Cox v. Astrue
Filing
20
Order entered that the decision of the Commissioner of Social Security, denying Plaintiffs claim for supplemental security income, be AFFIRMED. Signed by Magistrate Judge Sonja F. Bivins on 3/30/2012. (mjn)
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF ALABAMA
SOUTHERN DIVISION
VENETTA COX, o/b/o J.J.R.1,
*
*
Plaintiff,
*
*
vs.
*
*
MICHAEL J. ASTRUE,
*
Commissioner of Social Security, *
*
Defendant.
*
CIVIL ACTION 10-00554-B
ORDER
Plaintiff Venetta Cox (“Plaintiff”) brings this action on
behalf of her minor child, J.J.R., seeking judicial review of a
final decision of the Commissioner of Social Security denying
her claim for child supplemental security income under Title XVI
of the Social Security Act, 42 U.S.C. ' 1381 et seq. (“SSI).
On
June 22, 2011, the parties consented to have the undersigned
conduct any and all proceedings in this case. (Doc. 17). Thus,
this
case
was
proceedings
U.S.C.
§
argument
referred
through
636(c)
was
and
to
the
undersigned
entry
of
judgment
in
Fed.
R.
Civ.
73.
waived.
Upon
P.
careful
1
to
conduct
accordance
(Doc.
with
19).
consideration
all
of
28
Oral
the
Pursuant to the E-Government Act of 2002, as amended on August
2, 2002, the Court has redacted the minor child’s name
throughout this opinion and refers to him only by his initials,
“J.R.”
1
administrative record and the memoranda of the parties, it is
hereby
ORDERED
that
the
decision
of
the
Commissioner
be
AFFIRMED.
I.
Procedural History
Plaintiff
supplemental
protectively
security
income
filed
an
benefits
on
application
behalf
of
J.J.R. (hereinafter “J.R.”) on November 5, 20072.
for
her
son
Plaintiff
alleges that J.R. has been disabled since June 1, 2004 due to
attention deficit hyperactivity disorder (“ADHD”). (Tr. 85, 102,
123-25, 136, 182).
initial
stage
on
Plaintiff’s application was denied at the
February
11,
2008,
and
she
filed
a
timely
Request for Hearing before an Administrative Law Judge (“ALJ”).
(Tr. 81-88). On August 19, 2009, Administrative Law Judge Alan
E. Michel held an administrative hearing, which was attended by
Plaintiff, her son J.R., and her attorney. (Tr. 30-52).
September
16,
2009,
the
ALJ
issued
finding that J.R. is not disabled.
an
unfavorable
(Id. at 9-24).
On
decision
Plaintiff’s
request for review was denied by the Appeals Council (“AC”) on
August 10, 2010.
(Id. at 1-5, 6-8).
2
Plaintiff previously filed an application for benefits
asserting similar claims, which was denied by an Administrative
Law Judge on October 4, 2007. (Tr. 53-73).
2
The parties agree that this case is now ripe for judicial
review and is properly before this Court pursuant to 42 U.S.C. ''
1383(c)(3).
II.
Issues on Appeal
A.
Whether the ALJ erred by failing to discuss the weight
if any, accorded to the opinions of two of J.R.’s
teachers.
III. Factual Background
J.R. was born on November 3, 1997. He was 10 years old and
in the fourth grade when his application was submitted.
When
the administrative hearing was conducted on August 19, 2009,
J.R. was 11 years old and in the fifth grade.
136).
(Tr. 39, 79, 123,
At the hearing, J.R.’s mother testified that he repeated
first grade and that for the past two years, he has been in
special education classes. (Tr. 40-41). According to Plaintiff,
J.R.
use
to
make
“Ds”
and
“Es”,
but
he
began
receiving
assistance through the Individualized Education Program (“IEP”),
and is currently earning “Bs” and “Cs”. (Id. at 42). Plaintiff
also reported that J.R. gets into trouble at school for not
sitting still, not paying attention, and talking. (Id. at 41,
46).
Plaintiff testified that J.R. and his younger sister get
along but that they fight and argue “like siblings do.” (Id. at
42). She also testified that J.R. likes to watch television and
play video games, and that J.R. can dress and bathe himself,
3
although, she generally has to go behind him because he does not
do a “good job.” (Id. at 43, 44). Plaintiff also reported that
J.R. gets mad and frustrated when she directs him to do chores
such as taking out the trash. (Id.)
Plaintiff testified that J.R. sees a therapist and nurse
practitioner at the LeMoyne Center monthly and is treated by a
neurologist
for
seizures,
which
have
been
controlled
by
medication. (Id. at 47-49). She also testified that J.R. takes
medications3 on a regular basis, and that it helps him to get his
work done, and also helps with his eating and sleeping. (Id. at
42, 43, 48-49).
IV.
Analysis
A.
