Sims et al v. Marion County, Alabama et al

Filing 84

MEMORANDUM OF OPINION. Signed by Judge L Scott Coogler on 11/16/2020. (PSM)

FILED
2020 Nov-16 AM 10:01
U.S. DISTRICT COURT
N.D. OF ALABAMA

UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF ALABAMA
JASPER DIVISION
MELISSA ANN SIMS, as
Adminstratrix of the Estate of Billy Ray
Sims, Deceased
Plaintiff,
v.
CITY OF HAMILTON, et al.,
Defendants.

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6:18-cv-1967-LSC

MEMORANDUM OF OPINION

I.

INTRODUCTION

Before the Court is a motion for summary judgment filed by Defendants
Jordan Carter (“Carter”), Trey Webb (“Webb”), and the City of Hamilton
(“Hamilton”) (Doc. 63.); a motion for summary judgment by Marion County (Doc.
65); and a motion for summary judgment by Terry Rich and Jared Tidwell (Doc. 67).
Melissa Ann Sims (“Plaintiff”) brought this case as adminstratrix of the estate of
Billy Ray Sims (“Sims”), deceased, alleging federal constitutional violations under
42 U.S.C. § 1983 and state law claims of negligence. For the following reasons,
Defendants’ motions for summary judgment are due to be granted in full.s
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II.

FACTS

At approximately 1:30 a.m. on December 13, 2017, police learned of a potential
hostage situation at 640 Reese Road, Hamilton, Alabama. (Doc. 64 at 2.) Emergency
services dispatched Officers Webb and Carter, Deputy Jared Tidwell (“Tidwell”),
and Deputy Terry Rich (“Rich”) to this address. (Doc. 41 at 3.) Webb and Carter
were employed by the City of Hamilton Police Department, while Deputies Tidwell
and Rich were employed by the Marion County Sheriff’s Department. (Id.)
Carter was the first to arrive on the scene. At a nearby intersection, he waited
for backup to arrive before responding. (Carter Dep. 14:8-14:14.) Webb and Rich
arrived, whereupon Rich confirmed 640 Reese Road as the correct address. (Rich
Dep. 19:9-19:13.) After confirming the address, the three proceeded to the mobile
home of Sims. (Id.) However, the three believed the mobile home to be the residence
of Trevor Ely, who was known to law enforcement and believed to have been
involved in a private incident with shots fired earlier in the month of December 2017.
(Doc. 64 at 2-3; Rich Dep. 21:6-22:24; Webb Dep. 26:23-29:17.)
The officers knocked on the door without identifying themselves as law
enforcement and received no response. (Doc. 69, ex. F at 00:40-01:45) They then
walked around the property and used their flashlights to try to identify if anybody
was home. (Ritch Depo., p. 19; Webb Depo., p. 23; Carter Depo., p. 14) After a short
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period of time, as the three officers were moving away from the home, Sims turned
on the porch light and opened the door with a firearm at his side. (Doc. 64 at 4; Rich
Dep. 19:24-20:2.)
In the seven seconds that followed, Carter, Webb, and Rich shouted “put the
gun down” roughly five to seven times, as well as “Sheriffs” and “PD” once or
twice. (Defendant’s Ex. 7 at 13; Carter1.mp4 03:05-03:20; Webb1.mp4 03:5004:00.) Sims did not drop the weapon. 1 (Carter Depo., p. 15.) However, the plaintiff
alleges that Sims would have been unable to raise it to aim at the police, as the four
officers claim. 2 (Doc. 74 at 15; Sims Dep. 52:15-58:16.) When Sims did not comply,
Webb opened fire. (Defendant’s Ex. 7; Carter1.mp4.) Sims was struck in his superior
left abdomen, left leg, right leg, and scrotum, but he remained alive and continued to
move. (Doc. 41 at 4–5; Doc. 64 at 8; Rich Dep. 43:10-43:14.)

