Brown v. Price et al
Filing
51
MEMORANDUM OPINION, as set out, re Motion for Partial Summary Judgment 39 . For the reasons stated, it is ORDERED that Defendants' motion for summary judgment, 39 , is GRANTED, and Brown's § 1983 claims are due to be DISMISSED. The remaining state-law wrongful death claim based on negligence will be REMANDED to the Circuit Court of Jefferson County, Alabama, Bessemer Division. Signed by Magistrate Judge John H England, III on 3/31/15. (CTS, )
FILED
2015 Mar-31 AM 09:23
U.S. DISTRICT COURT
N.D. OF ALABAMA
UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
SOUTHERN DIVISION
DEMARCUS MONDRE BROWN,
as Administrator of the Estate of
Philemon Coleman, Deceased
Plaintiff,
v.
WARDEN CHERYL PRICE, et al.,
Defendants.
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Case Number: 2:13-cv-00417-JHE
MEMORANDUM OPINION 1
Plaintiff Demarcus Mondre Brown brings this action as administrator of the Estate of
Philemon Coleman against Defendants Warden Cheryl Price, Alabama Department of
Corrections Commissioner Kim T. Thomas, Lieutenant Joel A. Gilbert, Captain Carl Sanders,
and Correctional Officers Mark Lavine and Aaron Lewis, asserting Eighth Amendment
constitutional claims under 28 U.S.C. § 1983 and Wrongful Death claims under Ala. Code § 6-5410. (Doc. 25). 2 The remaining defendants move for partial summary judgment as to Brown’s §
1983 claims. (Doc. 39). 3 The motion is fully briefed and ripe for review. (Docs. 40 & 42). For
1
In accordance with the provisions of 28 U.S.C. § 636(c) and Federal Rule of Civil
Procedure 73, the parties have voluntarily consented to have a United States Magistrate Judge
conduct any and all proceedings, including trial and the entry of final judgment. (Doc. 10).
2
Brown initially asserted claims against Corizon, LLC, (docs. 1 & 25), which were
dismissed with prejudice pursuant to an unopposed motion for summary judgment, (docs. 3338). This appears to include all of Counts III and IV. Although it is somewhat unclear whether
Brown’s reference to “Defendants” under Count III is an attempt to include the other defendants
in that claim as well, (see doc. 25 at ¶ 33), any allegations against the remaining defendants
under Count III (a state claim for wrongful death by medical malpractice) would be due to be
REMANDED with the other wrongful death claims. See Section III.B., infra.
3
Defendants’ motion for summary judgment requests dismissal of “all claims asserted
and applicable to the ADOC Defendants in the amended complaint.” (Doc. 39 at 2). However,
1
the reasons stated below, Defendants’ motion is GRANTED.
I. Standard of Review
Under Rule 56(a) of the Federal Rules of Civil Procedure, summary judgment is proper
“if the movant shows that there is no genuine dispute as to any material fact and the movant is
entitled to judgment as a matter of law.” “Rule 56(c) mandates the entry of summary judgment,
after adequate time for discovery and upon motion, against a party who fails to make a showing
sufficient to establish the existence of an element essential to that party’s case, and on which that
party will bear the burden of proof at trial.” Celotex Corp. v. Catrett, 447 U.S. 317, 322 (1986).
The moving party bears the initial burden of proving the absence of a genuine issue of material
fact. Id. at 323. The burden then shifts to the nonmoving party, who is required to “go beyond
the pleadings” to establish that there is a “genuine issue for trial.” Id. at 324. (citation and
internal quotation marks omitted). A dispute about a material fact is genuine “if the evidence is
such that a reasonable jury could return a verdict for the nonmoving party.” Anderson v. Liberty
Lobby, Inc., 477 U.S. 242, 248 (1986).
