Lovelady v. Social Security Administration, Commissioner

Filing 12

MEMORANDUM OPINION and ORDER DISMISSING CASE that the decision of the Commissioner is reversed and this action is REMANDED to the Commissioner of the Social Security Administration for further proceedings consistent with this memorandum opinion and order as more fully set out in order. Signed by Judge C Lynwood Smith, Jr on 3/10/2015. (AHI)

FILED
2015 Mar-10 AM 10:26
U.S. DISTRICT COURT
N.D. OF ALABAMA

UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF ALABAMA
SOUTHERN DIVISION
JERRY NEAL LOVELADY,
Claimant,
vs.
CAROLYN W. COLVIN, Acting
Commissioner, Social Security
Administration,
Defendant.

)
)
)
)
)
)
)
)
)
)
)
)

Civil Action No. 2:14-cv-819-CLS

MEMORANDUM OPINION AND ORDER OF REMAND
Claimant, Jerry Lovelady, commenced this action on May 1, 2014, pursuant to
42 U.S.C. § 405(g), seeking judicial review of a final adverse decision of the
Commissioner, affirming the decision of the Administrative Law Judge (“ALJ”), and
thereby denying his claim for a period of disability, disability insurance, and
supplemental security income benefits. For the reasons stated herein, the court finds
that the Commissioner’s ruling is due to be reversed, and this case is due to be
remanded to the Commissioner for further proceedings.
The court’s role in reviewing claims brought under the Social Security Act is
a narrow one. The scope of review is limited to determining whether there is
substantial evidence in the record as a whole to support the findings of the
Commissioner, and whether correct legal standards were applied. See Lamb v.

Bowen, 847 F.2d 698, 701 (11th Cir. 1988); Tieniber v. Heckler, 720 F.2d 1251, 1253
(11th Cir. 1983).
Claimant contends that the Commissioner’s decision is neither supported by
substantial evidence nor in accordance with applicable legal standards. Specifically,
claimant asserts that the ALJ improperly considered the opinion of his treating
physician, improperly gave weight to the opinion of a non-medical reviewing
consultant, and failed to adequately develop the record. Upon review of the record,
the court concludes that the second contention has sufficient merit to warrant reversal
and remand.
An individual named V.A. Smith, a “Single Decision Maker,” or “SDM,” who
does not appear to be a doctor or other medical professional, completed the
administrative Physical Residual Functional Capacity Assessment on December 21,
2010. Smith found that claimant could occasionally lift and/or carry up to twenty
pounds, frequently lift and/or carry up to ten pounds, stand and/or walk for a total of
about six hours in an eight-hour workday, sit for a total of about six hours in an eighthour workday, and engage in unlimited pushing and pulling movements. Claimant
could never climb ladders, ropes, or scaffolds; occasionally climb ramps or stairs,
stoop, and crouch; and frequently balance, kneel, and crawl. He was limited in his
ability to reach in all directions, but he did not have any other manipulative

2

limitations. He had no visual or communicative limitations. He was admonished to
avoid all exposure to hazards such as machinery and heights, and to avoid
concentrated exposure to extreme cold, extreme heat, and humidity. Even so, Smith
determined that claimant could have unlimited exposure to wetness, noise, vibration,
fumes, odors, dusts, gases, and poor ventilation. Smith further stated that claimant’s
impairments could reasonably be expected to produce some of claimant’s alleged
symptoms and functional limitations, but that claimant’s statements about his
symptoms and functional limitations were only partially credible. Finally, Smith
indicated that there was no medical source statement in the record addressing
claimant’s physical capacities.1
“Because an SDM has no medical credentials, but instead makes the initial
disability determination after consulting with appropriate medical sources,
SDM-completed forms are not opinion evidence at the appeals level, and the ALJ
should not give any evidentiary weight to the residual functional capacity
determination of an SDM.” Walker v. Colvin, No. 2:13-CV-754-CSC, 2014 WL
7336888, *5 (M.D. Ala. Dec. 22, 2014) (citing Cooper v. Commissioner of Social
Security, 521 F. App’x 803, 807 (11th Cir. 2013); Siverio v. Commissioner of Social
Security, 461 F. App’x 869, 871 (11th Cir. 2012)).2 Despite those pronouncements,
1

Tr. 58-65.

2

In the Walker decision, the Middle District of Alabama explained the Social Security
Administration’s use of the Single Decision Maker model as follows:
3

the Eleventh Circuit has been careful to note that consideration of a single decision
maker’s opinion is harmless error, as long as the ALJ did not place “great weight” on
the opinion, and the ALJ’s decision is based on other substantial medical evidence
of record. See Castel v. Commissioner of Social Security, 355 F. App’x 260, 265-66
(11th Cir. 2009).
Here, the ALJ did not explicitly address the Single Decision Maker’s
assessment in the administrative decision. Even so, claimant asserts that the ALJ
implicitly (and impermissibly) relied upon that assessment. The record appears to
support claimant’s assertion. The ALJ found that claimant had the physical residual
functional capacity to perform light work, “except that he can never climb ladders,
ropes, or scaffolds, occasionally climb ramps or stairs, occasionally stoop, kneel,
crouch, or crawl, and frequently engage in activities requiring balance. Bilaterally,
he can occasionally engage in overhead reaching.”3 That residual functional capacity
finding is consistent with the limitations imposed in the Single Decision Maker’s
administrative assessment, thereby indicating that the ALJ may have placed “great
“SDMs are part of a test program of the Social Security Administration for
making initial disability determinations by non-medical experts. 20 C.F.R. §
404.906(a).” Chaverst v. Astrue, 2012 WL 5379063 at *8 (N.D. Ala. 2012); see also
20 CFR § 416.1406 (setting forth information about the test program with respect to
SSI benefits). Alabama is one of the states in which the use of SDMs is being tested.
71 Fed. Reg. 45,890 (August 10, 2006).
Walker, 2014 WL 7336888, at *5 n.5.
3

Tr. 17.
4

weight” on that assessment.
Additionally, absent any other medical source statement in the record
addressing claimant’s physical capacities, the court cannot conclude that the ALJ’s
decision is based on other substantial evidence. The ALJ “is not required to seek
additional independent expert medical testimony before making a disability
determination if the record is sufficient and additional expert testimony is not
necessary for an informed decision.” Nation v. Barnhart, 153 F. App’x 597, 598
(11th Cir. 2005) (citing Wilson v. Apfel, 179 F.3d 1276, 1278 (11th Cir. 1999);
Holladay v. Bowen, 848 F.2d 1206, 1209-10 (11th Cir. 1988)) (emphasis supplied).
Here, the record was not sufficient for the ALJ to make an informed decision,
and it is not sufficient for the court to determine whether the ALJ impermissibly
(albeit implicitly) relied upon the Single Decision Maker’s assessment.
Remand is warranted for the ALJ to more fully articulate the weight he
afforded to the residual functional capacity assessment performed by the Single
Decision Maker. If the ALJ afforded that assessment any weight, even implicitly,
then he should either obtain an additional consultative physical examination from an
acceptable medical source, and/or additional evidence from claimant’s treating
sources about the extent of claimant’s functional limitations, and render a revised
residual functional capacity finding.4
4

Because remand is warranted on these grounds, the court need not consider claimant’s other
5

Based on the foregoing, the decision of the Commissioner is reversed, and this
action is REMANDED to the Commissioner of the Social Security Administration
for further proceedings consistent with this memorandum opinion and order.
The Clerk of Court is directed to close this file.
DONE this 10th day of March, 2015.

______________________________
United States District Judge

arguments.
6