Stancombe v. New Process Steel LP et al
Filing
29
MEMORANDUM OPINION. Signed by Judge Abdul K Kallon on 4/9/2015. (AVC)
FILED
2015 Apr-09 PM 02:00
U.S. DISTRICT COURT
N.D. OF ALABAMA
UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
SOUTHERN DIVISION
MICHAEL STANCOMBE,
Plaintiff,
v.
NEW PROCESS STEEL, LP, LLC,
et al.,
Defendants.
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Civil Action Number
2:13-cv-1134-AKK
MEMORANDUM OPINION
Plaintiff Michael Stancombe alleges that his former coworker, Defendant
Roderick Woodfin, sexually harassed him by grabbing his buttocks on one
occasion, and making pelvic thrusting motions against his body two days later.
Immediately after the second incident, Stancombe quit his job at New Process
Steel, where he had worked as a temporary employee for about one month. Based
on Woodfin’s conduct, Stancombe brings claims under Alabama law against
Woodfin for invasion of privacy, outrage, and assault and battery. Doc. 1.
Stancombe also alleges that Defendants New Process Steel, L.P., New Process
Steel, LP LLC, and New Process Steel Corporation of Illinois (collectively “NPS”)
are vicariously liable under Alabama law for Woodfin’s torts, negligently and
wantonly supervised Woodfin in violation of Alabama law, and subjected
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Stancombe to a hostile work environment and constructively discharged him in
violation of Title VII of the Civil Rights Act of 1964, as amended, 42 U.S.C. §
2000e et seq. Id.
Defendants now move for summary judgment. Doc. 22. As the court will
fully explain below, summary judgment is proper with respect to the Title VII
claims because Stancombe has not established that Woodfin’s harassing conduct
rises to the required severe or pervasive level, or that NPS extracted Stancombe’s
resignation. Summary judgment is also due with respect to all of the state law
claims against NPS. Finally, summary judgment is due as to the tort of outrage and
invasion of privacy claims against Woodfin, and denied as to the assault and
battery claim.
I. STANDARD OF REVIEW FOR SUMMARY JUDGMENT
Under Rule 56(a) of the Federal Rules of Civil Procedure, summary
judgment is proper “if the movant shows that there is no genuine dispute as to any
material fact and the movant is entitled to judgment as a matter of law.” To support
a summary judgment motion, the parties must cite to “particular parts of materials
in the record, including depositions, documents, electronically stored information,
affidavits or declarations, stipulations, admissions, interrogatory answers, or other
materials.” FED. R. CIV. P. 56(c). Moreover, “Rule 56(c) mandates the entry of
summary judgment, after adequate time for discovery and upon motion, against a
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party who fails to make a showing sufficient to establish the existence of an
element essential to that party’s case, and on which that party will bear the burden
of proof at trial.” Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986). The moving
party bears the initial burden of proving the absence of a genuine issue of material
fact. Id. at 323. The burden then shifts to the nonmoving party, who is required to
“go beyond the pleadings” to establish that there is a “genuine issue for trial.” Id. at
324 (citation and internal quotation marks omitted). A dispute about a material fact
is genuine “if the evidence is such that a reasonable jury could return a verdict for
the nonmoving party.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986).
The court must construe the evidence and all reasonable inferences arising from it
in the light most favorable to the non-moving party. Adickes v. S. H. Kress & Co.,
398 U.S. 144, 157 (1970); see also Anderson, 477 U.S. at 255 (all justifiable
inferences must be drawn in the non-moving party’s favor). However, “mere
conclusions and unsupported factual allegations are legally insufficient to defeat a
summary judgment motion.” Ellis v. England, 432 F.3d 1321, 1326 (11th Cir.
2005) (per curiam) (citing Bald Mountain Park, Ltd. v. Oliver, 863 F.2d 1560,
1563 (11th Cir. 1989)). Furthermore, “[a] mere ‘scintilla’ of evidence supporting
the opposing party’s position will not suffice; there must be enough of a showing
that the jury could reasonably find for that party.” Walker v. Darby, 911 F.2d 1573,
1577 (11th Cir. 1990) (citing Anderson, 477 U.S. at 252).
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II. FACTUAL BACKGROUND
This action arises from two episodes of alleged sexually inappropriate
conduct. As a temporary placement through temp agency Personnel Staffing, Inc.,
Stancombe worked at NPS’s steel processing facility as a “banding line” worker
beginning in January 2012. Doc. 22-1 at 3-4. The alleged harasser, Woodfin, also
worked at NPS as a crane operator. Id. at 4.
