Mohr v. Science and Engineering Services Inc
Filing
113
MEMORANDUM OPINION. Signed by Judge Madeline Hughes Haikala on 8/31/2016. (KEK)
FILED
2016 Aug-31 AM 09:32
U.S. DISTRICT COURT
N.D. OF ALABAMA
UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
NORTHEASTERN DIVISION
MICHAEL MOHR,
Plaintiff,
v.
SCIENCE AND ENGINEERING
SERVICES, INC.; SCIENCE AND
ENGINEERING SERVICES, LLC;
SES HOLDING CO., INC.; and
HAROLD G. SOWERS,
Defendants.
}
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Case No.: 5:14-cv-00045-MHH
MEMORANDUM OPINION
I.
Introduction
Michael Mohr served with honor in the United States Army, where he was
trained in aircraft maintenance and repair. Following his discharge, Mr. Mohr used
the skills he had acquired as an aviation mechanic to secure a job at DynCorp
International performing maintenance on Apache helicopters. While at DynCorp,
Mr. Mohr not only honed his skills as an aviation mechanic but also taught himself
how to write computer programs.
When DynCorp secured a contract with Boeing Company to depopulate
Apaches, Mr. Mohr became involved in that project. “Depopulation” is one part of
a recycling process for aircraft parts. During depopulation, thousands of parts are
removed from an aircraft.
Some of the removed parts are assembled into
manufacturing kits for re-use on a new model. Some of the removed parts are held
as replacements for parts on the existing model. Other parts are simply scrapped.
To facilitate the laborious and detailed manual work of disassembling
aircraft, on his own initiative, Mr. Mohr developed a computer program that
generated Excel spreadsheets to help DynCorp mechanics track the parts of the
helicopters that they depopulated. Mr. Mohr’s programming skills became so
valuable to DynCorp that the company eventually changed Mr. Mohr’s job title
from mechanic to computer programmer, and tracking parts and otherwise
supporting the depopulation effort with information technology became Mr.
Mohr’s primary assignment. Ultimately, Mr. Mohr’s efforts contributed to the
creation of the Aviation Maintenance Inventory Program (AMIP), a computer
program that allowed DynCorp to substantially increase the efficiency of the
depopulation process.
When Boeing moved its depopulation work to Science and Engineering
Services, Inc., Mr. Mohr moved too. Mr. Mohr brought his copy of AMIP to SES
and registered a copyright on the AMIP computer program.
At SES, Mr. Mohr deployed AMIP to support the Apache depopulation
effort and then copied AMIP to create BMIP for the depopulation of Blackhawk
2
helicopters and DMIP for the depopulation of Apache Delta model helicopters.
Mr. Mohr made numerous changes to the AMIP, BMIP, and DMIP source code to
address requests from SES personnel and clients, add new functionality, and fix
errors. Mr. Mohr also drafted a license that gave SES permission to use AMIP
under certain conditions.
As the use of AMIP and its related programs grew, Mr. Mohr became
concerned that the terms of the license were not being honored. Mr. Mohr also felt
that his working environment had become hostile. Mr. Mohr raised his concerns
with the management at SES, but the resulting negotiations failed to produce an
agreement to purchase or a new license for AMIP. Subsequently, Mr. Mohr sent a
letter of involuntary resignation to SES and instituted this civil action.
In this lawsuit, Mr. Mohr asserts claims against Science and Engineering
Services, Inc., Science and Engineering Services, LLC, SES Holding Co., Inc., and
Harold G. “Bud” Sowers. (Doc. 35, pp. 2-3). 1 For ease of reference, in this
opinion, the Court will refer to the defendants collectively as SES. Mr. Mohr
asserts against SES a federal cause of action for copyright infringement under 17
U.S.C. § 501 and state law claims for breach of contract, unjust enrichment,
conversion, accounting, defamation, intentional interference with business
relations, conspiracy, and fraud.
(Doc. 35).
1
The defendants have filed a
Mr. Mohr’s “Amended and Restated Complaint,” which is Document 35 in the Clerk’s Record,
is the operative pleading in this action.
3
counterclaim, in which they ask the court to declare that Mr. Mohr’s copyright is
invalid. (Doc. 43). This matter is before the Court on Mr. Mohr’s motion for
partial summary judgment on his copyright infringement claim and the defendants’
motion for summary judgment on Mr. Mohr’s claims. (Docs. 73, 76).
II.
Standard of Review
“The court shall grant summary judgment if the movant shows that there is
no genuine dispute as to any material fact and the movant is entitled to judgment as
a matter of law.” Fed. R. Civ. P. 56(a). To demonstrate that there is a genuine
dispute as to a material fact that precludes summary judgment, a party opposing a
motion for summary judgment must cite “to particular parts of materials in the
record, including depositions, documents, electronically stored information,
affidavits or declarations, stipulations (including those made for purposes of the
motion only), admissions, interrogatory answers, or other materials.” Fed. R. Civ.
P. 56(c)(1)(A). “The court need consider only the cited materials, but it may
consider other materials in the record.” Fed. R. Civ. P. 56(c)(3).
When considering a summary judgment motion, a court must view the
evidence in the record and draw reasonable inferences in the light most favorable
to the non-moving party. White v. Beltram Edge Tool Supply, Inc., 789 F.3d 1188,
1191 (11th Cir. 2015). “If the movant bears the burden of proof on an issue,
because, as a defendant, it is asserting an affirmative defense, it must establish that
4
there is no genuine issue of material fact as to any element of that defense.”
International Stamp Art, Inc. v. U.S. Postal Service, 456 F.3d 1270, 1274 (11th
Cir. 2006) (citing Martin v. Alamo Community College Dist., 353 F.3d 409, 412
(5th Cir. 2003)).
“In practice, cross motions for summary judgment may be probative of the
nonexistence of a factual dispute, but this procedural posture does not
automatically empower the court to dispense with the determination whether
questions of material fact exist.” Georgia State Conference of NAACP v. Fayette
Cty. Bd. of Comm’rs, 775 F.3d 1336, 1345 (11th Cir. 2015) (internal quotation
marks and brackets omitted) (quoting Lac Courte Oreilles Band of Lake Superior
Chippewa Indians v. Voigt, 700 F.2d 341, 349 (7th Cir. 1983)). “If both parties
proceed on the same legal theory and rely on the same material facts . . . the case is
ripe for summary judgment.”
Id. (internal quotation marks omitted) (quoting
Shook v. United States, 713 F.2d 662, 665 (11th Cir. 1983)).
III.
Factual Background
Michael Mohr joined the U.S. Army in 1999. (Doc. 27, p. 31; Doc. 75-36,
pp. 4–5). After completing basic training, Mr. Mohr received advanced individual
training as “an aircraft engine mechanic on the Kiowa, Apache, Black Hawk, and
Chinook helicopters.” (Doc. 27, p. 31). The Army assigned Mr. Mohr to a duty
station in Germany, where Mr. Mohr continued to learn about the assembly,
5
maintenance, and repair of various types of aircraft. (Doc. 27, p. 31). Beginning
in 2004, Mr. Mohr served a one-year tour of duty in Iraq as a platoon sergeant.
(Doc. 27, p. 32; Doc. 75-36, p. 4). Following his service in Iraq, Mr. Mohr was
honorably discharged from the Army. (Doc. 27, p. 32).
In 2005, Mr. Mohr returned home to Texas and found work with DynCorp
as an aircraft mechanic at the San Angelo Army Facility. (Doc. 27, pp. 32–33;
Doc. 75-12; Doc. 75-36, p. 4). DynCorp is a government contractor. While
working for DynCorp, Mr. Mohr met Harold “Bud” Sowers, a civilian government
employee who worked in the Army’s Apache project management office. (Doc.
