Reeves v. Social Security Administration, Commissioner
Filing
17
MEMORANDUM OF DECISION. Signed by Judge R David Proctor on 2/29/2016. (AVC)
FILED
2016 Feb-29 PM 03:29
U.S. DISTRICT COURT
N.D. OF ALABAMA
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
MIDDLE DIVISION
TAMMY REEVES,
Plaintiff,
v.
CAROLYN W. COLVIN,
Commissioner of Social Security,
Defendant.
}
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Civil Action No.: 4:14-CV-01970-RDP
MEMORANDUM OF DECISION
Plaintiff Tammy Reeves brings this action pursuant to Sections 205(g) and 1631(c)(3) of
the Social Security Act (the “Act”), seeking review of the decision of the Commissioner of
Social Security (“Commissioner”) denying her claims for a period of disability, disability
insurance benefits (“DIB”), and Supplemental Security Income (“SSI”). See 42 U.S.C. §§
405(g), 1383(c). Based on the court’s review of the record and the briefs submitted by the
parties, and for the reasons explained below the court finds that the decision of the
Commissioner is due to be affirmed.
I.
Proceedings Below
On August 9, 2011, Plaintiff protectively filed applications for disability, DIB, and SSI,
alleging that her disability began on April 1, 2011. (R. 145-146). Both of Plaintiff’s claims were
initially denied by the Social Security Administration on September 19, 2011. (R. 73-86). On
September 30, 2011, Plaintiff filed a request for a hearing before an Administrative Law Judge
(“ALJ”). (R. 88-89). This request was granted, and Plaintiff received a hearing before ALJ
Michael L. Brownfield on November 30, 2012. (R. 44-72). The ALJ determined that Plaintiff
was not under a disability, as defined within the Act from April 1, 2011 through the date of the
decision, March 25, 2013. (R. 24-39). After the Appeals Council (“AC”) denied Plaintiff’s
request for review of the ALJ’s decision (R. 1-4), the ALJ’s decision became the final decision
of the Commissioner, and, therefore, a proper subject of this court’s appellate review.
II.
Statement of Facts
Plaintiff was thirty-seven years old at the time of her alleged disability onset date and
thirty-nine at the time of the ALJ’s decision. (R. 49, 145). She attended school until the ninth
grade but did not complete the ninth grade. (R. 52). Plaintiff briefly attended a technical school
and has a Certified Nursing Assistant (“CNA”) certificate. (R. 52-53). She spent seventeen years
working for various employers as a CNA until February 2006. (R. 52, 157). Following her work
as a nursing assistant, Plaintiff worked as a fast food manager, sales associate, cashier, motel
housekeeper, and security guard. (R. 55-59, 67, 157). Plaintiff has not reported any employment
since April 1, 2011 (R. 14-15, 157), which is the date that she claimed her disability began. (R.
59-60, 145-146). However, since April 2011, she has volunteered through her church at a
transitional house in exchange for room and board. (R. 60, 165-166). In this volunteer position,
Plaintiff drives women residents to work, GED classes, recovery classes, and other
appointments; she also reads to the women daily, and “keeps an eye on them.” Id.
In addition to her past volunteer work at the transitional house, Plaintiff does her own
household cleaning and laundry, cooks her own meals, goes outside daily, drives a car, and
usually goes shopping once a week. (R. 165-169). She often has to take breaks or sit down
during these tasks and her son often assists her when grocery shopping. (R. 63-64). Plaintiff
attends church on a regular basis. (R. 170). She has experienced no changes in her social
activities since her alleged disabilities began. (R. 171).
2
A Vocational Expert (“VE”) testified during the hearing that Plaintiff could perform work
at a light level of exertion or sedentary work. (R. 69-70). Specifically, Plaintiff could work as a
cashier, a housekeeper, or a sedentary security guard as she did in the past. Id. The VE explained
that a number of jobs exist in the national economy that Plaintiff can perform. (R. 70-71).