The court must construe the evidence and all reasonable inferences arising from it in the
light most favorable to the non-moving party. Adickes v. S.H. Kress & Co., 398 U.S. 144, 157
(1970); see also Anderson, 477 U.S. at 255 (all justifiable inferences must be drawn in the non-
Defendants never mention the wrongful death claim in their motion brief, focusing only on the
deliberate-indifference analysis. (See doc. 40). To the extent the wrongful death count is based
on negligence, the Court declines to fill Defendants’ silence with arguments for summary
judgment on that claim. See Solutia, Inc. v. McWane, Inc., 672 F.3d 1230, 1239 (11th Cir. 2012)
(“[T]here is no burden upon the district court to distill every potential argument that could be
made based on the materials before it on summary judgment. Rather, the onus is upon the parties
to formulate arguments . . . .”); Coquina Investments v. Rothstein, No. 10-60786-CIV, 2011 WL
4971923, at *16 (S.D. Fla. Oct. 19, 2011) (declining to dismiss state-law claims—even ones
similar to other dismissed claims—in the absence of argument on those specific issues); Hartwell
v. City of Montgomery, AL, 487 F. Supp. 2d 1313, 1328 (M.D. Ala. 2007) (declining to address
issues defendant had not briefed in the motion for summary judgment).
2
moving party’s favor). Any factual disputes will be resolved in Plaintiff’s favor when sufficient
competent evidence supports Plaintiff’s version of the disputed facts. See Pace v. Capobianco,
283 F.3d 1275, 1276-78 (11th Cir. 2002) (a court is not required to resolve disputes in the nonmoving party’s favor when that party’s version of the events is supported by insufficient
evidence).
However, “mere conclusions and unsupported factual allegations are legally
insufficient to defeat a summary judgment motion.” Ellis v. England, 432 F.3d 1321, 1326 (11th
Cir. 2005) (per curiam) (citing Bald Mtn. Park, Ltd. v. Oliver, 836 F.2d 1560, 1563 (11th Cir.
1989)). Moreover, “[a] mere ‘scintilla’ of evidence supporting the opposing party’s position will
not suffice; there must be enough of a showing that the jury could reasonably find for that party.”
Walker v. Darby, 911 F.2d 1573, 1577 (11th Cir. 1990) (citing Anderson, 477 U.S. at 252).
II. Factual Background
At the time of his death on February 6, 2012, Coleman was serving a life sentence
without the possibility of parole for murder at Donaldson Correctional Facility. (Doc. 34-1 at
3). 4 Coleman was incarcerated in the segregation unit from December 29, 2009, until his death.
(Doc. 49-3 at 51). The evidence indicates Coleman was offered all of the medications and
routine tests he required for his hypertension and diabetes while in segregation. (Doc. 49-3 at
50-55).
After Coleman’s death, the Jefferson County Coroner’s Medical Examiner Office
performed an autopsy on the body and concluded he died a natural death from atherosclerotic
coronary artery disease with contributing hypertensive cardiovascular disease. (Doc. 34-2 at 2).
On the night of Coleman’s death, Defendant Gilbert was the shift supervisor, (doc. 49-2
at 5 (19)); non-party E. Mitchell was the cubical officer, (id. at 10 (17)); and Defendants Lavine
and Lewis were assigned to the segregation unit as “rovers,” (id. at 45-46). According to the
4
Defendants adopted by reference former Defendant Corizon’s brief and attachments
supporting its motion for summary judgment, (doc. 34). (Doc. 40 at 2).
3
duty post log, Lewis and Lavine conducted safety and security checks throughout the evening of
February 5, 2012, with each resulting in an “all secure.” (Doc. 49-2 at 46-47). At 9:05 p.m.,
Lavine left the disciplinary segregation unit (I and J) for units P and Q, his primary assignment.
(Doc. 49-2 at 8 (30) & 47). At 10:00 p.m., Lewis was reassigned to units A and B due to a
shortage of staff. 5 (Doc. 49-2 at 8 (30) & 47). At 11:15 p.m., Lavine returns to I and J to
conduct a “bed roster,” resulting in all “16 [inmates] accounted for.” (Doc. 49-2 at 8 (29) & 47).
Between 12:05 a.m. and 2:15 a.m. on February 6, 2012, the duty post log records no safety and
security checks or any other events. (Id. at 47). At 2:15 a.m., Lewis returned from A and B to
begin distributing food trays. (Id.). Around 2:30 a.m., Lewis discovered Coleman unresponsive
in his cell and called for assistance. (Id. at 48). Sanders arrived and called for a stretcher. (Id.).
