Seales v. Social Security Administration, Commissioner
Filing
13
MEMORANDUM OPINION Signed by Judge Madeline Hughes Haikala on 9/8/17. (SAC )
FILED
2017 Sep-08 PM 05:04
U.S. DISTRICT COURT
N.D. OF ALABAMA
UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
SOUTHERN DIVISION
MARGARET ELIZABETH
SEALES,
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Plaintiff,
v.
NANCY A. BERRYHILL,
Commissioner of the
Social Security Administration,
Defendant.
Case No.: 2:15-CV-02082-MHH
MEMORANDUM OPINION
Pursuant to 42 U.S.C. § 405(g), plaintiff Margaret Elizabeth Seales seeks
judicial review of a final adverse decision of the Commissioner of Social Security.
The Commissioner denied Ms. Seales’s claim for a period of disability and
disability insurance benefits.
After careful review, the Court affirms the
Commissioner’s decision. 1
I.
1
PROCEDURAL HISTORY
Nancy A. Berryhill became the Acting Commissioner of Social Security on January 23, 2017.
(See https://www.ssa.gov/agency/commissioner.html). Therefore, the Court asks the Clerk to
please substitute Ms. Berryhill for Carolyn W. Colvin as the defendant in this action. See Fed. R.
Civ. P. 25(d) (“An action does not abate when a public officer who is a party in an official
capacity dies, resigns, or otherwise ceases to hold office while the action is pending. Later
opinions should be in the substituted party’s name, but any misnomer not affecting the parties’
substantial rights must be disregarded.”).
Ms. Seales applied for a period of disability and disability insurance benefits
on February 28, 2013. (Doc. 6-6, p. 2). Ms. Seales alleges that her disability
began on May 20, 2012. (Doc. 6-6, p. 2). The Commissioner initially denied Ms.
Seales’s claim on April 23, 2013. (Doc. 6-5, p. 2). Ms. Seales requested a hearing
before an Administrative Law Judge (ALJ). (Doc. 6-5, p. 7). The ALJ issued an
unfavorable decision on August 7, 2014. (Doc. 6-3, pp. 58-71). On September 17,
2015, the Appeals Council declined Ms. Seales’s request for review (Doc. 6-3, p.
2), making the Commissioner’s decision final and a proper candidate for this
Court’s judicial review. See 42 U.S.C. § 405(g).
II.
STANDARD OF REVIEW
The scope of review in this matter is limited. “When, as in this case, the
ALJ denies benefits and the Appeals Council denies review,” the Court “review[s]
the ALJ’s ‘factual findings with deference’ and [his] ‘legal conclusions with close
scrutiny.’” Riggs v. Comm’r of Soc. Sec., 522 Fed. Appx. 509, 510-11 (11th Cir.
2013) (quoting Doughty v. Apfel, 245 F.3d 1274, 1278 (11th Cir. 2001)).
The Court must determine whether there is substantial evidence in the record
to support the ALJ’s findings. “Substantial evidence is more than a scintilla and is
such relevant evidence as a reasonable person would accept as adequate to support
a conclusion.” Crawford v. Comm’r of Soc. Sec., 363 F.3d 1155, 1158 (11th Cir.
2004). In making this evaluation, the Court may not “decide the facts anew,
2
reweigh the evidence,” or substitute its judgment for that of the ALJ. Winschel v.
Comm’r of Soc. Sec. Admin., 631 F.3d 1176, 1178 (11th Cir. 2011) (internal
quotations and citation omitted). If the ALJ’s decision is supported by substantial
evidence, then the Court “must affirm even if the evidence preponderates against
the Commissioner’s findings.” Costigan v. Comm’r, Soc. Sec. Admin., 603 Fed.
Appx. 783, 786 (11th Cir. 2015) (citing Crawford, 363 F.3d at 1158).
With respect to the ALJ’s legal conclusions, the Court must determine
whether the ALJ applied the correct legal standards. If the Court finds an error in
the ALJ’s application of the law, or if the Court finds that the ALJ failed to provide
sufficient reasoning to demonstrate that the ALJ conducted a proper legal analysis,
then the Court must reverse the ALJ’s decision. Cornelius v. Sullivan, 936 F.2d
1143, 1145-46 (11th Cir. 1991).
III.
SUMMARY OF THE ALJ’S DECISION
To determine whether a claimant has proven that she is disabled, an ALJ
follows a five-step sequential evaluation process. The ALJ considers:
(1) whether the claimant is currently engaged in substantial gainful
activity; (2) whether the claimant has a severe impairment or
combination of impairments; (3) whether the impairment meets or
equals the severity of the specified impairments in the Listing of
Impairments; (4) based on a residual functional capacity (“RFC”)
assessment, whether the claimant can perform any of his or her past
relevant work despite the impairment; and (5) whether there are
significant numbers of jobs in the national economy that the claimant
can perform given the claimant’s RFC, age, education, and work
experience.
3
Winschel, 631 F.3d at 1178.
In this case, the ALJ found that Ms. Seales has not engaged in substantial
gainful activity since May 20, 2012, the alleged onset date. (Doc. 6-3, p. 63). The
ALJ determined that Ms. Seales suffers from the following severe impairments:
obesity, degenerative disc disease, fibromyalgia, diabetes, sleep apnea, right hip
bursitis, and osteoarthritis of the knees. (Doc. 6-3, p. 63). The ALJ found that Ms.
