Woods v. Stewart et al
Filing
30
MEMORANDUM OF OPINION. Signed by Judge L Scott Coogler on 7/18/2018. (PSM)
FILED
2018 Jul-18 PM 01:11
U.S. DISTRICT COURT
N.D. OF ALABAMA
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF ALABAMA
SOUTHERN DIVISION
NATHANIEL WOODS,
Petitioner,
vs.
CYNTHIA STEWART,
WARDEN, ET. AL,
Respondents.
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2:16-cv-01758-LSC
MEMORANDUM OF OPINION
This is a petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2254
filed by Petitioner Nathaniel Woods (“Woods”), a death row inmate at Holman
Correctional Facility in Atmore, Alabama. Woods challenges the validity of his
2005 conviction on four counts of capital murder and sentence of death in the
Circuit Court of Jefferson County, Alabama. Upon thorough consideration of the
entire record and the briefs submitted by the parties, the Court finds that Woods’s
petition for habeas relief is due to be denied.
I.
FACTS OF THE CRIME
The Alabama Court of Criminal Appeals summarized the facts of this case in
its opinion on direct appeal as follows:
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Birmingham police officers Carlos Owen, Harley A. Chisolm
III, Charles R. Bennett, and Michael Collins were on duty on June 17,
2004. Officer Collins testified that he was on patrol when he heard a
radio transmission from Officer Owen, announcing that he was getting
out of his patrol car on 18th Street at “the green apartments.” Officer
Collins was familiar with the apartments because they were in an area
that had “been a drug problem area for years.” The apartments were
located four or five blocks from the police precinct. Officer Collins
went to the green apartments to back up Officer Owen, and he parked
behind the apartments a few minutes after he heard Officer Owen’s
radio call. Before Officer Collins arrived, Officer Owen had been
checking the license tags and the vehicle identification numbers of the
vehicles located behind the apartments, and he was standing near the
back door of one of the apartments when Officer Collins arrived.
Officer Owen told Officer Collins that a man at the back door had
cursed at him and yelled at him and had told him to “get the fuck off
his property.” Officers Owen and Collins went to the back door of the
apartment; Officer Collins testified that Nathaniel Woods was the
man standing inside the doorway of the apartment. Woods then
cursed at both officers repeatedly and told them to “[g]et the fuck off
our property.” Officer Collins saw a female in a white T-shirt behind
Woods. Officer Collins testified that it appeared that a third person
was also inside the apartment because someone pulled a window
covering back and said “[f]uck the police” several times.
Officer Collins testified that Woods told Officer Owen “[y]ou
always hide behind that badge and gun,” and “[t]ake off that badge
and I will fuck you up.” Officer Owen then took off his badge, but
Woods stayed behind the door. At that point, a female neighbor
walked up to Officer Owen and called him by his nickname, Curly;
after they spoke, Officer Owen put his badge back on and he and the
female neighbor walked toward his patrol car. Officer Chisolm then
arrived in his patrol car, and the other officers told him what had
occurred. Officers Collins and Owen drove into the alley behind the
apartments and spoke about the incident. Officer Owen said that the
man at the door had told him that his name was Nathaniel Woods.
Officer Collins checked Woods’s name using the in-car computer;
specifically, he checked the City of Birmingham’s files in the event
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that Woods had been arrested in Birmingham, and he checked the
National Crime Information Center (“NCIC”) files. The NCIC files
indicated that a person named Nathaniel Woods, with an address in
that area and of an age near the age Officer Collins estimated Woods
to be, had an outstanding misdemeanor assault warrant from the City
of Fairfield Police Department. However, Officer Collins testified
that, at that point, he could not verify that the man in the apartment
was the same person who had the outstanding warrant for his arrest.
Officers Collins and Owen contacted Officer Chisolm by radio
and asked him to go to the precinct to print out a picture of the person
wanted by the Fairfield Police Department so they could determine
whether that person was the person who had identified himself to
Officer Owen as Nathaniel Woods. They also asked Officer Chisolm
to contact the Fairfield Police Department to confirm that the warrant
was still outstanding. Another officer later saw Officer Chisolm sitting
at the NCIC computer at the Birmingham Police Department; he was
printing a picture of a mug shot, and he had a printout of a “hit
confirmation,” indicating that Nathaniel Woods had an outstanding
warrant. Fairfield Police Department dispatcher Jackie Buchanan
confirmed that a warrant for Woods had been issued on February 18,
2004, and that it remained outstanding. Officer Chisolm received a
radio call from a Birmingham dispatcher at 1:17 p.m., informing him
that the Fairfield Police Department had confirmed that the warrant
was still active. Officer Chisolm then radioed the Birmingham
dispatcher that he, Officer Owen, and Officer Collins would be leaving
the precinct momentarily to try to arrest Woods. Officer Chisolm
radioed Officer Steven Sanders and told Officer Sanders that he had a
suspect with an outstanding warrant who had been taunting the police,
that is, standing inside a door saying, “You can’t get me. You can’t
get me,” and then running back into the apartment. Officer Sanders
told Officer Chisolm that he would drive to the address on 18th Street
to assist Officer Chisolm in serving the warrant, but that he was
approximately 10 minutes from the address.
While the police were confirming the validity of the warrant for
Woods’s arrest, Woods remained at the apartment. Marquita
McClure, Woods’s girlfriend, testified that in June 2004 she was
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living in the apartment with Woods, whom she called by the nickname
“Nate.” Kerry Spencer, Woods’s codefendant in this case, also lived
in that apartment, and McClure knew Spencer by his nickname,
“Nookie.” Another young woman, Markesha Williams, was staying at
the apartment and Spencer’s brother, Courtney, also occasionally
came to the apartment. McClure testified that Woods and Spencer
were close friends, and that the two sold drugs from the apartment.
She testified that the pair used a “doorman,” someone who stood at
the back door to look out for the police or to see if someone they did
not know was trying to come inside. McClure also testified that guns
were kept in the apartment; she saw long guns and revolvers, and she
testified that Woods and Spencer carried the guns with them while
they were in the apartment. McClure said that she saw Spencer
walking around the apartment with a long gun strapped to his back on
the day of the shootings, and she testified that the night before the
shootings both Spencer and Woods were in the backyard shooting
guns.
McClure testified that on the morning of the shootings, Woods
had been outside but came inside and was standing at the screen door
when Officer Owen drove up. She heard Woods and Officer Owen
talking like they were angry, and when she walked into the room, she
heard Woods tell Officer Owen to take his badge off. McClure said
that Officer Owen took his badge off, and then the next-door neighbor
came over and told Officer Owen to put his badge back on, which he
did. The officers left soon after. While Woods and Officer Owen were
talking, McClure said, Spencer was standing at the window of the back
bedroom. After the police left, Woods and Spencer said they did not
like the police and they said, “I’ll kill the mother fuckers.” She had on
previous occasions heard Spencer make similar statements, but she
did not pay attention when Woods or Spencer made these statements
because she did not take them seriously.
McClure left the apartment to run an errand, and she asked
Woods to come with her. However, Woods told her that he was going
to stay with Spencer in case the police came back. McClure said that
when Woods walked her outside to the car, Woods was carrying his
revolver. McClure did not return before the shootings took place.
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Officer Collins testified that after the officers received
confirmation from the Fairfield Police Department that the warrant
against Woods was valid, he and Officers Owen and Chisolm drove to
the green apartments to serve the warrant. As they arrived at Woods’s
apartment, Officer Bennett arrived; Officer Collins said that he did not
know how Officer Bennett was notified of their attempt to execute the
warrant at the apartment. Officers Chisolm and Bennett went to the
front of the apartment, and Officers Collins and Owen went to the
back of the apartment. Officer Collins testified that, as he and Officer
Owen walked toward the back door, a man who had been working on
one of the vehicles parked near the apartment walked away and said,
“I don’t want no part of this. I don’t want nothing to do with this. I
don’t want no part of this.” Woods was again standing inside the
screen door, and he immediately began cursing and telling the officers
to “get the fuck out” of there. Officer Owen told Woods that they had
a warrant for his arrest on a misdemeanor assault charge from Fairfield
and that he needed to step outside. Officer Collins said that Woods
refused to come outside and that he responded to Officer Owen’s
request by saying, “Fuck you. I don’t have no warrant. Fuck you.”
Woods repeatedly stated that there was no outstanding warrant for his
arrest, and he demanded to see the warrant. The officers then called
Officer Chisolm on the radio and asked him to come to the back of the
apartment with the picture and the NCIC printout. Officer Chisolm
walked around to the back of the apartment and showed Woods the
mug shot and the NCIC printout, but Woods continued to argue that
he had “no papers,” i.e., that a warrant had not been issued. Officer
Chisolm told him that he was under arrest and to step outside. Officer
Collins testified that Woods told the officers that “[i]f you come in
here, we’ll fuck you up.”
Officer Collins testified that, all of a sudden, Woods turned and
ran from the kitchen further into the apartment. Officer Chisolm
grabbed the screen door, opened it, and followed Woods inside the
apartment. Officer Owen then went into the apartment; Officer
Collins followed behind him. None of the officers had their weapons
drawn when they entered the apartment. Officer Collins testified that
when he stepped into the kitchen of the apartment, he saw that
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Officers Chisolm and Owen were in the doorway between the kitchen
and the living room and they appeared to be holding Woods. He could
hear Woods say, “Okay. I give up. Just don’t spray me with that
mace.” Officer Collins then heard someone radio that “[t]hey are
coming out the front door.” Officer Collins testified that Officers
Chisolm and Owen had the doorway blocked, so he turned and ran
toward the back door so that he could join Officer Bennett at the front
door. As he turned, Officer Owen said to him, “‘Mike, they are going
out the front.’”
Officer Collins testified that, as he got to the back door, he
heard “a little shuffling behind me and shooting started.” He heard
numerous shots and he felt a slapping sensation on his leg by his
holster. Officer Collins testified that he ran toward the back of his
patrol car for cover. He twice radioed the dispatcher that shots had
been fired. From his position behind his patrol car, Officer Collins
radioed a “double aught” call, a seldom-used radio code meaning that
an officer needs all possible assistance because his life is in danger.
Officer Collins saw Kerry Spencer standing at the doorway of the
apartment shooting in his direction; he could hear the bullets hit the
vehicle, and he could hear glass shattering. Several other officers then
arrived at the scene. Later that afternoon, Officer Collins discovered
that his holster had a hole in the side, as did his pants, and that he had
sustained an injury to the back of his upper right thigh. He found a
metal fragment in the lining of his pants pocket near the hole in his
pants.
[. . .]
Several officers who responded to the double-aught call testified
at trial. Officer Hugh Butler testified that he was less than a mile from
the green apartments when he heard the call. When he arrived, he saw
that another officer was already at the scene and was standing to the
side of the front door, armed with a shotgun. When Officer Butler
walked toward the front door, he saw Officer Bennett on the ground,
face up, “obviously dead with a hole in his face and smoke coming out
if it.” As he ran up to the doorway, he looked behind him and noticed
that Officer Terrance Hardin and another officer had arrived. One of
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the officers called out that there was a weapon in the grass; that
weapon was an SKS assault rifle with a magazine attached. Officer
Hardin picked up the assault rifle and secured it in Officer Butler’s
patrol car. Officer Butler called into the apartment for Officer Owen
and Officer Chisolm, but he received no answer. He called for anyone
else in the apartment to surrender, but received no response to that
directive. He and several other officers then entered the apartment.
Officer Butler testified that he saw Officers Owen and Chisolm and
that they were dead. When Officer Fred Alexander saw Officer
Bennett outside the apartment, he radioed dispatch to report that an
officer was down. When Officer Alexander saw that Officers Owen
and Chisolm were dead, he radioed dispatch to advise that two other
officers were down. The officers found a handgun in the bathroom and
two long guns, one with the stock sawed off, in a bedroom. After the
officers cleared the apartment and determined that no one else was
inside, they then went outside and found Officer Collins. Sgt. Ruben
Parker, who was retired at the time of trial, testified that he and
Officer J.D. Gray responded to the double-aught call, and they kept a
perimeter around the scene when they arrived. Sgt. Parker said that
another officer was near Officer Bennett’s body and noticed a Glock
brand gun that was 6 to 12 inches from Officer Bennett’s right hand.
Sgt. Parker kept the gun until he turned it over to an evidence
technician.
Many officers canvassed the neighborhood after the shootings.
Sgt. Daniel Carr, who was retired at the time of trial, testified that he
came upon a house where three black males were sitting on the porch.
He testified that one of the men was Woods, and he said that Woods
appeared to be very relaxed as he sat on the porch and spoke with the
officer. After Sgt. Carr confirmed by looking at a photograph that the
man looked like one of the suspects, he asked Woods for his name and
Woods gave Sgt. Carr his full name. Woods was taken into custody.
When Woods was patted down, the officers found no identification on
him, but they found two .22 caliber bullets in a pants pocket. At 2:56
p.m., an officer radioed that Woods was in custody.
Sgt. James Blanton testified that on the day of the shootings, he
was working in the vice-narcotics division of the Birmingham Police
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Department, but when he heard the double-aught call, he and his
partner closed their operation and responded to the location of the
shooting. After completing some searches of houses in the area, he
was informed that a suspect was in a residence at a certain address on
18th Street. Sgt. Blanton arrived at that residence and he saw his
partner attempting to coax Kerry Spencer out of the attic. Sgt. Blanton
said that he and a detective saw Spencer’s hands moving toward them,
so they reached into the attic and pulled Spencer out.
Fernando Belser, whose nickname is “Blue,” was inside the
apartment when the officers were shot and killed. Belser testified that
he had been staying at the apartment on 18th Street with Woods and
Spencer for three or four months. He said that Woods’s girlfriend,
Marquita McClure, and Spencer’s girlfriend, Markesha Williams,
were also staying at the apartment in June 2004. Belser testified that
Woods and Spencer made money by selling drugs from the apartment
and that he was the “doorman” at the apartment. He stated that a
“doorman” determines who gets to come inside to purchase drugs
and handles most of the transactions of money and drugs between the
purchaser and drug dealer. According to Belser, drug purchasers
would come in the back door of the apartment, and were generally not
permitted past the kitchen into the living room unless Woods or
Spencer gave them permission. Belser testified that “[i]f somebody
tried to go past the—through the kitchen into the living room without
permission, or if they tried to go and they were being told to stop in
the kitchen, they would probably, you know, get hurt pretty bad or
something could happen to them. . . .” Belser testified that Woods and
Spencer were the primary purveyors of drugs in the apartment and
that they sold mostly crack cocaine. On an average day, Belser said,
Woods and Spencer sold drugs to 100 to 150 customers and a lot of
money flowed through the apartment.
Belser testified that handguns and shotguns were kept in the
apartment and that Woods and Spencer carried guns on them. Woods
typically carried a small handgun, but Spencer carried all kinds of
guns, including an assault rifle. Belser testified that he first saw the
SKS assault rifle used in the shooting the night before when Spencer
test-fired it outside the apartment. Belser testified that, before the day
8
of the shootings, he had heard Spencer say that he did not like the
police, that he was tired of them harassing him, and that if they did not
stop harassing him, he would “light them up,” meaning that he would
shoot them. Belser also said that he had heard Woods make
statements similar to those Spencer had made.
Belser testified about the police officers’ first stop at the
apartment on June 17, 2004; that testimony was substantially similar
to that given by other witnesses. Belser left the apartment after the
officers did, and he was gone for an hour or two. After he returned, the
police came back a second time. According to Belser, Woods was
standing inside the screen door at the back of the house when Officers
Owen and Chisolm arrived in the back. He heard Woods and Officer
Chisolm discussing a warrant, then Woods began to “retreat,
backpedal” into the living room. Belser said that Officer Chisolm then
snatched the screen door open and came inside the kitchen. Officer
Chisolm walked just past the threshold between the kitchen and the
living room, shaking a can of Mace, and Woods told Officer Chisolm
not to spray him with the Mace. Belser testified that he did not see
Officer Chisolm spray the Mace; that he did not cough or smell
anything; and that Woods was not coughing. At that point, Belser said,
Spencer came out of the bedroom carrying the SKS assault rifle that
was later recovered in the yard of the residence. Belser said that
Spencer opened fire on Officer Chisolm and Officer Chisolm tried to
return to the kitchen. Belser did not look toward the kitchen anymore
after Spencer began shooting but knew that Spencer fired several shots
into the kitchen and out of the back of the apartment. Woods tried to
go out of the front door, Belser said, but when Woods opened it,
Woods told Spencer that they had “another one right there.” Because
the front door opened inward, Belser’s view was blocked, and he could
not see anyone outside. Spencer turned and fired shots out the front
door. Belser testified that Woods then ran out the front door and that
Spencer followed him within seconds; the pair ran across the street.
Belser walked to the front door and saw Officer Bennett on the
ground; the shooting had stopped, he said, and he stepped over the
officer’s body and walked down the street.
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On cross-examination, Belser acknowledged that he had
previously pleaded guilty to felony charges of possession of a forged
instrument. He continued to maintain that Spencer and Woods had
expressed that they were tired of the police messing with them and
that he had heard Spencer say that he would “light them up” and that
Woods agreed with Spencer. However, when Belser was asked
whether he could determine whether Spencer and Woods were
serious when they made such remarks, Belser replied that it was hard
to say with Spencer. He added that it was “just hard to say if he meant
it or not because he kept a certain demeanor. He be—seems like he
was dead serious, but he would be joking. And then you would think
he was joking, but he would be dead serious . . . .” Belser also testified
that if he had believed that Spencer and Woods intended to shoot
police officers, he would not have stayed at the apartment. Finally,
Belser testified that, when Woods opened the front door and
announced there was “another one,” he did not tell Spencer to shoot
him; instead, Belser said, when Woods opened the door and saw the
other officer, “it scared him.”
John Prather testified that he lived in a four-room house
commonly known as a “shotgun-style house” located on 18th Street
in Ensley at the time of the shooting. He said that he was familiar with
the green apartments and could see them from his house. On the day
of the shooting, he was watching television in the middle room of the
house, the bedroom; two acquaintances were also in the house, a
young woman named Marshay and Michael Scott. Prather testified
that he heard many sirens that afternoon and, suddenly, two men
kicked open his back door. He identified Woods as one of the men and
said that Spencer was the second man. According to Prather, Woods
and Spencer came into his bedroom and sat down; Spencer sat to his
right and Woods sat to his left, near a heater. Prather said that he was
concerned for his safety, and he asked Woods and Spencer what was
going on. They told him that he would be taken care of when it was all
over, and he knew they were talking about paying him, though no
specific dollar figure was mentioned. Prather said that he overheard
Woods tell Spencer, “You came through for me.”
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Prather testified that he became restless after he saw reports on
the television involving the three officers being shot at the green
apartments, and he knew that Woods and Spencer were involved.
Although he was very apprehensive about getting up, Prather said, he
eventually got up and walked out of the bedroom and into the living
room. Prather then walked out of his house and sat on the porch of the
house next door. According to Prather, Woods followed him and sat
on the steps at the house next door. Police were all around the area.
After approximately 10 minutes, Prather walked back to his house and
sat on the banister of his porch; Woods followed him and sat on the
steps of his porch. Prather testified that a police officer walked over
and spoke with Woods, and Woods gave the officer his name and
surrendered. Finally, Prather testified that when Woods first burst
into his house, he did not appear to have a hard time breathing, and his
eyes had no tears and his nose was not running.
Michael Scott testified that he was in Prather’s house, which
was approximately one block from the green apartments, when he
heard shots fired. He admitted that he had previously been inside the
green apartments to purchase cocaine; he said he had purchased drugs
approximately 10 times from Woods and Spencer. After he heard the
shots fired that day, he yelled to Prather, and he then heard a
commotion in the back of the house. Scott said that he turned and saw
Woods and Spencer come through the back door of Prather’s house.
Woods walked into the living room where Scott was standing. Woods
was not coughing and he had no trouble breathing, Scott said; Scott
also said that Woods had no tears and his nose was not running.
Woods said, “They fucked with the wrong niggers. We shot their
asses,” and then said something about having been sprayed with
Mace. According to Scott, Woods then went into the bedroom with
Prather and Spencer. When Prather came into the living room and
suggested to Scott that they go outside, he turned to see where
Spencer had gone and heard a commotion in the attic, so he assumed
that Spencer had climbed into the attic. Scott said that a police officer
eventually came to the porch and recognized Woods from a
photograph he was holding, and that Woods was taken into custody.
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Officer Cedric Clifton testified that he was working in the
evidence-technician unit of the Birmingham Police Department on
June 17, 2004, and that he photographed the scene and collected
evidence at Prather’s house. Officer Clifton testified that he collected
a wallet from beneath the couch in the living room that contained
Woods’s identification card and Social Security card, among other
things. He also found a 9mm handgun in the attic of the residence next
to the entryway to the attic. The gun was loaded, and it had 1 round in
the chamber and 10 rounds in the clip. Officer Clifton testified that in
the bedroom, behind the heater, he recovered a second handgun, a
Beretta brand 9mm gun. Officer Clifton testified that “[t]he weapon
had been hit right behind where you pull the trigger,” and that he was
not able to remove the magazine from the weapon as a result of the
damage. Subsequent testimony established that the Beretta handgun
found behind the heater in Prather’s house was Officer Owen’s
service weapon. Officer Clifton was unable to locate any fingerprints
on the weapon.
Evidence technicians and a crime-scene investigator
photographed and diagramed the scene where the shooting occurred
and collected evidence from the apartment, in the front and back
yards, and in a nearby vacant lot. The officers testified that they
collected numerous weapons, shell casings, spent bullets, and live
ammunition from the scene. Finally, Officer Chester White, an
evidence technician, testified that he received a Glock 19 9mm
semiautomatic weapon from Sgt. Ruben Parker. That gun had been
located near Officer Bennett’s body and was identified as his service
weapon. Officer White testified that the gun was fully loaded. Officer
White also received the SKS assault rifle that had been found in the
front yard of the residence; two live rounds remained in the assault
rifle. Three loaded weapons—a shotgun, a rifle, and a revolver—were
also recovered from other rooms in the apartment. Officer White
photographed the bodies of the deceased officers and removed their
duty belts and items from their pockets. Officer Owen had no weapon
on his duty belt, and the gun holster on the belt had been damaged.
When he collected Officer Chisolm’s duty belt, Officer White noted
that the holster that usually contained a Mace canister was empty and
that the canister of Mace was located near the back door of the
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apartment. Officer White testified that, after he received information
from the coroner about the gunshot wound to Officer Bennett’s face,
he returned to the scene and dug a bullet from the ground beneath
where Officer Bennett’s head had been lying.
Charles Underwood, an investigator in the forensics unit of the
Birmingham Police Department, testified that he photographed the
backyard of the apartment and collected shell casings there. He
observed bullet holes in Officer Collins’s patrol car—in the radiator,
the windshield, and the strobe light bar of the car—and bullet holes in
another car parked behind the apartment. A vehicle in front of the
apartment had bullet holes in the front fender and in the hood. Inv.
Underwood collected bullet fragments from inside Officer Collins’s
patrol car and from the car parked in front of the apartment. Inv.
Underwood also collected two spent shell casings from the front yard
near Officer Bennett’s body. Finally, Inv. Underwood testified that he
conducted a trajectory examination of the cars so that he could
determine the path the bullets took when they were fired and where
the barrel of the gun was in relation to where the shots were fired.
Dr. Gary Simmons, a forensic pathologist with the Jefferson
County Coroner’s Office, testified that he conducted the autopsies on
the three officers. He provided details of the examinations of each
officer’s body, and concluded that each had died of multiple gunshot
wounds. Dr. Simmons testified that Officer Chisolm and Officer
Owen sustained several gunshot wounds to the back that then exited
the front of the body; that the stippling on the skin indicated that when
the bullet was fired into Officer Bennett’s face, the gun was 12 inches
or less from him; and that one of the bullets fired at Officer Chisolm
was fired from less than two feet away. Dr. Simmons testified that the
more serious wounds the officers sustained, as opposed to the graze
wounds, were typical of those caused by high-powered rifles because
the bullets left large holes in the bodies, particularly as the bullets
exited the bodies. Dr. Simmons recovered bullet fragments from each
officer’s body and secured them for further analysis. Dr. Simmons
testified that Officers Chisolm and Bennett were wearing bulletproof
vests, but he noted that several bullets went through the vests because
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those vests are typically made to stop bullets from handguns, not from
high-powered rifles.
Mitch Rector, a firearm-and-toolmark examiner with the
Birmingham Police Department, testified that he examined the
weapons, bullet fragments, and shell casings recovered in this case. He
identified numerous shell casings and bullets that had been fired from
the SKS assault rifle recovered at the scene. Rector testified that some
of the bullet fragments recovered during the autopsies of Officers
Bennett and Chisolm had been fired from the SKS assault rifle. The
fragments recovered from Officer Owen’s body were similar to the
type of bullet fired from the SKS assault rifle, but he could not state
conclusively that the fragments were from a bullet fired by the SKS
assault rifle he tested. Rector testified that he examined the officers’
weapons and that Officer Bennett’s weapon and Officer Chisolm’s
weapon functioned normally, but that Officer Owen’s firearm had a
large defect in the metal near the trigger guard that severely damaged
the gun and rendered it inoperable. In addition, the holster on Officer
Owen’s duty belt was damaged, and Rector testified that the damage
to the gun and holster were typical of what he would expect if they had
been struck by a high-velocity bullet such as one fired by an SKS-type
rifle. Rector also found that a portion of a bullet had been left inside
Officer Owen’s holster, and he stated that the appearance of the bullet
fragment was consistent with what is commonly found in SKS
ammunition. None of the shell casings recovered at the scene had
been fired from any of the officers’ weapons. Finally, Rector testified
that he conducted a distance study regarding the gunshot wound to
Officer Bennett’s face to determine how far the muzzle of the SKS
assault rifle was from his face when it was fired. He determined that
the end of the barrel of the SKS assault rifle was from two to six inches
from the officer’s face when it was fired.
Greg Parker testified that on December 4, 2003, before the
shootings in this case, he was employed as a police officer by the City
of Fairfield. While he was assisting other officers who were attempting
to serve a warrant, Woods—who was not the person the officers were
looking for—came from behind the residence and walked toward him.
Officer Parker said that Woods was wearing a long trench coat, that he
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had his hands in his pockets, and that he looked suspicious. Officer
Parker told Woods to remove his hands from his pockets because his
job made him suspicious of people with their hands in their pockets
because they might have a firearm; Officer Parker also told him that a
sudden movement could get him shot. Officer Parker said that, in
response, Woods “said he could have shot me.” Officer Parker asked
Woods if he had a gun, and Woods said he did, so Officer Parker and
the other officers restrained him. The officers removed from Woods’s
pants what appeared to be an operational handgun but was actually a
pellet gun. Woods was arrested on a charge of menacing.
William Powell, a Jefferson County deputy sheriff assigned to
the jail, testified that when Woods was in jail on December 14, 2004,
after the shootings in this case, he closed the door of Woods’s cell,
and Woods called him derogatory names and then told him that he
was “hiding behind [his] badge just like the other three mother
fuckers.” Woods also told Deputy Powell that if he won his case and
was released, he was going to come looking for him. Deputy Powell
filed a report on the incident.
Deputy Vince Gillum testified that he was employed by the
Jefferson County Sheriff’s Office and that he was assigned to the jail.
He stated that, on June 22, 2005, he observed contraband on the wall
of Woods’s cell—a drawing pasted to the wall—so he removed it. The
drawing was admitted into evidence, and we have examined it. The
drawing depicts two men shooting firearms. One man is shooting an
assault rifle and three flaming skulls are depicted in the blasts from
that weapon, and the other man is shooting two handguns. The
drawing contains a heading at the top, “NATE $ NOOKIE,” and
depicts street signs at an intersection of “18th Street and Ensley.”
When Deputy Gillum removed the drawing, Woods said that the
drawing was his and that he wanted it back.
