Hart v. Haley
Filing
49
OPINION and ORDER. The penalty phase claims as stated in the original petition are moot due to the resentencing. Some of Petitioner's guilt phase claims are procedurally defaulted and, therefore, due to be dismissed, as further set out. Within 30 days after the Supreme Court issues its opinion in Montgomery v. Louisiana, the parties shall submit a joint proposed briefing schedule for resolving the remaining claims. Signed by Senior Judge Charles R. Butler, Jr on 11/4/2015. copies to parties. (sdb)
IN
THE
UNITED
STATES
DISTRICT
COURT
FOR
THE
SOUTHERN
DISTRICT
OF
ALABAMA
SOUTHERN
DIVISION
GARY DAVIS HART II,
Petitioner,
v.
JEFFERSON S. DUNN,
Commissioner, Alabama
Department of Corrections,1
)
)
)
)
)
)
)
)
)
CIVIL ACTION NO.
01-00231-CB
Respondent.
OPINION
and
ORDER
At
the
Court’s
direction,
the
parties,
some
time
ago,
submitted
briefs
addressing
procedural
default
and
the
need
for
an
evidentiary
hearing.
This
order
addresses
procedural
default
and
other
grounds
for
dismissal
raised
by
Respondent.
Procedural
Background
In
1990,
Petitioner
Gary
Davis
Hart
II
was
convicted
of
capital
murder
in
the
Circuit
Court
of
Mobile
County,
Alabama
and
was
sentenced
to
death.
He
appealed,
and
both
his
sentence
and
conviction
were
affirmed
by
the
Alabama
Court
of
Criminal
Appeals.
Hart
v.
State,
612
So.2d
520
(Ala.
Crim.
App.
1992).
That
decision
was
affirmed
by
the
Alabama
Supreme
Court.
Ex
Parte
Hart,
612
So.2d
536
(Ala.
1992).
Hart’s
petition
for
certiorari
was
denied
by
the
United
States
Supreme
Court.
Hart
v.
Alabama,
508
U.S.
953
(1993).
Following
the
conclusion
of
his
direct
appeal,
Hart
filed
a
petition
for
postconviction
relief
pursuant
to
Rule
32
of
the
Alabama
Rules
of
Criminal
Procedure.
After
a
hearing,
the
trial
court
denied
the
petition.
1
Pursuant
to
Fed.
R.
Civ.
P.
25(d),
the
Court
has
substituted
Jefferson
S.
Dunn
Hart
appealed,
but
the
Alabama
Court
of
Criminal
Appeals
affirmed
the
lower
court’s
decision.
Hart
v.
State,
778
So.2d
869
(Ala.
Crim.
App.
1999)
(unpubl.),
cert.
denied,
800
So.2d
140
(Ala.
2000).
On
March
28,
2001,
Hart
filed
the
instant
petition
for
habeas
corpus
pursuant
to
28
U.S.C.
§
2254.
While
the
petition
was
pending,
the
United
States
Supreme
Court
decided
Roper
v.
Simmons,
543
U.S.
551(2005),
which
held
that
the
imposition
of
the
death
penalty
on
persons
under
18
when
the
crime
was
committed
violated
the
Eighth
and
Fourteenth
Amendments.
Thereafter,
the
Court
entered
an
order
directing
the
Respondent
to
show
cause
why
the
petition
should
not
be
granted
in
part,
“insofar
as
petitioner
seeks
to
vacate
the
sentence
imposed
on
the
ground
that
it
violates
the
Eighth
Amendment’s
prohibition
on
cruel
and
unusual
punishment.”
(Ord.,
Doc.
40.)
In
response,
Respondent
acknowledged
that
Petitioner,
who
was
16
years
old
at
the
time
the
murder
was
committed,
was
due
to
be
resentenced
to
life
imprisonment
without
the
possibility
of
parole
based
on
the
Supreme
Court’s
ruling
in
Simmons.
(Rsp.,
Doc.
41.)
The
parties
agreed
that
the
case
should
be
remanded
to
the
Circuit
Court
of
Mobile
County
for
resentencing.
Accordingly,
this
Court
granted
the
petition,
in
part,
and
remanded
the
matter
to
the
Circuit
Court
of
Mobile
County
for
resentencing,
but
retained
jurisdiction
to
decide
any
pending
guilt-‐phase
claims
properly
raised
by
the
Petitioner.
(Remand
Ord.,
Doc.
43.)
On
August
16,
2005,
Petitioner
was
resentenced
to
life
in
prison
without
the
possibility
of
parole,
the
only
other
sentence
available
at
that
time
under
Alabama
law.2
(Doc.
45.)
2
Subsequent
to
Roper,
the
Supreme
Court
held
in
Miller
v.
Alabama,
____
U.S.
____,
132
S.
Ct.
2455,
2469
(2012),
“that
the
Eighth
Amendment
forbids
a
sentencing
scheme
that
mandates
life
in
prison
without
possibility
of
parole
for
juvenile
offenders.”
2
Facts
The
Underlying
Offense
In
its
opinion
on
direct
appeal,
the
Alabama
Court
of
Criminal
Appeals
summarized
the
evidence
presented
at
trial
as
follows:
On
August
12,
1989,
the
appellant
and
his
accomplice,
who
were
each
armed
with
a
handgun,
entered
the
rear
door
of
the
L
&
N
Seafood
restaurant
in
Mobile,
Alabama.
Standing
near
the
rear
door
was
the
restaurant's
bartender,
Steve
Mason.
Upon
entering
the
restaurant,
the
appellant
grabbed
Steve
Mason
by
the
shirt,
prodded
him
in
the
back
with
a
.38
caliber
pistol,
and
announced
“this
is
a
hold
up,
take
me
to
the
safe.”
Mr.
Mason
led
the
appellant
to
the
office
where
the
victim,
Todd
Evans,
was
working.
Mr.
Mason
then
informed
the
victim
that
they
were
being
robbed
and
that
the
appellant
wanted
money.
The
victim
did
not
reply
but
met
the
demand
for
money
with
a
look
of
surprise.
The
appellant
then
shouted,
“This
ain't
no
bullshit,”
and
brought
the
pistol
within
two
feet
of
the
victim's
head
and
fired.
The
bullet
entered
the
left
side
of
the
victim's
face,
traveled
through
his
brain,
and
then
lodged
under
the
scalp
on
the
right
side
of
his
head.
Immediately
following
the
shooting,
Steve
Mason
retrieved
a
cash
drawer
from
a
filing
cabinet
in
the
victim's
office
and
gave
it
to
the
appellant.
The
appellant
and
his
partner
then
fled
the
scene
on
foot.
They
were
spotted
at
a
nearby
hotel
and
after
a
brief
chase
were
apprehended.
During
the
chase,
the
appellant
discarded
a
.38
caliber
pistol,
which
was
later
identified
as
the
murder
weapon.
At
the
time
of
the
appellant's
arrest,
he
was
in
possession
of
$499
in
cash.
Hart
v.
State,
612
So.2d
520,
523
(Ala.
Crim.
App.
1992).
The
Eleventh
Circuit
has
held
that
Miller
does
not
apply
retroactively
to
cases
on
collateral
review.
In
re
Morgan,
713
F.3d
1365
(11th
Cir.
2013).
However,
there
is
disagreement
on
the
issue
of
retroactivity.
Compare
Johnson
v.
Ponton,
780
F.3d
219
(4th
Cir.
2015)
(Miller
not
retroactive);
Commonwealth
v.
Cunningham,
81
A.3d
1
(Pa.
2013)(same);
State
v.
Tate,
130
So.
3d
829
(La.
2013)
(same)
with
State
v.
Mantich,
842
N.W.
2d
716
(Neb.
2014)
(Miller
retroactive);
In
re
New
Hampshire,
103
A.
3d
227
(N.H.
2014)(same),
petition
for
cert.
filed,
sub
nom.
New
Hampshire
v.
Soto
(Dec.
1,
2014)
(No.
14-‐639).
The
Supreme
Court
is
expected
to
resolve
the
issue
this
term,
having
recently
granted
heard
oral
argument
in
Montgomery
v.
Lousiana,
141
So.3d
264,
cert.
granted
(U.S.
March
20,
2015)
(No.
14-‐280),
a
case
in
which
the
Louisiana
Court
of
Criminal
Appeals,
following
Tate,
supra,
denied
retroactive
application
of
Miller.
3
Pretrial
&
Trial
Proceedings
Attorneys
Arthur
Madden
and
Vader
A.
(Al)
Pennington
were
appointed
to
represent
Petitioner
Gary
Davis
Hart
following
his
indictment
on
a
charge
of
capital
murder.
(R.
Vol.
1,
Tab
R-‐1
at
9-‐10.
)
Shortly
thereafter,
counsel
filed
a
Request
to
be
Treated
as
a
Youthful
Offender.
Id.
11.
A
Youthful
Offender
Report,
including
a
psychological
evaluation,
was
submitted
by
the
Alabama
Department
of
Probation
and
Parole.
Id.
19.
After
a
hearing,
at
which
defense
counsel
called
two
character
witnesses,
the
trial
court
denied
Youthful
Offender
status.
(R.
Vol.
2,
Tab
R-‐4.)
Thereafter,
defense
counsel
filed
a
motion
for
change
of
venue,
which
was
denied,
as
well
as
a
motion
for
funds
to
hire
experts,
which
was
granted
in
part
and
denied
in
part.
(R.
Vol.
1,
Tab
R-‐1
at
33-‐38;
R.
Vol.
2,
Tab
R-‐7.)
Defense
counsel
filed
various
pretrial
motions
regarding
jury
selection
as
well
as
motions
in
limine.
Prior
to
appointment
of
counsel,
the
trial
court
entered
a
standard
discovery
order.
(R.
Vol.
1,
Tab
R-‐1
at
12-‐13.)
That
order
required
the
District
Attorney
to
turn
over
to
the
defendant’s
attorney
at
arraignment
various
forms
of
evidence,
including
all
statements
made
by
the
defendant
(both
written
and
oral);
any
and
all
exculpatory
evidence;
all
physical
evidence
to
be
offered
into
evidence
at
trial;
and
results
of
scientific
tests,
experiments
or
examinations.
(Id.