Plaintiff alleges her disability is caused by chronic back and right hip pain, hypertension,
lower extremity edema, and arthritis. (R. 59, 150, 171). In 2007, Plaintiff had back surgery. (R.
66, 258-265). As noted by the ALJ, she also has the severe impairment of obesity. (R. 29).
During the hearing, Plaintiff mentioned problems with anxiety. (R. 30, 65). Plaintiff also
explained that she had to frequently use the restroom because of her hypertension medicine (R.
59, 61-62); however, she did not provide any evidence of prior complaints of this side effect to
her primary care provider. (R. 30).
Plaintiff’s primary care provider is Phillip Rogers, a nurse practitioner at Quality of Life
Health Services. (R. 30, 447). Plaintiff first visited that clinic on July 26, 2010, seeking medical
treatment for hypertension. (R. 302). During her visit, Plaintiff’s physical exam revealed no
musculoskeletal, neurological, or back and spine abnormalities. (R. 304). In a Social Security
Disability Questionnaire, Mr. Rogers noted that Plaintiff has been disabled since the date he first
saw her in 2010 due to lower back pain. (R. 447-448). At this point, Plaintiff was employed as a
fast food manager. (R. 157).
In February 2011, Plaintiff was admitted into an emergency room with abdominal pain
and had her gallbladder removed. (R. 284, 291). During this visit, she had no back pain, no
edema, and a fair range of motion of her peripheral joints. (R. 284-285). In September 2011,
Plaintiff was admitted into the emergency room with severe hip pain. (R. 47, 518). At this point,
her spine was “non-tender” and her hip had a normal range of motion with moderate tenderness.
3
(R. 520). Upon discharge, Plaintiff was in a stable condition and was instructed to “follow up”
with Mr. Rogers “in one day” and “to return to the Emergency Department immediately if
symptoms worsen or fail to improve.” (R. 521). There is no indication in the record that Plaintiff
did either.
On October 16, 2012, Dr. Daniel Prince1 performed an independent medical evaluation of
Plaintiff at the request of Plaintiff’s attorney. (R. 515-517). Dr. Prince noted that Plaintiff had no
edema and that her balance was poor. (R. 516). He concluded that Plaintiff was at high risk of
falling and that Plaintiff has “[c]omplete permanent chronic disability secondary to chronic right
L5-S1 lumbar radiculitis, spinal stenosis, advanced lumbar spondylolisthesis and morbid
obesity.” (R. 517).
Following the ALJ’s final decision, Dr. Jane Bush Teschner conducted an independent
medication examination of Plaintiff on June 13, 2013. (R. 8-20). Dr. Teschner diagnosed
Plaintiff with morbid obesity, hypertension, anxiety, depression, and chronic pain in the lumbar
spine, right hip, and right knee. (R. 16). Dr. Teschner concluded that Plaintiff’s lower back and
right hip pain were severe impairments. (R. 17). Dr. Teschner suggested that the ALJ was wrong
in deciding that Plaintiff did not meet the conditions in Listings 1.02 and 1.04. (R. 18-19). The
AC found that this new opinion did not change the results of the ALJ’s decision, and it was not
chronologically relevant to the ALJ’s decision on March 25, 2013. (R. 2).
III.
ALJ Decision
Disability under the Act is determined under a five-step test. 20 C.F.R. § 404.1520.
First, the ALJ must determine whether the claimant is engaging in substantial gainful activity.