Deputy Sheriff Tonya Crocker testified that she was also
assigned to the jail and that on July 29, 2005, she searched Woods’s
cell. She found some broken razors and some drawings that concerned
her. After obtaining a search warrant, Deputy Crocker seized several
items from the bunk where Woods slept. The items included a
15
handwritten document and two copies each of two separate drawings
depicting “Nate” and “Nookie” shooting on 18th Street. One of the
drawings depicted flaming skulls coming from the blast of what
appears to be an assault rifle and the other drawing depicted a police
car with many bullet holes in it.
Detective Phillip Russell of the Birmingham Police Department
testified that the trial court had ordered Woods to provide
handwriting samples, so he obtained those samples from Woods using
the procedure he had been instructed to use by the handwriting
analyst who would later examine the samples. Det. Russell was
instructed to have Woods repeatedly rewrite the words on the
document found in his cell. We have reproduced those words exactly
as they appear on the document:
“Seven execution styles murders
I have no remorse because I’m the fuckin murderer
Haven’t you ever heard of a killa
I drop pigs like Kerry Spencer
So when I walk around strapped
One time bust the caps and watch pigs clapse
Snapp, adapt to this because I needs no adapter
this is just the first chapter.”
Det. Russell testified that the document appeared to be an
adaptation of the lyrics of a rap-style song by an artist named Dr. Dre,
which he located by an Internet search.
Steven Drexler testified that he had recently retired from the
Alabama Department of Forensic Sciences, where he had been with
the questioned document and handwriting unit. He testified that he
compared Woods’s known writing samples that were obtained by Det.
Russell with the writing on the document obtained during the search
of Woods’s cell. Drexler testified that, in his opinion, the document
was written by Woods.
Woods presented several witnesses in his defense. Markesha
Williams testified that she had known Kerry Spencer for about five
16
days and that she had visited Spencer at the green apartments. She
was at the apartment on the day of the shooting. Williams testified
that, when the officers first came to the house, she heard Woods and
Spencer talk back and forth with the police. She stated that Spencer
told an officer that if the officer took his badge off Spencer would
come outside, so the officer took his badge off, but Spencer remained
inside. She said that the police left after approximately 10 minutes.
She testified that, after the police left, Woods said that if the police
kept coming back he was going to shoot them but that she did not take
him seriously. Later, Williams saw two police cars drive down the back
alley. She went into the living room, and Woods was standing at the
screen door. When the two officers came to the door, Williams said,
Woods asked them why they kept coming back “messing with ‘em.”
Williams testified that after Woods and the police argued, the officers
“snatched the door off the hinges,” wrestled Woods to the ground,
and beat him. She said that she did not see anyone spray Mace; that
she has asthma; and that she would have gotten sick if she had smelled
or been around Mace. Williams testified that Courtney Spencer woke
up his brother, who was sleeping; that Kerry Spencer went into the
bedroom and looked out the window; and that he returned to the
living room and grabbed the gun. Spencer said something to the police
and then started shooting. Williams said that a third officer opened the
front door, and Spencer shot him. She testified that Woods got up off
the ground after the shooting started and that he was panicky.
Williams testified that Woods did not open the door and he did not tell
Spencer that another officer was at the front door. She said that she
was the first person to run from the apartment after the shooting; that
she did not see Woods or Spencer running from the apartment; and
that she did not see who shot Officer Bennett in the face. Williams
acknowledged that, when she gave a statement to the police after the
shooting, she had said that based on what she had heard Woods and
Spencer say after the police left the first time, she knew there would
be a confrontation if the police returned, and that when the police
officer asked if Woods and Spencer had planned the confrontation,
she told him that it was planned. However, at trial, she testified that
what she meant by her statement was that she expected a verbal
confrontation, and that she did not expect anyone to shoot a police
officer.
17
Brandon Carter, an inmate, testified that he knew Woods from
being incarcerated with him. He identified some of the drawings
removed from Woods’s cell during the search and testified that he had
copied them from the original and had given the copies to Woods.
Carter testified that Woods did not ask him to draw the pictures for
him.
Travis Dumas, also an inmate, testified that he, like Fernando
Belser, had worked as a “doorman” at the apartment from which
Woods and Spencer sold drugs. He testified that he was at the
apartment during the morning of the shooting and that he was
awakened by someone kicking the front door. According to Dumas,
Woods went to the front door and argued back and forth with the
person. Dumas said that he recognized the voice of the person as
Officer Owen’s voice because Officer Owen had been patrolling his
neighborhood for many years. He heard Officer Owen tell Woods that
he would be back. Dumas said that while Woods argued with Officer
Owen at the front door, Spencer was arguing with officers at the back
door; Dumas recognized Officer Chisolm as one of the officers at the
back door. After the police left, Dumas heard Spencer say that if the
police came back, he was going to “bust ‘em,” meaning he was going
to shoot them. Dumas said that he did not take Spencer’s comment
seriously because he had heard other people talk about shooting the
police before and he had said it himself. Dumas testified that he left
the house to steal items from a grocery store nearby, and that after he
“stole a whole bunch of everything,” he tried to return to the
apartment but he could not because the police were everywhere.
Woods also called codefendant Kerry Spencer to testify on his
behalf; Spencer invoked his Fifth Amendment privilege and refused to
testify. However, the trial court permitted the attorneys for the State
and for Woods to read into the record Spencer’s testimony from his
own trial. At his trial, Spencer admitted that he sold drugs from the
apartment where the shooting occurred. He testified that he bought
the SKS assault rifle the night before the shooting, and that he had
test-fired it in the backyard. On the day of the shooting, Spencer said,
Officer Owen kicked the front door of the apartment early in the
18
morning, between 6:00 a.m. and 8:00 a.m. He and Woods looked out
the window and recognized the officer. Spencer said that Officer
Owen returned to the apartment later that morning, parked in the
backyard, and said something to Woods, who was standing at the back
door, about stolen cars. Woods cursed at Officer Owen repeatedly,
Spencer testified, and told him to get off the property. Spencer said
that he went to a window in the bedroom and also cursed at Officer
Owen; he told the officer to “get his weak ass the fuck on.” He said
that Officer Owen told him that he had enough body bags for him too.
According to Spencer, Officer Collins then drove into the yard and
Officer Owen spoke to him. Officer Owen returned to the back door
and tried to get him and Woods to come outside, but they continued to
curse at him. Woods told Officer Owen that he hid behind his badge;
Spencer said he agreed with Woods and told Officer Owen that if he
took his badge off, they would come outside. Officer Owen then took
the badge off and told them to come out, but they refused. Spencer
said that a female neighbor then walked over and told Officer Owen to
stop acting like that, and he put his badge back on and left soon after.
Before he left, Spencer said, Officer Owen said he would be back when
he got off work.
Spencer testified that he then heard Woods speaking to
someone and he saw that Woods was speaking to Officer Chisolm.
Spencer said that he told the officer that he needed “to get the fuck
away from the apartment. That he a fuck boy. . . . Basically just telling
him get the fuck on.” He said that Officer Chisolm let them know that
the police would be back and led Spencer to believe that he would be
killed when they returned. Spencer said that he was in fear for his life.
Spencer also said that neither he nor Woods gave their names to either
of the officers.
Spencer testified that he was asleep on the couch when the
officers returned; the SKS assault rifle was beside his leg. He said that
he heard a snap and got up and went into the bedroom so he could
look out the window. Spencer stated that he saw the police cars
outside and that he then heard a struggle, but that he did not know the
police were in the house. Spencer said that when he came out of the
bedroom, Woods was coming out of the kitchen holding his face as if
19
he were in pain; that he heard something beside him; and that, as he
turned around, he saw Officer Chisolm raise his gun so he opened fire.
Spencer said that he believed that the officer was going to shoot him
and that he had no alternative but to fire his weapon. Spencer fired
until Officers Chisolm and Owen were down. Spencer said that the
front door then opened and that he saw Officer Bennett with a gun, so
he shot him.
Spencer said that he did not know if other officers were in the
front of the apartment, so he went toward the back door. He saw
Officer Owen’s gun on the floor beside him, and he took the gun
because he did not want to be shot. He opened the back door and saw
Officer Collins standing outside the apartment; Officer Collins took a
few steps toward him with his gun in his hand. Spencer testified that
he walked out of the apartment and that he and the officer looked eyeto-eye, and that the officer then ran behind his patrol car. Spencer said
that he waited until Officer Collins was behind the car and then he
fired a couple of shots into the windshield. He said that he could have
shot and killed Officer Collins, but that he had no reason to because
the officer posed no threat to him. Spencer stated that he then went to
the front door and cautiously walked outside, holding the gun at his
side, pointing down. While he was standing next to Officer Bennett,
Spencer said, the officer’s hand “jumped and touched me, you know,
and automatically, reflex, you know, I quickly shot.” After he shot
Officer Bennett at close range, he threw the gun down and ran to a
neighbor’s house. Spencer testified that he did not intend to kill any of
the police officers but that he did what he had to do to avoid being shot
and to stay alive. However, on cross-examination, Spencer
acknowledged that in a prior statement to the police, he had said that
he shot the officers because he was “pissed off.”
In addition to Spencer’s testimony from his trial, the testimony
of Randall Washington, who was declared an unavailable witness, from
Spencer’s trial was also read into evidence at Woods’s trial.
Washington testified at Spencer’s trial that he was in the backyard of
the apartment working underneath Courtney Spencer’s car when the
police arrived to arrest Woods. He heard someone say, “They’re
back.” While the police were walking toward the apartment, Courtney
20
Spencer raised his hand and said, ” ‘I don’t have anything to do with
this. I’m just over here getting my car worked on,’ “ and he walked
away. Washington said that he stayed under the car because he had an
outstanding warrant for his arrest for unpaid fines, and he did not want
to be arrested. Washington heard Officer Owen say to someone at the
back door that he had a warrant; Officer Owen said this to the person
more than once. Washington next saw another officer walk around
from the side of the apartment at a fast pace toward the screen door.
Washington said that he then heard a snap and saw the police officer
snatch open the screen door and enter the apartment. A second officer
followed him, Washington said, but he did not see a third officer.
Washington testified that, one to three minutes later, he heard
gunshots. He stayed beneath the car until the shooting stopped, then
he ran away.
In rebuttal, the State recalled Det. Phillip Russell. Det. Russell
testified that, when Spencer gave his statement to the police on the
afternoon of the shooting, he admitted that he had killed the three
officers, but, contrary to his testimony at his trial, he repeatedly
denied taking Officer Owen’s gun. Det. Russell also testified that
Spencer did not say in his statement, as he did at his trial, that he was
the one who shot Officer Bennett in the face. Finally, Det. Russell
testified that he had asked Spencer where Woods was while Spencer
was shooting, and Spencer said, “‘Nate had—he was running with
me.’”
Woods v. State, 13 So. 3d 1, 5-18 (Ala. Crim. App. 2007) (internal citations and
footnote omitted).
II.
PROCEDURAL HISTORY
A.
Trial
On October 17, 2004, a Jefferson County grand jury indicted Woods for four
counts of capital murder for his involvement in the shootings of the four
21
Birmingham police officers: three counts of capital murder, in violation of Section
13A-5-40(a)(5) of the Code of Alabama (1975), for the deaths of the three officers,
and one count of capital murder, in violation of Section 13A-5-40(a)(10), for the
murder of two or more persons by one act or pursuant to one scheme or course of
conduct. Woods was also charged with one count of attempted murder, in violation
of Section 13A-6-4. Attorneys Rita Briles and Cynthia Umstead were appointed as
counsel.
Woods’s charges were consolidated for trial on the State’s motion. The trial
began on October 3, 2005. In its case in chief, the State offered the testimony of 39
witnesses, including Michael Collins, 25 other law enforcement officers, and
experts in firearms and handwriting. The defense countered with six witnesses,
including two inmates and Kerry Spencer. After less than two and a half hours of
deliberation on October 10, 2005, the jury found Woods guilty on all counts.
During the penalty phase, the defense presented testimony from four of
Woods’s relatives and friends—Synthia Sherman, his aunt; Shena Carter, his
cousin; Pamela Woods, his mother; and Stephanie Claybion, a friend—and Woods
himself spoke. The State called the widows of the three officers. The court charged
the jury on four aggravating circumstances: (1) the defendant knowingly created a
great risk of death to many persons, (2) the offense was committed for the purpose
22
of avoiding or preventing a lawful arrest or affecting an escape from custody, (3) the
offense was committed to disrupt or hinder the lawful exercise of any governmental
function or the enforcement or laws, and (4) the defendant intentionally caused the
death of two or more persons by one act or pursuant to one scheme or course of
conduct. The last of these aggravating circumstances—the death of two or more
persons—was unanimously proven by virtue of the jury’s guilt-phase verdict. The
jury recommended 10–2 that Woods be sentenced to death on each of the four
capital counts.
At the sentencing hearing on December 2, 2005, the State presented
testimony from a resident of the area who had been near the gunfire and from Stacy
Sellers, Chisholm’s widow, who had received a threatening letter from Woods after
the trial stating, “I will forgive, but I won’t forget.” The defense offered testimony
from Woods’s mother and from a family friend. After hearing the testimony, the
court accepted the jury’s recommendation and sentenced Woods to death one
week later.
Woods filed a motion for new trial on January 3, 2006, which was overruled
after a hearing. As Woods’s trial counsel did not wish to handle the appeal, the
court appointed new counsel in their stead.
B.
Direct Appeal
23
With new counsel on direct appeal, Glennon Threatt, Woods raised five
issues: (1) the trial court erred when it admitted testimony from several witnesses
about Woods’s collateral bad acts, (2) the evidence was insufficient to sustain his
conviction as an accomplice pursuant to Ala. Code § 13A-2-23 because there was
no evidence indicating that Woods possessed or fired a gun during the shooting, (3)
the trial court committed error in several evidentiary rulings during the penalty
phase, (4) Woods was denied effective assistance of counsel during the penalty
phase, and (5) the jury-verdict-override sentencing scheme of Alabama’s capitalmurder statute is unconstitutional.
The Alabama Court of Criminal Appeals affirmed Woods’s convictions but
remanded for an amended sentencing order that would clarify the trial court’s
findings regarding non-statutory mitigating circumstances. Woods, 13 So. 3d at 40.
After the trial court issued its amended sentencing order on September 24, 2007,
Woods appealed again, and the Alabama Court of Criminal Appeals affirmed his
death sentence on return from remand on December 21, 2007. See id. at 43.
Woods’s direct appeal counsel then moved to withdraw and did not file a
petition for writ of certiorari to the Alabama Supreme Court. The certificate of
judgment was issued on January 9, 2008. On April 29, 2008, now represented by
attorneys from the Equal Justice Initiative, a non-profit organization, Woods filed a
24
motion for out-of-time appeal in the Alabama Supreme Court, alleging that
Woods’s direct appeal counsel never discussed further proceedings with him and
that he had been prejudiced because he was too late to file a motion for
reconsideration in the Alabama Court of Criminal Appeals or a petition for
certiorari. The Alabama Supreme Court put the matter on hold until the Alabama
Court of Criminal Appeals could consider the issue, and on May 9, 2008, Woods
filed a motion to withdraw the certificate of judgment to permit filing of an
application for rehearing in the lower court. The Alabama Court of Criminal
Appeals denied Woods’s motion on October 14, 2008. Once again, Woods pursued
an out-of-time appeal in the Alabama Supreme Court, but the court denied his
motion on August 24, 2009, noting that Woods’s Rule 32 petition was then
pending in the circuit court. The United States Supreme Court denied certiorari on
February 22, 2010. Woods v. Alabama, 559 U.S. 942 (2010).
C.
Rule 32
Through the Equal Justice Initiative, Woods filed a 124-page, 32-issue
petition pursuant to Rule 32 of the Alabama Rules of Criminal Procedure in the
Jefferson County circuit court on December 30, 2008, while his motion for an outof-time emergency appeal was still pending in the Alabama Supreme Court. Woods
also filed a motion to stay and hold the Rule 32 petition in abeyance pending his
25
pursuit of an out-of-time appeal, which the circuit court granted on January 14,
2009. On February 10, 2010, attorneys LaJuana Davis and John Carroll entered a
notice of appearance, and counsel from the Equal Justice Initiative withdrew on
April 1, 2010. The State filed an answer to Woods’s Rule 32 petition in July, then
an amended answer later that month. The circuit court summarily dismissed the
petition on December 1, 2010. Woods filed a motion for reconsideration on
December 30, 2010, which the circuit court denied on January 25, 2011. Woods
appealed, but the Alabama Court of Criminal Appeals affirmed the dismissal of his
Rule 32 petition on April 29, 2016. Woods v. State, 221 So. 3d 1125 (2016). The
Alabama Supreme Court denied certiorari on September 16, 2016. Woods did not
pursue his appeal in the United States Supreme Court.
D.
Federal Habeas Corpus
Woods filed the instant petition for a writ of habeas corpus on October 27,
2016. The petition is his first federal habeas petition, and it is timely. See 28 U.S.C.
§ 2241(d)(1). He filed an amended habeas petition on February 2, 2017, which the
State answered on February 17, 2017. Woods filed a reply brief on March 17, 2017.
Woods’s counsel, who had represented him in his Rule 32 proceedings as well,
moved to withdraw on February 3, 2017. On April 28, 2017, new counsel was
appointed by this Court. Woods filed a second amended petition on May 30, 2017,
26
the State answered again on June 27, 2017, and Woods replied in support thereof
on July 27, 2017.
III.
STANDARDS OF FEDERAL HABEAS REVIEW
This action is governed by 28 U.S.C. § 2254, as amended by the Anti-
Terrorism and Effective Death Penalty Act of 1996 (“AEDPA”). See Guzman v.
Sec’y, Dep’t of Corr., 663 F.3d 1336, 1345 (11th Cir. 2011). Pursuant to § 2254(a), a
federal district court is prohibited from entertaining a petition for writ of habeas
corpus “in behalf of a person in custody pursuant to the judgment of a State court”
unless the petition alleges “he is in custody in violation of the Constitution or laws
or treaties of the United States.” 28 U.S.C. § 2254(a). In other words, this Court’s
review of habeas claims is limited to federal constitutional questions. Claims
pertaining solely to “an alleged defect in a [state] collateral proceeding” or to a
“state’s interpretation of its own laws or rules” do not provide a basis for federal
habeas corpus relief under § 2254. Alston v. Dep’t of Corr., Fla., 610 F.3d 1318,
1325-26 (11th Cir. 2010) (quotation marks and citations omitted).
A.
Exhaustion of State Remedies and Procedural Default
Under § 2254(b) and (c), a federal court must limit its grant of habeas
applications to cases where an applicant has exhausted all state remedies. Cullen v.
Pinholster, 131 S. Ct. 1388, 1398 (2011). This means that “‘[s]tate prisoners must
27
give the state courts one full opportunity to resolve any constitutional issues by
invoking one complete round of the State’s established appellate review process,’
including review by the state’s last court of last resort, even if review in that court
is discretionary.” Pruitt v. Jones, 348 F.3d 1355, 1358-59 (11th Cir. 2003) (quoting
O’Sullivan v. Boerckel, 526 U.S. 838, 845, 119 S. Ct. 1728, 1732-33 (1999)).
Alabama’s discretionary direct review procedures bring Alabama prisoner habeas
petitions within the scope of the rule. Id. The purpose of this requirement is to
ensure that state courts are afforded the first opportunity to correct federal
questions affecting the validity of state court convictions. See Snowden v. Singletary,
135 F.3d 732, 735 (11th Cir. 1998); see also Smith v. Newsome, 876 F.2d 1461, 1463
(11th Cir. 1989) (“Federal courts are not forums in which to relitigate state trials.”)
(citation omitted)). Moreover, “to exhaust state remedies fully the petitioner must
make the state court aware that the claims asserted present federal constitutional
issues. ‘It is not enough that all the facts necessary to support the federal claim
were before the state courts or that a somewhat similar state-law claim was
made.’” Snowden, 135 F.3d at 735 (quoting Anderson v. Harless, 459 U.S. 4, 5-6, 103
S. Ct. 276, 277 (1982)).
“[A]n issue is exhausted if ‘the reasonable reader would understand the
claim’s particular legal basis and specific factual foundation’ to be the same as it
28
was presented in state court.” Pope v. Sec’y for Dep’t of Corr., 680 F.3d 1271, 1286
(11th Cir. 2012) (quoting Kelley v. Sec’y for Dep’t of Corr., 377 F.3d 1317, 1344–45
(11th Cir. 2004)) (brackets in original omitted). If a petitioner fails to raise his
federal claim to the state court at the time and in the manner dictated by the state’s
procedural rules, the state court can decide the claim is not entitled to a review on
the merits, i.e., “the petitioner will have procedurally defaulted on that claim.”
Mason v. Allen, 605 F.3d 1114, 1119 (11th Cir. 2010). Moreover, a “state court’s
rejection of a petitioner’s constitutional claim on state procedural grounds will
generally preclude any subsequent federal habeas review of that claim.” Ward v.
Hall, 592 F.3d 1144, 1156 (11th Cir. 2010) (quoting Judd v. Haley, 250 F.3d 1308,
1313 (11th Cir. 2001)). “Where there has been one reasoned state judgment
rejecting a federal claim, later unexplained orders upholding that judgment or
rejecting the same claim rest upon the same ground.” Ylst v. Nunnemaker, 501 U.S.
797, 803, 111 S. Ct. 2590, 2594 (1991). Yet as the Eleventh Circuit has noted, a
claim will only be procedurally defaulted in the following circumstance:
[A] state court’s rejection of a federal constitutional claim on
procedural grounds may only preclude federal review if the state
procedural ruling rests upon “adequate and independent” state
grounds. Marek v. Singletary, 62 F.3d 1295, 1301 (11th Cir. 1995)
(citation omitted).
We have “established a three-part test to enable us to determine when
a state court’s procedural ruling constitutes an independent and
29
adequate state rule of decision.” Judd, 250 F.3d at 1313. “First, the
last state court rendering a judgment in the case must clearly and
expressly state that it is relying on state procedural rules to resolve the
federal claim without reaching the merits of that claim.” Id. Second,
the state court’s decision must rest entirely on state law grounds and
not be intertwined with an interpretation of federal law. See id. Third,
the state procedural rule must be adequate, i.e., firmly established and
regularly followed and not applied “in an arbitrary or unprecedented
fashion.” Id.
Ward, 592 F.3d at 1156–57 (footnote omitted).
There are also instances where the doctrines of procedural default and
exhaustion intertwine. For instance, if a petitioner’s federal claim is unexhausted, a
district court will traditionally dismiss it without prejudice or stay the cause of
action to allow the petitioner to first avail himself of his state remedies. See Rose v.
Lundy, 455 U.S. 509, 519-20, 102 S. Ct. 1198, 1204 (1982). But “if it is clear from
state law that any future attempts at exhaustion [in state court] would be futile”
under the state’s own procedural rules, a court can simply find that the claim is
“procedurally defaulted, even absent a state court determination to that effect.”
Bailey v. Nagle, 172 F.3d 1299, 1305 (11th Cir. 1999) (citation omitted).
B.
Overcoming Procedural Default
“[A]n adequate and independent finding of procedural default will bar
federal habeas review of the federal claim, unless the habeas petitioner can show
cause for the default and prejudice attributable thereto, or demonstrate that failure
30
to consider the federal claim will result in a fundamental miscarriage of justice.”
Coleman v. Thompson, 501 U.S. 722, 749–50, 111 S. Ct. 2546, 2564-65 (1991)
(citations and internal quotation marks omitted).
The “cause and prejudice” exception is framed in the conjunctive, and a
petitioner must prove both cause and prejudice. Id. at 750, 111 S. Ct. at 2565. To
show cause, a petitioner must prove that “some objective factor external to the
defense impeded counsel’s efforts” to raise the claim previously. Murray v.
Carrier, 477 U.S. 478, 488, 106 S. Ct. 2639, 2645 (1986). Examples of such
objective factors include:
. . . interference by officials that makes compliance with the State’s
procedural rule impracticable, and a showing that the factual or legal
basis for a claim was not reasonably available to counsel. In addition,
constitutionally ineffective assistance of counsel . . . is cause. Attorney
error short of ineffective assistance of counsel, however, does not
constitute cause and will not excuse a procedural default.
McCleskey v. Zant, 499 U.S. 467, 494, 111 S. Ct. 1454, 1470 (1991) (internal
quotation marks, brackets, and citations omitted). As for prejudice, a habeas
petitioner must show “not merely that the errors . . . created a possibility of
prejudice, but that they worked to his actual and substantial disadvantage, infecting
his entire trial with error of constitutional dimensions.” United States v. Frady, 456
U.S. 152, 170, 102 S. Ct. 1584, 1596 (1982) (emphasis in original).
31
Finally, a petitioner may also escape a procedural default bar if he “can
demonstrate a sufficient probability that [the court’s] failure to review his federal
claim will result in a fundamental miscarriage of justice.” Edwards v. Carpenter, 529
U.S. 446, 451, 120 S. Ct. 1587, 1591 (2000). To make such a showing, a petitioner
must establish that either: (1) “a constitutional violation has probably resulted in
the conviction of one who is actually innocent,” Smith v. Murray, 477 U.S. 527,
537, 106 S. Ct. 2661, 2668 (1986) (quoting Carrier, 477 U.S. at 496, 106 S. Ct. at
2650), or (2) the petitioner shows “by clear and convincing evidence that but for a
constitutional error, no reasonable juror would have found the petitioner eligible
for the death penalty.” Schlup v. Delo, 513 U.S. 298, 323, 115 S. Ct. 851, 865 (1995)
(emphasis in original) (quoting Sawyer v. Whitley, 505 U.S. 333, 336, 112 S. Ct.
2514, 2517 (1992)).
C.
AEDPA Review of State Court Decisions Under § 2254(d) and (e)
When a constitutional claim upon which a petitioner seeks relief under §
2254 is not procedurally defaulted but has instead been adjudicated on the merits in
state courts, this Court is still restricted in its ability to grant relief on those claims
by § 2254(d). The AEDPA “imposes a highly deferential standard for evaluating
state-court rulings” and “demands that state-court decisions be given the benefit
of the doubt.” Guzman, 663 F.3d at 1345 (internal quotation marks and citation
32
omitted). To grant habeas relief on a claim, this Court must not only find that the
constitutional claims are meritorious, but also that the state court’s resolution of
those claims:
(1) resulted in a decision that was contrary to, or involved an
unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable
determination of the facts in light of the evidence presented in the
State court proceeding.
28 U.S.C. § 2254(d)(1)-(2); see also Boyd v. Allen, 592 F.3d 1274, 1292 (11th Cir.
2010) (quoting § 2254(d)). The burden of showing that an issue falls within §
2254(d)(1) or (d)(2) is upon the petitioner. See Woodford v. Visciotti, 537 U.S. 19,
25, 123 S. Ct. 357, 360 (2002). Section 2254(d)(1)’s “contrary to” and
“unreasonable application of” clauses have independent meanings. See Alderman v.
Terry, 468 F.3d 775, 791 (11th Cir. 2006) (“[T]he ‘contrary to’ and ‘unreasonable
application’ clauses are interpreted as independent statutory modes of analysis.”)
(citation omitted). A state court’s decision is contrary to “clearly established
precedents [of the Supreme Court of the United States] if it applies a rule that
contradicts the governing law set forth in [the Court’s] cases, or if it confronts a set
of facts that is materially indistinguishable from a decision of th[e] Court but
reaches a different result.” Brown v. Payton, 544 U.S. 133, 141, 125 S. Ct. 1432, 1438
33
(2005) (citation omitted). On the other hand, to determine whether a state court’s
decision is an “unreasonable application” of clearly established federal law, the
Supreme Court has stated:
The pivotal question is whether the state court’s application of the
[relevant constitutional] standard was unreasonable . . . For purposes
of § 2254(d)(1), an unreasonable application of federal law is different
from an incorrect application of federal law. A state court must be
granted a deference and latitude that are not in operation when the
case involves review under the [relevant constitutional] standard itself.