He also called Lieutenant Gilbert, who arrived shortly thereafter. (Id. at 15 (59) & 48). Nurses
Wix and Smith arrived to assist Coleman, (doc. 49-2 at 48), unsuccessfully attempting
defibrillation, (Id. at 15 (59)). Gilbert and the nurses then began CPR. (Id. at 15 (59-60)).
Coleman was pronounced dead at 3:08 am. (Doc. 34-2 at 2).
Brown asserts there was an attempted cover up of the events of that night. (Doc. 42 at 2).
After Coleman’s death, Gilbert told Lavine “to make sure that the schedules that were being kept
. . . reflected that he made rounds which he did not make” on the night Coleman died. (Doc. 492 at 4 (13)). Gilbert testifies later in the same deposition he had not asked Lavine “to write down
in [the duty post] log that he had done checks in the particular unit I and J” but that he had told
Lavine “the logs better reflect that he made his rounds.” (Id. at 8 (31-32)). It is unclear what
exactly Gilbert is testifying he did, but, in any event, he was disciplined for conduct
“unbecoming of an officer either on or off duty.” (Id. at 4 (13)). Under the Rule 56 standard, the
5
Gilbert testified that, when there was a shortage of staff at the prison, officers would be
reassigned to security posts where inmates were out of their cells. (Doc. 49-2 at 17 (67-68)).
4
Court construes Gilbert’s ambiguous testimony in favor of the plaintiff, as evidence of an
attempt to cover up the undisputed fact of Lavine’s failure to do all of his rounds. 6
III. Analysis
A. Count I – § 1983
Count I of Brown’s amended complaint asserts a § 1983 claim based on alleged
violations of Coleman’s Eighth Amendment rights, made applicable to the states through the
Fourteenth Amendment. (Doc. 25 at 6-7).
Title 42 U.S.C. § 1983 authorizes private parties to enforce federal constitutional rights
(and some federal statutory rights) against defendants who act under color of state law. Section
1983 states as follows:
Every person who, under color of any statute, ordinance, regulation, custom, or
usage, of any State or Territory or the District of Columbia [i.e., law], subjects,
or causes to be subjected, any citizen of the United States or other person within
the jurisdiction thereof to the deprivation of any rights, privileges, or
immunities secured by the Constitution and laws, shall be liable to the party
injured in an action at law, suit in equity, or other proper proceeding for redress,
except that in any action brought against a judicial officer for an act or omission
taken in such officer's judicial capacity, injunctive relief shall not be granted
unless a declaratory decree was violated or declaratory relief was unavailable. For
the purposes of this section, any Act of Congress applicable exclusively to the
District of Columbia shall be considered to be a statute of the District of
Columbia.
6
Defendants do not mention this fact one way or the other in their summary judgment
brief, (see doc. 40 at 2-3), but Brown asserts it in his response, (doc. 42 at 9-10), with consistent
evidence, (doc. 49-2 at 4 (15), 9 (35), & 47).
Brown also cites a recorded statement from Lavine, taken by an investigator shortly after
Coleman died, in which Lavine states he checked on Coleman at 1:45 a.m. (Doc. 42 at 6-7)
(citing doc. 46-1 at 65-68). (The statement is only in the record as transcribed into the transcript
of Price’s deposition, at which Brown’s attorney played the recording.) Brown interprets the
recorded statement as evidence of another log not produced by the defendants and notes the duty
log produced and currently in evidence does not show anyone in the I & J units to perform the
security checks. (Doc. 42 at 13). It is unclear what purpose Brown intends this evidence to
serve, but, attempting to take the evidence in the light most favorable to Brown, the undersigned
assumes Lavine did not check on Coleman at 1:45 a.m.
5
42 U.S.C. § 1983 (emphasis added). Notably, § 1983 does not itself create or establish any
federally protected right. Doe v. Sch. Bd. of Broward Cnty., Fla., 604 F.3d 1248, 1265 (11th Cir.