Insofar as Plaintiff disputes this fact, she has provided no supporting evidence. Plaintiff’s only
evidence is the inadmissible character evidence proffered by Sims’s daughter that Sims “wouldn’t
have hurt a fly.” Indeed, all evidence that could be admissible at trial—the testimony of all three
officers at the scene, the corresponding audio from the body cams, and the position of the gun after
Sims’s death—uniformly point to Sims’s continued possession of the weapon. Although the Court
must make all reasonable inferences in favor of the Plaintiff, the court cannot manufacture evidence
where there is none. See Rollins v. TechSouth, Inc., 833 F.2d 1525, 1529 (11th Cir. 1987)
1

2

Plaintiff supports this claim using permissible lay opinion testimony from Sims’s daughter, who
claims that Sims was unable to raise his arms. Unlike the bare allegations that Sims dropped his
weapon, this testimony is sufficient to create a genuine issue of material fact. Accordingly, the
Court’s opinion assumes Sims had a gun but never pointed it at the officers.
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The three officers, joined by Tidwell after the shots had been fired, remained
behind their vehicles and away from the porch where Sims was located. (Doc. 69 ex.
F at 05:15-30:31.) Carter called 911 and requested an ambulance immediately after
the shots were fired. (Webb Dep. 57:18-58:3.) Webb also offered to provide aid if
Sims dropped his weapon. (Doc. 69, ex. F at 4:50.) However, the officers did not
render medical aid to Sims because he maintained control of the firearm. 3 (Carter
Dep. 32:5–32:24; Rich Dep. 43–:6–43:18; Tidwell Dep. 12:6–12:9; Webb Dep. 55:23–
56:24.) After additional law enforcement officers arrived, the officers approached
Sims in an effort to clear the residence, whereupon they confirmed that Sims had
passed away. (Webb Dep. 57:1-57:12.)
III.

STANDARD

A motion for summary judgement is appropriate when “the movant shows
that there is no genuine dispute as to any material fact and the movant is entitled to
judgment as a matter of law.” Fed. R. Civ. P. 56(a). A genuine dispute of material
fact exists “if the nonmoving party has produced evidence such that a reasonable
factfinder could return a verdict in its favor.” Greenberg v. BellSouth
Telecommunications, Inc., 498 F.3d 1258, 1263 (11th Cir. 2007) (quoting Waddell v.

3

Although Plaintiff disputes that Sims maintained control of the weapon, she has provided no
evidence for this assertion. Therefore, Defendants’ affidavits remain uncontroverted and must be
taken as fact. See Rollins, 833 F.2d at 1529 (11th Cir. 1987).
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Valley Forge Dental Assocs., Inc., 276 F.3d 1275, 1279 (11th Cir. 2001)). The Court
must “view the materials presented and all factual inferences in the light most
favorable to the nonmoving party.” Animal Legal Def. Fund v. U.S. Dep’t of Agric.,
789 F.3d 1206, 1213–14 (11th Cir. 2015) (citing Adickes v. S.H. Kress & Co., 398 U.S.
144, 157 (1970)). However, “unsubstantiated assertions alone are not enough to
withstand a motion for summary judgment.” Rollins v. TechSouth, Inc., 833 F.2d
1525, 1529 (11th Cir. 1987). “[T]he moving party has the burden of either negating
an essential element of the nonmoving party’s case or showing that there is no
evidence to prove a fact necessary to the nonmoving party’s case.” McGee v. Sentinel
Offender Servs., LLC, 719 F.3d 1236, 1242 (11th Cir. 2013).
IV.

DISCUSSION

Plaintiff concedes that the Court should dismiss all but three claims: the § 1983
claims against Webb in his individual capacity, the state law claims against Webb,
and the state law claims against the City of Hamilton. The Court will address these
three remaining claims in turn.
A. § 1983 claim against Webb
To establish a claim under § 1983 against an individual, a plaintiff must show
that a person acting under color of state law deprived him of a federal right. Myers v.
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Bowman, 713 F.3d 1319, 1329 (11th Cir. 2013). Plaintiff alleges three constitutional
deprivations: (1) an unreasonable search in violation of the Fourth Amendment, (2)
failure to provide medical care in violation of the Fourteenth Amendment, and (3)
excessive force in violation of the Fourth Amendment.
i.

Unreasonable search and seizure

The Fourth Amendment protects citizens against “unreasonable searches and
seizures.” U.S. Const. amend. IV.

