Mance v. Board of Trustees of the University of West Alabama, The et al
Filing
70
MEMORANDUM OPINION. Signed by Magistrate Judge John E Ott on 3/23/2018. (KAM)
FILED
2018 Mar-23 PM 03:24
U.S. DISTRICT COURT
N.D. OF ALABAMA
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
WESTERN DIVISION
ANGELIA MANCE,
Plaintiff,
v.
THE BOARD OF TRUSTEES OF THE
UNIVERSITY OF WEST ALABAMA,
Defendant.
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Case No.: 7:16-cv-01056-JEO
MEMORANDUM OPINION
In her now-governing amended complaint, Plaintiff Angelia Mance claims
that, while employed by the University of West Alabama, she was subjected to
disability discrimination and retaliation in violation of § 504 of the Rehabilitation
Act of 1973, 29 U.S.C. § 794. (Doc. 1 26). The cause now comes to be heard on a
motion for summary judgment filed by the Defendant, the University of West
Alabama’s Board of Trustees (“Board”). (Doc. 52). Upon consideration, the
court2 concludes that the Board’s motion is due to be granted.
1
References to “Doc(s). ___” are to the pleadings, motions, and other materials in the court file,
as compiled and designated on the docket sheet by the Clerk of the Court. Unless otherwise
noted, pinpoint citations are to the page of the electronically-filed document in the court’s
CM/ECF system, which may not correspond to pagination on the original “hard copy” of the
document presented for filing.
2
The parties have consented to an exercise of plenary jurisdiction by a magistrate judge pursuant
to 28 U.S.C. § 636(b) and Rule 73, Fed. R. Civ. P. (Doc. 16).
I.
SUMMARY JUDGMENT STANDARDS
Pursuant to Rule 56, Fed. R. Civ. P., a party may move for summary
judgment on all or some of the claims asserted against it. Under that rule, the
“court shall grant summary judgment if the movant shows that there is no genuine
dispute as to any material fact and the movant is entitled to judgment as a matter of
law.” Rule 56(a), Fed. R. Civ. P. The party moving for summary judgment
“always bears the initial responsibility of informing the district court of the basis
for its motion,” relying on submissions “which it believes demonstrate the absence
of a genuine issue of material fact.” Celotex Corp. v. Catrett, 477 U.S. 317, 323
(1986); see also Adickes v. S.H. Kress & Co., 398 U.S. 144 (1970); Clark v. Coats
& Clark, Inc., 929 F.2d 604, 608 (11th Cir. 1991). Once the moving party has met
that burden, the nonmoving party must “go beyond the pleadings” and show that
there is a genuine issue for trial. Celotex Corp., 477 U.S. at 324.
Both the party “asserting that a fact cannot be,” and a party asserting that a
fact is genuinely disputed, must support their assertions by “citing to particular
parts of materials in the record,” or by “showing that the materials cited do not
establish the absence or presence of a genuine dispute, or that an adverse party
cannot produce admissible evidence to support the fact.” Rule 56(c)(1)(A), (B),
Fed. R. Civ. P. In its review of the record, a court must credit the evidence of the
non-movant and draw all justifiable inferences in the non-movant’s favor. Stewart
2
v. Booker T. Washington Ins., 232 F.3d 844, 848 (11th Cir. 2000). At summary
judgment, “the judge’s function is not himself to weigh the evidence and determine
the truth of the matter but to determine whether there is a genuine issue for trial.”
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249 (1986).
II.
BACKGROUND 3
In 2007, Mance was hired by Alabama Southern Community College
(“ASCC”) to serve as the Director of the Demopolis Higher Education Center
(“DHEC”). The DHEC was formed pursuant to an educational partnership
agreement between the City of Demopolis, Alabama (the “City”) and local
colleges and universities to promote economic development, job skills training,
and dual enrollment for the City’s residents. Under that arrangement, the DHEC
was funded primarily by the City, and it owned the classroom and office building
in Demopolis that served as the DHEC facility. On the college side, at the time of
Mance’s hire, ASCC was the managing partner of the DHEC, providing the
personnel who worked at the DHEC facility and carried out the programs.
