Vonboeckman v. Social Security Administration, Commissioner
Filing
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MEMORANDUM OPINION. Signed by Judge Sharon Lovelace Blackburn on 11/13/2014. (AVC)
FILED
2014 Nov-13 PM 01:48
U.S. DISTRICT COURT
N.D. OF ALABAMA
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF ALABAMA
NORTHEASTERN DIVISION
THERESE MARIE
VONBOECKMAN,
Plaintiff,
vs.
CAROLYN W. COLVIN, Acting
Commissioner of Social Security,
Defendant.
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Case Number 5:13-cv-1401-SLB
MEMORANDUM OPINION
Plaintiff Therese Vonboeckman brings this action pursuant 42 U.S.C. § 405(g), seeking
review of the final decision of the Commissioner of Social Security denying her application for a
period of disability and disability insurance benefits [“DIB”]. (Doc. 6.)1 Upon review of the
record, the submissions of the parties, and the relevant law, the court is of the opinion that the
Commissioner’s decision is due to be remanded for further proceedings.
I. PROCEDURAL HISTORY
Plaintiff initially filed a Title II application for a period of disability and DIB on
December 29, 2010, (R. 60), alleging a disability onset date of June 21, 2008, (R. 18, 39). The
Social Security Administration [“SSA”] denied her application on March 24, 2011. (R. 65.)
Thereafter, she requested a hearing before an Administrative Law Judge [“ALJ”], which was held
1
Reference to a document number, [“Doc. ___”], refers to the number assigned to each
document as it is filed in the court’s record. When the document cited is duplicated in the bound
physical copy of the transcript of the entire record of the proceedings, the page number of that
transcript is given, [“R ___”].
on April 24, 2012. (R. 32.) After the hearing, the ALJ found that plaintiff did not have an
impairment or a combination of impairments listed in, or medically equivalent to one listed in,
the Listings of Impairments. (R. 21.) The ALJ also found that plaintiff has the residual functional
capacity to perform jobs that exist in significant numbers in the national economy and in
Alabama. (R. 24-25.) In light of these findings, the ALJ denied plaintiff’s request for a period of
disability and DIB on June 6, 2012.
(R. 26.)
Plaintiff then petitioned the Appeals Council to review the ALJ’s decision. (R. 12.) The
Appeals Council found no reason under its rules to review the ALJ’s decision and denied
plaintiff’s request for review. (R. 1.)
Following the denial of review by the Appeals Council, plaintiff filed an appeal in this
court. (Doc. 1.) She requests that this court reverse the Commissioner’s decision and award
benefits or, in the alternative, remand the case for further consideration. (Doc. 6 at 13.)
II. STANDARD OF REVIEW
In reviewing claims brought under the Social Security Act, this court “is limited to
an inquiry into whether there is substantial evidence to support the findings of the
Commissioner, and whether the correct legal standards were applied.” Wilson v.
Barnhart, 284 F.3d 1219, 1221 (11th Cir. 2002); see also Lamb v. Bowen, 847 F.2d 698,
701 (11th Cir. 1988). The court gives deference to factual findings and reviews questions
of law de novo. Cornelius v. Sullivan, 936 F.2d 1143, 1145 (11th Cir. 1991). The court
“may not decide the facts anew, reweigh the evidence, or substitute [its] judgment for that
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of the [Commissioner]; rather [it] must scrutinize the record as a whole to determine if the
decision reached is reasonable and supported by substantial evidence.” Martin v. Sullivan,
894 F.2d 1520, 1529 (11th Cir. 1990) (quoting Bloodsworth v. Heckler, 703 F.2d 1233,
1239 (11th Cir. 1983)) (internal quotations and other citation omitted). “The
Commissioner’s factual findings are conclusive if supported by substantial evidence.”
Wilson, 284 F.3d at 1221 (citing Martin, 894 F.2d at 1529; Allen v. Bowen, 816 F.2d 600,
602 (11th Cir. 1987)). “Substantial evidence is more than a scintilla and is such relevant
evidence as a reasonable person would accept as adequate to support a conclusion.”
Winschel v. Comm’r of Soc. Sec., 631 F.3d 1176, 1178 (11th Cir. 2011) (internal
quotations and citations omitted).
The court reviews the Commissioner’s conclusions of law de novo. Cornelius, 936
F.2d at 1145. “[N]o . . . presumption of validity attaches to the [Commissioner’s]
conclusions of law.” Wiggins v. Schweiker, 679 F.2d 1387, 1389 (11th Cir. 1982).