The first alleged incident occurred on February 9, 2012 after Stancombe
retrieved a piece of steel for his supervisor, Joe Young, Jr. Doc. 26-17 at 2.
According to Stancombe, Woodfin approached Stancombe, gave him a “really
deep bear hug,” said “good job, good job,” “dropped his hand down like he was
letting go” and “grabbed [Stancombe’s] butt.” Doc. 22-1 at 9, 48. Woodfin
purportedly repeated this sequence two more times—saying “good job, good job”
while giving Stancombe a hug, then dropping his hand down and grabbing
Stancombe’s buttocks. Id. Stancombe told Woodfin to stop and soon thereafter
reported the incident to his supervisors, Young and Doug Logan. See docs. 26-2 at
4; 26-17 at 2. In response, Logan took written statements from Stancombe and
Woodfin, moved Stancombe to a different department to separate him from
Woodfin, instructed Woodfin to “not have any contact with . . . Stancombe,” and
proceeded with an investigation of the incident by interviewing other employees.
Docs. 22-1 at 67; 26-2 at 4. Logan also told Stancombe that starting the following
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Monday, February 13, 2012, NPS would assign Stancombe to a different shift than
Woodfin. Doc. 22-1 at 18.
In the meantime, when Stancombe returned to work the day after the first
incident, he learned from Young that he had the option of signing up to work a
Saturday shift the next day if “he still wanted that overtime that [he had] been
asking for,” and indeed Stancombe voluntarily signed up to work the Saturday
shift. Doc. 22-1 at 56. Unbeknownst to Stancombe, Woodfin had also volunteered
for the Saturday shift. Id. This Saturday shift was the scene of the second incident
of allegedly sexually inappropriate conduct. Purportedly, while Stancombe was
kneeling over to complete a task, Woodfin walked up to Stancombe, “grabbed
[him] by the back of the head . . . and did . . . pelvic thrusting” motions three times
against Stancombe’s body for three to four seconds. Id. at 60. In shock and “livid
about the situation,” Stancombe “angrily stormed out” immediately and quit his
job without reporting the incident to anyone at NPS. Id. at 15. NPS only learned
about the incident when it received a letter from Personnel Staffing the next work
day stating that Woodfin “grabbed [Stancombe’s] head and made pelvic thrusts
[three] times.” Doc. 26-1 at 2.
Upon receiving the letter, NPS’s Human Resources Administrator Renee
Richardson (who was on vacation the prior week) launched an investigation. Doc.
22-4 at 1. Ultimately, with respect to the first incident, Richardson concluded that
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Stancombe “was the initiator of the physical contact.” Doc. 22-4 at 5. Apparently,
because no other employees corroborated Stancombe’s account of the first
incident, Richardson chose to accept Woodfin’s account that Stancombe initiated
the physical touching when he “was up against” Woodfin “messing with him.” Id.
Notwithstanding Richardson’s finding, NPS concluded that Woodfin’s actions
constituted “physical contact . . . inappropriate in the workplace” and suspended
Woodfin for three days. Id. at 4. As to the second incident, however, NPS took no
disciplinary action against Woodfin because Richardson concluded “there could
not have possibly been any contact between” Stancombe and Woodfin. Id. at 5.
Again, Richardson reached this conclusion based on Woodfin’s account denying
the harassing conduct and because no employees corroborated Stancombe’s
allegations. Id.
III. ANALYSIS
NPS and Woodfin maintain that summary judgment is appropriate with
respect to all claims. The court addresses each claim in turn, beginning first with
the Title VII claims and then turning to the state law claims.
A. Title VII hostile work environment and constructive discharge
NPS contends that Stancombe cannot establish the “severe or pervasive”
element of the prima facie hostile work environment case. NPS also contends that
the constructive discharge claim fails because Stancombe did not provide NPS
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with sufficient opportunity to address his complaints. The court agrees with these
contentions.