Seales suffers from the following non-severe impairments: osteopenia, left foot
arthritis, trigger fingering, fecal incontinence, diabetic neuropathy, depressive
disorder, and anxiety. (Doc. 6-3, p. 64). Based on a review of the medical
evidence, the ALJ concluded that Ms. Seales does not have an impairment or
combination of impairments that meets or medically equals the severity of any of
the listed impairments in 20 C.F.R. Part 404, Subpart P, Appendix 1. (Doc. 6-3, p.
66).
Based on Ms. Seales’s impairments, the ALJ examined Ms. Seales’s residual
functional capacity. The ALJ determined that Ms. Seales has the RFC to perform:
light work as defined in 20 CFR 404.1567(b) except she can
stand/walk at most 4 hours per 8-hour day; can never climb ladders,
ropes, or scaffolds; can occasionally stoop, kneel, crouch, crawl, and
climb ramps and stairs; can occasionally reach overhead bilaterally;
can frequently engage in fine and gross manipulation bilaterally; must
avoid all exposure to extreme vibration; and must have only
occasional exposure to unprotected heights, use of hazardous
machinery, and operational control of moving machinery.
4
(Doc. 6-3, p. 66). Based on this RFC, the ALJ concluded that Ms. Seales is able to
perform her past relevant work as an assistant manager, courier, document
specialist, and cafeteria worker. (Doc. 6-3, pp. 70-71). Accordingly, the ALJ
determined that Ms. Seales has not been under a disability within the meaning of
the Social Security Act. (Doc. 6-3, p. 71).
IV.
ANALYSIS
Ms. Seales argues that she is entitled to relief from the ALJ’s decision
because the ALJ failed to properly evaluate her subjective complaints of pain
consistent with the Eleventh Circuit’s three-part pain standard.
“To establish a disability based on testimony of pain and other symptoms,
the claimant must satisfy two parts of a three-part test by showing ‘(1) evidence of
an underlying medical condition; and (2) either (a) objective medical evidence
confirming the severity of the alleged pain; or (b) that the objectively determined
medical condition can reasonably be expected to give rise to the claimed pain.’”
Zuba-Ingram v. Commissioner of Social Sec., 600 Fed. Appx. 650, 656 (11th Cir.
2015) (quoting Wilson v. Barnhart, 284 F.3d 1219, 1225 (11th Cir. 2002) (per
curiam)). A claimant’s testimony coupled with evidence that meets this standard
“is itself sufficient to support a finding of disability.” Holt v. Sullivan, 921 F.2d
1221, 1223 (11th Cir. 1991) (citation omitted). If an ALJ discredits a claimant’s
subjective testimony, then the ALJ “must articulate explicit and adequate reasons
5
for doing so.” Wilson, 284 F.3d at 1225. “While an adequate credibility finding
need not cite particular phrases or formulations[,] broad findings that a claimant
lacked credibility . . . are not enough. . . .” Foote v. Chater, 67 F.3d 1553, 1562
(11th Cir. 1995) (per curiam); see SSR 96-7p, 1996 WL 374186 at *2 (“The
determination or decision must contain specific reasons for the finding on
credibility, supported by the evidence in the case record, and must be sufficiently
specific to make clear to the individual and to any subsequent reviewers the weight
the adjudicator gave to the individual’s statements and the reasons for that
weight.”). 2
During her administrative hearing, Ms. Seales testified that she stopped
working because she has trouble “bending, lifting, [and] staying on [her] feet for a
long period of time.” (Doc. 6-3, p. 25). According to Ms. Seales, she cannot sit or
stand for long periods of time, and lifting “puts a strain on [her] neck and on [her]
2
On March 28, 2016, SSR 16-3p superseded SSR 96-7p. SSR 16-3p “provides guidance about
how [the Social Security Administration] evaluate[s] statements regarding the intensity,
persistence, and limiting effects of symptoms in disability claims.” SSR 16-3p, 2016 WL
1119029 at *1. SSR-16-3p eliminates the term “credibility” from Social Security Administration
policy and stresses that when evaluating a claimant’s symptoms, an ALJ must “not assess an
individual’s overall character or truthfulness” but instead must “focus on whether the evidence
establishes a medically determinable impairment that could reasonably be expected to produce
the individual’s symptoms.” SSR 16-3p, 2016 WL 1119029 at *1, *10. SSR 16-3p does not
apply retroactively to administrative decisions issued before March 28, 2016. See Green v.
Comm’r of Soc. Sec., --- Fed. Appx. ----, 2017 WL 3187048, *4 (11th Cir. July 27, 2017). In this
case, the ALJ issued his decision on August 7, 2014, and the Appeals Council declined review
on September 17, 2015. (Doc. 6-3, pp. 2, 58). Therefore, SSR 16-3p does not apply to Ms.
Seales’s appeal.
6
back.” (Doc. 6-3, p. 25). Ms. Seales testified that she walks but is limited by
neuropathy in her feet that causes stinging and swelling. (Doc. 6-3, p. 29). At
home, when Ms. Seales finishes doing dishes, her back hurts and she has to take a
pain pill and lie down. (Doc. 6-3, p. 30). Ms. Seales testified that she must shop
for groceries slowly and that it typically takes two to three hours to complete her
shopping because of her pain. (Doc. 6-3, pp. 31-32). Ms. Seales does some
laundry, but her husband and her daughter help with “the bending and lifting.”
(Doc. 6-3, p. 33). When the ALJ asked Ms. Seales to explain her biggest problem,
Ms. Seales answered that “[i]t’s anything that requires the bending and lifting and
just the constant movement in my arms because I can’t even dry my hair without
having to stop and rest two or three times because of lifting up my arms.” (Doc. 63, p. 35). Ms. Seales stated that she can no longer bowl, garden, or play tennis.