A state court’s determination that a claim lacks merits precludes
federal habeas relief so long as fairminded jurists could disagree on the
correctness of the state court’s decision. And as the [Supreme Court]
has explained, evaluating whether a rule application was unreasonable
requires considering the rule’s specificity. The more general the rule,
the more leeway courts have in reaching outcomes in case-by-case
determinations.
Harrington v. Richter, 562 U.S. 86, 131 S. Ct. 770, 785-86 (2011) (citation and
quotation marks omitted) (emphasis in original); see also Schriro v. Landrigan, 550
U.S. 465, 473, 127 S. Ct. 1933, 1939 (2007) (“The question under AEDPA is not
whether a federal court believes the state court’s determination was incorrect but
whether that determination was unreasonable—a substantially higher threshold.”);
Guzman, 663 F.3d at 1346 (“Ultimately, before a federal court may grant habeas
relief under § 2254(d), ‘a state prisoner must show that the state court’s ruling on
the claim being presented in federal court was so lacking in justification that there
was an error well understood and comprehended in existing law beyond any
34
possibility for fairminded disagreement.’”) (quoting Harrington, 131 S. Ct. at 78687). As the Supreme Court has stated, “If this standard is difficult to meet, that is
because it was meant to be. As amended by AEDPA, § 2254(d) stops short of
imposing a complete bar on federal-court relitigation of claims already rejected in
state proceedings.” Harrington, 562 U.S. at 102, 131 S. Ct. at 786.
Moreover, a state court’s factual determination is entitled to a presumption
of correctness under § 2254(e)(1)). And commensurate with the deference
accorded to a state court’s factual findings, “the petitioner must rebut ‘the
presumption of correctness [of a state court’s factual findings] by clear and
convincing evidence.’” Ward, 592 F.3d at 1155-56 (alterations in original) (quoting
§ 2254(e)(1)).
D.
The Burden of Proof and Heightened Pleading Requirements for
Habeas Petitions
Additionally, because habeas corpus review is limited to review of errors of
constitutional dimension, a habeas corpus petition “must meet [the] heightened
pleading requirements [of] 28 U.S.C. § 2254 Rule 2(c).” McFarland v. Scott, 512
U.S. 849, 856, 114 S. Ct. 2568, 2572 (1994) (citation omitted). “[T]he petition
must ‘specify all the grounds for relief available to the petitioner’ and ‘state the
facts supporting each ground.’” Mayle v. Felix, 545 U.S. 644, 655, 125 S. Ct. 2562,
2570 (2005) (quoting Rule 2(c) of the Rules Governing § 2254 Cases in the U.S.
35
District Courts). The burden of proof is on the habeas petitioner “to establish his
right to habeas relief and he must prove all facts necessary to show a constitutional
violation.” Blankenship v. Hall, 542 F.3d 1253, 1270 (11th Cir. 2008) (citation
omitted); see also Smith v. Wainwright, 777 F.2d 609, 616 (11th Cir. 1985) (holding
that a general allegation of ineffective assistance of counsel is insufficient; a petition
must allege specific errors in counsel’s performance and facts showing prejudice).
E.
The General Standard for Ineffective Assistance of Counsel
Claims
In Strickland v. Washington, 466 U.S. 668, 104 S. Ct. 2052 (1984), the
Supreme Court established the following two-pronged standard for judging, under
the Sixth Amendment, the effectiveness of attorneys who represent criminal
defendants at trial or on direct appeal:
A convicted defendant’s claim that counsel’s assistance was so
defective as to require reversal of a conviction or death sentence has
two components. First, the defendant must show that counsel’s
performance was deficient. This requires showing that counsel made
errors so serious that counsel was not functioning as the “counsel”
guaranteed the defendant by the Sixth Amendment. Second, the
defendant must show that the deficient performance prejudiced the
defense. This requires showing that counsel’s errors were so serious
as to deprive the defendant of a fair trial, a trial whose result is reliable.
Unless a defendant makes both showings, it cannot be said that the
conviction or death sentence resulted from a breakdown in the
adversary process that renders the result unreliable.
Id. at 687, 104 S. Ct. at 2064 .
36
Because Strickland’s preceding two-part test is clearly framed in the
conjunctive, a petitioner bears the burden of proving both “deficient performance”
and “prejudice” by “a preponderance of competent evidence.” Chandler v. United
States, 218 F.3d 1305, 1313 (11th Cir. 2000) (en banc); see also Holladay v. Haley,
209 F.3d 1243, 1248 (11th Cir. 2000) (“Because both parts of the test must be
satisfied in order to show a violation of the Sixth Amendment, the court need not
address the performance prong if the defendant cannot meet the prejudice prong, [
] or vice versa.”). Further, when assessing ineffective assistance of counsel claims:
[I]t is important to keep in mind that in addition to the deference to
counsel’s performance mandated by Strickland, the AEDPA adds
another layer of deference—this one to a State court’s decision—
when we are considering whether to grant federal habeas relief from a
State court’s decision. Thus, [a petitioner] not only has to satisfy the
elements of the Strickland standard, but he must also show that the
State court applied Strickland to the facts of his case in an objectively
unreasonable manner.
Williams v. Allen, 598 F.3d 778, 789 (11th Cir. 2010) (brackets in original omitted)
(citations and quotation marks omitted) (emphasis in original).
In order to establish deficient performance, a habeas petitioner “must show
that counsel’s representation fell below an objective standard of reasonableness.”
Strickland, 466 U.S. at 688, 104 S. Ct. at 2064. That reasonableness is judged
against “prevailing professional norms.” Id., 104 S. Ct. at 2065. Moreover, under
Strickland, lower federal courts must be “highly deferential” in their scrutiny of
37
counsel’s performance. Id. at 689, 104 S. Ct. at 2065. As the Strickland Court
outlined:
Judicial scrutiny of counsel’s performance must be highly deferential.
It is all too tempting for a defendant to second-guess counsel’s
assistance after conviction or adverse sentence, and it is all too easy for
a court, examining counsel’s defense after it has proved unsuccessful,
to conclude that a particular act or omission of counsel was
unreasonable. A fair assessment of attorney performance requires that
every effort be made to eliminate the distorting effects of hindsight, to
reconstruct the circumstances of counsel’s challenged conduct, and to
evaluate the conduct from counsel’s perspective at the time. Because
of the difficulties inherent in making the evaluation, a court must
indulge a strong presumption that counsel’s conduct falls within the
wide range of reasonable professional assistance; that is, the defendant
must overcome the presumption that, under the circumstances, the
challenged action might be considered sound trial strategy. There are
countless ways to provide effective assistance in any given case. Even
the best criminal defense attorneys would not defend a particular
client in the same way.
Id., 104 S. Ct. at 2065 (citations and quotation marks omitted).
Simply put, a habeas petitioner “must establish that no competent counsel
would have taken the action that his counsel did take” to overcome the
presumption that counsel’s conduct fell within the wide range of reasonable
professional assistance. Chandler, 218 F.3d at 1315. The reasonableness of
counsel’s performance is judged from the perspective of the attorney, at the time of
the alleged error, and in light of all the circumstances. See, e.g., Newland v. Hall,
527 F.3d 1162, 1184 (11th Cir. 2008) (“We review counsel’s performance ‘from
38
counsel’s perspective at the time,’ to avoid ‘the distorting effects of hindsight.’”)
(quoting Strickland, 466 U.S. at 689, 104 S. Ct. at 2065).
To satisfy the prejudice prong, a habeas petition “must show that there is a
reasonable probability that, but for counsel’s unprofessional errors, the result of the
proceeding would have been different. A reasonable probability is a probability
sufficient to undermine confidence in the outcome.” Strickland, 466 U.S. at 694,
104 S. Ct. at 2068. Stated differently, “[a] finding of prejudice requires proof of
unprofessional errors so egregious that the trial was rendered unfair and the verdict
rendered suspect.” Johnson v. Alabama, 256 F.3d 1156, 1177 (11th Cir. 2001)
(citations and quotation marks omitted). Further, the fact that counsel’s “errors
had some conceivable effect on the outcome of the proceeding” is insufficient to
show prejudice. Strickland, 466 U.S. at 693, 104 S. Ct. at 2067. Therefore, “when a
petitioner challenges a death sentence, ‘the question is whether there is a
reasonable probability that, absent the errors, the sentencer . . . would have
concluded that the balance of aggravating and mitigating circumstances did not
warrant death.’” Stewart v. Sec’y, Dep’t of Corr., 476 F.3d 1193, 1209 (11th Cir.
2007) (quoting Strickland, 466 U.S. at 695, 104 S. Ct. at 2069).
Because Strickland and § 2254(d) both mandate standards that are “‘highly
deferential’”, “when the two apply in tandem, review is ‘doubly’ so.” Harrington,
39
131 S. Ct. at 788 (citations omitted). The inquiry is not then “whether counsel’s
actions were reasonable,” but is instead “whether there is any reasonable argument
that counsel satisfied Strickland’s deferential standard.” Id. The court must
determine “whether the state court’s application of the Strickland standard was
unreasonable. This is different from asking whether defense counsel’s performance
fell below Strickland’s standard.” Id. at 785. This “[d]ouble deference is doubly
difficult for a petitioner to overcome, and it will be a rare case in which an
ineffective assistance of counsel claim that was denied on the merits in state court
is found to merit relief in a federal habeas proceeding.” Evans v. Sec’y, Fla. Dep’t of
Corr., 699 F.3d 1249, 1268 (11th Cir. 2012).
Finally, “[s]tate court findings of historical facts made in the course of
evaluating an ineffectiveness claim are subject to a presumption of correctness
under 28 U.S.C. § 2254(d).” Thompson v. Haley, 255 F.3d 1292, 1297 (11th Cir.
2001).
1.
The Martinez v. Ryan Rule
In Martinez v. Ryan, the Supreme Court announced a “narrow exception” to
the procedural default rule of Coleman, 501 U.S. at 755, 111 S. Ct. at 2546, in the
limited circumstances where a state law “requires a prisoner to raise an ineffectiveassistance-of-trial-counsel claim in a collateral proceeding.” 566 U.S. 1, 9, 14, 132
40
S. Ct. 1309, 1315, 1319 (2012). The exception applies only when four conditions are
met:
(1) a state requires a prisoner to raise ineffective-trial-counsel claims at
the initial-review stage of a state collateral proceeding and precludes
those claims during direct appeal; (2) the prisoner did not comply with
state rules and failed properly to raise ineffective-trial-counsel claims
in his state initial-review collateral proceeding; (3) the prisoner did not
have counsel (or his appointed counsel was ineffective by not raising
ineffective-trial-counsel claims) in that initial-review collateral
proceeding; and (4) failing to excuse the prisoner’s procedural default
would cause the prisoner to lose a “substantial” ineffective-trialcounsel claim.
Arthur v. Thomas, 739 F.3d 611, 629 (11th Cir. 2014) (citing Martinez, 566 U.S. at
14, 132 S. Ct. at 1319). A following case, Trevino v. Thaler, 569 U.S. 413, 429, 133 S.
Ct. 1911, 1921 (2013), extended the Martinez rule to state systems in which it was
“virtually impossible” for ineffective assistance claims to be raised on direct
appeal.
In other words, to prevail under Martinez, a petitioner must demonstrate
that his trial counsel were ineffective under Strickland in their treatment of a
particular issue and that his initial-review collateral appeal counsel were also
ineffective under Strickland for failing to raise a claim of ineffective assistance of
trial counsel concerning that issue. As the Eleventh Circuit has explained, the
petitioner must show “more than the mere fact [collateral counsel] failed to raise
potentially meritorious claims; he must show that no competent counsel, in the
41
exercise of reasonable professional judgment, would have omitted those claims.”
Hittson v. GDCP Warden, 759 F.3d 1210, 1263 (11th Cir. 2014). In this limited case,
“a procedural default will not bar a federal habeas court from hearing a substantial
claim of ineffective assistance at trial.” Martinez, 566 U.S. at 17, 132 S. Ct. at 1320.
The Martinez rule applies only in initial-review collateral proceedings; it
“does not concern attorney errors in other kinds of proceedings, including appeals
from initial-review collateral proceedings, second or successive collateral
proceedings, and petitions for discretionary review in a State’s appellate courts.”
Id. The Eleventh Circuit has held that Martinez does not serve as a vehicle to allege
a freestanding claim of ineffective assistance of state post-conviction counsel.
Lambrix v. Sec’y, Fla. Dept. of Corrs., 756 F.3d 1246, 1262-63 (11th Cir. 2014), see
also 28 U.S.C. § 2261(e) (“The ineffectiveness or incompetence of counsel during
State or Federal post-conviction proceedings in a capital case shall not be a ground
for relief in a proceeding arising under section 2254.”).
IV.
DISCUSSION OF WOODS’S CLAIMS
A.
Woods’s claim that he was denied the rights to due process and
equal protection when his direct appeal counsel failed to petition
for rehearing or file a petition for certiorari
Woods argues that because his direct appeal counsel failed to file an
application for rehearing in the Alabama Court of Criminal Appeals or a petition for
42
certiorari in the Alabama Supreme Court, he was prejudiced and should have been
permitted to file further direct appeals out of time.
This claim is exhausted because Woods raised it during his direct appeal
proceedings when he filed the motion for an out-of-time appeal in the Alabama
Supreme Court and again on all levels of his Rule 32 proceedings. On appeal from
the denial of his Rule 32 petition, the Alabama Court of Criminal Appeals held that
the circuit court had been correct that the claim was both precluded under Rule
32.2(a) of the Alabama Rules of Criminal Procedure because it had already been
raised and rejected and also held that the circuit court correctly rejected it on its
merits. Woods, 221 So. 3d at 1144-47. Accordingly, this Court conducts the
deferential AEDPA review of the state courts’ decision pursuant to 28 U.S.C. §
2254(d).
As the Alabama Court of Criminal Appeals explained, this claim is meritless.
A defendant is constitutionally entitled to counsel on his first direct appeal. See
Douglas v. California, 372 U.S. 353, 357-58, 83 S. Ct. 814, 816-17 (1963) (holding
that a state may not deny an indigent defendant the assistance of counsel in the
defendant’s first appeal which is granted by the state as a matter of right); Penson v.
Ohio, 488 U.S. 75, 81-82, 109 S. Ct. 346, 350-51 (1988); Jenkins v. State, 972 So. 2d
111, 125–26 (Ala. Crim. App. 2004), rev’d in part on other grounds, Ex parte Jenkins,
43
972 So. 2d 159 (Ala. 2005). However, the United States Supreme Court has held
that there is no right to counsel to pursue application for review by the United
States Supreme Court or discretionary state appeals, see Evitts v. Lucey, 469 U.S.
387, 394, 105 S. Ct. 830, 834-35 (1985); Wainwright v. Torna, 455 U.S. 586, 587, 102
S. Ct. 1300, 1301 (1982); Ross v. Moffitt, 417 U.S. 600, 615–16, 94 S. Ct. 2437, 2446
(1974), which includes applications for rehearing and certiorari review in Alabama,
even in capital cases. See Birdsong v. State, 929 So. 2d 1027, 1028 (Ala. Crim. App.
2005) (no right to counsel in an application for certiorari review to the Alabama
Supreme Court); Kinsey v. State, 545 So. 2d 200, 203–04 (Ala. Crim. App. 1989)
(no right to counsel in applications for rehearing to the Alabama Court of Criminal
Appeals); Thomas v. State, 511 So. 2d 248, 258 (Ala. Crim. App. 1987) (applying
rule to death penalty cases); Ala. R. App. P. 39(a). 1 Thus, the fact that Woods’s
counsel failed to file applications for discretionary appeals does not excuse
Woods’s own failure to do so. Where there is no right to counsel, the appellant
must bear the burden of counsel’s actions. See Evitts, 469 U.S. at 396 n.7, 105 S. Ct.
at 836 n.7 (“the right to effective assistance of counsel is dependent on the right to
counsel itself”).
While Kinsey and other pre-2000 decisions stated that Ala. R. App. P. 39 granted deathsentenced appellants certiorari review as a matter of right, the 2000 amendment to Rule 39
removed this provision. Ala. R. App. P. 39(a) cmt. of May 19, 2000.
1
44
Moreover, contrary to Woods’s assertion, there is nothing in the Eighth or
Fourteenth Amendments that requires the Alabama Supreme Court to grant
certiorari review in death penalty cases, particularly in a case such as Woods’s,
where the would-be petitioner failed to make a timely filing. Woods can point to no
United States Supreme Court decision, statute, or rule mandating that an inmate
sentenced to death must be granted certiorari review by a state supreme court.
Relatedly, as Woods was not entitled to counsel in proceedings following the
Alabama Court of Criminal Appeals’ decision on his first direct appeal, he could
not have suffered Strickland prejudice. The cases upon which Woods relies, see,
e.g., Roe v. Flores-Ortega, 528 U.S. 470, 120 S. Ct. 1029 (2000), concern direct
appeals, not subsequent discretionary appeals, and are therefore inapposite here.
As this claim is meritless, the state courts’ decisions were neither contrary to
or involved an unreasonable application of clearly established Federal law, nor an
unreasonable determination of the facts in light of the evidence presented. See 28
U.S.C. § 2254(d). This claim is due to be dismissed.
B.
Woods’s claim that his direct appeal counsel was constitutionally
ineffective for failing to appeal his attempted murder conviction
Woods argues that because his direct appeal counsel failed to appeal his
attempted murder conviction specifically, he was denied his right to effective
45
assistance of counsel and he should have been permitted to file further direct
appeals out of time.
This claim has not been exhausted because while Woods raised it in his Rule
32 proceedings in the circuit court and the Alabama Court of Criminal Appeals, he
failed to raise it in his petition for certiorari in the Alabama Supreme Court. See
Pruitt, 348 F.3d at 1359 (citing O’Sullivan, 526 U.S. at 845, 119 S. Ct. at 1732-33).
Dismissal of his habeas petition to allow Woods to present this claim fairly as a
federal claim in state court now would be futile because it is too late for him to
return to state court to exhaust the claim by petitioning the Alabama Supreme
Court for certiorari. See Bailey, 172 F.3d at 1305. Thus, because any state remedy
with respect to this claim is procedurally barred by the state procedural rules noted
above, Woods’s claim is procedurally defaulted from habeas review.
Assuming solely for argument that the claim was not barred, it fails on the
merits. It is unclear what relief Woods could hope to gain from an appeal of his
non-capital conviction. As the circuit court discussed in dismissing a related claim:
It is also important to note that Woods’s four capital convictions
(which were appealed) and his attempted murder conviction all
stemmed from the same occurrence—the shootings of four
Birmingham police officers. There was absolutely no evidence in this
case (nor does Woods even allege) that the capital murders and the
attempted murder were separate and distinct crimes. Rather, the four
capital murders and the attempted murder were all committed as part
of a single course of conduct. Further, on appeal from Woods’s capital
46
convictions and sentences of death, the Alabama Court of Criminal
Appeals scrupulously searched the record for any error that adversely
affected Woods’s substantial rights and failed to find any.
Vol. 30, Tab #R-62, at C 41-42. Therefore, this claim is due to be dismissed.
C.
Woods’s claim that the State withheld evidence in violation of
Brady v. Maryland, 373 U.S. 83, 83 S. Ct. 1194 (1963), and Giglio v.
United States, 405 U.S. 150, 92 S. Ct. 763 (1972)
Woods contends that the State violated its obligations under Brady v.
Maryland and Giglio v. United States because it failed to disclose that two State
witnesses, Fernando Belser and Marquita McClure, were allegedly threatened or
induced into giving testimony favorable to the State, plus other unspecified
“exculpatory and impeachment evidence.”
Woods raised this claim for the first time in his Rule 32 petition. The circuit
court dismissed it for three reasons: it was precluded by Rules 32.2(a)(3) and (a)(5)
of the Alabama Rules of Criminal Procedure because it could have been raised at
trial or on direct appeal, but was not; it was insufficiently pleaded under Rule 32.3
and 32.6(b) of the Alabama Rules of Criminal Procedure; and it was facially
meritless. While Woods raised this claim in the Alabama Court of Criminal
Appeals on appeal from the denial of his Rule 32 petition, that court failed to fully
address the issue. Thus, the circuit court is the last court to have given a reasoned
denial of the claim. See Ylst, 501 U.S. at 804, 111 S. Ct. at 2594 (“Where there has
47
been one reasoned state judgment rejecting a federal claim, later unexplained
orders upholding that judgment or rejecting the same claim rest upon the same
ground.”).
First, the circuit court found that the claim was precluded by Rules
32.2(a)(3) and (a)(5) because it could have been raised at trial or on direct appeal,
but was not. The Alabama Court of Criminal Appeals has held that a Brady claim
raised on Rule 32 review is precluded unless it concerns newly discovered evidence
or evidence that was allegedly suppressed until such time as the evidence could not
be presented at trial. Boyd v. State, 913 So. 2d 1113, 1142 (Ala. Crim. App. 2003).
The circuit court found that Woods did not base his Brady claim on newly
discovered evidence or evidence that was allegedly suppressed until such time as
the evidence could not be presented at trial. In this circuit, claims barred under
Rules 32.2(a)(3) and (a)(5) are procedurally defaulted from habeas review. Boyd v.
Comm’r, Ala. Dep’t of Corrs., 697 F.3d 1320, 1335 (11th Cir. 2012). Accordingly,
Woods is due no relief.
As noted, the circuit court also found that the claim was insufficiently
pleaded under Rules 32.3 and 32.6(b) based on Woods’s failure to plead facts
sufficient to satisfy the five-part test in Rule 32.1(e) for newly discovered evidence
and that it was facially meritless. A Rule 32 dismissal for lack of specificity is a
48
merits ruling in this circuit. Borden v. Allen, 646 F.3d 785, 812-13 (11th Cir. 2011).
As such, this Court conducts the deferential AEDPA review of the state court’s
decision pursuant to 28 U.S.C. § 2254(d). The circuit court’s decision was not
contrary to, nor did it involve an unreasonable application of, Brady, nor did it
result in a decision that was based on an unreasonable determination of the facts in
light of the evidence presented. As explained by the Eleventh Circuit:
A Brady violation has three components: “[1] The evidence at issue
must be favorable to the accused, either because it is exculpatory, or
because it is impeaching; [2] that evidence must have been suppressed
by the State, either willfully or inadvertently; and [3] prejudice must
have ensued.” Strickler v. Greene, 527 U.S. 263, 281–82, 119 S. Ct.
1936, 144 L. Ed. 2d 286 (1999). Evidence is not considered to have
been suppressed if “the evidence itself . . . proves that [the petitioner]
was aware of the existence of that evidence before trial.” Felker v.
Thomas, 52 F.3d 907, 910 (11th Cir. 1995). The prejudice or materiality
requirement is satisfied if “there is a reasonable probability that, had
the evidence been disclosed to the defense, the result of the
proceeding would have been different.” United States v. Bagley, 473
U.S. 667, 682, 105 S. Ct. 3375, 87 L. Ed. 2d 481 (1985); see also Kyles v.
Whitley, 514 U.S. 419, 433, 115 S. Ct. 1555, 131 L. Ed. 2d 490 (1995).
Materiality is determined by asking whether the government’s
evidentiary suppression undermines confidence in the guilty verdict.
See Kyles, 514 U.S. at 434, 436–37 & n. 10, 115 S. Ct. 1555.
Boyd, 697 F.3d at 1334-35. Woods failed to plead exactly what information was
withheld or how it was material to the defense, relying instead on vague assertions
that the witnesses were “threatened or offered inducements.” Moreover, the State
told the trial court that it “intends to provide the defendant with open file
49
discovery and items within its possession, custody and control.” Vol. 1 at C. 140.
Accordingly, Woods has not established that he is entitled to relief pursuant to 28
U.S.C. § 2254(d).
D.
Woods’s claim that evidence of prior bad acts was erroneously
admitted in violation of his rights to due process, a fair trial, and a
reliable sentence under the Sixth, Eighth, and Fourteenth
Amendments
Woods raises five sub-issues within this claim: (a) the trial court improperly
admitted a misdemeanor domestic violence warrant for Woods and the fact that
police officers located him in the “city files” that exist “if you have been
arrested;” (b) the court improperly admitted evidence of his contemporaneous
drug sales and gun use; (c) the court improperly admitted evidence of his conduct
toward police officers on other occasions, such as the instance when he was
stopped by police for looking suspicious and he told Fairfield officer Greg Parker
that he “could have” shot him and the instance when he allegedly said to Deputy
Powell at the county jail that Powell was “hiding behind [his] badge just like the
three other mother fuckers; and that if he wins his case, he was going to come look
for [Powell];” (d) the court improperly admitted items found in Woods’s jail cell,
including the violent drawings and rap lyrics; and (e) the court’s limiting
instructions were inadequate.
50
Woods raised this entire claim for the first time in his Rule 32 proceedings,
but he did not raise it on appeal from the Rule 32 denial in the Alabama Court of
Criminal Appeals or in his petition for certiorari to the Alabama Supreme Court.2
The claim has thus not been exhausted and is not properly before this Court.
Dismissal of his habeas petition to allow Woods to present this claim fairly as a
federal claim in state court now would be futile because it is too late for him to
return to state court to exhaust the claim by appealing and/or petitioning the
Alabama Supreme Court for certiorari. Bailey, 172 F.3d at 1305. Thus, because any
state remedy with respect to this claim is procedurally barred by the state
procedural rules noted above, Woods’s claim is procedurally defaulted from habeas
review.
In the alternative, the circuit court correctly determined that much of this
claim was precluded by Rule 32.2(a) of the Alabama Rules of Criminal Procedure
because the sub-claims were either not raised at trial or on direct appeal or had
been raised and rejected on direct appeal. Sub-claim (a) was barred by Rules
2
This claim alleges that the trial court erred in admitting evidence. At the end of his Rule
32 petition, Woods included subparts (a), (c), and (e) in his insufficiently-pleaded-ineffective
assistance-of-counsel claim. See Vol. 31, Tab #R-64, at 116. While Woods did allege ineffective
assistance of counsel before the Alabama Court of Criminal Appeals on appeal from the Rule 32
denial, he did not raise the specific claim at issue here. As such, the same claim was not raised
below and thus has not been exhausted. See Pope, 680 F.3d at 1286 (“[A]n issue is exhausted if
the reasonable reader would understand the claim’s particular legal basis and specific factual
foundation to be the same as it was presented in state court.”) (quotation marks and citation
omitted).
51
32.2(a)(3) and (a)(5) because the claim could have been raised at trial or on direct
appeal but was not, and Woods’s contention concerning the admission of the
evidence that officers located him in the “city files” was precluded by Rule
32.2(a)(4) because it was raised and rejected on direct appeal. Similarly, sub-claim
(c) was also barred by Rules 32.2(a)(3) and (a)(5). Sub-claims (b) and (d) were
barred by Rule 32.2(a)(4). While the court did not specifically address sub-claim
(e), the claim concerning the limiting instruction, that, too, could have been raised
at trial or on direct appeal, and it was properly barred by Rules 32.2(a)(3) and
(a)(5).
Again, the Eleventh Circuit has “squarely held” that claims barred by Rules
32.2(a)(3) and (a)(5) are procedurally defaulted from habeas review, see Boyd, 697
F.3d at 1335, and therefore, Woods is due no relief on sub-claims (a) and (c).
As for sub-claims (b) and (d), the Eleventh Circuit has held that preclusion
due to Rule 32.2(a)(4) is not a bar to habeas review. Williams v. Alabama, 791 F.3d
1267, 1274–76 (11th Cir. 2015) (“Federal courts have long recognized that a state
court’s refusal to re-address the merits of a claim, on the grounds that the claim has
already been given full consideration in some previous proceeding, imposes no
barrier to federal review. Instead, this type of state-court decision provides strong
evidence that the claim has already been given full consideration by the state courts
52
and thus is ripe for federal adjudication.”) (internal citations and quotation marks
omitted). As such, if this claim was not procedurally barred, this Court’s task
would be to review the state court’s adjudication of these portions of the claim
pursuant to 28 U.S.C. § 2254(d).
