Hamilton v. Colvin
Filing
29
Order re: 1 Complaint filed by Catherine Hamilton stating that the decision of the Commissioner of Social Security denying Plaintiffs claim for aperiod of disability, disability insurance benefits, and supplemental security income be AFFIRMED. Signed by Magistrate Judge Sonja F. Bivins on 9/28/2016. Copies to parties. (mpp)
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF ALABAMA
SOUTHERN DIVISION
CATHERINE HAMILTON,
*
*
*
*
*
*
*
*
*
*
*
Plaintiff,
vs.
CAROLYN W. COLVIN,
Commissioner of Social
Security,
Defendant.
CIVIL ACTION NO. 15-00122-B
ORDER
Plaintiff
Catherine
Hamilton
(hereinafter
“Plaintiff”)
seeks judicial review of a final decision of the Commissioner of
Social Security denying her claim for a period of disability,
disability insurance benefits, and supplemental security income
under Titles II and XVI of the Social Security Act, 42 U.S.C. §§
401, et seq., and 1381, et seq.
waived
oral
argument
and
On June 20, 2016, the parties
consented
to
have
conduct any and all proceedings in this case.
the
undersigned
(Docs. 25, 26).
Thus, the action was referred to the undersigned to conduct all
proceedings and order the entry of judgment in accordance with
28 U.S.C. § 636(c) and Federal Rule of Civil Procedure 73.
careful
consideration
of
the
administrative
record
and
Upon
the
memoranda of the parties, it is hereby ORDERED that the decision
of the Commissioner be AFFIRMED.
I.
Procedural History
Plaintiff filed her applications for benefits on August 24,
2011.
(Tr.
disabled
86-91)
since
1
.
April
Plaintiff
1,
2011,
alleged
due
to
that
she
has
pancreatitis,
been
liver
disease, migraines, depression, possible Lupus diagnosis, and
possible rheumatoid arthritis.
applications
granted
an
were
denied,
administrative
(Id. at 101, 105).
and
upon
hearing
timely
before
Plaintiff’s
request,
she
was
Administrative
Law
Judge Ben Sheely (hereinafter “ALJ”) on February 15, 2013.
at 46, 584).
Plaintiff attended the hearing with her counsel
and provided testimony related to her claims.
585).
(Id.
(Id. at 584,
A vocational expert (“VE”) also appeared at the hearing
and provided testimony.
(Id. at 602).
On August 8, 2013, the
ALJ issued an unfavorable decision finding that Plaintiff is not
disabled.
(Id.
at
14,
27).
The
Appeals
Council
Plaintiff’s request for review on January 27, 2015.
denied
(Id. at 6).
Therefore, the ALJ’s decision dated August 8, 2013, became the
final decision of the Commissioner.
Having
exhausted
her
administrative
timely filed the present civil action.
remedies,
(Doc. 1).
Plaintiff
The parties
agree that this case is now ripe for judicial review and is
1
When referencing the Social Security Transcript, the Court uses
the page numbers found on the transcript, rather than the page
numbers utilized by CM-ECF.
2
properly before this Court pursuant to 42 U.S.C. §§ 405(g) and
1383(c)(3).
II.
Issue on Appeal
1.
Whether
the
ALJ
properly
Plaintiff’s credibility?
evaluated
III. Factual Background
Plaintiff was born on January 1, 1962, and was fifty-one
years
of
age
at
February 15, 2013.
she
quit
school
the
time
of
her
administrative
(Tr. 101, 579).
in
the
middle
subsequently obtained her GED.
hearing
on
Plaintiff testified that
of
the
eighth
(Id. at 585).
grade
but
Plaintiff last
worked in 2011 as a cafeteria worker, a job which she held for
three years.
(Id. at 107-08, 590).
In 2007, Plaintiff worked
as a cashier at Walmart for about a year and a half, and she
left that position for a job as a bank teller. She held the bank
teller job for about six months.
(Id. at 107, 590).
According to Plaintiff, she quit her job in 2011 because
she was no longer physically able to do it.
(Id. at 588).
She
testified that she has problems with forgetfulness, her back
freezing up on her, weakness, and fatigue.
(Id. at 588-89).
