Duncan v. DaVita HealthCare Partners Inc
Filing
137
MEMORANDUM OPINION AND ORDER- DaVita's motion to strike (Doc 133 ) is GRANTED IN PART and DENIED IN PART, as discussed in Section III of this opinion; and Davita's motion for summary judgment (Doc 103 ) is DENIED due to genuine issues of material fact; Duncan's motion for a status conference (Doc 136 ) is DENIED WITHOUT PREJUDICE. Signed by Magistrate Judge Staci G Cornelius on 8/12/19. (MRR, )
FILED
2019 Aug-12 AM 11:05
U.S. DISTRICT COURT
N.D. OF ALABAMA
UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
MIDDLE DIVISION
SHARON L. DUNCAN,
Plaintiff,
v.
DAVITA HEALTHCARE
PARTNERS, INC.,
Defendant.
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Case No.: 4:15-cv-00743-SGC
MEMORANDUM OPINION AND ORDER1
This matter is before the court on the motion for summary judgment filed by
defendant, DaVita Healthcare Partners, Inc. (Doc. 103). Also pending is DaVita's
motion to strike certain affidavits on which plaintiff, Sharon Duncan, relies in
opposing the motion for summary judgment. (Doc. 133). Both motions are fully
briefed and ripe for adjudication. (Docs. 104-112, 116-126, 128, 132, 134, 135).
As explained below, the motion to strike is due to be granted in part, and the
motion for summary judgment is due to be denied.
I.
SUMMARY JUDGMENT STANDARD
Under Rule 56(c) of the Federal Rules of Civil Procedure, summary
judgment is proper “if the pleadings, depositions, answers to interrogatories, and
1
The parties have unanimously consented to magistrate judge jurisdiction pursuant to 28 U.S.C.
§ 636(c). (Doc. 12).
admissions on file, together with the affidavits, if any, show that there is no
genuine issue as to any material fact and that the moving party is entitled to
judgment as a matter of law.” Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986).
The party asking for summary judgment always bears the initial responsibility of
informing the court of the basis for its motion and identifying those portions of the
pleadings or filings which it believes demonstrate the absence of a genuine issue of
material fact. Id. at 323. Once the moving party has met its burden, Rule 56(e)
requires the non-moving party to go beyond the pleadings and by his own
affidavits, or by the depositions, answers to interrogatories, and admissions on file,
designate specific facts showing there is a genuine issue for trial. See id. at 324.
The substantive law identifies which facts are material and which are
irrelevant. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). All
reasonable doubts about the facts and all justifiable inferences are resolved in favor
of the non-movant. See Fitzpatrick v. City of Atlanta, 2 F.3d 1112, 1115 (11th Cir.
1993). A dispute is genuine “if the evidence is such that a reasonable jury could
return a verdict for the nonmoving party.” Anderson, 477 U.S. at 248. If the
evidence is merely colorable, or is not significantly probative, summary judgment
may be granted. See id. at 249.
2
II.
SUMMARY JUDGMENT FACTS
DaVita operates multiple dialysis clinics in and around Birmingham. As
relevant here, DaVita operates a Birmingham East clinic ("Birmingham East"), an
Ensley clinic ("Ensley"), a clinic inside St. Clair Prison ("St. Clair"), a Center Point
clinic (“Center Point”), and a Leeds clinic (“Leeds”). As explained in more detail
below, Duncan initially worked for DaVita at Birmingham East; she subsequently
worked at Ensley and St. Clair. (Doc. 104 at 3, 16-18). In each of these clinics,
Duncan worked as a Patient Care Technician ("PCT"). The PCT job description
includes duties such as weighing patients to determine how much fluid to pull off,
taking vital signs, checking access points, administering dialysis, and preparing
equipment between patients. (Doc. 128 at 12).
Performing dialysis requires several acid solutions, including a glycol acetic
acid solution. (Doc. 104 at 3). At most DaVita facilities, including Birmingham
East, Center Point, Leeds, and Ensley, PCTs prepare the glycol acetic acid by
mixing chemical solutions; at St. Clair, glycol acetic acid is made by a different
process which does not require PCTs to mix it. (Id.; Doc. 128 at 9). Mixing glycol
acetic acid is not among the tasks enumerated in the PCT job description, but
Duncan and all other PCTs were trained on how to mix it. (Doc. 128 at 12).
However, Duncan also testified that not all PCTs were required to mix glycol
acetic acid. (Doc. 105-1 at 26).
3
Mixing glycol acetic acid creates potentially noxious or irritating fumes.
(See Doc. 116-2 at 3). Accordingly, glycol acetic acid is prepared in a mixing
room; at Birmingham East, a door separates the mixing room from the area where
patients are treated. (See id.). PCTs at Birmingham East did not wear respirators
when mixing glycol acetic acid, but the mixing room’s ventilation system
dissipated the fumes within approximately 30 minutes after the mixing was
complete. (Id. at 3-4). At Birmingham East, glycol acetic acid was stored in a
tank; when the supply dropped below 250 gallons, a PCT would mix a 100-gallon
batch and add it to the tank. (Id. at 2-3). Duncan testified glycol acetic acid was
mixed consistently, approximately three times per week. (Doc. 128 at 3; see Doc.
104 at 3; Doc. 132 at 2-3). Mixing a batch of glycol acetic acid took less than 30
minutes. (Doc. 116-2 at 4). Another PCT whose tenure at Birmingham East
overlapped with Duncan’s averred there were always enough PCTs on duty there
that, if one PCT was unable to mix glycol acetic acid, another PCT could perform
the task. (Doc.116-2 at 3-4).
A.
Duncan’s Employment at Birmingham East
Duncan began working for DaVita as a PCT at Birmingham East on
September 27, 2010. (See Doc. 104 at 3). Duncan received a positive evaluation
in September 2011 and earned a merit increase. (Doc. 128 at 12-13).
4
1.
Exposure and Sensitization to Glycol Acetic Acid
On January 2, 2012, Duncan was transporting chemicals when a bottle of
glycol acetic acid broke on the floor. (Doc. 104 at 5). When Duncan bent down to
clean up the liquid, she inhaled the fumes and burned her face. (Id.). Duncan
immediately had difficulty breathing and began vomiting. (Id.). Paramedics were
summoned, and Duncan was transported to the St. Vincent’s East emergency room
via ambulance. (Id.). Emergency room personnel treated Duncan with Tylenol
and cleared her to return to work the following day. (Id.; see Doc. 128 at 13).
Treatment notes indicate Duncan was told to avoid chemical fumes for one week
and to follow-up with her doctor. (Doc. 104 at 5; Doc. 128 at 4).
The following day, Duncan worked a ten-hour shift without incident. (Doc.
104 at 6). On January 4, 2012, Duncan saw Dr. Elliot Saltz, who advised her to
avoid chemical fumes for a week, at which time she would be reevaluated. (Doc.
128 at 4). On January 13, 2012, Duncan saw Dr. Jonathan Moore, who said she
could return to work but: (1) must take OSHA-recommended precautions when
mixing glycol acetic acid; and (2) would need to “cease mixing chemicals if
pneumonitis symptoms reoccur.” (Id.).