In 2009, the University of West Alabama (“UWA”) entered into a five-year
agreement with the City to replace ASCC as the managing partner of the DHEC.
Under that agreement, UWA would essentially assume ASCC’s functions,
3
The factual summary recited in this section is gleaned from the evidence submitted on the
motion for summary judgment. Consistent with the applicable standard of review, it sets forth
the facts in the light most favorable to the non-movant. As such, these are the facts for purposes
of the motion only and may not represent the actual facts of the case. See Priester v. City of
Riviera Beach, 208 F.3d 919, 925 n. 3 (11th Cir. 2000).
3
providing personnel and management of all DHEC programs. The City, in turn,
would lease the DHEC facility to UWA for one dollar per year and furnish $92,500
in annual funding to help finance the DHEC’s operations, including staff salaries.
On May 15, 2009, Mance was hired away from ASCC to work for UWA,
where she initially served in the position of Director for the Center for Business
and Economic Services (“CBES”), with the understanding that, once UWA
assumed its duties as DHEC’s managing partner, she would transition back to
DHEC Director. In late 2009, Mance was involved in an accident that later
resulted in the amputation of her right leg, leaving her wheelchair-dependent.
After taking paid medical leave, she returned to work in March 2010. On April 1,
2010, she took her former position as DHEC Director, as planned, and she
continued to work in that same capacity over the next few years, into 2014. During
that period, Mance was also given two additional titles: Associate Director of the
CBES and Special Projects Coordinator for the Suttles Entrepreneurial Center.
Neither title, however, carried any pay or benefits independent of what Mance
received as DHEC Director. (See Doc. 52-6, Declaration of Ken Tucker (“Tucker
Decl.”) ¶ 5; Doc. 52-5 at 2-53, Deposition of Angelia Mance (“Mance Dep.”) at
91, 107-08; Doc. 52-3 at 2-10, Deposition of Ken Tucker (“Tucker Dep.”) at 17;
Doc. 52-5 at 321).
4
By its terms, the City’s five-year agreement with UWA regarding the DHEC
was to expire on September 30, 2014. As that date approached, there were doubts
about whether the City would continue to fund its part of the DHEC budget. Even
so, the City’s funding for the DHEC was paid to UWA on a quarterly basis, with a
final payment due on October 1, 2014, which would allow the DHEC to continue
operating through the end of the semester in December 2014. On October 22,
2014, the City formally notified UWA that it would not renew its funding for the
DHEC. UWA then decided to close the DHEC and lay off all five members of the
DHEC staff, including Mance, effective at the end of the semester in December
2014. On November 5, 2014, Edwards met with Mance and informed her that her
DHEC Director position was being eliminated and that UWA would be vacating
the DHEC facility as of December 15, 2014. While none of the other four DHEC
employees were retained in any capacity, UWA allowed Mance to continue
teaching online courses as an adjunct professor, although she voluntarily ceased
doing so in November 2014 due to having foot surgery. (Doc. 52-5 at 2-52
(“Mance Dep.”) at 141).
At 10:53 a.m., on December 3, 2014, Mance emailed UWA President
Blackwell “requesting a reasonable accommodation [of her disability] in the form
of re-assignment and/or placement into a different position” because she was being
removed from her “primary and only paying position.” (Doc. 52-5 at 321).
5
Asking UWA to engage in a “good faith interaction” to determine whether she
could be so “accommodated,” Mance identified two “positions/duties” that she
“believe[d]” were or soon would become available, namely the unpaid titles she
had held along with her paid position as DHEC Director: (1) Associate Director of
the CBES and (2) Special Projects Coordinator for the Suttles Institute. (Id.)
There is no evidence in the record, however, that UWA ever recognized either title
as a discrete, paid position, nor that UWA’s workforce was expanded to cover
duties associated with either title after UWA decided to eliminate the five DHEC
positions. Indeed, the Board has proffered evidence that, months before the DHEC
closed, UWA had already merged the Suttles Institute into the CBES to promote
efficiency and extend the life of the Institute, which was funded by a donation.