)
The
trial
court
also
granted
the
State’s
motion
for
discovery,
which
requested
“copies
of
photographs,
documents
and
all
other
tangible
documents”
defendant
intended
to
introduce
into
evidence
at
trial
as
well
as
“[c]opies
of
any
results
of
reports
of
physical
or
mental
examinations,
and
of
scientific
tests
or
experiments”
to
be
introduced
into
evidence
4
at
trial
or
which
were
prepared
by
a
witness
and
related
to
the
witness’s
testimony.
(Id.
49-‐51.)3
At
trial,
the
State
presented
testimony
from
three
L&N
employees
who
had
witnessed
the
shooting
and
who
identified
Hart
as
the
shooter.
The
State
also
presented
testimony
from
other
employees
who
saw
Hart
and/or
his
accomplice
at
the
restaurant
shortly
before
or
shortly
after
the
shooting.
Other
witnesses
included
several
police
officers
who
located
the
two
nearby
within
a
few
hours
of
the
shooting
and
took
them
into
custody.
The
State
also
presented
the
testimony
of
the
state
medical
examiner
and
a
firearms
expert.
The
defense
did
not
deny
that
Hart
was
the
shooter
or
that
the
shooting
took
place
during
the
course
of
a
robbery.
The
defense
strategy
was
to
portray
the
shooting
as
accidental.
Hart
testified
in
his
own
defense
that
he
did
not
intend
to
shoot
anyone
and
that
he
did
not
pull
the
trigger.
Through
Hart’s
testimony,
the
defense
established
that
Hart
had
a
congenital
condition
that
caused
weakness
in
his
right
hand
and
arm.
The
defense
elicited
testimony
from
the
State’s
firearms
expert
that
the
firearm
Hart
used
was
of
inferior
quality
and,
when
cocked,
required
less
than
2
pounds
of
pressure
to
pull
the
trigger.
Direct
Appeal
Hart
raised
numerous
issues
on
direct
appeal.4
Among
the
issues
raised
were
the
state’s
use
of
peremptory
challenges,
the
denial
of
Youthful
Offender
status,
3
At
jury
selection,
the
State’s
motion
for
discovery
was
determined
to
be
moot
because
the
defense
did
not
intend
to
offer
any
discoverable
evidence
at
trial.
R.
Vol.
2,
Tab
R-‐8
at
196.
4
Hart
was
represented
on
direct
appeal
by
attorney
Ruth
Friedman.
5
restriction’s
on
voir
dire,
discovery
rulings,
prosecutorial
misconduct,
evidentiary
rulings,
the
trial
court’s
jury
instructions,
and
the
sufficiency
of
the
evidence.
These
issues
were
raised
before
both
the
Court
of
Criminal
Appeals
(R.
Vol.
5,
Tab
R-‐32)
and
before
the
Alabama
Supreme
Court
(R.
Vol.
6,
Tab
R-‐38).
State
Collateral
Proceedings
After
exhausting
his
direct
appeal,
Hart
filed
a
petition
for
relief
from
judgment
pursuant
to
Rule
32
of
the
Alabama
Rules
of
Criminal
Procedure
(“state
habeas”).5
The
petition
asserted
numerous
grounds
for
relief
from
the
conviction
and
sentence
based
on
both
Federal
and
state
constitutional
violations,
including
various
claims
of
ineffective
assistance
of
counsel.
Hart’s
petition
was
denied
after
an
evidentiary
hearing
before
the
trial
court,
and
he
appealed
to
the
Alabama
Court
of
Criminal
Appeals.
That
appeal
also
raised
a
number
of
issues
and
was
also
unsuccessful.
Federal
Habeas
Petition
&
Roper
v.
Simmons
Hart
filed
the
instant
habeas
petition
on
March
28,
2001.
As
noted
above,
supra
at
2-‐3,
this
action
was
remanded
to
the
sentencing
court
by
agreement
for
resentencing
pursuant
to
Roper.
The
state
court
imposed
a
sentence
of
life
without
parole
on
August
16,
2005.
Petitioner’s
guilt-‐phase
claims
are
ripe
for
review.
Petitioner’s
Habeas
Claims
The
following
twenty-‐four
guilt-‐phase
claims6
remain
pending:
5
Hart
was
represented
in
the
state
habeas
proceedings
by
current
counsel.
6
The
Petition
raised
twenty-‐one
claims
related
solely
to
sentencing
issues,
which
have
been
rendered
moot
by
subsequent
proceedings.
Some
of
the
remaining
claims
are
“hybrid”
claims
which
raised
both
guilt-‐phase
and
sentencing-‐phase
issues.
With
respect
to
such
claims,
only
guilt-‐phase
issues
will
be
identified
and
addressed.
6
A.
Ineffective
assistance
of
counsel
based
on
the
following:
1.
Counsel’s
performance
at
the
pretrial
transfer
hearing;
2.
Counsel’s
performance
at
the
pretrial
transfer
hearing
insofar
as
that
performance
resulted
from
financial
limitations
placed
on
defense
counsel;
3.
Counsel’s
performance
at
the
youthful
offender
hearing;7
4.
Counsel’s
performance
at
the
youthful
offender
hearing
insofar
as
that
performance
resulted
from
financial
limitations
placed
on
defense
counsel;8
5.
Counsel’s
failure
to
protect
Hart
from
prejudicial
pretrial
publicity;
6.
Counsel’s
failure
to
protect
Hart
from
prejudicial
pretrial
publicity
due
to
financial
limitations
placed
on
defense
counsel;
7.
Counsel
performance
at
voir
dire;
9.
Counsel
failure
to
obtain
and
present
evidence
related
to
intent
which
was
the
result
of
financial
limitations
placed
on
defense
counsel;
10.
Errors
committed
by
counsel
during
trial;
and
13.
Cumulative
errors
of
counsel.
B.
Improper
denial
of
youthful
offender
status.
D.
The
jury
foreperson’s
misconduct
and
racial
bias
deprived
Hart
of
his
right
to
trial
by
an
impartial
tribunal.
E.
The
trial
court’s
discovery
rulings
violated
Hart’s
constitutional
rights
under
the
Sixth
Amendment.
F.
Prosecutorial
misconduct
violated
Hart’s
constitutional
right
to
a
fair
trial.
J.
Violations
of
the
Sixth,
Eighth
and
Fourteenth
Amendment
resulting
from
the
following
improper
jury
instructions:
1.
Failure
to
give
an
adequate
charge
of
the
less-‐included
offense
of
felony
murder;
2.
Failure
to
give
a
reckless
murder
charge;
and
3.
Failure
to
give
a
reckless
manslaughter
charge.
K.
Constitutional
violations
occurred
during
voir
dire,
to
wit:
1-‐3.
The
state
used
its
peremptory
challenges
in
a
racially
discriminatory
manner;9
7The
caption
of
Claim
A3
relates
to
the
pretrial
transfer
hearing,
but
the
substance
of
the
claim
addresses
the
youthful
offender
hearing.
8
Similar
to
Claim
A3,
the
caption
of
this
claim
refers
to
the
pretrial
transfer
hearing,
but
the
body
of
the
claim
contains
references
to
the
youthful
offender
hearing.
9
Claims
K1-‐K3
are
the
same
Batson
claim
broken
into
separate
steps.
Specifically,
K1
asserts
a
general
Batson
claim.
K2
addresses
Petitioner’s
prima
facie
case
of
discrimination.
K3
discusses
evidence
to
rebut
the
state’s
race
neutral
reasons
for
its
strikes.
7
4.
Violation
of
Hart’s
Sixth
and
Fourteenth
Amendment
Rights
by
the
trial
court’s
voir
dire;10
5.
The
trial
court
improperly
excluded
prospective
jurors
based
on
their
capital
punishment
beliefs;
6.
The
trial
court’s
method
for
conducting
voir
dire
was
prejudicial.
L.
The
evidence
was
constitutionally
insufficient
to
sustain
a
guilty
verdict
because:
1.
The
state
failed
to
prove
the
element
of
intent
beyond
a
reasonable
doubt;
2.
The
jury
applied
an
unconstitutional
standard
of
proof
due
to
court’s
confusing
jury
instructions.
N.
The
state
suppressed
favorable
evidence
in
violation
of
Brady
v.
Maryland.11
Issues
Presented
Due
to
the
number
and
complexity
of
the
claims
and
issues,
the
Court
divided
the
briefing
in
the
case
into
two
stages.
Stage
I
is
intended
to
address
procedural
default
and
the
need
for
an
evidentiary
hearing,
with
the
merits
of
all
remaining
to
be
addressed
at
Stage
II.
In
the
Stage
I
brief,
Respondent
has
asserted
an
additional
matter
for
resolution.
Respondent
argues
that
the
Court
should
dismiss
certain
claims
because
those
claims
raise
solely
issues
of
state
law
and
therefore
fail
to
state
a
claim
under
28
U.S.C.
§
2254.
Below,
the
Court
will
address
Respondent’s
“state
law
only”
argument,
then
proceed
to
a
review
of
the
claims
Respondent
argues
are
subject
to
procedural
default.
“State
Law
Only”
Claims
Respondent
argues
that
the
Court
should
dismiss
several
claims
(B,
D,
E.
G.
H,
J,
M,
O
and
P)
“because
they
present
only
questions
of
state
law”
and
therefore
fail
to
10
There
are
no
facts
set
forth
in
support
of
this
claim,
which
also
invokes
the
Eighth
Amendment.
Because
the
Eighth
Amendment
deals
with
issues
of
punishment,
any
claim
arising
therefrom
is
moot.
11
This
claim
is
broken
into
3
subparts
(M1-‐M3)
asserting
different
elements
of
the
same
Brady
claim.
The
underlying
factual
basis
is
the
state’s
alleged
failure
to
disclose
a
spontaneous
statement
made
by
Hart
on
the
night
of
his
arrest.
8
state
a
claim
for
relief
under
28
U.S.C.S
§
2254(a).
Respondent
points
out,
correctly,
that
“[f]ederal
habeas
corpus
does
not
lie
to
review
errors,
if
any,
under
state
law.”
(Resp’t’s
Br.
35,
Doc.
38.)