After her facial burns healed, Duncan repeatedly attempted to mix glycol
acetic acid, but she experienced breathing difficulties each time, requiring hospital
treatment. (Doc. 128 at 4, 13). For example, on September 19, 2012, Duncan was
5
admitted to Trinity Hospital with respiratory distress and was diagnosed with acute
dyspnea and anxiety.
(Id. at 8).
On September 21, 2012, Duncan again
experienced shortness of breath while mixing acid at work; she was transported to
the emergency room via ambulance. (Id.). Treatment records reflect Duncan
reported “baseline asthma for years” that had been “well controlled.” (Id.). At one
point, Duncan experienced tightness in her chest when she was caring for patients,
not while mixing glycol acetic acid. (Doc. 108-2 at 11).2
2.
Dr. Goldstein’s Treatment and Restrictions
Following the repeated respiratory episodes, Duncan requested to see a
pulmonary specialist; DaVita granted the request. (Doc. 128 at 13; Doc. 104 at 9).
On October 1, 2012, Duncan saw a pulmonologist, Dr. Allan Goldstein, on a
workers’ compensation referral. (Doc. 128 at 13; see Doc. 108-1). Dr. Goldstein
concluded Duncan had been “sensitized to glycol acetic acid and should avoid that
substance” because each of her pulmonary episodes was related to exposure. (Doc.
108-1).3 Dr. Goldstein opined Duncan could return to work and perform dialysis
2
Meanwhile, Duncan received two warnings regarding her job performance in June 2012. On
June 14, 2012, Duncan received an initial written warning for failure to complete a disinfection
log on two occasions. (Doc. 104 at 6-7). On June 28, 2012, Duncan received a final written
warning for unprofessional and disrespectful conduct with patients and staff for incidents that
occurred on June 14 and June 16, 2012. (Id. at 7-8).
3
Duncan testified that she was due for a job performance review in September 2012, but Jacki
Ward, a DaVita Group Facility Administrator, ignored Duncan’s requests and prevented her
from obtaining a review following the imposition of the acid mixing restriction. (Doc. 105-1 at
28-29; see Doc. 128 at 15; Doc. 104 at 4, n.2).
6
on patients but “should not be involved in mixing the materials that have caused
the sensitization and the acute asthmatic attacks.”
(Id.).
Duncan promptly
delivered this note to DaVita. (Doc. 128 at 6-7). On October 4, 2012, Dr.
Goldstein completed an FMLA health certification, concluding it would be
medically necessary for Duncan to miss work during flare-ups. (Doc. 116-14 at 4;
see Doc. 128 at 14).
On October 12, 13, and 15, 2012, Duncan missed work without providing a
doctor’s excuse.
(Doc. 104 at 10).
On October 15, 2012, DaVita’s People
Services Manager, Ed De Jesus, sent an email to a DaVita Disability Specialist,
inquiring when additional information would be available from Duncan’s doctor
regarding her ability to withstand exposure to chemicals. (Id.). On October 16,
2012, Duncan was admitted to Trinity Medical Center for shortness of breath and
chest pain. (Id.). On October 18, 2012, Dr. Goldstein saw Duncan, again noting
she could return to work “as long as she is not exposed to glycol acetic acid.”
(Id.). Duncan understood her only limitation was that she could not mix glycol
acetic acid. (Id. at 10-11).
From October 12 through October 23, 2012, DaVita took Duncan off the
work schedule. (Doc. 128 at 14). When Dr. Goldstein saw Duncan on October 18,
2012, he noted she had been hospitalized two days earlier but was feeling much
better after beginning treatment with Symbicort and her pulmonary functions were
7
normal. (Doc. 120-2; see Doc. 128 at 14). The following day, the manager at
Birmingham East faxed other DaVita managers the restriction Dr. Goldstein
imposed that Duncan not be exposed to glycol acetic acid. (Doc. 116-15).
On October 22, 2012, Dr. Goldstein completed a form in which he advised
Duncan to “avoid irritants especially glycol acetic acid.” (Doc. 108-6; see Doc.
104 at 11). On October 23, 2012, Duncan’s workers’ compensation attorney wrote
the Birmingham East manager, requesting DaVita accommodate her by allowing
her to return as a PCT without mixing glycol acetic acid. (Doc. 128 at 15). On the
same day, a DaVita Disability Specialist requested additional information from Dr.
Goldstein regarding Duncan’s restrictions; attached to the request was a
questionnaire for Dr. Goldstein to complete. (Id. at 14; Doc. 109-1 at 2). On
November 8, 2012, Dr. Goldstein responded, explaining Duncan “cannot mix the
glycol acetic acid. She can do all other aspects of her job,” including all essential
functions. (Doc. 109-1 at 3). Dr. Goldstein also explained Duncan must not be in
the mixing room, which would cause bronchospasm. (Id.). Finally, Dr. Goldstein
opined Duncan could perform dialysis and care for patients. (Id.). After reviewing
Dr. Goldstein’s notes, Duncan’s manager at Birmingham East expressed confusion
regarding whether Duncan could mix the other solutions required to operate a
dialysis clinic. (Doc. 104 at 12).
8
Meanwhile, Duncan returned to work on October 26, 2012. (Doc. 104 at
11). On November 16, 2012, Duncan was suspended for failing to ensure valves
were open so a tank could be properly cleaned; the suspension lasted from
November 17 until November 24, 2012. (Id. at 12). On November 19, 2012,
Duncan’s workers’ compensation attorney again wrote DaVita, contending it
refused to accommodate Duncan’s restrictions and suspended her for actions which
normally did not result in formal discipline. (Doc. 117-11). However, as DaVita
notes, Duncan worked from October 26 through her November 16, 2012
suspension. (Doc. 132 at 5).
Although Duncan wanted to keep working, DaVita removed her from the
schedule from November 2012 to April 29, 2013. (Doc. 128 at 16). Duncan
offered to do additional work in lieu of mixing glycol acetic acid or to work on
days when glycol acetic acid was not scheduled to be mixed. (Doc. 105-1 at 27).
On December 5, 2012, DaVita managers, H.R. personnel, and disability specialists
had a conference call with Duncan to evaluate job opportunities with DaVita that
would accommodate her restriction. (Compare Doc. 128 at 11, with Doc. 104 at
24; see Doc. 105-1 at 44).
On December 10, 2012, Duncan again saw Dr. Goldstein, explaining DaVita
was not satisfied with his prior explanations of her limitations and relaying
additional questions. (See Doc. 109-4 at 3). Later that day, Dr. Goldstein sent a
9
terse letter to the DaVita Disability Specialist, expressing his displeasure that
DaVita did not contact him directly. (Id. at 3-4). Dr. Goldstein explained, contrary
to DaVita’s understanding that Duncan could never enter the mixing room, Duncan
was only restricted from entering the mixing room when glycol acetic acid was
being made and for 30 minutes thereafter. (Id. at 3). Dr. Goldstein reiterated that
Duncan was “quite capable of working” but “needs to avoid the glycol acetic acid
while it is being made.” (Id. at 4).
Birmingham East ran three shifts on Mondays, Wednesdays, and Fridays; on
other days it ran two shifts. (Doc. 105-3 at 31-32). Jacki Ward testified that “at
one point,” the third shift at Birmingham East was staffed by only one PCT. (Id.).
Accordingly, Jacki Ward testified that emergency situations could arise in which
the PCT working the third shift would have to mix glycol acetic acid. (Id.).