Conducting that review, Woods has not established that the Alabama Court
of Criminal Appeals’ decision was contrary to, or involved an unreasonable
application of, clearly established Federal law, as determined by the Supreme
Court of the United States; or resulted in a decision that was based on an
unreasonable determination of the facts in light of the evidence presented. In a
detailed analysis, the Alabama Court of Criminal Appeals held on direct appeal that
the admission of the testimony regarding the “city files” was not plain error
because this testimony was not offered as improper character evidence under
Federal Rule of Evidence 404(b) but rather as part of the witness’s explanation of
the steps taken to gain information about Woods. Woods, 13 So. 3d at 18-20. The
court then held that the admission of the evidence of Woods’s drug sales and gun
use was not plain error because counsel for both sides gave details about Woods’s
and Spencer’s drug operation during their opening statements. Id. at 18-23. As for
the items taken from Woods’s cell, the court held that they were properly admitted
“as relevant evidence of Woods’s post-crime conduct” and “as an indication of his
53
consciousness of guilt.” Id. at 18-26. Although Woods cites Payne v. Tennessee, 501
U.S. 808, 825, 111 S. Ct. 2597, 2608 (1991) (considering specifically victim-impact
evidence at the penalty phase of a trial and noting, “[i]n the event that evidence is
introduced that is so unduly prejudicial that it renders the trial fundamentally
unfair, the Due Process Clause of the Fourteenth Amendment provides a
mechanism for relief”), he has not demonstrated that the admission of the
aforementioned evidence rendered his trial fundamentally unfair. These portions of
this claim are due to be denied.
E.
Woods’s claim that the venue of the trial should have been
changed due to extensive publicity
Woods argues that the court’s refusal to order a change of venue for the trial
violated his rights to due process, a fair trial, an impartial jury, and a reliable
sentencing protected by the Fifth, Sixth, Eighth, and Fourteenth Amendments to
the United States Constitution. Woods raised this claim for the first time in his
Rule 32 proceedings, but he did not raise it in the Alabama Court of Criminal
Appeals3 or Alabama Supreme Court, and so the claim has not been exhausted and
is not properly before this Court. See Bailey, 172 F.3d at 1305.
3
While Woods raised a claim that he was denied effective assistance of counsel regarding
this underlying claim, that is a different claim for exhaustion purposes.
54
In the alternative, the circuit court correctly dismissed it for two reasons.
First, the claim could have been raised at trial or on direct appeal but was not, and
so it was barred by Alabama Rules of Criminal Procedure 32.2(a)(3) and (a)(5). As
the Eleventh Circuit has held that claims barred by these rules are procedurally
defaulted from habeas review, see Boyd, 697 F.3d at 1335, Woods is due no relief.
Second, the circuit court correctly found that the claim was insufficiently
pleaded under Rules 32.3 and 32.6(b), as Woods failed to plead specific facts
showing either that the community was saturated with prejudicial publicity so as to
create a presumption of prejudice or that his jury was actually prejudiced. Because
a Rule 32 dismissal for lack of specificity is a merits ruling in this circuit, see Borden,
646 F.3d at 812-13, if the claim was not otherwise barred, this Court would conduct
the deferential AEDPA review of the state court’s decision pursuant to 28 U.S.C. §
2254(d).
The circuit court’s determination was neither contrary to nor an
unreasonable application of clearly established Federal law, nor an unreasonable
determination of the facts, and Woods is not entitled to relief. The clearly
established Federal law on this issue is found in Sheppard v. Maxwell, 384 U.S. 333,
86 S. Ct. 1507 (1966), Rideau v. Louisiana, 373 U.S. 723, 83 S. Ct. 1417 (1963), and
Irvin v. Dowd, 366 U.S. 717, 81 S. Ct. 1639 (1961). In analyzing whether a
55
defendant’s trial was deprived of fundamental fairness by pretrial publicity or an
inflamed community atmosphere, courts consider both an “actual prejudice”
standard and a “presumed prejudice” standard. See Coleman v. Zant, 708 F.2d
541, 544 (11th Cir. 1983) (citing Irvin, Sheppard, Rideau, supra). Woods’s
invocation of the Supreme Court’s landmark cases on prejudicial pretrial publicity
falls short, as it was not unreasonable for the circuit court to conclude that the
evidence of trial publicity in this case did not rise to the level of the “carnival
atmosphere” discussed in Sheppard, 384 U.S. at 354, 86 S. Ct. at 1518 (“For
months the virulent publicity about Sheppard and the murder had made the case
notorious. Charges and countercharges were aired in the news media besides those
for which Sheppard was called to trial. In addition, only three months before trial,
Sheppard was examined for more than five hours without counsel during a threeday inquest which ended in a public brawl. The inquest was televised live from a
high school gymnasium seating hundreds of people.”); Rideau, 373 U.S. at 725-27,
83 S. Ct. at 1418-20 (describing as a “spectacle” the fact that “[w]hat the people of
Calcasieu Parish saw on their television sets was Rideau [the defendant], in jail,
flanked by the sheriff and two state troopers, admitting in detail the commission of
the robbery, kidnapping, and murder, in response to leading questions by the
sheriff” and thus deciding not to examine the voir dire for actual prejudice because
56
the trial was but a “hollow formality”); or Irvin, 366 U.S. at 727, 81 S. Ct. at 1645
(“An examination of the 2,783–page voir dire record shows that 370 prospective
jurors or almost 90% of those examined on point . . . entertained some opinion as to
guilt—ranging in intensity from mere suspicion to absolute certainty . . . . A
number admitted that, if they were in the accused’s place in the dock and he in
theirs on the jury with their opinions, they would not want him on the jury. . . . [O]f
the voir dire examination of a majority of the jurors finally placed in the jury box[,]
[e]ight out of the 12 thought petitioner was guilty.”).
Nor was the circuit court’s decision based on an unreasonable determination
of the facts in light of the evidence presented. In support of his argument that
presumed prejudice existed, Woods argues that the fact that The Birmingham News
alone had published over 100 articles on the case, that his co-defendant Kerry
Spencer’s trial was first so the jury pool in Jefferson County had already been
exposed to the fact that Spencer had been convicted and sentenced to death
through publicity about that trial, and that the news coverage included “sharp
criticism of jurors who had had voted for a sentence of life imprisonment without
parole and the opinion of many members of the community, contrary to Alabama
law, that death was the appropriate sentence whenever law enforcement officers
are killed” should have demonstrated to the circuit court that an overwhelming
57
number of prospective jurors believed Woods to be guilty before they were even
empaneled. With regard to the media coverage, the Eleventh Circuit has stated,
“The fact that a case generates widespread publicity does not, in and of itself,
warrant a change of venue.” Baldwin v. Johnson, 152 F.3d 1304, 1314 (11th Cir.
1998). Indeed, “the principle of presumed prejudice ‘is rarely applicable and
reserved for extreme situations.’” Mills v. Singletary, 63 F.3d 999, 1010 (11th Cir.
1995) (citation omitted). The Supreme Court has explained that in each of its cases
where it overturned a conviction due to a presumption of prejudice from pretrial
publicity, those “‘conviction[s] [had been] obtained in a trial atmosphere that was
utterly corrupted by press coverage.’” Skilling v. United States, 561 U.S. 358, 380,
130 S. Ct. 2896, 2914 (2010) (citation omitted) (alteration in original omitted). The
Court reiterated that those decisions, however, “‘cannot be made to stand for the
proposition that juror exposure to . . . news accounts of the crime . . . alone
presumptively deprives the defendant of due process.’” Id. (citation omitted); see
also Murphy, 421 U.S. at 800 n.4, 95 S. Ct. at 2036 n.4 (distinguishing “largely
factual publicity from that which is invidious or inflammatory,” and noting that
“[t]o ignore the real differences in the potential for prejudice would not advance
the cause of fundamental fairness, but only make impossible the timely prosecution
of persons who are well known in the community . . . .”). See Gaskin v. Sec’y, Dept.
58
of Corr., 494 F.3d 997, 1005 (11th Cir. 2007) (no habeas error in denial of
petitioner’s motion for change of venue, even though articles published in local
paper “may have been somewhat prejudicial or inflammatory”).
Woods also contends that prejudice can be presumed from the fact that the
trial court knew in advance that large numbers of uniformed police officers were
going to attend the trial, and that they did in fact attend the trial, thus creating a
risk that jurors would be intimidated. Woods relies upon Holbrook v. Flynn, 475
U.S. 560, 570, 106 S. Ct. 1340, 1346 (1986), in which the Supreme Court stated in
dicta, “We do not minimize the threat that a roomful of uniformed and armed
policemen might pose to a defendant’s chances of receiving a fair trial.” Woods
also relies upon Woods v. Dugger, 923 F.2d 1454 (11th Cir. 1991), where the
Eleventh Circuit applied that dicta to a case in which a habeas petitioner convicted
of murdering a correctional officer alleged that he was deprived of a fair trial by the
presence of uniformed correctional officers in the courtroom. However, Woods is
easily distinguishable. The crime had occurred in a small, rural community in
which the prison where the murder occurred provided employment for a significant
proportion of the population. Just prior to the murder, the correctional officer had
spoken publicly about understaffing at the prison, stating that he feared for his life.
Id. at 1458. In addition to overwhelming media coverage of the case, the officer’s
59
family had circulated a petition signed by five thousand individuals calling for the
death penalty for murders committed by incarcerated persons. Id. Forty-five
uniformed prison guards sat in the courtroom during significant portions of the trial
for no reason other than to observe the proceedings. The Eleventh Circuit,
describing the case before it as “extreme,” held that in light of all the
circumstances, the guards’ presence at trial sent an unmistakable message that the
defendant was guilty and deserved death as punishment. Id. at 1459–60. The court
found that, as a result, the petitioner had been denied a fair trial. Id. at 1460. In
sharp contrast here, Woods was tried in Birmingham, the most populous city in
Alabama, with potential jurors drawn from Jefferson County, the most populous
county, and there is no reason to believe that anything resembling the facts that led
to a finding of inherent prejudice in Woods was present in this case.
The Court also finds that the circuit court’s conclusion that no actual
prejudice existed was not unreasonable in light of the evidence before the state
courts. Woods asserts that virtually every prospective juror stated that he or she
had heard about the case in the news. (R. 165.) He points out that the State
recognized the “extensive pretrial publicity” and the “tremendous amount of past
publicity” in this case, particularly surrounding the Spencer trial, in its motion to
sequester the jury. (C. 308–09.) He further points to the trial court’s statement
60
during voir dire that “You’d have to be living on another planet not to think there
might not be some culpability.” (R. 375.) He also states that four jurors indicated
that they had formed a fixed opinion regarding Woods’s guilt based on the media
coverage, that most jurors were not questioned individually as to whether they
could set aside preconceived notions, and he asserts generally that even for those
who were, their conclusory assertions that they could lay aside their opinions were
insufficient. (R. 165-66.) However, the Supreme Court has noted,
To hold that the mere existence of any preconceived notion as
to the guilt or innocence of an accused, without more, is sufficient to
rebut the presumption of a prospective jurors’ impartiality would be to
establish an impossible standard. It is sufficient if the juror can lay
aside his impression or opinion and render a verdict based on the
evidence presented in court.
Irvin, 366 U.S. at 723, 81 S. Ct. at 1642-43; see also Murphy, 421 U.S. at 799-800, 95
S. Ct. at 2036 (“Qualified jurors need not [ ] be totally ignorant of the facts and
issued involved.”).
Accordingly, even if this claim was not procedurally defaulted, habeas relief
is unavailable with regard to this claim because the circuit court’s treatment of the
change of venue issue is not contrary to, or an unreasonable application of,
Supreme Court precedent; nor was it an unreasonable determination of the facts
based on the evidence before it.
61
F.
Woods’s claim that the trial court did not adequately define
“specific intent” in the jury instructions
Woods argues that the court’s jury instruction regarding specific intent
violated his due process rights. In charging Woods with capital murder, the State,
relying on a theory of complicity, alleged that Woods intentionally caused the
deaths of Officers Bennett, Chisolm, and Owen with a firearm while the officers
were on duty and that Woods acted with specific intent to bring about the deaths of
the three officers pursuant to one scheme or course of conduct. Essential to the
State’s theory of capital murder was that Woods and Spencer devised a plan to
ambush the officers, in which Woods would lure the officers into the residence,
thus allowing Spencer to open fire upon them at close range. Especially because
there was no concrete evidence that Woods actually fired a shot, for the jury to
convict, the State had to prove that Woods intended for Spencer to kill the officers.
During deliberations, when the jury requested that the trial court reinstruct them
on complicity, and when one juror asked that the trial court repeat his explanation
of specific intent in the complicity charge, the trial court told the jury they need
only find a “common purpose to commit murder.” (R. 1785.)
62
Woods raised this claim for the first time in his Rule 32 proceedings, but he
did not raise this claim in the Alabama Court of Criminal Appeals 4 or Alabama
Supreme Court, and so the claim has not been exhausted and is not properly before
this Court. See Bailey, 172 F.3d at 1305.
In the alternative, the circuit court correctly dismissed it pursuant to Rules
32.2(a)(3) and (a)(5) because it could have been raised at trial or on direct appeal,
but was not. As the Eleventh Circuit has held that claims barred by these rules are
procedurally defaulted from habeas review, see Boyd, 697 F.3d at 1335, Woods is
due no relief.
Assuming solely for argument that the claim is not barred, the evidence of
Woods’s guilt was overwhelming, and he has simply not made the requisite
showing that the instruction on specific intent “so infected the entire trial that the
resulting conviction violate[d] due process.” Estelle v. McGuire, 502 U.S. 62, 72,
112 S. Ct. 475, 482 (1991) (holding that a jury instruction allegedly incorrect under
state law is not a basis for habeas relief).
G.
Woods’s claim that the State’s closing argument shifted the
burden of proof to the defense in violation of his constitutional
right to a fair trial
4
While Woods raised a claim that he was denied effective assistance of counsel regarding
this underlying claim, that is a different claim for exhaustion purposes.
63
Woods argues that because the State was not able to establish who shot
Officer Bennett in the face, it relied upon its own lack of evidence to argue that
Woods was responsible for that act. Woods specifically takes issue with the
prosecutor’s statement during closing arguments, as follows:
There is one question that remains. There’s not been one witness who
has not been able to tell us who shot Bennet when he was lying on the
ground crying out to God for help. Who shot him in the face? Who put
that SKS up to him two inches away from his face? No one saw that.
We know Kerry Spencer shot him through the screen door as he was
standing in the walkway. But we know from Blue that he was
screaming on the ground for help. He was silenced but there has not
been a witness who can tell us who fired that shot into his face that
went through his head. Is that why he says when he gets to John
Prather’s house “we shot their asses?” If you find that this defendant
was merely present and just happened to be at the wrong place at the
wrong time, it is your duty to cut him loose. But if you find that he had
the intention that these officers be slaughtered and that he did
something to aid and abet or help Kerry Spencer slaughter these
officers, then find him guilty.
(R. 1679-80.) Woods argues that the State was inviting the jury to rely on a lack of
evidence to find guilt, and that this impermissibly shifted the burden of proof to the
defense by suggesting to the jury that Woods had an affirmative obligation to
present evidence showing that he was not responsible for shooting Officer Bennett
in the face.
64
Woods raised this claim for the first time in his Rule 32 proceedings, but he
did not raise this claim in the Alabama Court of Criminal Appeals 5 or Alabama
Supreme Court, and so the claim has not been exhausted and is not properly before
this Court. See Bailey, 172 F.3d at 1305.
In the alternative, the circuit court correctly dismissed it for two reasons.
First, pursuant to Rules 32.2(a)(3) and (a)(5), it could have been raised at trial or on
direct appeal, but was not. As the Eleventh Circuit has held that claims barred by
these rules are procedurally defaulted from habeas review, see Boyd, 697 F.3d at
1335, Woods is due no relief.
The circuit court also held that the claim was facially meritless pursuant to
Rule 32.7(d), as “Woods . . . failed to show, and the record does not indicate, that
the challenged argument was improper, much less that it so infected the trial with
unfairness as to make the resulting conviction a denial of due process.” Vol. 30,
Tab #R-62, at C. 55. Assuming the claim was not barred from review, Woods has
not shown that the circuit court’s determination was contrary to or an
unreasonable application of clearly established Federal law, or an unreasonable
determination of the facts under 28 U.S.C. § 2254(d). The clearly established
Federal law on this issue is found in Darden v. Wainwright, 477 U.S. 168, 181, 106 S.
5
While Woods raised a claim that he was denied effective assistance of counsel regarding
this underlying claim, that is a different claim for exhaustion purposes.
65
Ct. 2464, 2471 (1986) (“The relevant question is whether the prosecutors’
comments so infected the trial with unfairness as to make the resulting conviction a
denial of due process.”) (quotation marks and citation omitted). The circuit court
cited and applied this law reasonably. In Darden, the prosecutor in closing
argument implied that the death penalty would be the only guarantee against a
similar crime being committed; incorporated the defense’s description of the
perpetrator of the crime as an “animal”; and he made several offensive comments
such as wishing the victim “had had a shotgun in his hand when he walked in the
back door and blown his [Darden’s] face off” and stating, “I wish that I could see
him [Darden] sitting here with no face, blown away by a shotgun.” 477 U.S. at 179,
180 & n.12, 106 S. Ct. at 2471 & n.12 (internal quotation mark omitted). The
Supreme Court nonetheless found that the prosecutor’s closing did not deprive the
petitioner of a fair trial because the prosecutor did not misstate the evidence or
implicate the constitutional rights of the defendant (such as the right to remain
silent). Id. at 182-83, 106 S. Ct. at 2472. The prosecutor’s comments in this case
were far less egregious than what was said by the prosecutor in Darden, and there is
simply no implication that Woods must prove his innocence with affirmative
evidence. Woods is not entitled to relief on this claim.
66
H.
Woods’s claim that trial court failed to instruct the jury on
manslaughter in violation of his rights to due process and a fair
trial
According to Woods, because the State failed to present evidence of an
actual agreement between Woods and Spencer to attack the officers, the jury could
have rationally found that, although Woods attempted to provoke the officers into
entering the residence, he was at most reckless with respect to what harm might
come to the them upon entry. Thus, Woods argues, the court should have
instructed the jury on manslaughter pursuant to Ala. Code § 13A-6-3(a)(1) as well
as capital murder.
Woods raised this claim for the first time in his Rule 32 proceedings, but he
did not raise this claim in the Alabama Court of Criminal Appeals 6 or Alabama
Supreme Court, and so the claim has not been exhausted and is not properly before
this Court. See Bailey, 172 F.3d at 1305.
In the alternative, the circuit court correctly dismissed it for two reasons.
First, pursuant to Rules 32.2(a)(3) and (a)(5), Woods could have raised it at trial or
on direct appeal but did not. As the Eleventh Circuit has held that claims barred by
these rules are procedurally defaulted from habeas review, see Boyd, 697 F.3d at
1335, Woods is due no relief.
6
While Woods raised a claim that he was denied effective assistance of counsel regarding
this underlying claim, that is a different claim for exhaustion purposes.
67
Second, the circuit court correctly found that the claim was insufficiently
pleaded under Rules 32.3 and 32.6(b). Recognizing that “[a] jury charge on a lesser
included offense should be given when there is a reasonable theory from the
evidence to support it,” Roberts v. State, 735 So.2d 1244, 1252 (Ala. Crim. App.
1997), the circuit court found that Woods failed to plead specific facts showing that
he was entitled to the manslaughter instruction and that the failure to give it was
reversible error. Because a Rule 32 dismissal for lack of specificity is a merits ruling
in this circuit, see Borden, 646 F.3d at 812-13, if the claim was not otherwise barred,
this Court would conduct the deferential AEDPA review of the state court’s
decision pursuant to 28 U.S.C. § 2254(d).
If the claim was not otherwise barred from review, the Court notes that the
circuit court’s determination was neither contrary to nor an unreasonable
application of clearly established Federal law, nor an unreasonable determination of
the facts, and Woods is not entitled to relief. The circuit court cited the clearly
established Federal law on point: Beck v. Alabama, 447 U.S. 625, 100 S. Ct. 2382
(1980). In Beck, the Supreme Court held that Alabama was constitutionally
prohibited from absolutely barring a jury in a capital case from considering a lesserincluded offense to that of capital murder. 447 U.S. at 638, 100 S. Ct. at 2390. The
Court explained that “when the evidence unquestionably establishes that the
68
defendant is guilty of a serious, violent offense—but leaves some doubt with
respect to an element that would justify conviction of a capital offense—” the
failure to provide the jury with another option of a lesser-included offense leads to
the intolerable risk of an unwarranted conviction for a capital crime. Id. at 637, 100
S. Ct. at 1289. Here, Woods cites several pieces of evidence in support of his claim
that the jury could have reasonably convicted him of manslaughter. For example,
he points out that Fernando Belser testified that it was his responsibility to control
who entered the apartment where the crimes occurred and established that Woods
was startled and scared when Spencer opened fire, and that Officer Collins testified
for the State that Officer Chisolm entered the house unexpectedly. Yet this Court
cannot say that the circuit court’s denial of Woods’s Beck claim was an
unreasonable application of Supreme Court precedent. These sparse pieces of
evidence do not justify a jury instruction on the lesser-included charge of
manslaughter.
I.
Woods’s claim that the prosecutor struck African-Americans in a
racially discriminatory fashion
Woods argues that the trial court allowed the State to use its preemptory
strikes to remove all but two African-Americans in violation of federal law.
69
Woods raised this claim for the first time in his Rule 32 proceedings, but he
did not raise this claim in the Alabama Court of Criminal Appeals 7 or Alabama
Supreme Court, and so the claim has not been exhausted and is not properly before
this Court. See Bailey, 172 F.3d at 1305.
In the alternative, the circuit court correctly dismissed it for two reasons.
First, pursuant to Rules 32.2(a)(3) and (a)(5), Woods could have raised it at trial or
on direct appeal but did not. As the Eleventh Circuit has held that claims barred by
these rules are procedurally defaulted from habeas review, see Boyd, 697 F.3d at
1335, Woods is due no relief.
Second, the circuit court correctly found that the claim was insufficiently
pleaded under Rules 32.3 and 32.6(b) because Woods failed to plead specific facts
showing that the State indeed struck jurors in a discriminatory fashion. Pursuant to
Borden, 646 F.3d at 812-13, this Court alternatively finds that Woods has not made
the requisite showing under 28 U.S.C. § 2254(d).
It is clearly established Federal law that, under the Equal Protection Clause,
a criminal defendant has a constitutional “right to be tried by a jury whose
members are selected pursuant to nondiscriminatory criteria.” Batson v. Kentucky,
476 U.S. 79, 85–86, 106 S. Ct. 1712, 1717 (1986). In Batson, the Supreme Court
7
While Woods raised a claim that he was denied effective assistance of counsel regarding
this underlying claim, that is a different claim for exhaustion purposes.
70
established a three-step inquiry to evaluate a prosecutor’s use of peremptory
strikes. Id. at 96–98, 106 S. Ct. at 1723.
First, a defendant must make a prima facie showing that a
peremptory challenge has been exercised on the basis of race. Second,
if that showing has been made, the prosecution must offer a raceneutral basis for striking the juror in question. Third, in light of the
parties’ submissions, the trial court must determine whether the
defendant has shown purposeful discrimination.
Miller–El v. Cockrell, 537 U.S. 322, 328-29, 123 S. Ct. 1029, 1035 (2003). The
circuit court did not unreasonably find that Woods did not meet this burden
because Woods does not make the requisite prima facie case. Accordingly, Woods
is entitled to no relief on this claim.
J.
Woods’s claim that the trial court improperly admitted victimimpact evidence during the guilt phase of trial
Woods argues that the trial court improperly permitted the testimony of the
three slain officers’ widows, each of whom described the unique impact of her
husband’s death, violating his rights to due process and a fair trial.
Woods raised this claim for the first time in his Rule 32 proceedings, but he
did not raise this claim in the Alabama Court of Criminal Appeals 8 or Alabama
Supreme Court, and so the claim has not been exhausted and is not properly before
this Court. See Bailey, 172 F.3d at 1305.
8
While Woods raised a claim that he was denied effective assistance of counsel regarding
this underlying claim, that is a different claim for exhaustion purposes.
71
In the alternative, the circuit court correctly dismissed it for two reasons.
First, pursuant to Rules 32.2(a)(3) and (a)(5), Woods could have raised it at trial or
on direct appeal but did not. As the Eleventh Circuit has held that claims barred by
these rules are procedurally defaulted from habeas review, see Boyd, 697 F.3d at
1335, Woods is due no relief.
Second, the circuit court correctly found that the claim was facially meritless
because the challenged evidence—brief testimony from the victims’ widows—was
not improper victim-impact testimony. Thus alternatively, pursuant to 28 U.S.C. §
2254(d), the circuit court’s determination was neither contrary to nor an
unreasonable application of clearly established Federal law, nor an unreasonable
determination of the facts, and Woods is not entitled to relief.
Woods cites cases that affirm the Supreme Court’s frequently-repeated
concern that the sentencer’s focus be on the individual offender’s characteristics
and his crime. See Woodson v. North Carolina, 428 U.S. 280, 96 S. Ct. 2978 (1976);
Williams v. New York, 337 U.S. 241, 69 S. Ct. 1079 (1949). Additionally, as
previously noted, the Supreme Court has stated in the context of discussing victimimpact evidence at the penalty phase of a trial, “In the event that evidence is
introduced that is so unduly prejudicial that it renders the trial fundamentally
72
unfair, the Due Process Clause of the Fourteenth Amendment provides a
mechanism for relief.” Payne, 501 U.S. at 825, 111 S. Ct. at 2608.
In finding that this claim was facially meritless, the circuit court did not
unreasonably apply these precedents. The court explained:
[I]t is well settled that:
It is presumed that jurors do not leave their common
sense at the courthouse door. It would elevate form over
substance for us to hold, based on the record before us,
that [the defendant] did not receive a fair trial simply
because the jurors were told what they probably had
already suspected—that [the victim] was not a ‘human
island,’ but a unique individual whose murder had
inevitably had a profound impact on her children, spouse,
parents, friends, or dependents.
Ex parte Walker, 972 So. 2d 737, 747 (Ala. 2007) (quoting Ex parte
Rieber, 663 So. 2d 999, 1006 (Ala. 1995).
Vol. 30, Tab #R-62, at C. 59-60. This Court has reviewed the trial transcript and
has determined that, even assuming it was evidentiary error to allow the widows’
brief testimony, it did not result in a fundamentally unfair trial. As the last three
witnesses of the State’s case-in-chief, the State called Bobbie H. Owen, Officer
Owen’s widow; Susan Bennett, Officer Bennett’s widow; and Stacy Renae Sellers,
Officer Chisholm’s widow. Each witness answer several basic questions, including
how she knew the respective officer (i.e., stating that he was her husband), how old
73
the officer was at the time of his death, how long they had been married, whether
they had children and if so, how many, how long the officers had been with the
police department and what they had done for a living prior to becoming a
Birmingham police officer, how far the officer had had to travel from home to work
in the West Precinct on the morning of the murders, whether they had spoken to
their husbands on the morning of the murders, whether they saw the officers alive
again after they left for work that morning, and where and when they next saw the
officers’ bodies. Officer Owen’s widow also testified as to some other health
problems that Officer Owen had prior to his death and explained why his nickname
was “Curly.” Officer Bennett’s widow also stated that her daughter was four years
old when Officer Bennett was murdered. This line of basic questioning did not
render the trial fundamentally unfair to Woods, and he is not entitled to relief on
this claim.