III. DISCUSSION
A. THE FIVE-STEP EVALUATION
The regulations require the Commissioner to follow a five-step sequential
evaluation to determine whether a claimant is eligible for a period of disability and/or
DIB. See 20 C.F.R. § 404.1520(a)(1)-(2); 20 C.F.R. § 416.920(a)(1)-(2); Bowen v. City of
New York, 476 U.S. 467, 470 (1986). “[A]n individual shall be considered to be disabled
for purposes of [determining eligibility for DIB] if [she] is unable to engage in any
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substantial gainful activity by reason of any medically determinable physical or mental
impairment which can be expected to result in death or which has lasted or can be
expected to last for a continuous period of not less than twelve months.” 42 U.S.C. §
1382c(a)(3)(A); see also § 416(i)(1); § 423(d)(1)(A). The specific steps in the evaluation
process are as follows:
1. Substantial Gainful Employment
First, the Commissioner must determine whether the claimant is engaged in
“substantial gainful activity.” Bowen v. Yuckert, 482 U.S. 137, 137 (1987).2 If the
claimant is engaged in substantial gainful activity, the Commissioner will find that the
claimant is not disabled, regardless of the claimant’s medical condition or age, education,
and work experience. 20 C.F.R. § 404.1520(b); § 416.920(b). “Under the first step, the
claimant has the burden to show that she is not currently engaged in substantial gainful
activity.” Reynolds-Buckley v. Comm’r of Soc. Sec., 457 F. App’x 862, 863 (11th Cir.
2
20 C.F.R. § 404.1572 and § 416.972 define “substantial gainful activity”:
(a) Substantial work activity. Substantial work activity is work activity that
involves doing significant physical or mental activities. Your work may be
substantial even if it is done on a part-time basis or if you do less, get paid less, or
have less responsibility than when you worked before.
(b) Gainful work activity. Gainful work activity is work activity that you do for
pay or profit. Work activity is gainful if it is the kind of work usually done for
pay or profit, whether or not a profit is realized.
(c) Some other activities. Generally, we do not consider activities like taking care
of yourself, household tasks, hobbies, therapy, school attendance, club activities,
or social programs to be substantial gainful activity.
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2012).3
The ALJ found that plaintiff had not engaged in any substantial gainful activity since June
21, 2008, the alleged onset date. (R. 20.)
2. Severe Impairments
If the claimant is not engaged in substantial gainful activity, the Commissioner
must next determine whether the claimant suffers from a severe impairment or
combination of impairments that significantly limits the claimant’s physical or mental
ability to do basic work activities. 20 C.F.R. § 404.1520(a)(4)(ii), (c); § 416.920(a)(4)(ii),
(c). “[A] ‘physical or mental impairment’ is an impairment that results from anatomical,
physiological, or psychological abnormalities which are demonstrable by medically
acceptable clinical and laboratory diagnostic techniques.” 42 U.S.C. § 423(d)(3); §
1382c(a)(3)(D). The regulations provide: “[I]f you do not have any impairment or
combination of impairments which significantly limits your physical or mental ability to
do basic work activities, we will find that you do not have a severe impairment and are,
therefore, not disabled. We will not consider your age, education, and work experience.”
20 C.F.R. § 404.1520(c); § 416.920(c). “An impairment can be considered as ‘not severe’
only if it is a slight abnormality which has such a minimal effect on the individual that it
would not be expected to interfere with the individual’s ability to work, irrespective of
3
Eleventh Circuit Rule 36-2 provides, in pertinent part, “An opinion shall be unpublished
unless a majority of the panel decides to publish it. Unpublished opinions are not considered
binding precedent, but they may be cited as persuasive authority.” 11th Cir. R. 36-2 (emphasis
added).
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age, education, or work experience.” Brady v. Heckler, 724 F.2d 914, 920 (11th Cir.
1984); see also 20 C.F.R. § 404.1521(a); § 416.921(a). A claimant may be found disabled
based on a combination of impairments even though none of the individual impairments
alone are disabling. Walker v. Bowen, 826 F.2d 996, 1001 (11th Cir. 1987); see also 20
C.F.R. § 404.1523; § 416.923. A claimant has the burden to show that she has a severe
impairment or combination of impairments. Reynolds-Buckley, 457 F. App’x at 863.
The ALJ found that plaintiff had the following severe impairments: “chronic migraine
headaches with rebound syndrome; depression; and anxiety.” (R. 20.) The ALJ found that
plaintiff’s kidney stones and degenerative disc disease of the thoracic spine were non-severe
impairments. (R. 21.)