Examples of emergency situations include an acid tank malfunctioning and
draining or changes to the acid’s conductivity, making it unusable. (Id.).
On January 10, 2013, Sedgwick Claims Management Services, Inc., which
administers DaVita’s workers’ compensation claims, wrote to Dr. Goldstein
regarding Duncan’s restrictions. (Doc. 105-5; see Doc. 104 at 13-14). The letter
noted Duncan’s exposure occurred during a spill, not while mixing glycol acetic
acid. (Doc. 105-5 at 2). The letter also noted glycol acetic acid was present
throughout the facility and was not limited to the mixing room. (Id. at 2). The
10
letter posed three questions to Dr. Goldstein: (1) whether Duncan became
sensitized at the time of her exposure; (2) how exposure to glycol acetic acid
would affect Duncan; and (3) what harm Duncan faced if exposed to glycol acetic
acid. (Id.). Dr. Goldstein responded on March 1, 2013, by writing next to each
question, in turn: (1) “yes”; (2) “causes asthma”; and (3) “worse asthma.” (Id.; see
Doc. 104 at 14).
On January 29, 2013, Dr. Goldstein noted that in the two months since
Duncan last worked, she had experienced three or four episodes of acute
bronchospasms. (Doc. 128 at 17; Doc. 122-2). Throughout January and February
2013, Duncan’s workers’ compensation attorney repeatedly wrote DaVita,
requesting Duncan be allowed to return to work under the acid mixing restriction
imposed by Dr. Goldstein. (Doc. 128 at 17; Doc. 116-3 at 3-4; Doc. 117-17).
On March 5, 2013, Duncan again saw Dr. Goldstein. Dr. Goldstein noted
Duncan had not returned to work and stated he could not guarantee Duncan would
not have another asthma attack. However, Dr. Goldstein opined Duncan could
return to work “any time that her employer will allow.” (Doc. 104 at 14).
B.
Duncan’s Employment at Ensley
DaVita employs a careers account through which Duncan could look for
other jobs and receive notifications for openings in positions in which she was
interested. (Doc. 104 at 15). Duncan could access the account and apply for jobs
11
on her cell phone. (Id.). DaVita searched for a clinic with enough PCTs and
sufficient space to allow Duncan to work without exposure to the mixing of glycol
acetic acid; it also sent Duncan information about interim positions for which she
could apply. (Id.). DaVita identified Ensley as an option. (Id. at 15-16). Ensley
had a larger mixing room than Birmingham East, operated only two shifts, and
always had at least two PCTs working. (Id.). However, Ensley was farther from
Duncan’s home in St. Clair County. (Id. at 15; Doc. 128 at 9). DaVita offered
Duncan a PCT position at Ensley; Duncan accepted and began working there on
April 29, 2013. (Doc. 104 at 16).
When Duncan began working at Ensley, her employment and disciplinary
history transferred with her. (Doc. 104 at 16). Jacki Ward told Duncan of this fact
and stated that, if it had been up to her, Duncan would not have been
accommodated and allowed to return to work. (Doc. 128 at 9). Jacki Ward also
said she would be watching Duncan closely. (Id.). On May 2, 2013, after less than
two weeks working at Ensley, Duncan emailed Ed De Jesus and expressed her
interest in transferring to two other DaVita clinics: either St. Clair or Leeds.
Duncan’s interest in the transfer was driven by the longer commute to Ensley,
decreased hours, and safety concerns. (Doc. 104 at 16). De Jesus responded that
Leeds was not an option due to Duncan’s acid mixing restriction. (Id. at 17).
Duncan also contends De Jesus said she would not get another job with DaVita
12
unless Dr. Goldstein lifted the acid mixing restriction. (Doc. 128 at 9). On May
22, 2013, DaVita sent an email to Duncan regarding her interest in transferring to
St. Clair and providing instructions on how to apply. (Doc. 104 at 17). During her
time at Ensley, Duncan did not experience any asthmatic flare-ups at work; neither
did she receive any disciplinary write-ups. (Id. at 18).
C.
Duncan’s Employment at St. Clair and Back Injury
Duncan applied for a PCT position at St. Clair on June 17, 2013. (Doc. 104
at 17-18). Under DaVita’s policies, Duncan was not eligible for transfer to another
clinic because she had been working at Ensley for less than six months and had
been suspended within the past six months. (Id. at 17). However, Jacki Ward
approved Duncan’s transfer, and she began working as a PCT at St. Clair on July
1, 2013. (Id. at 18). Treatment notes from a contemporaneous check-up with Dr.
Goldstein reveal she: (1) was doing well at work; (2) was working full-time; (3)
did not have to mix acid in her new position; and (4) had not missed work due to
asthma. (Id.).
Yvette Reaume was the Facility Administrator—and Duncan’s supervisor—
at St. Clair. (Doc. 104 at 18; Doc. 110-7 at 3). Yvette Reaume issued two verbal
warnings to Duncan during her first month working at the prison clinic; (1) a July
12, 2013 warning for failing to draw lab work on three patients; and (2) a July 22,
2013 warning for failing to report to work and failing to call in. (Doc. 110-7 at 3,
13
5, 8). Duncan disputes the substance of the July 22, 2013 warning, testifying she
called St. Clair and spoke to another PCT, informing her she would not be at work.
(Doc. 105-1 at 16). Duncan testified her absence was doctor-excused following
her trip to the emergency room for an asthma attack and that she faxed DaVita
information regarding her emergency room visit. (Id. at 47; see Doc. 128 at 9).
During her time at St. Clair, Duncan complained about her hours and Jacki Ward;
Duncan testified she complained to an H.R. manager that Jacki Ward was “short”
with her and made her feel uncomfortable. (Doc. 104 at 19).4 On July 29, 2019,
Duncan asked the H.R. manager if she could return to work at Birmingham East.
(Id. at 19). DaVita claimed it could not transfer Duncan to Birmingham East
because of her acid-mixing restriction. (Id. at 20; Doc. 132 at 4).
On September 11, 2013, Duncan injured her back while bending over to pick
up a roll of tape at St. Clair. (Doc. 104 at 20). On September 13, 2013, Duncan
was treated at Brookwood Occupational Health for her back injury; she was
assigned temporary work restrictions prohibiting her from: (1) lifting more than 15
pounds; (2) prolonged standing or walking; (3) bending; and (4) pushing or pulling
more than 15 pounds. (Id. at 20). The parties dispute whether Duncan took
medical leave or DaVita placed her on medical leave. (See id.; Doc. 128 at 10).
None of the cited evidence is conclusive on this point; for purposes of summary
4
Duncan testified that her hours at St. Clair were decreased to 27-30 hours per week, down from
40-70 hours per week at Birmingham East. (Doc. 128 at 19).
14
judgment, DaVita placed her on medical leave. It is undisputed that September 11,
2013, was Duncan’s last day working at St. Clair.
DaVita’s job description for a PCT requires the physical ability to: (1) lift up
to 35 pounds unassisted; (2) repeatedly stand, sit, stoop, walk, stretch, and reach;
and (3) use the full range of body motions. (Doc. 111-1 at 5). From the date of her
injury through October 2013, these physical requirements for a PCT exceeded
Duncan’s restrictions. (Doc. 104 at 21; Doc. 111-2). Duncan sent documentation
of her restrictions to Yvette Reaume and requested light duty; she told Duncan
light duty was not available at St. Clair. (Doc. 104 at 21).