In 2011, while living in Texas, Plaintiff was diagnosed
with fibromyalgia by a neurologist, Dr. Anand Mehendale, M.D..
He prescribed Gabapentin and exercise.
3
(Id. at 300-01, 589).
Plaintiff testified that when she moved to Alabama in 2011, she
stopped taking a lot of her medications because she could not
afford
them.
(Id.
at
587,
589).
However,
Plaintiff
subsequently resumed taking Gabapentin for fibromyalgia, and it
is helping.
(Id. at 589).
Plaintiff
pancreatitis
testified
(in
2007),
that
she
which
also
has
has
been
a
history
controlled
of
with
medication, as well as liver problems, migraines, arthritis, and
back pain.
(Id. at 590-91, 601).
Plaintiff testified that when
the migraines get bad, she goes to the emergency room.
591).
She
takes
helps.
(Id.).
Relpax
for
her
migraines,
which
(Id. at
sometimes
Plaintiff also takes a non-narcotic medication
for her back pain.
(Id. at 595).
Plaintiff also testified that
she has problems with depression and feelings of worthlessness.
(Id. at 592).
She saw a psychologist at Altapointe on two
occasions (in June and July 2012) but did not return because she
did not have the money to see the doctor (although it was free
to see the therapist), and she did not want to bother her mother
to take her back.
(Id. at 592-93, 599).
According to Plaintiff, her “main” problems are migraines,
depression,
and
fibromyalgia.
(Id.
at
591).
She
receives
treatment at the Franklin Clinic about once every three months
for these conditions.
(Id. at 587-88).
Plaintiff testified that she was in the middle of a divorce
4
when she left Texas in 2011 and that she lives with her mom in
Alabama and has no children living with her.
01).
(Id. at 586, 600-
She tries to do housework and yard work, but she cannot
because
her
back
freezes
up.
(Id.
at
594-595).
Plaintiff
testified that she has no social activities. (Id. at 596). She
has a valid drivers license but does not have a vehicle.
at 593).
(Id.
Her daily routine consists of having coffee, laying
around, and gaining weight.
(Id.).
Plaintiff reported to the Agency in a Function Report dated
September 9, 2011, that she has no problems with personal care,
although
she
gets
tired
(id.
at
114);
she
does
not
need
reminders for personal care, and she has a pill box to remind
her to take her medications (id. at 115); she can prepare simple
meals (id.); she does the dishes and laundry but needs help
vacuuming and sweeping (id.); she does not do yard work (id. at
116); she goes out alone and drives (id.); she shops and handles
all of her own finances (id.); her hobbies are computer and
Facebook (id. at 117); she has no problems getting along with
family,
friends,
or
others
(id.
at
118);
she
can
walk
approximately fifty feet and then has to rest for one to two
minutes (id.); she is easily distracted (id.); she can follow
written instructions “good,” and spoken instructions “good if
they are not long” (id.); she gets along with authority figures
“great” (id. at 119); and she does not handle stress well but
5
handles changes in routine “ok” (id. at 119).
she has no side effects from her medications.
IV.
She reported that
(Id. at 120).
Analysis
A.
Standard of Review
In reviewing claims brought under the Act, this Court’s
role
is
a
limited
determining
1)
one.
whether
The
the
Court’s
decision
review
of
the
is
limited
to
Secretary
is
supported by substantial evidence and 2) whether the correct
legal standards were applied.
1520, 1529 (11th Cir. 1990).
2
Martin v. Sullivan, 894 F.2d
A court may not decide the facts
anew, reweigh the evidence, or substitute its judgment for that
of the Commissioner.
Cir.
1986).
The
Sewell v. Bowen, 792 F.2d 1065, 1067 (11th
Commissioner’s
findings
of
fact
affirmed if they are based upon substantial evidence.
must
be
Brown v.
Sullivan, 921 F.2d 1233, 1235 (11th Cir. 1991); Bloodsworth v.
Heckler,
703
F.2d
1233,
1239
(11th
Cir.
1983)
(holding
substantial evidence is defined as “more than a scintilla, but
less
than
a
preponderance”
and
consists
of
“such
relevant
evidence as a reasonable person would accept as adequate to
support
a
conclusion.”).
