Jones v. Astrue
Filing
20
Order ent. that the decision of the Commissioner of Social Security, denying Plaintiff's claim for supplemental security income, be AFFIRMED.. Signed by Magistrate Judge Sonja F. Bivins on 3/27/2012. (mjn)
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF ALABAMA
SOUTHERN DIVISION
MARILYN M. JONES,
Plaintiff,
vs.
MICHAEL J. ASTRUE, Commissioner
of Social Security,
Defendant.
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CIVIL ACTION 10-00479-B
ORDER
Plaintiff Marilyn M. Jones (“Plaintiff”) brings this action
seeking judicial review of a final decision of the Commissioner
of Social Security denying her claim for supplemental security
income under Title XVI of the Social Security Act, 42 U.S.C. '
1381 et seq.
On June 22, 2011, the parties consented to have
the undersigned conduct any and all proceedings in this case.
(Doc. 17). Thus, this case was referred to the undersigned to
conduct all proceedings through entry of judgment in accordance
with 28 U.S.C. § 636(c) and Fed. R. Civ. P. 73. (Doc. 19).
argument
was
waived.
Upon
careful
consideration
of
Oral
the
administrative record and the memoranda of the parties, it is
hereby
ORDERED
AFFIRMED.
that
the
decision
of
the
Commissioner
be
I.
Procedural History
Plaintiff
protectively
filed
an
application
for
supplemental security income on February 7, 2007. (Tr. 79-81).
Plaintiff alleges that she has been disabled since June 1, 2005,
due to diabetes and hypertension. (Tr. 79, 91).
Her application
was denied at the initial stage (Tr. 48-52), and she filed a
timely Request for Hearing before an Administrative Law Judge
(“ALJ”). (Tr. 53).
On October 24, 2008, Administrative Law
Judge Alan E. Michel held an administrative hearing, which was
attended
by
November
13,
finding
that
Plaintiff
2008,
and
the
Plaintiff
her
ALJ
is
attorney.
issued
not
an
(Tr.
22-45).
unfavorable
disabled.
(Id.
at
On
decision
15-21).
Plaintiff’s request for review was denied by the Appeals Council
(“AC”) on August 18, 2010.
(Id. at 1-4, 9-11).
The parties agree that this case is now ripe for judicial
review and is properly before this Court pursuant to 42 U.S.C. ''
405(g) and 1383(c)(3).
II.
Issues on Appeal
A.
Whether the ALJ erred by failing to seek the testimony
of a vocational expert in light of his finding that
Plaintiff can only perform a restricted range of
sedentary work.
B.
Whether the ALJ erred by failing to consider
Plaintiff’s obesity as a severe impairment.
2
C.
Whether the ALJ erred by failing to order a
consultative neurological examination considering
Plaintiff’s diagnosis of diabetic neuropathy.
III. Factual Background
Plaintiff was born on July 15, 1961, and was 47 years old
at the time of the administrative hearing.
(Tr. 30, 47 86).
She has a 12th grade education and completed 2 years of college.
(Id. at 30). Plaintiff has worked in the past as a nurse’s
assistant
and
a
cafeteria
worker.
(Id.
at
92.
100,
138).
Plaintiff reported that she stopped working due to lower back
pain.
Plaintiff
also
reported
that
her
feet
swells
if
she
stands or walks too long, that her vision gets blurry, and that
she has muscle spasms in her chest due to acid reflux.
(Id. at
37-39, 91).
Plaintiff
testified
that
she
is
able
to
care
for
her
personal needs; however, it takes her a long time to complete
some
activities
cooking, etc.
such
as
combing
her
hair,
getting
dressed,
(Id. at 34, 114). According to Plaintiff, she can
lift 20 pounds and is able to perform some housework, but she
has to stop frequently due to fatigue. (Id. at 42). Plaintiff
also indicated that her daughter assists her with cooking and
the laundry. (Id. at 42). At the time Plaintiff completed her
application, she indicated that she was caring for her mother,
including bathing her and preparing her food.
Plaintiff also
indicated that while assisting her mother, her legs and feet
3
would hurt. Plaintiff testified that she has never driven an
automobile and that she utilizes public transportation. (Id. at
110-114).
Plaintiff indicated that she takes 12 to 14 medicines1,
however,
she
is
not
able
to
afford
these
medications
on
a
consistent basis. According to Plaintiff, she experiences side
effects from her medications that make her drowsy, sleepy, and
woozy, and causes her eyes to blur. ((Id. at 33-34, 42).
IV.
Analysis
A.
Standard Of Review
In reviewing claims brought under the Act, this Court’s
role
is
a
determining
limited
1)
one.
whether
The
the
Court’s
decision
review
of
the
is
limited
to
Secretary
is
supported by substantial evidence and 2) whether the correct
legal standards were applied.
1520, 1529 (11th Cir. 1990).2
Martin v. Sullivan, 894 F.2d
A court
may not decide the facts
anew, reweigh the evidence, or substitute its judgment for that
1
Plaintiff’s medications referenced in the record include
Actos,
Avalide,
Bayer
Aspirin,
Furosemide,
Gabapentin,
Isosorbide
DN,
Klor-Con,
Lantus
Insulin,
Metformin,
Metoclopramid,
Nitroglycerin,
Quinapril,
Ranitidine,
Simvastatin, Zantac, and Prevacid. (Id. at 95-96, 115, 137,
140).