On October 3, 2013, Katherine Velasquez, DaVita’s Senior Disability
Specialist, called Duncan to tell her DaVita was still discussing how to bring her
back to work with her restrictions.
(Doc. 111-3 at 5-8).
St. Clair operated
differently from DaVita’s other clinics by using inmate “runners” to assist
wheelchair-bound patients to and from the clinic. (Doc. 104 at 21). DaVita
contends the runners were only supposed to take the patients to and from the clinic
door; as non-employees they were not allowed to enter the clinic. (Id. at 22).
However, Duncan testified runners were allowed inside the clinic, where they
provided physical assistance to inmates and did any heavy lifting. (Doc. 105-1 at
41).
15
Duncan asked Yvette Reaume and Katherine Velasquez to make a runner
available to perform any physical tasks which would exceed her restrictions. (Doc.
104 at 22; see Doc. 128 at 10). DaVita declined to take these suggested actions
and refused to allow Duncan to return to work until all restrictions were lifted.
(Doc. 128 at 21; Doc. 105-1 at 43-44; Doc. 110-6 at 16; Doc. 117-25 at 12-21).
Under DaVita’s policies, whether an employee can be reasonably accommodated is
decided by an employee’s managers, namely the Facility Administrator and Group
Administrator.5 (Doc. 111-4 at 7; see Doc. 128 at 22). Velasquez coached the
managers on what would be a reasonable accommodation and guided these
discussions.
(Doc. 111-4 at 7).
Duncan told Velasquez that St. Clair used
prisoners as runners to do the heavy lifting; when Velasquez relayed this
information to Jacki Ward, she denied this assertion and stated the prisoners were
not allowed in the clinic. (See Doc. 128 at 22).6
On October 18, 2013, Duncan saw Dr. Andrew Cordover, an orthopedic
physician at Andrews Sports Medicine. (Doc. 128 at 20). At that visit, Dr.
Cordover released Duncan to return to “light medium work,” using a pre-printed
form and checking a box indicating she could lift a maximum of 30 pounds. (Doc.
126-1 at 91). DaVita’s policy provides that when an injured employee is released
5
6
At St. Clair, these positions were occupied by Yvette Reaume and Jacki Ward.
Meanwhile, Duncan saw Dr. Goldstein on October 10, 2013; the record reflects Duncan was
doing well, with the exception of an acute asthmatic attack from July 21 to July 22, 2013,
requiring emergency room treatment. (Doc. 128 at 23).
16
to return to light duty work, DaVita “will attempt to accommodate the restrictions
in every way possible.” (Doc. 128 at 20). During this period, Duncan’s workers’
compensation attorney continued writing DaVita to request accommodation of her
temporary restrictions. (Id. at 23).
On October 31, 2013, Katherine Velasquez notified Duncan of information
received from Sedgwick, indicating her restrictions would be in place until at least
November 18, 2013. (Doc. 104 at 22). Duncan was scheduled to undergo an
epidural steroid injection on November 4, 2013, and she was scheduled to have a
follow-up appointment with Dr. Cordover two weeks thereafter; Dr. Cordover had
indicated Duncan might be able to return to work after the follow-up appointment.
(Id. at 22-23; see Doc. 128 at 23).7 Velasquez further noted that, if Duncan was
not medically released at that time, DaVita would post the St. Clair PCT position
due to “current and pressing business needs.” (Doc. 104 at 23). However, DaVita
would wait until November 19, 2013, to fill the position. (Id.). DaVita contends it
posted the St. Clair PCT position on November 1, 2013, but the cited evidence
does not reveal when the posting occurred. (Id.; see Doc. 128 at 11; Doc. 111-5).
On November 1, 2013, Duncan filed an EEOC charge alleging DaVita
discriminated against her on the basis of race and disability and retaliated against
The November 4, 2013 epidural steroid injection provided relief from Duncan’s symptoms.
(Doc. 128 at 23). During her November 13, 2013 follow-up, Dr. Cordover recommended
another epidural injection. (Id.). Dr. Cordover was not aware his 30 pound lifting restriction
was keeping Duncan from working; he stated she could have lifted up to 35 pounds and would
have said so. (Id.).
17
7
her for engaging in protected activity. (Doc. 104 at 23). On November 19, 2013,
Katherine Velasquez informed Duncan that DaVita needed to fill the St. Clair PCT
position. (Id.). One of DaVita’s employees applied for the St. Clair position and
was hired. (Id.).8
In December 2013, DaVita posted a position for a PCT position at its Leeds
Clinic; Kristan Robinson—a DaVita employee splitting time at Birmingham East
and Leeds—applied for the position on December 5, 2013. (Doc. 104 at 24).
Davita interviewed Kristan Robinson on December 16, 2013. (Id. at 26). Also on
December 16, 2013, Dr. Cordover released Duncan to return to work with no
restrictions on lifting; her acid mixing restriction remained in effect. (Doc. 111-7;
see Doc. 128 at 24).9 Under DaVita’s return to work policy, when an injured
employee is released from restrictions, DaVita will either return the employee to
their previous position or attempt to reinstate the employee to the first available
similar position. (Doc. 128 at 26)
On December 19, 2013, Katherine Velasquez spoke on the phone with
Duncan, informing her that, because of her release to return to work from her back
8
Duncan contests that her replacement at St. Clair was a DaVita employee at the time of her
hiring, citing Yvette Reaume’s deposition testimony that she was hired from another dialysis
company. (Doc. 128 at 11). However, Reaume’s affidavit specifies the replacement was an
internal hire; this conforms with DaVita’s records. (Doc. 110-7 at 3-4; Doc. 111-5). In the end,
any factual dispute regarding the replacement hire’s prior employment status is immaterial.
9
Approximately one month later, Dr. Cordover determined Duncan had achieved maximum
medical improvement and had a 5% impairment rating. (Doc. 128 at 24).
18
injury, DaVita could not approve additional medical leave; Velasquez also said
Duncan could apply within 30 days to any open position she could perform with
her acid-mixing restriction. (Doc. 104 at 25). During this conversation, Velasquez
also told Duncan there were no current openings which could accommodate her
acid mixing restriction. (Doc. 128 at 26).
On December 20, 2013, Velasquez left Duncan a message stating the Leeds
position was still open; Velasquez advised Duncan to speak with her doctor to
determine whether she could tolerate exposure to different brands of acid which
the Leeds Clinic might begin using. (Doc. 104 at 25).
Later that day, Duncan
applied for the Leeds position. (Doc. 112-2). At some point, Duncan also applied
for the Center Point PCT position. (Doc. 104 at 26). On December 23, 2013,
DaVita offered Kristan Robinson the Leeds position. (Id.).10
On January 7, 2014, Katherine Velasquez left Duncan a voicemail stating:
(1) the Leeds position had been filled by an internal hire; (2) the Center Point
position was still open; and (3) Duncan would not be considered for the Center
Point position unless she provided additional medical documentation regarding the
acid mixing restriction. (Doc. 104 at 26). On January 8, 2014, Velasquez sent
Duncan a letter reminding her the 30 day window to apply for another position
10
Meanwhile, Duncan saw Dr. Goldstein on December 31, 2013; he noted she had experienced
more asthmatic episodes, including one emergency room visit. (Doc. 128 at 25). Dr. Goldstein
also noted Duncan’s asthma worsens with temperature extremes and exposure to irritants. (Id.).
