Dekle et al v. Global Digital Solutions, Inc. et al

Filing 12

Order finding as moot the 10 MOTION for Leave to Add Richard Sullivan as Party Defendant. Richard Sullivan has been properly joined as defendant, per the 9 Amended Complaint, without the need to obtain leave of court. The 5 MOTION to Dis miss filed by North American Custom Specialty Vehicles, Inc., Global Digital Solutions, Inc. are moot. Answer to Amended Complaint due from Global Digital Solutions, Inc. & North American Custom Specialty Vehicles, Inc. on 3/17/2015. Signed by Chief Judge William H. Steele on 3/3/2015. (tgw)

IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF ALABAMA
SOUTHERN DIVISION
BRIAN A. DEKLE, et al.,
Plaintiffs,
v.
GLOBAL DIGITAL SOLUTIONS,
INC., et al.,
Defendants.

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CIVIL ACTION 15-0069-WS-C

ORDER
This matter comes before the Court on plaintiffs’ Motion for Leave to Add Richard J.
Sullivan as an Additional Party Defendant (doc. 10).
On February 9, 2015, defendants, Global Digital Solutions, Inc. (“GDSI”), and North
American Custom Specialty Vehicles, Inc. (“NACSV”), filed a Notice of Removal (doc. 1),
removing this action to this District Court from the Circuit Court of Baldwin County, Alabama.1
One week later, on February 16, 2015, GDSI and NACSV jointly filed a Motion to Dismiss or
Alternatively, for Transfer of Venue (doc. 5), raising various arguments and defenses. The court
file confirms that defendants filed neither an answer nor any other Rule 12(b) motion prior to
their Motion to Dismiss filed on February 16, 2015. That Motion to Dismiss remains pending at
this time, subject to a briefing schedule (doc. 7) under which it is to become ripe on March 13,
2015.
On March 2, 2015, plaintiffs, Brian A. Dekle and John Ramsay, filed a First Amended
Complaint (doc. 9), through which they purported to clarify the particular claims and causes of
action asserted, as well as to name Richard J. Sullivan as an additional party defendant. The
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Federal subject matter jurisdiction appears to have been properly invoked
pursuant to the diversity provisions of 28 U.S.C. § 1332, inasmuch as it appears that there is
complete diversity of citizenship between plaintiffs and defendants, and that the amount in
controversy exceeds by a wide margin the $75,000 jurisdictional threshold.

Court finds that plaintiffs have properly invoked Rule 15(a)(1), Fed.R.Civ.P., to amend their
pleading as a matter of course without leave of court, inasmuch as (i) Dekle and Ramsay had not
previously amended their Complaint, and (ii) their amendment was filed within 21 days after
defendants served their Rule 12(b) motion, and is therefore timely under Rule 15(a)(1)(B). As
the First Amended Complaint was properly filed, plaintiffs’ original Complaint (see doc. 3, Exh.
1) has been superseded, with the First Amended Complaint now being the operative pleading.
Contemporaneously with the First Amended Complaint, in what appears to be a “belt and
suspenders” maneuver, plaintiffs also filed a “Motion for Leave to Add Richard J. Sullivan as an
Additional Party Defendant” (doc. 10). In that Motion, the First Amended Complaint and the
accompanying Brief (doc. 11), Dekle and Ramsay explain that some courts have required
plaintiffs seeking to name additional defendants to obtain leave of court under Rule 21 even
when the amended pleading is being filed as of right under Rule 15. The Court appreciates
plaintiffs’ desire to proceed in an abundance of caution to be sure that the new defendant is
properly named and joined. That said, the Court finds that the Motion for Leave was
unnecessary, as Dekle and Ramsay properly effectuated Sullivan’s joinder as a party defendant
through their First Amended Complaint, which they filed as a matter of course under Rule
15(a)(1). While authorities are not unanimous, the prevailing (and better reasoned) view is that
leave of court is not needed to add a new defendant under these circumstances. See, e.g.,
McLellan v. Mississippi Power & Light Co., 526 F.2d 870, 872-73 (5th Cir. 1976) (concluding
that Rule 15 takes precedence over Rule 21 if a plaintiff attempts to add parties by an amended
pleading filed as of right, because “[a]rguably Rule 15 is the more specific rule” and “the court
should not have to be concerned with passing on amendments at an early stage when there is
little likelihood of prejudice to other parties”), vacated in part on other grounds, 545 F.2d 919
(5th Cir. 1977).2 Because Dekle and Ramsay properly filed their First Amended Complaint as a