20 C.F.R. § 404.1520(a)(4)(i). “Substantial work activity” is work activity that involves doing
significant physical or mental activities. 20 C.F.R. § 404.1572(a). “Gainful work activity” is
1
Dr. Prince is a physician though not currently practicing in Alabama,
4
work that is done for pay or profit. 20 C.F.R. § 404.1572(b). If the ALJ finds that the claimant
engages in substantial gainful activity, then the claimant cannot claim disability. 20 C.F.R. §
404.1520(b). Second, the ALJ must determine whether the claimant has a medically
determinable impairment or a combination of medical impairments that significantly limits the
claimant’s ability to perform basic work activities. 20 C.F.R. § 404.1520(a)(4)(ii). Absent such
impairment, the claimant may not claim disability. Id. Third, the ALJ must determine whether
the claimant’s impairment meets or medically equals the criteria of an impairment listed in 20
C.F.R. § 404, Subpart P, Appendix 1. See 20 C.F.R. §§ 404.1520(d), 404.1525, and 404.1526.
If such criteria are met, the claimant is declared disabled. 20 C.F.R. § 404.1520(a)(4)(iii).
If the claimant does not fulfill the requirements necessary to be declared disabled under
the third step, the ALJ may still find disability under the next two steps of the analysis. The ALJ
must first determine the claimant’s residual functional capacity (“RFC”), which refers to the
claimant’s ability to work despite her impairments. 20 C.F.R. § 404.1520(e). In the fourth step,
the ALJ determines whether the claimant has the RFC to perform past relevant work. 20 C.F.R.
§ 404.1520(a)(4)(iv). If the claimant is determined to be capable of performing past relevant
work, then the claimant is deemed not disabled. Id. If the ALJ finds the claimant unable to
perform past relevant work, then the analysis proceeds to the fifth and final step. 20 C.F.R. §
404.1520(a)(4)(v). In the last part of the analysis, the ALJ must determine whether the claimant
is able to perform any other work commensurate with her RFC, age, education, and work
experience. 20 C.F.R. § 404.1520(g). Here, the burden of proof shifts from the claimant to the
ALJ to prove the existence, in significant numbers, of jobs in the national economy that the
claimant can do given her RFC, age, education, and work experience. 20 C.F.R. §§ 404.1520(g),
404.1560(c).
5
In this case, the ALJ first determined that Plaintiff met the insured status requirements of
the Act. (R. 29). Next, the ALJ found that Plaintiff had not engaged in substantial gainful
activity since April 1, 2011, her alleged onset date of disability. Id. The ALJ then decided that
Plaintiff’s degenerative disc disease of the lumbar spine status post lumbar laminectomy,
degenerative joint disease of the right hip, hypertension, and obesity constituted severe
impairments because this combination of impairments significantly limit Plaintiff’s ability to
perform basic work activities. Id. The ALJ also concluded that Plaintiff’s complaints of anxiety,
edema, and frequent use of the restroom are non-severe impairments, explaining that there was
no evidence that these impairments caused any sustained functional or work-related limitations,
both on a standalone basis and in combination with Plaintiff’s other impairments. (R. 30-31).
Overall, the ALJ determined that Plaintiff does not have “an impairment or combination of
impairments that meets or medically equals the severity of one of the listed impairments.” (R.
31).
The ALJ found that Plaintiff has the RFC to perform sedentary work; however, she is
limited to occasional operation of foot or leg controls and occasional climbing, balancing,
stooping, kneeling, crouching, or crawling. (R. 32). The ALJ noted that Plaintiff should avoid
concentrated exposure to extreme cold, extreme heat, and vibrations and is precluded from
working around unprotected heights or dangerous machinery. Id. After determining Plaintiff’s
RFC, the ALJ concluded that Plaintiff “is capable of performing past relevant work as a security
guard” as this work does not require Plaintiff to perform work-related activities precluded by her
RFC. (R. 37). Additionally, the ALJ noted that Plaintiff is able to perform a number of other
jobs that exist in the national economy. Id. In conclusion, the ALJ found that Plaintiff has not
6
been under a disability, as defined in the Act, from April 1, 2011, through March 25, 2013, the
date of the ALJ’s decision. (R. 38).
IV.