Standard Of Review
In reviewing claims brought under the Act, this Court’s
role
is
a
determining
limited
1)
one.
whether
The
the
Court’s
decision
review
of
the
is
limited
to
Secretary
is
supported by substantial evidence and 2) whether the correct
Martin v. Sullivan, 894 F.2d
legal standards were applied.
1520, 1529 (11th Cir. 1990).4
A court
may not decide the facts
3
J.R.’s medications referenced in the record include
Daytrana patch 15 mg, Depakote 125 mg, Clonidine HCL 0.1 mg, and
Zoloft 25 mg. (Id. at 194, 240-46).
4
This Court’s review of the Commissioner’s application of
legal principles is plenary. Walker v. Bowen, 826 F.2d 996, 999
(11th Cir. 1987).
4
anew, reweigh the evidence, or substitute its judgment for that
Sewell v. Bowen, 792 F.2d 1065, 1067 (11th
of the Commissioner.
Cir.
1986).
The
Commissioner’s
findings
of
fact
must
affirmed if they are based upon substantial evidence.
be
Brown v.
Sullivan, 921 F.2d 1233, 1235 (11th Cir. 1991); Bloodsworth v.
Heckler,
703
F.2d
1233,
1239
(11th
Cir.
1983)
(holding
substantial evidence is defined as “more than a scintilla but
less
than
a
preponderance”
and
consists
of
“such
relevant
evidence as a reasonable person would accept as adequate to
support a conclusion[]”).
In determining whether substantial
evidence exists, a court must view the record as a whole, taking
into account evidence favorable, as well as unfavorable, to the
Commissioner’s decision.
Chester v. Bowen, 792 F. 2d 129, 131
(11th Cir. 1986); Short v. Apfel, 1999 U.S.
Dist. LEXIS 10163
(S.D. Ala. 1999).
B. Childhood Disability Law
The
Personal
Responsibility
and
Work
Opportunity
Act
of
1996, which amended the statutory standard for children seeking
supplemental
security
income
benefits
based
on
disability,
became effective on August 22, 1996. See Pub. L. No. 104-193,
110
Stat.
2105
§
211(b)(2)
(1996)
(codified
at
42
1382c). The definition of “disabled” for children is:
An individual under the age of 18 shall be
considered disabled . . . if that individual
has a medically determinable physical or
5
U.S.C.
§
mental impairment, which results in marked
and severe functional limitations, and which
can be expected to result in death or which
has lasted or can be expected to last for a
continuous period of not less than 12
months.
See 42 U.S.C. § 1382c(a)(3)(C)(I), 20 C.F.R. § 416.906.5
The
regulations provide a three-step sequential evaluation process
for
determining
childhood
disability
claims.
20
C.F.R.
§
416.924(a).
At
step
one,
a
child’s
age/work
activity,
if
any,
are
identified to determine if he has engaged in substantial gainful
activity. At step two, the child’s physical/mental impairments
are examined to see if he has an impairment or combination of
impairments that are severe. Under the regulations, a severe
impairment is one that is more than “a slight abnormality or a
combination of slight abnormalities that causes no more than
minimal functional limitations.” 20 C.F.R. § 416.924(c). To the
extent the child is determined to have a severe impairment, at
step three, the Commissioner must then determine whether the
impairment or combination of impairments meet or is medically or
functionally equal to an impairment listed in Appendix 1 of 20
5
On September 11, 2000, the Commissioner published Final
Rules for determining disability for a child under the age of
18. See 65 Fed. Reg. 54,747, corrected by 65 Fed. Reg. 80,307.
These rules became effective on January 2, 2001 and apply to
Plaintiff's claim. See 65 Fed. Reg. at 54,751.
6
C.F.R. part 404, subpart P, and otherwise satisfies the duration
requirement. 20 CFR § 416.924.
If the ALJ finds that the impairments are severe, but do
not
meet
the
listing
requirements,
he
may
find
that
the
impairments result in limitations that functionally equal the
listings6. 20 CFR § 416.926a. To establish functional equivalence
in
step
3,
the
claimant
must
have
a
medically
determinable
impairment that results in marked limitations in two functional
domains
or
an
§ 416.926a(a).
extreme
limitation
in
one
domain.
20
CFR
The six domains are: (1) acquiring and using
information; (2) attending and completing tasks; (3) interacting
and
relating
to
others;
(4)
moving
about
and
manipulating
objects; (5) caring for oneself; and (6) health and physical
well-being. 20 CFR 416.926a.
C.
Discussion
1. ALJ’s Decision
In this action, the ALJ issued an unfavorable decision on
September 16, 2009.
The ALJ determined that while J.R. has the
6
In making this assessment, the reports of the State Agency
medical consultants, reports of other treating, examining and
non-examining medical sources, and the claimant’s symptoms,
including pain and the extent to which these symptoms can
reasonably be accepted as consistent with the objective medical
evidence and other evidence, are all taken into consideration.