27, pp. 33–34; Doc. 75-5, ¶ 3). Among other duties, Mr. Sowers oversaw the
Army’s depopulation of Apache helicopters.
The Army used this process to
disassemble older-model Apaches, track the condition of the parts that were
removed, and package certain parts for re-use on upgraded Apaches. (Doc. 27, pp.
34–35; Doc. 33, pp. 271–72; Doc. 72-3, pp. 11–16; Doc. 75-5, pp. 2–3). The parts
that were not incorporated into a new Apache model were stored for later use as
replacement parts on the current model or disposed of as scrap. (Doc. 33, pp. 271–
72; Doc. 86-4, ¶ 6).
The depopulation process initially took place at the Corpus Christi Army
Depot and at a facility in Mesa, Arizona run by the Boeing Company, the
manufacturer of the Apache helicopter. (Doc. 33, p. 272; Doc. 75-36, p. 4; Doc.
6
72-3, p. 10). Later, some aircraft were sent to San Angelo for depopulation, and
parts were shipped from San Angelo to Boeing or Corpus Christi for repair or use
in the manufacture of new Apaches. (Doc. 75-36, p. 4; Doc. 86-4, ¶ 6; Doc. 33, p.
271). When San Angelo first became involved in the depopulation program, Mr.
Mohr and the other mechanics carrying out the depopulation process used printed
parts lists and handwritten tags to manually track parts as mechanics removed them
from the aircraft. (Doc. 72-3, p. 18; Doc. 75-5, ¶ 6; Doc. 33, pp. 272–73; Doc. 864, ¶ 3; Doc. 75-10, pp. 14–15).
To aid in the labelling of the thousands of parts for each helicopter, Corpus
Christi hired Robbins-Gioia, a program management services company, to develop
a computer program “to print the tags and also track the parts as they came off of
the aircraft.” (Doc. 75-5, ¶ 6; see also Doc. 33, pp. 273–74; Doc. 75-3, ¶ 4). The
program developed by Robbins-Gioia was called the Programmed Depot
Maintenance Scheduling System or PDMSS. (Doc. 75-16, p. 2; Doc. 75-5, ¶ 6).
After the Army transferred some of the depopulation work from Corpus Christi to
San Angelo, Miles Keller and Mark Sampson, two Robbins-Gioia employees,
installed Zebra printers and implemented a version of the PDMSS program at San
Angelo. (Doc. 75-4; Doc. 75-5, ¶¶ 9–11; Doc. 75-62; Doc. 33, pp. 276–79; Doc.
86-4, ¶¶ 8–9; Doc. 27, p. 39; Doc. 75-3, ¶¶ 10–30; Doc. 75-8, ¶¶ 2–10; Doc. 75-33,
pp. 18–19; Doc. 75-9; Doc. 75-11; Doc. 75-21, ¶¶ 3–6).
7
The computer program that Mr. Keller and Mr. Sampson implemented
printed tags for parts that had been removed from an aircraft and tracked those
parts once they were shipped from San Angelo. 2 (Doc. 86-4, ¶ 9). The tracking
aspect of the Keller/Sampson PDMSS program operated at the tail end of the
depopulation process. A second program that Mr. Mohr developed separately in
2007 also had a tracking function, but that tracking function assisted mechanics on
the front end of the depopulation process, in part by providing hyperlinks that
enabled mechanics to access pictures of the parts that they needed to remove from
a helicopter. (Doc. 86-4, ¶¶ 3–4, 7, 10; Doc. 75-11).
Mr. Mohr’s 2007 program began simply enough as a series of Excel
spreadsheets into which Mr. Mohr transferred parts information from paper
2
The parties dispute the exact nature of the computer program that was in use at San Angelo.
While the Court recounts the facts as a whole in the light most favorable to Mr. Mohr, this
section, in particular, relies heavily on Mr. Mohr’s declaration in which he described PDMSS
and its relationship to the computer program over which he claims ownership. (See Doc. 86-4).
The defendants have placed substantial evidence in the record that conflicts with Mr. Mohr’s
characterization, including the contract and statement of work under which Robbins-Gioia
implemented PDMSS at San Angelo (Doc. 75-4); the sworn statements of the individuals at
Robbins-Gioia, DynCorp, and the U.S. government responsible for bringing PDMSS to San
Angelo (Docs. 75-3, 75-8, 75-21, 75-5); Mr. Mohr’s own statements made in the course of this
action and when PDMSS was being introduced at San Angelo (Doc. 27, p. 39; Doc. 33, pp. 113–
17; Doc. 75-10, pp. 35–141, 150–59; Doc. 75-9; Doc. 75-11; Doc. 75-13; Doc. 75-14; Doc. 7515; Doc. 75-16; Doc. 75-17; Doc. 75-20; Doc. 75-30; Doc. 75-31; Doc. 75-32; Doc. 75-62); and
references to PDMSS within the source code registered by Mr. Mohr (Doc. 70-1, p. 12; Doc. 7537, ¶¶ 43–77). “As a general principle, a plaintiff’s testimony cannot be discounted on summary
judgment unless it is blatantly contradicted by the record, blatantly inconsistent, or incredible as
a matter of law, meaning that it relates to facts that could not have possibly been observed or
events that are contrary to the laws of nature.” Feliciano v. City of Miami Beach, 707 F.3d 1244,
1253 (11th Cir. 2013). Because the Court can resolve the pending motions for summary
judgment without reaching the issue, the Court will not consider whether Mr. Mohr’s declaration
should be discounted because it is blatantly contradicted by the record.
8
documents. Mr. Mohr “divided the spreadsheets into notebooks based on all the
sections of the helicopter.” (Doc. 86-4, ¶ 3). Eventually, Mr. Mohr built a Visual
Basic interface with buttons that corresponded to each section of the aircraft. 3 A
click of a button opened the Excel spreadsheets for a helicopter section and
allowed mechanics to record whether they had removed a particular part.
Mechanics also could access links to pictures of the parts that should be removed.
(Doc. 86-4, ¶¶ 3–4; Doc. 75-10, p. 27).
Mr. Mohr began developing this computer program on his own initiative and
worked on the program both at home and at San Angelo. (Doc. 86-4, ¶ 5; Doc. 7510, p. 153; Doc. 77-8). In August of 2007, DynCorp changed Mr. Mohr’s primary
job title from general mechanic to computer programmer IV. (Doc. 75-12; Doc.
75-10, p. 153). Mr. Mohr voluntarily installed his spreadsheet program on servers
at the San Angelo facility. (Doc. 86-4, ¶ 5; Doc. 75-59, p. 9; Doc. 75-11). After
Miles Keller and Mark Sampson completed the installation of PDMSS, Mr. Mohr’s
2007 program operated alongside the tag printing and shipping inventory report
functions of PDMSS. (Doc. 86-4, ¶ 10; Doc. 75-10, p. 31).
Mr. Sampson supported the PDMSS application on-site at San Angelo for
approximately nine months as a Robbins-Gioia employee. (Doc. 86-4, ¶ 12; Doc.
3
Visual Basic is a computer programming language. See Visual Basic Programming Guide,
MICROSOFT DEVELOPER NETWORK, https://msdn.microsoft.com/en-us/library/y4wf33f0.aspx
(last visited Aug. 12, 2016).
9
75-19; Doc. 75-8, ¶ 9).
Mr. Sampson then joined DynCorp “as a computer
programmer supporting and updating the PDMSS program.” (Doc. 86-4, ¶ 12;
Doc. 75-8, ¶ 11). Mr. Sampson and Mr. Mohr studied ASP.NET and learned how
to use that computer language to create applications that could be accessed through
a web browser. 4 (Doc. 75-10, p. 30).