(Doc. 6-3, p. 38). Ms. Seales has trouble driving because she is “limited in the
movement of [her] neck so it’s very hard to . . . check [her] blind spots.” (Doc. 63, p. 37).
Ms. Seales receives cervical blocks every four months. (Doc. 6-3, p. 38).
Between the blocks, Ms. Seales testified that she loses feeling in her hands. (Doc.
6-3, p. 39). Ms. Seales takes Lortab for her pain which she claims makes her
7
nauseous. (Doc. 6-3, p. 39). If Ms. Seales takes Lortab and anti-nausea medicine
together, then she must sleep for about an hour and a half. (Doc. 6-3, p. 39). 3
The ALJ explained that Ms. Seales’s “medically determinable impairments
could reasonably have been expected to produce the alleged symptoms, but the
alleged intensity, persistence, duration, and impact on functioning are not credible
or consistent with the totality of the evidence.” (Doc. 6-3, p. 67). The ALJ
articulated explicit and adequate reasons for rejecting Ms. Seales’s testimony about
the severity of her back and neck pain. The ALJ rejected Ms. Seales’s subjective
pain testimony because he found that the testimony is inconsistent with the
objective medical evidence as a whole, Ms. Seales’s conservative treatment
history, her activities of daily living, and her work history. Substantial evidence
supports the ALJ’s decision.
An ALJ may consider objective medical evidence when evaluating a
claimant’s subjective pain testimony. 20 C.F.R. § 404.1529(c)(2) (“Objective
medical evidence . . . is a useful indicator to assist us in making reasonable
conclusions about the intensity and persistence of your symptoms and the effect
those symptoms, such as pain, may have on your ability to work.”). In this case,
the ALJ noted that:
3
Ms. Seales alleges disability “primarily due to chronic moderately severe back and neck pain.”
(Doc. 10, p. 5). Ms. Seales has not challenged the ALJ’s conclusions regarding her other
impairments. (See Doc. 10, pp. 5-10). Therefore, the Court considers only Ms. Seales’s
testimony concerning her back and neck pain and the ALJ’s corresponding findings.
8
MRI’s of [Ms. Seales’s] lumbar and cervical spine do suggest
foraminal and spinal stenosis. She also exhibited widespread
tenderness and myofascial guarding. However, none of her records
document any loss of strength, sensation, or reflexes. Further, the
majority of her treatment notes indicate a normal gait and normal
range of motion aside from in her lumbar and cervical spine.
Moreover, pain management records and orthopedic records
consistently indicated that epidural injections and pain medications
largely controlled her pain, without only periodic flares of this pain
noted in her records.
(Doc. 6-3, p. 69). The medical evidence supports these findings.
Ms. Seales has experienced back and neck pain since at least 2008. (Doc. 68, pp. 25, 27). A September 12, 2008 MRI of Ms. Seales’s lumbar spine revealed
mild degenerative spinal stenosis at L4-5, small left lateral disc protrusion at L3-4,
and small right paracentral disc protrusion at L2-3.
(Doc. 6-8, p. 30).
On
November 28, 2008, Ms. Seales received an epidural block at L4-5 on the right.
(Doc. 6-8, p. 37).
There is more than a two-year gap between the November 2008 treatment
and the next medical record documenting substantive follow-up treatment that Ms.
Seales received for back and neck pain. 4 A May 9, 2011 note from a visit with Dr.
4
On June 3, 2009, Ms. Seales saw Dr. Perry Savage for upper back, lower back, and bilateral
hand pain. (Doc. 6-8, p. 12). Dr. Savage assessed lumbago and recommended exercises to treat
Ms. Seales’s low back pain. (Doc. 6-8, pp. 12-13). On March 24, 2010, Ms. Seales saw Dr.
Savage for knee, low back, and foot pain. (Doc. 6-8, p. 7). Dr. Savage diagnosed lumbago and
lumbar disc degeneration, but he noted that there were “no acute changes in [Ms. Seales’s]
lumbar spine.” (Doc. 6-8, p. 8). An April 4, 2010 treatment note states that Ms. Seales visited
Dr. Savage for “a follow-up regarding her lower back and left foot.” (Doc. 6-8, pp. 5-6). Dr.
Savage did not make diagnoses concerning Ms. Seales’s back pain during this visit; the
substance of Dr. Savage’s notes concerns Ms. Seales’s foot injury. (Doc. 6-8, pp. 5-6).
9
Dewey H. Jones III at Brookwood Orthopedics indicates that Ms. Seales
complained of constant back and neck pain that had worsened in the weeks before
her visit. (Doc. 6-8, p. 66). Dr. Jones noted that Ms. Seales brought to the visit
records from another doctor. Dr. Jones “reviewed some films that go back three or
four years ago on [Ms. Seales’s] neck and spine[,] but I do not know if those are
reliable for today’s issues.” (Doc. 6-8, p. 66).
An examination revealed negative straight leg raising, and forward flexion
of Ms. Seales’s back “produced no unusual discomfort.” (Doc. 6-8, p. 66). Dr.
Jones found no scoliosis, and Ms. Seales “had good range of motion of her hips.”
(Doc. 6-8, p. 66). Ms. Seales had “some pain on flexion and extension of her neck
and some rotation to the left and right that produced some posterior neck pain.”
(Doc. 6-8, p. 66).
X-rays of Ms. Seales’s lumbar spine “revealed narrowing of L5-S1,
otherwise, [Dr. Jones] consider[ed] them to be within normal limits.” (Doc. 6-8, p.