(Tucker Decl. ¶ 5). In the wake of that merger, CBES Director Veronica Triplett,
an existing UWA employee hired before Mance, had assumed additional duties
associated with the Suttles Institute, none of which were related to the DHEC. (Id.
¶ 6). And unlike Mance, Triplett worked on UWA’s Livingston campus, and her
salary was not dependent on funding from the City. (Id.) Finally, the Board has
pointed to evidence that, because of budget constraints, UWA was not hiring as of
December 2014 and had even been forced throughout that year to remove multiple
postings for open faculty positions. (Id. ¶ 7).
6
Also on December 3, 2014, at 2:52 p.m., Mance sent an email to Edwards,
advising that, given that she had less than two weeks left on the job and that “the
state of [her] health [had] worsened,” she was going to be applying for benefits
under her employee long-term disability insurance policy. (Doc. 52-5 at 323). To
that end, Mance requested that Edwards complete an attached statement form on
behalf of UWA as her employer. (Id. at 323; see also id. at 324-27). Edwards
acknowledged Mance’s email and indicated he would help. The insurer
subsequently approved Mance for disability benefits under the policy.
On or about December 22, 2014, Mance also applied for disability benefits
with the Social Security Administration (“SSA”), citing the amputation of her right
leg, lymphedema, diabetes, and lupus as the conditions that limited her ability to
work. (Doc. 52-5 at 288, 304). In that application, Mance claimed that she had
become disabled as of December 15, 2014, the day the DHEC closed. (Id.) In
April 2015, the SSA notified Mance that it had approved her application for
disability benefits based on her alleged onset date. (Doc. 52-5 at 297).
Mance, through retained counsel, filed this action in June 2016. (Doc. 1).
She filed her latest amended complaint on October 14, 2016, asserting claims only
against the Board, alleging unlawful disability discrimination and unlawful
retaliation under § 504 of the Rehabilitation Act of 1973, 29 U.S.C. § 794. (Doc.
26). On June 5, 2017, the Board filed a summary judgment (Doc. 52), with an
7
accompanying evidentiary submission. (Doc. 52-2 through 52-8). The parties
have fully briefed the Board’s motion (see Docs. 52-1, 57, and 58), which is now
ripe for decision.4
III.
DISCUSSION
A.
Disability Discrimination
Section 504 of the Rehabilitation Act prohibits entities receiving federal
funds from discriminating against otherwise qualified individuals with disabilities.
29 U.S.C. § 794(a).5 The Board does not dispute that UWA receives federal funds
and is thus subject to the Rehabilitation Act. Discrimination claims under § 504
are subject to the same standards of liability as claims brought under the
Americans with Disabilities Act of 1990 (“ADA”), 42 U.S.C. § 12101 et seq., so
cases interpreting the ADA are thus precedent for § 504 claims as well. Cash v.
Smith, 231 F.3d 1301, 1305 & n. 2 (11th Cir. 2000).
“To establish a prima facie case of discrimination under the Rehabilitation
Act, a plaintiff must show that (1) [s]he has a disability, (2) [s]he is otherwise
qualified for the position, and (3) [s]he was subjected to unlawful discrimination as
4
After the Board moved for summary judgment, Mance’s counsel filed a suggestion noting on
the record that Mance died on June 29, 2017. (Doc. 55). Plaintiff’s counsel has since been
attempting to substitute the representative of Mance’s estate, see Rule 25(a), Fed. R. Civ. P., but
that has proven problematic due to a prolonged dispute in the state probate court over the identity
of the proper representative. (See Docs. 59, 62, 64, 66).
5
Section 504(a) provides in relevant part: “No otherwise qualified individual with a disability in
the United States … shall, solely by reason of her or his disability, be excluded from the
participation in, be denied the benefits of, or be subjected to discrimination under any program or
activity receiving Federal financial assistance ….” 29 U.S.C. § 794(a).