Beginning in 2008, using ASP.NET, Mr. Mohr and Mr. Sampson worked
together to create a computer program that would track all the parts of a helicopter,
print part tags, and generate status reports on the depopulation process. (Doc. 864, ¶ 14; Doc. 75-10, p. 33; Doc. 27, pp. 30–31, 39, 54, 63). They completed their
program in 2010 and named it the Aviation Maintenance Inventory Program or
AMIP. (Doc. 86-4, ¶ 16; Doc. 75-10). AMIP relied upon the database created for
PDMSS. (Doc. 75-10, p. 152–54).
In December of 2009, while still a civilian government employee, Bud
Sowers asked Mr. Mohr for his resume in connection with a position at SES, which
had recently won a subcontract from Boeing to perform the depopulation of
Apache helicopters. (Doc. 27, p. 41–42; Doc. 75-36; Doc. 72-3, p. 13). SES hired
Mr. Mohr as a production manager in January of 2010. (Doc. 107-5). When he
left DynCorp, at Mr. Sowers’s direction, Mr. Mohr made a copy of the PDMSS
4
“ASP.NET is an open source web framework for building modern web applications and
services.” ASP.NET, http://www.asp.net/ (last visited August 12, 2016).
10
database and brought that copy and the AMIP program with him to SES. (Doc. 864, ¶ 18; Doc. 75-10, pp. 151–54; Doc. 33, p. 119).
Early in 2010, Mr. Mohr took steps to register a copyright for the AMIP
computer program. (Doc. 33, p. 120–21). Mr. Mohr contends that in seeking a
copyright for AMIP, he was acting on the advice of Bud Sowers. (Doc. 75-10, pp.
160–62). Mr. Sowers recalls having a conversation with Mr. Mohr at San Angelo
in which the subject of copyright protection was raised, but denies that he intended
for Mr. Mohr to copyright AMIP. (Doc. 72-3, pp. 44–45, 65–66). As part of his
copyright application, Mr. Mohr deposited a portion of the AMIP source code with
the U.S. Copyright Office, but he did not deposit or preserve the full source code
as it existed at that time. (Doc. 75-10, pp. 40–41). The Copyright Office issued a
copyright registration for AMIP to Mr. Mohr on February 24, 2010.
The
certificate of copyright registration states that Mark Sampson is a co-author of the
registered AMIP program. (Doc. 35-3).5
At SES, Mr. Mohr helped set up the depopulation production lines and the
computer hardware SES’s mechanics would need to use AMIP. (Doc. 27, pp. 44–
45; Doc. 77-7; Doc. 75-10, pp. 176–78; Doc. 72-17, pp. 10–11). Mr. Mohr also
drafted a license that allowed SES to use AMIP without paying a licensing fee.
The license provided that SES’s right to use AMIP for free would continue “for an
5
In December 2013, Mr. Sampson signed a document titled “Assignment of Copyright” that
purports to transfer Mr. Sampson’s interest in AMIP to Mr. Mohr. (Doc. 35-2).
11
unlimited period of time” in the event of Mr. Mohr’s voluntary separation from
SES. (Doc. 35-5). The license agreement is unsigned, and the record does not
paint a clear picture of which SES employees—if any—received a copy of the
license. (Doc. 27, pp. 46–51; Doc. 35-5; Doc. 72-3, pp. 45–46; Doc. 75-10, pp.
162–63, 170–75; Doc. 107-4; Doc. 72-17, p. 8).
Mr. Sowers remained a government employee until February of 2012, at
which point he retired for approximately six months. (Doc. 72-3, p. 12). After the
Apache depopulation effort was underway, SES began work on a contract to
depopulate Blackhawk helicopters and hired Mr. Sowers out of retirement to help
manage that process. (Doc. 72-3, pp. 34–35, 61–62). Mr. Sowers asked Mr. Mohr
to develop a version of AMIP that mechanics could use to track the depopulation
of Blackhawks. Mr. Mohr complied by making a copy of the AMIP source code
and renaming it BMIP. (Doc. 75-10, pp. 206–08; Doc. 27, pp. 59–64). Later, Mr.
Mohr followed the same process to create another version of AMIP—called
DMIP—that tracked the depopulation of Apache Delta model helicopters. (Doc.
75-10, 209–10; Doc. 27, p. 72; Doc. 35-8). After he copied them from AMIP, Mr.
Mohr modified BMIP and DMIP to meet the needs of the particular projects that
the respective programs supported. (Doc. 33, pp. 40–55; Doc. 35-7).
As the number of programs in use grew, so did Mr. Mohr’s responsibilities.
Mr. Mohr served as “the database administrator, the computer programmer, the
12
systems administrator, the subject matter expert, the production planner, [and] the
production manager.”
(Doc. 27, p. 53; Doc. 33, pp. 15–27; Doc. 107-5).
Immediately after Mr. Mohr installed AMIP on SES’s servers, approximately four
mechanics used the program during the depopulation process. The number of
individuals using AMIP and programs based on its source code grew to more than
200 during Mr. Mohr’s employment with SES. (Doc. 27, p. 54).
The increased workload took a toll on Mr. Mohr, and in 2011, he began to
miss work due to poor health. (Doc. 33, p. 22). Mr. Mohr also became concerned
that SES was attempting to unfairly exploit him and the AMIP source code. (Doc.
75-10, p. 210). Following a meeting between SES and Boeing in March of 2012,
in which he was asked to provide Boeing with remote access to AMIP, Mr. Mohr
tendered his resignation, but then decided to continue working for SES after
meeting with his supervisor. (Doc. 33, pp. 28–40; Doc. 46-1; Doc. 72-4, pp. 39–
40). Shortly afterward, in March of 2012, Mr. Mohr wrote to Mr. Sowers, “I just
want to be happy again and I can[’]t when I am worried if my job is using me and
will take what they can from me then kick me away.” (Doc. 46-1, p. 2).
SES increased Mr. Mohr’s salary by approximately 50% in early 2013, but
the relationship between Mr. Mohr and SES continued to deteriorate along with
Mr. Mohr’s physical condition. (Doc. 33, pp. 69–70; Doc. 75-10, pp. 214–20,
249–53, 262–65). In March of 2013, Mr. Sowers directed Mr. Mohr to begin work
13
on a version of AMIP that could support the depopulation of Cobra helicopters.
(Doc. 33, pp. 68–69). The following month, Mr. Mohr sent a letter through
counsel to the president of SES complaining that SES had exceeded the scope of
the license provided by Mr. Mohr, violated the copyright on AMIP, and created a
hostile work environment. (Doc. 33, pp. 70–74; Doc. 72-15; Doc. 75-10, pp. 220–
25). An executive from SES met with Mr. Mohr to discuss the issues raised in the
letter and the possible purchase of the AMIP copyright, but no agreement was
reached. (Doc. 33, pp. 75–85; Doc. 75-10, pp. 225–38; Doc. 75-45). On October
23, 2013, counsel for Mr. Mohr sent a letter to counsel for SES purporting to give
notice of Mr. Mohr’s involuntary resignation and requesting that SES confirm in
writing that it would cease use of AMIP, BMIP, and DMIP by the end of the next
day. (Doc. 35-10).
In September of 2013, SES began developing a computer program called
Aircraft Inventory Repair, or AIR, to replace AMIP, BMIP, and DMIP. (Doc. 7212, pp. 30–31; Doc. 72-17, p. 6). SES deployed Black Hawk AIR to replace BMIP
in January of 2014. (Doc. 72-12, p. 31). SES deployed Apache Air in April of
2014, but continued to use DMIP for some weeks after that. (Doc. 72-12, p. 41).