3. The Listings
If the claimant has a severe impairment, the Commissioner must then determine
whether the claimant’s impairment meets the duration requirement and whether it is
equivalent to any one of the listed impairments. 20 C.F.R. § 404.1520(a)(4)(iii), (d)-(e);
§ 404.1525; § 404.1526. Listed impairments are so severe that they prevent an individual
from performing substantial gainful activity. 20 C.F.R. § 416.920(a)(4)(iii), (d)-(e); see
20 C.F.R. pt. 404, Subpart P, Appendix 1 [The Listings]. If the claimant’s impairment
meets or equals a Listing, the Commissioner must find the claimant disabled, regardless
of the claimant’s age, education, and work experience. 20 C.F.R. § 404.1520(d); §
416.920(d). The claimant has the burden of proving that her impairment meets or equals
the criteria contained in one of the Listings. Reynolds-Buckley, 457 Fed. Appx. at 863.
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The ALJ found that plaintiff did not have an impairment or combination of impairments
that met or medically equaled a Listing. (R. 21.) Specifically, the ALJ found that plaintiff’s
mental impairments did not meet or equal the criteria in listings 12.04 or 12.06 because
they did not “cause at least two ‘marked’ limitations or one ‘marked’ limitation and
‘repeated’ episodes of decompensation.” (R. 22.) The ALJ also found that the evidence
did “not demonstrate that even a minimal increase in mental demands or change in the
environment would be predicted to cause the claimant to decompensate,” and that “there
is no history of an inability to function outside a highly supportive living arrangement.”
(Id.)
4. Residual Functional Capacity and Past Relevant Work
If the impairment does not meet or equal the criteria of a Listing, the claimant must
prove that her impairment prevents her from performing her past relevant work. See 20
C.F.R. § 404.1520(a)(4)(iv), (f); § 416.920(a)(4)(iv), (f). At step four, the Commissioner
“will first compare [the Commissioner’s] assessment of [the claimant’s] residual
functional capacity [“RFC”] with the physical and mental demands of [the claimant’s]
past relevant work.” 20 C.F.R. § 404.1560(b); § 416.960(b). “Past relevant work is work
that [the claimant has] done within the past 15 years, that was substantial gainful activity,
and that lasted long enough for [her] to learn to do it.” 20 C.F.R. § 404.1560(b)(1);
§ 416.960(b)(1). If the claimant is capable of performing her past relevant work, the
Commissioner will find that she is not disabled. 20 C.F.R. § 404.1560(b)(3); §
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416.920(f). The claimant bears the burden of establishing that the impairment prevents
her from performing past work. Reynolds-Buckley, 457 F. App’x at 863.
The ALJ found that plaintiff is a younger individual (25 years old at the time of the
hearing) with a high school education. (R. 24.) The ALJ found that she has the RFC to perform a
full range of work at all exertional levels but with certain nonexertional limitations:
the claimant can perform frequent climbing of ramps and stairs but only
occasional climbing of ladders, ropes, or scaffolds. She can frequently
balance, stoop, kneel, crouch, and crawl. She can tolerate frequent exposure to
extreme cold, fumes, odors, dust, gas, and poor ventilation. The claimant
cannot be exposed to unprotected heights or hazardous machinery. She is able
to concentrate in two-hour segments with customary breaks for completion of
eight-hour workday, but requires gradual introduction to changes in a work
environment.
(R. 22.) The ALJ found that plaintiff’s RFC restricts her from performing any of her past relevant
work. (R. 24.)
5. Other Work in the National Economy
If the claimant establishes that she is unable to perform her past relevant work, the
Commissioner must show that the claimant—in light of her RFC, age, education, and
work experience—is capable of performing other work that exists in substantial numbers
in the national economy. Reynolds-Buckley, 457 F. App’x at 863; see also 20 C.F.R.
§ 404.1520(c)(1); § 416.920(g). The regulations provide:
If we find that your residual functional capacity does not enable you to do
any of your past relevant work . . . we will use the same residual functional
capacity assessment when we decide if you can adjust to any other work.
We will look at your ability to adjust to other work by considering your
residual functional capacity and the vocational factors of age, education,
and work experience . . . . Any other work (jobs) that you can adjust to
must exist in significant numbers in the national economy (either in the
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region where you live or in several regions in the country).
20 C.F.R. § 404.1560(c)(1); § 416.960(c)(1). If the claimant is not capable of performing
such other work, the Commissioner must find the claimant disabled. 20 C.F.R.