In
support
of
this
proposition,
Respondent
cites,
first,
federal
habeas
cases
in
which
the
petition
raised
a
claim
that
was
based
purely
on
state
law.
See
Pulley
v.
Harris,
456
U.S.
37,
41
(1984);
Carrizales
v.
Wainwright,
699
F.2d
1053,
1055
(1983).
That
is
not
the
case
here.
Each
of
the
claims
identified
by
the
Respondent
is
framed
as
a
federal
constitutional
violation.
Respondent
asserts
that
the
claims
are
purely
issues
of
state
law
because
the
state
court,
either
on
direct
appeal
or
collateral
review,
resolved
these
or
similar
claims
based
solely
on
state
law.
But
it
is
the
federal
habeas
petition,
not
a
state
court
opinion,
that
determines
the
nature
of
the
claim
and
whether
it
raises
a
federal
constitutional
issue.
Cf.
Dye
v.
Hofbauer,
546
U.S.
2
(2005)
(per
curiam)
(state
court’s
failure
to
mention
a
federal
claim
does
not
mean
federal
claim
was
not
presented
to
it).
Each
of
the
challenged
claims
raises
one
or
more
issues
of
federal
constitutional
law.
Claim
B
asserts
that
Petitioner
was
“improperly
denied
Youthful
Offender
treatment”
because
the
hearing
violated
Petitioner’s
constitutional
rights
to
confrontation
and
to
avoid
self-‐incrimination.
(Pet.
¶¶
128-‐131,
Doc.
1.)
Claim
D(1)
alleges
that
the
jury
foreperson’s
racial
bias
deprived
Petitioner
of
his
constitutional
right
to
a
fair
trial.
(Id.
¶¶
146-‐47).
Claim
J
asserts
that
the
trial
court’s
failure
to
properly
instruct
the
jury
on
lesser-‐included
offenses
violated
the
Sixth,
Eighth
and
Fourteenth
Amendments.
(Id.
subheading
J.)
Finally,
Claim
P
alleges
that
the
introduction
of
autopsy
photographs
violated
Petitioner’s
rights
to
due
process
and
to
a
fair
trial
guaranteed
by
the
Sixth
and
Fourteenth
Amendments.
9
(Id.
subheading
P.)
Because
the
claims,
as
presented
in
the
Petition,
are
not
based
solely
on
state
law,
Respondent’s
argument
for
dismissal
fails.
Procedural
Default
Introduction
Respondent
argues
that
the
doctrine
of
procedural
default
should
prevent
the
Court
from
reaching
the
merits
of
all
or
part
the
following
guilt-‐phase
claims:
A2,
A4,
A5,
A6,
A7,
A8,
A9,
A10,
A13,
F,
J,
K1,
K2,
K4,
K5,
L,
and
N.
Petitioner
counters
that
all
of
the
claims
were
raised
in
state
court
and
were
fully
exhausted.
Therefore,
Petitioner
asserts
that
none
are
procedurally
defaulted.
Before
addressing
the
applicability
of
procedural
default
as
to
each
claim,
the
Court
sets
out
the
law
of
procedural
default
and
related
principles.
Applicable
Law
The
doctrine
of
procedural
default,
as
it
relates
to
petitions
filed
under
28
U.S.C.
§
2254,
arises
from
principles
of
comity
and
federalism.
Francis
v.
Henderson,
425
U.S.
536,
541
(1976).
A
federal
court
will
not
consider
an
issue
of
federal
law
on
direct
review
from
a
judgment
of
a
state
court
if
that
judgment
rests
on
a
state-‐law
ground
that
is
both
“independent”
of
the
merits
of
the
federal
claim
and
an
“adequate
basis
for
the
court’s
decision.
Although
this
doctrine
originated
in
the
context
of
state-‐court
judgments
for
which
the
alternative
state
and
federal
grounds
were
both
“substantive”
in
nature,
the
doctrine“
has
been
applied
routinely
to
state
decisions
forfeiting
federal
claims
for
violation
of
state
procedural
rules.
Harris
v.
Reed,
489
U.S.
255,
260-‐61
(1989)
(internal
citations
and
quotations
omitted).
Generally,
violation
of
a
state
procedural
rule
is
adequate
to
foreclose
federal
review
if
the
rule
is
“firmly
established
and
regularly
followed.”
Lee
v.
Kemna,
534
U.S.
362,
376
(2002).
A
state
court’s
decision
is
independent
unless
the
10
resolution
of
the
state-‐law
issue
depends
on
a
federal
constitutional
ruling.
Stewart
v.
Smith,
536
U.S.
856,
860
(2002).
While
a
federal
court
is
generally
precluded
from
reviewing
the
merits
of
a
procedurally
defaulted
claim,
there
are
exceptions
to
the
rule.
Procedural
default
may
be
overcome
in
one
of
two
ways.
First
the
claim
may
be
considered
on
the
merits
if
the
petitioner
and
show
both
cause
for
this
failure
to
comply
with
the
state
procedural
rule
and
prejudice
resulting
from
the
default.
Murray
v.
Carrier,
477
U.S.
478
(1986).
“[C]ause
for
a
procedural
default
must
ordinarily
turn
on
whether
the
prisoner
can
show
that
some
objective
factor
external
to
the
defense
impeded
counsel’s
efforts
to
comply
with
the
State’s
procedural
rule.”
Id.
at
488.
Prejudice,
in
this
context,
means
a
reasonable
probability
that
the
outcome
would
have
been
different.
Strickler
v.
Greene,
527
U.S.
263
(1999).
The
second
circumstance
under
which
a
procedurally
defaulted
claim
may
be
considered
is
if
the
failure
to
review
the
claim
would
result
in
a
fundamental
miscarriage
of
justice.”
Dugger
v.
Adams,
489
U.S.
401,
415
(1989).
While
procedural
default
obviously
applies
to
federal
constitutional
claims
that
were
denied
by
the
state
court
on
procedural
grounds,
it
may
also
apply
to
federal
constitutional
claims
that
were
never
raised
at
all
in
state
court.
In
the
latter
instance,
the
doctrines
of
procedural
default
and
exhaustion
converge.
“Exhaustion
of
state
remedies
requires
that
the
state
prisoner
‘fairly
present[t]
federal
claims
to
the
state
court
in
order
to
give
the
State
the
opportunity
to
pass
upon
and
correct
alleged
violations
of
its
prisoners’
federal
rights.’”
Snowden
v.
Singletary,
135
F.3d
732,
735
(1998)
(quoting
Duncan
v.
Henry,
513
U.S.
364,
365
(1995)).
Generally,
11
unexhausted
claims
must
be
returned
to
the
state
court
for
consideration
on
the
merits
unless
the
federal
court
determines
that
exhaustion
would
be
futile.
Id.
at
736.
If
state
procedural
rules
would
preclude
review
of
the
claim
on
the
merits,
then
exhaustion
would
be
futile.
Id.
Thus,
a
federal
court
may
conclude
that
an
unexhausted
claim
would
be
procedurally
barred
because
of
the
petitioner’s
failure
to
comply
with
state
procedure.
Id.
at
737.
In
that
instance,
the
doctrine
of
procedural
default
would
apply
even
though
the
state
court
had
never
specifically
invoked
the
state
procedural
rule.
To
summarize,
a
federal
court
will
not
consider
the
merits
of
a
federal
constitutional
claim
on
habeas
review
if
that
claim
has
been
procedurally
defaulted.
If
the
constitutional
claim
asserted
by
the
petition
was
presented
and
denied
by
the
state
court
on
adequate
and
independent
state-‐law
grounds,
then
procedural
default
applies.
If
the
claim
was
never
raised
in
state
court
but
now
would
be
barred
from
consideration
by
state
procedural
rules,
the
procedural
default
also
applies.
A
procedurally
defaulted
claim
may
nonetheless
be
considered
on
the
merits
if
petitioner
can
demonstrate
either
(1)
cause
for
and
prejudice
from
his
failure
to
raise
the
issue
in
state
court
or
(2)
that
failure
to
consider
the
merits
would
result
in
a
fundamental
miscarriage
of
justice.
Claim
A2:
Ineffective
Assistance
of
Counsel
at
Pretrial
Transfer
Hearing
Due
to
Financial
Limitations
Respondent
argues
that
this
claim
was
not
exhausted
in
state
court
because
it
was
not
raised
on
appeal
either
on
direct
appeal
or
collateral
attack.
Because
consideration
would
be
barred
by
state
procedural
rules,
Respondent
asserts,
the
claim
is
procedurally
defaulted.
Petitioner’s
sole
response
is
that
the
claim
was
12
exhausted
because
it
was
raised
in
the
Rule
32
appeal
and,
for
that
reason,
is
not
procedurally
barred.12
The
claim
asserted
in
this
Court
is
that
“[d]efense
counsel
did
not
have
the
funds
and
therefore
did
not
investigate
and
discover
any
evidence…”
to
present
on
behalf
of
Petitioner
at
the
pretrial
transfer
hearing
(Pet.
¶
34)
and
“[Petitioner]
was
tried
as
an
adult
as
a
result
of
counsel’s
deficient
representation.
.
.
due
to
inadequate
access
to
funds.”
(Id.
¶
35).
As
evidence
that
he
exhausted
this
claim,
Petitioner
points
to
his
Rule
32
appellate
brief.
The
Eleventh
Circuit
has
explained
what
the
exhaustion
requirement
entails
as
follows:
In
order
to
be
exhausted,
a
federal
claim
must
be
fairly
presented
to
the
state
courts.
It
is
not
sufficient
merely
that
the
federal
habeas
petitioner
has
been
through
the
state
courts
...
nor
is
it
sufficient
that
all
the
facts
necessary
to
support
the
claim
were
before
the
state
courts
or
that
a
somewhat
similar
state-‐law
claim
was
made.
Rather,
in
order
to
ensure
that
state
courts
have
the
first
opportunity
to
hear
all
claims,
federal
courts
have
required
a
state
prisoner
to
present
the
state
courts
with
the
same
claim
he
urges
upon
the
federal
courts.
While
we
do
not
require
a
verbatim
restatement
of
the
claims
brought
in
state
court,
we
do
require
that
a
petitioner
presented
his
claims
to
the
state
court
such
that
a
reasonable
reader
would
understand
each
claim's
particular
legal
basis
and
specific
factual
foundation.