20 C.F.R. §§ 416.927, 416.929; and SSR 96-5, 96-6p and 96-7p.
7
severe impairments of attention deficit hyperactivity disorder
and
SP
Epilepsy,
functionally
they
equal
the
do
not
criteria
meet,
for
medically
any
of
the
listed in 20 C.F.R. Pt. 404, Subpt. P. (Tr. 15).
found
that
ability
to
J.R.
has
acquire
“less
and
use
than
marked”
equal
impairments
The ALJ also
limitations
information,
attend
or
and
in
his
complete
tasks, care for himself, and health and physical well-being, and
that
he
does
not
have
any
limitations
in
interacting
and
relating with others, or moving about and manipulating objects.
(Tr. 19-25).
Accordingly, the ALJ concluded that because J.R.
does not have an impairment or combination of impairments that
result
in
either
functioning
or
“marked”
“extreme”
limitations
limitation
in
in
functioning, he is not disabled under the Act.
two
domains
of
one
domain
of
(Tr. 23-24).
2. Record Evidence
Academic Evidence
The
academic
records
reflect
that
during
all
times
relevant, J.R. was attending John Will Elementary School. (Id.
at 139-239). The record shows that J.R. was administered the
Kaufman Assessment Battery for Children, Second Edition (“KABC
II”) on April 13, 2007. He received scores of 91 on Sequential
Index; 66 on Simultaneous Index; 92 on Learning Index; 99 on
Planning Index; and 81 on Knowledge Index.
8
J.R. obtained an
overall score of 81 on Fluid Crystallized Index, which falls in
the below average range. (Id. at 144-153).
J.R.
was
also
Achievement
Test
II
scores:
Spelling;
80
administered
(“WIAT
57
II”),
Written
the
and
Wechsler
received
Expression;
Individual
the
and
following
63
Written
Composite. The record reflects that J.R. was also administered
other
tests,
including
the
Behavior
Assessment
System
for
Children (BASC-2), which is used to evaluate the behavior of
children and young adults.
risk
range
on
hyperactivity,
the
Overall, J.R. was rated in the at
Behavior
aggression,
Symptoms
depression,
Index,
which
atypicality,
includes
withdrawal
and attention problems. (Id at 149-152).
The school records reflect that IEP meetings were conducted
in April/May 2007 to determine if J.R. was eligible for the
program based on concerns regarding his written expression and
attention span. (Id. at 154-157).
currently
passing
all
of
his
It was noted that J.R. was
subjects,
that
he
has
been
diagnosed with ADHD, that he was receiving treatment at the
LeMoyne Center, and that his teachers reported that there are no
behavior or attention problems when he is taking his medication
on a regular basis.
The IEP Plan Team determined, on May 8,
2007, that J.R. qualified for special education services under
Alabama State Department of Education guidelines for the 20072008 school year, during which he would be in third grade. (Id.
9
at 154, 156, 159-180, 207). A strategy was developed to address
J.R.’s inattention. It was decided that J.R. would receive third
grade
instruction
in
the
general
education
classroom
with
accommodations, and that regular grades would be earned. (Id. at
207). The accommodations would include seating J.R. away from
doors and windows and near the teacher, providing J.R. breaks
when
restless,
segments,
and
breaking
providing
J.R.’s
J.R.
with
assignments
positive
into
shorter
reinforcement
for
appropriate on-task behavior and work completion. (Id. at 206219).7
During
an
IEP
Team
meeting
in
September
2008,
J.R.’s
resource teacher, Mr. Oglesby, reported that J.R. needed help in
reading and needed a reading goal. J.R.’s classroom teacher, Ms.
Brubeck, also reported that J.R. had problems with reading and
attention. (Id. at 221). It was decided that J.R.’s IEP plan
would be changed so that for the 2008-2009 school year, J.R.
would receive a “basic” grade for math, reading and language
arts, and would receive a regular grade for science and social
studies. (Id. at 221-222). J.R.’s goal for the school term was
7
Included in the record is an unsigned and undated “Child
Disability Evaluation for School Age Children (Age 6 to
Attainment of Age 12),” which appears to have been faxed on
January 30, 2008. In it, the author opines that J.R. has
“marked” limitations in acquiring and using information and in
attending and completing tasks. (Id. at 139-40).
10
that he would be able to use a wide range of comprehension
strategies to comprehend literary/recreational material with 80%
accuracy and that he would be able to decode multisyllable words
on a fourth grade level with 80% accuracy. (Id.)
In
an
undated
“student
narrative,”
Mr.
Oglesby,
J.R.’s
special education teacher, reported that he had worked with J.R.
since August 15, 2008, and that he and J.R.’s classroom teacher,
Ms.
Brubeck,
distractions.
something
agree
that
he
should
be
seated
with
few
He also noted that J.R. began to pout each time
did
not
go
his
way,
that
J.R.’s
homework
and
assessments began to deteriorate, and that J.R. began to cry
uncontrollably whenever he was reprimanded. (Tr. 226).