19
would expire on January 22, 2014; she also noted Duncan would be terminated on
January 23, 2014, if she did not secure a position prior to the deadline. (Id.).
Duncan did not provide additional medical documentation regarding the acid
mixing restriction. (Id. at 27). Duncan did not apply for additional positions, did
not secure a position, and was terminated on January 23, 2014. (Id.).11 On
February 18, 2014, Duncan amended her EEOC charge, alleging DaVita
discriminated against her on the basis of disability and retaliated against her for
engaging in protected activity. (Doc. 128 at 27; Doc. 116-6).
Duncan’s asthma causes her shortness of breath and anxiety. (Doc. 128 at
27).
Duncan suffers from asthma attacks for unknown reasons, unrelated to
exposure to glycol acetic acid. (Id.). As Dr. Goldstein explained:
Ms. Duncan has occupational asthma. Though she has reached
Maximal Medical Improvement, this does not mean she does not have
asthma still. It means that she is at the best asthma control level
possible with her illness. People with occupational asthma have a
complication referred to as bronchial hyper-responsiveness. This is a
nonspecific entity and indicates substances that are considered
irritants that never caused a problem in the past can cause an acute
episode of asthma.
(Doc. 128 at 28; See Doc. 124-2 at 2). Duncan subsequently developed sensitivity
to colognes, cigarette smoke, diesel fumes, and household cleaners which did not
11
Duncan also contends DaVita failed to inform her of an open PCT position at Ensley. (Doc.
128 at 25). DaVita filled that position with an external hire on January 27, 2014. (Id.).
20
bother her prior to the glycol acetic acid exposure. (Doc. 128 at 28). Duncan has
continued to experience asthmatic attacks since her termination. (Id.).
III.
MOTION TO STRIKE
DaVita’s motion to strike concerns portions of three affidavits on which
Duncan relies in opposition to the motion for summary judgment. (Doc. 133). At
issue are the affidavits of Elizabeth "Ann" Ethredge, Edward J. Berry, and Duncan.
A.
Elizabeth "Ann" Ethredge12
Ethredge avers she worked as a PCT at Birmingham East and St. Clair from
“approximately 2003 to 2013.” (Doc. 116-2 at 2). During the time Ethredge
worked at St. Clair, it was operated by Chardonnay Dialysis; by the time DaVita
acquired St. Clair, Ethredge no longer worked there. (Id. at 2-3; see Doc. 133 at
5). As to Birmingham East, Ethredge’s initial employment there was with a
different company, Gambro; she recalls DaVita purchased the clinic from Gambro
“in or around 2006.” (Doc. 116-2 at 2-3). DaVita has offered unrebutted evidence
that Ethredge worked for DaVita at Birmingham East from July 19, 2010, until
September 6, 2012. (Doc. 133-1 at 2-3). Accordingly, Ethredge’s employment at
DaVita overlapped with Duncan’s for nearly two years at Birmingham East, from
Duncan’s September 27, 2010 hiring until Ethredge’s September 6, 2012
The caption and body of the affidavit spells the affiant’s last name as “Etheridge.” (Doc. 1162). However, the affiant signed her name as “Ethredge,” mirroring the spelling in DaVita
employment records. (Id. at 7; Doc. 133-1). Thus, the court assumes “Ethredge” is correct.
21
12
termination. DaVita moves to strike portions of Ethredge’s affidavit as irrelevant
and containing hearsay, as well as lacking personal information, foundation, and
specificity. (Doc. 133 at 4-8). The portions of Ethredge’s affidavit to which
DaVita objects are addressed in turn.
1.
Paragraph 2
First, DaVita objects to paragraph 2 as irrelevant and lacking specificity and
personal knowledge. (Doc. 133 at 5-6). Paragraph 2 generally recounts Ethredge’s
employment history as a PCT at Birmingham East and St. Clair. (Doc. 116-2 at 23). To the extent the motion to strike takes issue with Ethredge’s overstatement of
the duration of her employment with DaVita, it is due to be granted in part. This
opinion will consider the duration of Ethredge’s employment with DaVita as
described in the preceding paragraph.
To the extent DaVita moves to strike
paragraph 2 because Ethredge left her PCT job on September 6, 2012—after
Duncan’s exposure to glycol acetic acid, but two weeks before Duncan’s first postaccident asthma attack at work—it is due to be denied. As explained in more
detail below, Ethredge’s affidavit offers relevant, temporally proximate
information regarding DaVita’s operations at Birmingham East. To the extent
DaVita moves to strike portions of paragraph 2 concerning Chardonnay’s
operation of St. Clair, the motion is due to be granted. As discussed in more detail
22
below, Chardonnay’s operation of St. Clair, long before Duncan worked there, is
irrelevant to the claims presented in this matter.
2.
Paragraph 3
Paragraph 3 describes the acids used in dialysis and the logistics surrounding
their preparation. (Doc. 116-2 at 3-4). DaVita moves to strike based on lack of
specificity, foundation, and personal knowledge. (Doc. 133 at 6-7). To the extent
DaVita moves to strike because Ethredge’s statements generally describe her entire
ten-year employment as a PCT, it is due to be granted in part. How previous
owners of Birmingham East may have operated is irrelevant to the claims against
DaVita. However, DaVita’s own records show it employed Ethredge as a full-time
PCT for over two years at Birmingham East. (Doc. 133-1). This experience gives
Ethredge the personal knowledge to describe the operation of Birmingham East
during the time she worked for DaVita.13 Notably, Ethredge’s employment with
DaVita at Birmingham East overlapped with Duncan’s for nearly two years—a
time encompassing Duncan’s initial sensitization to glycol acetic acid and ending
mere weeks before Duncan began experiencing asthma attacks when she resumed
mixing the acid.
Moreover, Ethredge’s statements explaining the logistics of
mixing acid were based on her experience “[d]uring the time that [she] worked at
13
This experience gives Ethredge the foundation to speak to the amount of time it would take to
mix glycol acetic acid (less than 30 minutes) and the time it would take for the fumes to dissipate
(approximately 30 minutes). (Doc. 116-2 at 4).
23
the Birmingham East facility.” (Doc. 116-2 at 3). To the extent DaVita contends
statements in paragraph 3 are due to be stricken because Ethredge was terminated
prior to Duncan’s alleged non-accommodation or because she does not attach
patient census information to support implications about PCT staffing levels, the
motion is due to be denied. The undersigned will consider the information in
paragraph 3 as a description of operations at Birmingham East during Ethredge’s
employment there with DaVita.
3.
Paragraphs 4 through 7
DaVita moves to strike paragraphs 4 through 7 as irrelevant, conclusory,
speculative, hearsay, or otherwise inadmissible.
(Doc. 133 at 7).
DaVita’s
arguments are similar to those regarding paragraphs 2 and 3. For the same reasons
addressed in the sections addressing paragraphs 2 and 3, the motion to strike will
be granted to the extent it describes anything beyond DaVita’s operation of
Birmingham East during Ethredge’s employment there. However, the motion to
strike these paragraphs will be denied in all other respects.
4.