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See also Galustian v. Peter, 591 F.3d 724, 730 (4th Cir. 2010) (“while some courts
have concluded that Rule 15(a) does not apply to amendments seeking to add parties, … most
courts, including this one, have concluded otherwise”) (citations omitted); U.S. ex rel. Precision
Co. v. Koch Industries, Inc., 31 F.3d 1015, 1018-19 (10th Cir. 1994) (“To the extent that
Plaintiffs’ motion to supplement sought the addition of a party, it is controlled by Rule 15(a)
because it is actually a motion to amend.”) (citations omitted); Washington v. New York City Bd.
of Estimate, 709 F.2d 792, 795 (2nd Cir. 1983) (determining that plaintiff was entitled to amend
complaint as a matter of right to name two additional defendants, because existing defendant had
(Continued)
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matter of course within the parameters of Rule 15(a)(1), Richard Sullivan has been properly
joined as a defendant herein, without the need for plaintiffs to obtain prior leave of court.
Accordingly, the Motion for Leave to Add Richard J. Sullivan as an Additional Party Defendant
(doc. 10) is moot.
Now that the Complaint has been amended, circumstances have changed with regard to
the pending Motion to Dismiss or for Transfer of Venue (doc. 5) filed by defendants GDSI and
NACSV. That Motion relates to a now-superseded iteration of plaintiffs’ Complaint. In light of
this development, it is unclear whether these defendants wish to continue to assert all of their
previously stated grounds for dismissal, whether they wish to revise or supplement those
arguments, whether they wish to abandon some or all of those arguments, and the like. At best,
it would be unwieldy and inefficient for this Court to endeavor to synchronize a partially-briefed
Rule 12(b) motion with a complaint that may have changed in material respects during the
course of that briefing. Without hearing anew from the parties, the undersigned would be unable
to discern which arguments the litigants might still wish to advance, how the arguments for or
against dismissal might be modified by virtue of plaintiffs’ amendment to their pleading, or what
new arguments the parties might wish to raise in relation to the amended pleading.
In light of these circumstances (and without expressing any opinion as to the merits of the
Motion to Dismiss or its continued viability with respect to the Amended Complaint), the Court
deems the pending Motion to Dismiss or for Transfer of Venue (doc. 5) moot because it relates
to a pleading that is now devoid of any legal force or effect. Defendants GDSI and NACSV
must file their answer or Rule 12(b) Motion in response to the Amended Complaint or before
March 17, 2015. Should these defendants renew their Motion to Dismiss, they should reproduce
in full any arguments they wish to carry over from their prior Rule 12(b) Motion. In this manner,
briefing on any renewed Motion to Dismiss will be self-contained, without obliging the Court or

not yet answered complaint and plaintiff had not previously amended his pleading); Pretty Punch
Shoppettes, Inc. v. Creative Wonders, Inc., 750 F. Supp. 487, 493 (M.D. Fla. 1990) (similar); 6
Charles Alan Wright et al., Federal Practice & Procedure § 1479 (3d. ed.) (“any attempt to
change parties by amendment before the time to amend as of course has expired should be
governed by Rule 15(a)(1) and may be made without leave of court”).

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opposing counsel to refer back to previous briefs relating to the now-moot original Motion to
Dismiss.
DONE and ORDERED this 3rd day of March, 2015.
s/ WILLIAM H. STEELE
CHIEF UNITED STATES DISTRICT JUDGE

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