Likewise, Ms. Brubeck, J.R.’s classroom teacher, reported
that J.R. had been her student since August 2008, and that his
maturity level was “well below” his classmates. She also noted
that he continues to suck his thumb, that he is very easily
upset
and
cries
frequently,
and
that
he
goes
into
“strange
moods” where he shouts or makes animal noises. She noted that
math is J.R.’s strength and that he typically does better in
math than many of the other children in the class. (Id. at 22627).
In
an
IEP
student
profile
covering
February
2009
to
February 2010, it was noted that J.R. had shown growth based on
his classroom scores, Star test, and the Brigance Diagnostic
11
Test
for
comprehension;
however,
his
reading
score
for
the
second quarter was one point less than the first quarter. The
profile
listed
J.R.’s
strengths
as:
vocabulary
knowledge
and
comprehending functional and textual information, although he
has
difficulty
materials,
with
comprehending
identifying
textual/informational
multisyllabic
important
materials,
words.
The
literary/recreational
and
details
decoding
profile
also
in
unfamiliar
noted
that
and
J.R.
is
easily distracted in the classroom, that his mother reported
that he gets easily frustrated at home when not on medication,
and that his behavior causes learning difficulties. The profile
reflects that steps were taken to reduce distractions and that
his
IEP
was
modified
to
include
accommodations
in
general
education requirements. Also, J.R. would receive a regular grade
in all areas except reading, where a basic grade would be given.
(Id. at 229-234).
Additionally, the profile notes that J.R. is
“a very friendly person and well liked by his peers” and that
when given free time, “ he likes to read.” (Id. at 228).
Medical Evidence
The
Plaintiff
relevant
was
seen
medical
by
evidence
Norma
Mobley,
of
record
M.D.
shows
that
(hereinafter
“Dr.
Mobley”) on two occasions for a health maintenance exam. During
the
July
9,
2007
visit,
Plaintiff
reported
that
J.R.
has
a
learning disability in reading comprehension and writing but he
12
is “doing better” academically.
Dr. Mobley noted that at age
nine, J.R. was still sucking his thumb. (Id. at 254-56)8. J.R.’s
examination
was
normal,
and
was
diagnosed
with
ADD
with
hyperactivity; asthma, stable; eczema, atopic dermatitis; and
learning problems. (Id.) J.R. was next seen by Dr. Mobley on
February 21, 2008. (Id. at 240-46). Dr. Mobley’s treatment notes
reflect that Plaintiff reported that J.R. was having difficulty
at home and school and seemed to have developed a tolerance to
his medication, Daytrana 15 mg patch9. According to Plaintiff,
J.R. could not sit still, was constantly talking and disrupting
his classroom, was having angry outbursts and yelling at other
children and adults, was hitting and kicking his sibling when
angry,
and
was
angered
by
small
things.
The
physical,
neurological and psychiatric exams are listed as normal, and Dr.
Mobley
assessed
childhood
with
J.R.
with
attention
hyperactivity,
deficit
allergic
disorder
rhinitis,
of
behavior
problems, and conduct disorder, childhood onset type. Dr. Mobley
suggested
Roberts
8
behavior
for
therapy,
counseling.
She
and
also
referred
J.R.
increased
to
J.R.’s
Dr.
David
dosage
of
Dr. Mobley’s records incorrectly refer to J.R. as female.
9
Daytrana is a central nervous system stimulant that is
used to treat ADHD. It affects chemicals in the brain and nerves
that contribute to hyperactivity and impulse control. See
www.drugs.com/daytrana.html (last visited Mar. 30, 2012).
13
Daytrana to 20 mg for one month and directed him to continue
treatment at the LeMoyne Center. (Id.)
The record contains treatment notes from the Mobile Mental
Health Center (“MMHC”) LeMoyne Center/ Alta Pointe from April
2004 through at least June 2009. (Tr. 257-96, 304-12, 384-414,
423-38). J.R. was seen at the LeMoyne Center for outpatient
individual, group, and family therapy. Psychological records for
the year 2004
talking
back
reveal a history of hyperactivity, sleeplessness,
to
adults,
school
disruption,
fidgeting,
crying
spells, temper tantrums, and inattentiveness. Plaintiff reported
that
she
had
to
“stay
on
him
to
finish
work”
and
that
he
visit
to
appeared to be “in space” at times. (Id. at 257-67).
Psychological
records
reflect
that
during
a
LeMoyne on January 19, 2006, Plaintiff reported that J.R. was
doing better in school but not at home. At that time he was
taking Ritalin10, and the dosage was increased. (Id. at 291). In
much of 2006, it was noted that J.R. was inattentive, defiant,
oppositional,
fidgety,
distractible,
argumentative
with
his
sister, had memory lapses and low self-esteem, and earned a “D”
in reading at school. It was further noted that J.R. had not
10
Ritalin is a central nervous system stimulant that is
used to treat ADD and ADHD. It affects chemicals in the brain
and nerves that contribute to hyperactivity and impulse control.