Paragraphs 10 through 12
Paragraphs 10 through 12 describe operations at St. Clair when it was
operated by Chardonnay, before DaVita acquired the clinic and years before
Duncan worked there. (Doc. 116-2). Because these circumstances are irrelevant to
24
the claims presented here, the motion to strike will be granted and paragraphs 10
through 12 will be stricken.
5.
Conclusion Regarding Ethredge’s Affidavit
As explained above, DaVita’s motion to strike portions of Ethredge’s
affidavit is GRANTED IN PART and DENIED IN PART. (Doc. 133 at 4-7).
Specifically, the statements in paragraph 2, identified above, as well as the entirety
of paragraphs 10 through 12, are STRICKEN as irrelevant. (Doc. 116-2 at 2-3, 56). Additionally, the statements in paragraphs 2-7 will only be considered as
describing DaVita’s operations at Birmingham East during Ethredge’s employment
from July 19, 2010, until September 6, 2012. (Doc. 116-2 at 2-5). The motion to
strike Ethredge’s affidavit is DENIED in all other respects. (Doc. 133 at 4-7).
B.
Edward J. Berry
Berry has been Duncan’s workers’ compensation attorney since 2012,
following her initial exposure to glycol acetic acid. Berry’s affidavit attempts to
authenticate and describe correspondence to and from DaVita, its workers’
compensation administrator, and Davita’s workers’ compensation attorney
regarding Duncan’s attempts to return to work and potential accommodations
following her respiratory injury and, later, her back injury. (Doc. 116-3).
DaVita moves to strike six paragraphs of Berry’s affidavit on the grounds
they: (1) are not made on personal knowledge; (2) are speculative; (3) constitute
25
opinions and legal conclusions; and (4) describe settlement discussions. (Doc. 133
at 8-9). DaVita also objects to Duncan’s use of statements in Berry’s affidavit as
evidence to oppose the motion for summary judgment, which DaVita contends
constitutes hearsay. (Doc. 133 at 8). Neither party cites any law in support of their
respective positions, with the exception of DaVita’s passing reference to Rule 408
of the Federal Rules of Evidence. (See Doc. 133 at 8-9; Doc. 134 at 8-9; Doc. 135
at 5-6).
DaVita’s arguments point to few specific statements in the affidavit to which
it objects. To the extent DaVita objects to the affidavit on the basis of settlement
discussions, the only specific statement to which it points—in its reply—is the
conclusion of a November 19, 2012 letter from Berry to DaVita concerning
Duncan’s attempts to return to work following her asthmatic attacks in late 2012.
(Doc. 135 at 6). The offending statement is: “Please consider this letter as a
reasonable attempt to correct the trajectory of this matter.” (Id.) (citing Doc. 11621). Simply put, Berry’s letter is not an offer of settlement; it simply requested
DaVita allow Duncan to return to work.
DaVita also contends Berry’s statement in an October 23, 2012 letter to
Sedgwick Claims is refuted by other undisputed facts. (Doc. 133 at 8-9; Doc. 135
at 5). Specifically, DaVita takes issue with Berry’s statement that DaVita removed
Duncan from the schedule “on October 12, 2012 through October 25, 2012
26
because it could not accommodate the restrictions issued by Dr. Goldstein.” (Doc.
116-3 at 12).
Although not entirely clear, it appears DaVita contends this
statement conflicts with the uncontested fact that Duncan did not report to work on
October 12, through 14, 2012, and was hospitalized on October 16, 2012. (Doc.
133 at 8-9). But these two facts are not mutually exclusive, particularly under the
summary judgment standard.
The only statement DaVita specifically identifies as constituting hearsay
appears in a January 22, 2013 letter to its workers’ compensation attorney, in
which Berry states Jacki Ward told Duncan she was not allowed on DaVita’s
premises. (Doc. 135 at 5). Although DaVita did not identify this—or any other—
specific instance of hearsay until its reply brief, Duncan has not sought leave to file
a sur-reply to address its arguments. Accordingly, the foregoing statement will be
stricken as inadmissible hearsay. (Doc. 116-3).
The only document DaVita specifically identifies as including Berry’s legal
conclusions is an October 23, 2012 letter to Sedgwick Claims. (Doc. 135 at 5).
However, DaVita does not identify the legal conclusions it contends the letter
includes. (Id.). Accordingly, while the motion to strike will not be granted on this
point, this opinion does not rely on anything the court discerns as constituting a
legal conclusion in the October 23, 2012 letter. (Doc. 116-18).
27
Finally, DaVita contends Duncan relies on an October 23, 2012 letter to the
manager of Birmingham East to demonstrate Berry wrote her. (Doc. 133 at 9;
Doc. 135 at 5-6) (citing Doc. 128 at 15). Because the manager was deposed in this
matter, DaVita contends the deposition is the best evidence on the question. (Doc.
133 at 9). Under the Rule 56 standard, the court will not eschew one form of
evidence for another, particularly on the rationale offered here. Accordingly, the
motion to strike will be denied as to Duncan’s citation to the October 23, 2012
letter.
As explained above, DaVita’s motion to strike portions of Berry’s affidavit
is GRANTED IN PART and DENIED IN PART.
(Doc. 133 at 8-9).
Specifically, the statement in paragraph 6 of Berry’s affidavit—and the original
statement in his January 22, 2013 letter (Doc. 116-22 at 2)—that Jacki Ward would
not allow Duncan on DaVita’s premises is STRICKEN as hearsay. The motion to
strike Berry’s affidavit is DENIED in all other respects. (Doc. 133 at 8-9).
C.
Duncan’s Affidavit
Lastly, DaVita moves to strike portions of Duncan’s affidavit concerning her
use of inhalers to treat asthma. (Doc. 133 at 9-10).14 Specifically, Duncan avers:
DaVita’s motion to strike identifies the offending portion of the affidavit as paragraph 5.
(Doc. 133 at 9; see Doc. 135 at 6). Duncan’s statements concerning her use of inhalers appear in
paragraph 6 of the affidavit. (Doc. 116-4 at 3-4). Additionally, paragraph 5 of Duncan’s
affidavit does not address her use of inhalers. (Id.). Accordingly, the undersigned assumes
DaVita moves to strike paragraph 6 of Duncan’s affidavit.
28
14
To treat the symptoms of asthma, I use both a Proair and Advair
inhaler. The Proair inhaler is an emergency inhaler and the Advair
inhaler is a maintenance inhaler that I use every day. Without using
an inhaler, I experience asthmatic symptoms. I feel like I am not
getting enough air, my throat feels like it is closing and my heart rate
increases. I experience these symptoms regardless of any exposure to
aggravating chemicals.
(Doc. 116-4 at 3-4). DaVita objects to this paragraph as conclusory, lacking
foundation, conflicting with other evidence, and because it is the first time Duncan
has presented it. (Doc. 133 at 10). To the extent DaVita objects due to the lack of
objective medical evidence to support it, the undersigned is unaware of any
authority requiring evidence to corroborate a party’s averment concerning their use
of medications. The same is true to the extent DaVita objects to the statement as
conclusory or lacking foundation. Accordingly, the motion to strike portions of
Duncan’s affidavit is DENIED. (Doc. 133 at 9-10).
IV.
DISCUSSION
Duncan asserts claims under the Americans with Disabilities Act (“ADA”)
and for retaliation. These claims are addressed in turn.