This protection extends to the curtilage

surrounding a home. United States v. Dunn, 480 U.S. 294, 301 (1987). However, an
officer may enter the curtilage “to knock on a citizen’s door for legitimate police
purposes unconnected with a search of the premises.” United States v. Taylor, 458
F.3d 1201, 1204 (11th Cir. 2006). Consistent with this “knock and talk” exception,
an officer may move away from the front door in order to contact the occupants of a
residence. See Id. (citing United States v. Hammett, 236 F.3d 1054, 1060 (9th Cir.
2001) (“[A police] officer may, in good faith, move away from the front door when
seeking to contact the occupants of a residence.”), abrogated on other grounds by
United States v. Jardines 569 U.S. 1 (2013); United States v. Raines, 243 F.3d 419, 421
(8th Cir. 2001) (recognizing “that law enforcement officers must sometimes move
away from the front door when attempting to contact the occupants of a residence”);
United States v. Daoust, 916 F.2d 757, 758 (1st Cir. 1990) (officer may move away
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from the front door as part of a legitimate attempt to interview a person); United
States v. Anderson, 552 F.2d 1296, 1300 (8th Cir. 1977) (officer’s movement to rear
of house after receiving no answer at front door was lawful).
But even a typically unreasonable search can be reasonable if exigent
circumstances justify the search. Kentucky v. King, 563 U.S. 452, 460 (2011). One
such exigency is a “risk of harm to the public”—sometimes called the emergencyaid exception. United States v. Cooks, 920 F.3d 735, 742 (2019) (citing King, 563 U.S.
at 460). If officers have a reasonable belief that a person is in danger, they may
conduct a search “strictly circumscribed by the nature of the exigency . . . and limited
to the areas where a person reasonably could be found.” Id. (citing Montanez v.
Carvajal, 889 F.3d 1202, 1209 n.4 (11th Cir. 2018) (internal quotations omitted).
Plaintiff has not responded to Defendant’s motion for summary judgment on
this claim. However, a review of the applicable facts also demonstrates that
Defendant is entitled to summary judgment. Here, officers entered the curtilage of
Sims’s mobile home to knock on his door. Although the officers did not identify
themselves when they knocked, they were not required to. A knock does not
constitute a search, and the knock-and-announce rule applies to “entry into a
home.” Wilson v. Arkansas, 514 U.S. 927, 934 (1995). Because the officers, here,
merely knocked on the door without entering, were not required to announce their
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status as officers. But even if the knock-and-announce rule did apply, police do not
need to announce their presence if they “have a reasonable suspicion” that
“circumstances present a threat of physical violence.” Hudson v. Michigan, 547 U.S.
586. 589-90 (2006). “This showing is not high.” Id. Because the potential hostage
situation provided a reasonable suspicion of physical violence, the officers did not
need to announce their presence.
The officers’ walk to the rear of the home was also constitutional. Indeed, they
did not meander to explore the property. Instead, they simply shined flashlights up
at the house to determine if the resident was available to speak. Because the officers
left the front porch to contact the resident, they did not conduct a search within the
meaning of the Fourth Amendment. However, even if this movement to the rear of
the home did constitute a search, it was a search justified by exigent circumstances.
The officers had a reasonable belief that a hostage was in danger. In order to
determine the extent of this exigency, they briefly surveyed the outside of the home.
Because this search was “strictly circumscribed” to a brief walk around the
immediate perimeter of the home, their search was reasonable due to the exigency
of a potential hostage situation.
ii.