1. The alleged conduct failed to create a hostile work environment
To establish a hostile work environment claim, Stancombe must show: (1)
that he belongs to a protected group; (2) that he was subject to unwelcome sexual
harassment, such as sexual advances, requests for sexual favors, and other conduct
of a sexual nature; (3) that the harassment was based on his sex; (4) that the
harassment was sufficiently severe or pervasive to alter the terms and conditions of
employment and create a discriminatorily abusive working environment; and (5)
that a basis exists for holding the employer liable. Mendoza v. Borden, Inc., 195
F.3d 1238, 1245 (11th Cir. 1999). Relevant here, as to the “severe or pervasive”
element, it is well-established that a plaintiff must show that he subjectively
perceived the harassment as sufficiently severe or pervasive “to alter the terms or
conditions of employment, and this subjective perception must be objectively
reasonable.” Id. at 1246; see also Reeves v. C.H. Robinson Worldwide, Inc., 594
F.3d 798, 811 (11th Cir. 2010) (courts must “proceed with common sense and an
appropriate sensitivity to social context, to distinguish between general office
vulgarity and the conduct which a reasonable person in the plaintiff’s position
would find severely hostile or abusive”) (citation, alterations, and internal
quotations omitted). Significantly, the objective component of this inquiry is fact
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intensive and requires a showing as to “(1) the frequency of the conduct; (2) the
severity of the conduct; (3) whether the conduct is physically threatening or
humiliating, or a mere offensive utterance; and (4) whether the conduct
unreasonably interferes with the employee’s job performance.” Mendoza, 195 F.3d
at 1246 (citations omitted).
Based on the record before this court, Stancombe cannot establish any of the
four elements necessary to sustain the “severe or pervasive” prong of the prima
facie case. First, while inappropriate, the two infractions here over the course of
one month do not meet the frequency level necessary to satisfy the frequency
component. See Guthrie v. Waffle House, Inc., 460 F. App’x 803, 807 (11th Cir.
2012) (“a few dozen comments or actions . . . spread out over a period of eleven
months,” are insufficient); Reeves, 594 F.3d at 804 (frequency level met where the
conduct occurred on a daily basis for over three years); See Miller v. Kenworth of
Dothan, Inc., 277 F.3d 1269, 1276 (11th Cir. 2002) (harassing conduct sufficiently
frequent where it occurred “three or four times a day” for one month); Dees v.
Johnson Controls World Services, Inc., 168 F.3d 417, 418 (11th Cir. 1999)
(“almost-daily abuse” over the course of three years was sufficiently frequent).
Second, as to the severity of the alleged conduct, Stancombe failed to establish “a
workplace that is permeated with discriminatory intimidation, ridicule and insult.”
Miller, 277 F.3d at 1267-77. In fact, Stancombe’s allegations are somewhat similar
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to those in Guthrie, where the harasser “grabbed Guthrie ‘on [her] butt’ two to five
times,” and made vulgar and sexually explicit comments to her on several
occasions. Guthrie, 460 F. App’x at 804, and in which the Eleventh Circuit
concluded that the comments and actions “were rude and boorish . . . [but] [fell]
well short of conduct so severe as to ‘alter or change the terms of . . . working
conditions,’ as determined by [Eleventh Circuit] case law,” id. at 807. Likewise,
the conduct in question here—Woodfin hugging Stancombe, grabbing his buttocks
and saying “good job” in one incident and making sexually explicit pelvic
thrusting motions in the second incident—is not so objectively severe as to alter
the terms of Stancombe’s work environment.1 See id; Dar Dar v. Associated
Outdoor Club, Inc., 248 F. App’x 82, 85 (11th Cir. 2007) (“two sexually
1
Stancombe relies on evidence of inappropriate conduct that Woodfin allegedly directed
toward another male employee to show that Woodfin’s actions “altered the conditions of
Stancombe’s working environment and the working environment of all male employees at NPS.”
Doc. 27 at 25-26. This contention is unavailing because the alleged incident occurred years
before Stancombe began working at NPS. See doc. 26-13 at 2. As such, Stancombe cannot rely
on it to support his claim. See Melton v. Nat’l Dairy LLC, 705 F. Supp. 2d 1303, 1342 (M.D.
Ala. 2010) (concluding that plaintiffs could not rely on incidents of harassing conduct that
occurred prior to their start dates with the employer).