Plaintiff’s Argument for Reversal
After a lengthy introduction filled with excerpts from the record, Plaintiff makes the
following arguments: (1) the ALJ improperly rejected the opinion of Dr. Prince, an independent
medical examiner (Pl.’s Mem. 20-23); (2) the ALJ did not give proper weight to the opinion of
Certified Registered Nurse Practitioner Rogers and improperly rejected his opinion (Pl.’s Mem.
23-26); (3) the ALJ improperly found Plaintiff not credible and failed to use the proper pain
standard in evaluating her claims (Pl.’s Mem. 26-33); and (4) the AC improperly failed to
remand this matter in order for the ALJ to consider a new independent medical examination from
Dr. Teschner. (Pl.’s Mem. 33-41). The court addresses these contentions below.
V.
Standard of Review
The only issues before this court are whether the record reveals substantial evidence to
sustain the ALJ’s decision, see 42 U.S.C. § 405(g); Walden v. Schweiker, 672 F.2d 835, 838
(11th Cir. 1982), and whether the correct legal standards were applied. See Lamb v. Bowen, 847
F.2d 698, 701 (11th Cir. 1988); Chester v. Bowen, 792 F.2d 129, 131 (11th Cir. 1986). Title 42
U.S.C. § 405(g) mandates that the Commissioner’s findings are conclusive if supported by
“substantial evidence.” Martin v. Sullivan, 894 F.2d 1520, 1529 (11th Cir. 1990). The district
court may not reconsider the facts, reevaluate the evidence, or substitute its judgment for that of
the Commissioner; instead, it must review the final decision as a whole and determine if the
decision is reasonable and supported by substantial evidence. See Id. (citing Bloodsworth v.
Heckler, 703 F.2d 1233, 1239 (11th Cir. 1983)).
7
Substantial evidence falls somewhere between a scintilla and a preponderance of
evidence; “[i]t is such relevant evidence as a reasonable person would accept as adequate to
support a conclusion.” Martin, 894 F.2d at 1529 (quoting Bloodsworth, 703 F.2d at 1239) (other
citations omitted). If supported by substantial evidence, the Commissioner’s factual findings
must be affirmed even if the evidence preponderates against the Commissioner’s findings. See
Martin, 894 F.2d at 1529. While the court acknowledges that judicial review of the ALJ’s
findings is limited in scope, the court also notes that review “does not yield automatic
affirmance.” Lamb, 847 F.2d at 701.
VI.
Discussion
After careful review, the court concludes that the ALJ’s findings are supported by
substantial evidence and that the ALJ applied the correct legal standards.
A.
The ALJ Properly Considered the Independent Medical Examination of Dr.
Prince
Plaintiff contends that the ALJ improperly rejected the opinion of Dr. Prince, an
independent medical examiner, because his services were secured by Plaintiff’s attorney and he
expressed an opinion on Plaintiff’s disability. (Pl.’s Mem. 20). On October 16, 2012, Dr. Prince
opined that Plaintiff had complete, permanent chronic disability based on Plaintiff’s lumbar
impairment and morbid obesity (R. 36, 517). Plaintiff’s claim is without merit. The ALJ
considered multiple factors in evaluating the proper weight to afford Dr. Prince’s evaluation and
supported his reasoning with substantial evidence. (R. 36).
To begin, because Dr. Prince is “not currently a practicing physician in Alabama” (R.
515), it is unclear whether or not Dr. Prince is licensed and should be treated as an acceptable
medical source or, instead, as an “other” source. See 20 C.F.R. §§ 404.1502, 404.1513(a), (d)(1),
416.902, 416.913(a)(1). “Other” sources are not acceptable medical sources. See 20 C.F.R. §§
8
404.1513(a), (d)(1), 404.1527(a)(2), 416.913(a); see also Szilvasi v. Comm’r, Soc. Sec. Admin.,
555 F. App’x 898, 901 (11th Cir. 2014). Although the ALJ can consider evidence from “other”
sources when deciding the severity of an impairment or a combination of impairments, this
evidence is not entitled to any special weight. See 20 C.F.R. § 404.1513(a), (d)(1).