66). Neck x-rays showed narrowing at 5-6 with “loss of normal cervical lordosis.”
(Doc. 6-8, p. 66). Dr. Jones found that the AP and odontoid views of Ms. Seales’s
neck x-rays were “within normal limits.” (Doc. 6-8, p. 66).
Dr. Jones diagnosed degenerative disc disease and ordered an MRI because
Ms. Seales’s “back [was] the main problem.”
(Doc. 6-8, p. 66).
Dr. Jones
concluded that Ms. Seales might be a candidate for an epidural block, and he was
10
“not inclined to use any narcotics for any kind of issues.” (Doc. 6-8, p. 66). 5
On May 23, 2011, Ms. Seales saw Dr. Jones to discuss the results of her
MRI. The MRI showed “some relative spinal stenosis and facet hypertrophy” at 45. (Doc. 6-8, p. 62). The MRI also revealed “some degenerative disc change” at
2-3. (Doc. 6-8, p. 62). Dr. Jones stated that he did “not consider this a surgical
problem.” (Doc. 6-8, p. 62). During an examination, straight leg raising was
negative “but caused a little pain on the left side.” (Doc. 6-8, p. 62). Dr. Jones
suggested moving forward with a lumbar epidural block which Ms. Seales received
on May 27, 2011. (Doc. 6-8, pp. 61-62). Dr. Jones explained that he did “not want
to get in to any narcotics here.” (Doc. 6-8, p. 62). Dr. Jones asked Ms. Seales to
return in six weeks. (Doc. 6-8, p. 62).
Ms. Seales did not see Dr. Jones again until October 27, 2011. During this
visit, she complained that pain in her “right posterior buttock and back [were]
bothering her[,] but it [was] not bad enough [that] she want[ed] to do [a] block.”
(Doc. 6-8, p. 60). Ms. Seales also complained of pain in her neck and right arm.
(Doc. 6-8, p. 60).
Ms. Seales had “some pain on flexion, extension and right lateral rotation of
her neck,” but her “[u]pper extremity reflexes [we]re equal.” (Doc. 6-8, p. 60).
5
Dr. Jones noted that Ms. Seales was receiving pain medications from other providers and
expressed concern about “a lot of hydrocodone” use over the past year. (Doc. 6-8, pp. 66-67).
11
Lateral x-rays of Ms. Seales’s cervical spine were “consistent with 5-6 narrowing.”
(Doc. 6-8, p. 60). The AP and odontoid views of Ms. Seales’s x-ray were “within
normal limits.” (Doc. 6-8, p. 60). Dr. Jones noted that the pain in Ms. Seales’s
neck was “bad enough” that “she would consider doing an epidural block on her
cervical spine.” (Doc. 6-8, p. 60).
A November 21, 2011 MRI of Ms. Seales’s cervical spine revealed “broadbased disc osteophyte combination with some bilateral foraminal stenosis” at C5-6.
(Doc. 6-8, p. 57; see also Doc. 6-8, p. 58). During a November 28, 2011 visit with
Dr. Jones, Ms. Seales still had “pain on extension of her neck and rotation to the
right and down her right shoulder.” (Doc. 6-8, p. 57). Dr. Jones noted that Ms.
Seales’s neck pain affected her hand. (Doc. 6-8, p. 57). Dr. Jones recommended
an epidural block. (Doc. 6-8, p. 57).
On December 7, 2011, Dr. Robert Lansden performed a cervical epidural
block. (Doc. 6-8, p. 55). In reviewing the history of Ms. Seales’s present illness,
Dr. Lansden stated that Ms. Seales had “experienced [a] 2-3 year history of slow
progressive posterior cervical pain.” (Doc. 6-8, p. 55). Dr. Lansden also found
that “[t]here is posterior shoulder and periscapular myofascial tendency to spasm.”
(Doc. 6-8, p. 55). After the cervical injection, Ms. Seales rated her pain as a two
out of ten. (Doc. 6-8, p. 55). Dr. Lansden noted that “[d]epending on [Ms.
Seales’s] progress and symptom pattern, further interventional treatment may be
12
offered intermittently in 2-4 months.” (Doc. 6-8, p. 55).
During a follow-up appointment with Dr. Jones on December 22, 2011, Ms.
Seales reported 60% improvement in her neck and shoulder pain. (Doc. 6-8, p.
54). Ms. Seales had “some discomfort on extension of her neck and rotation to the
right and arm pain.” (Doc. 6-8, p. 54). Ms. Seales requested another epidural
block “since [the previous] one did so well.”
(Doc. 6-8, p. 54).
Dr. Jones
scheduled Ms. Seales for another block, started Mobic, and refilled a Lortab
prescription. (Doc. 6-8, p. 54). Dr. Jones also set up a physical therapy evaluation.
(Doc. 6-8, p. 54).
On February 2, 2012, Ms. Seales returned to see Dr. Jones and complained
of “recurrent low back pain.” (Doc. 6-8, p. 53). Ms. Seales still was working in
the lunchroom at a school. (Doc. 6-8, p. 53). Ms. Seales’s straight leg raising
“produced discomfort on the right” but not on the left. (Doc. 6-8, p. 53). Dr. Jones
noted that Ms. Seales’s most recent MRI showed “some evidence of some lumbar
spondylosis and at L4 there is disc space narrowing and degenerative changes” and
hypertrophy. (Doc. 6-8, p. 53). Dr. Jones stated that he did not believe Ms.