Failure to provide medical care

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The Due Process Clause of the Fourteenth Amendment requires the
provision of medical care to persons injured while being apprehended by police. City
of Revere v. Massachusetts General Hosp., 463 U.S. 239, 244 (1983). To prevail under
this theory of liability, a plaintiff must show that the officer was “deliberately
indifferent to [a] serious medical need.” Valderrama v. Rousseau, 780 F.3d 1108, 1116
(11th Cir. 2015). Multiple gunshot wounds qualify as a serious medical need because
they are “so obvious that even a lay person would easily recognize the necessity for
a doctor's attention.” Farrow v. West, 320 F.3d 1235, 1243 (11th Cir. 2003).
Therefore, the only question is whether the officers were deliberately indifferent to
this need. Mann v. Taser Int’l, Inc., 588 F.3d 1291, 1307 (11th Cir. 2009).
“[D]eliberate indifference has three components: (1) subjective knowledge of
a risk of serious harm; (2) disregard of that risk; (3) by conduct that is more than
mere negligence.” McElligott v. Foley, 182 F.3d 1248, 1255 (11th Cir. 1999). When an
officer delays providing medical care, “the reason for the delay and the nature of the
medical need is relevant in determining what type of delay is constitutionally
intolerable.” Valderrama, 780 F.3d at 1116 (quoting McElligott, 182 F.3d at 1255).
“[T]he right reason can make a delay of any duration tolerable.” Bozeman v. Orum,
422 F.3d 1265, 1273 (11th Cir. 2005), abrogated on other grounds by Kingsley v.
Hendrickson, 576 U.S. 389 (2015).
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After shooting Sims multiple times in the abdomen, legs, and scrotum, Webb
must have known of a risk of serious harm. Instead of disregarding this risk, officers
immediately requested an ambulance and even offered to aid Sims personally if he
relinquished his weapon. And to the extent that Webb did disregard a risk, his actions
were not grossly negligent. Webb delayed because he continued to feel threatened
by Sims’s continued control of the weapon. Because Plaintiff has not provided any
evidence of an ulterior motive, Webb’s actions were not deliberately indifferent as a
matter of law. Any delay by Webb was not due to deliberate indifference, but due to
the threat posed by Sims.
However, even if there was a constitutional violation, Webb is entitled to
qualified immunity. Qualified immunity attaches to the discretionary functions of
police officers. Courson v. McMillian, 939 F.2d 1479, 1487 (11th Cir. 1991).
Discretionary acts are those that fall “within the employee’s job responsibilities.”
Crosby v. Monroe Cty., 394 F.3d 1328, 1332 (11th Cir. 2004). In applying this test,
courts look to the “general nature of the defendant’s action, temporarily putting
aside the fact that it may have been committed for an unconstitutional purpose, in an
unconstitutional manner, to an unconstitutional extent, or under constitutionally
inappropriate circumstances.” Holloman ex rel. Holloman v. Harland, 370 F.3d 1252,
1266 (11th Cir. 2004). Webb’s use of deadly force was incident to his investigation
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of a potential hostage situation. Therefore, he was engaged in a discretionary
function and is entitled to qualified immunity.
Under qualified immunity, Webb is only liable under § 1983 if his actions
violated “clearly established” law. Keating v. Miami, 598 F.3d 753, 762 (11th Cir.
2010). This standard “[does] not require a case directly on point, but an existing
precedent must have placed the statutory or constitutional question beyond debate.”
Ashcroft v. al–Kidd, 563 U.S. 731, 741 (2011). Although there is binding precedent
demonstrating that an officer must not be deliberately indifferent to a suspect’s
wounds, the borders of this duty are poorly drawn. The closest comparator involves
a case where officers shot a suspect, delayed calling an ambulance so they could
fabricate a story justifying the use of force, described the gunshot wounds as mere
“lacerations” when they did call the ambulance, and failed to provide medical care
to the unarmed victim before the ambulance arrived. Valderrama v. Rousseau, 780
F.3d 1108, 1111 (11th Cir. 2015). Here, however, the officers immediately called an
ambulance and repeatedly asked Sims to relinquish his weapon so they could provide
aid. Because of these factual differences, case law has not put this constitutional
question beyond debate. No binding authority would have put Webb on notice of a
constitutional violation; therefore, he is entitled to qualified immunity.
iii.