A.
ADA
DaVita’s motion for summary judgment addresses two potential bases for
Duncan’s disability discrimination claims: (1) her asthmatic condition; and (2) her
back injury. (Doc. 104 at 28-37). Duncan’s response explains she is not asserting
a stand-alone ADA claim based on her back injury. (Doc. 128 at 38). Rather,
29
Duncan contends DaVita used her back injury as an excuse to terminate her, which
was motivated by Duncan’s asthma-related restrictions.
(Id.).
Accordingly,
Duncan has abandoned any independent ADA claim based on her back injury.
A plaintiff asserting employment discrimination under the ADA must show:
(1) she suffers from a disability; (2) she is a qualified individual with or without a
reasonable accommodation; and (3) she was discriminated against because of her
disability. Rossbach v. City of Miami, 371 F.3d 1354, 1356-57 (11th Cir. 2004).
DaVita asserts Duncan cannot establish any of these prima facie requirements.
Each element is addressed in turn.
1.
Disability
The ADA defines a disability as “a physical or mental impairment that
substantially limits one or more major life activities of [an] individual.” 42 U.S.C.
§ 12102(1)(A). Whether a condition qualifies as a disability is determined without
considering “the ameliorative effects of mitigating measures.”
12102(4)(E)(i).
Id. at §
Even an episodic condition can constitute a disability if it
substantially limits a major life activity when symptomatic. Id. at § 12102(4)(D).
Unsurprisingly, the ADA defines breathing as a “major life activity.” Id. at §
12102(2)(A). Moreover, the regulations explain the term “substantially limits” is
not an exacting standard. 29 C.F.R. § 1630.2(j)(1)(i) (“‘substantially limits’ shall
be construed broadly in favor of expansive coverage, to the maximum extent
30
permitted by the terms of the ADA” and “is not meant to be a demanding
standard”); 29 C.F.R. § 1630.2(j)(1)(ii) (“An impairment need not prevent, or
significantly or severely restrict, the individual from performing a major life
activity in order to be considered substantially limiting.”); 29 C.F.R. §
1630.2(j)(1)(iii) (“threshold issue of whether an impairment ‘substantially limits’ a
major life activity should not demand extensive analysis”); see Mazzeo v. Color
Resolutions Intern., LLC, 746 F.3d 1264, 1269 (11th Cir. 2014).
Courts sitting within the Eleventh Circuit have held that asthma can
constitute a substantial limitation on the major life activity of breathing. Wolfe v.
Fla. Dep't of Corr., No. 10-0663, 2012 WL 4052334, at *2 (M.D. Fla. Sept. 14,
2012); Brown v. Georgia Dept. of Corr., No. 07–0079, 2008 WL 795086 *3 (M.D.
Ga. Mar. 4, 2008). Evidence in Wolfe included that the plaintiff, a state prisoner:
(1) suffered daily breathing difficulties and frequent asthma attacks; (2) always
carried a rescue inhaler, which he used multiple times each day; (3) sometimes
needed additional clinical treatment; (4) repeatedly visited the prison medical
clinic for breathing treatments; (5) underwent repeated overnight stays in the
prison infirmary and hospitalizations; and (6) ultimately died following an acute
asthma attack. 2012 WL 4052334 at *3. The plaintiff also presented evidence that
his daily activities were restricted by his asthma, including that he: (1) avoided
playing sports or exercising; (2) could not sing; and (3) could not work on the
31
landscaping crew or in the kitchen. Id. In response, the defendant pointed to
evidence that the plaintiff: (1) played football and basketball; (2) worked jobs
including air-conditioning repair, automotive care, car washing, and construction;
(3) assisted with tasks including vacuuming, painting, washing dishes, and fixing
electronics; (4) was physically able to commit armed burglary of an occupied
dwelling, grand theft, and grant theft-auto; and (5) continued smoking cigarettes
and marijuana. The district court denied summary judgment, finding the plaintiff
had presented sufficient evidence to create a genuine issue of material fact on the
issue of disability. Id.
Even under the summary judgment standard, Duncan’s asthma is not as
severe as the plaintiff’s in Wolfe. However, the undisputed facts establish Duncan
suffered numerous asthma attacks following her sensitization to glycol acetic acid,
including at least four requiring emergency room treatment, sought more routine
medical treatment for asthma, and was prescribed medication to treat her asthma.
Additionally, Dr. Goldstein’s treatment notes reflect Duncan continued to suffer
asthma attacks, in both work and non-work settings.
Additionally, Duncan’s
affidavit states: (1) she uses multiple inhalers, including a maintenance inhaler
administered daily; (2) without using her inhalers she experiences asthmatic
symptoms, exhibiting shortness of breath, tightness in her throat, and increased
heart rate; and (3) she suffers asthmatic symptoms even when she is not exposed to
32
chemical fumes. (Doc. 116-4 at 3-4). While DaVita’s motion to strike contests
Duncan’s averments and argues they are not supported by the evidence, DaVita
does not point to any testimony or other evidence flatly contradicting them.
Accordingly, under the summary judgment standard and in light of the
liberal standard governing what constitutes a substantial limitation, Duncan’s
asthma constitutes a disability under the ADA.
2.
Qualified Individual with a Disability
In order to be a qualified individual under the ADA, a plaintiff must be able
to perform the “essential functions” of her job with or without a reasonable
accommodation.
42 U.S.C. § 12111(8).
The regulations define an essential
function as “the fundamental job duties of the employment position,” as opposed to
“marginal functions.” 29 C.F.R. § 1603.2(n)(1). “Whether a function is essential
is evaluated on a case-by-case basis by examining a number of factors.” Davis v.
Florida Power & Light Co., 205 F.3d 1301, 1305 (11th Cir. 2000). The evidence
used to examine whether a particular function is essential include: (1) the
employer's judgment as to which functions are essential; (2) written job
descriptions; (3) the amount of time spent performing the function; (4) the
consequences of the particular employee not performing the function; and (5) the
experiences of past and current employees performing the job. Id.; 29 C.F.R. §
1630.2(n)(3).
33
Here, DaVita contends mixing glycol acetic acid was an essential function of
the PCT position. While an employer’s judgment regarding whether a function
qualifies as essential is entitled to substantial weight, this factor is not dispositive.
Holly v. Clairson Indus., LLC, 492 F.3d 1247, 1258 (11th Cir. 2007). Critically,
mixing acid is not included in DaVita’s PCT job description, clearly weighing in
Duncan’s favor.
As to the remaining factors, Duncan has offered sufficient
evidence to show mixing acid was a marginal function of a PCT. While mixing
acid was performed at regular intervals at Birmingham East, it typically only
occurred three times per week. Duncan has presented evidence that mixing the
acid only took approximately 30 minutes on each occasion. The devotion of ninety
minutes each week to mixing glycol acetic acid supports the conclusion it was a
marginal function. While DaVita contends staffing levels at Birmingham East
might give rise to situations in which Duncan would be the only PCT on duty and
would have to mix glycol acetic acid in an emergency, Ethredge averred that, while
working at Birmingham East, she never encountered this scenario. Additionally,
Duncan testified that not every PCT was required to mix glycol acetic acid—the
task was simply assigned by a Facility Administrator.