McNair
v.
Campbell,
416
F.3d
1291,
1302
(11th
Cir.
2005)
(internal
citations
and
quotations
omitted).
Petitioner
cites
two
separate
ineffective
assistance
of
counsel
claims
presented
to
the
state
appellate
court.
The
first
claim
was
asserted
under
subheading
A:
“Hart
was
deprived
of
his
right
to
a
fair
trial
by
Counsel’s
failure
to
effectively
represent
him
at
the
pre-‐trial
transfer
hearing.”
(R.
Vol.
22
Tab
R-‐55
at
12
Petitioner
does
not
dispute
that
state
procedural
rules
would
bar
consideration
of
the
claim,
nor
does
Petitioner
invoke
any
exception
to
procedural
default
rule.
13
6.)
On
pages
6-‐9
of
his
Rule
32
brief,
he
argued
that
counsel
rendered
constitutionally
ineffective
assistance
at
the
pretrial
transfer
hearing
because
his
failure
to
investigate
or
to
introduce
any
evidence
at
the
transfer
hearing
was
the
result
of
counsel’s
incompetence
as
opposed
to
a
strategic
decision.
(Id.
at
6-‐9.)
The
only
mention
of
inadequate
funding
was
made
under
subheading
F,
which
can
best
be
described
as
a
catch-‐all
subheading:
“Gary
Hart
was
deprived
of
a
fair
trial
by
counsel’s
failure
to
otherwise
protect
his
interests
before
and
during
the
trial.”
(Id.
21.)
Petitioner’s
entire
argument
regarding
insufficient
funding
was
as
follows:
(Id.)
Gary
was
also
denied
effective
assistance
of
counsel
at
trial
and
on
appeal
by
the
insufficient
funding
provided
by
the
State
for
the
compensation
of
capital
defense
attorneys
for
their
expenses.
(v.5
at
pp.
40-‐42).
In
this
regard
Pennington’s
affidavit
reflects
that
the
funds
provided
by
the
State
of
Alabama
were
wholly
inadequate
to
provide
a
proper
defense.
(v.6
at
p.
532).
The
available
funds
“did
not
begin
to
cover
the
fees
and
costs
which
are
necessary
to
effectively
defend
any
one
charged
with
capital
murder”.
Id.
Petitioner
cannot
satisfy
the
exhaustion
requirement
by
cherry-‐picking
portions
of
separate
and
distinct
state
court
claims.
“[T]o
preserve
a
claim
of
ineffective
assistance
of
counsel
for
federal
review,
the
habeas
petitioner
must
assert
this
theory
of
relief
and
transparently
present
the
state
courts
with
the
specific
acts
or
omissions
of
his
lawyers
that
resulted
in
prejudice.”
Kelley
v.
Sect’y
for
the
Dept.
of
Corrections,
377
F.3d
1317,
1344
(11th
Cir.
2004).
The
legal
theories
raised
in
state
court
must
have
been
supported
by
the
same
“specific”
facts
asserted
in
the
federal
habeas
petition.
Id.
“[H]abeas
petitioners
may
not
present
particular
factual
instances
of
ineffective
assistance
of
counsel
in
their
federal
petitions
that
were
not
first
presented
to
the
state
courts.”
Id.
Petitioner
did
not
assert
in
his
Rule
14
32
appeal
a
claim
that
counsel
rendered
ineffective
assistance
at
the
pretrial
transfer
hearing
based
on
inadequate
funds.
Therefore,
that
claim
did
not
get
one
full
round
of
review
in
state
court
and
was
not
exhausted.
See
Ala.
R.
Crim.
P.
32.2(a)(5)
(precluding
post-‐conviction
relief
for
non-‐jurisdictional
claims
that
could
have
been
raised
on
direct
appeal).
Claim
A4:
Ineffective
Assistance
of
Counsel
at
Youthful
Offender
Hearing
Due
to
Inadequate
Funding
This
claim
is
similar
to
the
claim
above,
except
that
it
based
on
counsel’s
performance
at
the
Youthful
Offender
hearing,
rather
than
the
pretrial
transfer
hearing.
As
with
he
did
with
that
claim,
Petitioner
has
pulled
together
unrelated
portions
of
his
Rule
32
appellate
brief
in
an
effort
to
demonstrate
exhaustion.
Petitioner
cites
his
claim
of
ineffective
assistance
of
counsel
at
the
youthful
offender
hearing
on
pages
14-‐16
of
that
brief
along
with
his
generalized
ineffective
assistance/insufficient
funding
claim
asserted
separately
on
page
21.
(R.
Vol.
22
Tab
R-‐55
at
14-‐16
&
21.)
For
the
same
reasons
cited
supra
at
12-‐15,
this
claim
is
not
exhausted
and,
therefore,
is
procedurally
defaulted.
Claim
A5:
Counsel
Failed
to
Protect
Petitioner
from
Pretrial
Publicity
In
this
claim,
Petitioner
asserts
that
counsel
failed
to
subpoena
members
of
the
media
to
testify
regarding
the
extent
of
pretrial
publicity,
failed
to
properly
question
jurors
about
their
exposure
to
publicity,
and
failed
to
obtain
a
change
of
venue.
Respondent
argues
that
this
is
not
the
same
ineffective
assistance/pretrial
publicity
claim
asserted
in
the
amended
Rule
32
petition
and
on
appeal.
Petitioner,
on
the
other
hand,
points
out
that
the
claim
was
“made
on
page
10
of
[his]
Rule
32
Brief.
.
.
to
the
Alabama
Court
of
Criminal
Appeals.”
(Pet’r’s
Br.
25,
Doc.
37.)
As
15
Petitioner
acknowledges,
claims
raised
in
the
Rule
32
petition
and
on
appeal
from
the
denial
of
the
Rule
32
petition
are
preserved
for
habeas
review.
Pruitt
v.
Jones,
348
F.3d
1355,
1358
(11th
Cir.
2003)
(to
exhaust
constitutional
claim
prisoner
must
invoke
one
full
round
of
state
appellate
review).
Only
one
factual
basis
supporting
this
claim
was
raised
in
both
the
amended
Rule
32
petition
and
in
the
Rule
32
appeal.
On
appeal,
Petitioner’s
ineffective
assistance/pretrial
publicity
argument
was
asserted
under
a
claim
of
ineffective
assistance
in
“empaneling
the
jury.”
(R.
Vol.
22
Tab
R-‐55
at
10.)
Therein,
Petitioner
asserted
that
counsel’s
“failure
to
protect
[Petitioner]
from
the
effects
of
pre-‐trial
publicity
constituted
ineffective
assistance
of
counsel
[in
empaneling
the
jury].”
(Id.)
Broadly
construed,
the
claim
asserted
on
appeal
(i.e.,
ineffective
assistance/empaneling
the
jury/pretrial
publicity)
can
be
considered
to
encompass
failure
to
properly
question
jurors
about
their
exposure
to
pretrial
publicity.
Therefore,
that
portion
of
the
claim
is
exhausted
and
is
not
procedurally
barred.
However,
both
failure
to
obtain
media
testimony
and
failure
to
obtain
a
change
of
venue
are
completely
unrelated
to
the
ineffective
assistance/empaneling
the
jury
claim
asserted
in
the
Rule
32
appeal.
Consequently,
Petitioner’s
claim
is
not
exhausted,
and
is
procedurally
barred,
to
the
extent
it
relies
on
those
underlying
factual
bases.
Claim
A6:
Financial
Limitations
Placed
on
Defense
Counsel
did
not
Provide
Defense
Counsel
with
Sufficient
Resources
to
Effectively
Protect
Petitioner
from
Adverse
Pretrial
Publicity
Petitioner
alleges
that
counsel
rendered
ineffective
assistance
because
“the
trial
court
refused
to
grant
him
funds
to
conduct
a
survey
of
the
community”
thus
16
rendering
counsel
unable
to
protect
Petitioner
from
prejudicial
pretrial
publicity.
(Pet.
¶¶
68-‐69.)
According
to
the
petition,
counsel’s
deficient
performance
in
this
regard
made
it
impossible
for
Petitioner
to
receive
a
fair
trial
and
resulted
in
his
conviction.
(Id.
¶
69.)
Respondent
argues
that
this
claim
was
not
raised
in
Petitioner’s
Rule
32
appeal.
Petitioner
counters
that
“the
substance
of
the
claim”
was
raised
on
appeal,
but
once
again
Petitioner
pulls
language
from
two
disparate
claims
and
attempts
to
pass
them
off
as
the
claim
now
asserted.
First,
he
cites
his
claim
that
counsel
failed
to
protect
him
from
pretrial
publicity
on
page
10
of
his
Rule
32
brief,
which
makes
no
mention
of
financial
limitations.
(R.
Vol.
22
Tab
R-‐55
at
10.)
Next,
he
cites
his
argument
on
page
66
of
the
same
brief,
in
support
of
his
claim
that
the
trial
court’s
discovery
rulings
deprived
him
of
the
fair
trial.
(Id.
at
66.)
One
of
the
rulings
cited
was
the
Court’s
denial
of
his
motion
for
funds
to
conduct
a
survey
regarding
the
effects
of
pretrial
publicity.
No
powers
of
legal
intuition
are
strong
enough
to
decipher
one
claim
from
these
two
wholly
unrelated
assertions
set
apart
by
more
than
50
pages.
This
claim
was
not
exhausted
and
is,
therefore,
procedurally
defaulted.
Claim
A7:
Petitioner
was
Deprived
of
his
Right
to
a
Fair
Trial
by
an
Impartial
Jury
by
Defense
Counsel’s
Failure
to
Conduct
a
Proper
Voir
Dire
and
by
Defense
Counsel’s
Failure
to
Question
Prospective
Jurors
About
Racial
Bias
Respondent
argues
that
this
claims
is
partially
defaulted
in
that
certain
factual
averments
set
forth
in
support
of
this
claim
were
not
raised
fully
exhausted.
Specifically,
Respondent
asserts
that
the
facts
asserted
in
paragraphs
73
and
74
were
not
raised
in
either
Amended
Rule
32
Petition
or
in
the
Rule
32
appeal
and
that
the
facts
asserted
in
paragraph
76
were
not
asserted
in
the
Rule
32
appeal.