K.
Woods’s claim that the trial court erred by “double counting” in
sentencing him to death
Woods argues that his constitutional rights were violated when the trial court
found the existence of the aggravating circumstance that two or more persons were
killed “by one act or pursuant to one scheme or course of conduct,” see Ala. Code
§ 13A-5-49(9), to be a statutory aggravator making him eligible for the death
penalty when the same aggravating circumstance had already been established by
74
virtue of the jury’s verdict that Woods was guilty pursuant to Ala. Code § 13A-5-40
(10) (defining capital murder “wherein two or more persons are murdered by the
defendant by one act or pursuant to one scheme or course of conduct”). According
to Woods, the use of this circumstance both as aggravation in the first phase and as
aggravators in the penalty phase failed to narrow the class of cases eligible for the
death penalty, resulting in the arbitrary imposition of the death penalty, and
subjected him to two punishments as a result of his conviction.
Woods raised this claim for the first time in his Rule 32 proceedings, but he
did not raise this claim in the Alabama Court of Criminal Appeals 9 or Alabama
Supreme Court, and so the claim has not been exhausted and is not properly before
this Court. See Bailey, 172 F.3d at 1305.
In the alternative, the circuit court correctly dismissed it for two reasons.
First, pursuant to Rules 32.2(a)(3) and (a)(5), Woods could have raised it at trial or
on direct appeal but did not. As the Eleventh Circuit has held that claims barred by
these rules are procedurally defaulted from habeas review, see Boyd, 697 F.3d at
1335, Woods is due no relief.
Second, the circuit court correctly found that the claim was facially meritless
because the practice of double counting is constitutionally permissible. Indeed, the
9
While Woods raised a claim that he was denied effective assistance of counsel regarding
this underlying claim, that is a different claim for exhaustion purposes.
75
practice of double counting is codified in Ala. Code § 13A-5-50, which provides:
“The fact that a particular capital offense as defined in Section 13A-5-40(a)
necessarily includes one or more aggravating circumstances as specified in Section
13A-5-49 shall not be construed to preclude the finding and consideration of that
relevant circumstance or circumstances in determining sentence.” Further,
Alabama courts have consistently upheld sentences that resulted from the use of
“double counting.” See, e.g., Ex parte Waldrop, 859 So. 2d 1181, 1187–88 (Ala.
2002); Lam Luong v. State, 199 So. 3d 172, 231 (Ala. Crim. App. 2015); Shanklin v.
State, 187 So. 3d 734, 803–04 (Ala. Crim. App. 2014); Wiggins v. State, 193 So. 3d
765, 820–21 (Ala. Crim. App. 2014).
Pursuant to 28 U.S.C. § 2254(d), the circuit court’s determination that this
claim was meritless was neither contrary to nor an unreasonable application of
clearly established Federal law, nor an unreasonable determination of the facts, and
Woods is not entitled to relief. The Alabama Supreme Court recently reaffirmed
the practice of double counting in Ex parte Bohannon, 222 So. 3d 525, 528-34 (Ala.
2016), a case involving the applicability of the Supreme Court’s decision in Hurst v.
Florida, 136 S. Ct. 616 (2016), to Alabama’s capital scheme. As discussed in
Bohannon, in Apprendi v. New Jersey, 530 U.S. 466, 120 S. Ct. 2348 (2000), the
United States Supreme Court held that the Constitution requires that any fact that
76
increases the penalty for a crime above the statutory maximum must be presented
to a jury and proven beyond a reasonable doubt. Then in Ring v. Arizona, 536 U.S.
584, 122 S. Ct. 2428 (2002), the United States Supreme Court, applying its
decision in Apprendi to a capital-murder case, held that the right to a jury trial
guaranteed by the Sixth Amendment requires that a jury “find an aggravating
circumstance necessary for imposition of the death penalty.” 536 U.S. at 609, 122
S. Ct. at 2443. Thus, Ring held that, in a capital case, the Sixth Amendment right to
a jury trial requires that the jury unanimously find beyond a reasonable doubt the
existence of at least one aggravating circumstance that would make the defendant
eligible for a death sentence. The United States Supreme Court in its recent
decision in Hurst applied its holding in Ring to Florida’s capital-sentencing scheme
and held that the scheme was unconstitutional because, under that scheme, the
judge, not the jury, found the existence of the aggravating circumstance that made
Hurst death-eligible. 136 S. Ct. at 622. The court in Bohannon upheld Alabama’s
capital scheme against a constitutional challenge because in Alabama, a jury, not
the judge, determines by a unanimous verdict the critical finding that an
aggravating circumstance exists beyond a reasonable doubt to make a defendant
death eligible. 222 So. 3d at 532. The United States Supreme Court denied
certiorari in Bohannon, 137 S. Ct. 831 (2017) (mem.), and while a denial of certiorari
77
is not a ruling on the merits, see, e.g., Powell v. Barrett, 541 F.3d 1298, 1312 n.5 (11th
Cir. 2008), it does indicate that any alleged error by the Alabama courts on this
issue was not so grave as to warrant review. Given the foregoing, there does not
appear to be any clearly established Federal law that the circuit court violated in
ruling that Woods’s claim about double counting was facially meritless.
L.
Woods’s claim that the trial court improperly admitted hearsay
evidence in the form of police dispatch tapes in violation of federal
law
Woods argues that his rights to confront the witnesses offered against him,
due process, a fair trial, and a reliable sentence, as secured by the Fifth, Sixth,
Eighth, and Fourteenth Amendments to the United States Constitution, were
violated when the trial court allowed the State to introduce hearsay in the form of
dispatch tapes documenting radio communications between the Fairfield and
Birmingham police departments. The substance of each communication submitted
to the jury was intended to establish the existence and validity of the alleged
warrant against Woods.
Woods raised this claim for the first time in his Rule 32 proceedings, but he
did not raise this claim in the Alabama Court of Criminal Appeals 10 or Alabama
10
While Woods raised a claim that he was denied effective assistance of counsel regarding
this underlying claim, that is a different claim for exhaustion purposes.
78
Supreme Court, and so the claim has not been exhausted and is not properly before
this Court. See Bailey, 172 F.3d at 1305.
In the alternative, the circuit court correctly dismissed it pursuant to Rules
32.2(a)(3) and (a)(5), because Woods could have raised it at trial or on direct appeal
but did not. As the Eleventh Circuit has held that claims barred by these rules are
procedurally defaulted from habeas review, see Boyd, 697 F.3d at 1335, Woods is
due no relief.
M.
Woods’s claim that the trial court erred by allowing Officer
Collins to testify to hearsay statements of an unidentified man in
violation of federal law
Woods argues that the trial court improperly admitted prejudicial hearsay
evidence when it permitted Officer Collins to testify about the statement of an
unidentified man in Woods’s neighborhood shortly before the shooting. More
specifically, Officer Collins testified that he heard someone working on cars in the
alleyway behind the house walk away from the police saying, “I don’t want no part
in this.” During closing arguments, the State relied on this statement by asking
what it was that “this man did not want a part of? What did he know? He heard
them plot” the shooting. Woods argues that the admission of these statements
violated his right to confront witnesses against him under the Sixth and Fourteenth
Amendments.
79
Woods raised this claim for the first time in his Rule 32 proceedings, but he
did not raise this claim in the Alabama Court of Criminal Appeals 11 or Alabama
Supreme Court, and so the claim has not been exhausted and is not properly before
this Court. See Bailey, 172 F.3d at 1305.
In the alternative, the circuit court correctly dismissed it pursuant to Rules
32.2(a)(3) and (a)(5), because Woods could have raised it at trial or on direct appeal
but did not. As the Eleventh Circuit has held that claims barred by these rules are
procedurally defaulted from habeas review, see Boyd, 697 F.3d at 1335, Woods is
due no relief.
N.
Woods’s claim that the trial court erred in allowing Fernando
Belser to testify to a hearsay statement of Kerry Spencer in
violation of federal law
Woods argues that the trial court erroneously admitted prejudicial hearsay
evidence when the State’s witness Fernando Belser testified that he heard Woods’s
co-defendant Kerry Spencer talk about how he was “tired of the police F’ing with
him . . . if they didn’t stop or something, he would light them up.” Woods argues
that admission of this evidence violated his due process and confrontation rights
under the Fifth, Sixth, Eighth, and Fourteenth Amendments.
11
While Woods raised a claim that he was denied effective assistance of counsel regarding
this underlying claim, that is a different claim for exhaustion purposes.
80
Woods raised this claim for the first time in his Rule 32 proceedings, but he
did not raise this claim in the Alabama Court of Criminal Appeals 12 or Alabama
Supreme Court, and so the claim has not been exhausted and is not properly before
this Court. See Bailey, 172 F.3d at 1305.
In the alternative, the circuit court correctly dismissed it pursuant to Rules
32.2(a)(3) and (a)(5), because Woods could have raised it at trial or on direct appeal
but did not. As the Eleventh Circuit has held that claims barred by these rules are
procedurally defaulted from habeas review, see Boyd, 697 F.3d at 1335, Woods is
due no relief.
O.
Woods’s claim that the trial court erred by failing to secure
reliable and accurate records of the proceedings
Woods makes two specific contentions with regard to this claim: (1) the trial
court erred in ordering the destruction of the questionnaires of those venire
members who did not serve on the final jury, and (2) the trial court erred in failing
to preserve a record of part of the discussion between the attorneys and the court
concerning the admission of rap lyrics and violent drawings in Woods’s possession
during his time in prison before the trial. Woods also asserts that other omissions
“pervade” the record, but he does not specify what they are. Woods argues that
12
While Woods raised a claim that he was denied effective assistance of counsel regarding
this underlying claim, that is a different claim for exhaustion purposes.
81
the trial court’s failure to secure a reliable and adequate record of the proceedings
violated his federal and constitutional rights.
Woods raised this claim for the first time in his Rule 32 proceedings, but he
did not raise this claim in the Alabama Court of Criminal Appeals 13 or Alabama
Supreme Court, and so the claim has not been exhausted and is not properly before
this Court. See Bailey, 172 F.3d at 1305.
In the alternative, the circuit court correctly dismissed it for two reasons.
First, pursuant to Rules 32.2(a)(3) and (a)(5), Woods could have raised it at trial or
on direct appeal but did not. As the Eleventh Circuit has held that claims barred by
these rules are procedurally defaulted from habeas review, see Boyd, 697 F.3d at
1335, Woods is due no relief.
Second, the circuit court correctly found that the claim was insufficiently
pleaded under Rules 32.3 and 32.6(b) because Woods failed to plead specific facts
showing that he was entitled to relief on this claim. Pursuant to Borden, 646 F.3d at
812-13, this Court alternatively finds that Woods has not made the requisite
showing under 28 U.S.C. § 2254(d).
The circuit court’s determination was neither contrary to nor an
unreasonable application of clearly established Federal law, nor an unreasonable
13
While Woods raised a claim that he was denied effective assistance of counsel regarding
this underlying claim, that is a different claim for exhaustion purposes.
82
determination of the facts, and Woods is not entitled to relief. Woods cites Draper
v. Washington, 372 U.S. 487, 497, 83 S. Ct. 774, 780 (1963), for the rule that the
State must provide an indigent defendant with a transcript when that transcript is
needed for an effective defense or appeal. However, an indigent defendant is not
necessarily entitled to a full and verbatim transcript in every case, when his right
can be satisfied by providing him with other written substitutes that report the
portions of the trial that underlie his appellate contentions. See id. at 495, 83 S. Ct.
at 779. In Draper, the defendants had requested a free transcript, but the state
opposed the motion and offered an affidavit embodying the prosecutor’s narrative
version of the evidence. A hearing was held three months after the trial at which
the defendants and their former counsel were afforded an opportunity to develop
objections. Afterwards, the judge denied the defendants’ motion for the transcript,
setting forth the facts that he found had been proven at trial. All of the materials—
the affidavit, the transcript of the hearing, and the judge’s findings—were before
the state appellate court on review of the convictions. However, the Supreme
Court concluded that these materials did not constitute a “record of sufficient
completeness.” Id. at 497, 83 S. Ct. at 780. Because the facts of Draper are far
different from the facts made the basis of Woods’s claim here, he has not
established that he is entitled to relief pursuant to 28 U.S.C. § 2254(d).
83
P.
Woods’s claim that the trial court erred in admitting photographs
of the victims’ injuries
Woods argues that the graphic photographs of the crime scene should have
been excluded because they naturally aroused the passion, prejudice, and sympathy
of the jury, thus creating an unconstitutionally high risk that the jury arbitrarily
imposed a guilty verdict and death sentence.
Woods raised this claim for the first time in his Rule 32 proceedings, but he
did not raise this claim in the Alabama Court of Criminal Appeals 14 or Alabama
Supreme Court, and so the claim has not been exhausted and is not properly before
this Court. See Bailey, 172 F.3d at 1305.
In the alternative, the circuit court correctly dismissed it for two reasons.
First, pursuant to Rules 32.2(a)(3) and (a)(5), Woods could have raised it at trial or
on direct appeal but did not. As the Eleventh Circuit has held that claims barred by
these rules are procedurally defaulted from habeas review, see Boyd, 697 F.3d at
1335, Woods is due no relief.
Second, the circuit court correctly found that the claim was facially meritless
because it relied upon Alabama law for its statement that “[i]t is well settled that
photographs depicting the crime scene and the nature of the victims’ wounds are
14
While Woods raised a claim that he was denied effective assistance of counsel regarding
this underlying claim, that is a different claim for exhaustion purposes.
84
relevant and admissible, even if the photographs are gruesome, cumulative, or
relate to an undisputed matter.” Vol. 30, Tab #R-62, at C. 68.
Pursuant to 28 U.S.C. § 2254(d), the circuit court’s determination was
neither contrary to nor an unreasonable application of clearly established Federal
law, nor an unreasonable determination of the facts, and Woods is not entitled to
relief. Woods cites Gregg v. Georgia, 428 U.S. 153, 196-98, 96 S. Ct. 2909, 2936-37
(1976), which reaffirmed the Supreme Court’s acceptance of the use of the death
penalty in the United States but set forth two broad guidelines that state
legislatures must follow in order to craft constitutional capital sentencing schemes.
He also cites Zant v. Stephens, 462 U.S. 862, 877, 103 S. Ct. 2733, 2742 (1983), in
which the Supreme Court held that “an aggravating circumstance must genuinely
narrow the class of persons eligible for the death penalty and must reasonably
justify the imposition of a more severe sentence on the defendant compared to
others found guilty of murder.” These and other precedents establish the
principles that the death penalty may not be applied in an arbitrary and capricious
manner and that the sentencer’s focus be on the individual offender and his crime,
which includes a consideration of any relevant mitigating circumstance, but they do
not lead to the foregone conclusion that the trial court’s allowance of crime scene
85
photographs in this case was violative of Woods’s constitutional rights.
Accordingly, he is due no relief.
Q.
Woods’s claim that he was denied a fair trial because the trial
judge prejudged his guilt
According to Woods, the trial judge’s comment during a bench conference
with the attorneys during voir dire that “[y]ou’d have to be living on another planet
not to think there might not be some culpability,” Vol. 12, Tab #R-12, at R. 375,
shows that he had concluded that Woods was in part responsible for the crime at
issue, and that his failure to recuse himself violated Woods’s right to due process, a
fair trial, and a reliable sentence, as protected by the Fifth, Sixth, Eighth, and
Fourteenth Amendments.
Woods raised this claim for the first time in his Rule 32 proceedings, but he
did not raise this claim in the Alabama Court of Criminal Appeals 15 or Alabama
Supreme Court, and so the claim has not been exhausted and is not properly before
this Court. See Bailey, 172 F.3d at 1305.
In the alternative, the circuit court correctly dismissed it for two reasons.
First, pursuant to Rules 32.2(a)(3) and (a)(5), Woods could have raised it at trial or
on direct appeal but did not. As the Eleventh Circuit has held that claims barred by
15
While Woods raised a claim that he was denied effective assistance of counsel regarding
this underlying claim, that is a different claim for exhaustion purposes.
86
these rules are procedurally defaulted from habeas review, see Boyd, 697 F.3d at
1335, Woods is due no relief.
Second, the circuit court correctly found that the claim was insufficiently
pleaded under Rules 32.3 and 32.6(b) because Woods failed to plead specific facts
showing that he was entitled to relief on this claim. Because a Rule 32 dismissal for
lack of specificity is a merits ruling in this circuit, see Borden, 646 F.3d at 812-13,
this Court alternatively conducts the deferential AEDPA review of the state court’s
decision pursuant to 28 U.S.C. § 2254(d).
The circuit court’s determination was not contrary to nor an unreasonable
application of clearly established Federal law, nor was it an unreasonable
determination of the facts, and Woods is not entitled to relief. Woods cites In re
Murchison for the proposition that it is clearly established that due process demands
that the judge be unbiased. See 349 U.S. 133, 136, 75 S. Ct. 623, 625 (1955) (“A fair
trial in a fair tribunal is a basic requirement of due process. Fairness of course
requires an absence of actual bias in the trial of cases.”). Murchison prohibited a
judge from performing prosecutorial and judicial functions in the same case. The
judge acted as a “one-man grand jury,” and two witnesses appeared before him. Id.
at 134, 75 S. Ct. at 624. The same judge later charged the witnesses with contempt
based on their grand jury testimony, then tried them and convicted them. Id. at 13487
35, 75 S. Ct. at 624-25. The judge, during the contempt proceedings, had recalled
his own personal impressions from the grand jury proceedings, so there was explicit
evidence present of the influence of the grand jury proceedings on the judge. Id. at
138, 75 S. Ct. at 626. The holding of Murchison is that a judge may not serve as both
an investigator in a grand jury and as a judge in a contempt proceeding based on
testimony before the grand jury. See id. Woods also cites Williams v. Pennsylvania,
136 S. Ct. 1899, 1905 (2016), in which the Court essentially reaffirmed the holding
that a constitutionally intolerable probability of bias exists when the same person
serves as both accuser and adjudicator in a case. Neither case is on point, and as the
Supreme Court has recognized, “most matters relating to judicial disqualification
[do] not rise to a constitutional level.” Fed. Trade Comm’n v. Cement Inst., 333 U.S.
683, 702, 68 S. Ct. 793, 804 (1948); see also Tumey v. Ohio, 273 U.S. 510, 523, 47 S.
Ct. 437, 441 (1927) (“All questions of judicial qualification may not involve
constitutional validity. Thus matters of kinship, personal bias, state policy,
remoteness of interest, would seem generally to be matters merely of legislative
discretion.”) (emphasis added). Woods is not entitled to relief on this claim.
R.
Woods’s claim that the trial court erred by permitting the
presence of uniformed law enforcement officers during the trial
88
Woods contends that the presence of uniformed law enforcement officers
throughout his trial created an atmosphere of intimidation that biased the jury in
favor of a guilty verdict and death sentence. More specifically, prior to trial,
Woods’s lawyers obtained an internal memo from the Birmingham Police
Department that directed law enforcement personnel to display “[a]n
overwhelming police presence” at Woods’s trial. Vol. 2, Tab #R-2, at C. 345.
Officers were instructed to wear either their uniforms or, if off-duty, their badges.
Ibid. The memo also noted that officers should make their presence “noticeable
outside as well as inside the courtroom.” Ibid. After receiving this memorandum,
defense counsel filed a motion to prevent law enforcement personnel from
intimidating or otherwise prejudicing venire members or jurors. Id. at C. 342. The
trial court denied the motion. Vol. 1, Tab# R-2, at C. 14; Vol. 12, Tab# R-7, at R.
107. Subsequently, Woods contends, numerous officers from the Birmingham
Police Department crowded the courtroom throughout Woods’s trial. Woods also
asserts that a memorial for the slain officers was placed in full view on a tree
outside the courthouse. Woods contends that the trial court’s failure to intervene
violated his right to an impartial jury and created an unconstitutionally high risk
that jurors arbitrarily rendered their guilty verdict and life sentence, in violation of
89
the Fifth, Sixth, Eighth, and Fourteenth Amendments to the United States
Constitution.
Woods raised this claim for the first time in his Rule 32 proceedings, but he
did not raise this claim in the Alabama Court of Criminal Appeals 16 or Alabama
Supreme Court, and so the claim has not been exhausted and is not properly before
this Court. See Bailey, 172 F.3d at 1305.
In the alternative, the circuit court correctly dismissed it for two reasons.
First, pursuant to Rules 32.2(a)(3) and (a)(5), Woods could have raised it at trial or
on direct appeal but did not. As the Eleventh Circuit has held that claims barred by
these rules are procedurally defaulted from habeas review, see Boyd, 697 F.3d at
1335, Woods is due no relief.
Second, the circuit court correctly found that the claim was insufficiently
pleaded under Rules 32.3 and 32.6(b) because Woods failed to plead specific facts
showing that he was entitled to relief on this claim. Because a Rule 32 dismissal for
lack of specificity is a merits ruling in this circuit, see Borden, 646 F.3d at 812-13,
this Court alternatively conducts the deferential AEDPA review of the state court’s
decision pursuant to 28 U.S.C. § 2254(d).
16
While Woods raised a claim that he was denied effective assistance of counsel regarding
this underlying claim, that is a different claim for exhaustion purposes.
90
The circuit court’s determination was not contrary to nor an unreasonable
application of clearly established Federal law, nor was it an unreasonable
determination of the facts, and Woods is not entitled to relief. The circuit court
explained that:
[Woods] has not pleaded specific facts showing that law enforcement
officers intimidated and/or prejudiced jurors in any way. Nor has he
pleaded specific facts which would show that the trial court erred in
denying his motion to prevent an “overwhelming” police presence at
trial. Rather, Woods’s claim is composed entirely of bare,
unsupported allegations that law enforcement officers intimidated or
otherwise prejudiced jurors at his trial.
Vol. 30, Tab #R-62, at C. 71 (citation omitted). Woods cites Witherspoon v. Illinois,
391 U.S. 510, 521, 88 S. Ct. 1770, 1776 (1968), for the proposition that a criminal
defendant is entitled to an impartial jury, and Tucker v. Zant, 724 F.2d 882 (11th
Cir. 1984), in which the Eleventh Circuit held that the Constitution prohibits
extrinsic considerations “aimed at inflaming the jury’s passions, playing on its
fears, or otherwise goading it into emotional state more receptive to call for
imposition of death.” Id. at 888. Tucker is distinguishable, as in that case the court
held that the prosecutor’s statements at the penalty phase that, although his office
rarely sought the death penalty, the defendant was “not the type of man you’re
going to want to take a chance on living,” and if he was executed, the prosecutor
would “sleep just as good, or [] sleep better knowing that one of them won’t be on
91
the street.” Id. at 889. The Eleventh Circuit concluded that this argument was
improper because the prosecutor had assured the jurors that someone with greater
experience had made the decision that defendant deserved death, rather than the
jury and the statements served to “only to arouse the generalized fears of the jurors
and divert the focus of their attention from the character of this crime and this
criminal.” Id. Given these precedents, the circuit court was not unreasonable in
concluding that this claim failed as insufficiently pleaded.
S.
Woods’s claim that the trial court erred by allowing testimony
from the State’s handwriting expert
Woods claims that the trial court erroneously allowed the State to introduce
the testimony of Steven Drexler as a handwriting expert. Drexler compared the
handwriting obtained from Woods to handwriting of an unknown origin used to
produce rap lyrics discussing violence against police officers. Woods takes issue
with the fact that Detective Phillip Russell, not Drexler, collected the handwriting
samples from Woods as well as the methods the detective used. Woods argues that
the admission of this evidence violated Woods’s right to due process, a fair trial,
and a reliable sentence, as guaranteed by the Fifth, Sixth, Eighth, and Fourteenth
Amendments to the United States Constitution.
92
Woods raised this claim for the first time in his Rule 32 proceedings, but he
did not raise this claim in the Alabama Court of Criminal Appeals 17 or Alabama
Supreme Court, and so the claim has not been exhausted and is not properly before
this Court. See Bailey, 172 F.3d at 1305.
In the alternative, the circuit court correctly dismissed it for two reasons.
First, pursuant to Rules 32.2(a)(3) and (a)(5), Woods could have raised it at trial or
on direct appeal but did not. As the Eleventh Circuit has held that claims barred by
these rules are procedurally defaulted from habeas review, see Boyd, 697 F.3d at
1335, Woods is due no relief.
Second, the circuit court correctly found that the claim was insufficiently
pleaded under Rules 32.3 and 32.6(b) because Woods failed to plead specific facts
showing that he was entitled to relief on this claim. Because a Rule 32 dismissal for
lack of specificity is a merits ruling in this circuit, see Borden, 646 F.3d at 812-13,
this Court alternatively conducts the deferential AEDPA review of the state court’s
decision pursuant to 28 U.S.C. § 2254(d).
The circuit court’s determination was not contrary to nor an unreasonable
application of clearly established Federal law, nor was it an unreasonable
determination of the facts, and Woods is not entitled to relief. As recognized by
17
While Woods raised a claim that he was denied effective assistance of counsel regarding
this underlying claim, that is a different claim for exhaustion purposes.
93
Woods, the standard is whether the admitted evidence is “so extremely unfair that
its admission violates ‘fundamental conceptions of justice.’” Dowling v. United
States, 493 U.S. 342, 352, 493 S. Ct. 668, 674 (1990) (quoting United States v.
Lovasco, 431 U.S. 783, 790, 790, 97 S. Ct. 2044, 2048 (1977) (holding that due
process was not violated by admission of evidence to identify perpetrator and link
him to another perpetrator even though the evidence also was related to crime of
which defendant had been acquitted)); see also Estelle, 502 U.S. at 72, 112 S. Ct. at
482 (holding that defendant’s due process rights were not violated by admission of
evidence of battered child syndrome, which the defendant argued was irrelevant
under state law) (citing Spencer v. Texas, 385 U.S. 554, 563–64, 87 S. Ct. 648, 653–
54 (1967) (“Cases in this Court have long proceeded on the premise that the Due
Process Clause guarantees the fundamental elements of fairness in a criminal trial. .
. . But it has never been thought that such cases establish this Court as a rulemaking
organ for the promulgation of state rules of criminal procedure.”)). Woods has not
established that the circuit court unreasonably applied these precedents in finding
that he had failed to state a claim upon which relief could be granted.
T.
Woods’s claim that the trial court violated his right to a fairly
drawn jury by improperly constructing the strike list
Woods claims that during jury selection, the trial judge arbitrarily selected
the panel from which the parties would strike down to the final jury by eliminating
94
venire members alphabetically by last name. Woods argues that by failing to
construct the strike list through random sampling, the trial court deprived him of
his rights to a jury drawn from a fair cross-section of the community, due process, a
fair trial, and a reliable sentence, as protected by the Fifth, Sixth, Eighth, and
Fourteenth Amendments to the United States Constitution, the Alabama
Constitution.
Woods raised this claim for the first time in his Rule 32 proceedings, but he
did not raise this claim in the Alabama Court of Criminal Appeals 18 or Alabama
Supreme Court, and so the claim has not been exhausted and is not properly before
this Court. See Bailey, 172 F.3d at 1305.
In the alternative, the circuit court correctly dismissed it for three reasons.
First, the claim could have been raised at trial and on direct appeal, but it was not,
and so it was barred by Rules 32.2(a)(3) and (a)(5). As the Eleventh Circuit has
held that claims barred by those rules are procedurally defaulted from habeas
review, see Boyd, 697 F.3d at 1335, Woods is due no relief. Second, the circuit court
correctly found that the claim was insufficiently pleaded under Rules 32.3 and
32.6(b) because Woods failed to plead specific facts showing that the jury was not
impartial or that the trial court’s method of constructing the strike list was
18
While Woods raised a claim that he was denied effective assistance of counsel regarding
this underlying claim, that is a different claim for exhaustion purposes.
95
improper. Third, the circuit court found that the claim was facially meritless.