In
determining
2
whether
substantial
This Court’s review of the Commissioner’s application of legal
principles is plenary. Walker v. Bowen, 826 F.2d 996, 999 (11th
Cir. 1987).
6
evidence exists, a court must view the record as a whole, taking
into account evidence favorable, as well as unfavorable, to the
Commissioner’s decision.
Chester v. Bowen, 792 F. 2d 129, 131
(11th Cir. 1986); Short v. Apfel, 1999 U.S. Dist. LEXIS 10163, *4
(S.D. Ala. June 14, 1999).
B.
Discussion
An individual who applies for Social Security disability
benefits
must
prove
404.1512, 416.912.
his
or
her
disability.
20
C.F.R.
§§
Disability is defined as the “inability to
engage in any substantial gainful activity by reason of
any
medically determinable physical or mental impairment which can
be expected to result in death or which has lasted or can be
expected to last for a continuous period of not less than 12
months.”
42
U.S.C.
§§
404.1505(a),
416.905(a).
provide
five-step
a
423(d)(1)(A);
The
see
Social
sequential
also
20
Security
evaluation
§§
regulations
process
determining if a claimant has proven his disability. 3
3
C.F.R.
for
20 C.F.R.
The claimant must first prove that he or she has not engaged in
substantial gainful activity.
The second step requires the
claimant to prove that he or she has a severe impairment or
combination of impairments. If, at the third step, the claimant
proves that the impairment or combination of impairments meets
or
equals
a
listed
impairment,
then
the
claimant
is
automatically found disabled regardless of age, education, or
work experience.
If the claimant cannot prevail at the third
step, he or she must proceed to the fourth step where the
claimant must prove an inability to perform their past relevant
work. Jones v. Bowen, 810 F.2d 1001, 1005 (11th Cir. 1986). In
evaluating whether the claimant has met this burden, the
7
§§ 404.1520, 416.920.
In the case sub judice, the ALJ determined that Plaintiff
has not engaged in substantial gainful activity since April 1,
2011,
the
alleged
onset
date,
and
that
she
has
the
severe
impairments of fibromyalgia, history of pancreatitis, migraine
headaches, depression, and personality disorder.4
(Tr. 16).
The
ALJ further found that Plaintiff does not have an impairment or
combination of impairments that meets or medically equals any of
the listed impairments contained in 20 C.F.R. Part 404, Subpart
P, Appendix 1.
The
ALJ
(Id. at 18).
concluded
that
Plaintiff
retains
the
residual
functional capacity (hereinafter “RFC”) to perform a range of
light work, except that Plaintiff “can lift and carry 20 pounds
examiner must consider the following four factors: (1) objective
medical facts and clinical findings; (2) diagnoses of examining
physicians; (3) evidence of pain; and (4) the claimant’s age,
education and work history.
Id.
Once a claimant meets this
burden, it becomes the Commissioner’s burden to prove at the
fifth step that the claimant is capable of engaging in another
kind
of
substantial
gainful
employment
which
exists
in
significant
numbers
in
the
national
economy,
given
the
claimant’s residual functional capacity, age, education, and
work history.
Sryock v. Heckler, 764 F.2d 834, 836 (11th Cir.
1985). If the Commissioner can demonstrate that there are such
jobs the claimant can perform, the claimant must prove inability
to perform those jobs in order to be found disabled. Jones v.
Apfel, 190 F.3d 1224, 1228 (11th Cir. 1999). See also Hale v.
Bowen, 831 F.2d 1007, 1011 (11th Cir. 1987) (citing Francis v.
Heckler, 749 F.2d 1562, 1564 (11th Cir. 1985)).
4
The ALJ found Plaintiff’s arthritis and back pain to be nonsevere, noting that results of diagnostic testing revealed
largely normal or minimal objective findings. (Tr. 17-19).
8
occasionally, 10 pounds frequently.
[She] can stand and walk
for 6 hours in an 8-hour workday and sit for 6 hours in an 8hour workday with normal breaks.
ramps
and
stairs.
scaffolds.
[She]
crouch, and crawl.
[She]
can
[She] can occasionally climb
cannot
climb
occasionally
ladders,
balance,
ropes,
stoop,
or
kneel,
[She] cannot tolerate concentrated exposure
to workplace hazards such as unprotected heights or unprotected
machinery.