2010). Instead, it creates a cause of action for a plaintiff to enforce federal rights created
elsewhere, such as constitutional rights. Id. To assert a cause of action based on § 1983, a
plaintiff must establish two elements: (1) a violation of a constitutional right, and (2) that the
alleged violation was committed by a person acting under color of law. Holmes v. Crosby, 418
F.3d 1256, 1258 (11th Cir. 2005).
Section 1983 does not abrogate a state’s Eleventh
Amendment immunity, and “neither a State nor its officials acting in their official capacities are
‘persons’ under §1983.” Will v. Michigan Dept. of State Police, 491 U.S. 58, 71, 109 S. Ct.
2304, 2312 (1989).
Furthermore, a defendant cannot be held liable under § 1983 on a
respondeat superior theory but must be shown to have had personal involvement in the
constitutional violation or another sufficiently causal connection exists between their own
conduct and the violation. Dean v. Barber, 951 F.2d 1210, 1215 (11th Cir. 1992) (citing Monell
v. Dept. of Social Servs., 436 U.S. 658, 691 (1978)). Lastly, under the qualified immunity
doctrine, “government officials performing discretionary functions generally are shielded from
liability for civil damages insofar as their conduct does not violate clearly established statutory or
constitutional rights of which a reasonable person would have known.”
Harlow v.
Fitzgerald, 457 U.S. 800, 818 (1982).
Brown alleges “[t]he defendants were indifferent to the medical needs of [Coleman] and
allowed him to be in segregation in violation of their Administrative Procedures where he died”
and, if not for Defendants’ actions, “Coleman would still be alive because he could have been
treated.” (Doc. 42 at 1-2). Brown asserts Corizon had advised ADOC of Coleman’s serious
medical condition and “a lay person can see the need of monitoring Mr. Coleman and him being
6
in a [sic] area where he can notify correctional personnel of a medical need.” (Id. at 2). Brown
argues “[t]he defendants acted with a deliberate and intentional conduct by not providing
monitoring to [Coleman]” in violation of their own policies. (Id.)
1. Official Capacity Claims and Commissioner Thomas
In his complaint, Brown concludes each of the descriptions of the parties with a statement
of whether he is suing them in their individual or “professional” (i.e., official) capacity. (Doc. 25
at 3-5). Brown asserts his claims against all of the defendants in their official capacities and
against all but Thomas in their individual capacities. (Id.). However, as stated above, “neither a
State nor its officials acting in their official capacities are ‘persons’ under §1983.” Will, 491
U.S. at 71. As the Alabama Department of Corrections is a state agency and any suit against its
agents in their official capacities is a suit against the state, the motion for summary judgment is
due to be GRANTED on Brown’s § 1983 claims against all defendants in their official
capacities. This dismisses the only § 1983 claim against Commissioner Kim Thomas. 7
2. Captain Sanders
Although Sanders is listed in the amended complaint’s caption as a defendant, he is not
included in the list of defendants in the body and his participation in the alleged wrongful
conduct is not defined further in the complaint. (See doc. 25). In fact, the only other mention of
him is in the request for relief paragraph seeking judgment against all of the defendants. (Id.).
Despite the fact Defendants’ motion for summary judgment points this out, (doc. 40 at 2),
7
Moreover, the only specific facts Brown alleges regarding Thomas is that he “is
responsible for the actions of the employees under him working in the Alabama Department of
Corrections.” (Doc. 42 at 3). There is no evidence that Thomas was in any way connected to the
events at Donaldson on the night Coleman died or that he implemented or condoned any policy
leading to Coleman’s death. In addition to the fact a § 1983 claim cannot be brought against a
state official in his official capacity, the motion for summary judgment would be due to be
granted as to Thomas because a § 1983 claim cannot be premised on a respondeat superior
theory. See Dean, 951 F.2d at 1215.
7
Brown’s response does not address Sanders’s specific conduct either, (see doc. 42).