Seales’s back pain required surgery. (Doc. 6-8, p. 53). Dr. Jones noted that “at
this point in time, I think [Ms. Seales] has got discomfort in her lower back.”
(Doc. 6-8, p. 53). Dr. Jones cautioned that he did not like to administer more than
three to four epidural blocks in a year and that Ms. Seales should not manage her
13
pain with narcotics.
(Doc. 6-8, p. 53).
Dr. Jones commented that pain
management may be an option to treat Ms. Seales’s pain. (Doc. 6-8, p. 53).
On February 2, 2012, Dr. Lansden administered another cervical epidural
injection. (Doc. 6-9, p. 50). At the conclusion of the procedure, Ms. Seales stated
that her pain was reduced from a five to a two out of ten. (Doc. 6-9, p. 50). On
March 6, 2012, Ms. Seales saw Dr. Lansden again. (Doc. 6-9, p. 41). Dr. Lansden
noted that the Ms. Seales’s epidural therapy had “moderately” helped her pain, but
she was having a flare-up of her cervical and shoulder pain. (Doc. 6-9, p. 41). Ms.
Seales still was working in the cafeteria at a local school, but she had been off for
two weeks prior to her March 6, 2012 visit with Dr. Lansden. (Doc. 6-9, p. 41).
During an examination, Ms. Seales’s cervical posture was symmetrical, and
she was able to rotate 75 to 80 degrees to the left and 60 degrees to the right. (Doc.
6-9, p. 41). Dr. Lansden noted “[d]iffuse paracervical and periscapular myofascial
guarding,” but Ms. Seales had “[n]o tissue effusion” and “[f]ull shoulder range of
motion with provocation.” (Doc. 6-9, p. 41). Ms. Seales’s lumbar posture was
symmetrical, but she experienced “[d]iffuse myofascial guarding in the low back
and upper gluteal region along the trochanteric bursa.” (Doc. 6-9, p. 41). Dr.
Lansden diagnosed cervical disc degeneration and spondylosis, lumbar disc
degeneration with L4/5 stenosis, cervicalgia, lumbar neuralgia, and fibromyalgia.
(Doc. 6-9, p. 41).
14
Dr. Lansden stated that because of Ms. Seales’s fibromyalgia, she should
“re-introduce an exercise program with lots of stretching and perhaps water based
therapy.” (Doc. 6-9, p. 41). Dr. Lansden noted that Ms. Seales stated that she “felt
better when she was doing her work out last year.” (Doc. 6-9, p. 41). Dr. Lansden
explained that Ms. Seales understood that he “want[ed] to stay conservative” with
treatment and that Ms. Seales could have “intermittent epidural treatments
depending on [the] flare-up pattern.” (Doc. 6-9, p. 42).
On April 26, 2012, Ms. Seales complained to Dr. Jones that her pain was
“just a little more constant than it usually is” and worse when sitting. (Doc. 6-8, p.
52). Dr. Jones’s notes state that Ms. Seales still worked “in the lunchroom doing a
lot of things.” (Doc. 6-8, p. 52). Dr. Jones noted that Ms. Seales “had a block a
couple of months back and it seemed to help her.” (Doc. 6-8, p. 52). Straight leg
raising on the right was “somewhat uncomfortable,” and Dr. Jones explained that
Ms. Seales may have some sciatic irritation. (Doc. 6-8, p. 52). Dr. Jones found
that “there may be equivocal sensory changes in the right lower extremity,” but on
the left side, “[s]ymptoms were minimal.” (Doc. 6-8, p. 52). Dr. Jones ordered an
updated MRI and concluded that Ms. Seales’s treatment may be “a matter of just
doing more pain management or blocks as needed.” (Doc. 6-8, p. 52). Dr. Jones
noted that Ms. Seales was “under pain management by Dr. Lansden.” (Doc. 6-8, p.
52).
15
On May 2, 2012, Ms. Seales saw Dr. Jones and complained that she had
been experiencing “constant pain.” (Doc. 6-8, p. 43). Ms. Seales told Dr. Jones
that she was not getting relief from pain management therapy. (Doc. 6-8, p. 43).
Dr. Jones found that Ms. Seales’s most recent MRI was “unchanged from May of
last year.” (Doc. 6-8, p. 43). Ms. Seales had an antalgic gait. (Doc. 6-8, p. 43).
Ms. Seales “wanted to know about putting in for disability,” and Dr. Jones told her
“that may be a possibility.” (Doc. 6-8, p. 43).
On May 10, 2012, Ms. Seales saw Dr. Lansden and reported that a March
23, 2012 cervical epidural provided “significant relief for one month.” (Doc. 6-9,
p. 32). Dr. Jones noted that Ms. Seales’s “primary complaint has been low back
related [pain] radiating primarily down her right lower extremity.” (Doc. 6-9, p.
32). Ms. Seales reported that when taking hydrocodone, her “discomfort will go
down to approximate[ly] 4 out of 10.” (Doc. 6-9, p. 32). Dr. Lansden told Ms.
Seales that her narcotic therapy was designed “to preserve functionality with
improved pain control for reasonable task performance and [wa]s not likely to give
complete relief.” (Doc. 6-9, p. 32). Dr. Lansden refilled Ms. Seales’s Lortab
prescription, increased her Cymbalta dosage, and instructed her to follow-up in
three months. (Doc. 6-9, p. 32).
On August 2, 2012, Dr. Lansden noted that Ms. Seales had not had a
“substantial flare-up since her cervical epidural” on June 27, 2012. (Doc. 6-9, p.
