift or carry
twenty pounds occasionally and ten pounds frequently; stand or walk for a total of six hours in an
eight-hour day; sit for a total of six hours in an eight-hour day; cannot climb ladders, ropes, or
scaffolds; can occasionally balance, stoop, kneel, crouch, or crawl; and must avoid repeated exposure
to extreme temperatures. Ms. Jacobson testified that such an individual could perform the claimant’s
past relevant work, and the jobs of retail sales, ticket seller, and counter clerk. (R. 61-62).
Next, the ALJ asked Ms. Jacobson about a hypothetical individual who could only perform
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light, simple, routine, repetitive work, and must avoid intensive interaction with co-workers and the
public. Ms. Jacobson stated that while such an individual could not perform the jobs of retail sales
or counter clerk, such an individual could perform the jobs of machine feeder, an unskilled, light
exertional position with 2,000 jobs in the state and 94,000 nationally; and product inspector and
checker, an unskilled, light exertional position with 3,000 jobs in the state and 107,000 nationally.
(R. 62).
Finally, the ALJ asked Ms. Jacobson about the same hypothetical individual who had to
alternate sitting and standing at least once per hour for about thirty minutes to an hour at a time. Ms.
Jacobson stated that the inspector and assembler jobs generally required standing, and that such
limitations would restrict the individual to sedentary work. Ms. Jacobson described the jobs of
cashier, a semi-skilled, sedentary position with 2,000 jobs in the state and 90,000 nationally; product
assembler, an unskilled, sedentary position with 1,500 jobs in the state and 48,000 nationally; and
document preparer, an unskilled, sedentary position with 1,000 jobs in the state and 48,000
nationally. (R. 64-65).
After the ALJ questioned Ms. Jacobson, the claimant’s attorney asked Ms. Jacobson about
certain limitations of pain. The attorney described an individual with the claimant’s age, education,
work history, and for whom pain creates a marked limitation on persistence, concentration, and pace.
Ms. Jacobson stated that such an individual could not maintain successful employment. Ms.
Jacobson then clarified that based on the claimant’s testimony of her back pain, the claimant could
not maintain substantial gainful employment. (R. 65).
The ALJ Decision
The ALJ rendered his decision on January 10, 2011, finding that the claimant was not
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disabled under sections 216(i), 223(d), and 1614(a)(3)(A) of the Social Security Act. (R. 18). The
ALJ began his opinion with a detailed description of the five-step sequential evaluation process used
to determine if a person is disabled under the Social Security Act. First, the ALJ found that the
claimant met the insured status requirements of the Social Security Act through December 31, 2014.
Then, the ALJ found that the claimant had not engaged in any substantial gainful activity since July
6, 2009. (R. 11).
Next, the ALJ found that the claimant had the severe impairments of diabetes mellitus and
back pain (status-post remote motor vehicle accident). The ALJ noted that the claimant also alleged
impairment because of minimal scoliosis and depression. However, the ALJ found the claimant’s
scoliosis as non-severe, as no medical professional had prescribed the claimant a brace or other
corrective device, and the claimant had received no treatment for scoliosis. (R. 12).
Likewise, the ALJ found that the claimant’s medically determinable affective disorder was
not severe. The ALJ noted that the claimant took prescription Prozac for depression, but that a
general physician prescribed the drug, and the claimant received no ongoing mental health treatment.
Following the mode of analysis of the PRTF, the ALJ analyzed the effect of the claimant’s
depression on the four functional areas set out in section 12.00C of the listings. First, the ALJ found
that the claimant had mild limitation on her ADLs. The ALJ noted that although the claimant stated
that she rarely performed any housework or cooked, she testified at the hearing that she could
perform such work if necessary. Next, the ALJ found that the claimant had mild limitation on her
social functioning. The ALJ stated that the claimant often does not go out or visit friends and family,
but that family comes to visit her, and the claimant’s mother moved in with the claimant. Further,
the ALJ noted that the claimant testified that she did not go out primarily because of her physical
19
limitations. (R. 12).