8
a result of his disability.” Boyle v. City of Pell City, 866 F.3d 1280, 1288 (11th
Cir. 2017) (citing Garrett v. University of Ala. at Birmingham Bd. of Trs., 507 F.3d
1306, 1310 (11th Cir. 2007)). One way for the plaintiff to establish the third
element is to show, as Mance tries to do here, that the employer refused her request
for a reasonable accommodation of her disability. See id. at 1289 (citing Lucas v.
W.W. Grainger, Inc., 257 F.3d 1249, 1255 (11th Cir. 2001)); Frazier-White v. Gee,
818 F.3d 1249, 1255-56 (11th Cir. 2016). In particular, Mance complains that
UWA refused her request to “accommodate” her disability by reassigning her to
either of two positions identified in an email she sent to UWA President Blackwell
on December 3, 2014, after Mance had been notified that her position of DHEC
Director was being eliminated. 6 (See Doc. 57 at 8-11). The Board argues that it is
entitled to summary judgment on this claim because the evidence establishes that
6
The court does not understand Mance to be now challenging UWA’s antecedent decision to
eliminate Mance’s position as Director of the DHEC as an act of discrimination or retaliation in
violation of the Rehabilitation Act. (See Doc. 57 at 8-11 (wherein Mance argues only that UWA
discriminated by failing to reassign her to a different position after her DHEC job was
eliminated; id. at 13 (“Mance suffered adverse employment actions when UWA (1) refused to
accommodate her request to be considered for further employment; and (2) refused to engage in
the interactive process.”)). To the extent Mance might be seeking to recover based on the
elimination of her DHEC position itself, however, the Board is entitled to summary judgment on
any such claim. That is so because record establishes without genuine dispute that UWA
eliminated Mance’s post, along with the positions of all four other UWA employees assigned to
the DHEC facility, for a lawful reason, namely, financial constraints stemming from the City’s
decision to pull its funding for the DHEC. See, e.g., Coutu v. Martin Cty. Bd. of Cty. Comm’rs,
47 F.3d 1068, 1073 (11th Cir. 1995) (holding that a reduction-in-force based on budgetary
constraints was a legitimate, non-discriminatory reason for the plaintiff’s termination). The court
further recognizes that, in her Amended Complaint, Mance also asserted discrimination claims
based upon UWA’s alleged failure to provide wheelchair-accessible facilities. (Doc. 26,
Amended Complaint, ¶ 29). However, Mance has made clear that she has withdrawn or
abandoned such discrimination claims (Doc. 43), and she does not argue them in her brief in
opposition to the Board’s motion for summary judgment. (See Doc. 57).
9
neither job Mance named in her email, Associate Director of the CBES or Special
Projects Coordinator for the Suttles Entrepreneurial Center, was an actual, vacant
position, and UWA did not have to create a new position for Mance. The court
agrees.
The Rehabilitation Act does not require employers to afford “preferential
treatment” to the disabled when it comes to job reassignments or filling vacancies.
EEOC v. St. Joseph’s Hosp., Inc., 842 F.3d 1333, 1345 (11th Cir. 2016) (so
interpreting the ADA); see also Terrell v. USAir, 132 F.3d 621, 627 (11th Cir.
1998) (“We cannot accept that Congress, in enacting the ADA, intended to grant
preferential treatment for disabled workers.”); Quick v. Tripp, Scott, Conklin &
Smith, P.A., 43 F. Supp. 2d 1357, 1369 (S.D. Fla. 1999); cf. U.S. Airways v.
Barnett, 535 U.S. 391, 403 (2002) (recognizing that, under the ADA, it will
“ordinarily,” “in the run of cases,” be unreasonable for a disabled employee to
demand an accommodation in the form of reassignment to a vacant position that
would otherwise go to another worker pursuant to an established seniority system).
While reassignment of a disabled employee “may” be a reasonable accommodation
in some circumstances, federal anti-discrimination law “does not say or imply that
reassignment is always reasonable.” St. Joseph’s Hosp., Inc., 842 F.3d at 1345.