To implement the printing function in both versions of AIR, SES copied portions
of the DMIP source code. (Doc. 72-12, pp. 31–32; Doc. 72-17, pp. 5–6).
This lawsuit followed Mr. Mohr’s departure from SES.
14
IV.
Discussion
A.
Copyright Infringement Claim
Copyright protection is a complex area of the law. Counsel for the parties
have provided wide-ranging legal arguments regarding the scope of Mr. Mohr’s
copyright and the merits of his infringement claim.
Ultimately, though, Mr.
Mohr’s claim rises and falls on fundamental propositions of copyright law. First,
Mr. Mohr must demonstrate that the Court may exercise jurisdiction over his
infringement claim.
Then, “[t]o make out a prima facie case of copyright
infringement, [Mr. Mohr] must show that (1) [he] owns a valid copyright in the
[work] and (2) defendants copied protected elements from the [work].” Smith v.
Casey, 741 F.3d 1236, 1241 (11th Cir. 2014) (quoting Saregama India Ltd. v.
Mosley, 635 F.3d 1284, 1290 (11th Cir. 2011)) (internal quotation marks omitted
and alterations in original). Mr. Mohr’s copyright infringement claim fails as a
matter of law because he cannot satisfy either prong of a prima facie case for the
copyright claim over which the Court may exercise jurisdiction.
1.
Subject Matter Jurisdiction
The Court’s examination of Mr. Mohr’s copyright infringement claim begins
with the most fundamental question of all: to what extent does the Court have
jurisdiction over Mr. Mohr’s copyright claim? The answer to that question lies in
15
Mr. Mohr’s copyright registration. As the Eleventh Circuit Court of Appeals
explained in M.G.B. Homes, Inc. v. Ameron Homes, Inc.:
The Copyright Act provides that:
no action for infringement of the copyright in any work shall be
instituted until registration of the copyright claim has been made in
accordance with this title.
17 U.S.C. § 411(a) (West Supp.1990). The registration requirement is
a jurisdictional prerequisite to an infringement suit.
903 F.2d 1486, 1488 (11th Cir. 1990).
Thus, this Court has subject matter
jurisdiction over an infringement claim concerning the work for which Mr. Mohr
obtained a copyright registration. Pursuant to 17 U.S.C. § 101, “where a work is
prepared over a period of time, the portion of it that has been fixed at any particular
time constitutes the work as of that time, and where the work has been prepared in
different versions, each version constitutes a separate work.”
Mr. Mohr’s copyright registration is dated February 24, 2010. The title of
the registered work is “AMIP (Aviation Maintenance Inventory Program).” (Doc.
35-3). According to the certificate of registration, the registered work, the AMIP
computer program, was completed in 2010, and Mr. Mohr and Mr. Sampson are
the authors of the registered work. (Id.).
As discussed in greater detail below, the precise scope of the work for which
Mr. Mohr registered a copyright is unknown and unknowable because Mr. Mohr
deposited only a portion of the AMIP source code with the U.S. Copyright Office
16
when he registered his copyright in February 2010. (Doc. 75-10, pp. 40-41). But
this much is certain – the registered program is not the work that Mr. Mohr created
in 2007 to enable DynCorp mechanics to record in computer-generated
spreadsheets the numbers for the parts that the mechanics removed from various
helicopter sections.
It is undisputed that in 2007, Mr. Mohr used Excel, a computer program
available through Microsoft, to create spreadsheets into which he could manually
type parts information that DynCorp mechanics wrote by hand in documents that
they created as they removed helicopter parts.6 (Doc. 86-4, ¶ 3). In time, Mr.
Mohr wrote code that enabled the mechanics to input the parts information into
digital versions of the Excel spreadsheets. (Doc. 86-4, ¶ 4). The “2007 program
tracked every part of a depopulated Apache in terms of whether the part was
removed from or remained on the aircraft.” (Doc. 86-4, ¶ 7). The “2007 program
did not print any tags” for parts that mechanics removed from helicopters; “all tags
were manually filled out by the mechanic.” (Id.). 7
6
Excel is a data-management application available as part of the Microsoft Office software suite.
MICROSOFT, http://products.office.com/en-us/excel (last visited August 30, 2016).
7
Again, consistent with the Court’s obligation to view the evidence in the light most favorable to
Mr. Mohr, in tracing the development of the AMIP program, the Court relies heavily on Mr.
Mohr’s June 26, 2015 declaration. (Doc. 86-4). That document contains Mr. Mohr’s most
recent, comprehensive description of the development of the AMIP program. (Compare Doc.
75-10, the transcript of Mr. Mohr’s December 2014 deposition).
17
The AMIP program for which Mr. Mohr has a registered copyright is
substantially different from the 2007 program. First, Mr. Mohr developed the
program with Mark Sampson after Mr. Sampson became a DynCorp employee in
2008. (Doc. 86-4, ¶ 14; Doc. 72-2, p. 29, lines 18–23). Second, Mr. Mohr and Mr.
Sampson “implemented a driver” in the AMIP program which “allowed the
program to print tags” using Zebra printers installed at DynCorp’s San Angelo
facility where Mr. Mohr worked. (Doc. 86-4, ¶ 14). Mr. Mohr explained that his
2007 program could not print tags because his 2007 program “was built on a
different framework than” the program that operated the Zebra printers. (Doc. 864, ¶ 14). In Mr. Mohr’s words, he and Mr. Sampson “wrote completely fresh
printing functionality source code.”
Third, the AMIP program is written in
ASP.net, a computer language used to develop web applications. The AMIP
program allowed users to access helicopter parts data stored in an SQL database
through a web browser, a feature not shared by the 2007 program. (Doc. 33, pp.
230–31; Doc. 75-10, pp. 180–81; Doc. 72-12, p. 5).8
There is no doubt that the AMIP program stems from the concept of
electronically organizing parts data, the very concept that prompted Mr. Mohr to
create Excel parts spreadsheets in 2007. But the registered AMIP program is
8
In answer to an interrogatory posed by the defendants, Mr. Mohr responded, “My copyrighted
source code is not based, in whole or in part, on any previous works.” (Doc. 75-59, p. 6).
18
distinct from the 2007 spreadsheet program for copyright purposes because a
copyright protects an expression, not an idea. 17 U.S.C. § 102(b) (“In no case does
copyright protection for an original work of authorship extend to any idea. . . .”).
Cambridge Univ. Press v. Patton, 769 F.3d 1232, 1286 n.25 (11th Cir. 2014) (“As
noted, copyright protects expression, and not the underlying ideas a work
contains.”). The AMIP program, the work that Mr. Mohr registered in 2010, is a
separate work from Mr. Mohr’s 2007 program.
Thus, the Court may exercise jurisdiction over Mr. Mohr’s copyright
infringement claim as it pertains to the fully-automated AMIP web-based computer
program that Mr. Mohr registered in February 2010.
2.
Copyright Ownership
a.
Work Made for Hire
SES argues that Mr. Mohr’s copyright infringement claim fails at the first
step of the copyright infringement analysis because Mr. Mohr cannot prove that he
owns a valid copyright in the AMIP program. SES contends that the program is a
“work made for hire,” meaning that Mr. Mohr’s job responsibilities included
computer programming, and he created the AMIP program in the performance of
his employment responsibilities such that the rights to the 2010 AMIP program
belong to Mr. Mohr’s employer, not Mr. Mohr. Although the Court has located no
opinion in which the Eleventh Circuit Court of Appeals has used the explicit
19
phrase “affirmative defense,” it is clear that the Eleventh Circuit regards the
“work-for-hire” doctrine as such.