Excessive force
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The Fourth Amendment's prohibition against unreasonable searches and
seizures includes the right to be protected from the use of excessive force. Lee v.
Ferraro, 284 F.3d 1188, 1197 (11th Cir. 2002). To determine whether a police
officer's force was excessive, courts ask “whether a reasonable officer would believe
that this level of force [was] necessary in the situation at hand.” Id. (citation
omitted). The “use of force must be judged from the perspective of a reasonable
officer on the scene, rather than with the 20/20 vision of hindsight.” Graham v.
Connor, 490 U.S. 386, 396 (1989).
To determine the level of force a reasonable officer would believe necessary
under the circumstances, the Court considers a variety of factors, including “(1) the
severity of the crime at issue, (2) whether the suspect poses an immediate threat to
the safety of the officers or others, and (3) whether he is actively resisting arrest or
attempting to evade arrest by flight.” Alston v. Swarbrick, 954 F.3d 1312, 1320 (11th
Cir. 2020) (internal quotations omitted). “When an officer is threatened with deadly
force, he may respond with deadly force to protect himself.” Hunter v. Leeds, 941
F.3d 1265, 1279 (11th Cir. 2019) (citing Penley v. Eslinger, 605 F.3d 843, 851 (11th Cir.
2010).
Here, Officer Webb’s use of force was reasonable. Although Sims committed
no crime, officers at the time had a reasonable suspicion that he was holding someone
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hostage. Thus, the “crime in issue” was severe—implicating not only the officers’
safety, but also the safety of a possible hostage. Moreover, the suspect posed an
immediate threat to the safety of the officers. Even if Sims did not raise his weapon,
he emerged from the house with the weapon in hand. In the context of a potential
hostage situation, this conduct presented an immediate threat. Finally, although
Sims did not run, he did refuse to comply with the officers’ orders. Indeed, even after
the officers announced themselves as “PD” and “Sheriffs,” Sims refused to drop
his weapon as requested. Under these circumstances, a reasonable officer could have
used deadly force.
But even if there was a constitutional deprivation, Webb would be entitled to
qualified immunity. The only binding precedent that plaintiffs cite in favor of liability
is Graham v. Conner, which set up the multi-factor balancing test discussed above.
However, as discussed above, a reasonable officer could have believed Webb’s
actions were constitutional under that framework.
A further review of applicable Eleventh Circuit precedent also reveals no
binding law that would have provided notice of a constitutional violation. Possession
of a weapon, alone, does not justify the use of deadly force. See Perez v. Suszczynski
809 F.3d 1213, 1220 (11th Cir. 2016) (finding a potential constitutional violation
when an officer shot a restrained, prone suspect even though he had a gun beside
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him). However, “the law does not require officers in a tense and dangerous situation
to wait until the moment a suspect uses a deadly weapon” to use deadly force of their
own. Jean-Baptiste v. Gutierrez, 627 F.3d 816, 821 (11th Cir. 2010). In Jean-Baptiste,
an officer shot an armed robbery suspect. After a brief pursuit, the officer followed
the suspect into an alleyway and found the suspect facing him—gun in hand. Id.
Although the suspect never raised his gun at the officer, the court upheld the
officer’s use of deadly force because the suspect “posed a threat of serious physical
injury” to the officer. Id.
These cases create a spectrum of permissible conduct that includes Webb’s
use of deadly force. Unlike the suspect in Perez, Sims was not detained and refused
to comply with the officers’ orders to drop his weapon. Indeed, these refusals
occurred even after officers identified themselves immediately before the shooting.
Thus, the situation here is much more like Jean-Baptiste. Like the suspect in JeanBaptiste, Sims was suspected of a violent crime. Moreover, neither were in custody
and both were holding a weapon. Although the suspect in Jean-Baptiste was running
from the police, this difference alone does not overcome the factual similarities
between the two uses of force. Perez and Graham are too factually dissimilar to give
notice to Webb that his use of force against an armed suspect was unconstitutional.