2
This Court’s review of the Commissioner’s application of
legal principles is plenary. Walker v. Bowen, 826 F.2d 996, 999
(11th Cir. 1987).
4
of the Commissioner.
Cir.
1986).
The
Sewell v. Bowen, 792 F.2d 1065, 1067 (11th
Commissioner’s
findings
of
fact
affirmed if they are based upon substantial evidence.
must
be
Brown v.
Sullivan, 921 F.2d 1233, 1235 (11th Cir. 1991); Bloodsworth v.
Heckler,
703
F.2d
1233,
1239
(11th
Cir.
1983)
(holding
substantial evidence is defined as “more than a scintilla but
less
than
a
preponderance”
and
consists
of
“such
relevant
evidence as a reasonable person would accept as adequate to
support a conclusion[]”).
In determining whether substantial
evidence exists, a court must view the record as a whole, taking
into account evidence favorable, as well as unfavorable, to the
Commissioner’s decision.
Chester v. Bowen, 792 F. 2d 129, 131
(11th Cir. 1986); Short v. Apfel, 1999 U.S.
Dist. LEXIS 10163
(S.D. Ala. 1999).
B.
Discussion
An individual who applies for Social Security disability
benefits
must
416.912.
substantial
prove
his
disability.
20
C.F.R.
''
404.1512,
Disability is defined as the Ainability to do any
gainful
activity
by
reason
of
any
medically
determinable physical or mental impairment which can be expected
to result in death or which has lasted or can be expected to
last for a continuous period of not less than twelve months.@
U.S.C.
''
423(d)(1)(A),
404.1505(a),
416.905(a).
The
42
Social
Security regulations provide a five-step sequential evaluation
5
process for determining if a claimant has proven her disability.
20 C.F.R. '' 404.1520, 416.920.3
In the case sub judice, the ALJ determined that Plaintiff
has not engaged in substantial gainful activity and that she has
the
severe
impairments
of
diabetes,
blurred
vision,
hypertension, lower back pain, and acid reflux. (Tr. 17-18). The
ALJ found that Plaintiff does not have an impairment that meets
3
The claimant must first prove that he or she has not
engaged in substantial gainful activity.
The second step
requires the claimant to prove that he or she has a severe
impairment or combination of impairments. If, at the third step,
the claimant proves that the impairment or combination of
impairments meets or equals a listed impairment, then the
claimant is automatically found disabled regardless of age,
education, or work experience.
If the claimant cannot prevail
at the third step, he or she must proceed to the fourth step
where the claimant must prove an inability to perform their past
relevant work.
Jones v. Bowen, 810 F.2d 1001, 1005 (11th Cir.
1986). In evaluating whether the claimant has met this burden,
the examiner must consider the following four factors: (1)
objective medical facts and clinical findings; (2) diagnoses of
examining physicians; (3) evidence of pain; (4) the claimant=s
age, education and work history. Id. at 1005. Once a claimant
meets this burden, it becomes the Commissioner=s burden to prove
at the fifth step that the claimant is capable of engaging in
another kind of substantial gainful employment which exists in
significant numbers in the national economy, given the claimant=s
residual functional capacity, age, education, and work history.
Sryock v. Heckler, 764 F.2d 834 (11th Cir. 1985).
If the
Commissioner can demonstrate that there are such jobs the
claimant can perform, the claimant must prove inability to
perform those jobs in order to be found disabled.
Jones v.
Apfel, 190 F.3d 1224, 1228 (11th Cir. 1999). See also Hale v.
Bowen, 831 F.2d 1007, 1011 (11th Cir. 1987) (citing Francis v.
Heckler, 749 F.2d 1562, 1564 (11th Cir. 1985)).
6
or medically equals any of the listings
contained in 20 C.F.R.
Pt. 404, Subpt. P, App. 1, Regulations No. 4.
The
ALJ
concluded
that
Plaintiff
(Id. at 18).
retains
the
residual
functional capacity (hereinafter “RFC”) to perform a restricted
range
of
sedentary
work,
that
Plaintiff
can
stand/
walk
occasionally and lift/ carry 10 pounds occasionally. (Id. at
18).
The
ALJ
next
determined
that
Plaintiff’s
medically
determinable impairments could reasonably be expected to produce
the
alleged
intensity,
symptoms
but
persistence
that
and
her
statements
limiting
effects
concerning
of
the
the
alleged
symptoms are not credible to the extent they are inconsistent
with the RFC assessment.
Plaintiff
has
no
past
(Id. at 19). The ALJ concluded that
relevant
work
and
that,
considering
Plaintiff’s RFC and vocational factors, such as age, education
and work experience, Plaintiff is able to perform other jobs
existing in significant numbers in the national economy. (Id. at
20-21). Thus, the ALJ concluded that Plaintiff is not disabled.
(Id. at 21).
The relevant evidence of record reflects that Plaintiff was
treated
by
Ollie
Powe,
III,
D.O.