See www.drugs.com/ritalin.html (last visited Mar. 30, 2012).
14
been taking his medications.
dated
October
30,
2006,
(Id. at 284-290). Treatment notes
reflect
that
J.R.
has
difficulty
swallowing pills, so his medication was changed to a Daytrana
patch in November 2006. (Id. at 284-285).
The treatment notes for January and February 2007 reflect
that J.R. was struggling with reading, impulsivity, and was “in
trouble
all
the
time.”
Plaintiff
admitted
to
inconsistent
management due to her own depression. She also reported that
J.R. could not tolerate the 20 mg Daytrana patch because it
caused appetite loss.
His dosage was decreased to 15 mg, and
his mother was encouraged to obtain special education testing
and educational services through the school in order to address
J.R.’s learning problems. (Id. at 282-3, 312). The therapy notes
dated March 20, 2007 reflect that J.R. reported that
he “fe[lt]
good about himself,” that he made the “Hall of Fame,” and that
his grades were improving. The therapist noted that Plaintiff
reported
that
J.R.
finished
more
homework,
was
less
easily
frustrated, and needed less supervision since the Daytrana Patch
was
changed
to
15
mg.
Plaintiff
also
reported
that
J.R.
completed chores with less supervision, had less conflicts with
his sister and no physical aggression, and she attributed the
improvement to the change in medication dosage. (Id. at 278-9,
281).
15
The treatment notes for April and May 2007 reflect that
J.R.’s
was
promoted
earning
to
the
hyperactivity
Plaintiff
“A,”
third
had
also
“B,”
and
grade,
improved
reported
and
per
that
“C”
that
his
J.R.
grades,
mom
he
was
attention
his
that
and
and
continues
his
to
teacher.
have
anger
problems at home. (Id. at 276-7, 280).
The treatment records for the latter part of 2007 reflects
that
J.R.
was
now
receiving
tutoring assistance.
special
education
services
and
J.R. reported that he liked school, that
he received good grades in all subjects except math, and that he
was
received
tutoring
in
math.
His
mother
reported
improvement in his concentration and behavior at times.
273-5).
Treatment
progress
report,
trouble
with
notes
his
sitting
reflect
teacher
down,
that
in
indicated
completing
J.R.’s
that
work
he
some
(Id. at
mid-quarter
was
without
having
frequent
prompts, holding his pencil, eating lunch, and relating to other
children.
(Id.
at
270-1).
On
December
21,
2007,
Plaintiff
called to report that J.R. was experiencing angry outbursts,
including hitting and threats, and that afterwards, he did not
appear to be aware of his behavior. (Id. at 268). The Center
notes
reflect
that
J.R.
participated
in
group
therapy
in
December 2007 and January 2008.
During a February 2008 counsel session, J.R. reported that
his medication helps him. The therapist noted that J.R. was
16
cooperative and appeared to listen but needed to be occasionally
redirected to the assigned art project.
(Id. at 306). The April
through October 2008 records reflect that J.R. continued to be
compliant with his medication.
defiant
behavior
at
school
No negative academic reports or
were
noted,
although,
reported that J.R. continued to talk back to her.
Plaintiff
J.R.’s mood,
sleep, and appetite were noted as stabilized. (Id. at 385-391).
Treatment
Plaintiff
notes
called
from
in
December
and
11,
reported
2008
that
reflect
J.R.
was
that
more
oppositional, defiant, irritable, and disruptive at the afterschool program, and that he had been more irritable and easily
angered
at
home,
so
Plaintiff
stopped
giving
him
his
antidepressant and resumed the Daytrana 30 mg patch. According
to Plaintiff, she saw some improvement after the switch.
(Id.
at 414). Plaintiff was advised that at that point, J.R. was only
being treated for depression, and not ADHD, and that he could be
re-evaluated
for
ADHD
medications.
J.R.
was
prescribed
Clonidine11, and Plaintiff was instructed about the benefits of
the medication.
improved
since
The notes also reflect that J.R.’s grades had
the
beginning
of
11
the
school
year,
and
that
Clonidine is often used to treat ADHD and works by
decreasing your heart rate and relaxing the blood vessels so
that blood can flow more easily through the body. See
www.ncbi.nlm.nih.gov (last visited Mar. 30, 2012).
17
assistance from the resource teachers was helping. J.R. reported
feeling happy when his grades improve, and when questioned about
his
behavior,
he
became
tearful,
and
indicated
that
he
has
nothing fun to do before or after school. (Id. at 412-3).