The
evidence indicates he was present after Coleman was discovered unresponsive and he called the
nurses and Lieutenant Gilbert. (Doc. 49-2 at 15 (59) & 48). Because there are no specific
allegations or evidence against Sanders indicating his conduct was in any way related to
Coleman’s death or the alleged constitutional violations leading to it, the motion for summary
judgment is due to be GRANTED on all claims against Sanders.
3. Lieutenant Gilbert and Officers Lavine and Lewis
Brown specifically alleges Gilbert “allowed and directed Defendant[s] . . . Lavine and
Lewis to act outside of their administrative rules and procedures and left their post for long
periods of time only to return and discover [Coleman] dead in a locked cell without anyone
checking on him or providing him medical treatment.” (Doc. 42 at 4). 8 Brown contends this, in
conjunction with the alleged knowledge of Coleman’s condition and the failure to follow ADOC
monitoring policies, establishes deliberate indifference to Coleman’s health. (Doc. 42 at 19). He
further alleges Gilbert “instructed . . . Lavine to cover up the death by making a log of the time
he checked on [Coleman].” (Id. at 4).
However, while a prison guard intentionally denying or delaying medical care can
constitute deliberate indifference to support a § 1983 claim, see Estelle v. Gamble, 429 U.S. 97,
104-05 (1976), it requires “not merely the knowledge of a condition, but the knowledge of
necessary treatment coupled with a refusal to treat properly or a delay in such treatment,” Howell
8
The specific administrative procedures referenced here appear to be Section III(J), and
subsection III(J)(2), of the Standard Operating Procedures for Administrative Segregation Unit
Cubicle Officers/Rovers, which state, respectively, “Security checks will be conducted every
thirty (30) minutes and documented unit security log [sic]” and “30 minutes checks will be
performed for responsive, living, and breathing bodies by the Rovers of each Segregation Unit
and noted in the segregation log.” (Doc. 49-2 at 66).
8
v. Evans, 922 F.2d 712, 721 (11th Cir. 1991). 9 In Howell, the plaintiff argued the defendant
doctor “should have known that [the decedent] needed close attention, that he should have
known that [the decedent]’s condition could deteriorate at any moment,” but, despite
acknowledging potential malpractice, the Eleventh Circuit held none of the allegations rose
beyond negligence to the level of deliberate indifference required by Estelle.
Id. Accord
Edwards v. Gilbert, 867 F.2d 1271, 1276 (11th Cir. 1989) (holding “[t]he deliberate indifference
standard is met only if there were a ‘strong likelihood, rather than a mere possibility,’ that . . .
harm would result”). Brown makes essentially the same allegations here, that Defendants knew
of Coleman’s hypertensive and diabetic condition and should have known he could deteriorate at
any moment. (Doc. 42 at 2). However, there are no allegations any of the defendants knew that,
that night, Coleman’s condition was, or was in imminent danger of, deteriorating. Cf. McElligott
v. Foley, 182 F.3d 1248, 1259 (11th Cir. 1999) (distinguishing Howell because defendant knew
of the deteriorating condition but still did not act). Although Brown makes general allegations of
other inmates being denied their medications, the evidence here supports only the conclusion
Coleman was receiving, or at least being offered, the medical care prescribed by the medical
team during his time in the segregation unit. (Doc. 49-3 at 50-55).
Brown does assert one instance, before Coleman went into segregation, of a “medical
episode” during which “[ADOC]’s Guards did absolutely nothing but question [witness
Torrianno Carroll] about Mr. Coleman’s condition.” (Doc. 42 at 15). Carroll testified Coleman
“got real sick and he started sweating real bad” and Carroll went to the cubical officers and
“hollered, hey, man, my cellmate is out, and they were . . . asking [Carroll] a bunch of
9
This opinion was initially vacated pursuant to settlement, Howell v. Evans, 931 F.2d 711
(11th Cir. 1991), but subsequently reinstated, Howell v. Burden, 12 F.3d 190 n.* (11th Cir.
1994).