(hereinafter
“Dr.
Powe”),
optometrist, on April 24, 2006. (Id. at 147, 259-61, 334). In a
questionnaire
dated
September
19,
7
2008,
Dr.
Powe
found
that
Plaintiff
has
myopia4
and
presbyopia5.
(Id.
at
334).
On
examination, he noted that Plaintiff’s visual acuity was 20/20
bilaterally when best corrected. (Id. at 260). In October 2008,
Plaintiff reported that she was using two eyes drops prescribed
by Dr. Powe. (Id. at 142).
Plaintiff was seen by Jean A. Sansaricq, M.D. (hereinafter
“Dr. Sansaricq”), from at least March 9, 2004 to May 19, 2006,
with complaints regarding abdominal pain and hot flashes. (Tr.
148-157). The records reflect that she underwent a hysterectomy
on March 9, 2004. (Id. at 150-53).
Plaintiff was treated in the emergency department at Mobile
Infirmary on May 27, 2006.
She reported abdominal pain, nausea,
and vomiting. The notes reflect that an x-ray of her abdomen was
normal, and no evidence of bowel obstruction was seen. (Id. at
165).
The
treating
hypertension,
and
physician
a
family
noted
history
a
history
of
of
diabetes,
cardiac
problems.
Plaintiff was discharged in stable condition and given Demerol
and Phenergan. (Id. at 158-165).
4
Myopia is more commonly called nearsightedness.
www.ncbi.nlm.nih.gov (last visited March 27, 2012).
5
See
Presbyopia is a condition in which the lens of the eye
loses its ability to focus, making it difficult to see objects
up close. See www.ncbi.nlm.nih.gov (last visited March 27,
2012).
8
Plaintiff was treated as an inpatient at Mobile Infirmary
from July 3 to July 6, 2006.
She reported chest pain, numbness
in her arm, nausea, and dizziness. (Id. at 166-81). The record
reflects that Plaintiff’s primary care physician sent her to the
emergency department due to low blood pressure, and she was
subsequently
admitted.
A
history
of
hypertension,
gastroesophageal reflux disease (GERD), and diabetes was noted,
as was a family history of coronary artery disease. Cardiac
enzymes
were
normal.
An
negative,
ultrasound
and
on
a
left
heart
Plaintiff’s
catherization
abdomen
revealed
was
the
gallbladder and common hepatic duct were normal, the kidneys
were normal in size and shape, and the spleen, abdominal aorta,
and IVA were unremarkable. An x-ray of the heart found no change
from a prior one, that the heart and mediastinum were normal,
and that the lungs were clear of infiltrates, effusions, and
masses. (Id. at 179-180). Plaintiff was discharged in stable
condition
and
directed
to
follow
up
with
her
primary
care
doctor. (Id. at 169).
Plaintiff
was
also
treated
at
Franklin
Primary
Health
Center/ Franklin Medical Center from at least April 21, 1999
through at least March 18, 2009 for a number of aliments.6 (Id.
6
In 2005, Plaintiff presented for treatment on February 16
and 18, April 27, and August 9. (Tr. 201-210). In 2006,
Plaintiff sought treatment on April 14 and 25, May 15, June 12,
(Continued)
9
at 182-258, 319-330). On February 18, 2005, Plaintiff reported
sharp pains in her lower back, the cause of which she attributed
to lifting her mother. Plaintiff also rated her pain as a 10 on
a scale of 1 to 10. She further reported acid reflux at night
and nausea. Plaintiff was directed to take Prevacid for the acid
reflux and prescribed hydrocodone for the lower back pain. (Id.
at 205-07). On September 22, 2006, Plaintiff reported again that
her lower back pain rated a 10 on a scale of 1 to 10. She was
prescribed
records
hydrocodone
also
reflect
for
the
that
pain.
(Id.
Plaintiff’s
at
186-7).
diabetes
The
fluctuated
between controlled and uncontrolled during the period she was
treated at Franklin. See, e.g., (Id. at 184, 190, 196, 320,
358). Additionally, during her treatment at Franklin, Plaintiff
also
reported
shoulder
pain,
nausea,
hand
and
foot
cramps,
dyspepsia, dizziness, and edema in her lower extremities. (Id.
at 182-258, 319, 330). Neuropathy was also noted and Plaintiff
she was advised to lose weight and exercise. (Id. at 189-90,
195-6, 333, 353-4).
July 10, August 7, September 22, and October 20. (Id. at 185200). In 2007, Plaintiff sought treatment on January 24 and
August 30. (Id. at 183-84, 327). In 2008, Plaintiff was seen on
at least February 11, March 24, June 3, June 17, September 9,
and October 7. (Id. at 332-333, 353-356, 265-66). In 2009,
Plaintiff presented on January 22, February 3, March 12, March
18, May 1, May 29, August 10, and October 1. (Id. at 335-339,
351-52, 355-364).
10
On April 19, 2007, L.D. McLaughlin, M.D. (hereinafter “Dr.
McLaughlin”), interviewed and examined Plaintiff at the Agency’s
request.
(Id.
history
of
at
262-267).
hypertension,
Dr.