In M.G.B. Homes, Inc. v. Ameron Homes, Inc., 903 F.2d 1486 (11th Cir.
1990), after discussing the statutory basis for the work-for-hire doctrine, the
Eleventh Circuit stated:
we hold that Ameron [the alleged infringer] does have the right to
assert this defense. It is not unheard of, as MGB asserts, for the
“work-for-hire” issue to arise “as a defensive tactic adopted by a
third-party infringer to dispute the validity of the plaintiff’s
copyright.” Easter Seal Society for Crippled Children and Adults of
Louisiana, Inc. v. Playboy Enterprises, 815 F.2d 323, 333 (5th
Cir.1987), cert. denied, 485 U.S. 981, 108 S.Ct. 1280, 99 L.Ed.2d 491
(1988).
Id. at 1490 (footnote omitted).9 Moreover, relying on the express language of the
Copyright Act, the Eleventh Circuit has held that proof of a valid certificate of
copyright registration “‘shall constitute prima facie evidence of the validity of the
copyright and of the facts stated in the certificate.’ 17 U.S.C. § 410(c) (1996).
‘Once the plaintiff produces a certificate of copyright, the burden shifts to the
defendant to demonstrate why the claim of copyright is invalid.’” MiTek Holdings,
Inc. v. Arce Eng'g Co., 89 F.3d 1548, 1554 (11th Cir. 1996) (quoting Bateman v.
Mnemonics, Inc., 79 F.3d 1532, 1541 (11th Cir. 1996)).
9
Mr. Mohr argues that SES cannot defend against his claim of copyright infringement by
invoking the work-for-hire doctrine because SES does not have standing to assert the rights of a
third-party, like DynCorp. (Doc. 76, pp. 16–18). M.G.B. Homes squarely disposes of that
argument.
20
Other circuits uniformly have held expressly that the work-for-hire doctrine
is an affirmative defense on which the defendant bears the burden of proof.
Medforms, Inc. v. Healthcare Mgmt. Sols., Inc., 290 F.3d 98, 105 (2d Cir. 2002);
MacLean Associates, Inc. v. Wm. M. Mercer-Meidinger-Hansen, Inc., 952 F.2d
769, 771 (3d Cir. 1991); Twentieth Century Fox Film Corp. v. Entm’t Distrib., 429
F.3d 869, 877 (9th Cir. 2005); Allan v. Springville City, 388 F.3d 1331, 1336 (10th
Cir. 2004); see also Fun Spot of Florida, Inc. v. Magical Midway of Cent. Florida,
Ltd., 242 F. Supp. 2d 1183, 1186 (M.D. Fla. 2002). Therefore, the Court treats the
doctrine as an affirmative defense and evaluates the relevant evidence
accordingly. 10
The Court’s analysis begins with the certificate of registration for the AMIP
program. The certificate states that the program is not a work made for hire. (Doc.
10
Citing an unpublished Ninth Circuit opinion, SES states:
The Copyright Act presumes that a work prepared by an employee within the
scope of his employment belongs to the employer “unless the parties have
expressly agreed otherwise in a written instrument signed by them, . . .” 17 U.S.C.
§ 201(b). It is Plaintiff’s burden to overcome this presumption by proving that a
contrary agreement was reached with DynCorp. See, e.g. Wilkes v. Rhino
Records, No. 96-56238, 1997 U.S. App. LEXIS 35721 at *4 (9th Cir. Dec. 4,
1997) (stating that plaintiff failed to present sufficient evidence on summary
judgment to overcome work for hire presumption).
(Doc. 96, p. 24) (emphasis in SES brief). In M.G.B. Homes, the Eleventh Circuit discussed the
Supreme Court’s opinion in Cmty. for Creative Non-Violence v. Reid, 490 U.S. 730 (1989), and
expressly rejected the proposition that the work-for-hire doctrine creates a rebuttable
presumption on which the plaintiff carries the burden of proof. M.G.B. Homes, 903 F.2d at
1491. SES cited the M.G.B. Homes opinion in its summary judgment briefs (Doc. 74, p. 49;
Doc. 96, p. 23 n. 10) but did not discuss this aspect of the decision in its briefs. The Court will
discuss the Reid opinion shortly.
21
35-3). The certificate, then, constitutes prima facie evidence that the 2010 AMIP
program is not a work made for hire. MiTek Holdings, Inc., 89 F.3d at 1554. For
SES to prevail on its affirmative defense, the evidence in the record must
demonstrate that the certificate is incorrect and that under the Copyright Act, Mr.
Mohr’s employer, DynCorp, is considered the author of the program.
Under the Copyright Act, 17 U.S.C. §§ 101–1332, “[c]opyright in a work
. . . vests initially in the author or authors of the work.” 17 U.S.C. § 201(a). “In
the case of a work made for hire, the employer or other person for whom the work
was prepared is considered the author . . . , and, unless the parties have expressly
agreed otherwise in a written instrument signed by them, owns all of the rights
comprised in the copyright.” 17 U.S.C. § 201(b). The Copyright Act defines a
“work made for hire” as “a work prepared by an employee within the scope of his
or her employment . . . .” 17 U.S.C. § 101.
The parties agree, and the record leaves no doubt, that Mr. Mohr was an
employee of DynCorp when he developed AMIP. 11 DynCorp hired Mr. Mohr in
June of 2005. (Doc. 27, pp. 32–33; Doc. 75-36, p. 4; Doc. 75-10, p. 12; Doc. 7559, p. 4). Mr. Mohr remained a DynCorp employee until January of 2010. (Doc.
27, p. 33; Doc. 75-59, p. 4).
AMIP was “authored, created, developed, and
11
For purposes of ruling on the parties’ motions for summary judgment, the Court assumes that
AMIP was developed jointly by Mr. Mohr and Mr. Sampson and that Mr. Sampson assigned his
interest in the AMIP source code to Mr. Mohr. (See Doc. 35-3 (AMIP copyright registration
listing Mr. Mohr and Mr. Sampson as co-authors); Doc. 35-2 (assignment of AMIP copyright
from Mr. Sampson to Mr. Mohr)).
22
completed prior to [Mr. Mohr’s] employment at SES,” which began on January 15,
2010. (Doc. 75-60, p. 2; Doc. 75-10, pp. 33–34; Doc. 107-5, p. 1). Therefore,
AMIP is a work prepared by a DynCorp employee. But that, by itself, is not
enough to constitute a work made for hire.
The statutory definition of a “work made for hire” also requires the Court to
examine whether creating AMIP fell within the scope of Mr. Mohr’s employment.
17 U.S.C. § 101. “Scope of employment” is a term of art. Cmty. for Creative NonViolence v. Reid, 490 U.S. 730, 740 (1989). “It is . . . well established that [w]here
Congress uses terms that have accumulated settled meaning under . . . the common
law, a court must infer, unless the statute otherwise dictates, that Congress means
to incorporate the established meaning of these terms.” Field v. Mans, 516 U.S.
59, 69 (1995) (internal quotation mark omitted and alterations in original) (quoting
Reid, 490 U.S. at 739).
In Reid, the Supreme Court referred to “the general common law of agency”
as articulated in the Restatement (Second) of Agency § 228 (1958) when
interpreting the meaning of terms like “employee,” “employer,” and “scope of
employment” under the Copyright Act. Reid, 490 U.S. at 740.