Moreover, where a plaintiff is relying on actions or statements toward other employees,
he must present sufficient “information as to when the statements were made, how knowledge of
them was acquired, and when [he] was informed of them (if [he] was).” Edwards v. Wallace
Cmty. Coll., 49 F.3d 1517, 1522 (11th Cir. 1995). Here, while Stancombe knew that NPS had
suspended Woodfin once prior to Stancombe’s employment for “some kind of incident or
something,” his testimony on the subject is that he learned that Woodfin “was rubbing his butt”
against another male employee, but cautioned that “it was secondhand” information, and he
“didn’t know how [the incident] transpired.” Doc. 22-1 at 73. Even if this is sufficient
information, the court finds this isolated incident is not the sort that leads to the conclusion that
Woodfin views men “negatively, and in a humiliating and degrading way.” See Reeves, 594 F.3d
at 811.
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inappropriate comments and two incidents of intentional buttocks touching” are
not sufficiently severe).
Third, the alleged conduct is not objectively “physically threatening and
humiliating” as compared to Eleventh Circuit precedent (for example, the conduct
in Reeves and Miller). See e.g., Reeves, 594 F.3d at 811-12; Miller, 277 F.3d at
1277. Finally, Stancombe has made no showing that the conduct “unreasonably
interfered” with his work performance. In fact, Stancombe returned to work for the
rest of the day after the first incident, as well as on the next day—apparently with
no incident with Woodfin—and volunteered to work the Saturday shift, just two
days after the first incident. While Stancombe stormed out after the second incident
and that incident arguably “unreasonably interfered” with Stancombe’s job
performance that day, see Miller, 277 F.3d at 1277 (finding interference with
plaintiff’s job performance where harassing conduct “prevented [plaintiff] from
performing his job, on at least one occasion”), this one episode is not sufficient to
overcome Stancombe’s failure to meet the other elements for the objectively severe
and pervasive inquiry. Accordingly, because Stancombe has not presented a case
of “severe or pervasive” harassment, summary judgment is due.2
2
Alternatively, even if the alleged conduct is severe or pervasive, summary judgment is
still warranted because an employer can only be liable if it “failed to take prompt remedial action
after receiving notice of the alleged sexual harassment.” Kilgore v. Thompson & Brock Mgmt.,
Inc., 93 F.3d 752, 754 (11th Cir. 1996). Here, NPS promptly investigated the allegations by
interviewing Stancombe, Woodfin, and other employees within a few days (Logan began
investigating on February 9 and Richardson began investigating on February 13). The only
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2. The alleged conduct fails to support a constructive discharge claim
In this Circuit, a court will presume that a resignation is voluntary unless the
employee “comes forward with sufficient evidence to establish that the resignation
was involuntarily extracted.” Hargray v. City of Hallandale, 57 F.3d 1560, 1568
(11th Cir. 1995). It seems that Stancombe is attempting to establish the
“involuntary extracted” element through his contention that “NPS would have
made a finding, as it ultimately did, that there was no validation of Stancombe’s”
allegations, and Stancombe’s assumption is that NPS would have never remedied
the situation. Doc. 27 at 28. To the extent Stancombe is suggesting the decision to
not credit his allegations establishes that NPS involuntarily extracted the
resignation, the court rejects the contention because it is the employee’s obligation
in such instances “not to assume the worst, and not to jump to conclusions too
fast.” Garner v. Wal–Mart Stores, Inc., 807 F.2d 1536, 1539 (11th Cir. 1987).
Significantly, “constructive discharge will generally not be found if the employer
interview missing is Stancombe’s account of the second incident—because Stancombe resigned
and did not return to NPS to report the incident—but the February 13 letter from Personnel
Staffing to NPS recounted the second incident in detail. See doc. 26-1 at 2. Ultimately, even
though no witnesses corroborated Stancombe’s allegations, within two weeks of the first
incident, NPS suspended Woodfin for three days and warned him that NPS does not tolerate the
inappropriate conduct in question. Doc. 22-4 at 4. These remedial actions are sufficient to defeat
a claim that NPS is liable for the alleged harassment. See Kilgore, 93 F.3d at 754 (remedial
actions sufficient where employer conducted investigation within a few days, interviewed the
parties and other employees, and no witnesses corroborated victim’s allegations); see also
Baldwin v. Blue Cross/Blue Shield of Alabama, 480 F.3d 1287, 1305 (11th Cir. 2007)
(“[W]arnings and counseling of the harasser are enough where the allegations are
substantiated.”).
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is not given sufficient time to remedy the situation.” Kilgore, 93 F.3d at 754. This
is precisely the case here, where the record shows that, immediately after the first
incident, NPS separated Stancombe and Woodfin and told Stancombe that he
would work a new shift beginning on February 13 so that he would no longer have
to work with Woodfin. Unfortunately, Stancombe quit on February 11 (albeit
because of a second infraction), and never gave NPS’s plan time to take effect.