McLaughlin
diabetes,
and
noted
Plaintiff’s
hyperlipidemia
(high
blood cholesterol and triglycerides). Plaintiff reported that
she had poorly controlled diabetes, that she worked as a nurse’s
aid until 2004 and has not worked since, that she was able to
walk 2 blocks, and that she had some generalized soreness in her
abdomen, neck, and back. On physical exam, Dr. McLaughlin noted
no acute distress and observed that Plaintiff was only able to
flex her back over approximately 20 degrees from vertical due to
pain up and down the paravertebral muscles. Dr. McLaughlin also
observed that Plaintiff could rotate her back only 5 degrees
each way. Dr. McLaughlin further observed that Plaintiff’s bowel
sounds appeared within normal limits and that she had moderate
tenderness over the epigastric area and left upper quadrant area
of
her
abdomen
symptoms.
on
palpation.
Plaintiff’s
upper
Plaintiff
denied
any
extremities
showed
good
GI
or
GU
range
of
motion. No major pain or tenderness below the shoulders was
noted;
however,
there
was
some
tenderness
in
her
lower
extremities. Dr. McLaughlin opined Plaintiff’s lower extremities
otherwise appeared satisfactory, and no pedal edema was noted.
Plaintiff’s visual acuity in the right eye was 20/20, 20/30 in
the left eye, and 20/30 bilaterally. Dr. McLaughlin reported he
11
did “not see any definitive diabetic complications” but did note
that
Plaintiff
prescribed
for
was
taking
diabetic
Neurontin7,
neuropathy.
which
Dr.
could
have
McLaughlin
been
observed
that Plaintiff’s gait was normal, and that she was able to stand
on heels and toes, walk, squat, and rise without difficulty or
assistance. Dr. McLaughlin opined that Plaintiff could do some
work related activities which do not involve prolonged walking,
lifting or carrying objects. He also opined that Plaintiff would
have some difficulty with prolonged standing. (Id. at 265).
Agency
medical
consultant
Kimberly
White
completed
a
physical RFC assessment on April 27, 2007. (Id. at 269-276). She
assessed Plaintiff with diabetes, hypertension, and generalized
myalgia. Ms. White opined that Plaintiff could occasionally lift
20 pounds, frequently lift 10 pounds, stand and/or walk about 6
hours in an 8-hour workday, sit about 6 hours in an 8-hour
workday, and push and/or pull for an unlimited amount of time.
She further reported that Plaintiff could occasionally climb,
stoop,
kneel,
crouch,
and
crawl,
but
could
never
balance.
Additionally, she opined that Plaintiff had no limitations in
manipulative, visual, or communicative ranges, but should avoid
7
Neurontin
is
used
to
http://www.drugs.com/neurontin.html
2012).
12
treat
(last
nerve
visited
pain.
March
See
27,
concentrated
exposure
to
extreme
cold,
extreme
heat,
and
humidity. (Id. at 269-76).
The
record
includes
treatment
notes
from
USA
Medical
Center, dated December 1, 2003, April 4, 2005, and May 11, 2007.
(Tr. 277-316). On December 1, 2003, Plaintiff presented with
flu-like symptoms. She was diagnosed with bibasilar atelectasis8
and was prescribed Phenergen and azithromycin. (Id. at 307-16).
Plaintiff was treated on April 4, 2005, with complaints of
temporal throbbing pain which Plaintiff rated as 8 on a pain
scale
of
relieved
1
to
with
10,
rest.
light-headedness,
Trace
pretibial
and
nausea,
edema,
which
slight
were
abdominal
distention, and elevated blood pressure were noted. An x-ray
taken that date showed the lungs were clear, the soft tissues
and
bony
structures
were
normal,
and
the
heart
size
and
configuration, mediastinum, and pulmonary vessels were within
normal limits. Plaintiff was directed to follow up with Dr.
Uzoije. (Id. at 292-304, 306).
On the May 11, 2007,
Plaintiff reported abdominal and
pelvic pain lasting 2 weeks. A CT scan of her pelvis revealed
that
her
lung
bases
were
clear,
8
and
the
liver,
spleen,
Bibasilar atelectasis is a condition where air pockets
contained in the lungs collapse, interrupting breathing. See
www.freemd.com/bibasilar-atelectasis/overview.htm (last visited
March 27, 2012).
13
gallbladder, pancreas, and bilateral adrenal glands were within
normal limits. Plaintiff’s right kidney was normal, but a small,
subcentimeter cyst in the mid pole of left kidney was observed.
The
small
bowel
and
colon
were
unremarkable,
but
multiple
phleboliths in the pelvis were seen. Lumbar degenerative joint
and disc disease were noted, and Plaintiff was diagnosed with
pelvic inflammatory disease. (Id. at 277-91, 305).
The
record
also
contains
treatment
notes
from
gastroenterologist Raymond Bell, M.D. (hereinafter “Dr. Bell”),
from January 12, 2002 to March 10, 2009. (Id. at 340-50). On
March
17,
2005,
Dr.
(esophagogastroduodenoscopy)
Bell
with
performed
dilation
due
an
to
EGD
Plaintiff’s
complaints of dysphagia and mid epigastric discomfort and opined
that Plaintiff has probable esophagitis with esophageal spasm.