Even assuming Dr. Prince is a licensed physician (as the ALJ did here), Dr. Prince served
as a non-treating, examining source because he had no longitudinal treating relationship with
Plaintiff. See 20 C.F.R. § 404.1502. As a non-treating, examining source, Dr. Prince’s opinion is
not entitled to controlling weight. See 20 C.F.R. § 404.1527(c)(2); Denomee v. Comm’r, Soc.
Sec. Admin., 518 F. App’x 875, 877 (11th Cir. 2013) (“The ALJ does not have to defer to the
opinion of a physician who conducted a single examination, and who was not a treating
physician.”). Among other relevant factors, the ALJ should consider the length and nature of the
treatment relationship, the support provided in a medical opinion, the medical opinion’s
consistency with the record, and the specialization of the physician when considering how much
weight to afford to a medical opinion. See 20 C.F.R. §§ 404.1527(c), 416.927(c); see also Hearn
v. Comm’r, Soc. Sec. Admin., 619 Fed. App’x 892, 895 (11th Cir. 2015). Furthermore, the ALJ
“may reject the opinion of any physician when the evidence supports a contrary conclusion.”
Bloodworth v. Heckler, 703 F.2d 1233, 1240 (11th Cir. 1983).
In this case, substantial evidence supports the ALJ’s finding that Dr. Prince’s opinion was
inconsistent with other objective medical evidence and the record. (R. 36); see 20 C.F.R. §§
404.1527(c), 416.927(c); Crawford v. Comm’r, Soc. Sec. Admin., 363 F.3d 1155, 1159-1160
(11th Cir. 2004). The ALJ discussed inconsistencies between Dr. Prince’s evaluation and the
record. (R 36). For instance, the ALJ noted that Dr. Prince’s opinion seemed to be driven by his
belief that Plaintiff was at a high risk of falling and injuring herself; however, when questioned
9
during the hearing about falling, Plaintiff could only think of one instance involving her falling –
in 2007, prior to her back surgery. (R. 36, 66). Additionally, Dr. Prince’s single examination, or
“snapshot” of Plaintiff’s condition, was inconsistent with the treatment notes of Mr. Rogers,
Plaintiff’s longitudinal treatment provider. (R. 35-36, 303-304, 313, 316, 318-319, 482-484, 492,
497). The ALJ considered multiple factors when weighing the importance of Dr. Prince’s
opinion; he did not limit his considerations to the fact that Plaintiff’s attorney referred Dr. Prince
to Plaintiff. (R. 36).
As the ALJ correctly noted, although medical opinions can contribute to an ALJ’s
decision, the Commissioner has the final responsibility to decide whether an individual meets the
statutory definition of disability. 20 C.F.R. §§ 404.1527(d), 416.927(d). Based on the record, it
is evident that the ALJ considered the factors set forth in the regulations and articulated good
cause for not deferring to Dr. Prince’s opinion. (R. 36). Therefore, the ALJ did not err in its
considerations of Dr. Prince’s independent medical examination of Plaintiff.
B.
The ALJ Afforded Proper Weight to the Opinion of Nurse Practitioner, Mr.
Rogers
Plaintiff also contests the weight the ALJ accorded to the opinion of Mr. Rogers, the
certified nurse practitioner who served as Plaintiff’s primary care provider. (Pl.’s Mem. 23).
Specifically, Plaintiff contends that the ALJ rejected Mr. Rogers’ opinion because Mr. Rogers
was not an acceptable medical source and because Mr. Rogers gave an opinion on Plaintiff’s
disability status. Id. The ALJ, however, closely examined Mr. Rogers’ treatment notes and, in
doing so, found Mr. Rogers’ opinion to be inconsistent with his own notes. (R. 34-36).