To the contrary, and especially relevant here, the Eleventh Circuit has recognized
that “[r[eassignment to another position is a required accommodation only if there
10
is a vacant position available for which the employee is otherwise qualified.”
Boyle, 866 F.3d at 1289 (quoting Willis v. Conopco, Inc., 108 F.3d 282, 284 (11th
Cir. 1997)); see also 42 U.S.C. § 12111(9)(B) (ADA provision recognizing that the
“term ‘reasonable accommodation’ may include … reassignment to a vacant
position” (emphasis added)). As such, the “Rehabilitation Act does not require
employers to create new positions for employees with disabilities.” Boyle, 866
F.3d at 1289 (citing Sutton v. Lader, 185 F.3d 1203, 1210-11 (11th Cir. 1999)); see
also Frazier-White, 818 F.3d at 1256; Terrell, 132 F.3d at 625-26; Spears v. Creel,
607 F. App’x 943, 948 (11th Cir. 2015). Nor is an employer “required to promote
the disabled employee or remove another employee from a position in order to
accommodate the disabled employee.” Boyle, 866 F.3d at 1289 (citing Lucas, 257
F.3d at 1256).
Mance’s discrimination claim is a textbook example of a plaintiff asserting
that her disability affords her a right of preferential treatment over non-disabled
employees when the employer imposes a lawful reduction-in-force. The
Rehabilitation Act, however, does not call for “the non-disabled … being
discriminated against-on the most basic of employment issues, that is, do you have
a job at all, in favor of the disabled.” Terrell, 132 F.3d at 627 (interpreting the
ADA). Here, the evidence establishes that UWA eliminated all five DHEC
positions, including Mance’s, because the City discontinued its funding of the
11
program. It is also undisputed that UWA did not retain any of the other four
affected employees. Mance claims, however, that, because she was disabled,
UWA was bound to “accommodate” her through reassignment to either of two
positions identified in her email to Blackwell on December 3, 2014: (1) Associate
Director of the CBES or (2) Special Projects Coordinator for the Suttles
Entrepreneurial Center. To be sure, to the extent either job actually existed and
was vacant, UWA could not, because of Mance’s disability, lawfully refuse her
request to be considered as a candidate, provided that she was otherwise qualified,
with or without a reasonable accommodation. The problem for Mance is that there
is nothing in the record to support that either position was an existing, paid, and
vacant job at UWA, despite any speculative beliefs to the contrary on Mance’s
part. Rather, the evidence reveals (1) that the two purported “positions” Mance
cited did not exist except in the form of unpaid titles she had held in addition to her
paid position as DHEC Director and (2) that any duties associated with the two
titles were ultimately assumed by one or more other, existing UWA employees.
Indeed, Mance does not seriously dispute this. Instead, she offers that, without
enduring “significant difficulty or expense,” UWA could have carved out an
position “to accommodate” her either by “modif[ying] … the CBES position” held
by another employee, Veronica Triplett, or by “creat[ing] a position” within the
Suttles Institute. (Doc. 57 at 10-11). It is clear, however, that federal anti12
discrimination law does not require an employer to create a new position, either
out of whole cloth or by shuffling around other employees or their duties, as a
reasonable accommodation for a disabled worker who is otherwise lawfully subject
to termination. See Boyle, 866 F.3d at 1289-90; Frazier-White, 818 F.3d at 1256;
Lucas, 257 F.3d at 1256; Sutton, 185 F.3d at 1210-11; Terrell, 132 F.3d at 625-27;
Willis, 108 F.3d at 284. The Board is thus entitled to summary judgment on this
claim.