9
questions,” such as “[w]hat is he doing, what is going on,” but never came to Coleman’s aid in
the twenty minutes before Coleman felt better. (Id. at 15-16). Carroll does not specifically name
the guards who were in the cubical at the time. (See id. at 16). Although not clearly set out,
Brown’s argument appears to be that, because an inmate informed some guard or guards of a
single incident in which Coleman was briefly sick, all of ADOC should have known Coleman
could die at any moment. Brown gives no reason why Gilbert, Lavine, and Lewis 10 should be
held individually responsible for information some unspecified guards may have had.
Brown also alleges “[t]he defendants . . . had been notified to monitor by the medical
staff contractor (Corizon Inc.).” (Doc. 42 at 4). Brown cites to no specific evidence in the
record to support this assertion. Later in the brief, he states the medical records show “Coleman
was a ‘Chronic Care Patient’ and [Corizon] had put the defendants on notice twice regarding Mr.
Coleman’s treatment and medication needs.” (Id. at 10). 11 The only medical records in evidence
consist of medication administration records, prescription notes, Corizon employees’ notes
regarding the events surrounding Coleman’s death, the medical examination report upon
Coleman’s entry into segregation, and the log recording medical visits to Coleman in
segregation. (Doc. 34-4 at 7-33). They do not appear to show any notification from Corizon to
10
Brown cites to Lewis’s deposition testimony in which Lewis is asked if he knows of
any medical conditions Coleman had and Lewis replied that he did. (Doc. 42 at 18) (citing doc.
49-7 at 4 (16)). However, as the question was asked in the present tense, it only shows he knew
at the time of the deposition and is not evidence Lewis knew of Coleman’s condition at the time
of the incident. Moreover, it could show, at most, that Lewis knew Coleman was diabetic. It is
certainly not evidence Lewis knew Coleman’s medical condition was in imminent danger of
deterioration on the night of February 5, 2012.
11
Brown supports this assertion by citing to the Bates numbers of three documents in the
medical records, (doc. 42 at 10); however, the only medical records in evidence are attached to
Dr. Hugh Hood’s affidavit, and Bates numbers do not appear on any of those pages, (see doc. 344 at 7-33). Two of the documents Brown references are described in Corizon supervisor Larry
Linton’s deposition as documents “to ask security to allow this inmate to come daily to the
infirmary for his insulin administration” and “for 10:00 administration.” (Doc. 49-3 at 15). It is
unclear what the third document is.
10
any specific ADOC employees of a need to specially monitor Coleman while in segregation. It
appears Brown may just be referring to the fact Defendants were put on notice of Coleman’s
hypertensive and diabetic condition, which indicates neither a doctor’s mandate for special
monitoring nor a condition so severe that a lay person would know around-the-clock monitoring
was a medical necessity. There is no evidence Defendants knew or recklessly disregarded the
knowledge Coleman would need emergency medical care in the roughly three hours Lavine and
Lewis did not conduct health and safety checks.
Brown also asserts Defendants did not follow ADOC’s procedures for monitoring
inmates in segregation. 12 (Doc. 42 at 10). However, a violation of state regulations does not
definitively establish a violation of constitutional law. Edwards v. Gilbert, 867 F.2d 1271, 1277
(11th Cir. 1989). In particular, the Edwards court cited with approval a Seventh Circuit case
observing “that officers in charge of an intoxicated and violent detainee who committed suicide
could not be characterized as deliberately indifferent ‘[e]ven if the defendants disregarded one or
more of their established procedures, such as checking the cells every hour or effectively
monitoring . . . ,’ because the officers had no knowledge that the detainee was a suicide risk.” Id.
(citing State Bank of St. Charles v. Camic, 712 F.2d 1140, 1146 (7th Cir. 1983)). 13 These suicide
cases are especially persuasive here because Brown makes essentially the same argument as the
12
Brown similarly alleges violations of other regulations (such as the ones against
inmates distributing the food trays to the inmates in the segregation units and against guards
watching TV on the job, (doc. 42 at 12 & 16-17)), but he does not allege any of these nonspecific allegations of prison-regulation violations caused the harm complained of. In fact, the
evidence in the record indicates that, on the night of Coleman’s death, there was no TV or radio
in the cubical and no inmate helped pass out food. (Doc. 49-7 at 3 (11-12)). It is unclear what
relevance the alleged violations have to the instant case.