Pursuant to 28 U.S.C. 2254(d), then, the Court thus alternatively finds that the
circuit court’s determination was neither contrary to nor was it an unreasonable
application of clearly established Federal law, nor an unreasonable determination of
the facts, and Woods is not entitled to relief.
As clearly established Federal law, Woods cites Taylor v. Louisiana, 419 U.S.
522, 531, 95 S. Ct. 692, 698 (1975), in which the Supreme Court held that
Louisiana’s constitutional and statutory provisions excluding women from jury
service unless they had previously filed a written declaration violated the Sixth
Amendment’s requirement that a jury be selected from a representative crosssection of the community. The case is distinguishable and thus fails to aid Woods in
establishing that the circuit court unreasonably applied Supreme Court precedent
pursuant to 28 U.S.C. § 2254(d).
U.
Woods’s claim that the trial court erred during the penalty phase
by allowing State witnesses to give their opinions on the
appropriate sentence
Woods claims that at the penalty phase, the trial court improperly and over
defense objection allowed the State to ask its witnesses to tell the jury what
sentence they believed would be appropriate. See Vol. 21, Tab #R-24, at R. 1842–
44, 1849. Each witness asked the jury to impose a death sentence. See id. Woods
96
argues that the trial court’s allowance of this testimony violated Woods’s rights to
due process and a fair sentencing determination guaranteed by the Fifth, Sixth,
Eighth, and Fourteenth Amendments to the United States Constitution.
Woods raised this claim in his Rule 32 proceedings, but he did not raise this
claim in the Alabama Court of Criminal Appeals 19 or Alabama Supreme Court, and
so the claim has not been exhausted and is not properly before this Court. See
Bailey, 172 F.3d at 1305.
In the alternative, the circuit court properly dismissed the claim for two
reasons: it was precluded by Alabama Rule of Criminal Procedure 32.2(a)(4) and it
was facially meritless. First, since the Alabama Court of Criminal Appeals had
denied it on the merits on plain error review on direct appeal, the circuit court
could not consider it pursuant to Rule 32.2(a)(4). Although the Eleventh Circuit
has held that preclusion due to Rule 32.2(a)(4) is not a bar to habeas review, see
Williams, 791 F.3d at 1274-76, the claim is due to be dismissed pursuant to 28
U.S.C. § 2254(d) because both the circuit court and the Alabama Court of Criminal
Appeals (on direct appeal) reasonably held that the claim was meritless. As the
Alabama Court of Criminal Appeals explained on direct appeal:
19
While Woods raised a claim that he was denied effective assistance of counsel regarding
this underlying claim, that is a different claim for exhaustion purposes.
97
During the State’s rebuttal case at the penalty phase, the
prosecutor asked Bobbie Owen what she thought the appropriate
sentence would be in this case, and defense counsel objected and cited
Rules 401 and 403, Ala. R. Evid. (R. 1841–42.) When the prosecutor
asked the same question of Susan Bennett and Stacy Sellers, Woods
did not object. Each witness testified that she thought a death
sentence would be appropriate. On appeal, Woods does not raise this
issue. We note, nonetheless, that the trial court acted well within its
discretion to permit this testimony because during the defense case,
Woods asked the witnesses what sentence they believed was
appropriate and they testified that a life-imprisonment-without-parole
sentence would be appropriate for him. (R. 1804, 1810–11, 1819, 1825–
26.) See, e.g., Ex parte D.L.H., 806 So. 2d 1190, 1193 (Ala. 2001)
(“When one party opens the door to otherwise inadmissible evidence,
the doctrine of ‘curative admissibility’ provides the opposing party
with ‘the right to rebut such evidence with other illegal evidence.’
McElroy’s Alabama Evidence, § 14.01, p. 49 (5th ed. 1996).”).
Testimony from a victim’s family member as to a sentencing
recommendation is generally not admissible in a capital case. See, e.g.,
Stallworth v. State, 868 So. 2d 1128, 1176 (Ala. Crim. App. 2001).
Because Woods offered such testimony at the penalty phase of his
trial, however, we find that, under the facts of this case, no plain error
occurred as a result of the State’s witnesses’ testimony in rebuttal
about a recommended sentence.
Woods, 13 So. 3d at 36 n.6.
The state courts’ determination that the claim lacked merit was neither
contrary to nor an unreasonable application of clearly established Federal law, nor
was it an unreasonable determination of the facts, and Woods is not entitled to
relief. Woods cites Payne v. Tennessee, supra, as clearly established Federal law. In
Payne, the Supreme Court held that the Eighth Amendment does not per se prohibit
98
the introduction of victim-impact evidence and prosecutorial argument on that
subject. 501 U.S. at 827, 111 S. Ct. at 2609. The Court reasoned that allowing the
jury to consider the defendant, but not the victim, would create an unbalanced
picture, stating, “[T]he State has a legitimate interest in counteracting the
mitigating evidence which the defendant is entitled to put in, by reminding the
sentencer that just as the murderer should be considered as an individual, so too
the victim is an individual whose death represents a unique loss to society and in
particular to his family.” Id. at 825, 111 S. Ct. at 2608 (quotation marks and citation
omitted). Here, the state courts found that Woods had opened the door to witnesssentencing-recommendation evidence, so the admission of such evidence did not
violate Alabama law. This Court finds no constitutional error in the state courts’
merits determination.
V.
Woods’s claim that the trial court erred in allowing improper
rebuttal evidence in the form of victim-impact testimony at the
penalty phase
Woods claims that the trial court also erroneously permitted the State to
introduce, over defense objection, victim-impact evidence as its rebuttal to the
defense’s mitigation witnesses during the penalty phase. See Vol. 21, Tab #R-24, at
R. 1846. Woods contends that this admission denied him rights to due process and
99
a reliable sentence in violation of the Fifth, Sixth, Eighth, and Fourteenth
Amendments to the United States Constitution.
Woods raised this claim in his Rule 32 proceedings, but he did not raise this
claim in the Alabama Court of Criminal Appeals or Alabama Supreme Court, and
so the claim has not been exhausted and is not properly before this Court. See
Bailey, 172 F.3d at 1305.
In the alternative, the circuit court properly dismissed it for two reasons: it
was precluded by Alabama Rule of Criminal Procedure 32.2(a)(4) and it was
insufficiently pleaded under Rules 32.3 and 32.b(b). First, since the claim had been
raised and rejected on direct appeal by the Alabama Court of Criminal Appeals, the
circuit court could not consider it pursuant to Rule 32.2(a)(4). Although the
Eleventh Circuit has held that preclusion due to Rule 32.2(a)(4) is not a bar to
habeas review, see Williams, 791 F.3d at 1274-76, the claim is due to be dismissed
pursuant to 28 U.S.C. § 2254(d) because the state courts did not unreasonably
apply Federal law in finding that the claim was meritless or insufficiently pleaded.
As the Alabama Court of Criminal Appeals explained on direct appeal, the
allegedly improper victim-impact testimony was offered by the officers’ widows in
rebuttal to mitigation evidence that had been offered on Woods’s behalf:
100
Here, the testimony provided by the officers’ widows was offered to
show that each officer’s death caused a unique loss to his family and to
show the impact the murders had on the family members. Part of that
testimony, the portion about which Woods apparently is complaining
here, was elicited to show that Officer Owen was married and had
children and grandchildren, that Officer Bennett was married and had
a child, and that Officer Chisolm was married and had planned to start
a family. This testimony was offered in rebuttal to the evidence Woods
offered as mitigation—that he was a father of three children whom he
loved very much. This was legitimate victim-impact evidence, which
we have previously held to be admissible during the penalty phase of a
capital-murder trial. See, e.g., Belisle v. State, 11 So. 3d 256, 317 (Ala.
Crim. App. 2007). The trial court did not abuse its discretion when it
permitted the witnesses to testify about the victims and their families.
Woods, 13 So. 3d at 35-36. Although Woods quarrels with the state courts’ analysis,
arguing that the State’s victim-impact evidence was not responsive to and
exceeded the scope of the evidence submitted by the defense in mitigation, he has
not established that the state courts’ conclusion was unreasonable. The Alabama
Court of Criminal Appeals thoroughly discussed Payne’s application to Woods’s
claim. See id. at 35; see also Payne, 501 U.S. at 825, 111 S. Ct. at 2609. For the
reasons discussed in the preceding section, the state courts’ determination was
neither contrary to nor an unreasonable application of clearly established Federal
law, nor was it an unreasonable determination of the facts, and Woods is not
entitled to relief.
W.
Woods’s claim that the trial court misled the jury about the
weighing process at the penalty phase
101
Woods claims that the trial court misled the jury about the penalty-phase
weighing process in a manner that biased the jury’s decision in favor of a death
sentence. Woods contends that although the trial court distinguished aggravating
and mitigating circumstances, it did not instruct jurors on the permissible outcomes
of the weighing process or provide guidance to jurors on the appropriate sentencing
verdict if they concluded that the aggravating and mitigating circumstances were
equally balanced, creating a risk that that the jury believed itself obligated to return
a verdict of death if it found the aggravating and mitigating circumstances were in
equipoise. According to Woods, the trial court’s failure to explain the weighing
process deprived the jurors of any guidance regarding how to exercise their
discretion at sentencing, in violation of state and federal law.
Woods raised this claim for the first time in his Rule 32 proceedings, but he
did not raise this claim in the Court of Criminal Appeals 20 or Alabama Supreme
Court, and so the claim has not been exhausted and is not properly before this
Court. See Bailey, 172 F.3d at 1305.
In the alternative, the circuit court correctly dismissed the claim because it
could have been raised at trial or on direct appeal, but it was not, and so it was
barred by Rules 32.2(a)(3) and (a)(5). As the Eleventh Circuit has held that claims
20
While Woods raised a claim that he was denied effective assistance of counsel regarding
this underlying claim, that is a different claim for exhaustion purposes.
102
barred by those rules are procedurally defaulted from habeas review, see Boyd, 697
F.3d at 1335, Woods is due no relief.
Assuming solely for argument that the claim was not procedurally barred,
Woods has not demonstrated that it has merit. The only Federal case law he cites is
Morgan v. Illinois, in which the Supreme Court stated, “[T]he belief that death
should be imposed ipso facto upon conviction of a capital offense reflects directly on
that [juror’s] inability to follow the law. . . . Any juror who would impose death
regardless of the facts and circumstances of conviction cannot follow the dictates of
law.” 504 U.S. 719, 735, 112 S. Ct. 2222, 2233 (1992) (internal citation omitted). In
Morgan, then, the Supreme Court held that a defendant on trial for his life may
inquire of potential jurors whether they hold such a belief. See id. Woods contends
that this precedent entitles him to an adequate voir dire, which is true, but he
nonetheless does not establish that his rights were violated. Here, the record
reflects that the trial court gave the following explanation of aggravating and
mitigating circumstances throughout voir dire and during closing arguments at the
penalty phase: “an aggravator indicates or tends to indicate that the defendant
should be sentenced to death. A mitigator indicates or tends to indicate that the
defendant should be sentenced to life without parole instead.” See, e.g., Vol. 12, 13
Tab #R-9 at R. 214, 232, 250, 260, 281; Vol. 21, Tab #R-25, at R. 1851. Woods’s
103
conclusory allegation that this explanation unreasonably raised the risk that jurors
applied a weighing process tilted toward death is unsupported, and if the claim
were not barred, Woods would not be entitled to relief.
X.
Woods’s claim that the trial court impermissibly considered
extraneous evidence in sentencing him
Woods takes issue with the fact that, following the jury’s vote to impose the
death penalty, the trial court considered at the final sentencing hearing a letter that
Stacy Sellers, Officer Chisholm’s widow, had received from Woods after the trial
stating, “I will forgive, but I won’t forget.” Woods argues that this evidence,
introduced only to the trial court, did not undermine any of the mitigating
circumstances presented in this case and was otherwise irrelevant to any of the
issues at sentencing.
Woods raised this claim for the first time in his Rule 32 proceedings, but he
did not raise this claim in the Court of Criminal Appeals 21 or Alabama Supreme
Court, and so the claim has not been exhausted and is not properly before this
Court. See Bailey, 172 F.3d at 1305.
21
While Woods raised the claim that he was denied effective assistance of counsel regarding
this underlying claim, that is a different claim for exhaustion purposes.
104
In the alternative, the circuit court correctly dismissed the claim because it
could have been raised at trial or on direct appeal, but it was not, and so it was
barred by Rules 32.2(a)(3) and (a)(5). As the Eleventh Circuit has held that claims
barred by those rules are procedurally defaulted from habeas review, see Boyd, 697
F.3d at 1335, Woods is due no relief.
Assuming solely for argument that the claim was not procedurally barred,
Woods has not demonstrated that it has merit. The only Federal case law he cites is
Middleton v. McNeil, 541 U.S. 433, 124 S. Ct. 1830 (2004), with no explanation of
its applicability. There, the Supreme Court repeated the rule that, in order for an
erroneous jury instruction to give rise to a constitutional violation, the instruction
must “so infect[] the entire trial that the resulting conviction violates due
process.” Id. at 437, 124 S. Ct. at 1832 (quotation marks and citation omitted). A
conclusory assertion that constitutional rights were violated, with no supporting
facts or explanation, does not entitle Woods to relief, even if the claim was not
barred.
AA.22
Woods’s claim that he was denied effective assistance of
trial counsel during the guilt phase of his trial
22
Woods’s Amended Petition organized his claims in alphabetical order, but he omitted the
letters “H” and “M.” Accordingly, Woods’s Amended Petition’s claims go through the letter
“Z” and then begin over again with “AA.” This Court will also start over with “AA” to keep as
consistent as possible with Woods’s Amended Petition.
105
Woods includes numerous sub-claims within this claim. First, he contends
that trial counsel failed to adequately investigate and present evidence in support of
his defense, such as by failing to request funds for investigative expenses and expert
assistance, failing to obtain independent testing of the shirt that Woods was
wearing at the time of the incident for mace, failing to test latent fingerprints found
on the bathroom window of the apartment where the shootings occurred, and
failing to test a shoe print found in the bathtub of the apartment, failing to
investigate and present evidence that the officers involved in this case had a
reputation for corruption and violence, failing to present an independent
handwriting expert who could have contradicted the testimony of the State’s
handwriting expert that Woods had written the violent rap lyrics found in his cell
after the murders, failing to present evidence from an expert in trace evidence that
would have allegedly testified that there was no gun powder residue or other
indication that Woods had fired a weapon on the day of the incident, failing to
investigate and present evidence in support of a voluntary intoxication defense,
failing to request a jury instruction on the lesser-included offense of manslaughter,
failing to investigate and present evidence about the respective roles that Woods
and Kerry Spencer played in the drug house, and failing to obtain the complete
record from Kerry Spencer’s trial.
106
Woods’s second sub-claim is that his trial counsel provided ineffective
assistance prior to trial by failing to move for a change of venue. Third, Woods
contends that trial counsel provided ineffective assistance during jury selection by
failing to raise a Batson objection, failing to use preemptory strikes against
prospective jurors who had indicated they would not be favorable to the defense,
and failing to object to the trial court’s use of alphabetical order as a means of
creating the strike list.
Woods’s final sub-claim within this section is that trial counsel provided
ineffective assistance by failing to adequately challenge the State’s case during trial,
specifically by failing to adequately cross-examine several of the State’s witnesses;
failing to object to prior bad acts testimony about Woods’s involvement in drug
sales and his prior gun use; failing to object to the testimony of Fernando Belser
that if someone tried to enter the living room of the apartment without permission
they would “get hurt pretty bad;” failing to object to the limiting instructions given
by the trial court as to some prior bad acts testimony; failing to request jury
instructions as to the testimony regarding Woods’s prior drugs sales and gun use,
the warrant for Woods’s arrest, and the reference to locating Woods in the “city
files” of people who have been arrested; failing to object to the alleged failure of the
jury instructions to clearly define the specific intent required for a conviction of
107
capital murder; failing to object to the prosecutor’s alleged misconduct in arguing
that Woods may have shot Officer Bennett, even though there was no evidence to
support that assertion, which, according to Woods, effectively shifted the burden of
proof to Woods to demonstrate he did not shoot Officer Bennett; failing to object
to the State’s introduction of alleged hearsay evidence in the form of dispatch tapes
documenting radio communications between the Fairfield and Birmingham police
departments; failing to object to the introduction of alleged hearsay evidence when
the court permitted Officer Collins to testify about the statement of an unidentified
man in Woods’s neighborhood shortly before the shooting; failing to object to the
alleged hearsay testimony of Fernando Belser, who testified that he heard Kerry
Spencer talk about how he was “tired of the police F-ing with him . . . if they didn’t
stop or something, he would light them up;” failing to object to the introduction of
photographs depicting the victims’ numerous injuries; failing to request that the
trial judge recuse himself; failing to object to the State’s submission of the
testimony of Steven Drexler as a handwriting expert, without first requiring the
State to establish the existence of a proved handwriting; failing to object to
allegedly coercive tactics employed by the Birmingham Police department,
including the presence of uniformed law enforcement officers throughout Woods’s
trial and the placement of a memorial to the slain officers in open view outside the
108
courtroom; failing to object to the State’s submission of victim-impact evidence
during the guilt phase; and failing to object to the trial court’s alleged negligence in
not securing a reliable and adequate record of the proceedings in the case.
This entire guilt-phase-ineffective-assistance-of-trial-counsel claim is a
nearly verbatim recitation of the claim Woods raised in his Rule 32 petition. While
he presented some of the aforementioned sub-claims to the Alabama Court of
Criminal Appeals, he failed to raise the entire claim before that court or in his
petition for certiorari in the Alabama Supreme Court, and so the claim has not been
exhausted and is not properly before this Court. See Bailey, 172 F.3d at 1305.
Woods was required to “present the state courts with the same claim he urges
upon the federal courts.” Picard v. Connor, 404 U.S. 270, 276, 92 S. Ct. 509, 512
(1971). Regarding exhaustion, the Eleventh Circuit has stated, “While we do not
require a verbatim restatement of the claims brought in state court, we do require
that a petitioner presented his claims to the state court “such that a reasonable
reader would understand each claim’s particular legal basis and specific factual
foundation.” McNair v. Campbell, 416 F.3d 1291, 1302 (11th Cir. 2005) (citations
omitted and emphasis added).
In the alternative, the Rule 32 court correctly dismissed this entire claim as
insufficiently pleaded under Alabama Rules of Criminal Procedure 32.3 and 32.6(b)
109
because Woods failed to plead facts sufficient to show that he was entitled to relief.
As the court explained:
Woods’s guilt-phase IAC claims lack the requisite specificity to
warrant an evidentiary hearing. Woods fails to plead specific facts in
support of his allegations; his “claims” are wholly conclusory.
Because his IAC allegations consist only of naked allegations
unsupported by specific facts, Woods fails to state a valid claim for
relief under Rule 32.
Vol. 30, Tab #R-62, at C. 83. The only sub-claim that the Rule 32 court specifically
addressed in denying this claim was Woods’s allegation that trial counsel was
ineffective for failing to present an independent handwriting expert, stating:
In the case at hand, Woods’s conclusory allegations are
insufficient to raise a cognizable IAC claim. For example, the
allegation raised in paragraph 132 states, in its entirety:
Trial counsel failed to present an independent
handwriting expert, who would have contradicted the
testimony of the State’s handwriting expert that Mr.
Woods’s (sic) had written lyrics found in his cell. If trial
counsel had done so, they would have been able to attack
the State’s assertions that these lyrics represented an
admission of the offense by Mr. Woods.
(Pet. at 74) This assertion simply does not state a proper claim for
relief. Woods has not identified any specific facts supporting his claim
that counsel’s performance was deficient. For example, Woods fails to
specify exactly what information an “independent handwriting
expert” would have uncovered, how this unnamed expert would have
uncovered such information, whether/how trial counsel could have
located the expert, whether the expert would have been available to
testify at Woods’s trial, or how the expert would have contradicted the
110
testimony of the State’s handwriting expert. In sum, rather than
offering any specific facts that allegedly would have been discovered
through adequate investigation by an “independent handwriting
expert,” Woods offers only vague speculation. Further, Woods does
not plead any facts tending to show exactly how testimony by this
expert would have aided trial counsel in the presentation of his case;
nor does he explain whether/how the results of the expert’s
investigation would have been admissible at trial. Moreover, Woods
also failed to plead any specific facts indicating that he was prejudiced
by counsel’s acts or omissions—facts indicating that there existed a
reasonable probability that, but for counsel’s unprofessional errors,
the result of the proceeding would have been different. Instead, this
claim consists only of naked allegations unsupported by specific facts.
Saying so does not make it so (“ipse dixit,” roughly, “he himself
said it”). As noted above, a petitioner must ground his claims on facts
within the record and not on mere conclusory allegations. An IAC
claimant simply cannot meet his burden under Strickland based only
on his own ipse dixit.
Id. at 83-87.
Additionally, with regard to the sub-claims that Woods did raise on appeal of
the denial of his Rule 32 petition, the Alabama Court of Criminal Appeals correctly
affirmed the circuit court’s dismissal of those sub-claims as insufficiently pleaded
under Rule 32.6(b). The appellate court thoroughly discussed each sub-claim
raised, as follows:
Woods next argues that the circuit court erred in summarily
dismissing his claims of ineffective assistance of counsel because they
lacked specificity.
“To sufficiently plead an allegation of ineffective
assistance of counsel, a Rule 32 petitioner not only must
111
‘identify the [specific] acts or omissions of counsel that
are alleged not to have been the result of reasonable
professional judgment,’ Strickland v. Washington, 466
U.S. 668, 690, 104 S. Ct. 2052, 80 L.Ed.2d 674 (1984),
but also must plead specific facts indicating that he or she
was prejudiced by the acts or omissions, i.e., facts
indicating ‘that there is a reasonable probability that, but
for counsel’s unprofessional errors, the result of the
proceeding would have been different.’ 466 U.S. at 694,
104 S. Ct. 2052. A bare allegation that prejudice occurred
without specific facts indicating how the petitioner was
prejudiced is not sufficient.”
Hyde, 950 So. 2d at 356 (emphasis added).
“‘The claim of ineffective assistance of counsel is a
general allegation that often consists of numerous specific
subcategories. Each subcategory is an independent claim
that must be sufficiently pleaded.’ Coral v. State, 900 So.
2d 1274, 1284 (Ala. Crim. App. 2004), rev’d on other
grounds, Ex parte Jenkins, 972 So. 2d 159 (Ala. 2005).”
Daniel v. State, 86 So. 3d 405, 416 (Ala. Crim. App. 2011).
...
Woods makes only one specific argument in this section of his
brief. He argues that the circuit court erred in summarily dismissing
his claim that his trial counsel was ineffective for failing to secure the
services of a handwriting expert to counter the State’s handwriting
expert. In his Rule 32, Ala. R. Crim. P., petition, Woods merely
pleaded the following:
“Trial counsel failed to present an independent
handwriting expert, who could have contradicted the
testimony of the State’s handwriting expert that Mr.
Woods had written lyrics found in his cell. If trial counsel
had done so, they would have been able to attack the
112
State’s assertions that these lyrics represented an
admission of the offense by Mr. Woods.”
(C.R.408.)
Evidence at Woods’s trial established that police discovered a
drawing in Woods’s cell that depicted two men shooting firearms.
“One man is shooting an assault rifle and three flaming skulls are
depicted in the blasts from that weapon, and the other man is shooting
two handguns. The drawing contains a heading at the top, ‘NATE
[Woods’s nickname] $ NOOKIE [Spencer’s nickname],’ and depicts
street signs at an intersection of ‘18th Street and Ensley.’ When
Deputy Gillum removed the drawing, Woods said that the drawing
was his and that he wanted it back.” 13 So. 3d at 14. The following
lyrics, that were handwritten on a document in Woods’s cell, were
also discovered:
“‘Seven execution styles murders
I have no remorse because I’m the f—ing
murderer
Haven’t you ever heard of a killa
I drop pigs like [codefendant] Kerry Spencer
So when I walk around strapped
One time bust the caps and watch pigs clapse
Snapp, adapt to this because I needs no adapter
this is just the first chapter.’”
13 So. 3d at 14. The State’s expert testified that Woods wrote the
lyrics.
113
When summarily dismissing the claim that counsel was
ineffective for failing to secure a handwriting expert, the circuit court
stated:
“Woods fails to specify exactly what information an
‘independent handwriting expert’ would have
uncovered, how this unnamed expert would have
uncovered such information, whether/how trial counsel
could have located the expert, whether the expert would
have been available to testify at Woods’s trial, or how the
expert would have contradicted the testimony of the
State’s handwriting expert. In sum, rather than offering
any specific facts that allegedly would have been
discovered through adequate investigation by an
‘independent handwriting expert,’ Woods offers only
vague speculation. Further, Woods does not plead any
facts tending to show exactly how testimony by this
expert would have aided trial counsel in the presentation
of his case; nor does he explain whether/how the results
of the expert’s investigation would have been admissible
at trial. Moreover, Woods also failed to plead any specific
facts indicating that he was prejudiced by counsel’s acts
or omissions—facts indicating that there existed a
reasonable probability that, but for counsel’s
unprofessional errors, the result of the proceeding would
have been different. Instead, his claim consists only of
naked allegations unsupported by specific facts.”
(Suppl.C.R.86.)
When pleading a postconviction claim that trial counsel was
ineffective for failing to secure the services of an expert, this Court has
required that the petitioner include in its pleading the expert’s identity
and the content of that expert’s expected testimony. As we have
stated:
“The circuit court correctly found that this claim was
insufficiently pleaded because Washington failed to plead
the identity of experts or the content of those experts’
114
testimony. See McNabb v. State, 991 So. 2d 313 (Ala.
Crim. App. 2007); Woods v. State, 957 So. 2d 492 (Ala.
Crim. App. 2004), rev’d on other grounds, 957 So. 2d
533 (Ala. 2006).”
Washington, 95 So. 3d at 64. See also Windsor v. State, 89 So. 3d 805
(Ala. Crim. App. 2009).
Neither did Woods plead how he was prejudiced by counsel’s
failure to secure a handwriting expert. The record shows that Steven
Drexler, a former handwriting examiner with the Alabama
Department of Forensic Sciences, testified that it was his opinion
“that the questioned writing was written by the author of the
Nathaniel Woods’s handwriting standard.” (Trial R. 1391.) Woods’s
counsel rigorously cross-examined Drexler, and he testified that he
had, in fact, given two opinions in the case, that after issuing his first
opinion he requested more writing samples, and that his second
opinion more strongly suggests that the questioned sample had been
written by Woods.
The record further shows that Woods’s trial attorney did move
for funds to hire an “independent expert for handwriting analysis.”
(Trial C.R. 1574.) That motion was granted. During a pretrial hearing,
defense counsel discussed the fact that she was having difficulty
securing an expert and had only just received discovery concerning the
handwriting analysis from the State. (Trial R. 126.) It appears that a
continuance was granted on that basis. Although Woods did not
present his own expert on handwriting analysis, counsel did conduct a
thorough cross-examination of the State’s expert.
“[H]ow to deal with the presentation of an expert witness
by the opposing side, including whether to present
counter expert testimony, to rely upon crossexamination, to forgo cross-examination and/or to forgo
development of certain expert opinion, is a matter of trial
strategy which, if reasonable, cannot be the basis for a
successful ineffective assistance of counsel claim.”
115
Thomas v. State, 284 Ga. 647, 650, 670 S.E.2d 421, 425 (2008).
Woods failed to comply with the pleading requirements of Rule
32.6(b), Ala. R. Crim. P.; therefore, the circuit court correctly
summarily dismissed this claim. Woods is due no relief on this claim.
...
Woods next argues that the circuit court erred in summarily
dismissing his claim that his trial counsel was ineffective for failing to
adequately investigate and present evidence in support of his defense.
We address those issues Woods specifically argues in this section of
his brief.
...