17
Respondent
is
partially
correct.
In
paragraph
73,
Petitioner
asserts
that
counsel
was
ineffective
because
he
failed
“to
make
a
diligent
examination
of
the
venire
pool
prior
to
jury
selection
in
support
of
a
Batson
challenge”
and
was
unable
to
ask
particularized
questions
related
to
the
state’s
proffered
explanations
for
striking
jurors.
Both
of
these
assertions
were
raised
in
the
Amended
Rule
32
Petition
(R.
Vol.
8
Tab
R-‐48
¶¶
48
&
49)
and
in
the
Rule
32
appeal
(R.
Vol.
22
Tab
R-‐55
at
11-‐12)
and
are
therefore
preserved
for
review.
However,
paragraphs
74
and
76,
have
not
been
exhausted
and
are
procedurally
defaulted.
First,
Petitioner
does
not
dispute
Respondent’s
claim
that
Paragraph
76
is
procedurally
defaulted.13
Respondent
argues
that
the
substance
of
paragraph
74
was
raised
in
the
Amended
Rule
32
Petition
and
in
the
Rule
32
appeal.
In
that
paragraph,
Petitioner
assets
that
defense
counsel
was
unable
to
effectively
empanel
an
impartial
jury
due
to
the
trial
court’s
unreasonable
time
limitations
on
voir
dire
and
the
court’s
refusal
to
allow
sequestered
questioning
of
prospective
jurors.
But
those
factual
assertions
were
not
related
to
any
ineffective
assistance
of
counsel
claim
in
the
Rule
32
proceedings.
Although
included
in
both
the
Amended
Rule
32
Petition
and
in
the
Rule
32
appellate
brief,
these
assertions
were
raised
in
support
of
Petitioner’s
claim
that
the
trial
court
violated
his
right
to
a
fair
trial.
(R.
Vol.
8
Tab
R-‐48
¶¶
114-‐16;
R.
Vol.
22
Tab
R-‐55
at
58-‐59.)
Claim
A9:
Financial
Limitations
placed
on
Defense
Counsel
Denied
Defense
Counsel
Sufficient
Resources
to
Effectively
Represent
Petitioner
Before
Trial
13
That
paragraph
alleges
that
“[d]efense
counsel
allowed
a
juror
with
fixed
opinions
about
the
case
to
remain
on
the
panel.”
18
The
question
presented
is
whether
paragraph
85-‐-‐which
asserts
that
defense
counsel,
due
to
lack
of
funds,
was
“unable
to
investigate
[Petitioner’s]
background
to
discover
and
offer
evidence
of
[his]
drug
and
alcohol
use
on
the
night
of
the
crime
[to
negate
intent]”-‐-‐is
procedurally
defaulted.
Petitioner
admits
that
this
factual
basis
was
never
specifically
raised
in
state
court
but,
citing
Vasquez
v.
Hillery,
474
U.S.
254
(1986),
argues
that
the
inclusion
of
additional
facts
in
support
of
an
otherwise
exhausted
claim
does
not
preclude
habeas
review.
In
that
case,
however,
the
federal
court
had
requested
additional
evidence
regarding
the
grand
jury’s
racial
makeup
which,
in
turn,
was
related
to
the
prisoner’s
“equal
protection
challenge
to
the
grand
jury
that
indicted
him.”
Id.
474
U.S.
at
256.
The
Supreme
Court
rejected
the
state’s
objection
on
exhaustion
grounds,
stating:
“We
have
never
held
that
presentation
of
additional
facts
to
the
district
court,
pursuant
to
that
court's
directions,
evades
the
exhaustion
requirement
when
the
prisoner
has
presented
the
substance
of
his
claim
to
the
state
courts.”
Id.
474
U.S.,
257-‐58.
These
are
not
merely
new
facts
supporting
a
claim
presented
to
the
state
court.
This
is
an
entirely
new
claim.
The
basis
of
Petitioner’s
financial
limitations/ineffective
assistance
before
trial
claim
in
state
court
was
counsel’s
failure
to
obtain
and
present
a
firearms
expert
(regarding
the
sensitivity
of
the
trigger)
and
a
medical
expert
(regarding
the
medical
condition
of
his
arm)
both
of
which
were
relevant
to
his
claim
that
the
gun
discharged
accidentally.
(R.
Vol.
Tab
R-‐55
at
13-‐16.)
Counsel’s
alleged
failure
to
discover
and
present
evidence
of
drug
and
alcohol
abuse
on
the
night
of
the
crime
does
not
constitute
“additional
facts”
in
support
of
counsel’s
alleged
failure
to
obtain
expert
testimony.
The
state
court
did
19
not
have
a
full
and
fair
opportunity
to
consider
this
new
rendition
of
Petitioner’s
ineffective
assistance
of
counsel
claim.
Thus,
Petitioner’s
claim
that
counsel’s
failure
to
discover
and
present
evidence
of
Petitioner’s
drug
and
alcohol
use
amounted
to
ineffective
assistance
is
unexhausted
and
is
procedurally
barred.
The
remainder
of
Claim
A9
has
been
exhausted
and
is
not
procedurally
barred.
Claim
A10:
Petitioner
was
Deprived
of
his
Right
to
a
Fair
Trial
by
an
Impartial
Jury
by
Defense
Counsel’s
Failure
to
Protect
his
Constitutional
Rights
During
the
Trial
Within
this
claim,
the
Petition
alleges
a
laundry
list-‐-‐twenty-‐four
separate
instances-‐-‐of
ineffective
assistance
of
counsel
at
trial.
Respondent
asserts
that
none
of
these
specific
instances
are
exhausted
because
they
were
not
fully
presented
for
review
at
the
Rule
32
stage—some
because
they
were
not
raised
in
the
either
the
Amended
Rule
32
Petition
or
on
appeal
and
others
because
they
were
not
raised
on
appeal.
Petitioner
insists
that
the
issues
were
raised
and
exhausted
and
points
to
his
Rule
32
appellate
brief.
But,
once
again,
Petitioner
attempts
to
satisfy
the
exhaustion
requirement
by
pointing
to
general
legal
principles
asserted
in
state
court
along
with
“’makeshift
needles
in
the
haystack
of
the
state
court
record.’”
Kelley,
377
F.3d
at
1345
(quoting
Martens
v.
Shannon,
836
F.2d
715,
717
(1st
Cir.
1988)).
Upon
careful
review
of
the
pleadings,
the
Court
concludes
that
two
of
these
subclaims
have
been
exhausted
and
are,
therefore,
preserved
for
review.
Petitioner
did
argue
in
his
Rule
32
appeal
that
“[d]efense
counsel
failed
to
timely
interject
appropriate
objections
at
trial,
thereby
resulting
in
prejudicial
and
improper
statements
by
the
prosecution
to
the
jury.”
(R.
Vol.
22
Tab
R-‐55
at
21.)
Although
no
20
supporting
evidence
was
discussed,
the
brief
noted
that
“[t]hese
omissions
were
described
in
the
Rule
32
Petition
at
v1
pp.
34-‐38.”
In
other
words,
the
appellate
brief
incorporated
by
specific
reference
certain
claims
asserted
in
the
Amended
Rule
32
Petition.
However,
only
three
guilt-‐phase
omissions
by
counsel
were
asserted
in
the
cited
pages
of
the
Amended
Rule
32
Petition,
and
only
two
of
those
are
reasserted
in
the
federal
petition.
The
first
is
counsel’s
failure
to
object
to
the
State’s
misstatement
of
the
law,
implying
that
the
burden
of
proof
was
on
the
Defendant
by
stating
that
intent
was
inferred.
(R.
Vol.
8
Tab
R-‐48
at
35.)
This
claim
is
equivalent
to
the
subclaim
asserted
in
paragraph
95
of
the
federal
petition,
which
alleges
that
counsel
rendered
ineffective
assistance
by
“fail[ing]
to
object
to
the
State’s
mischaracterization
of.
.
.
the
law
regarding
intent.”14
(Pet.
¶
95.)
The
second
omission
incorporated
by
reference
into
the
Rule
32
appellate
brief
was
counsel’s
failure
to
object
to
Biblical
quotations
made
by
the
prosecutor.
This
claim
is
nearly
identical
to
paragraph
102
of
the
federal
petition
which
alleges
that
“[d]efense
counsel
failed
to
object
to
the
State’s
citation
to
biblical
authority
or
religious
duty.”
(Pet.
¶
102.)
The
Court
finds
that
the
two
subclaims
cited
above,
found
in
paragraphs
95
and
102
of
the
federal
petition,
are
exhausted
and
are
not
procedurally
barred.
The
remaining
guilt-‐phase
subclaims
set
forth
in
section
A10
have
not
been
exhausted
and
are,
therefore,
procedurally
barred.
14
This
paragraph
also
asserts
that
counsel
“failed
to
object
to
the
State’s
mischaracterization
of
[Petitioner’s]
testimony.”
(Id.)
That
aspect
of
this
subclaim
was
not
a
part
of
the
state
record
cited
and
is,
therefore,
not
exhausted
and
is
procedurally
barred.
21
CLAIM
A13:
Petitioner
was
Deprived
of
his
Right
to
a
Fair
Trial
by
an
Impartial
Jury
by
the
Cumulative
Effect
of
Defense
Counsel’s
Errors
Petitioner
sets
forth
two
alternative
responses
to
Respondent’s
argument
that
this
claim
is
unexhausted.
First,
Petitioner
argues
that
an
assertion
of
cumulative
error
is
a
legal
argument,
not
an
independent
claim,15
and
therefore
exhaustion
is
not
required.
Numerous
courts
have
rejected
this
argument.
See,
e.g.,
Wooten
v.
Kirkland,
540
F.3d
1019,
1025
(9th
Cir.
2008)
(raising
a
number
of
errors
“does
not
automatically
require
the
court
to
consider
whether
the
cumulative
effect
of
the
alleged
errors
prejudiced
the
petitioner”);
Harris
v.
Estelle,
487
F.2d
1293,
1298
(5th
Cir.
1974)
(dismissing,
for
failure
to
exhaust,
claim
that
cumulative
effect
of
cumulative
effect
of
all
constitutional
errors
denied
him
due
process);
accord
Greene
v.