[She] can perform simple, routine, repetitive tasks
involving only simple work related decisions with few work place
changes.
[She] can tolerate occasional interaction with the
public and coworkers.”
(Id. at 19-20).
The ALJ also determined that while Plaintiff’s medically
determinable impairments could reasonably be expected to produce
the alleged symptoms, her statements concerning the intensity,
persistence and limiting effects of the alleged symptoms were
not entirely credible for the reasons explained in the decision.
(Id. at 20).
The ALJ found that Plaintiff is unable to perform any past
relevant work.
(Id. at 25).
However, utilizing the testimony
of a VE, the ALJ concluded that considering Plaintiff’s residual
functional capacity for a range of light work, as well as her
age, education and work experience, there are jobs existing in
the national economy that Plaintiff is able to perform, such as
“router,” “assembler,” and “silver wrapper,” all of which are
9
classified as light and unskilled.
(Id. at 26).
concluded that Plaintiff is not disabled.
The
Court
now
considers
the
Thus, the ALJ
(Id.).
foregoing
in
light
of
the
record in this case and the issues on appeal.
1.
Issue
A.
In
finding
Whether
the
ALJ
properly
Plaintiff’s credibility?
this
her
case,
Plaintiff
statements
about
argues
the
that
evaluated
the
intensity,
ALJ
erred
persistence,
limiting effects of her symptoms not entirely credible.
18 at 2).
in
and
(Doc.
According to Plaintiff, she is disabled because of
migraines, fibromyalgia, depression, personality disorder, and
ankylosing spondylitis 5 (spinal arthritis).
5
(Id. at 4).
The
Plaintiff alleges disability from ankylosing spondylitis for the
first time in her brief on appeal. She has attached four pages
of medical records from Franklin Primary Health Center, one of
which references ankylosing spondylitis, for consideration on
appeal.
(Doc. 18 at 6-9).
The Court notes that the sixth
sentence of 42 U.S.C. § 405(g) permits a district court to
remand an application for benefits to the Commissioner for
consideration of new evidence that previously was unavailable.
Enix v. Commissioner of Soc. Sec., 461 Fed. Appx. 861, 863 (11th
Cir. 2012) (citing 42 U.S.C. § 405(g)).
“‘[A] sentence six
remand is available when evidence not presented to the
Commissioner at any stage of the administrative process requires
further review.’”
Id. (quoting Ingram v. Commissioner of Soc.
Sec. Admin., 496 F.3d 1253, 1267 (11th Cir. 2007)).
“To show
that a sentence six remand is needed, the claimant must
establish that: (1) there is new, noncumulative evidence; (2)
the evidence is material, that is, relevant and probative so
that there is a reasonable possibility that it would change the
administrative result and (3) there is good cause for the
failure to submit the evidence at the administrative level.”
Id. (quoting Caulder v. Bowen, 791 F.2d 872, 877 (11th Cir.1986)
10
(internal quotation marks omitted)).
“The new evidence must
relate to the period on or before the date of the administrative
law judge’s (“ALJ”) decision.” Id. (citing Wilson v. Apfel, 179
F.3d 1276, 1279 (11th Cir. 1999) and 20 C.F.R. §§ 404.970(b),
416.1470(b), requiring Appeals Council to consider new evidence
“only where it relates to the period on or before the date of
the administrative law judge hearing decision”).
“Evidence of
deterioration
of
a
previously-considered
condition
may
subsequently entitle a claimant to benefit from a new
application, but it is not probative of whether a person is
disabled during the specific period under review.” Id. (citing
Wilson, 179 F.3d at 1279).
“In contrast, evidence of a
condition that existed prior to the ALJ’s hearing, but was not
discovered until afterward, is new and non-cumulative.”
Id.
(citing Vega v. Commissioner of Soc. Sec., 265 F.3d 1214, 1218–
19 (11th Cir. 2001) (concluding that remand was warranted based
on evidence that after the ALJ hearing, a doctor discovered and
surgically corrected a herniated disk, which was material to the
issue of the severity of claimant’s spinal problems during the
relevant time period); Hyde v. Bowen, 823 F.2d 456, 459 & n.4
(11th Cir. 1987) (concluding that remand was warranted based on
new evidence that claimant’s prosthetic device was loose, which,
“if accepted” provides “an objective medical explanation” for
claimant’s previously unexplained complaints of pain in his hip
and leg).