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In fact, the precedent set by this circuit in Jean-Baptiste likely would have led a
reasonable officer to believe that his use of deadly force was sanctioned.
Because there are no underlying constitutional violations, and because Webb
is entitled to qualified immunity, Plaintiff’s § 1983 claims are due to fail.
B. State law claim against Webb
An Alabama peace officer is entitled to immunity “from tort liability that may
arise from performing a discretionary function within the . . . scope of his or her law
enforcement duties.” Ala. Code § 6-5-338. But “[p]eace officers are not entitled to
absolute immunity under § 6-5-338(a); rather, immunity from tort liability under §
6-5-338(a) is withheld if an officer acts with willful or malicious intent or in bad
faith.” Ex parte City of Tuskegee, 932 So. 2d 895, 906-07 (Ala. 2005) (citations and
quotation marks omitted). Under Alabama law, the officer “initially bears the burden
of demonstrating that he was acting in a function that would entitle him to
immunity.” Brown v. City of Huntsville, 608 F.3d 724, 741 (11th Cir. 2010) (citing Ex
parte Estate of Reynolds, 946 So. 2d 450, 452 (Ala. 2006)). “If [the officer] makes such
showing, burden then shifts to plaintiff to show that [the officer] acted willfully [or]
maliciously . . . .” Ex parte Estate of Reynolds, 946 So. 2d at 452.

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Here, Webb was responding to a wellness check, investigating a potential
hostage situation, and eventually attempting to arrest Sims. Thus, he was performing
discretionary functions within the scope of his law enforcement duties. See Ex parte
Brown, 182 So. 3d 495, 503 (Ala. 2015) (finding an officer’s attempted arrest of a
suspect is a discretionary function within the scope of a police officer’s duty).
Because Webb acted within his discretionary authority, Plaintiff has the burden of
demonstrating willfulness or bad faith.
Plaintiff does not meet this burden—even when viewing material facts in her
favor. Plaintiff produces only one piece of evidence to demonstrate willfulness: the
choice of the other officers not to discharge their weapons. This fact, alone, does not
constitute substantial evidence. Indeed, the other officers’ choice not to discharge
their weapons is just as demonstrative of negligence as intent. No reasonable jury
could find that Webb shot Sims “willfully” or “in bad faith” from the evidence
proffered by Plaintiff. If bald allegations of “willfulness” were sufficient to defeat
summary judgment, Alabama’s peace officer immunity would be a nullity. Because
Plaintiff has not produced substantial evidence that demonstrates willfulness or
intent, her state claim of negligence against Webb is due to fail. 4

4

The Court does not interpret Plaintiff’s response brief as attempting to allege intentional torts,
because she has not pled these claims in her complaint Instead, the Court sees the mention of
“intentional killing” as a reference to the “intent” required to nullify state immunity. However,
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C. State law claim against City of Hamilton
Finally, Plaintiff seeks to hold the City of Hamilton liable for negligence.
Plaintiff seemingly concedes that the city was not the entity that dispatched the
officers and, thus, cannot be held liable for negligence stemming from their dispatch.
Instead, in her reply brief to Defendant’s motion for summary judgment, Plaintiff
relies on a theory of respondeat superior under Ala. Code 11-47-190. “Should a jury
find that Webb . . . was negligent, then the judgment would [be] against the City of
Hamilton.” (Pl’s. Br. In Opp’n to Summ. J., Doc. 74 at 28.) However, this vicarious
liability relies on an officer’s underlying negligence. If the officer is entitled to stateagent immunity, “the city by which he is employed is also immune.” Ex parte Dixon,
55 So. 3d 1171, 1179 (Ala. 2010). Because Webb is immune under §6-5-338, the City
of Hamilton is immune as well. Accordingly, the city is due to be granted summary
judgment on the negligence claims against it.
V.

CONCLUSION

This case is not about the Sims’s perspective or the court’s perspective; it is
about the perspective of the reasonable officer on the scene at the time. Therefore,
it does not matter whether Sims was reasonable—only whether the officers were.

insofar as Plaintiff has tried to allege an intentional tort here, her failure to plead this allegation in
her complaint makes it fail here.
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Under this standard, the Court finds no underlying constitutional violations.
Moreover, the Court finds that qualified immunity and peace officer immunity
immunize Webb on Plaintiff’s federal and state law claims, respectively. Without
underlying liability, the vicarious liability claims against the City of Hamilton also
fail. Because Plaintiff has expressly conceded her remaining claims against all parties,
Defendants’ motions for summary judgment (Docs. 63, 65, and 67) are due to be
granted in full.
DONE and ORDERED on November 16, 2020.

_____________________________
L. Scott Coogler
United States District Judge
203171

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