Cooper,
2013
WL
1567444,
*8
n.8
(W.D.
La.
Feb.
20,
2013)
(applying
exhaustion
requirement
to
aggregate
effect
of
ineffective
assistance
of
counsel
claim);
Moore
v.
Quarterman,
526
F.Supp.2d
654,
710
(W.D.
Tex.
2007)
(applying
exhaustion
requirement
to
ineffective
assistance/cumulative
errors
claim);
cf.
McCormick
v.
Six,
306
Fed.Appx.
424
(10th
Cir.
2009)
(denying
COA
and
discerning
no
error
in
trial
court’s
finding
that
petitioner
failed
to
exhaust
claim
of
cumulative
error
of
trial
counsel
claim).
This
Court,
too,
finds
that
an
ineffective
assistance
claim
based
on
cumulative
error
is
a
separate
claim
that
must
be
presented
to
the
state
court
for
one
full
round
of
review.
Petitioner
argues,
alternatively,
that
he
did
present
this
claim
to
the
state
court
for
review
and
points
to
the
following
statement
in
his
Rule
32
appellate
brief:
15
This
argument
begs
the
question:
If
it
is
not
a
separate
claim,
why
was
it
presented
as
one
in
the
Petition?
22
When
the
record
in
this
case
is
viewed
in
its
entirety
–
from
the
pre-‐
trial
transfer
and
youthful
offender
hearings,
through
the
trial,
and
finally
the
penalty
phase
–
the
conclusion
is
in
escapable:
counsel’s
abysmal
representation
of
Gary
Hart
denied
him
of
his
constitutional
right
to
counsel
during
trial.
(R.
Vol.
22
Tab
R-‐55
at
6.)
Even
assuming
the
inclusion
of
that
argument
could
be
considered
an
ineffective
assistance
claim
based
on
cumulative
errors,16
it
does
not
satisfy
the
exhaustion
requirement.
The
issue
was
not
raised
in
the
Amended
Rule
32
petition
and,
therefore,
was
not
preserved
for
state
appellate
review.
Moody
v.
State,
95
So.
3d
827,
854
(Ala.
Crim.
App.
2011)
(Rule
32
argument
not
raised
in
state
circuit
court
“not
properly
before
[appellate
court]
for
review”).
In
conclusion,
Petitioner’s
ineffective
assistance
claim
based
on
the
cumulative
effect
of
defense
counsel’s
errors
is
a
claim,
not
merely
a
legal
argument.
As
such,
it
is
procedurally
barred
because
Petitioner
failed
to
exhaust
this
claim
in
state
court.
Claim
B:
Mr.
Hart
Was
Improperly
Denied
Treatment
as
a
Youthful
Offender
Respondent
argues
that
this
claim
is
partially
defaulted.
Specifically,
Respondent
argues
that
Petitioner
failed
to
exhaust
that
portion
of
the
claim
found
in
paragraph
128,
which
states:
The
admission
of
prejudicial
hearsay
testimony
at
[the
Youthful
Offender]
hearing
unfairly
deprived
[Petitioner]
[of]
a
meaningful
opportunity
to
avail
himself
of
Alabama’s
youthful
offender
laws
and
violated
[his]
Constitutional
rights
to
confrontation
and
to
avoid
self-‐incrimination.
The
trial
court
improperly
denied
[Petitioner’s]
challenge
to
the
propriety
of
the
court’s
use
of
two
pieces
of
unreliable
hearsay
testimony
contained
in
Gary’s
youthful
offender
report
admitted
at
his
youthful
offender
hearing.
[T]his
16
Whether
it
was
transparently
presented
to
the
state
appellate
court
as
a
separate
claim
is
arguable.
The
state
court
did
not
interpret
it
as
such.
Moreover,
the
statement
reads
more
like
a
dramatic
introductory
paragraph
rather
than
a
separate
ineffective
assistance
of
counsel
claim.
23
report
included
the
double
hearsay
statement
of
Dr.
Catlin,
Gary’s
former
school
principal…
Dr.
Catlin
expressly
testified
at
the
Rule
32
hearing
that
he
had
no
recollection
of
[this
statement]
and
that
[the
statement]
was
inconsistent
with
his
opinion
of
[Petitioner].
(Pet.,
Doc.
1,
¶
128.)
Petitioner
argues
that
this
claim
was
raised
on
direct
appeal,
before
both
the
Alabama
Court
of
Criminal
Appeals
and
the
Alabama
Supreme
Court
and
cites
to
portions
of
briefs
submitted
to
each
court.
However,
the
cited
portions
of
these
briefs
cited
do
not
support
Petitioner’s
claim.
Neither
mentions
hearsay
testimony
introduced
at
the
Youthful
Offender
hearing.
Both
appellate
briefs
do
make
an
argument
regarding
hearsay
in
the
Youthful
Offender
report,
but
the
evidence
cited
as
hearsay
is
not
the
same
evidence
that
Petitioner
relies
on
here.
On
appeal,
Petitioner
argued
that
the
psychological
evaluation
appended
to
the
report
amounted
to
inadmissible
hearsay.
(R.
Vol.
5
Tab
R-‐32
at
63-‐65;
Vol.
6
Tab
R-‐32
at
98.)
Here,
Petitioner
argues
that
the
statement
of
his
former
high
school
principal
amounted
to
hearsay.
The
legal
argument
may
be
the
same,
but
the
factual
basis
clearly
is
not.
Consequently,
Petitioner
has
failed
to
exhaust
the
portion
of
Claim
B
found
in
paragraph
128,
and
that
claim
is
procedurally
defaulted.
The
remainder
of
Claim
B
is
ripe
for
review
on
the
merits.
Claim
F:
Prosecutorial
Misconduct
Deprived
Petitioner
of
a
Fair
Trial
in
Violation
of
the
United
States
Constitution
Respondent
initially
argued
that
this
claim
was
partially
defaulted
in
that
three
of
the
factual
or
legal
bases
asserted
in
support
of
this
claim—found
in
paragraphs
158,
163
&
167-‐-‐have
not
been
exhausted
because
they
were
not
raised
on
direct
appeal.
However,
Respondent
subsequently
abandoned
some
of
those
arguments
after
Petitioner
cited
portions
of
the
record
that
contradicted
24
Respondent’s
assertions.
First,
Petitioner’s
prosecutorial
misconduct
claim
in
paragraph
158
of
the
Petition-‐-‐
that
he
was
deprived
of
a
fair
trial
because
“[t]he
State
used
its
peremptory
challenges
in
a
discriminatory
manner,
depriving
[Hart]
of
his
right
to
be
tried
by
a
jury
of
his
peers”-‐-‐
was
raised
on
direct
appeal
as
a
prosecutorial
misconduct
claim.
(R.
Vol.
5,
Tab
R-‐32
at
83.)
Respondent
now
admits
as
much.17
Similarly,
Respondent
concedes
that
the
prosecutorial
misconduct
claim
asserted
in
paragraph
163—that
the
State
participated
in
the
investigation—was
also
raised
on
direct
appeal.
Finally,
Respondent
argues
that
the
claim
in
paragraph
167—that
“[t]he
State’s
repeated
remarks
regarding
the
age
of
the
victim
were
an
attempt
to
prejudice
the
jury
and
‘infect
the
trial
with
unfairness’”-‐-‐has
not
been
exhausted
because
it
was
not
raised
in
an
identical
manner
in
state
court.
When
a
claim
is
presented
in
such
a
way
that
“a
reasonable
reader
would
have
understood”
the
substance
of
that
claim,
the
exhaustion
requirement
is
satisfied.
Williams
v.
Allen,
542
F.3d
1326,
1346
(11th
Cir.
2008).
On
direct
appeal,
Petitioner
cited
the
prosecutor’s
repeated
remarks
about
the
age
of
the
victim
as
evidence
of
prosecutorial
misconduct
in
violation
of
the
United
States
Constitution.
(R.
Vol.
5
Tab
R-‐32
at
85;
Vol.
6,
R-‐38
at
120.)
That
was
more
than
sufficient
to
raise
the
substance
of
the
claim.
17
However,
in
his
reply
brief,
Respondent
argues
that
the
citation
to
Trevino
v.
Texas,
503
U.S.
562
(1992)
should
be
disregarded
because
it
was
not
cited
in
the
direct
appeal.
A
case
citation,
standing
alone,
is
not
a
claim.
The
claim
itself—that
the
use
of
peremptory
challenges
amounted
to
prosecutorial
misconduct
in
violation
of
the
United
States
Constitution—was
raised
on
direct
appeal.
25
Claim
J:
The
Trial
Court’s
Failure
to
Properly
Instruct
the
Jury
on
Lesser
Included
Offenses
at
the
Guilt/Innocent
Phase
Violated
the
Sixth,
Eight
and
Fourteenth
Amendments
of
the
United
States
Constitution
Initially,
Respondent
argued
that
five
subclaims
were
partially
defaulted,
but
that
number
has
been
reduced
to
two.
The
first,
found
in
paragraph
215,
is
that
the
trail
court’s
“failure
to
explain
the
difference
between
felony
murder
and
a
capital
offense
with
regard
to
the
issue
of
intent”
resulted
in
an
ambiguous
instruction.
(Pet.
¶
215.)
This
ambiguous
instruction,
according
to
the
Petition,
violated
Petitioner’s
due
process
rights
because
there
was
a
reasonable
likelihood
that
the
jury
applied
the
challenged
instruction
in
a
way
the
violates
the
Constitution.
(Id.)
The
second,
found
in
paragraph
223,
is
that
the
trial
court’s
failure
to
instruct
the
jury
on
reckless
manslaughter
violated
Petitioner’s
constitutional
rights.
(Id.
¶
223.)
While
the
facts
underlying
both
claims
were
set
out
in
Petitioner’s
direct
appeal,
neither
was
asserted
as
a
federal
constitutional
violation
and
no
such
claims
reasonably
could
be
gleaned
from
the
state
court
record.
Petitioner’s
direct
appeal
brief
to
the
Alabama
Supreme
Court
cited
only
state
law
in
support
of
the
claim
that
Petitioner
was
entitled
to
a
reckless
manslaughter
instruction.
(R.
Vol.