In the present case, some of the additional evidence
proffered by Plaintiff relates to her treatment for cervical and
lumbar pain at Franklin Primary Health Center on November 12,
2014, after the ALJ issued his decision on August 8, 2013; thus,
it is new evidence that was not previously presented to the ALJ.
However, the treatment notes dated November 12, 2014, reflect
only a suggestion by her physician that she “may” have
ankylosing spondylitis, which could explain the severe pain that
she is experiencing in her neck. In her proceedings before the
ALJ, Plaintiff complained of back pain, which the ALJ found to
be non-severe, but she did not allege problems with her neck.
Therefore, this new evidence represents a different, additional
claim and does not provide insight into whether Plaintiff was
disabled from a medical condition at issue during the specific
period under review.
Moreover, because of the speculative
nature of the evidence, even if the Court were to assume that it
related to a medical condition raised during the period under
review, such as Plaintiff’s complaints of low back pain,
Plaintiff has not established a reasonable possibility that
consideration
of
the
new
evidence
would
change
the
11
Commissioner
counters
that
the
ALJ
properly
evaluated
Plaintiff’s credibility and that Plaintiff’s claims about the
disabling
effects
of
her
physical
and
mental
conditions
are
inconsistent with the medical evidence in the case, including
the conservative nature of her medical treatment, the findings
and
opinions
of
her
treating
and
examining
physicians,
the
results of her diagnostic tests, and her activities of daily
living.
(Doc. 23 at 1, 5).
Having carefully reviewed the
record in this case, the Court finds that Plaintiff’s claim is
without merit.
When
symptoms,
evaluating
the
statements,
persons,
and
ALJ
a
claim
considers
statements
evidence
by
of
based
medical
the
how
on
findings,
treating
the
disabling
pain
a
physician
(or
other
subjective
claimant’s
or
other
subjective
symptoms) affects the claimant’s daily activities and ability to
work.
attempts
20 C.F.R. § 416.929(a).
to
establish
disability
In a case where a claimant
through
his
or
her
own
testimony concerning pain or other subjective symptoms, a threepart standard applies.
That standard requires: “(1) evidence of
an underlying medical condition and either (2) objective medical
administrative outcome.
Also, Plaintiff has attached a
treatment note from Franklin Primary Health Center dated March
7, 2013, related to treatment for fibromyalgia and rheumatoid
arthritis. (Doc. 18 at 9). This document is in the record and
is not new evidence.
(Tr. 574).
For each of these reasons,
Plaintiff’s argument regarding new evidence is unavailing.
12
evidence that confirms the severity of the alleged pain
[or
other subjective symptoms] arising from that condition or (3)
that the objectively determined medical condition is of such a
severity that it can be reasonably expected to give rise to the
alleged
pain
[or
other
subjective
symptoms].”
Hubbard
v.
Commissioner of Soc. Sec., 348 Fed. Appx. 551, 554 (11th Cir.
2009) (unpublished) (quoting Holt v. Sullivan, 921 F.2d 1221,
1223 (11th Cir. 1991)).
The Social Security regulations further
provide:
[S]tatements
about
your
pain
or
other
symptoms will not alone establish that you
are disabled; there must be medical signs
and laboratory findings which show that you
have a medical impairment(s) which could
reasonably be expected to produce the pain
or other symptoms alleged and which, when
considered with all of the other evidence
(including statements about the intensity
and persistence of your pain or other
symptoms which may reasonably be accepted as
consistent
with
the
medical
signs
and
laboratory
findings),
would
lead
to
a
conclusion that you are disabled.
20 C.F.R. 404.1529(a) (2013).
“A
claimant’s
subjective
testimony
supported
by
medical
evidence that satisfies the pain standard is itself sufficient
to support a finding of disability.”
1553, 1561 (11th Cir. 1995).
Foote v. Chater, 67 F.3d
Stated differently, “if a claimant
testifies to disabling pain [or other subjective symptoms] and
satisfies
the
three
part
pain
13
standard,
he
must
be
found
disabled
unless
that
testimony
is
properly
discredited.”