First, Woods argues that his trial counsel was ineffective for
failing to secure the services of several different experts. Specifically,
Woods argues that counsel should have secured experts: (1) to
conduct independent tests on the shirt he was wearing at the time of
the murders to show that mace was on the shirt; (2) to test for latent
fingerprints in the bathroom; and (3) to test a shoe print found in the
tub to show that Woods left through the bathroom window and did not
leave the apartment with his codefendant Spencer.
In Woods’s postconviction petition, he pleaded the following
facts relative to this claim:
“Trial counsel was constitutionally ineffective in failing
to obtain independent testing of key items of physical
evidence that would have substantiated the defense’s
case at trial. First, defense counsel should have obtained
independent testing of the shirt that Mr. Woods was
wearing at the time of the incident for mace. If trial
counsel had done so, upon information and belief, these
test results would have revealed the presence of mace.
This would have supported testimony that Mr. Woods
had been maced and would have corroborated the defense
116
theory that Spencer was reacting spontaneously to the
use of force by the officers.
Trial counsel also should have gotten an independent
evaluation of latent fingerprints found on the bathroom
window. Upon information and belief, if trial counsel had
done so, these latent prints would have matched Mr.
Woods’s fingerprints. Trial counsel also should have
obtained an independent expert to evaluate the shoe print
found in the bathtub. Upon information and belief, if trial
counsel had done so, this shoe print would have been
found to match Mr. Woods’s shoes. These pieces of
evidence would have demonstrated that Mr. Woods did
not leave the apartment through the front door with
Spencer as the State claimed but rather climbed out the
bathroom window. This would have called into question
the State’s arguments that Mr. Woods was acting in
concert with Spencer because they left together.”
(Suppl.C.R.406.)
When addressing a similar claim that counsel was ineffective for
failing to secure the presence of an expert, this Court in Daniel v.
State, 86 So. 3d 405 (Ala. Crim. App. 2011), stated:
“Daniel failed to identify, by name, any forensic or DNA
expert who could have testified at Daniel’s trial or the
content of the expert’s expected testimony. Accordingly,
Daniel failed to comply with the full-fact pleading
requirements of Rule 32.6, Ala. R. Crim. P. See McNabb v.
State, 991 So. 2d 313 (Ala. Crim. App. 2007) (claim that
counsel was ineffective for failing to retain an expert not
sufficiently pleaded because expert was not identified);
Woods v. State, 957 So. 2d 492 (Ala. Crim. App. 2004),
rev’d on other grounds, 957 So. 2d 533 (Ala. 2006) (claim
of ineffective assistance of counsel not sufficiently
pleaded because Woods failed to identify an expert by
name).”
117
86 So. 3d at 425–26. As we stated previously, to sufficiently plead a
claim that counsel was ineffective in failing to secure the services of an
expert, the petitioner must identify the expert by name and plead
his/her expected testimony.
Moreover, Woods failed to plead how he was prejudiced.
Woods’s trial record shows that counsel moved for funds to hire a
private investigator. (Trial C.R. 133–34.) That motion was granted.
(Trial C.R. 535.) Counsel also moved to inspect, examine, and test all
physical evidence collected by the State. (Trial C.R. 237.) That motion
was granted and the court wrote on the case-action summary:
“Motion to inspect and examine physical evidence is granted and tests
will require additional motions.” (Trial C.R. 520.)
Furthermore, one of Woods’s witnesses who was in the
apartment at the time of the shootings, Markesha Williams, testified
that she did not see Officer Chisholm spray pepper spray and that she
has asthma and would have gotten sick if pepper spray had been
sprayed in the apartment. (Trial R. 1470.) Another State witness,
Fernando Belser, who was also present at the time of the shootings,
testified that he did not see Officer Chisholm spray pepper spray, that
he did not cough or smell any pepper spray, and that Woods was not
coughing. Another State witness, Michael Scott, testified that he was
at John Prather’s house on the day of the shooting when Woods and
Spencer ran into the back door of the house together. When asked
about Woods’s appearance, Scott testified that Woods was not
coughing, that Woods did not have trouble breathing, that there were
no tears coming from Woods’s eyes, that there was nothing coming
from Woods’s nose, that Woods was not rubbing his eyes, and that
Woods did not appear to have difficulty seeing in the minutes after the
fatal shootings.
Woods’s codefendant, Kerry Spencer, also testified that when
he finished shooting his rifle he threw the rifle down and he and
Woods ran from the apartment together down the alley and into a
neighbor’s house. (Trial R. 1595.) Two witnesses at the neighbor’s
118
house testified that Woods and Spencer arrived at the neighbor’s
house together.
The circuit court committed no error in summarily dismissing
this claim because Woods failed to satisfy the pleading requirements of
Rule 32.6(b), Ala. R. Crim. P. Not only did Woods fail to plead full
facts but also failed to plead how he was prejudiced by counsel’s
actions. This claim was correctly summarily dismissed and Woods is
due no relief.
...
Woods next argues that his trial counsel was ineffective for
failing to secure police records in order to establish discrepancies in
police procedures that, he says, caused the confrontation that
ultimately ended in three police officers being killed.
In regard to this claim, Woods pleaded the following:
“Trial counsel also failed to seek and obtain discovery of
the policies and procedures of the Birmingham Police
Department regarding the actions of the officers,
including patrolling areas outside of your beat,
conducting in-home arrests for a misdemeanor warrant
from another jurisdiction and use of force. These
documents would have allowed the defense to more
effectively challenge the State’s arguments that these
officers were acting completely by the book and simply
doing their duty at the time of this incident. Without
these documents, defense counsel were left to simply ask
police witnesses whether their colleagues had followed
proper procedures without any independent ability to
challenge their responses.”
(C.R.407–08.) This claim was correctly summarily dismissed because
Woods failed to include how he was prejudiced by the failure to secure
the records. Woods’s trial counsel did question the officers about
119
police procedures and why the police were at the apartment on the day
of the shootings. Indeed, Woods’s pleadings admit as much.
“[E]xpert testimony on police procedures was
unnecessary where counsel cross-examined the
Commonwealth witnesses, who were police officers, in an
effective manner so as to convey the same information.
See Commonwealth v. Marinelli, 570 Pa. 622, 810 A.2d
1257, 1269 (2002) (rejecting claim that counsel was
ineffective for failing to call a defense expert witness to
refute testimony proffered by a Commonwealth witness
when trial counsel engaged in effective cross-examination
of the Commonwealth witness). The Commonwealth
cogently notes that trial counsel elicited testimony both
on direct and cross-examination establishing that Officer
Wertz was wearing plainclothes, did not shout for
Appellant to stop, did not display his badge, which was
later recovered from his police vehicle, and that these
actions violated police procedures. Trial counsel was not
required to present additional expert testimony to
establish facts which were already before the jury, and,
indeed, were largely uncontested.”
Commonwealth v. Rivera, 108 A.3d 779, 795 (Pa. 2014).
The circuit court correctly summarily dismissed this claim
because it failed to satisfy the pleading requirements of Rule 32.6(b),
Ala. R. Crim. P. Woods is due no relief.
...
Woods next argues that his trial counsel was ineffective for
failing to investigate and present an intoxication defense. Woods
merely pleaded the following in regard to this claim:
“Trial counsel also failed to investigate and present
evidence in support of a voluntary intoxication defense.
Under Alabama law, voluntary intoxication can negate
120
the specific intent necessary for a conviction of capital
murder, reducing the offense to manslaughter. See
Fletcher v. State, 621 So. 2d 1010, 1019–21 (Ala. Crim.
App. 1993). Counsel should have investigated and
presented evidence that at the time of this incident, Mr.
Woods was using 3.5 grams of cocaine everyday as well as
using marijuana and drinking large amounts of alcohol.
Mr. Woods snorted 4.5 grams of cocaine, smoked 1 ounce
of marijuana, and drank 12 beers in the hours before the
confrontations with police and was intoxicated at the time
of the incident. Trial counsel also should have obtained
an expert that could have explain[ed] the effects of
cocaine addiction and intoxication on Mr. Woods’s
mental state. If trial counsel had investigated and
presented this evidence of voluntary intoxication, there is
a reasonable probability that Mr. Woods would have been
convicted of a lesser offense.”
(C.R.408–09.)
In affirming the circuit court’s summary dismissal of a similar
claim that was raised in Spencer’s, Woods’s codefendant’s,
postconviction petition, this Court stated:
“This Court has held that a petitioner fails to plead
sufficient facts regarding a claim that counsel failed to
present an intoxication defense when he makes only a
bare allegation that the petitioner was intoxicated at the
time of the offense. As this Court has stated: ‘[The
appellant] failed to allege how much he had to drink the
night of the crime, how long before the crime he had been
drinking, or any fact indicating that his alleged
intoxication amounted to insanity.’ Connally v. State, 33
So. 3d 618, 623 (Ala. Crim. App. 2007).
“‘[The appellant] failed to plead sufficient facts to
indicate that voluntary intoxication would have been a
viable defense or that he would have been entitled to a
121
jury instructions on voluntary intoxication . . . ; thus, he
failed to plead sufficient facts indicating that his trial
counsel were ineffective in this regard.’
“Mashburn v. State, 148 So. 3d 1094, 1126–27 (Ala. Crim.
App. 2013). This claim was insufficiently pleaded.”
Spencer v. State, 201 So. 3d at 23–24. The same is true in this case.
Woods failed to plead sufficient facts that would support a defense of
intoxication.
“Mashburn failed to plead sufficient facts to indicate that
voluntary intoxication would have been a viable defense
or that he would have been entitled to jury instructions
on voluntary intoxication or any lesser-included offenses;
thus, he failed to plead sufficient facts indicating that his
trial counsel were ineffective in this regard. See, e.g.,
Connally v. State, 33 So. 3d 618, 622–23 (Ala. Crim. App.
2007). Therefore, summary dismissal of this claim of
ineffective assistance of counsel was proper.”
Mashburn v. State, 148 So. 3d 1094, 1126–27 (Ala. Crim. App. 2013).
Moreover, in regard to Woods’s claim that counsel was
ineffective for failing to secure an expert to testify concerning the
effects of cocaine and alcohol addiction, this Court has stated:
“Some courts have found that expert testimony on the
effects of alcohol is not necessary because it concerns an
issue within the common knowledge of a juror. As the
Washington Court of Appeals stated in State v. Thomas,
123 Wash. App. 771, 98 P.3d 1258 (2004):
“‘A voluntary intoxication defense allows
the jury to consider “evidence of
intoxication” to determine whether the
defendant acted with the requisite intent.
But unlike diminished capacity, it is not
122
necessary to present expert testimony to
support an involuntary intoxication defense.
The effects of alcohol are commonly known
and jurors can draw reasonable inferences
from testimony about alcohol use. State v.
Kruger, 116 Wash. App. 685, 692–93, 67 P.3d
1147, rev. denied 150 Wash. 2d 1024, 81 P.3d
120 (2003); State v. Smissaert, 41 Wash.
App. 813, 815, 706 P.2d 647 (1985).’
“123 Wash. App. at 781–82, 98 P.3d at 1263. See also
State v. Frank, 364 N.W.2d 398, 400 (Minn. 1985)
(‘Most jurors have some experience with the effects of
excessive alcohol consumption and therefore, in an
ordinary case, will not need expert assistance.’).”
Wiggins v. State, 193 So.3d 765, 801–02 (Ala. Crim. App. 2014).
The circuit court correctly summarily dismissed this claim
because Woods failed to satisfy the pleading requirements of Rule
32.6(b), Ala. R. Crim. P. Woods is due no relief.
...
Woods argues that the circuit court erred in summarily
dismissing his claim that his trial counsel was ineffective for failing to
request an instruction on manslaughter as a lesser-included offense. In
his petition, Woods pleaded the following:
“Trial counsel was constitutionally ineffective in failing
to request a jury instruction on the lesser-included
offense of manslaughter. If counsel had made such a
request, the instruction should have been given, since the
evidence adduced at trial reasonably supported a
manslaughter theory. See Section IX, supra (incorporated
by reference); see also Ex parte Oliver, 518 So. 2d 705, 706
(Ala. 1987) . . . ; see also Ala. Code § 13A–1–9(b)
123
(requiring rational basis for court to charge the jury on
included offense).”
(C.R.409.) Again, Woods failed to fully plead this claim. Woods
references the substantive issue in section IX of his Rule 32 petition
where he argued that the circuit court erred in failing to give a
manslaughter instruction; however, in this section of Woods’s petition
Woods was pleading that his trial counsel was ineffective. Woods had
the added burden of pleading how he was prejudiced by counsel’s
failure to request a jury charge on manslaughter. Woods failed to do
so. Accordingly, Woods “failed to not only plead sufficient facts, but
also failed to plead prejudice.” Lee v. State, 44 So. 3d 1145, 1170 (Ala.
Crim. App. 2009).
Indeed, the record establishes no rational basis for an
instruction on manslaughter as a lesser-included offense. Markesha
Williams, who testified in Woods’s behalf, said that the second time
the officers came to the apartment Woods was “outside messing with
some speakers in his car.” (Trial R. 1447.) At sentencing, Woods
testified in his own behalf and the following occurred:
“[Defense counsel]: Were you doing the drugs as you
sold them?
“[Woods]: Nah, I wasn’t smoking crack. I would snort
powder.
“[Defense counsel]: You would snort the powder?
“[Woods]: Yes.
“[Defense counsel]: And how much of the powder would
you snort a day?
“[Woods]: Probably like about three grams.
“[Defense counsel]: About three grams? Did you have a
habit?
124
“[Woods]: Not really a habit. I do it just to stay up two or
three days.”
(Trial R. 1831–32.)
The circuit court correctly summarily dismissed this claim
because Woods failed to plead how he was prejudiced by the failure to
give an instruction on manslaughter as a lesser-included offense. See
Rule 32.6(b), Ala. R. Crim. P. Woods is due no relief.
...
Woods next argues that the circuit court erred in summarily
dismissing the remainder of his ineffective-assistance-of-counsel
claims. Specifically, he argues that his counsel was ineffective for
failing to investigate Woods’s and Spencer’s differing roles in selling
drugs out of the apartment they shared and that trial counsel was
ineffective for failing to obtain the transcript of Spencer’s trial.
In his petition, Woods merely pleaded the following:
“Trial counsel failed to investigate and present evidence
about the role Mr. Woods and Kerry Spencer played in
the drug house. This evidence would have shown that
Spencer was in charge and that Mr. Woods followed
Spencer’s leadership. By contrast, the State argued at
trial that Mr. Woods was in charge and therefore planned
the shootings. If trial counsel had investigated and
presented this evidence, the State would not have been
able to make this prejudicial argument.
“Trial counsel failed to obtain the complete record from
Kerry Spencer’s trial. The complete record was critical to
anticipating and effectively countering the prosecution’s
case at Mr. Woods’s trial.”
125
(C.R.409–10.) Woods failed to plead how he was prejudiced by
counsel’s alleged failure to investigate the role Spencer and Woods
had in the sale of drugs from the apartment and counsel’s failure to
obtain the transcript of Spencer’s trial. Thus, Woods failed to plead
the full facts in regard to this claim, and the circuit court correctly
summarily dismissed the claim because it failed to meet the specificity
requirements of Rule 32.6(b), Ala. R. Crim. P. Woods is due no relief
on this claim.
Woods, 221 So. 3d at 1135-45 (footnotes omitted).
In sum, assuming this guilt-phase-ineffective-assistance-of-trial-counsel
claim was not procedurally barred, the state courts did not unreasonably apply
Supreme Court precedent or unreasonably determine the facts in holding that
Woods failed to state a claim for relief. The state courts reasonably recognized and
applied the applicable law, Strickland, in finding that Woods had not sufficiently
pled the two-part test for ineffective assistance of counsel claims. Indeed, many of
the guilt-phase-ineffective-assistance-of-trial-counsel sub-claims correspond to
Woods’s claims of substantive constitutional violations that have previously been
discussed and rejected on their merits in parts IV. A-X of this opinion. Failure to
raise meritless arguments will not render counsel’s performance ineffective. Diaz
v. Sec’y for Dep’t of Corr., 402 F.3d 1136, 1142 (11th Cir. 2005). Woods is not
entitled to relief on his guilt-phase-ineffective-assistance-of-trial-counsel claim.
BB. Woods’s claim that he was denied effective assistance of trial
counsel during the penalty phase of his trial
126
Woods raises five sub-claims within this claim. First, he argues that trial
counsel was ineffective for failing to investigate and present mitigation evidence
about his family history, educational background, mental limitations, experience of
abuse and abandonment by trusted authority figures, and struggle with drug use.
Second, he contends that trial counsel was ineffective for failing to advise him
adequately about the risks of testifying on his own behalf at the penalty phase of his
trial. Third, Woods argues that trial counsel was ineffective for failing to present
evidence establishing that he was mentally retarded. Fourth, Woods contends that
trial counsel was ineffective for failing to properly elicit testimony from mitigation
witnesses Synthia Sherman (Woods’s aunt), and Shena Carter (Woods’s cousin),
and for asking mitigation witnesses Ms. Sherman, Ms. Carter, Pamela Woods
(Woods’s mother) and Stephanie Claybion (a family friend) to give their opinions
on an appropriate sentence for Woods, thereby “opening the door” to sentencing
recommendations by the State’s witnesses Bobbie Owen, Susan Bennett, and Stacy
Sellers, the three slain officers’ widows, that Woods receive the death penalty.
Fifth, Woods argues that trial counsel was ineffective for failing to object to the trial
court’s double counting of the aggravating circumstance that two or more persons
were killed “by one act or pursuant to one scheme or course of conduct” in the
penalty phase, even though this circumstance had already been established by
127
virtue of the jury’s guilty verdict; failing to object to the trial court’s failure to
consider uncontradicted mitigating evidence; failing to object to the trial court’s
allegedly erroneous instructions on how to weigh aggravating and mitigating
circumstances in reaching a sentencing recommendation, including the fact that if
jurors concluded that the aggravating and mitigating circumstances were equally
balanced, they should vote for a life sentence; and failing to object at the trial
court’s sentencing hearing to the introduction of the threatening letter Stacy
Sellers received from Woods.
This entire claim is a nearly verbatim recitation of a claim Woods raised in
his Rule 32 petition. However, it does not appear that Woods raised this claim,
either in its entirety or in part, in his appeal of the Rule 32 denial to the Alabama
Court of Criminal Appeals. Accordingly, the claim has not been exhausted and is
not properly before this Court. See Bailey, 172 F.3d at 1305. Although Woods
contends that the Alabama Court of Criminal Appeals and the Alabama Supreme
Court were “well aware” that he was challenging the summary nature in which the
Rule 32 court dismissed all of his ineffective assistance of counsel claims, Woods
was required to “present the state courts with the same claim he urges upon the
federal courts.” Picard, 404 U.S. at 276, 92 S. Ct. at 512; see also McNair, 416 F.3d
at 1302.
128
In the alternative, even if the claim was not procedurally barred, Woods is
not entitled to relief pursuant to 28 U.S.C. § 2254(d). The Rule 32 court correctly
dismissed this entire claim as insufficiently pleaded under Rules 32.3 and 32.6(b)
because Woods failed to plead facts sufficient to show that he was entitled to relief.
The court explained:
In the case at hand, Woods’s conclusory allegations of IAC
during the penalty phase of his trial are insufficient to raise a
cognizable IAC claim. For example, the allegation raised in paragraph
201 states, in its entirety:
In addition, Mr. Woods was denied effective
assistance because defense counsel failed to object to the
trial court’s failure to consider uncontradicted mitigating
evidence. See Section XXVII, supra (incorporated by
reference); see also Parker v. Dugger, 498 U.S. 308 (1991);
Eddings, 455 U.S. at 113; Ex parte Henderson, 616 So. 2d
348, 350 (Ala. 1992).
(Pet. at 106.) This assertion simply does not state a proper claim for
relief. Instead, it consists only of naked allegations unsupported by
specific facts. Although Woods argues that he was denied effective
assistance of counsel because counsel did not object to the trial court’s
“failure to consider uncontradicted mitigating evidence,” he does not
even identify what that mitigating evidence was. Woods failed to plead
any specific facts supporting his claim that counsel’s performance was
deficient. Nor has he pleaded any specific facts indicating that there
existed a reasonable probability that, but for counsel’s allegedly
deficient performance, the result of the proceeding would have been
different. This claim falls far short of satisfying the specificity and full
factual pleading requirements of Rules 32.3 and 32.6(b). Woods’s
incorporation by reference of “Section XXVII” of his petition (see Pet.
at 106), does not cure this deficiency. Incorporating by reference facts
129
from one claim to another does not lower Rule 32’s pleading
requirements, and Woods’s IAC claim did not satisfy those
requirements, even with the incorporation [of] facts from claim
XXVII. Notably, the claim that Woods raised in Section XXVII of his
petition also fails to identify exactly what mitigating evidence the trial
court allegedly failed to consider. (See Pet. at 69) Thus, incorporation
by reference did not satisfy the specificity in pleading requirements.
Vol. 30, Tab #R-62, at C. 89-90. The Rule 32 court also dismissed the particular
sub-claim that trial counsel was ineffective for failing to investigate, uncover, and
present mitigating evidence as precluded by Rule 32.2(a)(4) and facially meritless.
As that court explained, since the Alabama Court of Criminal Appeals had already
rejected that particular sub-claim on direct appeal, the circuit court could not
consider it pursuant to Rule 32.2(a)(4). Although the Eleventh Circuit has held that
preclusion due to Rule 32.2(a)(4) is not a bar to habeas review, see Williams, 791
F.3d at 1274-76, the claim is still due to be dismissed pursuant to 28 U.S.C. §
2254(d) for the following reasons.
As the Alabama Court of Criminal Appeals explained on direct review,
Woods’s claim of inadequate mitigation investigation was unsupported by the
record and that he provided nothing showing that he was prejudiced:
Woods contends that he was denied the effective assistance of
counsel during the penalty phase of his trial because, he says, his
attorneys did not meet the minimum standards for representation of a
defendant facing the death penalty set forth in the American Bar
Association (“ABA”) guidelines. Specifically, he appears to argue that
counsel’s performance did not meet the guidelines because counsel
130
did not consult with a mitigation expert and because counsel did not
present evidence of additional mitigating factors, such as his mental
state and that he was acting under extreme duress or the domination
of another person. These arguments were not raised below, so we
review them under the plain-error rule. See Rule 45A, Ala. R. App. P.
The principles governing our review of this argument were set
forth in Strickland v. Washington, 466 U.S. 668, 104 S. Ct. 2052, 80
L.Ed.2d 674 (1984). . . .
The record before us contains no support for Woods’s
allegations. Before trial the prosecutor stated that he was not familiar
with Rita Briles, one of Woods’s attorneys, and he wanted to be sure
that they were “not running into some issue here where she doesn’t
statutorily qualify to be appointed in a capital case.” (R. 78.) Briles
informed the court that she had 12 years’ experience and the court
stated that she appeared to be qualified. Co-counsel Cynthia Umstead
then stated: “In addition to that, Judge, both Ms. Briles and I meet the
ABA standards for appointed counsel as recently passed or adopted by
the Circuit Court Judges Association of having the 12 hours of capital
litigation training every other year.” (R. 78.) However, the record
before us contains no evidence about the scope of counsel’s mitigation
investigation, about which Woods now appears to complain. The
record does reflect that during a pretrial hearing held on December 3,
2004, the trial court granted a defense motion for funds for a private
investigator and informed Woods that if he required additional funds
he could file a motion to establish the need for the funds. The court
then considered a defense motion to retain a psychologist. Woods
argued that he needed the evaluation for “mitigating purposes,” and
the trial court stated: “If you want a mitigation expert, which I assume
that’s what it sounds like you are asking for, I will give you twenty-five
hundred dollars for that and you can use whoever you want to.” (R.
44.) Thus, Woods’s assertion that trial counsel “conducted an
inadequate investigation into possible mitigating evidence” (Woods’s
brief at p. 70) is unsupported by the record and, in fact, the record
provides an inference that counsel intended to hire a mental-health
expert as part of their mitigation investigation. Furthermore, this
131
Court has quoted with approval the following from Grayson v.
Thompson, 257 F.3d 1194 (11th Cir. 2001):
“‘An ambiguous or silent record is not sufficient to
disprove the strong and continuing presumption [of
effective representation]. Therefore, “where the record
is incomplete or unclear about [counsel]’s actions, we
will presume that he did what he should have done, and
that he exercised reasonable professional judgment.”’
Chandler v. United States, 218 F.3d 1305, 1314 n. 15 (11th
Cir. 2000) (en banc) (quoting Williams v. Head, 185 F.3d
1223, 1228 (11th Cir. 1999)).”
257 F.3d at 1218. See, e.g., Brooks v. State, 929 So. 2d 491, 497 (Ala.
Crim. App. 2005); Robitaille v. State, 971 So. 2d 43, 73 (Ala. Crim.
App. 2005) (both cases quoting Grayson ). Based on the record before
us, we conclude that Woods has failed to establish that counsel’s
performance was deficient.
As to the prejudice prong, Woods argues that “there is a
reasonable probability that had counsel conducted a reasonable
investigation into possible mitigating evidence, the balance between
the aggravating circumstance [s] and the mitigating circumstances
would have tipped further in favor of a sentence of life imprisonment
without the possibility of parole.” (Woods’s brief at p. 69.) However,
other than a brief assertion that counsel failed to “put on evidence of
[Woods’s] mental state” (Woods’s brief at p. 69), Woods has not
identified any specific mitigating evidence that existed that he believes
counsel failed to discover and present. Significantly, we have nothing
in the record before us regarding Woods’s mental state, and the
record is equally silent as to any additional mitigating factors that
allegedly existed but were not discovered or presented by defense
counsel. Furthermore, nothing in the record before us indicates that, if
some as-yet-unidentified evidence had been offered as mitigation, the
jury would have recommended a sentence of life imprisonment
without parole and that the trial court would have imposed a sentence
of life imprisonment without parole.
132
This Court will not find plain error with regard to trial counsel’s
performance based on an argument supported by only speculation
from a silent record.
Woods, 13 So. 3d at 36-38.
Woods specifies the following details that he said should have been more
fully investigated and brought out in mitigation by his trial counsel: his mother
severely beat him as a child and frequently kicked him and his siblings out of the
house; he was consistently exposed to drugs and alcohol and left unsupervised as a
child; his father dealt crack cocaine in his presence; he was homeless for several
years; his father physically abused his mother in his presence; after his mother
divorced his father, her subsequent boyfriends abused him and others; and he was
also physically and emotionally abused and subjected to deplorable living
conditions while attending Reach-Holyland, a religious institution located in
Emelle, Alabama, around the age of 16. Woods also argues that trial counsel should
have retained a social worker and a psychologist as expert witnesses to testify about
how his poor upbringing predisposed him to engage in criminal behavior. However,
Woods has not established that, had his attorneys investigated and proffered the
aforementioned information, the result of his proceeding would have been
different.
133
It is well established with regard to ineffective assistance claims that defense
counsel has “a duty to make reasonable investigations” of potential mitigating
evidence or “to make a reasonable decision that makes particular investigations
unnecessary.” Wiggins v. Smith, 539 U.S. 510, 521, 123 S. Ct. 2527, 2535 (2003)
(quoting Strickland, 466 U.S. at 691, 104 S. Ct. at 2066). In any ineffectiveness
case, an attorney’s “decision not to investigate must be directly assessed for
reasonableness in all the circumstances, applying a heavy measure of deference to
counsel’s judgments.” Id. at 521-22, 123 S. Ct. at 2535 (quoting Strickland, 466
U.S. at 691, 104 S. Ct. at 2066). However, counsel’s duty to investigate “does not
necessarily require counsel to investigate every evidentiary lead.” Williams v. Allen,
542 F.3d 1326, 1337 (11th Cir. 2008). “Under Strickland, strategic choices made
after less than complete investigation are reasonable precisely to the extent that
reasonable professional judgments support the limitations on investigation.” Id.