Under the
Restatement (Second) of Agency, “[c]onduct of a servant is within the scope of
employment if, but only if: (a) it is of the kind he is employed to perform; (b) it
occurs substantially within the authorized time and space limits; [and] (c) it is
23
actuated, at least in part, by a purpose to serve the master . . . .” Restatement
(Second) of Agency § 228(1) (1958). A servant’s conduct does not fall “within the
scope of employment if it is different in kind from that authorized, far beyond the
authorized time or space limits, or too little actuated by a purpose to serve the
master.” Restatement (Second) of Agency § 228(2).
After the Supreme Court issued the Reid decision, the American Law
Institute published a new Restatement of Agency. Under the Restatement (Third)
of Agency, “[a]n employee acts within the scope of employment when performing
work assigned by the employer or engaging in a course of conduct subject to the
employer’s control.”
Restatement (Third) of Agency § 7.07(2) (2006).
Conversely, “[a]n employee’s act is not within the scope of employment when it
occurs within an independent course of conduct not intended by the employee to
serve any purpose of the employer.” Id. Under the formulation of “scope of
employment” in both the Restatement (Second) and the Restatement (Third), the
employee’s intent is important. 12
Under either version of the Restatement’s criteria for agency, the record
demonstrates conclusively that Mr. Mohr’s work on AMIP was within the scope of
his employment with DynCorp.
12
The Eleventh Circuit evaluated the Restatement (Second) definition of scope of employment
in M.G.B. Homes. The Court has located no opinion in which the Eleventh Circuit has examined
the definition of “scope of employment” under the Restatement (Third) in the context of a
copyright case.
24
The record establishes that Mr. Mohr’s conduct in creating the AMIP
program was the type of work DynCorp employed him to perform. When Mr.
Mohr and Mr. Sampson began writing the code for the program, DynCorp’s job
title for each was “computer programmer.” (Doc. 33, p. 122; Doc. 75-8, ¶¶ 11, 14;
Doc. 75-10, p. 155; 75-12; Doc. 75-21, ¶ 8; Doc. 86-4, ¶ 12). In Mr. Mohr’s May
2008 performance review, DynCorp lauded Mr. Mohr because he could be “given
the end product desire[d] and he [would] design a program to do it.” (Doc. 75-18,
p. 4). The manager who completed the review explained that because of Mr.
Mohr’s skills and his ability to “handle[] all computer programming for our
facility,” DynCorp’s customer, the United States Army, did not have to hire
another contractor to handle programming of the computers at the San Angelo
facility. (Doc. 75-18, p. 4). When asked in his deposition if one of the things he
did for DynCorp was work on the AMIP program, Mr. Mohr replied, “Yes, sir.”
(Doc. 75-10, p. 153).
The record also demonstrates that Mr. Sampson and Mr. Mohr completed
much of the work within authorized time and space limits. Mr. Mohr testified that
he worked on the AMIP program at the San Angelo facility and at home. (Doc. 33,
p. 122; Doc. 75-10, p. 153). 13 At the San Angelo facility, Mr. Mohr and Mr.
13
There is ample evidence that DynCorp knew that Mr. Mohr worked long hours, and the
company did not discourage Mr. Mohr from doing so. (See, e.g., Doc. 75-18, pp. 3-4; Doc. 7520, p. 2). Even if that were not the case, the work that Mr. Mohr performed at home would not
25
Sampson shared an office. (Doc. 75-8, ¶¶ 15–16). There is no evidence in the
record that Mr. Sampson worked on the AMIP program at Mr. Mohr’s home; it
appears from the record that the two men coordinated their efforts at the San
Angelo facility. Mr. Mohr used servers and other equipment located at the San
Angelo facility to develop AMIP. (Doc. 75-21, ¶ 17; Doc. 75-59, p. 9, # 12).
When the memory for the computer that he was using to design the AMIP program
was not adequate for the task, Mr. Mohr asked permission for a computer upgrade
from Terry Hurley, one of Mr. Mohr’s superiors at DynCorp. (Doc. 75-17, p. 2;
Doc. 75-18, p. 5; Doc. 75-21, ¶ 16).
As evidenced by various email exchanges, Mr. Mohr consulted with
DynCorp personnel and U.S. government personnel as he and Mr. Sampson
created the AMIP program to ensure that the program would serve DynCorp’s
purposes well. (Docs. 75-13, 75-14, 75-15, 75-16, 75-18, 75-31).14 For example
in a 2008 email, Mr. Mohr asked recipients with U.S. Army email addresses like
automatically exempt AMIP from the application of the work-for-hire doctrine. See Le v. City of
Wilmington, 736 F. Supp. 2d 842, 849–50 (D. Del. 2010), aff'd, 480 Fed. Appx. 678 (3d Cir.
2012) (citing Genzmer v. Public Health Trust of Miami–Dade County, 219 F. Supp. 2d 1275,
1281–82 (S.D. Fla. 2002), and Rouse v. Walter & Assocs., L.L.C., 513 F. Supp. 2d 1041, 1058
(S.D. Iowa 2007)) (holding employee cannot avoid application of work-for-hire doctrine solely
based on performing work off-hours at home); Miller v. CP Chems., Inc., 808 F. Supp. 1238,
1240, 1244 (D.S.C.1992) (finding employer owned copyright on computer programs created by
employee—at employee’s home, and for which employee received no compensation—solely for
purpose of simplifying employee’s work-related duties); Marshall v. Miles Labs., Inc., 647 F.
Supp. 1326, 1330 (N.D. Ind.1986) (stating that work-for-hire doctrine cannot be avoided merely
by preparing work during non-working hours in place not controlled by employer).
14
The documents cited refer to PDMSS, but Mr. Mohr asserts that PDMSS is simply an early
name for AMIP. (Doc. 86-4, ¶ 16).
26
his to review some of his work “and let [him] know if that’s how it[’]s suppose[d]
to be or should a change be made.” (Doc. 75-14, p. 2). In another 2008 email, Mr.
Mohr advised that he made requested changes to the AMIP program. (Doc. 75-15,
p. 2). This evidence demonstrates not only that Mr. Mohr tailored his work to
serve DynCorp’s purposes but also that DynCorp controlled the work that Mr.
Mohr and Mr. Sampson were doing on the program. Another email from 2008
forecloses any doubt about Mr. Mohr’s purposes. In the email, Mr. Mohr made
clear his understanding of the importance to DynCorp of the program he was
writing and his commitment to the success of the program. (Doc. 75-20, p. 2).
Thus, the record demonstrates that creation of the AMIP program was the
kind of work that DynCorp employed Mr. Mohr to perform, Mr. Mohr worked on
the program within authorized time and space limits, Mr. Mohr’s work on the
AMIP program was subject to DynCorp’s control, and Mr. Mohr intended the
AMIP program to serve DynCorp’s purposes and meet DynCorp’s needs. There is
no dispute of material fact in this regard. See Restatement (Second) of Agency §
228(1)(a); Restatement (Third) of Agency § 7.07(2).
Given the state of the facts and law as described above, only a written
agreement that expressly assigned all copyright interests in AMIP to Mr. Mohr
could prevent DynCorp from being considered the author of AMIP under the
Copyright Act. See 17 U.S.C. § 201(b). The record discloses exactly the opposite.
27
Mr. Mohr executed an employee agreement with DynCorp in which he agreed to
“promptly make full disclosure and assign to the Company any ideas, discoveries,
inventions, developments or improvements conceived or made by me, either solely
or jointly with others, during the period of my employment with the Company
relating to Company business, development programs or contemplated interests.”
(Doc. 75-29). The undisputed facts in the record compel the conclusion that the
requirements of the work-for-hire doctrine are satisfied, and Mr. Mohr is not the
author of AMIP for purposes of a copyright action.
b.