13
The Edwards court further cited a Sixth Circuit case holding, “that violation of state
monitoring regulations may have been a contributing cause of death in a suicide case was
insufficient to establish deliberate indifference.” 867 F.2d at 1277 (citing Roberts v. City of
Troy, 773 F.2d 720, 723, 725 (6th Cir. 1985)).
11
plaintiffs in those cases (that the defendants should have known of the risk of harm and, in
violating their own monitoring regulations, were not available when help was needed). These
cases (like Howell and McElligott) primarily “hinge on the defendant’s knowledge, or at least
recklessness, that the prisoner’s life is in danger.” Duffey v. Bryant, 950 F. Supp. 1168, 1178
n.15 (M.D. Ga. 1997). If Defendants were not on notice of necessary treatment, they cannot
have been deliberately indifferent to providing it.
Brown asserts there was a cover up involving Gilbert and Lavine of the fact Lavine and
Lewis had not been performing the health and safety checks in compliance with ADOC policy.
(Doc. 42 at 2, 4, & 19). Despite repeatedly asserting a cover up, Brown does not specifically
state what element of his claim he is attempting to prove with this evidence, but presumably he is
attempting to undermine a qualified-immunity claim asserting Gilbert and Lavine did not know
they were violating a constitutional right. However, evidence of a cover up alone, without
further contextualizing evidence, only implies Gilbert and Lavine knew they had done something
improper. Brown seems to be asking the Court to make the additional inference that what they
knew they had done was violate Coleman’s constitutional rights.
Regardless, even if that
inference from an inference is not a step into speculation, it certainly would be a step too far to
base another inference on that inference and assume Gilbert and Lavine covered up their actions
because they knew they had violated Coleman’s constitutional rights by knowing he needed, but
not providing, additional monitoring. Brown has not established Gilbert and Lavine knew or
should have known of any imminent harm so he cannot establish they were deliberately
indifferent to it.
Last, Brown cites only two cases in his response to Defendants’ motion for summary
judgment. (Doc. 42 at 2-3). The first, Smith v. Wade, 461 U.S. 30 (1983), merely holds punitive
12
damages may be imposed under § 1983 where a defendant is found to have recklessly
disregarded the rights of the plaintiff. Id. at 56. Brown, however, fails to show Defendants
Gilbert, Lavine, and Lewis had any knowledge of an imminent harm to disregard recklessly. The
second case, Wood v. Strickland, 420 U.S. 308 (1975), Brown cites for the proposition a
defendant is not entitled to qualified immunity if he knew or reasonably should have known his
action would violate a clearly established constitutional right or he violated the right with
malicious intent. (Doc. 42 at 3) (quoting Wood, 420 U.S. at 322). However, even if Gilbert,
Lavine, and Lewis knew disregarding an immediate medical emergency would violate
Coleman’s constitutional rights, Brown has not established Defendants knew, or should have
known, of an imminent harm to protect against in the first place.
Because Brown has not created a question of fact as to the violation of Coleman’s
constitutional rights, the motion for summary judgment is GRANTED as to Brown’s § 1983
claim against Defendants Gilbert, Lavine, and Lewis.
4. Warden Price
Beyond the general facts alleged above, Brown specifically alleges Price was in charge of
the care, custody and control of Coleman, (doc. 42 at 4), and does not know the regulations she is
responsible for enforcing, (id. at 5-6).
Because Brown does not allege Price was directly
involved with the events leading to Coleman’s death, he must allege some other causal
connection, such as a policy or practice she implemented or approved, between her conduct and
a constitutional violation. See Dean, 951 F.2d at 1215. Brown asserts that the employees at
Donaldson regularly violated several of the prison regulations, (doc. 42 at 5-6, 10, 11-13, & 1617), and that Price knew of at least one of them, (id. at 5). As noted above, however, Brown
does not explain how most of the violations of prison regulations were in any way related to
13
Coleman’s death, including the violation of the prohibition on prisoners handing out food trays
(the violation he alleges Price knew of).