No evidence of Barrett’s Esophagus9 was observed, however mild
gastritis and duodenitis were noted. (Id. at 344). Plaintiff was
most
recently
diagnostic
seen
by
impression
Dr.
was
Bell
on
gastritis
March
and
10,
2009,
esophagitis.
and
his
(Id.
at
341).
9
Barrett’s esophagus is a disorder in which
the esophagus (the tube that carries food from the
stomach)
is
damaged
by
stomach
http://www.ncbi.nlm.nih.gov (last visited March 27,
14
the lining of
throat to the
acid.
See
2012).
1.
Whether the ALJ erred by failing to
seek the testimony of a vocational
expert in light of his finding that
Plaintiff can only perform a restricted
range of sedentary work.
Plaintiff argues that the ALJ erred in failing to obtain
vocational expert (hereinafter “VE”) testimony considering his
finding that Plaintiff retained the RFC to perform a restricted
range
of
sedentary
work10.
According
to
Plaintiff,
the
ALJ
improperly relied on the Medical-Vocational Guidelines, or the
Grids, in making his determination and should have called on a
VE to determine how and to what extent Plaintiff’s occupational
base was eroded by her limitations.
In opposition, Defendant argues that the ALJ considered the
entire
record
additional
occupational
and
properly
limitations
base
of
had
determined
little
unskilled
to
that
no
sedentary
Plaintiff’s
effect
on
the
work.
Further,
Defendant notes that the isolated impairments do not preclude
use of the Grids. Additionally, Defendant contends that assuming
arguendo that the ALJ should have elicited testimony from a VE,
10
Sedentary work involves lifting no more than 10 pounds at
a time, with occasional lifting or carrying of articles such as
docket files, ledgers or small tools, and occasional walking or
standing. 20 C.F.R. § 416.967(a). Although a sedentary job is
defined as one which involves sitting, a certain amount of
walking and standing is often necessary in carrying out job
duties. SSR 96-9p, 1996 SSR LEXIS 6.
15
any
error
was
harmless
as
Plaintiff
has
not
shown
she
was
prejudiced by the ALJ’s analysis.
At step five of the sequential analysis, the burden of
proof shifts to the Commissioner to establish that Plaintiff
could perform other work that exists in the national economy.
Phillips v. Barnhart, 357 F.3d 1232, 1237-39 (11th Cir. 2004);
Foote
v.
Chater,
67
F.3d
1553,
1559
(11th
Cir.
1995).
In
determining whether the Commissioner has met this burden, the
ALJ
must
develop
opportunities
a
full
available
to
record
a
regarding
plaintiff
and
the
vocational
consider
the
plaintiff’s RFC, age, education, and work experience. See Allen
v. Sullivan, 880 F.2d 1200, 1201 (11th Cir. 1989). RFC is what
the claimant is still able to do despite her impairments. 20
C.F.R. § 416.945(a)(1).
To do this, the ALJ can either exclusively rely on the
grids
when
each
variable
on
the
appropriate
grid
accurately
describes the plaintiff’s situation or call a VE. See Phillips,
357 F.3d at 1329-40. However, exclusive reliance on the grids is
only appropriate when the plaintiff is able to perform a full
range of work at a given functional level or when a plaintiff
has nonexertional impairments that do not significantly limit
basic work skills. Phillips, 357 F.3d at 1243; Jones v. Apfel,
190 F.3d 1224, 1229 (11th Cir. 1999); Wolfe v. Chater, 86 F.3d
1072, 1077 (11th Cir. 1996); Walker v. Bowen, 826 F.2d 996, 1003
16
(11th Cir. 1987) (“The grids may be used only when each variable
on
the
appropriate
grid
accurately
describes
the
claimant’s
situation.”). Stated differently, an ALJ can utilize the grids
to
meet
this
exertional
burden
if
impairments11
a
claimant
with
no
primarily
significant
suffers
from
non-exertional
limitations. See Allen, 880 F.2d at 1201-02.
The Eleventh Circuit has defined the “full range of work”
as “being able to do ‘unlimited’ types of work at the given
exertional level.” Phillips, 357 F.3d at 1242. Where the ALJ
determines that the claimant cannot perform the full range or
unlimited types of work at the given functional level, the ALJ
must consult a VE to ascertain whether there are sufficient jobs
in
the
national
economy
at
that
functional
level
given
the
claimant’s exertional limitations. Phillips, 357 F.3d at 1242.
In this case, the record reflects that while the ALJ stated
that Plaintiff has the RFC to perform a restricted range of
11
An “exertional impairment” for social security disability
purposes is an impairment which places limits on an individual's
ability to meet job strength requirements. Foote, 67 F.3d at
1559; Phillips, 357 F.3d at 1241 n.11 (noting the seven strength
demands of the job: sitting, standing, walking, lifting,
carrying, pushing, and pulling). Nonexertional limitations
affect an individual’s ability to meet other work-related
demands, and include pain, side effects from medications, colon
discomfort, mental impairments, tolerating environmental working
conditions, hearing or speaking, and the inability to walk
without an assistive device. See, e.g., Phillips, 357 F.3d at
1241; Watson v. Astrue, 376 Fed. Appx. 953, 957 n.7 (11th Cir.