(quotation marks and citations omitted). Compare Strickland, 466 U.S. at 699, 104
S. Ct. at 2070 (stating that counsel’s “decision not to seek more character or
psychological evidence than was already in hand was . . . reasonable”), with Porter
v. McCollum, 558 U.S. 30, 39-40, 130 S. Ct. 447, 453 (2009) (noting that counsel
“failed to uncover and present any evidence of Porter’s mental health or mental
impairment, his family background, or his military service,” and “[t]he decision
134
not to investigate did not reflect reasonable professional judgment”). With regard
to assessing prejudice flowing from counsel’s performance, courts are required to
“evaluate the totality of the available mitigation evidence—both that adduced at
trial, and the evidence adduced in the habeas proceeding—in re-weighing it against
the evidence in aggravation.” Williams, 529 U.S. at 397-98, 120 S. Ct. at 1515.
“That same standard applies—and will necessarily require a court to ‘speculate’ as
to the effect of the new evidence—regardless of how much or how little mitigation
evidence was presented during the initial penalty phase.” Sears v. Upton, 561 U.S.
945, 955, 130 S. Ct. 3259, 3266-67 (2010). Again, where a petitioner challenges a
death sentence, “the question is whether there is a reasonable probability that,
absent the errors, the sentencer . . . would have concluded that the balance of
aggravating and mitigating circumstances did not warrant death.” Strickland, 466
U.S. at 695, 104 S. Ct. at 2069.
Here, counsel did not fail to investigate for mitigation purposes, but in fact
retained a mitigation specialist. Counsel also had three close family members and
one friend testify at Woods’s penalty phase. Each witness either expressly or
impliedly acknowledged that Woods’s circumstances in life were difficult, but they
each also testified as to their opinions that Woods possessed a loving and caring
nature, specifically noting that he was devoted to his three children. In sum, there
135
is no reasonable probability that the jury would have recommended, or that the
judge would have imposed, a non-death sentence if they had been confronted with
some of the other examples of Woods’s difficult upbringing that Woods asserts his
counsel should have discovered and introduced. See Robinson v. Moore, 300 F.3d
1320, 1347 (11th Cir. 2002) (“While the additional mitigation witnesses procured
by Robinson’s [post-conviction] counsel could have presented the resentencing
jury and trial judge with more details, or different examples, of these aspects of
Robinson’s life, these aspects of his life were nonetheless known to the
resentencing jury and trial judge.”); Grayson v. Thompson, 257 F.3d 1194, 1227-28
(11th Cir. 2001) (“Although the graphic picture of Grayson’s home life painted at
the state habeas proceedings was not presented at trial, the judge did not wholly
disregard Grayson’s unfortunate background in sentencing him to death. In light of
the horrendous nature of this crime, we find no reasonable probability that the
sentence would have been different if the judge and jury had possessed detailed
information regarding Grayson’s history.”). Habeas relief is not warranted on this
claim.
CC. Woods’s claim that he was denied effective assistance of appellate
counsel
Woods raises three sub-claims within this claim. First, he argues that
appellate counsel was substantially impaired by an actual conflict of interest in his
136
representation of Woods on appeal as a direct result of his previous role as defense
trial counsel for Woods’s co-defendant, Kerry Spencer. Second, Woods argues that
appellate counsel failed to request that the Alabama Court of Criminal Appeals
conduct a meaningful proportionality review of Woods’s death sentence on appeal.
Third, Woods argues that appellate counsel was ineffective for failing to raise 26
claims that Woods contends would have been meritorious on appeal. These 26
claims are the substantive claims that Woods has raised that were previously
discussed and rejected in sections D(a)-(c), E, F, G, I, J, K, L, N, O, P, Q, R, S, T,
U, V, W, X, Y, and Z of this opinion.
This entire ineffective-assistance-of-appellate-counsel claim is a nearly
verbatim recitation of the claim Woods raised in his Rule 32 petition. While it
appears that he presented one of the three sub-claims (the third) to the Alabama
Court of Criminal Appeals, he failed to raise the entire claim in the Alabama Court
of Criminal Appeals or in his petition for certiorari the Alabama Supreme Court,
and so the claim has not been exhausted and is not properly before this Court. See,
e.g., Bailey, 172 F.3d at 1305.
In the alternative, even if the claim was not procedurally barred, Woods is
not entitled to relief pursuant to 28 U.S.C. § 2254(d). The circuit court correctly
dismissed this entire claim as insufficiently pleaded under Alabama Rules of
137
Criminal Procedure 32.3 and 32.6(b) because Woods failed to plead facts sufficient
to show that he was entitled to relief. As the court explained:
Woods’s conclusory allegations that he was denied effective assistance
of appellate counsel are insufficient to raise a cognizable IAC claim.
For example, in paragraph 219 of his petition, Woods contends that
“appellate counsel was ineffective in failing to raise a number of
meritorious issues in Mr. Woods’s appellate brief that, if raised, would
have required the reversal of Mr. Woods’s conviction and sentence.”
(Pet. at 116) Woods follows this sentence with a lengthy list of assorted
issues, none of which is supported by specific facts. This assertion
simply does not state a proper claim for relief. Instead, his “claim”
consists only of bare allegations and speculative, conclusory
statements. Further, the fact that Woods incorporates by reference
other claims set forth in this petition does not render his IAC claims
sufficiently pleaded. As noted above, incorporating by reference facts
from one claim to another does not lower Rule 32’s pleading
requirements. Here, even with the incorporation of facts from other
claims in his petition, Woods has failed to plead specific facts
sufficient to show that counsel’s performance was deficient or that but
for this allegedly deficient performance, the result in Woods’s case
would have been different.
(Vol. 30, Tab #R-62, at C. 92-95). When Woods appealed the Rule 32 denial,
raising only the third sub-claim specifically, the Alabama Court of Criminal
Appeals stated:
Woods also argues that his appellate counsel was ineffective for failing
to raise multiple issues on direct appeal. Woods merely recites a 2–
page laundry list of 26 issues that he says appellate counsel was
ineffective for failing to raise in his brief on direct appeal before this
Court. . . .
To adequately plead a claim that counsel was ineffective for failing to
raise certain issues on direct appeal, the petitioner must do more than
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merely recite a laundry list of issues that he or she says should have
been raised. See Carruth v. State, 165 So. 3d 627, 647 (Ala. Crim. App.
2014). Also, the sections in Woods’s petition that are referenced in
the above-cited quote are sections in the petition in which Woods
argued the substantive issues concerning each claim of ineffective
assistance of trial counsel. However, in this section of Woods’s
postconviction petition, Woods was arguing that his appellate counsel
was ineffective. Therefore, Woods had the added burden of pleading
specific facts as to how he was prejudiced by appellate counsel’s
failure to raise the above-cited 26 issues. See Strickland v. Washington,
466 U.S. 668, 104 S. Ct. 2052 (1984). Woods failed to plead the full
facts in regard to this claim; therefore, it was correctly summarily
dismissed. See Rule 32.6(b), Ala. R. Crim. P.
Moreover, on direct appeal, this Court addressed and found no error
in the following issues, some of which are cited above: that the
testimony concerning the computerized search for Woods’s name was
admissible, that there was no error in the admission of collateral badact evidence, that the evidence was sufficient to support Woods’s
convictions and to establish Woods’s guilt based on the accompliceliability doctrine, that evidence from the victim’s widow about the
appropriate sentence was appropriate in rebuttal, and that based on
the record Woods was not denied the effective assistance of counsel at
sentencing.
Also, in its order dismissing Woods’s petition, the circuit court
specifically found that there was no merit to the following claims: that
the circuit court erred in severing his case from that of his
codefendant’s, that the prosecutor committed misconduct in its
closing arguments, that the circuit court erred in admitting improper
victim-impact evidence at the guilt phase, that the circuit court
engaged in double counting in sentencing Woods’s [sic] to death, that
the circuit court erred in admitting prejudicial photographs of the
victims, and that the circuit court improperly constructed the strike
list. We agree with the circuit court’s findings in regard to this claim.
Furthermore,
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“[a]ppellate counsel is presumed to exercise sound
strategy in the selection of issues most likely to afford
relief on appeal. Pruett v. Thompson, 996 F.2d 1560, 1568
(4th Cir. 1993), cert. denied, 510 U.S. 984, 114 S. Ct. 487,
126 L.Ed.2d 437 (1993). One claiming ineffective
appellate counsel must show prejudice, i.e., the
reasonable probability that, but for counsel’s errors, the
petitioner would have prevailed on appeal. Miller v.
Keeney, 882 F.2d 1428, 1434 and n. 9 (9th Cir. 1989).”
Thomas v. State, 766 So. 2d 860, 876 (Ala. Crim. App. 1998).
The circuit court correctly summarily dismissed this claim because
Woods failed to plead how he was prejudiced by appellate counsel’s
failure to raise any of the 26 issues on direct appeal. See Rule 32.6(b),
Ala. R. Crim. P. Woods is due no relief on this claim.
Woods, 221 So. 3d at 1147, 1149-50. With regard to this third sub-claim specifically,
these courts’ determinations were neither contrary to nor an unreasonable
application of clearly established Federal law, nor were they unreasonable
determinations of the facts, and Woods is not entitled to relief. See Borden, 646
F.3d at 812-13. Woods continues to fail to demonstrate that his appellate counsel’s
performance was deficient in failing to raise these arguments, see Burger v. Kemp,
483 U.S. 776, 784, 107 S. Ct. 3114, 3121 (1987) (“the process of winnowing out
weaker claims on appeal and focusing on those more likely to prevail, far from being
evidence of incompetence, is the hallmark of effective appellate advocacy”)
(internal quotation marks omitted), much less how the outcome of his appellate
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proceeding would have differed had counsel raised any of these 26 substantive
issues.
DD. Woods’s claim that he was denied effective assistance of counsel
during his Rule 32 proceedings pursuant to Martinez v. Ryan
Woods includes six sub-claims within this claim: (1) post-conviction counsel
were ineffective for failing to raise the claim in Woods’s Rule 32 proceedings that
his trial counsel were ineffective for failing to adequately advise Woods about the
dangers of rejecting the State’s plea offer; (2) post-conviction counsel were
ineffective for failing to raise the claim in Woods’s Rule 32 proceedings that his
appellate counsel was ineffective for failing to ensure that the jury questionnaires or
jury list was included with the record on direct appeal; (3) post-conviction counsel
were ineffective for failing to raise the claim in Woods’s Rule 32 proceedings that
his appellate counsel was ineffective for raising an unreviewable claim on direct
appeal of ineffective assistance of trial counsel for failing to fully investigate
Woods’s case for mitigation before the penalty phase of the trial; (4) postconviction counsel were ineffective for failing to raise the claim in Woods’s Rule 32
proceedings that his appellate counsel was ineffective for abandoning Woods’s
appeal of his attempted murder conviction; (5) trial, appellate, and post-conviction
counsel were all ineffective for failing to challenge the constitutionality of
Alabama’s capital statutes under Ring v. Arizona and Hurst v. Florida, discussed
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supra, and the sub-sub-claim that Woods’s death sentence is in fact
unconstitutional under those cases; and (6) post-conviction counsel were
ineffective for failing to exhaust Woods’s claims in state court.
As an initial matter, the claims that post-conviction counsel were ineffective
for failing to raise ineffective-assistance-of-appellate-counsel claims (sub-claims (2),
(3), and (4)) are precluded because Martinez specifically addressed claims of
ineffective assistance of trial counsel which were not raised in the initial postconviction proceeding, see section III. E. 1., supra, not claims of ineffective
assistance of appellate counsel. Indeed, the Supreme Court has repeatedly
emphasized the narrowness of Martinez’s holding. See Martinez, 566 U.S. at 16, 132
S. Ct. at 1320 (“The rule of Coleman governs in all but the limited circumstances
recognized here. The holding in this case does not concern attorney errors in other
kinds of proceedings . . . .”); Trevino, 133 U.S. at 428, 133 S. Ct. at 1921 (applying
Martinez’s “narrow exception” to Coleman’s general rule). To the extent Woods
suggests that his ineffective assistance of appellate counsel claims should also be
considered under Martinez, this Court declines to do so. The Eleventh Circuit has
not published an opinion on this issue, but the majority of the other circuits to have
considered the issue have rejected a habeas petitioner’s proposal to extend
Martinez in the way that Woods suggests here. See Reed v. Stephens, 739 F.3d 753,
142
778 n.16 (5th Cir. 2014) (“To the extent Reed suggests that his ineffectiveassistance-of-appellate-counsel claims also should be considered under Martinez,
we decline to do so.”); In re Sepulvado, 707 F.3d 550, 554 & n.8 (5th Cir. 2013)
(noting that Martinez, by its terms, applies only to ineffective-assistance-of-trialcounsel claims); Hodges v. Colson, 727 F.3d 517, 531 (6th Cir. 2013) (“Under
Martinez’s unambiguous holding our previous understanding of Coleman in this
regard is still the law—ineffective assistance of post-conviction counsel cannot
supply cause for procedural default of a claim of ineffective assistance of appellate
counsel.”); Banks v. Workman, 692 F.3d 1133, 1148 (10th Cir. 2012) (“Martinez
applies only to a prisoner’s procedural default of a claim of ineffective assistance at
trial, not to claims of deficient performance by appellate counsel.”) (internal
quotation marks and emphasis omitted); but see Ha Van Nguyen v. Curry, 736 F.3d
1287, 1296 (9th Cir. 2013) (holding that Martinez extends to Sixth Amendment
ineffective-assistance-of-appellate-counsel claims). In sum, the fact that Woods’s
Rule 32 counsel did not present certain ineffective-assistance-of-appellate-counsel
claims cannot serve as cause for the default. Accordingly, since sub-claims (2), (3),
and (4) are being raised for the first time in habeas, they are not properly before the
Court because they have not been exhausted.
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Turning to sub-claim (1), Woods claims that his trial counsel were ineffective
for failing to adequately inform him of the dangers of rejecting the State’s plea
offer, and he is able to excuse the procedural default of this claim through Martinez
because his post-conviction counsel were ineffective for failing to raise this claim in
his Rule 32 petition. This claim is based on Woods’s allegation that after his codefendant Kerry Spencer was convicted and sentenced, the State offered Woods a
20-to-25-year prison sentence in exchange for Woods’s plea of guilty to a noncapital charge. Woods argues that his trial counsel were constitutionally ineffective
in failing to advise him to accept it “in light of the strong accomplice liability theory
the State could pursue at trial” in order to convict Woods. (Doc. 29 at 14.)
However, contrary to Woods’s assertion that “the State of Alabama does not
dispute Mr. Woods’s contention that this plea offer existed and was viable prior to
trial” (see id.), Respondent does in fact dispute Woods’s claim that a plea offer
existed. Indeed, Respondent states, “Woods offers no citation to any location in
the record discussing a plea offer or his feelings concerning said plea offer, nor does
he provide additional supporting documentation addressing the issue.” (Doc. 27 at
89.) Under these circumstances, the Court agrees with Respondent that this claim
is due to be dismissed because Woods has not sufficiently pleaded any facts
supporting it. The burden of proof is on the habeas petitioner “to establish his right
144
to habeas relief and he must prove all facts necessary to show a constitutional
violation.” Blankenship v. Hall, 542 F.3d 1253, 1270 (11th Cir. 2008). With nothing
but bare allegations, Woods cannot establish that the underlying ineffectiveassistance-of-trial-counsel claim is a “substantial” one, as is required before a
habeas petitioner may be able to have the procedural default of such a claim
excused pursuant to Martinez. See 566 U.S. at 14, 132 S. Ct. at 1318.
Regarding sub-claim (5) and its sub-sub claim, Woods argues that all of his
attorneys to date failed him by not challenging the constitutionality of Alabama’s
capital sentencing statutes under Ring and Hurst, and that he in fact is due to have
his conviction overturned pursuant to the holdings in those cases. As previously
discussed in section IV. K., supra, this line of cases originated with Apprendi, where
the Supreme Court held that any fact that “expose[s] the defendant to a greater
punishment than that authorized by the jury’s guilty verdict” is an “element” that
must be submitted to a jury. 531 U.S. at 494, 120 S. Ct. at 2635. In Ring, the
Supreme Court “concluded that Arizona’s capital sentencing scheme violated
Apprendi’s rule because the State allowed a judge to find the facts necessary to
sentence a defendant to death.” Hurst, 136 S. Ct. at 621. In Hurst, the Supreme
Court invalidated Florida’s capital sentencing scheme, reiterating that a jury, and
145
not a judge, must find the existence of an aggravating factor to make a defendant
death-eligible. See id. at 621-22.
As an initial matter, with regard to Woods’s claim that all of his counsel
should have raised Hurst claims, Hurst was not decided until January 12, 2016.
Post-conviction counsel filed their brief in the Alabama Court of Criminal Appeals
on November 23, 2011, and so counsel cannot be faulted for failing to discuss Hurst
prior to that opinion’s existence.
Turning to Woods’s claim that all of his counsel to date should have raised
Ring claims, the allegations that appellate counsel and post-conviction counsel were
independently ineffective for failing to raise this issue are precluded because, as
previously discussed in this section, Martinez only excuses the procedural default
of claims concerning the underlying alleged ineffective assistance of trial counsel,
not appellate counsel. Nor does it provide a vehicle to allege freestanding claims of
ineffective assistance of state post-conviction counsel, which is the purpose for
which Woods seeks to employ it here. Lambrix, 756 F.3d at 1262–63; see also 28
U.S.C. § 2261(e) (“The ineffectiveness or incompetence of counsel during State or
Federal post-conviction proceedings in a capital case shall not be a ground for relief
in a proceeding arising under section 2254.”). As for the claim that post-conviction
counsel were ineffective for failing to argue that trial counsel were ineffective for
146
failing to argue that Alabama’s capital scheme violated Ring, by the time Woods’s
Rule 32 petition was filed in December 2008, it was a settled proposition that
Alabama’s capital sentencing statutes remained constitutional after Ring. See
Waldrop, 859 So. 2d at 1188-90, cert. denied, 124 S. Ct. 430 (2003) (mem.). Because
counsel is not ineffective for failure to raise a meritless argument, see Diaz, 402
F.3d at 1142, this claim also fails.
Woods also includes the sub-sub-claim that his capital sentence is in fact
unconstitutional under Ring and Hurst. This claim is both precluded for lack of
exhaustion and meritless. First, although Woods raised a Ring challenge on direct
appeal, that claim was not exhausted because it was never presented to the
Alabama Supreme Court. Therefore, the claim is not properly before this Court.
Bailey, 172 F.3d at 1305. Second, the claim is meritless. Woods was unanimously
convicted of four counts of capital murder: three violations of Ala. Code 13A-540(a)(5) for the deaths of the three police officers and one violation of Ala. Code
13A-5-40(a)(10) for the murder of two or more persons by one act or pursuant to
one scheme or course of conduct. At the penalty phase, the State alleged four
statutory aggravating circumstances: (1) Woods knowingly created a great risk of
death to many persons, (2) the murders were committed for the purpose of
avoiding or escaping a lawful arrest, (3) the murders were committed to disrupt or
147
hinder the lawful exercise of any government function or the enforcement of laws,
and (4) two or more persons were killed pursuant to one scheme or course of
conduct. The State also explained to the jury that the fourth of these factors had
already been found by virtue of the jury’s guilt-phase verdict (i.e., the alleged
“double counting” that Woods complains of elsewhere in his petition). The court
charged the jury on these four aggravating circumstances and explained that the
jury could not consider the death penalty unless they found the existence of at least
one aggravating circumstance beyond a reasonable doubt. The jury returned a 10–2
recommendation for death on each capital count. Because one of the four
aggravating circumstances overlapped with the offense of which Woods was
convicted—murder of two or more persons pursuant to one scheme or course of
conduct —that aggravator was unanimously proven beyond a reasonable doubt for
Ring purposes. The finding of a single aggravator, even a “double counted”
aggravator, is all that is required to expose the defendant to the death penalty under
Alabama law. Here, after making this finding, the jury recommended 10–2 that
Woods be sentenced to death, and the trial court accepted that recommendation.
As the Alabama Supreme Court recently explained:
Our reading of Apprendi, Ring, and Hurst leads us to the
conclusion that Alabama’s capital-sentencing scheme is consistent
with the Sixth Amendment. As previously recognized, Apprendi holds
that any fact that elevates a defendant’s sentence above the range
148
established by a jury’s verdict must be determined by the jury. Ring
holds that the Sixth Amendment right to a jury trial requires that a
jury “find an aggravating circumstance necessary for imposition of the
death penalty.” Ring, 536 U.S. at 585, 122 S. Ct. 2428. Hurst applies
Ring and reiterates that a jury, not a judge, must find the existence of
an aggravating factor to make a defendant death-eligible. Ring and
Hurst require only that the jury find the existence of the aggravating
factor that makes a defendant eligible for the death penalty—the plain
language in those cases requires nothing more and nothing less.
Accordingly, because in Alabama a jury, not the judge, determines by a
unanimous verdict the critical finding that an aggravating
circumstance exists beyond a reasonable doubt to make a defendant
death-eligible, Alabama’s capital-sentencing scheme does not violate
the Sixth Amendment.
Moreover, Hurst does not address the process of weighing the
aggravating and mitigating circumstances or suggest that the jury must
conduct the weighing process to satisfy the Sixth Amendment. This
Court rejected that argument in Ex parte Waldrop, holding that the
Sixth Amendment “do[es] not require that a jury weigh the
aggravating circumstances and the mitigating circumstances” because,
rather than being “a factual determination,” the weighing process is
“a moral or legal judgment that takes into account a theoretically
limitless set of facts.” 859 So. 2d at 1190, 1189. Hurst focuses on the
jury’s factual finding of the existence of an aggravating circumstance
to make a defendant death-eligible; it does not mention the jury’s
weighing of the aggravating and mitigating circumstances. The United
States Supreme Court’s holding in Hurst was based on an application,
not an expansion, of Apprendi and Ring; consequently, no reason exists
to disturb our decision in Ex parte Waldrop with regard to the weighing
process. Furthermore, nothing in our review of Apprendi, Ring, and
Hurst leads us to conclude that in Hurst the United States Supreme
Court held that the Sixth Amendment requires that a jury impose a
capital sentence. Apprendi expressly stated that trial courts may
“exercise discretion—taking into consideration various factors
relating both to offense and offender—in imposing a judgment within
the range prescribed by statute.” 530 U.S. at 481, 120 S. Ct. 2348.
Hurst does not disturb this holding.
149
Bohannon, 222 So. 3d at 532-33. As noted above, the Supreme Court denied
certiorari in Bohannon. If it were not procedurally barred, this sub-sub-claim would
also be due to be denied on its merits because Alabama’s capital sentencing statues
do not violate Ring or Hurst.
Finally, the Court addresses Woods’s sub-claim (6). Although his postconviction counsel argued to both the Alabama Court of Criminal Appeals and the
Alabama Supreme Court that the Rule 32 court should not have summarily
dismissed each claim of ineffective assistance of trial and appellate counsel raised in
Woods’s Rule 32 petition, Woods faults post-conviction counsel for failing to
appeal and address specifically the Rule 32 court’s ruling that certain claims of
ineffective assistance of trial and appellate counsel were precluded by Rule
32.2(a)(4). This sub-claim is precluded because Martinez does not provide a vehicle
to allege freestanding claims of ineffective assistance of state post-conviction
counsel, which is the purpose for which Woods seeks to employ it here. Lambrix,
756 F.3d at 1262–63; see also 28 U.S.C. § 2261(e). Second, the claim is insufficiently
pleaded because Woods failed to allege with any degree of specificity that any of his
unexhausted ineffective assistance claims were meritorious. Rule 2(c) of the Rules
Governing Section 2254 Cases in the United States District Courts states that a
petition must “state the facts supporting each ground,” which Woods has failed to
150
do. See also Blankenship, 542 F.3d at 1270 (petitioner must prove all facts necessary
to show a constitutional violation). Therefore, this sub-claim claim is due to be
dismissed as insufficiently pleaded.
EE. Woods’s claim that his death sentence is constitutionally and
statutorily invalid because Alabama is the last state to reject
advisory verdicts in capital sentencing
Woods takes this claim from the supplemental brief of the defendant in State
v. Santiago, 122 A.3d 1 (Conn. 2015), a Connecticut case, frequently quoting that
brief verbatim or editing it only minimally. However, the Santiago case is
inapposite, so Woods’s attempt fails. Connecticut abolished the death penalty on
April 25, 2012, by legislation with prospective effect; thus no defendants could be
sentenced to death in that state from that point onward, but those inmates who
already had death sentences imposed would still be subject to that punishment.
Santiago, 122 A.3d at 7–8. The Connecticut Supreme Court ultimately held in
Santiago that prospective abolition violated Connecticut’s constitutional
prohibition against cruel and unusual punishment. See id.
While Woods seems to imply that Senate Bill 16, codified at 2017 Alabama
Laws Act 2017-131, abolished the death penalty in Alabama, he is wrong. Senate
Bill 16 was enacted on April 11, 2017, and amended sections 13A-5-45, -46, and -47
of the Code of Alabama to remove the option for judicial sentencing in capital
151
sentencing. Whereas the judge had been the final sentencer after an advisory
penalty-phase jury verdict, capital sentencing is now be left totally in the hands of
the jury. There is no question as to the non-retroactivity of the act: by its terms, the
act “shall not apply retroactively to any defendant who has previously been
convicted of capital murder and sentenced to death prior to the effective date of
this act [April 11, 2017].” And of course, the death penalty remains a legal sentence
for those convicted of capital murder in Alabama. All along, Alabama juries have
been tasked with finding an aggravating circumstance necessary to make
defendants death-eligible, and judges have been obligated to consider their advisory
penalty-phase verdicts. The only change is that as of April 11, 2017, these advisory
verdicts are now binding.
However, even if Senate Bill 16 did have retroactive application, it would
have no effect on Woods’s sentence. Woods’s jury recommended that he be
sentenced to death, and the trial court accepted that recommendation. As this is
not a “judicial override” case, even if Woods’s jury had ultimately sentenced him,
his sentence would be exactly what it is now: death on all four capital murder
counts.
As a final matter, Woods’s claim is not properly before this Court because
the claim has not been exhausted. Inmates raised arguments against judicial
152
override long before April 2017, and nothing prevented Woods from doing so.
Indeed, Woods challenged the constitutionality of Alabama’s capital sentencing
scheme, including the override provision, on direct appeal, even though there was
no override in Woods’s case. As that claim was not presented to the Alabama
Supreme Court, however, it was never exhausted, and so it is not properly before
this Court. See Bailey, 172 F.3d at 1305.
V.
CONCLUSION
For all of the reasons set forth herein, Woods’s petition for writ of habeas
corpus is due to be dismissed, or in the alternative denied.
Rule 11(a) of the Rules Governing Section 2254 Cases requires the district
court to issue or deny a certificate of appealability when it enters a final order
adverse to the applicant. This Court may issue a certificate of appealability “only if
the applicant has a made a substantial showing of the denial of a constitutional
right.” 28 U.S.C. § 2253(c)(2). To make such a showing, a “petitioner must
demonstrate that reasonable jurist would find the district court’s assessment of the
constitutional claims debatable and wrong,” Slack v. McDaniel, 529 U.S. 473, 484,
120 S. Ct. 1595, 1604 (2000), or that “the issues presented were adequate to
deserve encouragement to proceed further.” Miller-El v. Cockrell, 537 U.S. 322,
336, 123 S. Ct. 1029, 1039 (2003) (internal quotations omitted). This Court finds
153
Woods’s claims do not satisfy either standard. Accordingly, a motion for a
certificate of appealability is due to be denied.
A separate order in accordance with this opinion will be issued.
DONE and ORDERED on July 18, 2018.
_____________________________
L. Scott Coogler
United States District Judge
160704
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