Treatment notes dated January 9, 2009 reflect that J.R. was
not
taking
swallowing
his
medication
pills.
because
Additionally,
he
having
difficulty
from
notes
was
January
14,
2009,
indicate that J.R. had been seizure free for the year. Later in
the
month,
J.R.
exhibited
inappropriate
behavior,
which
Plaintiff felt was due to a change in his medications. (Id. at
404-8).
The therapist noted, on January 30, 2009, that J.R. had no
grades
less
than
a
“B”
and
that
his
work/study
skills
had
improved. She also noted that narratives from J.R.’s teachers
indicated he was having “much more difficulty with attentionconcentration”
According
to
and
the
that
notes,
he
had
had
Plaintiff
some
“very
associated
good”
J.R.’s
days.
behavior
problems with the Daytrana patch, and she reported that she had
increased his dosage to two patches a day. Plaintiff was later
informed
that
two
patches
could
have
lethal
side
effects.
Plaintiff reported that the two patches were discontinued, and
that no side effects were observed. (Tr. 403-405)
In March 2009, J.R.’s therapist noted that his academic
performance continued to improve and that he usually completed
18
homework, although he might need one-on-one attention from his
special education teacher. During that day’s therapy session,
the therapist assisted him with anger management skills. (Id. at
395-6). The May 2009 treatment notes reflect that before J.R.
began the Daytrana 15 mg patch, his grades were “Ds” and “Es,”
but that after using the patch, he earned two “A” and three “C”
grades. Plaintiff also reported that J.R. was sleeping well,
reading more, and behaving at home and school. (Id. at 435).
William
H.
Simpson,
Ph.D.
(hereinafter
“Dr.
Simpson”),
completed a Childhood Disability Evaluation on February 8, 2008,
at the request of the Agency. Dr. Simpson determined that J.R.’s
impairment or combination of impairments were severe but did not
meet, medically equal, or functionally equal the listings. Dr.
Simpson also opined that J.R. has “less than marked” limitations
in acquiring and using information and attending and completing
tasks,
and
others,
no
limitations
moving
about
and
in
interacting
manipulating
and
relating
objects,
with
caring
for
oneself, and in health and physical well-being. In opining that
J.R.
has
acquiring
“less
and
than
using
marked”
limitations
information,
Dr.
in
Simpson
the
domain
of
noted
that
the
records indicate that J.R. was passing all of his subjects and
that he does better in school if seated by his teacher and away
from distractions. With respect to the domain of attending and
completing tasks, Dr. Simpson noted that the records reflect
19
that while J.R. does not finish things he starts and does not
complete
his
behavior
problems
basis.
homework,
when
his
IEP
taking
teacher
his
reported
medications
on
he
a
had
no
regular
Additionally, in finding that J.R. has no limitations in
the domain of interacting and relating to others, Dr. Simpson
noted that J.R.’s activities of daily living indicate that he
has friends his own age, that he can make friends and get along
with his teachers, although his mother reports that he does not
get along with her or other adults. (Id. at 297-302).
Plaintiff
was
treated
by
Dr.
Ilyas
A.
Shaikh
at
Gulf
Neurology from March 2008 through at least July 2009. (Tr. 31322, 379-83, 415-22, 439-48). Dr. Shaikh diagnosed J.R. with SP
Epilepsy.
During J.R.’s May 19, 2008 visit, Dr. Shaikh noted he
was still having staring spells and problems with attention and
restlessness. An MRI and other testing were normal. (Id. at 3157, 319). The treatment notes dated April 21, 2008, July 1, 2008,
October 28, 2008, January 20, 2009, and June 9, 2009, reflect
J.R. was doing well on his medications, which included Zoloft12
and Clonidine. (Id. at 313-4, 317-8, 379, 382, 419-20, 443-8).
3.
12
Analysis
Zoloft is used
increasing the amounts of
brain
that
helps
www.ncbi.nlm.nih.gov (last
to treat depression and works by
serotonin, a natural substance in the
maintain
mental
balance.
See
visited Mar. 30, 2012).
20
Plaintiff argues that the ALJ committed reversible error by
failing to discuss the weight, if any, given to the opinions of
two of J.R.’s teachers. According to Plaintiff, the ALJ failed
to
mention
Brubeck.
the
narrative
letters
from
Mr.
Oglesby
and
Ms.
Plaintiff argues that these letters do not describe a
child who has no limitations in interacting and relating with
the others, and these letters should have been considered in
evaluating
J.R.
in
the
domains
of
acquiring
and
using
information, attending and completing tasks, and interacting and
relating to others. (Doc. 13). Plaintiff also argues that SSR
09-2p, 2009 SSR LEXIS 2 require the ALJ to weigh the opinions of
J.R.’s teachers when assessing his limitations. (Doc. 13 at 5).
In his opposition, the Commissioner acknowledges that under
the
regulations,
sources,”
are
the
observations
important
when
of
evaluating
teachers,
the
as
severity
“other
of
a
child’s impairments. The Commissioner argues, however, that Ms.