A certified registered nurse practitioner is not an acceptable medical source and is
considered an “other” source. See 20 C.F.R. § 404.1513(a), (d)(1). As discussed above, an
“other” source cannot offer an official “medical opinion.” See 20 C.F.R. §§ 404.1513(a), (d)(1),
10
404.1527(a)(2). Furthermore, only evidence from an acceptable medical source can establish
whether an individual has “a medically determinable impairment.” See 20 C.F.R. § 416.913(a).
Although an ALJ may consider the evidence presented by a witness such as Mr. Rogers, his
opinion along with evidence originated by him is not entitled to any controlling weight or
deference. See 20 C.F.R. §§ 404.1513(a), (d)(1); see also Miles v. Soc. Sec. Admin., Comm’r,
469 F. App’x 743, 745 (11th Cir. 2012).
Here, the ALJ properly noted that Mr. Rogers was not an acceptable medical source but
nevertheless evaluated his opinion and notes while deciding Plaintiff’s impairment severity and
functional effects. (R. 35). Upon examination, the ALJ found Mr. Rogers’ opinion that Plaintiff
was disabled to be inconsistent with his own treatment notes. (R. 36). Although Mr. Rogers
stated that Plaintiff had been disabled since July 26, 2010, his treatment notes on that day
indicate that Plaintiff had no back or spine abnormalities, a normal musculature with no joint
deformities or abnormalities, and a “normal range of motion for all four extremities.” (R. 304).
Additionally, his treatment notes of Plaintiff, compiled from 2010 through 2012, reflect that
Plaintiff had not complained of more than moderate pain, and that her pain had been somewhat
relieved by medication. (R. 304, 308, 310, 313, 316, 319, 487, 492, 496, 501, 505, 508). Overall,
it is evident that the ALJ thoroughly considered Mr. Rogers’ opinion and treatment notes along
with Plaintiff’s medical history. (R. 34-36). The ALJ pointed to substantial evidence in the
record which supports his rejection of Mr. Rogers’ opinion.
C.
The ALJ Gave Proper Weight to Plaintiff’s Subjective Testimony and
Properly Considered Plaintiff’s Claims
Plaintiff also alleges that the ALJ failed to utilize the proper pain standard and improperly
rejected Plaintiff’s testimony of severe pain. (Pl.’s Mem. 26). Of course, an ALJ must rely upon
substantial evidence in discrediting a claimant’s subjective pain testimony. Hale v. Bowen, 831
11
F.2d 1007, 1012 (11th Cir. 1987). If an ALJ fails to do so, then that ALJ, as a matter of law, has
accepted the claimant’s subjective pain testimony as true. Id. When a claimant attempts to
prove disability based on her subjective complaints, she must provide evidence of an underlying
medical condition and either objective medical evidence confirming the severity of her alleged
symptoms or evidence establishing that her medical condition could be reasonably expected to
give rise to her alleged symptoms. See 20 C.F.R. §§ 404.1529(a), (b); 416.929(a), (b); SSR 967p, 61 Fed. Reg. 34, 483-01 (July 2, 1996); Wilson v. Barnhart, 284 F.3d 1219, 1225-26 (11th
Cir. 2002). If the objective medical evidence does not confirm the severity of the claimant’s
alleged symptoms but the claimant establishes she has an impairment that could reasonably be
expected to produce her alleged symptoms, the ALJ must evaluate the intensity and persistence
of the claimant’s alleged symptoms and their effect on her ability to work. See 20 C.F.R. §
404.1529(c), (d); SSR 96-7p; Wilson, 284 F.3d at 1225-26. In determining whether substantial
evidence supports an ALJ’s credibility determination, “[t]he question is not . . . whether ALJ
could have reasonably credited [claimant’s] testimony, but whether the ALJ was clearly wrong to
discredit it.” Werner v. Comm’r of Soc. Sec., 421 F. App’x 935, 939 (11th Cir. 2011).