Then, the ALJ found that the claimant had mild limitation on the areas of concentration,
persistence, and pace. The ALJ pointed to the claimant’s statements that she often does not finish
what she starts, and that she does not cope well with stress or change. However, the ALJ also found
that the claimant had no problems managing money and could handle instructions. Finally, the ALJ
found no evidence that the claimant experienced periods of decompensation. Because the claimant’s
depression placed no more than mild limitations on the claimant’s functioning, the ALJ found that
the claimant’s medically determinable impairment of depression was not severe. (R. 12).
The ALJ then addressed the claimant’s abdominal pain. The ALJ noted that the claimant
sought treatment for the abdominal pain once in October 2010, and underwent diagnostic testing in
November 2010. The ALJ found no evidence in the record indicating that the claimant’s abdominal
pain would last for a continuous period of twelve months, or that it imposed more than minimal
limitations on her ability to work. (R. 12-13).
Thus, the ALJ found that the claimant did not have an impairment or combination of
impairments that met or medically equaled the listings. Regarding the claimant’s back pain, the ALJ
found no evidence of nerve root compression, spinal arachnoiditis, or lumbar spinal stenosis
necessary to meet the listing for degenerative disc disease. Further, the ALJ found that the claimant’s
diabetes did not cause disorganization of motor function in two extremities, acidosis, or visual
impairment. Similarly, the ALJ found no evidence of limitation on the claimant’s ambulation caused
by either the claimant’s back pain and diabetes individually, or in combination. (R. 13).
Then, the ALJ found that the claimant had the RFC to lift or carry up to fifty pounds
occasionally and twenty-five pounds frequently; stand or walk for a total of six hours in an eight-
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hour day; sit for a total of six hours in an eight-hour day; balance, stoop, kneel, crouch, and crawl;
frequently climb ramps and stairs; could not climb ladders, ropes, or scaffolds; and must avoid
exposure to hazards and concentrated exposure to extreme temperatures. The ALJ stated that in
determining the claimant’s RFC, the ALJ considered the claimant’s subjective complaints of pain
under the Eleventh Circuit’s three-part pain standard. The ALJ specifically referred to a “two-step
process in which it must first be determined whether there is an underlying medically determinable
physical or mental impairment.” The ALJ stated that he must “evaluate the intensity, persistence, and
limiting effects of the claimant’s symptoms to determine the extent to which they limit the claimant’s
functioning.” Further, the ALJ stated that when the claimant’s subjective testimony of pain is not
“substantiated by objective medical evidence, [he] must make a finding on the credibility of the
statements based on consideration of the entire case record.” (R. 13-14).
The ALJ first discussed the claimant’s subjective complaints relating diabetes. The ALJ
noted that although the claimant testified to multiple visits to the emergency room for uncontrolled
blood sugar, the ALJ found no evidence in the record of such visits. Further, the ALJ found that the
claimant’s diabetes was only problematic when she was not compliant with her diabetes medication.
Similarly, although the claimant complained of debilitating back pain, she often appeared at the
emergency room in “no apparent distress,” and physical examinations routinely revealed largely
normal results. (R. 14).
Thus, the ALJ found that the claimant’s medically determinable impairments could
reasonably cause the claimant’s alleged symptoms. However, the ALJ found the claimant’s
statements concerning intensity, persistence, and limiting effects not credible to the extent that they
were inconsistent with the claimant’s RFC. The ALJ stated that the claimant used a brace and cane
21
at the hearing, even though the record did not indicate that they were medically necessary. Similarly,
the ALJ found that the claimant’s show of pain was not genuine. The ALJ specifically noted the
paucity of medical treatment in the record between the claimant’s previous period of disability, and
the present alleged onset date. The ALJ found that the medical evidence in the record simply did not
support the claimant’s subjective testimony of pain. (R. 15).
The ALJ then discussed the claimant’s alleged depression. The ALJ first noted that a
physician not specializing in mental health prescribed the claimant Prozac for depression. The ALJ
also noted that the claimant had sought no mental health treatment for depression, and that no
evidence existed in the record corroborating the claimant’s statement that she informed the
emergency room doctors that her Prozac was not helpful. (R. 15).
Then, the ALJ found that the claimant could perform her past relevant work of cashier, as
such work did not require any activities precluded by the claimant’s RFC. Further, the ALJ found
that even if the claimant could not return to her past relevant work, other jobs existed in significant
numbers in the national economy that the claimant could perform, including dishwasher, hand
packer, machine tender, retail sales, ticket seller, counter clerk, and assembler/machine feeder.