Mance also says that the Board is liable for disability discrimination based
on the theory that UWA breached a duty “ ‘to engage in an “interactive process”
with the disabled employee to determine whether and which reasonable
accommodations are feasible.’ ” (Doc. 57 at 11 (quoting Crutcher v. Mobile
Housing Board, 2005 WL 2675207, *12 (S.D. Ala. Oct. 20, 2005); see also id. at
13 (“Mance suffered [an] adverse employment action[ ] when UWA … refused to
engage in the interactive process.”)). It is true that ADA regulations provide that,
“[t]o determine the appropriate reasonable accommodation it may be necessary for
the [employer] to initiate an informal, interactive process with the individual with a
disability in need of the accommodation.” 29 C.F.R. § 1630.2(o)(3). Even so, if
the plaintiff fails to meet her burden in the context of the litigation to identify a
reasonable accommodation that could have actually been had, the employer cannot
be liable based upon a mere procedural failure to engage in an interactive process
13
or otherwise investigate potential means of accommodation. See Frazier-White,
818 F.3d at 1257-58; Willis, 108 F.3d at 285; Everett v. Grady Mem’l Hosp. Corp.,
703 F. App’x 938, 946 (11th Cir. 2017); Spears, 607 F. App’x at 950; McKane v.
UBS Fin. Servs., Inc., 363 F. App’x 679, 682 (11th Cir. 2010). As explained
above, Mance has not identified a reasonable accommodation, insofar there was no
vacant position for her to assume when her job was lawfully eliminated, and UWA
was not required to create a new one for her, disabled or not. Therefore, the Board
is entitled to summary judgment on this claim, even assuming arguendo that UWA
did not engage Mance in an “interactive process” over ways to accommodate her.
B.
Unlawful Retaliation
Under its § 504(d), 29 U.S.C. § 794(d), the Rehabilitation Act also
incorporates the ADA’s anti-retaliation provision, which provides that “[n]o person
shall discriminate against any individual because such individual has opposed any
act or practice made unlawful by [the ADA] or because such individual made a
charge ... under the [ADA].” 42 U.S.C. § 12203(a); Banim v. Florida Dep’t of
Bus. & Prof’l Regulation, 689 F. App’x 633, 636 (11th Cir. 2017). To establish a
prima facie case of retaliation, the plaintiff may show that (1) he engaged in a
statutorily protected expression, (2) he suffered an adverse action, and (3) there
was a causal link between the adverse action and his protected expression. Banim,
689 F. App’x at 636 (citing Lucas, 257 F.3d at 1260-61).
14
On her retaliation cause of action, Mance maintains that UWA subjected her
to adverse action because she made multiple complaints about disability
discrimination, including a lack of wheelchair access to parts of the DHEC facility
and buildings on UWA’s Livingston campus, starting as early as 2011. (See Doc.
57 at 12-13). In particular, she says she “suffered adverse employment actions
when UWA (1) refused to accommodate her request to be considered for further
employment; and (2) refused to engage in the interactive process.” (Id. at 13).
However, those same would-be adverse actions form the basis her discrimination
claims alleging a failure to accommodate her disability. The court has already held
that the Board is entitled to summary judgment on those claims, and they fare no
better in the guise of a retaliation cause of action. See Lucas, 257 F.3d at 1261;
Stewart v. Happy Herman’s Cheshire Bridge, Inc., 117 F.3d 1278, 1288 (11th Cir.
1997); Santacrose v. CSX Transp., Inc., 288 F. App’x 655, 657-58 (11th Cir.
2008). Accordingly, even if Mance’s complaints amounted to protected activity,
the Board’s motion is due to be granted in relation to her retaliation claims. 7
IV.
CONCLUSION
Based on the foregoing, the Board’s motion for summary judgment (Doc.
52) is due to be GRANTED. A separate Final Order will be entered.
7
Because the Board is entitled to summary judgment on all of Mance’s claims for the reasons
discussed in the text, the court will not discuss the Board’s further argument that Mance’s claims
also fail because that she successfully applied for disability benefits under the Social Security
Act. See Cleveland v. Policy Mgmt. Sys. Corp., 526 U.S. 795 (1999).
15
DONE, this the 23rd day of March, 2018.
_________________________________
JOHN E. OTT
Chief United States Magistrate Judge
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