In this case, however, the ALJ articulated several valid reasons for refusing to credit
Plaintiff’s subjective pain testimony. (R. 34-35).
Substantial evidence supports the ALJ’s
determination that Plaintiff’s statements regarding the intensity, persistence, and functionally
limiting effects of her alleged symptoms were not credible. (R. 37).
The ALJ cited numerous inconsistencies between Plaintiff’s testimony and the record. Id.
Although Plaintiff testified that her average pain is an eight on a ten-point scale (R 63), Plaintiff
did not report pain levels higher than a five on a ten-point scale to Mr. Rogers, her primary care
provider. (R. 304, 308, 310, 313, 316, 319, 487, 492, 496, 501, 505, 508). Additionally, in the
12
hearing, Plaintiff claimed to experience various side effects from her medications (R. 59, 61),
yet, as noted by the ALJ, her medical records do not reflect complaints of such side effects. (R.
30). Plaintiff alleged she was limited in her work abilities because of edema (R. 59, 62);
however, Plaintiff’s examinations typically revealed no edema in her extremities. (R. 308, 310,
313, 316, 319, 488, 492, 501, 509, 566). The ALJ also highlighted inconsistencies between
Plaintiff’s testimony concerning her limited daily activities and her Function Report, which
reflected fairly good activities of daily living. (R. 34, 165-173).
The ALJ noted that “the record strongly suggests that [Plaintiff] exaggerated her
symptoms and limitations at the hearing for disability purposes.” (R. 35). Substantial evidence
supports this conclusion. (R. 30-31, 33-35). As such, this court will not disturb the ALJ’s clearly
articulated finding. See, e.g., Dyer v. Barnhart, 395 F.3d 1206, 1212 (11th Cir. 2005) (explaining
that when the ALJ’s determination is based on substantial evidence, a court should uphold that
decision); Wilson v. Barnhart, 284 F.3d 1219, 1226 (11th Cir. 2002) (same).
D.
The Appeals Council Properly Considered Plaintiff’s Additional Evidence
Finally, Plaintiff argues that the Appeals Council should have considered new evidence
when evaluating the ALJ’s decision. (Pl.’s Mem. 33). In particular, Plaintiff contends that the
June 13, 2013 medical examination report from Dr. Teschner was chronologically relevant to the
ALJ’s decision. (Pl.’s Mem. 33, 37). Because the new evidence submitted to the Appeals
Council was not “new, noncumulative evidence,” the chronological relevance is inconsequential.
See Clough v. Soc. Sec. Admin., Comm’r, 2016 WL 66843, at *1 (11th Cir. 2016).
The Appeals Council “must consider new, material, and chronologically relevant
evidence and must review the case if ‘the administrative law judge’s action, findings, or
conclusion is contrary to the weight of the evidence currently of record.’” Ingram v. Comm’r of
Soc. Sec. Admin., 496 F.3d 1253, 1261 (11th Cir. 2007) (citing 20 C.F.R. § 404.970(b)).
13
“Whether evidence is ‘new, material, and chronologically relevant’ is a question of law subject
to de novo review.” Clough, 2016 WL 66843, at *1. Chronologically relevant evidence “relates
to the period on or before the date of the administrative law judge hearing decision.” 20 C.F.R.
§404.970(b).
If there is a reasonable possibility that new evidence would change the
administrative result, that new evidence is material. Washington v. Soc. Sec. Admin., Comm’r,
806 F.3d 1317, 1321 (11th Cir. 2015).
In this case, the Appeals Council found that Dr. Teschner’s medical examination report
was not chronologically relevant to the ALJ’s decision. (R. 2). Dr. Teschner’s examination on
June 13, 2013, occurred over two months after the ALJ’s March 25, 2013, decision. (R. 2, 8-20).