While Stancombe may feel the second incident warranted his resignation, the fact
remains that, prior to Stancombe’s resignation, “[n]othing about [NPS’s] handling
of [Stancombe’s] accusation would have compelled a reasonable person to resign.”
See Russell v. Sealing Equip. Products Co., No. 2:11-CV-04330-RDP, 2013 WL
6145333, at *8 (N.D. Ala. Nov. 20, 2013) (“Neither life nor the law favor
quitters—particularly quitters who do not give their employer a chance to remedy
the perceived wrong.”). Accordingly, Stancombe’s resignation before NPS could
finish its investigation and schedule him to a new shift defeats Stancombe’s
constructive discharge claim.
For the reasons above, summary judgment is proper with respect to
Stancombe’s Title VII hostile work environment and constructive discharge claims
against NPS.
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B. State Law tort claims
Stancombe alleges state law tort of outrage, invasion of privacy, and assault
and battery claims against Woodfin and NPS, and a negligent and wanton
supervision claim against NPS. For the reasons stated below, except for the assault
and battery claim against Woodfin, summary judgment is due on all of
Stancombe’s state law claims.
1. Tort of outrage claim against Woodfin
Outrage claims in Alabama are reserved for conduct so “outrageous in
character and so extreme in degree as to go beyond all possible bounds of decency,
and to be regarded as atrocious and utterly intolerable in a civilized society.”
Tinker v. Beasley, 429 F.3d 1324, 1329-30 (11th Cir. 2005) (citing American Rd.
Svc. Co. v. Inmon, 394 So. 2d 361, 365 (Ala. 1980)). Significantly, the Alabama
Supreme Court has applied the Inmon test rather strictly, only recognizing the tort
of outrage in three areas: wrongful conduct in the family burial context, insurance
agents coercing settlement of insurance claims, extremely egregious sexual
harassment, and a physician having a sexual relationship with a teenage patient in
exchange for narcotics. See O’Rear v. B.H., 69 So. 3d 106, 119 (Ala. 2011); Ex
parte Crawford & Co., 693 So. 2d 458, 460 n. 1 (Ala. 1997). Moreover, “mere
insults, indignities, threats, annoyances, petty oppressions, or other trivialities” are
insufficient to create liability for outrage; instead, “plaintiffs must necessarily be
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expected and required to be hardened to a certain amount of rough language and to
occasional acts that are definitely inconsiderate and unkind.” Surrency v.
Harbison, 489 So. 2d 1097, 1105-06 (Ala. 1986) (quoting Restatement (Second) of
Torts, § 46, Comment (d) (1965)). Under this stringent standard, the court
concludes that the alleged conduct here is not so severe and egregious (as further
explained above) and therefore does not amount to an outrage claim. See e.g.,
Branch v. Arby’s Rest. Grp., Inc., No. 2:12-CV-00677-HGD, 2013 WL 3153474,
at *2, *7 (N.D. Ala. June 14, 2013) (no outrage claim where harasser grabbed
victim’s “left arm and attempted to unzip her jacket . . . ran his finger down the
front of her shirt and told her, ‘You are too beautiful. You need to let all this
out’”); Miller v. Home Depot USA Inc., 2013 WL 987941, at *3 (N.D. Ala. March
11, 2013) (harassment based on skin color, gender and national origin which “are
indeed inappropriate in the workplace and have no place in civilized society”
nonetheless are not “beyond all possible bounds of decency” to sustain outrage
claim). Accordingly, summary judgment is due with respect to the outrage claim.
2. Invasion of privacy claim against Woodfin
Summary judgment is also due as to the invasion of privacy claim against
Woodfin. Alabama law defines the tort of invasion of privacy as “the wrongful
intrusion into one’s private activities in such a manner as to outrage or cause
mental suffering, shame, or humiliation to a person of ordinary sensibilities.”
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McIsaac v. WZEW–FM Corp., 495 So. 2d 649, 651 (Ala. 1986). However, the
Alabama Supreme Court has noted that “[e]ven the dire affront of inviting an
unwilling [person] to illicit intercourse has been held by most courts to be no such
outrage as to lead to liability” for invasion of privacy. Id. at 652 (citing Logan v.