§ 404.1520(g); § 416.920(g).
The ALJ consulted a Vocational Expert [“VE”] to determine whether any jobs exist in the
national economy that plaintiff could perform, considering her RFC and her vocational factors.
The VE testified that an individual with plaintiff’s limitations and vocational factors could
perform the jobs of hand packager, inspector, and tester. (R. 25.) These jobs exist in significant
numbers in Alabama and in the national economy. (Id.) Because the ALJ found that jobs exist in
significant numbers that are consistent with plaintiff’s age, education, work history, and RFC, the
ALJ found that plaintiff was not disabled. (R. 25.)
B. MS. VONBOECKMAN’S CLAIMS
Plaintiff alleges that she suffers from chronic migraine headaches with rebound
syndrome, depression, and anxiety, all of which preclude her from working. (Doc. 6 at 4.) In the
Memorandum of Law in Support of Plaintiff’s Argument, plaintiff makes two principle
arguments: (1) the ALJ failed to properly analyze plaintiff’s pain under the Eleventh Circuit’s
three-part pain standard, and (2) the ALJ placed undue emphasis on plaintiff’s activities of daily
living. (Doc. 6 at 5, 9.)
1. Analysis of Plaintiff’s Testimony of Pain Under Three-Part Pain Standard
Plaintiff first argues that the ALJ failed to properly assess her testimony of pain under the
Eleventh Circuit’s three-part pain standard. (Doc. 6 at 5.)
The Eleventh Circuit pain standard requires:
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(1) evidence of an underlying medical condition and either (2) objective medical
evidence that confirms the severity of the alleged pain arising from that condition
or (3) that the objectively determined medical condition is of such a severity that it
can be reasonably expected to give rise to the alleged pain.
Holt v. Sullivan, 921 F.2d 1221, 1223 (11th Cir. 1991). Additionally, SSR 96-7p guides
courts in evaluating testimony of pain by explaining a two-step process set out in 20
C.F.R. § 404.1529 and § 416.929: “First, the adjudicator must consider whether there is
an underlying medically determinable physical or mental impairment—i.e., an
impairment(s) that can be shown by medically acceptable clinical and laboratory
diagnostic techniques—that could reasonably be expected to produce the individual’s
pain or other symptoms.” This determination does not consider the “intensity, persistence,
or functionally limiting effects of the individual’s symptoms.” SSR 96-7p. If the ALJ
finds that the plaintiff’s case survives the first step, then:
the adjudicator must evaluate the intensity, persistence, and limiting
effects of the individual’s symptoms to determine the extent to which
the symptoms limit the individual’s ability to do basic work activities.
For this purpose, whenever the individual’s statements about the
intensity, persistence, or functionally limiting effects of pain or other
symptoms are not substantiated by objective medical evidence, the
adjudicator must make a finding on the credibility of the individual’s
statements based on a consideration of the entire case record.
SSR 96-7p.
The Eleventh Circuit considers the Holt standard and the standard set forth in the
regulations as one and the same. Wilson v. Barnhart, 284 F.3d 1219, 1226 (11th Cir.
2002) (“Furthermore, the ALJ cites to 20 C.F.R.§ 404.1529, which contains the same
language [as Holt] regarding the subjective pain testimony that this Court interpreted
when initially establishing its three-part pain standard. In citing to § 404.1529 and based
on the findings and discussion, it is clear that the ALJ applied this Circuit's pain standard
[from Holt].”). In this case, the ALJ conducted an analysis of plaintiff’s testimony of pain
under the two-step process set out in SSR 96-7p; therefore, the ALJ satisfied the
requirement to apply the Eleventh Circuit’s three-part pain standard.
Under step one, the ALJ found that “the claimant’s medically determinable
impairments could reasonably be expected to cause the alleged symptoms.” (R. 23.) The
ALJ noted that plaintiff’s “medical records do indicate that she treats for headaches on a regular
basis, and that she has had difficulty responding to medications,” thus supporting the existence of
an underlying medical condition. (Id.) The court notes that the ALJ assigned little weight to the
medical opinions of Dr. Erin Smith and Dr. Robert Estock, who both found that plaintiff had no
severe mental impairment, because Dr. Smith examined plaintiff only once, and Dr. Estock did
not examine plaintiff in person. (R. 24.)
Under step two, the ALJ concluded that “the claimant’s statements concerning the
intensity, persistence and limiting effects of [plaintiff’s] symptoms are not credible to the
extent they are inconsistent with the above residual functional capacity assessment.” (R.