2010).
17
sedentary
work,
he
went
on
to
clarify
that
Plaintiff
can
stand/walk occasionally, and that she can lift/carry ten pounds
occasionally.
Under the regulations, sedentary work involves
lifting no more than 10 pounds occasionally, and occasionally
lifting
or
articles
Additionally,
tools.
carrying
the
like
docket
regulations
files,
provide
ledgers
that
being
and
on
one’s feet is required “occasionally” at the sedentary level.
See 20 C.F.R. § 416.967(a) (“Sedentary work involves lifting no
more than 10 pounds at a time.... Jobs are sedentary if walking
and standing are required occasionally.”).
According to the
regulations, “‘[o]ccasionally’” means occurring from very little
up
to
one-third
required
of
the
“occasionally”
time.
at
Since
the
being
sedentary
on
one’s
level
of
feet
is
exertion,
periods of standing or walking should generally total no more
than about 2 hours of an 8-hour workday, and sitting should
generally total approximately 6 hours of an 8-hour workday.” SSR
83-10, 1983 SSR LEXIS 30.
The undersigned finds that while the ALJ’s decision is not
the model of clarity, the ALJ specifically found that Plaintiff
can engage in occasional lifting/carrying of ten pounds, and
that she is capable of occasionally walking/standing.
In so
finding, the ALJ implicitly found that Plaintiff can engage in a
full
range
of
sedentary
work
because
18
Plaintiff’s
functional
strengths are consistent with a full range of sedentary work12.
This is particularly true where Plaintiff has not argued that
the ALJ erred in finding that she can lift/carry ten pounds
occasionally and that she can walk/stand occasionally, and has
not
pointed
restrict
the
to
any
range
non-exertional
of
sedentary
limitations
work
that
she
that
is
would
able
to
perform. Indeed, as noted supra, upon examining Plaintiff in
April
2007,
L.D.
McLaughlin,
M.D.
opined
that
Plaintiff
can
engage in work activities that do not involve prolonged walking,
standing,
lifting
physical
functional
or
carrying
limitations,
objects.
as
(Id.
found
by
at
265).
the
The
ALJ,
are
consistent with Dr. McLaughlin’s opinions, and do not preclude
the full range of sedentary work. In view of the substantial
record
evidence
demonstrating
that
Plaintiff
can
perform
the
full range of sedentary work, the ALJ’s statement that Plaintiff
has the RFC to perform a restricted range of sedentary work
constitutes harmless error.
Accordingly, the Court concludes
12
Plaintiff reliance on Gibson v. Heckler, 762 F.2d 1516
(11th Cir. 1985)(per curiam), is misplaced.
In Gibson, the
Court held that the Grids should not have been applied where the
ALJ found claimant could perform sedentary or light work with a
sit/stand limitation because the RFC variable of the Grids does
not take into account a sit/stand limitation. However, a
sit/stand option is not applicable to this case, thus making it
easily distinguishable from Gibson.
Plus, the record does not
contain any evidence that suggests that Plaintiff has any
limitations that would preclude her from performing a full range
of sedentary work.
19
that the ALJ did not err in applying the Grids, instead of using
a
VE,
as
Plaintiff
does
not
have
any
limitations
that
significantly diminish her ability to perform a wide range of
sedentary work.
2.
In
her
Whether the ALJ erred by failing
consider Plaintiff’s obesity as a
severe impairment.
brief,
Plaintiff
asserts
that
the
to
ALJ
erred
in
failing to find Plaintiff’s obesity is a severe impairment and
in failing to discuss Plaintiff’s obesity under SSR 02-1p13. The
13
SSR 02-1p, 2002 SSR Lexis 1 reads in pertinent part:
[W]e will not make assumptions about
the
severity
or
functional
effects
of
obesity combined with other impairments.
....
Obesity in combination with another
impairment may or may not increase the
severity or functional limitations of the
other impairment.... An assessment should
also be made of the effect obesity has upon
the individual’s ability to perform routine
movement and necessary physical activity
within the work environment.... As explained
in SSR 96-8p, 1996 SSR LEXIS 5 ... our RFC
assessments must consider an individual's
maximum remaining ability to do sustained
work activities in an ordinary work setting
on a regular and continuing basis....
....
The combined effects of obesity with
other impairments may be greater than might
be expected without obesity....
(Continued)
20
Commissioner responds that the ALJ was not required to develop
Plaintiff’s obesity claim because she never alleged obesity as a
disabling impairment in her application or at the administrative
hearing,
nor
did
she
present
any
evidence
of
disabling
limitations cause by her weight.
A review of the record shows that Plaintiff’s weight was
recorded
between
approximately
165-208
pounds
during
the
relevant period. (Tr. 183-205, 319-332). She testified at the
administrative hearing that her current weight was 195 pounds
and that she stands 5’2” tall (Id. at 32).
It is well settled that a plaintiff bears the ultimate
burden of establishing disability. Russell v. Astrue, 331 Fed.
Appx. 678, 679 (11th Cir. 2009); Carnes v. Sullivan, 936 F.2d
1215, 1218 (11th Cir. 1991); Brady v. Heckler, 724 F.2d 914, 918
....