Moreover, allowing her employees to break prison regulations is not a per se
constitutional violation. See Edwards, 867 F.2d at 1277. The regulation violation most related
to the facts is the segregation rovers failing to perform health and safety checks every thirty
minutes, but, even if Price had known about and condoned the practice and it were a factor in
Coleman’s death, the mere allegation of that violation does not state a constitutional violation
under the Eighth Amendment.
See Section III.A.3., supra.
Price “cannot be liable for
unconstitutional acts as supervisor[] where no constitutional violation has occurred.” Harrison v.
Oliver, No. 14-00085-KD-C, 2015 WL 854851, at *13 (S.D. Ala. Feb. 27, 2015) (citing Cottone
v. Jenne, 326 F.3d 1352, 1360 (11th Cir. 2003) (noting that a supervisor is liable under § 1983
only if he personally participates in unconstitutional conduct or if his actions can be connected
causally to a constitutional deprivation.); Grech v. Clayton Cnty., Ga., 335 F.3d 1326, 1329 (11th
Cir. 2003) (en banc) (providing that a municipality’s § 1983 liability is premised upon an
underlying constitutional violation)).
Because Brown has not created a question of fact as to Price’s involvement or
supervisory responsibility for a constitutional violation, the motion for summary judgment is
GRANTED as to Brown’s § 1983 claim against her.
B. Count II – Alabama Wrongful Death Act
Count II asserts a state-law claim under the Alabama Wrongful Death Act. (Id. at 7-8).
It is unclear whether the underlying theory of liability is premised on deliberate indifference or
mere negligence because both are asserted in the complaint and Brown incorporates previous
language into later counts. (See doc. 1 at ¶¶ 20-21 & 26). Furthermore, although Brown’s
14
wrongful death count relies extensively on deliberate indifference language, it also includes
some negligence language. (Id. at ¶ 27). To the extent the second count is based on a deliberateindifference theory of liability, the claim is DISMISSED.
However, Defendants did not specifically address the wrongful death count or the
negligence theory in their motion for summary judgment so, to the extent that claim is premised
on negligence and not deliberate indifference, it remains pending. As a result, Brown’s sole
remaining claim is a state statutory claim for wrongful death premised on a state common-law
theory of negligence liability. In such cases, 28 U.S.C. § 1367(c)(3) allows district courts to
“decline to exercise supplemental jurisdiction over a claim . . . if-- . . . the district court has
dismissed all claims over which it has original jurisdiction.” With regard to that discretion, the
Eleventh Circuit has “encouraged district courts to dismiss any remaining state claims when, as
here, the federal claims have been dismissed prior to trial.” Raney v. Allstate Ins. Co., 370 F.3d
1086, 1089 (11th Cir. 2004).
See also United Mine Workers v. Gibbs, 383 U.S. 715, 726
(1966) (“Needless decisions of state law should be avoided both as a matter of comity and to
promote justice between the parties, by procuring for them a surer-footed reading of applicable
law. Certainly, if the federal claims are dismissed before trial, even though not insubstantial in a
jurisdictional sense, the state claims should be dismissed as well.”); Mergens v. Dreyfoos, 166
F.3d 1114, 1119 (11th Cir. 1999) (“[T]his Court has noted that ‘if the federal claims are
dismissed prior to trial, Gibbs strongly encourages or even requires dismissal of state claims.’”
(quoting L.A. Draper & Son v. Wheelabrator–Frye, Inc., 735 F.2d 414, 428 (11th Cir.
1984) (citing Gibbs, 383 U.S. at 726))). Because the Court has granted summary judgment on or
dismissed the federal claims, the Court finds that REMAND to state court of the remaining state
law claim is appropriate.
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IV. Conclusion
Based on the foregoing, it is ORDERED that Defendants’ motion for summary
judgment, (doc. 39), is GRANTED, and Brown’s § 1983 claims are due to be DISMISSED.
The remaining state-law wrongful death claim based on negligence will be REMANDED to the
Circuit Court of Jefferson County, Alabama, Bessemer Division.
DONE this 31st day of March 2015.
_______________________________
JOHN H. ENGLAND, III
UNITED STATES MAGISTRATE JUDGE
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