Estoppel
Mr. Mohr argues that even if his copyright in AMIP is invalid, he should
prevail on his copyright infringement claim because SES and Mr. Sowers should
be estopped from asserting the invalidity of his copyright. (Doc. 76, pp. 18–21).
Counsel for Mr. Mohr acknowledges that no court has endorsed the theory that a
party may invoke the equitable principle of estoppel to establish an infringement
claim, but that, of course, is not dispositive. (Docs. 76, 109). The Court concludes
that Mr. Mohr’s estoppel argument fails not because it is novel but because the
record does not support Mr. Mohr’s argument.
“The doctrine of equitable estoppel is grounded in fairness.” Bahamas Sales
Assoc., LLC v. Byers, 701 F.3d 1335, 1342 (11th Cir. 2012).
In all cases, the lynchpin for equitable estoppel is equity, and the point
of applying it . . . is to prevent a situation that would fly in the face of
28
fairness. The purpose of the doctrine is to prevent a [party] from, in
effect, trying to have his cake and eat it too.
Id. (quoting In re Humana Inc. Managed Care Litigation, 285 F.3d 971, 976 (11th
Cir. 2002) (citations omitted) (internal quotation marks omitted), rev'd on other
grounds sub nom. PacifiCare Health Sys., Inc. v. Book, 538 U.S. 401 (2003)).
Applied here, estoppel would prevent SES and Mr. Sowers from “relying on the
[AMIP copyright] when it works to [the defendants’] advantage” and “repudiating
it when it works to [the defendants’] disadvantage.” Id.
There are five elements of federal common law equitable estoppel:
“(1) the party to be estopped misrepresented material facts; (2) the
party to be estopped was aware of the true facts; (3) the party to be
estopped intended that the misrepresentation be acted on or had reason
to believe the party asserting the estoppel would rely on it; (4) the
party asserting the estoppel did not know, nor should it have known,
the true facts; and (5) the party asserting the estoppel reasonably and
detrimentally relied on the misrepresentation.”
Dawkins v. Fulton Cty. Gov’t, 733 F.3d 1084, 1089 (11th Cir. 2013) (quoting
Busby v. JRHBW Realty, Inc., 513 F.3d 1314, 1326 (11th Cir. 2008)). Mr. Mohr
asserts that equitable estoppel should save his infringement claim because Bud
Sowers urged him to copyright his code, SES represented that it owned the AMIP
copyright, and SES profited from the seeming validity of the copyright. (Doc. 76,
p. 18; Doc. 109, pp. 84–95). None of these arguments persuades the Court.
It would “fly in the face of fairness” to apply the doctrine of estoppel to Mr.
Sowers. Assuming for purposes of summary judgment that Mr. Sowers urged Mr.
29
Mohr to copyright the AMIP program, Mr. Sowers did so as an employee of the
U.S. Army; Mr. Mohr obtained his copyright registration on February 24, 2010,
but Mr. Sowers did not leave his civilian job with the U.S. Army and join SES
until 2012. (Doc. 35-3; Doc. 72-3, p. 12). There is no evidence that Mr. Sowers
understood the legal implications of the work-for-hire doctrine such that he would
have appreciated the fact that Mr. Mohr could not obtain a valid copyright for the
AMIP program because DynCorp owned the rights to the AMIP source code.
As between Mr. Sowers and Mr. Mohr, if either of them was aware of the
work-for-hire concept in 2010, the record demonstrates that it was Mr. Mohr. The
copyright certificate that he received in February 2010 explicitly states that AMIP
is not a “work made for hire.” (Doc. 35-3). Mr. Mohr must have provided that
information in his January 2010 copyright application. (Doc. 33, pp. 120-21). Mr.
Mohr explained that he indicated in his copyright application that Mr. Sowers
should have “rights and permissions” for the copyright because “there was a lot of
government-stuff entailed in the program, and I just wanted to do it . . . the right
way.” (Doc. 33, p. 121).15 Thus, even if he did not understand the finer points of
the work-for-hire doctrine in 2010, Mr. Mohr was aware generally, at a minimum,
that others such as the U.S. Army had an interest in the AMIP program.
15
Mr. Mohr did not have assistance of counsel when he completed his copyright application.
(Doc. 33, p. 121).
30
Mr. Mohr’s estoppel argument fares no better with respect to SES. There
certainly is plenty of evidence in the record that SES used the AMIP program to its
advantage in its contract negotiations with Boeing, and SES obtained lucrative
contracts with Boeing because of SES’s ability to manage the depopulation process
efficiently with the use of AMIP, BMIP, and DMIP. But there is no evidence that
SES knew when it engaged in those negotiations that the AMIP program belonged
to DynCorp rather than Mr. Mohr. Mr. Mohr received his certificate of copyright
registration just a few weeks after he went to work for SES. Mr. Mohr gave SES
written authorization to use AMIP a few weeks after he received the copyright
certificate. (Doc. 35-5). In the license, Mr. Mohr represented that he owned the
copyright for AMIP. (Id.).
The record reflects two conversations between Mr. Mohr and SES personnel
concerning the ownership of AMIP early in Mr. Mohr’s employment with SES.
One conversation took place between Mr. Mohr and SES’s IT manager when Mr.
Mohr attempted to load AMIP onto SES’s servers. (Doc. 72-17, pp. 6–8). When
asked if he had an end user license agreement that would allow SES to use AMIP,
Mr. Mohr responded that AMIP was his and SES could have it. (Doc. 72-17, pp.
7–8). During a second conversation, Mr. Mohr’s supervisor at SES requested
permission from Mr. Mohr to use AMIP. (Doc. 75-10, pp. 160–62; Doc. 27, p.
46). Such a request is consistent with Mr. Mohr’s supervisor’s understanding that
31
AMIP belonged to Mr. Mohr. Thus, there is no evidence that SES was aware of
the true fact that DynCorp, not Mr. Mohr, owned the AMIP program. If anyone
knew the true facts concerning the circumstances under which the AMIP program
was created, it was Mr. Mohr, not SES. The fact that SES benefitted from the
AMIP program is not sufficient to support application of the doctrine of equitable
estoppel.
Absent evidence of some form of conduct that has unfairly tipped the scales
of justice, the Court cannot use equitable estoppel to prevent the dismissal of a
claim that is legally insufficient. Therefore, SES is not estopped from asserting the
work-for-hire defense to Mr. Mohr’s copyright infringement claim.
3.
Copying of Protected Elements
Even if Mr. Mohr could demonstrate that he owns a valid copyright, his
claim still would fail as a matter of law because he cannot prove that SES has
infringed his copyright on the 2010 AMIP program. Smith v. Casey, 741 F.3d
1236, 1241 (11th Cir. 2014). “The mere fact that a work is copyrighted does not
mean that every element of the work may be protected.” Feist Publications, Inc. v.
Rural Tel. Serv. Co., 499 U.S. 340, 348 (1991).
A plaintiff may pursue an
infringement claim only for “protected expression” that is “of such importance to
the copied work that the appropriation is actionable.”
Peter Letterese and
Associates, Inc. v. World Inst. of Scientology Enterprises, 533 F.3d 1287, 1300
32
(11th Cir. 2008) (internal quotation marks omitted and alterations in original)
(quoting MiTek Holdings, Inc., 89 F.3d at 1554); see also Leigh v. Warner Bros.,
212 F.3d 1210, 1214 (11th Cir. 2000) (To prove that a work has been copied, “the
plaintiff [] must establish specifically that the allegedly infringing work is
substantially similar to the plaintiff’s work with regard to its protected elements.”)
(emphasis in original). To evaluate the second element of an infringement claim, a
court must be able to “filter[] out all unprotectable material” in the copyrighted
work. Bateman v. Mnemonics, Inc., 79 F.3d 1532, 1550 (11th Cir. 1996).