As with any other impairment, we will
explain how we reached our conclusions on
whether obesity caused any physical or
mental limitations.
....
When we identify obesity as a medically
determinable
impairment
...,
we
will
consider
any
functional
limitations
resulting from the obesity in the RFC
assessment, in addition to any limitations
resulting from any other physical or mental
impairments we identify.
21
(11th
Cir.
1984).
In
addition,
the
plaintiff
must
provide
corroborative medical or other evidence of his impairments in
the record. Carnes, 936 F.2d at 1218; Bell v. Bowen, 796 F.2d
1350, 1353 (11th Cir. 1986); 42 U.S.C. § 423(d)(5); 20 C.F.R. §§
404.704, 404.1512(c). While it is true that the ALJ did not
discuss Plaintiff’s obesity in his decision, the record reveals
that
Plaintiff
did
not
allege
obesity
as
a
grounds
for
disability, either in the initial application for SSI benefits
(Tr. 79-81) or during the hearing before the ALJ (Id. at 22-45).
Further,
evidence
Plaintiff
in
the
alleges
record
in
no
support
facts
of
and
her
points
position
to
that
no
her
obesity impinges on her ability to work. In the present case,
Plaintiff’s
indicate
treatment
that
notes
Plaintiff
and
suffers
medical
any
diagnoses
limitations
due
do
not
to
her
obesity or that her obesity exacerbates her other impairments.
In
fact,
the
administrative
record
is
largely
devoid
of
references to Plaintiff’s obesity and the notations which do
appear reference Plaintiff’s obesity in passing.
(id.
at
213,
234,
350).
Additionally,
none
of
See, e.g.,
Plaintiff’s
physicians identified any functional limitations resulting from
her obesity.14
14
At most, healthcare providers at Franklin Primary Health
directed Plaintiff to diet and exercise. (Tr. 355-8). The
Eleventh Circuit Court of Appeals held that “[a] physician’s
(Continued)
22
In this case, Plaintiff did not allege or testify that her
obesity was disabling or caused her any limitations, and nothing
in the record suggests such a conclusion. As indicated above,
the
burden
is
Commissioner’s
on
the
decision
plaintiff
is
not
to
demonstrate
supported
by
that
the
substantial
evidence, and the argument of counsel is insufficient to meet
this burden, as is Plaintiff’s administrative hearing testimony.
Given the lack of record evidence, there was nothing before the
ALJ
to
demonstrate
or
even
suggest
that
Plaintiff’s
obesity
significantly limits her ability to work, either medially or
mentally, as required under SSR 02-01p, 2002 SSR LEXIS 1. See
Burch v. Barnhart, 400 F.3d 676, 683 (9th Cir. 2005) (finding
that the ALJ did not err in failing to find Plaintiff’s obesity
as a severe impairment where “[t]he medical record is silent as
to whether and how claimant’s obesity might have exacerbated her
condition. Moreover, claimant did not present any testimony or
other evidence at her hearing that her obesity impaired her
ability to work”); Fincher v. Astrue, 2010 U.S. Dist. LEXIS
recommendation to lose weight does not necessarily constitute a
prescribed course of treatment, nor does a claimant’s failure to
accomplish the recommended change constitute a refusal to
undertake such treatment.” McCall v. Bowen, 846 F.2d 1317, 1319
(11th Cir. 1988) (citing Johnson v. Secretary of Health and
Human Services, 794 F.2d 1106, 1113 (6th Cir. 1986) (noting that
“it is impermissible . . . to presume that obesity can be
remedied.”)).
23
17818,
*10-11
obesity’s
(S.D.
effect
Ga.
on
Mar.
1,
claimant’s
2010)(requiring
ability
to
work
evidence
in
order
of
to
support reversal).
The ALJ considered the limitations mentioned in Plaintiff’s
medical
records
consideration
in
of
reaching
the
record
his
in
decision.
this
case,
Accordingly,
the
upon
undersigned
concludes that the ALJ did not err in failing to consider the
effect
of
Plaintiff’s
obesity
on
the
severity
of
her
other
impairments or on her RFC. Cf. Street v. Barnhart, 133 Fed.
Appx. 621, 627-28 (11th Cir. 2005) (noting that an ALJ need not
consider impairments when the claimant fails to put the ALJ on
notice of their existence and that an ALJ is under no obligation
to
investigate
a
claim
not
presented
at
the
time
of
the
application for benefits and not offered at the hearing as a
basis for disability); Warren v. Astrue, 2010 U.S. Dist. LEXIS
85836, *24 (N.D. Ga. July 14, 2010) (same).
3.
Whether the ALJ erred by failing to
order
a
consultative
neurological
examination
considering
Plaintiff’s
diagnosis of diabetic neuropathy.
Plaintiff next argues that the ALJ erred by failing to
order a consultative neurological exam to determine the severity
of her diabetic neuropathy. Specifically, Plaintiff maintains
this request was made in writing (see Tr. 132), and contends
that
it
was
error
not
to
grant
24
this
request
to
aid
in
determining Plaintiff’s RFC. The Commissioner responds that the
ALJ
considered
permitted
to
the
issue
medical
a
opinions
decision
in
without
the
record
obtaining
and
is
additional
evidence so long as other record evidence provided a sufficient
basis for the decision or where additional testing results would
have been of limited relevance to the inquiry during the period
at issue.