Sears, Roebuck & Co., 466 So. 2d 121, 124 (Ala. 1985); W. Prosser, Law of
Torts, 54–55 (4th ed. 1971)). Additionally, as this court has previously explained,
“Alabama courts have generally required invasion of privacy claims to allege both
ongoing, persistent verbal harassment and unwanted physical contact.” Austin v.
Mac-Lean Fogg Co., 999 F. Supp. 2d 1254, 1258 (N.D. Ala. 2014); see, e.g., Ex
parte Atmore Cmty. Hosp., 719 So. 2d 1190, 1194 (Ala. 1998) (invasion of privacy
claim sustained when the plaintiff presented evidence that the defendant repeatedly
touched her in a manner that was unwelcome and with sexual overtones, “made
several lewd comments[,] asked [the plaintiff] to meet him outside of work for
other than business purposes [,] . . . [and] looked up [the plaintiff’s] skirt on more
than one occasion”); Phillips v. Smalley Maint. Servs., Inc., 435 So.
2d 705, 711 (Ala. 1983) (invasion of privacy claim sustained when the plaintiff
testified that the defendant called her into his office, locked the door, and
interrogated her about her sexual relationship with her husband, repeatedly
demanded sexual favors from her, reacted violently when she refused, “[o]n one
occasion struck her across the buttocks with his hand[, and on] still another
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occasion, . . . began papering his office window, thus obscuring the view of those
in the surrounding area, in pursuit of what he hoped would be the consummation of
lurid propositions to [the p]laintiff”); Cunningham v. Dabbs, 703 So. 2d 979, 98081, 982 (Ala. Civ. App. 1997) (a reasonable jury could conclude the defendant
intruded on the plaintiff’s privacy when the defendant “frequently rubbed [the
plaintiff’s] shoulders and repeatedly made lewd and suggestive comments to her,
including suggestions that they have sex” and on one occasion “leaned over her as
if he were going to whisper something to her and stuck his tongue in her ear”).
Guided by these cases, the court finds the alleged conduct by Woodfin is not so
ongoing and persistent so as to sustain the invasion of privacy claim.
3. Assault and Battery claim against Woodfin
The court reaches a different conclusion with respect to the assault and
battery claim against Woodfin. Under Alabama law, “an assault consists of ‘an
intentional, unlawful, offer to touch the person of another in a rude or angry
manner under such circumstances as to create in the mind of the party alleging the
assault a well-founded fear of an imminent battery, coupled with the apparent
present ability to effectuate the attempt, if not prevented.’” Peterson v. BMI
Refractories, 132 F.3d 1405, 1412-13 (11th Cir. 1998) (quoting Allen v. Walker,
569 So. 2d 350, 351 (Ala. 1990) (citations omitted)). A battery is defined as “a
successful assault”—i.e., “an injury actually done to the person of another in an
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angry or revengeful or rude or insolent manner.” Surrency, 489 So. 2d at 1104
(citations omitted). Moreover, “to lay hands on another in a hostile manner is a
battery, although no damage follows.” Id. (citation and emphasis omitted). In the
sexual harassment context, the Alabama Supreme Court has allowed an assault and
battery claim to proceed where the defendant intentionally touched the plaintiff in
a sexually suggestive manner, and where the touching was unwelcome. See Ex
Parte Atmore Community Hosp., 719 So. 2d at 1194 (defendant “touched
[plaintiff’s] waist, rubbed against her when passing her in the hall, poked her in the
armpits near the breast area, and touched her leg . . . [and] that each of these
touchings was intentional, was conducted with sexual overtones, and was
unwelcome”). Accepting Stancombe’s account as true, Woodfin’s actions here
were indeed intentional, unwelcome, and conducted with sexual overtones. See
Livingston v. Marion Bank & Trust Co., No. 2:11-CV-1369-LSC, 2014 WL
3347910 at *1323 (N.D. Ala. July 8, 2014). Accordingly, summary judgment is
due to be denied with respect to the assault and battery claim.
4. State law claims against NPS
The court turns now to the state law claims against NPS, addressing first the
issue of NPS’s vicarious liability for Woodfin’s torts and second, the negligent and
wanton supervision claim.
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i. Vicarious liability
As an initial matter, NPS cannot be vicariously liable for the outrage or
invasion of privacy claims because, as outlined above, the court finds that those
underlying claims fail. See Speigner v. Shoal Creek Drummond Mine, 402 F.