When, as in this case, the copyrighted work is a computer program, the
filtering process entails an examination of source code. This is where Mr. Mohr
hits an evidentiary roadblock that he cannot surmount because, as noted earlier, he
cannot produce a copy of AMIP’s source code as it existed when he registered the
2010 AMIP program with the U.S. Copyright Office. (Doc. 75-10, pp. 40–41).
Mr. Mohr has produced 50 computer files that he deposited with the
Copyright Office. It is undisputed that those 50 files constitute only a portion of
the registered 2010 AMIP program. Mr. Mohr also has produced AMIP_ONE, a
work that pre-dates the registered 2010 AMIP program. No file in AMIP_ONE
was modified later than September 4, 2009. (Doc. 86-6; Doc. 86-8, ¶ 10.b).16 SES
16
The admissibility of AMIP_ONE is in dispute. (Docs. 98, 101). For the purpose of assessing
Mr. Mohr’s ability to establish the elements of a copyright infringement claim, the Court will
assume that AMIP_ONE would be admissible at a trial in this action.
33
has produced SES AMIP, a version of AMIP that post-dates AMIP’s registration.
(Doc. 86-8, ¶¶ 5–6). The files in SES AMIP were modified between November 8,
2007 and August 23, 2013. (Doc. 86-8, ¶ 10.c). Of the 50 files that Mr. Mohr
deposited with the Copyright Office when he registered a copyright on AMIP in
2010, 18 files exactly or closely match at least one file in AMIP_ONE and at least
one file in SES AMIP. (Doc. 86-8, ¶ 10.d). Sixteen of the deposited files match
only AMIP_ONE or SES AMIP, and sixteen do not match any files in either
AMIP_ONE or SES AMIP. (Doc. 86-8, ¶ 10.e, f, g). Thus, Mr. Mohr cannot
produce a complete source code for the copyrighted 2010 AMIP program, and the
Court cannot perform the required filtering analysis of that program.
Mr. Mohr argues that “AMIP_ONE provides a ‘clear roadmap by which to
decipher’ the content of the copyrighted work . . . .” (Doc. 76, pp. 29–30 (quoting
Indyne, Inc. v. Abacus Tech. Corp., 876 F. Supp. 2d 1278, 1280–81 (M.D. Fla.
2012), aff'd, 513 Fed. Appx. 858 (11th Cir. 2013)). In the opinion of Mr. Mohr’s
expert, “[m]ost of the lines of the AMIP computer program can be established, as
they existed at the time of the copyright registration, by” comparing lines of code
that exist in the same form in AMIP_ONE and SES AMIP. (Doc. 86-8, ¶ 14).
However, that conclusion is undercut by the expert’s own finding that the
deposited files include source code that appears in neither AMIP_ONE nor SES
AMIP, or appears in only one of those programs. (Doc. 86-8, ¶ 10.e, f, g).
34
Sixteen files, at least, were present in the registered version of AMIP but not
in AMIP_ONE or SES AMIP. Mr. Mohr has offered no means of gauging how
many more files appeared only in the registered version of AMIP. In addition,
attempting to reconstruct the registered version of AMIP by comparing
AMIP_ONE with SES AMIP leaves open the question of what to do when
AMIP_ONE and SES AMIP do not match. On the evidence presented to the
Court, filling these gaps to re-create the registered version of AMIP with source
code from either AMIP_ONE or SES AMIP would entail pure speculation.
Therefore, the Court must conclude that Mr. Mohr is unable to produce the
copyrighted work, and the Court cannot conduct an infringement analysis. See
generally InDyne, Inc. v. Abacus Tech. Corp., 587 Fed. Appx. 552, 554 (11th Cir.
2014) (affirming an award of attorney’s fees to a defendant made by the district
court to “deter future litigants from suing for infringement of software copyrights
without being able to produce the software code”).17
B.
State Law Claims
In addition to his copyright infringement claim based on federal law, Mr.
Mohr asserts a series of state law claims in his amended complaint. (See Doc. 35).
17
The Court does not mean to suggest that a copy of source code that predates the certificate of
registration for a copyrighted computer program never can be used to identify the original
constituent parts of the program. AMIP_ONE simply is not up to the task in this case. Mr.
Mohr’s inability to present a complete version of the copyrighted source code impacts not only
the filtering process but also Mr. Mohr’s ability to prove that the original aspects of the
copyrighted program are substantially similar to the offending program. Bateman, 79 F.3d at
1542.
35
To date, the Court has exercised supplemental jurisdiction over the state law claims
because “they form part of the same case or controversy under Article III of the
United States Constitution.” 28 U.S.C. § 1367(a). With the elimination of Mr.
Mohr’s federal claim, the Court may consider whether it should continue to
exercise jurisdiction over Mr. Mohr’s state law claims. 28 U.S.C. § 1367(c) (“The
district courts may decline to exercise supplemental jurisdiction over a claim under
subsection (a) if . . . the district court has dismissed all claims over which it has
original jurisdiction . . . .”).
“[I]n the usual case in which all federal-law claims are eliminated before
trial, the balance of factors to be considered under the pendent jurisdiction
doctrine—judicial economy, convenience, fairness, and comity—will point toward
declining to exercise jurisdiction over the remaining state-law claims.” CarnegieMellon Univ. v. Colhill, 484 U.S. 343, 364 n.7 (1988).
This case is not an
exception to that general rule. Although the Court has become familiar with the
parties, claims, and evidence in this case, the efforts of the parties and the Court
have been directed primarily toward Mr. Mohr’s copyright infringement claim.
Now that the federal copyright infringement claim is resolved, there is little
judicial economy to be gained by retaining jurisdiction over state law claims that
have received less attention.
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In addition, judicial economy will be served by dismissal of the state law
claims to the extent Mr. Mohr takes advantage of the opportunity to assess which
of his state law claims potentially remain viable. When the Court asked whether
Mr. Mohr’s state law claims could proceed if his copyright infringement claim
failed, Mr. Mohr’s counsel indicated that the claim for a conspiracy between Mr.
Sowers and SES could stand alone. (Doc. 109, p. 67; Doc. 35, ¶¶ 95–98). Mr.
Mohr’s counsel also stated that it was unclear under Alabama case law whether the
underlying wrong required to support a conspiracy claim had to be “a tort separate
from conspiracy” or could be “a wrong in the broader sense.” (Doc. 109, pp. 68–
69).
An Alabama state court is an appropriate forum for an examination of
unresolved questions of state law.
Therefore, the Court will dismiss Mr. Mohr’s state law claims without
prejudice so that Mr. Mohr may pursue those claims in state court if he wishes.
See 28 U.S.C. § 1367(d) (setting deadline for filing state law claims in state court
following resolution of federal claims).
V.
Conclusion
For the reasons discussed above, the Court GRANTS the defendants’
motion for summary judgment. (Doc. 73). The Court DENIES Mr. Mohr’s
motion for partial summary judgment. (Doc. 76). The Court DENIES SES’s
motions to exclude the report and testimony of plaintiff’s expert and to strike as
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moot. (Doc. 70, 98). The Court DENIES Mr. Mohr’s motion to supplement his
evidentiary submissions as moot.
counterclaim.
(Doc. 43).
(Doc. 107).
SES has not pursued its
Therefore, the Court dismisses that claim without
prejudice. By separate order, the Court will enter a final judgment consistent with
this memorandum opinion.
DONE and ORDERED this August 31, 2016.
_________________________________
MADELINE HUGHES HAIKALA
UNITED STATES DISTRICT JUDGE
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