“Even though Social Security courts are inquisitorial, not
adversarial, in nature, claimants must establish that they are
eligible for benefits. The administrative law judge has a duty
to develop the record where appropriate but is not required to
order a consultative examination as long as the record contains
sufficient evidence for the administrative law judge to make an
informed decision.” Ingram v. Comm. of Soc. Sec. Admin., 496
F.3d 1253, 1269 (11th Cir. 2007); see also Good v. Astrue, 240
Fed. App’x 399, 404 (11th Cir. 2007) (rejecting claim that ALJ
reversibly erred in failing to order a consultative examination
because no treating or examining physician had recommended such
an examination and the record contained sufficient evidence to
permit the ALJ’s RFC determination); 20 C.F.R. § 416.919a(b)
(detailing situations requiring a consultative examination for
SSI
claimants).
Accordingly,
the
ALJ
must
probe
into
all
relevant facts, even where a claimant is represented by counsel.
Cowart v. Schweiker, 662 F.2d 731, 735 (11th Cir. 1981). The ALJ
25
should have the claimant attend a consultative examination or
order tests when the necessary information cannot be gleaned
from the records but should only purchase tests or examinations
that are “need[ed] to make a determination” about a plaintiff’s
disability. 20 C.F.R. §§ 416.912(f), 416.917, 416.919(f).
Additionally, there is no requirement that whenever an ALJ
is made aware of a plaintiff’s condition that a consultative
examination is automatically required. Rather, it is only where
a consultative examination is necessary for the ALJ to make a
decision due to some conflict, ambiguity, or other insufficiency
in the medical evidence that the regulations require an ALJ to
order a consultative examination. 20 C.F.R. §§ 404.1519(a)(2)
(“When we purchase a consultative examination, we will use the
report from the consultative examination to try to resolve a
conflict
or
ambiguity
if
one
exists.
We
will
also
use
a
consultative examination to secure needed medical evidence the
file
does
tests,
a
not
contain
diagnosis
or
such
as
clinical
prognosis
findings,
necessary
for
laboratory
decision.”),
404.1519a(b) (“A consultative examination may be purchased when
the evidence as a whole, both medical and nonmedical, is not
sufficient to support a decision on your claim.”); see also
Hawkins v. Chater, 113 F.3d 1162, 1166 (10th Cir. 1997) (“The
Secretary
has
broad
latitude
examinations.”).
26
in
ordering
consultative
In the case at bar, the Court concludes that sufficient
evidence
was
disability
present
in
the
determination
record
without
a
for
the
ALJ
neurological
to
make
a
examination
regarding Plaintiff’s diabetic neuropathy. The record contains
ample evidence of Plaintiff’s neuropathy and was therefore not
ambiguous. At the administrative hearing, Plaintiff testified
that she often feels pain in her feet and hands that feels like
“somebody’s
sticking
[her]
with
needles.”
(Tr.
38).
Additionally, neuropathy, numbness, or tingling were noted in
Plaintiff’s
hands
and
lower
extremities
by
Franklin
Primary
Health Center on multiple occasions, and she was prescribed 300
mg of Neurontin. (Tr. 189-90, 195-96, 332-33, 353-54). Also, at
the request of the Agency, physician Dr. McLaughlin conducted an
examination of Plaintiff, and noted her history of hypertension,
diabetes and hyperlipidemia.
Plaintiff
was
neuropathy.
Plaintiff’s
taking
(Tr.
Neurontin,
265).
Moreover,
impairments
carrying/lifting
of
Dr. McLaughlin also observed
ten
which
Dr.
limited
pounds,
and
could
be
McLaughlin
her
to
occasional
for
the
necessary
information
to
determine
diabetic
opined
that
occasional
walking
standing. In light of this substantial record evidence,
had
that
and
the ALJ
Plaintiff’s
impairments, her RFC, and her ability to work, and he did not
err by not ordering a consultative neurological examination.
27
Moreover, “there must be a showing of prejudice before it
is
found
that
the
claimant’s
right
to
due
process
has
been
violated to such a degree that the case must be remanded to the
[Commissioner] for further development of the record.” Graham v.
Apfel, 129 F.3d 1420, 1423 (11th Cir. 1997).
In this case,
Plaintiff has not shown that she suffered prejudice as a result
of the ALJ’s failure to order a neurological exam because there
is no evidence which demonstrates that the ALJ’s decision would
have
changed
if
he
had
ordered
a
neurological
exam.
Thus,
Plaintiff’s claim must fail.
V.
Conclusion
For the reasons set forth, and upon careful consideration
of the administrative record and memoranda of the parties, it is
hereby ORDERED that the decision of the Commissioner of Social
Security,
denying
Plaintiff=s
claim
for
supplemental
security
income, be AFFIRMED.
DONE this 27TH day of March, 2012.
/s/ SONJA F. BIVINS_ ___
UNITED STATES MAGISTRATE JUDGE
28
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