16
17). Dr. Lansden explained that Ms. Seales’s “lumbar issues remain[ed] stable,”
but there was some “mild discomfort in [her] right hip, particularly with standing
and ambulation.” (Doc. 6-9, p. 17). Dr. Lansden noted that Ms. Seales was
working at a local pool for the summer. (Doc. 6-9, p. 17). Ms. Seales had diffuse
myofascial guarding in the mid to lower lumbar segments and some tenderness, but
her examination revealed symmetrical alignment and posture, full range of motion
in her shoulders, and 70 to 80 degrees rotation. (Doc. 6-9, p. 17). Dr. Lansden
stated that Ms. Seales was “doing well on [a] conservative amount of medication
and is attending to her exercise and stretch efforts” and that “[h]er cervical pain has
been fairly manageable with medications and stretch exercises.” (Doc. 6-9, p. 17).
Dr. Lansden noted that Ms. Seales “may need epidural therapy” as needed
“depending on flare-up pattern.” (Doc. 6-9, p. 17).
Ms. Seales visited Dr. Lansden again on October 25, 2012. Dr. Lansden
noted that Ms. Seales’s back pain was better, but her hip “continued to have
constant, deep aching” pain. (Doc. 6-9, p. 9). Dr. Lansden explained that Ms.
Seales was “doing well overall with exercise, stretching[,] and conservative use of
analgesics.” (Doc. 6-9, p. 9). Dr. Lansden commented that Ms. Seales was dealing
with “a lot of personal stress,” and he recommended a support program. Dr.
Lansden arranged for another cervical epidural. (Doc. 6-9, p. 9).
Ms. Seales saw Dr. Lansden again on January 31, 2013 for a three month
17
interval assessment. (Doc. 6-9, p. 2). Dr. Lansden noted that Ms. Seales had
received a cervical epidural in December, and the epidural provided “significant
relief.” (Doc. 6-9, p. 2). Dr. Lansden characterized Ms. Seales’s cervical pain as
“fairly manageable,” and noted that Ms. Seales’s low back pain was “fairly stable.”
(Doc. 6-9, p. 2). Ms. Seales was “doing well on her medications without notable
adverse effects or compliance issues.” (Doc. 6-9, p. 2). According to Dr. Lansden,
Ms. Seales did not require “interventional treatment” because Ms. Seales had a
favorable response to cervical treatment the month before. (Doc. 6-9, p. 2).
On April 25, 2013, Dr. Lansden noted that an April 10, 2013 lumbar
epidural “resulted in significant improvement of [Ms. Seales] low back pain.”
(Doc. 6-11, p. 16). Four months had passed since Ms. Seales received treatment
for her cervical pain, and her “cervical discomfort [wa]s progressing.” (Doc. 6-11,
p. 16). Ms. Seales had diffuse myofascial guarding and some “mild tenderness
over the right trochanteric region and fascialata.” (Doc. 6-11, p. 16). Otherwise,
her examination was normal.
Dr. Lansden refilled Ms. Seales’s prescription
medication because it was “relatively effective with stated benefit.” (Doc. 6-11, p.
16).
When Ms. Seales saw Dr. Lansden on July 17, 2013, she continued to
experience a “significant benefit” from a cervical epidural that she received on
May 1, 2013. (Doc. 6-11, p. 7). Ms. Seales’s cervical pain was “manageable”
18
after the epidural, but she experienced “[i]ncreasing lumbar pain” on her right side.
(Doc. 6-11, p. 7). During this visit, Dr. Lansden increased Ms. Seales’s pain
medication and “strongly encouraged water exercise and stretching.” (Doc. 6-11,
p. 7). Dr. Lansden stated that he would try to schedule Ms. Seales for an epidural
treatment in the coming weeks. (Doc. 6-11, p. 7).
On October 10, 2013, Dr. Lansden saw Ms. Seales for a follow-up
appointment. (Doc. 6-11, p. 61). Dr. Lansden stated that Ms. Seales received a
cervical epidural on July 31, 2013 “which provided significant relief with some
mild to moderate recurrence.” (Doc. 6-11, p. 61). Ms. Seales requested another
lumbar injection because she was experiencing pain “into the right buttock, thigh,
usually to the knee level, occasionally extending to her calf;” she had not had a
lumbar epidural since April 2013. (Doc. 6-11, p. 61). Dr. Lansden noted that Ms.
Seales “overall [wa]s doing well with her medications and intermittent epidural
treatments.” (Doc. 6-11, p. 62).
On January 20, 2014, Dr. Jones treated Ms. Seales for neck, hip, thumb, and
knee pain. (Doc. 6-11, p. 71). Ms. Seales reported that a December 2013 cervical
block “did not really have much of an [e]ffect.” (Doc. 6-11, p. 71). Ms. Seales
reported that she experienced pain in her hip “going up and down steps” and
“stooping and squatting.” (Doc. 6-11, p. 71). Ms. Seales’s hip examination was
“benign except for some retropatellar tenderness bilaterally.” (Doc. 6-11, p. 71).
19
X-rays of Ms. Seales’s thumb, hip, and knees produced normal images. (Doc. 611, p. 71). Ms. Seales received a thumb and hip injection, and Dr. Jones noted that
Ms. Seales “has a disc problem in the cervical spine.” (Doc. 6-11, p. 72).
On February 3, 2014, Ms. Seales told Dr. Lansden that a December 2013
cervical epidural provided “moderate benefit in her cervical and shoulder pattern
distribution.” (Doc. 6-11, p. 47). Ms. Seales reported that she experienced “some
burning sensations with activities,” but she was performing her “stretching related
exercises” fairly routinely.