Brubeck and Mr. Oglesby’s narratives do not offer opinions about
J.R.’s functional abilities; thus, they are not acceptable nonmedical “opinions.” Additionally, the Commissioner argues that
even if the ALJ should have discussed the teacher narratives,
any error was harmless because the ALJ specifically stated he
considered all of the evidence in the record, and the ALJ is not
required to discuss every piece of evidence. (Doc. 14).
21
Based upon a careful review of the record, the undersigned
finds that the ALJ’s failure to discuss the narrative letters
provided by Mr. Oglesby and Ms. Brubeck was not error. Rather,
the ALJ’s decision reveals that he carefully considered all the
relevant evidence, and his decision that J.R. is not disabled is
supported by substantial evidence.
Plaintiff is correct that, teachers, as well as other nonmedical personnel who are able to observe and interact with a
child on a daily basis, are valuable resources in determining
the severity of a child’s impairment and how a child typically
functions
compared
416.913(d)
(These
to
other
sources
may
children
provide
his
age.
evidence
20
“to
C.F.R.
show
§
the
severity of [a claimant’s] impairment(s) and how it affects [a
claimant’s] ability to work or, if [the claimant is] a child,
how [the claimant] typically function compared to children [the
claimant’s] age who do not have impairments.”).
SSR 06-03p, 2006 SSR LEXIS 5 advises that the opinions of
“other sources” such as school teachers and counselors, who have
had
extended
contact
with
a
claimant
in
their
professional
capacity, may outweigh the opinions of treating or examining
medical sources, if their opinions are supported by other record
evidence and if the source sufficiently explains the opinion.
See SSR 06-03p, 2006 SSR LEXIS 5, *11 (The factors outlined in
20 C.F.R. § 416.927(d) “represent basic principles that apply to
22
the consideration of all opinions from medical sources who are
not
‘acceptable
medical
sources’
as
well
as
from
‘other
sources,’ such as teachers and school counselors, who have seen
the individual in their professional capacity”); SSR 09-2p, 2009
SSR LEXIS 2; Reed ex rel. DMR v. Astrue, 2009 U.S. Dist. LEXIS
99357,
*7-8
(S.D.
Ala.
Oct.
26,
2009)
(observing
that
in
evaluating non-medical sources, the evaluation is fact-specific
and should consider the nature and extent of the relationship
between the source and claimant, the source’s qualifications and
expertise,
the
extent
to
which
the
source
provides
relevant
evidence in support of the opinion, and the consistency of the
opinion with other evidence).
Although
the
ALJ
is
required
to
consider
these
“other
source” opinions, non-medical testimony can neither establish
the
existence
establish
of
a
medically
disability
absent
determinable
corroborating
impairment,
competent
nor
medical
evidence. See SSR 06-03p, 2006 SSR LEXIS 5, at *5 (“Information
from these ‘other sources’ cannot establish the existence of a
medically
evidence
determinable
from
purpose.”);
20
an
impairment.
‘acceptable
C.F.R.
§
Instead
medical
416.927,
there
source’
416.926a(e);
must
for
Meredith
be
this
v.
Astrue, 2011 U.S. Dist. LEXIS 37363 (E.D. Wash. Apr. 5, 2011);
cf. Madise v. Astrue, 2009 U.S. Dist. LEXIS 87623 (S.D. Ala.
Sept. 23, 2009).
23
In this case, the ALJ concluded that J.R. does not have an
impairment
or
combination
of
impairments
that
meet
or
functionally equals the Listings. The ALJ’s decision contains a
detailed summary of J.R.’s progression through school, including
a specific discussion of his grades and efforts by the school to
address J.R.’s behavior and learning difficulties.
The decision
also discusses in significant detail the medical evidence from
Alta
Pointe/LeMoyne,
which
contains
extensive
information
concerning J.R.’s performance at school, as well as the medical
findings of Dr. Shaikh. Further, the ALJ referenced the hearing
testimony of both Plaintiff and J.R., and noted that Plaintiff
testified
that
J.R.’s
grades
were
improving
and
that
his
medication and his placement in the IEP program have helped to
improve J.R.’s problems at school. (Doc. 12 at 23).
It is clear from a reading of the ALJ’s opinion that he
adequately considered all of the evidence, including educational
records. Indeed, the ALJ explicitly stated that he considered
all
of
evidence
the
and
relevant
other
evidence,
relevant
including
evidence
from
“objective
medical
medical
sources;
information from other sources, such as school teachers, family
members,
or
friends;
the
claimant’s
statements
(including
statements from the claimant’s parent(s) or other caregivers);
and any other relevant evidence in the case record, including
how the claimant functions over time and in all settings (i.e.,
24
at home, at school, and in the community)” as required by 20
C.F.R. § 416.924a(a) and SSR 09-2p. (Doc. 12 at 15) (emphasis
added). In addition, the ALJ noted he considered the “whole
child” and “assessed the interactive and cumulative effects of
all
of
the
claimant’s
medically
determinable
impairment(s),
including any impairments that are not ‘severe’ in all of the
affected domains.” (Id. at 15-16).