App’x 428, 432 (11th Cir. 2010) (employer “simply cannot be held liable for
authorizing or ratifying conduct that . . . did not occur”) (citing Potts v. BE & K
Constr. Co., 604 So. 2d 398 (Ala. 1992)). With respect to the assault and battery,
NPS can be liable under Alabama law only if Stancombe establishes that: “(1)
[Woodfin’s] wrongful acts were in the line and scope of his employment; or (2)
that the acts were in furtherance of the business of the employer; or (3) that the
employer participated in, authorized, or ratified the wrongful acts.” Potts, 604 So.
2d at 400 (quotation marks, alterations, and citation omitted). The parties generally
agree that the relevant inquiry in this case is whether NPS “ratified the wrongful
acts” of Woodfin. For Stancombe’s claim to survive under this theory, he must
present sufficient evidence that NPS: “(1) had actual knowledge of the tortious
conduct of [Woodfin] and that the tortious conduct was directed at and visited
upon [Stancombe]; (2) that based on this knowledge, [NPS] knew, or should have
known, that such conduct constituted sexual harassment and/or a continuing tort;
and (3) that [NPS] failed to take adequate steps to remedy the situation.” Id.
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Stancombe cannot meet this burden because the undisputed record evidence
establishes that NPS took adequate steps that were “reasonably calculated to stop
[the tortious] conduct.” Id. at 401. Specifically, Stancombe’s supervisor, Logan,
promptly interviewed Stancombe and Woodfin, told Woodfin to “not have any
contact with . . . Stancombe,” moved Woodfin and Stancombe to different
departments, and planned to schedule them to different shifts beginning the
following Monday. Docs. 22-1 at 67; 26-2 at 4. Furthermore, after completing the
investigation into the first incident—albeit after the second incident—NPS
suspended Woodfin for three days, counseled him that the alleged conduct violated
NPS’s policies, and required him to submit to a six-hour “counseling class”
because of his behavior. Docs. 22-2 at 84; 22-3 at 12. As the Eleventh Circuit has
held, an employer takes “adequate steps to remedy the situation by investigating
the claim, counseling [the harasser] to avoid such conduct in the future, and
arranging for [victim] to work under a different supervisor.” Speigner, 402 F.
App’x at 432. Based on the undisputed evidence before this court, NPS is not
liable for the assault and battery because it took reasonable steps to address
Stancombe’s complaints.3 See id. Therefore, summary judgment is due with
respect to the assault and battery claim against NPS.
3
Stancombe testified that he believed NPS mishandled the situation because he “would
have liked some kind of assurance that until [NPS] concluded their investigation,” he and
Woodfin “wouldn’t be anywhere around one another even in passing, or at least [that NPS would
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ii. Negligent and wanton supervision
Under Alabama law, “[t]o recover on negligent supervision . . . claims
against an employer, a plaintiff must establish by affirmative proof that the
employer actually knew of the incompetence of the employee, or that the employer
reasonably should have known of it.” Speigner, 402 F. App’x at 433 (citing
Southland Bank v. A & A Drywall Supply Co., 21 So. 3d 1196, 1215-16 (Ala.
2008); Pritchett v. ICN Med. Alliance, Inc., 938 So. 2d 933, 940 (Ala. 2006))
(internal quotation marks and alterations omitted). The plaintiff must also show
that the employer failed to exercise “due care” in handling the incompetency. See
Big B, Inc. v. Cottingham, 634 So. 2d 999, 1004 (Ala. 1993). Similarly, “a claim
for wanton supervision requires . . . affirmative proof that the employer actually
knew of the employee’s incompetence or reasonably should have known of it” and
that the employer “wantonly disregarded the [employee’s] incompetence.”
Speigner, 402 F. App’x at 433 (citing Armstrong Bus. Servs., Inc. v. AmSouth
Bank, 817 So. 2d 665, 682 (Ala. 2001). Further, Alabama law defines “wanton”
conduct as that “which is carried on with a reckless or conscious disregard of the
rights or safety of others.” Ala. Code § 6-11-20. In the sexual harassment context,
the Alabama Supreme Court has explained that a plaintiff alleging wanton
have let Stancombe] stay home until [the investigation] was concluded . . . so that there wouldn’t
be an opportunity for the second incident.” Doc. 22-1 at 67. The court finds no legal authority
supporting Stancombe’s position or otherwise suggesting that NPS’s mishandled the situation.