Additionally, the ALJ found that the claimant could perform the jobs of product assembler and
document preparer. (R. 16-17).
Therefore, the ALJ concluded that the claimant had not been disabled under the Social
Security Act from the date of her alleged onset on July 6, 2009, through the date of the decision. (R.
18).
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VI. DISCUSSION
1. The Claimant’s Impairments in Combination
The claimant argues that the ALJ did not properly consider the claimant’s impairments in
combination with each other. To the contrary, the court finds that the ALJ properly considered the
combined effects of the claimant’s alleged impairments.
Where a claimant alleges multiple impairments, the Commissioner must consider the
combined effects of all impairments in determining disability, not only the individual effects of the
several impairments. Swindle, 914 F.2d at 226; Walker, 826 F.2d at 1001; 20 C.F.R. § 416.923. The
combination of the claimant’s impairments may establish disability, even if the individual
impairments alone would not. Caulder, 791 F.2d at 880. An ALJ may demonstrate that he considered
the claimant’s impairments in combination through statements that the claimant “did not have an
impairment or combination of impairments” that met the listings. Wilson, 284 F.3d at 1224; see also
Jones, 941 F.2d at 1533, Wheeler, 784 F.2d at 1076.
In the present case, the claimant alleged the impairments of diabetes mellitus, back pain,
abdominal pain, and depression. The ALJ stated in his fourth finding that the claimant did “not have
an impairment or combination of impairments that meets or medically equals one of the listed
impairments.” Here, the ALJ specifically discussed the claimant’s diabetes and back pain. The ALJ
first stated that the claimant did not have the requisite nerve root compression, spinal arachnoiditis,
or lumbar spinal stenosis necessary to meet the listing for degenerative disc disease. Similarly, the
ALJ noted that the claimant’s diabetes did not cause “significant and persistent disorganization of
motor function in two extremities, acidosis, or a visual impairment.”
The ALJ also stated that the evidence did not indicate that the claimant could not ambulate
23
effectively. Having considered the effects of the several impairments, the ALJ identified a combined
element of both back pain and diabetes mellitus–limited ambulation. Not only did the ALJ state that
he considered the combination of the claimant’s multiple impairments, but he identified an additional
functional area affected by both the claimant’s diabetes and back pain, and found that the claimant
did not have serious impairment of her ambulation. As to the combined effects of the claimant’s
depression and abdominal pain, the ALJ noted that no evidence existed in the record indicating that
the claimant suffered more than minimal limitations from her abdominal pain and depression.
Thus, by his statement that he considered the claimant’s multiple impairments in
combination, and his identification of a common functional area affected by both of the claimant’s
severe impairments, the court finds that the ALJ properly evaluated the combined effects of the
claimant’s multiple impairments.
2. The Eleventh Circuit Pain Standard and the Claimant’s Subjective Testimony of Pain
The claimant also argues that the ALJ did not properly apply the Eleventh Circuit pain test,
and therefore, did not properly consider the claimant’s subjective complaints of pain associated with
diabetes, back pain, abdominal pain, and depression. The court finds that the ALJ properly applied
the Eleventh Circuit pain test to discredit the claimant’s subjective testimony.
When evaluating subjective testimony of pain, the Commissioner must apply the Eleventh
Circuit’s pain standard. The Commissioner must determine whether
(1)
(2)
(3)
there is evidence of an underlying medical condition; and either
objective medical evidence confirming the severity of the alleged pain arising
from that condition, or
that the objectively determined medical condition is of such a severity that it
can reasonably be expected to cause the alleged pain.
Foote, 67 F.3d at 1560 (emphasis added); Holt, 921 F.2d at 1223; Landry, 782 F.2d at 1553.