(Doc. 6-11, p. 47).
Dr. Lansden noted that Ms.
Seales’s “medications are relatively effective and beneficial for pain management.”
(Doc. 6-11, p. 48). Ms. Seales experienced no “adverse effects or compliance
issues.” (Doc. 6-11, p. 48). Dr. Lansden explained that Ms. Seales “may need
interventional treatment intermittently for pain flareup[s].” (Doc. 6-11, p. 48).
On February 28, 2014 and March 31, 2014, Ms. Seales saw Dr. Cornelius
Thomas upon referral from Dr. Jones. (Doc. 6-11, p. 64; Doc. 6-12, p. 5). Dr.
Thomas is a rheumatologist.
Dr. Thomas noted Ms. Seales’s history of
degenerative disc disease and fibromyalgia. (Doc. 6-11, p. 64; Doc. 6-12, p. 5).
Ms. Seales complained of swelling in her knees, but pain in her “back, shoulders,
arms, and feet” was her worst symptom. According to Ms. Seales, foot tenderness
limited her ability to walk. (Doc. 6-11, p. 64; Doc. 6-12, p. 5). During an
examination, Ms. Seales’s cervical spine and hips had a normal range of motion.
20
(Doc. 6-11, p. 65; Doc. 6-12, p. 7). Dr. Thomas noted “decreased lumbar flexion,
mildly with discomfort.” (Doc. 6-11, p. 65; Doc. 6-12, p. 7). Ms. Seales had
tenderness in her feet, neck, lower back, shoulders, hips, and lower legs, but she
had no swollen joints. (Doc. 6-11, p. 65; Doc. 6-12, p. 7). Dr. Thomas diagnosed
fibromyalgia and spondylosis. (Doc. 6-11, p. 65; Doc. 6-12, p. 8). Dr. Thomas
prescribed medication and encouraged Ms. Seales to exercise. (Doc. 6-11, p. 65;
Doc. 6-12, p. 8).
The objective medical evidence supports Ms. Seales’s contention that she
“may have obtained relief for short periods of time from the epidurals,” but “she
was never pain free.” (Doc. 10, p. 9). Whether Ms. Seales ever was pain free is
not the relevant inquiry. Instead, the question is whether the objective medical
evidence supports Ms. Seales’s testimony about the limiting effects of her pain.
Although Ms. Seales did not respond to treatment prior to 2008 (see Doc. 6-8, p.
27), throughout her treatment with various providers from 2011 through 2014, Ms.
Seales experienced relief from epidural blocks and injections. When the blocks
wore off, Ms. Seales reported pain flare-ups that doctors determined responded
well to medication and injection therapy. Ms. Seales’s physicians recommended
conservative narcotic prescription treatment, and no provider recommended
surgery for her back and neck pain. See Crow v. Comm’r of Soc. Sec. Admin., 571
Fed. Appx. 802, 805, 808 (11th Cir. 2014) (substantial evidence supported ALJ’s
21
adverse credibility finding where the claimant’s “treatment was largely medication
management, with few, if any, recommendations for more aggressive treatment”
and the claimant’s treating physician did not indicate any significant physical
limitations).
Ms. Seales was working through much of her treatment, and her doctors
routinely recommended exercise. Ms. Seales argues that the ALJ improperly relied
on these recommendations because “[i]t is impossible to decipher what her treating
physicians felt she was able to do in the form of exercise.” (Doc. 10, p. 11). The
fact remains that Ms. Seales’s treating physicians did not qualify with limitations
their recommendations that Ms. Seales exercise. Moreover, in the months before
and after her alleged onset date, Ms. Seales’s physicians did not advise her to
refrain from physical activity or work.
The ALJ thoroughly reviewed the objective medical evidence (Doc. 6-3, pp.
67-70), and substantial evidence supports the ALJ’s conclusion that the objective
medical evidence does not fully support the severity of Ms. Seales’s alleged
functional limitations. See e.g., Duval v. Comm’r of Soc. Sec., 628 Fed. Appx.
703, 712 (11th Cir. 2015) (“The ALJ explained that Mr. Duval’s testimony was not
credible to the extent it was unsupported by the objective medical evidence. . . .
From this discussion, we can clearly infer what testimony from Mr. Duval the ALJ
found lacking in credibility and why it was discredited.”); Eckert v. Comm’r of
22
Soc. Sec., 152 Fed. Appx. 784, 791 (11th Cir. 2005) (“[T]he credible medical
evidence, as found by the ALJ, did not confirm the severity of the alleged pain and
the objectively determined medical condition was not of such a severity that it can
reasonably be expected to give rise to the alleged pain.”).
In evaluating Ms. Seales’s subjective pain testimony, the ALJ also examined
Ms. Seales’s demeanor and activities of daily activity. (Doc. 6-3, pp. 69-70). The
ALJ observed that during her administrative hearing, Ms. Seales was “casual and
comfortable with no outward signs of pain.” (Doc. 6-3, pp. 69-70); see Sampson v.
Comm’r of Soc. Sec., --- Fed Appx. ----, 2017 WL 2982965, at *10 (11th Cir. July
13, 2017) (an ALJ may consider the claimant’s demeanor at the hearing but may
not reject medical evidence or testimony based solely upon an observation made at
the hearing) (citing Norris v. Heckler, 760 F.2d 1154, 1158 (11th Cir. 1985)).
Regarding Ms. Seales’s daily activities, the ALJ noted that Ms. Seales was
capable of walking up to half a mile, driving, going to sports events, shopping
multiple times per week, performing household chores, and mowing the lawn.