Ultimately, as explained above, the court concludes that NPS took adequate steps to prevent
future tortious conduct. See Speigner, 402 F. App’x at 432.
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supervision must show that the employer “made a conscious decision to downplay
the sexual harassment complaint . . . knowing that to do so would likely result in
[the harasser] mistreating a[n] . . . employee.” Big B, Inc., 634 So. 2d at 1004.
The record here is undisputed that NPS had the requisite knowledge of
Woodfin’s behavior. Indeed, Stancombe notified Young and Logan of Woodfin’s
alleged actions immediately after the first incident, and NPS’s own personnel
documents demonstrate that NPS disciplined Woodfin in 2007 for inappropriately
touching another employee. Doc. 22-2 at 83. Still, following Eleventh Circuit
guidance in Speigner, the remedial actions NPS implemented are sufficient for it to
defeat the negligence and wantonness claims. In reaching this decision, the court
notes that NPS disciplined Woodfin even though he denied Stancombe’s
allegations and no NPS employee corroborated Stancombe’s allegations, and that
the remedial actions NPS took are similar to the facts that the court in Spiegner
relied on in finding the employer did not act negligently or in wanton disregard.
See Speigner, 402 F. App’x at 433 (negligence and wantonness claims failed in
part because harasser received anti-harassment training, denied the allegations of
harassment, and there were no witnesses to confirm the allegations). The court
notes also that NPS counseled Woodfin about his past conduct—which occurred
Page 21 of 23
five years prior to the incident with Stancombe—and also suspended him.4 Doc.
22-2 at 83. Basically, based on the record before this court, Stancombe has
presented no evidence to establish that NPS failed to exercise due care in handling
Stancombe’s complaint or other complaints against Woodfin—let alone that NPS
made a “conscious decision to downplay” Woodfin’s conduct. See Big B, Inc., 634
So. 2d at 1004 (employer handled the matter negligently and wantonly where it
never trained the harasser on the relevant harassing conduct, did not interview the
victim who alleged harassment, and did not produce a formal report of the matter).
Accordingly, summary judgment is also due as to the negligent and wanton
supervision claims.5
4
Stancombe points to an incident in November 2012 where NPS suspended Woodfin for
“disorderly conduct” after Woodfin followed a male coworker, Sylvester Jones, to the bathroom
and asked to see the “cut” on Jones’s finger. Doc. 26-13 at 2. Apparently, Jones had “cut his
finger while cleaning the bathroom.” Id. After investigating the incident, NPS concluded that
Woodfin’s conduct “disrupted productivity,” required Woodfin to undergo training regarding
NPS policies, and notified him that any additional violations of NPS policy would lead to his
termination. Id. To the extent Stancombe is characterizing this incident as one involving sexual
harassment, the court finds no support for such a characterization.
5
Summary judgment on the negligent supervision claim is also due because Stancombe’s
only damages are “emotional distress” from the “very traumatic and alarming” encounters with
Woodfin. Doc. 27 at 16. Alabama law is clear that “[d]amages for mental anguish are not
recoverable for negligence except when the plaintiff has suffered physical injury as a result of
the negligent conduct or was placed in an immediate risk of physical injury by the conduct.”
Lindsey v. NCO Fin. Sys., Inc., No. 2:11-CV-03183-WMA, 2012 WL 3999870, at *3 (N.D. Ala.
Sept. 12, 2012) (citing Brown v. First Fed. Bank, 95 So. 3d 803, 818 (Ala. Civ. App. 2012)).
While Stancombe testified to experiencing marital problems, difficulty sleeping, and “intimacy”
problems, doc. 22-1 at 69, the court finds no evidence of physical injury to Stancombe resulting
from the emotional distress.
Page 22 of 23
IV. CONCLUSION
For the reasons stated above, the motion for summary judgment is due with
respect to the hostile work environment and constructive discharge claims against
NPS. As to the state law tort claims, the motion is due to be granted with respect to
the tort of outrage claims and invasion of privacy claims against both NPS and
Woodfin. Finally, with respect to the assault and battery claims, the motion is due
to be denied as to the claim against Woodfin and granted as to the claim against
NPS. The court will enter a separate order consistent with this opinion.
DONE the 9th day of April, 2015.
_________________________________
ABDUL K. KALLON
UNITED STATES DISTRICT JUDGE
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