While Duncan may or may not be able to persuade a jury that mixing glycol
acetic acid was a marginal function of a DaVita PCT at those clinics where it was
prepared by employees, she has presented sufficient evidence to withstand
34
summary judgment on this issue. This is especially true in light of the Eleventh
Circuit’s indication that whether a particular function is essential is generally a
question of fact. Samson v. Fed. Exp. Corp. 746 F.3d 1196, 1201 (11th Cir. 2014).
3.
Adverse Employment Action
Finally, DaVita contends it satisfied its obligations under the ADA because
it twice accommodated Duncan by: (1) finding a PCT opening at Ensley where she
would not be required to mix glycol acetic acid; and (2) allowing her to transfer to
St. Clair even though, under DaVita policies, she was not eligible for transfer.
(Doc. 104 at 32). Reassignment to a vacant position may constitute a reasonable
accommodation. 42 U.S.C. § 12111(9); see Stewart v. Happy Herman's Cheshire
Bridge, Inc., 117 F.3d 1278, 1285 (11th Cir. 1997). However, whether transfer is a
reasonable accommodation presupposes the employee cannot perform an essential
function of her current position. See Smith v. Midland Brake, Inc., 180 F.3d 1154,
1161-62 (10th Cir. 1999). Because there is a question of fact concerning whether
mixing acid is an essential function of a PCT, it would be premature to find
transfer was a reasonable accommodation. And even if the eventual transfer to
Ensley in April 2013 was a reasonable accommodation, DaVita prevented Duncan
from working at Birmingham East from November 2012 through April 2013. This
constitutes an adverse employment action, satisfying Duncan’s prima facie case, at
least with regard to this four-month period.
35
It is true that DaVita ultimately transferred Duncan to Ensley and
subsequently granted Duncan’s request to transfer her to St. Clair. While a truly
lateral transfer cannot constitute an adverse employment action, the Eleventh
Circuit applies an objective “reasonable person” standard to determine whether a
particular employment action is adverse. Doe v. DeKalb Cty. School Dist., 145
F.3d 1441, 1448-49 (11th Cir. 1998). Under this objective standard, transfers
resulting in lesser pay or arduous travel constitute adverse employment actions. Id.
at 1452. Here, it is undisputed that Ensley was located farther from Duncan’s
home in St. Clair County. Additionally, it appears Duncan was scheduled for
fewer hours15 at both St. Clair and Ensley than when she worked at Birmingham
East. (Doc. 107-5). Accordingly, Duncan has presented sufficient evidence to
show that her transfer constituted an adverse employment action.
Regarding her eventual termination, Duncan contends DaVita used her back
injury as an excuse to terminate her; she claims DaVita’s actual motivation was her
asthma and attendant acid-mixing restrictions. (Doc. 128 at 38-41). Whatever a
jury might make of this theory, the undisputed facts establish: (1) Duncan applied
to PCT positions at Leeds and Center Point; and (2) DaVita did not hire Duncan
for either position; (3) DaVita rejected Duncan’s application for Center Point on
The records reflecting Duncan’s time and attendance are difficult to interpret. However, they
generally show that Duncan regularly worked overtime while at Birmingham East. (Doc. 107-5
at 6-11). Duncan never worked overtime at Ensley or St. Clair. (Id. at 12-14).
36
15
the basis of her inability to mix glycol acetic acid. DaVita also stated Duncan
would not be able to work at other clinics due to the acid mixing restriction.
Because there is a question of fact regarding whether mixing acid was an essential
function of a PCT, DaVita is not entitled to summary judgment on Duncan’s ADA
claim.
B.
Retaliation
The ADA provides: “No person shall discriminate against any individual
because such individual has opposed any act or practice made unlawful by [the
ADA] or because such individual made a charge . . . under [the ADA].” 42 U.S.C.
§ 12203(a). ADA retaliation claims are analyzed under the same framework as
Title VII retaliation claims.
Stewart, 117 F.3d at 1287. A plaintiff claiming
retaliation must show: (1) she engaged in statutorily protected expression; (2) she
suffered adverse employment action; and (3) a causal link between the two. Id.
Here, Duncan engaged in protected expression when she filed an EEOC
charge on November 1, 2013, after her back injury. Following Duncan’s EEOC
charge, she suffered two adverse employment actions when DaVita replaced her at
St. Clair and subsequently terminated her. (Doc. 104 at 38; Doc. 128 at 41).
Accordingly, at issue here is causation. As the Supreme Court has observed: “Title
VII retaliation claims must be proved according to traditional principles of but-for
causation, not the lessened causation test stated in § 2000e–2(m). This requires
37
proof that the unlawful retaliation would not have occurred in the absence of the
alleged wrongful action or actions of the employer.” Univ. of Tex. Sw. Med. Ctr. v.
Nassar, 570 U.S. 338, 360 (2013). Accordingly, a plaintiff making a Title VII
retaliation claim “must establish that his or her protected activity was a but-for
cause of the alleged adverse action by the employer.” Id. at 362.
In its motion for summary judgment, DaVita contends Duncan cannot show
her EEOC complaint was the but-for cause of either her replacement at St. Clair or
her ultimate termination. (Doc. 104 at 38). As to replacement, DaVita contends it
had to fill Duncan’s position at St. Clair due to business needs. (Doc. 104 at 38).
As to termination, DaVita relies on Duncan’s failure to apply for open positions
which could accommodate her acid-mixing restriction. (Id. at 38-39).
Where an employer offers legitimate reasons for an employment decision,
the employee bears the burden to show the proffered reasons are pretextual.
Damon v. Fleming Supermarkets of Fla., Inc., 196 F.3d 1354, 1361 (11th Cir.
1991).
Temporal proximity between the protected activity and the adverse
employment action is relevant to the inquiry but, without more, is not
determinative of pretext. Dates v. Frank Norton, LLC, 190 F. Supp. 3d 1037, 1071
(N.D. Ala. 2016) (citing Jackson v. Hennessy Auto, 190 F. App’x 765, 768 (11th
Cir. 2006).
38
Here, Duncan filed her EEOC charge on November 1, 2013.
DaVita
interviewed Duncan’s replacement on November 19, 2013, and offered her the
position—less than three weeks after Duncan’s protected activity.
DaVita
terminated Duncan approximately two months later. This temporal proximity is
not the only evidence of pretext. Indeed, DaVita acknowledges Duncan applied
for PCT positions in Center Point and Leeds. DaVita’s stated reasons for not
hiring Duncan for these positions was her inability to mix glycol acetic acid. As
noted previously, there are genuine issues of material fact regarding whether
mixing acid was an essential function of a PCT.
Duncan has presented sufficient evidence to show DaVita’s reasons for
terminating her were pretextual. Accordingly, DaVita is not entitled to summary
judgment on Duncan’s retaliation claim.
V.
CONCLUSION
For the foregoing reasons: (1) DaVita’s motion to strike is GRANTED IN
PART and DENIED IN PART, as discussed in Section III of this opinion (Doc.
133); and (2) DaVita’s motion for summary judgment is DENIED due to genuine
issues of material fact (Doc. 103). Additionally, Duncan’s motion for a status
conference is DENIED WITHOUT PREJUDICE. (Doc. 136).
DONE this 12th day of August, 2019.
______________________________
STACI G. CORNELIUS
U.S. MAGISTRATE JUDGE
39
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