6
Tab
R-‐38
at
97-‐98.)
With
respect
to
the
felony
murder/capital
murder
charges
and
the
issue
of
intent,
Petitioner
argued
on
direct
appeal
that
the
felony
murder
charge
was
infirm
because
it
did
not
“explicitly
explain”
that
the
difference
between
felony
murder
and
capital
murder
was
intent.
That
argument
was
contained
in
a
footnote
to
an
argument
that
the
trial
court
should
have
given
a
lesser
included
instruction
on
reckless
murder.
Neither
an
objection
to
jury
instructions
on
state
law
ground
nor
a
potential
claim
hidden
in
a
footnote
and
citing
no
law
could
have
put
the
state
court
26
on
notice
that
Petitioner
was
attempting
to
raise
a
federal
constitutional
violation.
As
the
Eleventh
Circuit
has
held
that
“[t]he
exhaustion
doctrine
requires
a
habeas
applicant
to
do
more
than
scatter
some
makeshift
needles
in
the
haystack
of
the
state
court
record.”
McNair
v.
Campbell,
416
F.3d
1291,
1303
(11th
Cir.
2005).
The
subclaims
found
in
paragraphs
215
and
223
are
procedurally
defaulted;
the
remaining
subclaims
are
ripe
for
review.
Claim
K:
Petitioner
Was
Denied
a
Fair
Trial
By
an
Impartial
Jury
Due
to
Constitutional
Violations
During
Voir
Dire
The
Petition
asserts
several
subclaims
under
this
heading.
Respondent
argues
that
some
of
these
subclaims
are,
in
part,
procedurally
defaulted
because
those
claims
were
not
exhausted.
Each
of
these
is
discussed
below.
Subclaim
1:
Improper
and
Prejudicial
Use
of
Peremptory
Challenges
Respondent
asserts
that
the
following
two
sentences
of
one
paragraph
of
this
subclaim
is
procedurally
barred:
Without
an
adequate
voir
dire,
the
trial
court’s
responsibility
to
remove
prospective
jurors
who
will
not
be
able
to
impartially
follow
instructions
and
evaluate
evidence
cannot
be
fulfilled.
See
Conners
v.
United
States,
158
U.S.
408,
413
(1895).
Yet,
despite
these
prevailing
Constitutional
interpretations,
Gary
was
still
denied
the
opportunity
to
be
tried
in
front
of
an
impartial
jury.
(Pet.
¶
224.)
18
This
is
a
broad
statement,
and
the
specific
factual
basis
for
the
claim
is
not
clear.
However,
the
direct
appeal
did
raise
a
constitutional
challenge
based
on
restrictions
placed
on
voir
dire
by
the
trial
judge.
(R.
Vol.
5
Tab
R-‐32
at
76-‐77;
Vol.
6
18
Respondent
initially
argued
that
the
entire
subclaim
was
procedurally
barred
but
subsequently
limited
his
argument
to
the
above-‐quoted
sentences.
27
Tab
R-‐38
at
11-‐112.)
To
the
extent
this
subclaim
encompasses
that
challenge,
it
has
been
exhausted
and,
therefore,
is
not
procedurally
barred.
Subclaim
3:
State’s
Proffered
Race
Neutral
Explanations
for
Strikes
In
order
to
understand
the
exhaustion
issue
with
respect
to
this
claim,
a
brief
review
of
Batson
v.
Kentucky,
476
U.S.
79
(1986),
is
necessary.
Batson
set
forth
the
framework
for
determining
whether
a
prosecutor’s
exercise
of
a
peremptory
challenge
violates
the
Equal
Protection
Clause.
This
is
a
three-‐step
process.
First,
the
defendant
bears
the
burden
of
establishing
a
prima
facie
case
of
purposeful
discrimination.
Id.
at
94.
Next,
the
burden
shifts
to
the
state
to
proffer
a
race
neutral
explanation
for
his
strikes.
Id.
at
97.
Finally,
the
court
must
determine
whether
the
defendant
has
met
his
burden
of
proving
purposeful
discrimination.
Id.
at
98.
The
second
step
of
the
inquiry
requires
the
trial
court
to
determine
only
whether
the
explanation
offered
is,
on
its
face,
racially
neutral.
Hightower
v.
Terry,
459
F.3d
1066,
1073
(11th
Cir.
2006).
In
contrast,
the
final
step
(step
three)
involves
evaluating
the
“the
plausibility
of
that
reason
in
light
of
all
evidence
bearing
on
it.”
Id.
Respondent
contends
that
Petitioner’s
Batson
argument
in
the
last
half
of
paragraph
233
has
not
been
exhausted.
The
beginning
of
that
paragraph
asserts
that
there
is
no
evidence
to
support
the
state’s
assertion
that
it
struck
two
prospective
jurors—Haygood
and
Thompson—“because
of
the
former’s
demeanor
and
the
latter’s
unemployment.”
There
is
no
dispute
that
this
portion
of
the
claim
is
exhausted;
it
was
asserted
on
direct
appeal
as
a
Batson
step
three
claim.
The
issue
arises
with
the
second
half
of
paragraph
233,
which
turn
this
into
a
different
claim-‐-‐
a
Batson
step
two
claim.
It
does
so
by
citing
cites
United
States
v.
Horsley,
864
F.2d
28
1543,
1546
(11th
Cir.
1989),
for
the
proposition
that
vague
general
assertions
do
not
suffice
as
race
neutral
explanations
to
rebut
a
defendant’s
prima
facie
case
of
discrimination.
In
state
court,
Petitioner
argued
only
that
the
reasons
for
striking
Haygood
and
Thompson
amounted
to
a
Batson
step
three
claim
(because
the
reasons
were
not
plausible)
and
never
asserted
a
Batson
step
two
claim
(that
the
reasons
were
insufficient
to
rebut
a
prima
facie
case)
based
on
these
facts.
Consequently,
the
Court
finds
that
the
Batson
step
two
claim
asserted
in
the
last
two
sentences
of
paragraph
233
has
not
been
exhausted
and
is
procedurally
defaulted.
In
paragraphs
235
through
238
(also
part
of
subclaim
3),
Petitioner
asserts
constitutional
claims
arising
from
the
alleged
underrepresentation
of
African-‐
Americans
and
women
on
the
jury
venire.
Petitioner
does
not
contest
Respondent’s
assertion
that
these
claims
were
not
presented
to
the
state
court
for
review.
The
claims
asserted
in
these
paragraphs
are
procedurally
barred
for
failure
to
exhaust.
Subclaim
4:
Improper
&
Prejudicial
Voir
Dire/Right
to
Trial
by
Impartial
Jury
This
claim
consists
of
one
sentence
(paragraph
240).
Petitioner
does
not
contest
Respondent’s
assertion
that
this
claim
was
not
presented
to
the
state
court
for
review.
It
is,
therefore,
procedurally
barred.
Subclaim
5:
Exclusion
of
Prospective
Jurors
Based
on
Capital
Punishment
Beliefs
In
this
subclaim,
Petitioner
asserts
that
the
prosecution
improperly
questioned
jurors
regarding
their
views
on
capital
punishment,
then
used
the
answers
to
exclude
prospective
jurors
for
cause.
Respondent
argues
that
Petitioner
failed
to
exhaust
a
portion
of
this
subclaim
set
forth
in
paragraphs
241-‐43.
Contrary
29
to
Respondent’s
argument,
the
substance
of
these
paragraphs
was
raised
on
direct
appeal.19
(Vol.
6,
R.
38
at
112-‐15;
Vol.
5,
R.
32
at
78-‐79.)
The
challenged
portions
of
this
subclaim
are
not
procedurally
defaulted.
Claim
L:
Sufficiency
of
the
Evidence
Respondent
asserts
that
three
portions
of
this
claim
are
procedurally
barred
because
“[t]he
factual
and
legal
averments
contained
in
paragraphs
254
(third
Sentence),
257
(second
sentence),
and
258-‐59
(to
the
extent
that
Hart
argues
anything
other
than
because
the
instructions
violated
Cage
v.
Louisiana,
498
U.S.
39
(1990),
it
violated
Winship)
were
not
presented
to
the
state
courts.
.
.
on
direct
appeal.”
(Resp’t’s
Br.
22,
Doc.
28.)
To
be
clear,
paragraphs
258-‐59
have
been
exhausted
and
are
not
procedurally
barred.20
The
third
sentence
of
paragraph
254
is
not
procedurally
barred
because
it
was
asserted
verbatim
on
direct
appeal.21
Finally,
the
substance
of
the
claim
asserted
in
the
second
sentence
of
paragraph
257
is
merely
a
more
specific
description
of
the
shortcomings
of
the
trial
court’s
instruction
on
the
element
of
intent.
That
claim
was
presented
to
the
state
court
on
19
Respondent’s
primary
objection
is
that
Petitioner
did
not
rely
on
Morgan
v.
Illinois,
504
U.S.
719
(1992),
in
his
direct
appeal.
This
omission
is
quite
understandable
since
Morgan
was
decided
while
this
case
was
on
direct
appeal
and
after
after
the
briefs
was
filed.
20
If
Petitioner
attempts
to
argue
the
assertions
made
in
these
paragraphs
to
support
a
claim
that
has
not
been
exhausted,
then
Respondent
may
reassert
the
exhaustion/procedural
bar
defense
as
to
this
claim.
21
Confusion
has
arisen
because
Respondent
identified
the
alleged
unexhausted
claim
as
“the
third
sentence”
of
paragraph
254
without
any
reference
to
the
substance
of
the
sentence.
Petitioner
responded
by
quoting
the
third
sentence
of
paragraph
254
and
pointing
to
the
portions
of
the
direct
appeal
containing
that
sentence.
In
his
reply
brief,
Respondent
asserts
that
the
Petitioner
has
actually
quoted
the
second
sentence
of
paragraph
254.
It
is
Respondent
who
is
mistaken.
30
direct
appeal
and
is,
therefore,
exhausted.
(R.
Vol.
5
Tab
R-‐32
at
107;
R.
Vol.
6
Tab
R-‐28
at
142.)
Claim
N:
The
State
Suppressed
Evidence
in
Violation
of
Brady
v.
Maryland
Petitioner
claims
that
the
state
violated
Brady
v.