(Doc. 6-3, p. 70). In addition, the ALJ noted that Ms. Seales “remained able to
work with [her] impairments, including epidural injections for her pain, for 2-4
years prior to her alleged onset date.” (Doc. 6-3, p. 69). Ms. Seales also worked at
a local pool following her alleged onset date. (Doc. 6-3, p. 70; see Doc. 6-9, p.
17).
23
The Eleventh Circuit has noted that “participation in everyday activities of
short duration” does not necessarily disqualify a claimant from disability. Lewis v.
Callahan, 125 F.3d 1436, 1441 (11th Cir. 1997). But the regulations expressly
permit an ALJ to consider a claimant’s activities of daily living when assessing a
claimant’s subjective complaints of pain. See 20 C.F.R. §§ 404.1529(c)(2)(3),
416.929(c)(2)(3). Ms. Seales contends that her “daily activities are not as
substantial as the ALJ claimed” and that the “ALJ ignored the limitations” about
which she testified. (Doc. 10, p. 12).
In a function report that she completed on March 11, 2013, Ms. Seales noted
that she was capable of performing the following activities as part of her daily
routine:
Wake up at 6:45 A.M. Due to the arthritis in feet it takes about 10
minutes to get around. Wake up daughter, I eat early due to diabetes,
make daughter breakfast, let dog out, start laundry, take her to school,
do household chores, eat lunch, do any errands if needed, pick up
daughter from school, start preparing dinner, take daughter to soccer
practice, eat dinner, clean kitchen, pick daughter up, get shower, bed
at 10:30 P.M.
(Doc. 6-7, p. 26). Ms. Seales reported limitations in lifting and bending. (Doc. 67, pp. 27-28). Ms. Seales reported that she goes outside four to five times daily.
(Doc. 6-7, p. 29). She also reported that on a regular basis, she attends her
daughter’s and grandson’s soccer games, church, and family gatherings. (Doc. 67, p. 30). In the same report, Ms. Seales explained that “many days [she does not]
24
go anywhere due to hurting all over or just [being] fatigued” (Doc. 6-7, p. 31), but
on April 25, 2013, Dr. Lansden noted that Ms. Seales was “fairly active at home”
and “attend[ed] her children’s sports events.” (Doc. 6-11, p. 9). The ALJ properly
evaluated Ms. Seales’s daily activities, and he expressly incorporated into his RFC
limitations that account for Ms. Seales’s testimony that she has trouble reaching
and lifting. (See Doc. 6-3, p. 70). The Court finds no reversible error in the ALJ’s
consideration of Ms. Seales’s activities of daily living. See Carman v. Astrue, 352
Fed. Appx. 406, 408 (11th Cir. 2009) (“The ALJ articulated various
inconsistencies in Carman’s evidence that a reasonable person could conclude
supported the ALJ’s finding that Carman’s subjective complaints of pain were not
entirely credible.”).
The Court is not persuaded by Ms. Seales’s argument concerning the ALJ’s
characterization of Dr. Jones’s statement regarding the possibility of disability.
(See Doc. 10, p. 10). According to Dr. Jones’s May 2, 2012 treatment notes, Ms.
Seales “wanted to know about putting in for disability,” and Dr. Jones told her
“that may be a possibility.” (Doc. 6-8, p. 43). The ALJ explained that he gave
“some weight” to this statement because it “not[ed] only a possibility of disability,
rather than explicitly indicating that [Ms. Seales] was disabled.” (Doc. 6-3, p. 70).
Dr. Jones’s statement is not as persuasive as Ms. Seales suggests. First, it is
unclear from Dr. Jones’s statement whether he provided an opinion regarding
25
disability; he did not state unequivocally that Ms. Seales is disabled. Second,
assuming that the statement is an opinion that Ms. Seales possibly is disabled, the
ALJ correctly noted that determination of disability is an issue reserved for the
Commissioner. 20 C.F.R. § 404.1527(d). Therefore, a physician’s opinion that a
claimant is disabled is not a medical opinion requiring a heightened degree of
review, and the regulations do “not give any special significance to the source of
[the] opinion.” 20 C.F.R. § 404.1527(d)(3).
In reviewing the available evidence in the record, the Court cannot find that
the ALJ was “clearly wrong to discredit” Ms. Seales’s testimony. See Werner v.
Comm’r of Soc. Sec., 421 Fed. Appx. 935, 939 (11th Cir. 2011). Rather, Ms.
Seales’s medical evidence, treatment history, and daily activities support the ALJ’s
evaluation of her subjective complaints of pain. Foote, 67 F.3d at 1562 (“A clearly
articulated credibility finding with substantial supporting evidence in the record
will not be disturbed by a reviewing court.”); Brown v. Comm’r of Soc. Sec., 442
Fed. Appx. 507, 513-14 (11th Cir. 2011) (the ALJ sufficiently assessed the
credibility of the claimant’s testimony where the ALJ thoroughly discussed the
claimant’s allegations in light of the record of a whole).
V.
CONCLUSION
For the reasons discussed above, the Court finds that the ALJ’s decision is
supported by substantial evidence, and the ALJ applied proper legal standards.
26
The Court will not reweigh the evidence or substitute its judgment for that of the
Commissioner. Accordingly, the Court affirms the Commissioner. The Court will
enter a separate final judgment consistent with this memorandum opinion.
DONE and ORDERED this September 8, 2017.
_________________________________
MADELINE HUGHES HAIKALA
UNITED STATES DISTRICT JUDGE
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