23.) In discrediting plaintiff’s statements concerning the severity of her pain, the ALJ relied on
(1) plaintiff’s “limited need for narcotic shots to relieve severe pain or headaches symptoms,” (2)
“negative diagnostic imaging and no neurologic deficits on examination,” and (3) plaintiff’s daily
activities. (Id.)
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Plaintiff contests the ALJ’s application of the two-step process, which is synonymous
with the Eleventh Circuit’s pain standard, to her case. The ALJ first pointed to plaintiff’s
“limited need” for narcotic injections as evidenced by the small number of narcotic shots plaintiff
had received for her migraine pain. (R. 23; see R. 280, 298.) However, this finding is inconsistent
with the ALJ’s finding that plaintiff has the severe impairment of “chronic migraine headaches
with rebound syndrome.” Plaintiff’s counsel stated during the hearing that plaintiff was “not
really taking any pain medication despite the chronic migraines . . . because of the diagnosis she
carries called rebound.” (R. 38.) Plaintiff’s counsel further explained on the record that
“rebound” syndrome “means that if [doctors] give [plaintiff] something that is partially effective
in controlling the migraine, the migraine comes back with a vengeance even stronger once the
medication wears off.” (Id.) While a claimant’s conservative treatment history may provide
evidence to discredit her allegations of disabling pain, Wilson v. Barnhart, 284 F.3d 1219, 1223
(11th Cir. 2002) (citing the lack of significant medical treatment as one consideration in finding
that plaintiff did not meet part two of the pain standard), a more rigorous treatment regimen in
the form of additional narcotics injections would presumably increase plaintiff’s pain because of
her rebound syndrome. Therefore, given the ALJ’s acknowledgment that plaintiff suffers from
rebound syndrome, the ALJ erred in finding that the limited number of narcotic injections used to
treat plaintiff undermines plaintiff’s testimony regarding the intensity, persistence, and limiting
effects of plaintiff’s pain.
The ALJ additionally relied on the record insofar as it “reflects negative diagnostic
imaging of the claimant’s head and no neurologic deficits on examination.” (R. 23.) To support
this finding, the ALJ cited two reports by Dr. Gregory James, a treating physician, in which he
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documented that plaintiff’s computerized tomography [“CT”] scans were normal. (R. 23, 195,
243.) However, both CT scans predate plaintiff’s alleged disability onset date by several months,
and thus, are not relevant evidence. (See id.) The ALJ also cited a follow-up report by Dr. James,
in which he found that plaintiff’s neurological exam produced normal results; however, this
report also predates plaintiff’s alleged disability onset date by several months. (R. 23, 193.) The
ALJ additionally cited five medical reports from plaintiff’s examinations at West Limestone
Family Care between 2011 and 2012. (R. 23, 290, 293, 295, 298, 301.) These reports all state that
the neurologic portion of plaintiff’s physical exam reflected a mental status of “alert and
oriented.” (R. 290, 293, 295, 298, 301.) However, these reports do not directly conflict with
plaintiff’s claims of chronic migraines, depression, and anxiety, and alone, they do not provide
substantial evidence supporting the ALJ’s finding of no disability.
2. Plaintiff’s Activities of Daily Living
Plaintiff next contends that the ALJ placed undue emphasis on plaintiff’s activities of
daily living in discrediting her testimony of the intensity and persistence of her pain. (Doc. 6 at
9.) The ALJ found that plaintiff “manages her activities of daily living consistent with the
established residual functional capacity.” (R. 23.) The ALJ noted that plaintiff gave birth to a
daughter, assumed responsibility for caring for her daughter, and traveled to care for her in-laws
at least twice a week. (Id.) Additionally, the ALJ pointed to plaintiff’s “ability to perform light
household chores, occasionally drive, occasionally grocery shop, prepare meals, and visit with
her family.” (Id.)
To truly evaluate whether plaintiff’s activities of daily living are “consistent with the
established residual functional capacity,” an analysis beyond merely the categories of plaintiff’s
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activities is needed. First, giving birth to a child is not inconsistent with plaintiff’s statement that
she has chronic migraine headaches that prevent her from engaging in substantial gainful activity.
Plaintiff stated that she assumes responsibility for her daughter while her husband is working, (R.