Plaintiff claims that this medical examination was chronologically relevant because Dr. Teschner
“related [Plaintiff’s] condition to long standing problems . . . .” (Pl.’s Mem. 37). Plaintiff is
correct. In addition to conducting an examination of Plaintiff, Dr. Teschner reviewed Plaintiff’s
medical records that predated the ALJ’s March 2013 decision and discussed Plaintiff’s
conditions prior to that decision. (R. 10-13). Accordingly, Dr. Teschner’s evaluation “relate[s]
back to the period before the ALJ’s decision.” Washington, 806 F.3d at 1322 (11th Cir. 2015).
However, Dr. Teschner’s medical examination report did not present new, material
evidence in that it did not provide “objective medical evidence which the ALJ previously had
found to be wanting.” Hyde v. Bowen, 823 F.2d 456, 459 (11th Cir. 1987). Dr. Teschner
diagnosed Plaintiff’s severe impairments to be “chronic lower back and right hip pain” and noted
that “[m]orbid obesity greatly exacerbates the conditions that cause the pain.” (R. 17).
Dr.
Teschner’s evaluation is consistent with the ALJ’s finding that Plaintiff “has the following
severe impairments: degenerative disc disease of the lumbar spine status post lumbar
laminectomy; degenerative joint disease of the right hip; hypertension; and obesity . . . .” (R. 29).
14
Although Dr. Teschner disagrees with the ALJ’s decision (R. 18-19), the finding of disability is a
legal determination to be made by the Social Security Administration, rather than by a medical
opinion. See 20 C.F.R. § 404.1527(d)(1); see also 2016 WL 66843, at *1. Notably, had the ALJ
had the opportunity to consider Dr. Teschner’s opinion, it would not be entitled to controlling
weight as a non-treating, examining source. See 20 C.F.R. § 404.1527(c)(2); Denomee v.
Comm’r, Soc. Sec. Admin., 518 F. App’x 875, 877 (11th Cir. 2013).
Additionally, Plaintiff submitted new treatment notes from Gadsden Regional Medical
Center concerning a September 2011 hospital visit for acute hip pain and Plaintiff’s treatments in
2007 and 2008. (R. 518-558). The new evidence from 2007 and 2008 hospital records predates
Plaintiff’s alleged disability onset date of July 2011, making these records irrelevant to the ALJ’s
ruling. (R. 531-558). Consistent with the record that the ALJ considered, the 2011 Gadsden
Regional Medical Center new evidence indicates that Plaintiff had a normal range of motion of
her hip and that her condition was stable upon discharge from the hospital. (R. 520). Also,
although the ALJ did not have access to this September 2011 medical record, he was aware of
Plaintiff’s September 2011 hospital visit when he made his decision and presumably considered
this fact when making his decision. (R. 47). Thus, this new evidence simply does not undermine
the ALJ’s ruling.
Plaintiff also submitted additional Quality of Life Health Services treatment records from
October 2012 through March 2013. (R. 559-576). Again, these records are consistent with the
ALJ’s findings and, therefore, are not contrary to the weight of evidence that the ALJ considered.
20 C.F.R. § 404.970(b). For instance, these records document moderate pain levels (R. 561,
565), no edema (R. 570, 574), and symptoms relieved by medication. (R. 559, 563).
15
When examining the record and new evidence as a whole, this new evidence does not
create a “reasonable possibility that it would change the administrative result.” Hyde, 823 F.2d at
459. Accordingly, the Appeals Council did not err in declining to review Plaintiff’s claim.
VII.
Conclusion
The court concludes that the ALJ’s determination that Plaintiff is not disabled is
supported by substantial evidence and the proper legal standards were applied in reaching this
determination. The Commissioner’s final decision is therefore due to be affirmed. A separate
order in accordance with this memorandum of decision will be entered.
DONE and ORDERED this February 29, 2016.
_________________________________
R. DAVID PROCTOR
UNITED STATES DISTRICT JUDGE
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