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Although the ALJ is not required to recite the pain standard verbatim, he must make findings that
demonstrate a proper application of the pain standard. Brown , 921 F.2d at 1236. When discrediting
a claimant’s subjective testimony of disabling symptoms, the ALJ must clearly articulate adequate
reasons for doing so. Dyer, 395 F.3d at 1210. Further, in evaluating subjective claims including pain,
the Commissioner may consider the claimant’s ability to perform ADLs both as they pertain to the
claimant’s ability to perform her past relevant work, and as the performance of those activities
impact the claimant’s credibility. 20 C.F.R. §§ 404.1529(c)(3)(I), 416.929(c)(3)(I); see also Macia,
829 F.2d at 1012.
In this case, the ALJ stated that he would evaluate the claimant’s subjective symptoms under
a “two-step process” where first, the ALJ considered “whether there is an underlying medically
determinable physical or mental impairment,” and second, “the intensity, persistence, and limiting
effects of the claimant’s symptoms to determine the extent to which they limit the claimant’s
functioning.” The ALJ essentially announced his application of the pain standard, using prongs one
and three.
Then, the ALJ evaluated each of the claimant’s diabetes, back pain, abdominal pain, and
depression under these two prongs. First, the ALJ found that the claimant had a medically
determinable impairment of diabetes. The ALJ rejected the claimant’s testimony that she had to visit
the emergency room multiple times for uncontrolled diabetes, because neither the ALJ nor the
claimant’s attorney found any evidence in the record substantiating claims of multiple emergency
room visits. The ALJ further articulated that the claimant only received treatment for uncontrolled
diabetes one time prior to her alleged onset date, and that the claimant was not compliant with her
diabetes medication at that time. Thus, the ALJ properly discredited the claimant’s testimony of the
25
severity and limiting effects of her diabetes by pointing to specific inconsistencies between the
claimant’s testimony and her medical treatment of record.
Similarly, the ALJ found that the claimant did have a medically determinable impairment of
back pain caused by her automobile accident. The ALJ noted that the claimant complained of severe
physical limitations from her pain, including the requirement that she lie down all day. The ALJ also
noted that the claimant frequently stood and grimaced during the hearing, and wore a brace and used
a cane at the hearing, even though no doctor ever prescribed the use of a brace or cane. Based on the
great weight of the medical evidence, however, the ALJ found that the record did not support the
claimant’s subjective complaints of back pain. The ALJ stated that he found the claimant’s show of
pain at her hearing not genuine. Further, the ALJ noted multiple examinations that revealed no
problems other than mild scoliosis. The ALJ noted that the claimant sought relatively little treatment
after her prior period of disability, and she often appeared at examinations in “no apparent distress.”
Also, the ALJ noted that no treating or examining physician in the record imposed limitations on the
claimant greater than those set forth in the RFC. Therefore, the ALJ, in identifying a lack of
treatment and specific inconsistencies with the claimant’s testimony and her medical records,
properly discredited the claimant’s subjective testimony of back pain.
As to the claimant’s abdominal pain, the ALJ noted that the claimant sought treatment only
one time after her alleged onset date for abdominal pain, and that the treating physician had not
diagnosed the source of the claimant’s pain at the time of the hearing. Thus, the ALJ properly found
that the claimant did not have a medically determinable impairment causing her abdominal pain.
Likewise, the ALJ noted that although the claimant took Prozac for depression, she never
sought any mental health treatment; did not receive her prescription from a mental health expert; and
26
produced no medical evidence substantiating her claims that she informed the emergency room
doctors that her prescription did not ease her depression. Although the record does indicate that the
claimant complained of an ineffective dosage of Prozac in 2006, the record contains no evidence of
any other complaints about the claimant’s prescription. Thus, the ALJ properly found that the
claimant’s depression did not impose more than minimal limitations on the claimant’s functioning,
based on the lack of treatment that the claimant sought for her depression.
Therefore, the court finds that the ALJ properly applied the Eleventh Circuit’s pain test, and
properly discredited the claimant’s subjective testimony of diabetes, back pain, abdominal pain, and
depression, by pointing to specific inconsistencies between the claimant’s statements, and her record
of medical treatment.
VII. CONCLUSION
For the reasons stated, this court finds that the decision of the Commissioner is supported by
substantial evidence and is to be AFFIRMED. The court simultaneously will enter a separate Order
to that effect.
DONE and ORDERED this 24th day of September, 2013.
____________________________________
KARON OWEN BOWDRE
UNITED STATES DISTRICT JUDGE
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