Maryland
by
failing
to
disclose
a
post-‐arrest
statement
made
by
Petitioner
on
the
night
of
the
shooting.
At
the
Rule
32
hearing,
Major
Lester
Hargrove
of
the
Mobile
Police
Department
testified
that
he
was
in
charge
of
the
criminal
investigation.
On
the
night
Petitioner
was
arrested,
Hargrove
went
into
the
holding
room
at
police
headquarters
to
take
Petitioner
a
pair
of
shoes
that
he
had
requested.
Hargrove’s
testimony
regarding
his
interaction
with
Petitioner
was
as
follows:
MR.
JASKOWIAK:
Did
Gary
tell
you
anything
about
the
crime
as
far
as
his
intent
to
shoot
or
pull
the
trigger
on
the
weapon?
MAJOR
HARGROVE:
Only
that:
I
didn’t
mean
to
shoot
that
guy.
That’s
all
he
said.
(R.
Vol.
13
at
187.)
Respondent
argues
that
this
claim
is
procedurally
barred
because
it
was
not
raised
on
direct
appeal
or
in
the
Rule
32
petition.
Further,
Respondent
points
out
that
the
claim
was
raised
in
the
Rule
32
appeal
but
was
denied
based
on
procedural
default.
The
Alabama
Court
of
Criminal
Appeals
addressed
the
Brady
claim
as
follows:
The
appellant
contends
that
the
State’s
suppression
of
favorable
and
material
evidence,
in
violation
of
Brady
v.
Maryland,
373
U.S.
83
(1963),
violated
his
federal
and
state
constitutionals
rights.
He
argues
that
the
State
suppressed
evidence
of
his
statement
to
a
police
31
officer
on
the
night
of
the
murder
acknowledging
that
he
did
not
intend
to
kill
the
victim.
This
argument,
however,
has
been
raised
for
the
first
time
on
appellate
review.
Because
the
argument
was
never
before
the
trial
court,
it
is
procedurally
precluded
from
appellate
review.
McNair
v.
State,
supra;
Thompson
v.
State,
supra.
V.
22,
R.
59
at
13.
The
state
appellate
court’s
ruling
on
procedural
default
is
conclusive.
22
“[F]ederal
habeas
corpus
principles
[are]
designed
to
prevent
federal
courts
from
interfering
with
a
State's
application
of
its
own
firmly
established,
consistently
followed,
constitutionally
proper
procedural
rules.
.
.
.
Those
principles
have
long
made
clear
that
a
conviction
that
rests
upon
a
defendant's
state
law
‘procedural
default’
(for
example,
the
defendant's
failure
to
raise
a
claim
of
error
at
the
time
or
in
the
place
that
state
law
requires),
normally
rests
upon
‘an
independent
and
adequate
state
ground.’”
Trevino
v.
Thaler,
___
U.S.
___133
S.
Ct.
1911,
1917,
185
L.
Ed.
2d
1044
(2013).
Petitioner
alternatively
argues
that
he
can
overcome
the
procedural
default
by
demonstrating
cause
for
and
prejudice
from
his
failure
to
raise
the
Brady
violation
in
the
Rule
32
petition.
He
contends
that
“the
‘cause’
of
not
including
the
claim
in
his
original
petition
was
the
State’s
illegal
withholding
of
evidence”
and
that
“[t]he
prejudice.
.
.,
the
absence
of
[a]
Brady
claim
is
obvious.”
(Pet’r’s
Br.
at
37
n.
6,
Doc.
37.)
The
Court
need
not
consider
whether
Petitioner
has
demonstrated
cause
22
In
disagreement
with
the
Court
of
Criminal
Appeals,
Petitioner
argues
that
the
Brady
claim
was
added
to
the
Rule
32
petition
after
the
hearing
and
has
attached
a
copy
of
a
letter
mailed
to
the
trial
court
along
with
a
copy
of
the
proposed
amendment
adding
the
Brady
claim.
(Exs.
A
&
B
to
Pet’r’s
Br.,
Doc.
37.)
Apparently,
the
proposed
amendment
did
not
become
part
of
the
record.
In
any
event,
Petitioner’s
argument
is
a
challenge
to
the
state
law’s
procedural
default
ruling,
a
ruling
this
Court
cannot
disturb.
See
Trevino,
133
S.Ct
at
1917.
32
because
he
clearly
cannot
prove
that
he
was
prejudiced
by
the
state’s
failure
to
disclose
the
statement.
A
habeas
petitioner
establishes
prejudice
for
failing
to
raise
a
defaulted
Brady
claim
by
convincing
the
court
“that
there
is
a
‘reasonable
probability’
that
the
result
of
the
trial
would
have
been
different
if
the
suppressed
[evidence]
had
been
disclosed
to
the
defense.”
Crawford
v.
Head,
311
F.3d
1288,
1328
(11th
Cir.
2002).
There
is
no
reasonable
probability
of
a
different
result
here
because
the
undisclosed
statement
would
not
have
been
admissible
at
trial.
“The
law
is
well
settled
in
[Alabama]
that
[the]
self-‐serving
declarations
of
an
accused,
made
before
or
after
the
offense
are
not
admissible
for
him
unless
they
are
part
of
the
res
gestae.”
Harrell
v.
State,
470
So.
2d
1303,
1306
(Ala.
Crim.
App.
1984).
Petitioner’s
statement
would
not
qualify
as
part
of
the
res
gestae,
which
is
“broadly
[
]defined
as
matter
incidental
to
the
main
fact
and
explanatory
thereof,
and
includes
acts
and
words
which
are
so
closely
connected
therewith
as
to
constitute
a
part
of
the
transaction.”
Moore
v.
State,
697
So.2d
800,
804.
(Ala.
Crim.
App.
1996)
(quoting
R.
Williams,
Williams
Alabama
Evidence
§
139
(1967)(footnotes
omitted)).
Res
gestae
statements
are
admissible
as
an
exception
to
the
hearsay
rule
and
are
considered
reliable
because
they
arise
from
“a
situation
which
presents
a
startling
or
unusual
occurrence
sufficient
to
produce
a
spontaneous
and
instinctive
reaction
.
.
.
made
under
such
circumstances
as
to
show
lack
of
forethought
or
deliberate
design
in
the
formulation
of
their
content.”
Id.
An
accused’s
post-‐arrest
exculpatory
statement
does
not
fall
within
this
exception,
as
demonstrated
by
a
number
of
Alabama
cases.
See,
e.g.,
Kennedy
v.
State,
469
So.
2d
1333
(Ala.
Crim.
App.
33
1985)
(defendant’s
self-‐serving
statement
to
investigator
after
arrest
not
admissible);
Miller
v.
State,
441
So.2d
1038
(Ala.
Crim
App.
1983)
(same).
Indeed,
the
Alabama
Court
of
Criminal
Appeals
found
a
statement
to
be
inadmissible
under
nearly
identical
circumstances.
In
Harrell
the
defendant
was
charged
with
capital
murder
but
claimed
that
the
shooting
was
not
intentional.
The
trial
court
refused
to
allow
into
evidence
the
defendant’s
post-‐arrest
statement
that
the
gun
accidentally
discharged.
The
appellate
court
upheld
the
trial
court’s
ruling,
noting
the
statement
“fit
the
classic
definition
of
hearsay.”
Harrell,
470
So.2d
at
1306.
This
claim
is
procedurally
defaulted,
and
Petitioner
cannot
establish
prejudice
to
overcome
the
procedural
default.
Conclusion
In
summary,
the
penalty
phase
claims
as
stated
in
the
original
petition
are
moot
due
to
the
resentencing.
Some
of
Petitioner’s
guilt
phase
claims
are
procedurally
defaulted
and,
therefore,
due
to
be
dismissed.
1. The
following
claims
are
dismissed
in
their
entirety:
• A2-‐-‐Ineffective
assistance
of
counsel/pretrial
transfer
hearing/financial
limitations
• A4-‐-‐Ineffective
assistance
of
counsel/youthful
offender
hearing/financial
limitations
• A6-‐-‐Ineffective
assistance
of
counsel/insufficient
resources
to
protect
petitioner
from
pretrial
publicity;
• A13-‐-‐Ineffective
assistance
of
counsel/cumulative
errors
• K4-‐-‐Improper
and
prejudicial
voir
dire/right
to
trial
by
impartial
jury
• N-‐-‐Brady
violation
2. The
following
claims
are
dismissed
in
part:
• A7-‐-‐Paragraphs
74
&
76
• A9—Paragraph
85
• A10—Paragraphs
90-‐94,
96-‐101,
and
103-‐113
• B—Paragraph
128
• J—Paragraphs
215
&
223
34
•
K3—Paragraphs
233
(last
two
sentences)
&
235-‐38
3. The
following
claims
remain
to
be
resolved
on
the
merits:
• A5
• A7—Paragraphs
70-‐73,
75-‐78
• A9—Paragraphs
86-‐89
• A10—Paragraphs
95
&
102
• B—Paragraphs
129-‐131
• D1
• E
• F
• J—Paragraphs
213-‐14
and
216-‐22
• K1
• K2
• K3-‐-‐Paragraphs
230-‐32,
233
(first
two
sentences)
234
&
239
• K5
• K6
• L1-‐3
Finally,
the
Court
recognizes
that
the
Supreme
Court’s
decision
in
Montgomery
v.
Louisiana,
141
So.3d
264,
cert.
granted
(U.S.
March
20,
2015)
(No.
14-‐
280)
regarding
the
retroactive
application
of
Miller
v.
Alabama,
____
U.S.
____,
132
S.
Ct.
2455,
2469
(2012),
could
have
an
impact
on
this
petition
for
habeas
relief.
Therefore,
Stage
2
briefing
will
not
commence
until
that
decision
is
rendered.
Within
30
days
after
the
Supreme
Court
issues
its
opinion
in
Montgomery,
the
parties
shall
submit
a
joint
proposed
briefing
schedule
for
resolving
the
remaining
claims,
including,
if
applicable,
any
claims
to
be
raised
based
on
Miller
and
Montgomery.
DONE
and
ORDERED
this
the
4th
day
of
November,
2015.
s/Charles
R.
Butler,
Jr.
Senior
United
States
District
Judge
35
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