In regards to the opinion
evidence, the ALJ stated he “considered the opinion evidence in
accordance with 20 C.F.R. 2416.927 and SSRs 96-2p, 96-5p, 96-6p,
and 06-3p”, and a review of his decision supports this assertion
(Id.)
Accordingly,
the
undersigned
finds
no
reason,
and
Plaintiff has provided none, to discount the ALJ’s assertion
that
he
considered
the
opinion
evidence,
which
teacher narratives, in rendering his decision.
includes
the
As noted by the
Commissioner, an ALJ is not required to “specifically refer to
every
piece
of
evidence
in
his
decision,”
so
long
as
the
decision is sufficient to allow this Court to conclude that the
ALJ considered the claimant’s medical condition as a whole. Dyer
v. Barnhart, 395 F.3d 1206, 1210 (11th Cir. 2005) (per curiam).
Thus, Plaintiff’s contention that the ALJ committed reversible
error
because
he
did
not
specifically
reference
the
teacher
narratives is without merit.
Also without merit is Plaintiff’s suggestion that the ALJ’s
findings regarding J.R’s limitations in the domains of acquiring
25
and using information, in attending and completing tasks, and
interacting
and
consideration.
relating
with
others
deserves
further
Substantial evidence supports the ALJ’s decision
that J.R. does not have a “marked” limitation in more than two
domains, or an “extreme” limitation in one domain.
The record
reflects that William H. Simpson, Ph.D. reviewed J.R.’s records
and concluded that J.R. has “less than marked” limitations in
acquiring
and
using
information
and
attending
tasks, and no limitations in the other domains.
303).
and
completing
(Id. at 181-96,
Also, in finding that J.R. has a “less than marked”
limitation in acquiring and using information and in attending
and
completing
records
and
tasks,
medical
the
ALJ
records
discussed
and
noted
both
that
J.R.’s
J.R.
school
has
been
diagnosed with Hyperactivity-Impulsivity-Attention Syndrome and
attention
deficit
disorder,
that
he
has
struggled
with
attention-concentration and reading comprehension, and that he
has had behavior issues. The ALJ also found that once an IEP was
established and J.R. began receiving accommodations at school,
and his medication was regulated, J.R.’s grades improved, and
his mother testified that the IEP was helping and that J.R.
completes his classroom work and homework as long as he is on
his medication.
Accordingly, the undersigned finds that while
J.R. clearly has limitations in these two domains, the evidence
reflecting J.R.’s positive response to IEP intervention and his
26
current medication provides substantial evidence in support of
the ALJ’s finding that J.R.’s limitations in these domains are
“less than marked.”
With respect to the domain of interacting and relating to
others, the ALJ found that J.R. has no limitation in interacting
and relating with others and noted that the therapy notes from
the LeMoyne Center dated June 24, 2009 reflect that J.R. had
been doing well at school, that he followed directions, was
polite to others and was respectful to the staff members and his
peers.
had
A review of the record evidence reveals that J.R. has
some
following
records
behavior
problems,
instructions
demonstrate
at
that
particularly
school
he
and
has
no
at
with
home;
behavior
respect
however,
or
to
the
attention
problems when he is taking his medication on a regular basis.
Indeed,
the
record
is
replete
with
statements
from
J.R.’s
teachers, therapists, treating physician, and mother tracing his
ADHD behavioral problems to irregular dosage or adjustments of
his medications and noting that he performed better when taking
his
medication
regularly.
Accordingly,
the
undersigned
finds
that while there is evidence which strongly suggests that J.R.
has “less than marked” limitations in the domain of interacting
and relating with others, the ALJ’s finding that J.R. does not
have
any
limitation
in
this
area
is
harmless
error
as
the
substantial record evidence supports the ALJ’s ultimate findings
27
that J.R. does not have “marked” limitations in at least two
domains, or an “extreme” limitation in one domain. The ALJ’s
opinion is consistent with standardized testing results, school
records,
medical
teachers
and
opinions,
mother.
and
other
Accordingly,
observations
viewing
the
by
record
J.R.’s
in
its
entirety, the undersigned is satisfied that the ALJ’s decision
finding that J.R. is not disabled is supported by substantial
evidence.
V.
Conclusion
For the reasons set forth, and upon careful consideration
of the administrative record and memoranda of the parties, it is
hereby ORDERED that the decision of the Commissioner of Social
Security, denying Plaintiff’s claim for supplemental security
income, be AFFIRMED.
DONE this 30th day of March, 2012.
/s/ SONJA F. BIVINS
UNITED STATES MAGISTRATE JUDGE
28
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