41), which consists of changing her daughter’s diaper, preparing meals, and bathing and dressing
her daughter, (R. 153). To prepare meals, plaintiff “usually [fixes her daughter] a hot dog or half
of a sandwich or something like that.” (R. 44.) Plaintiff stated that she only prepares meals that
she can microwave or that are a “really quick fix.” (R. 44-45.) Plaintiff’s activities of preparing
meals and maintaining her daughter’s hygiene require less ability than the RFC assigned to
plaintiff and, thus, are not substantial evidence upon which the ALJ could rely to discredit
plaintiff’s subjective testimony of pain.
Plaintiff also stated that she drives to her in-laws on Mondays and Wednesdays to help
her grandmother, who has Alzheimer’s.4 (R. 43.) Plaintiff stated that she helps get her
grandmother get up from bed and helps feed her but spends the rest of the day “laying on the
couch or in the recliner unless we [plaintiff and her father-in-law] have to change her again.”
(Id.) She also stated that she cannot make the twenty minute trip to her in-laws every Monday
and Wednesday and that she recently could not make the trip on any day for a week. (R. 49.)
Plaintiff’s visits to her in-laws, which are not always made twice a week and which consist partly
of lying down, are also less demanding than the RFC assigned to plaintiff.
4
Plaintiff stated at the hearing that “on Mondays and Wednesdays we go to my in-laws’
house and help with my grandmother.” (R. 43.) It is unclear whether plaintiff’s grandmother is
related to plaintiff biologically or through marriage.
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Lastly, the ALJ cites plaintiff’s ability to perform light chores, cook, occasionally grocery
shop and drive, and visit with family to discredit plaintiff’s testimony of pain. (R. 23.) Other than
caring for her daughter, plaintiff stated that she gives her cat food and water and changes the
litter. (R. 153.) Plaintiff stated that she prepares quick meals for her and her daughter when her
husband is working, but she also stated that her “husband does most of the laundry, and he does
the dishes, and he’s mostly the one doing the cooking.” (R. 44.) Plaintiff stated that her husband
buys groceries and that she grocery shops only “[e]very now and then” because she has to “sit
down halfway through or a couple of minutes into it” due to nausea and pain. (R. 45.) Lastly,
visiting with family, even when plaintiff drives twenty minutes to do so, is not indicative of
plaintiff’s RFC to perform a full range of work at all exertional levels with certain nonexertional
limitations. “The fact that a disability claimant is able to sustain a family relationship certainly
does not demonstrate a capability for sustained gainful work where there are disabling
impairments present.” Hogard v. Sullivan, 733 F. Supp. 1465, 1469 (M.D. Fla. 1990).
Plaintiff was right to question the ALJ’s reliance on plaintiff’s daily acitivites in finding
that plaintiff’s statements are not credible. Generic daily activities such as “shopping” and
“cooking” are not activities that an ALJ can simply list to discredit a claimant’s testimony of
pain. See Kahle v. Comm’r of Soc. Sec., 845 F. Supp. 2d 1262, 1272-73 (M.D. Fla. 2012). A
claimant’s activities must be actually inconsistent with what the claimant alleges. Plaintiff’s
testimony regarding her activities of daily living are not inconsistent with her complaints of
chronic migraine headaches with rebound syndrome, depression, and anxiety.
Based on the record as a whole, the court finds that the ALJ’s determination that
plaintiff is capable of performing certain types of work is not supported by substantial evidence.
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“An individual's statements about the intensity and persistence of pain or other symptoms
or about the effect the symptoms have on his or her ability to work may not be
disregarded solely because they are not substantiated by objective medical evidence.”
SSR 96-7p. If an ALJ needs additional information to assess a claimant’s credibility
regarding testimony of pain, the ALJ has a duty to “obtain available information that
could shed light on the credibility of the individual’s statements.” SSR 96-7p. Because the
ALJ did not base her decision on substantial evidence, and because the ALJ could not
base her finding that plaintiff’s severe impairments do not preclude her from engaging in
substantial gainful employment merely on a lack of objective medical evidence, the ALJ
erred in her findings. Therefore, the decision of the ALJ, as adopted by the Commissioner,
denying plaintiff’s claim for a period of disability and DIB is due to be remanded to the
Commissioner for further proceedings as she may deem appropriate.
IV. CONCLUSION
For the reasons set forth above, the court hereby REMANDS this cause to the
Commissioner for further proceedings as she may deem appropriate. An Order remanding
this cause to the Commissioner will be entered contemporaneously with this Memorandum
Opinion.
DONE this 13th day of November, 2014.
SHARON LOVELACE BLACKBURN
UNITED STATES DISTRICT JUDGE
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