Reliford v. Barnhart, 444 F. Supp. 2d 1182, 1186 (N.D. Ala.
2006).
Therefore, once the determination has been made that a
claimant has satisfied the three-part standard, the ALJ must
then turn to the question of the credibility of the claimant’s
subjective complaints.
(the
three-part
determination
standard
made
credibility.”).
See id., 444 F. Supp. 2d at 1189 n.1
“is
prior
designed
to
considering
be
a
the
threshold
plaintiff’s
If a claimant does not meet the standard, no
credibility determination is required.
In
to
assessing
a
claimant’s
Id.
credibility,
the
ALJ
must
consider all of the claimant’s statements about his symptoms and
determine the extent to which the symptoms can reasonably be
accepted as consistent with the objective medical evidence.
See
20
are
C.F.R.
§
404.1528.
Such
credibility
within the province of the ALJ.
1208, 1212 (11th Cir. 2005).
credit
a
claimant’s
determinations
Moore v. Barnhart, 405 F.3d
However, if an ALJ decides not to
testimony
about
his
or
her
subjective
symptoms, “the ALJ must articulate explicit and adequate reasons
for doing so or the record must be obvious as to the credibility
finding.”
Strickland v. Commissioner of Soc. Sec., 516 Fed.
Appx. 829, 832 (11th Cir. 2013) (unpublished) (citing Foote, 67
F.3d at 1562); see also Tieniber v. Heckler, 720 F.2d 1251, 1255
(11th Cir. 1983) (although no explicit finding as to credibility
14
is required, the implication must be obvious to the reviewing
court).
Failure
to
articulate
the
reasons
for
discrediting
testimony related to pain or other subjective symptoms requires,
as a matter of law, that the testimony be accepted as true.
Holt, 921 F.2d at 1223.
The Eleventh Circuit has held that the determination of
whether
objective
medical
impairments
could
reasonably
be
expected to produce the pain or other subjective symptoms is a
factual question to be made by the Secretary and, therefore,
“subject only to limited review in the courts to ensure that the
finding is supported by substantial evidence.”
Hand v. Heckler,
761 F.2d 1545, 1549 (11th Cir. 1985), vacated on other grounds
and reinstated sub nom., Hand v. Bowen, 793 F.2d 275 (11th Cir.
1986).
A reviewing court will not disturb a clearly articulated
credibility finding with substantial supporting evidence in the
record.
See Nye v. Commissioner of Social Sec., 524 Fed. Appx.
538, 543 (11th Cir. 2013) (unpublished).
In
this
case,
the
ALJ
found
that
Plaintiff’s
testimony
regarding the intensity, persistence, and limiting effects of
her
symptoms
inconsistency
evidence.
6
was
“not
between
(Id. at
her
entirely
credible”
testimony
20-25).
and
the
based
on
other
The record confirms the
6
the
record
ALJ’s
As the ALJ noted, Plaintiff claims that she is disabled due to
pancreatitis, liver disease, migraines, depression, personality
15
findings that Plaintiff has had only sporadic medical treatment
in the past few years and that all of her symptoms (including
pain)
have
diagnostic
been
work
treated
ups
have
with
not
medication
shown
any
only;
that
significant
her
physical
problems; that there has been no evidence that she has ever been
referred
to
or
sought
treatment
from
a
specialist
for
her
physical impairments since moving to Alabama in October 2011,
such as a gastroenterologist, neurologist, or rheumatologist;
and that none of her treating physicians has opined that she is
unable
to
work
or
disabled
due
to
a
physical
or
mental
condition.
Specifically, the record shows that Plaintiff was diagnosed
with pancreatitis in 2007 after complaining of abdominal pain
and that her gall bladder was successfully removed, resulting in
a resolution of symptoms.
(Id. at 321-22).
in May 2011 showed a “normal” pancreas.
A CT scan conducted
(Id. at 194).
Since
2007, Plaintiff’s gastrointestinal workups have been essentially
normal, with the exception of moderate steatosis of the liver
disorder, possible lupus, possible rheumatoid arthritis, and
fibromyalgia, and, because of these impairments, she is always
in pain in her stomach, legs, hands, back, and feet, and is
tired all the time.
(Tr. 20, 105, 584, 588).
In addition,
Plaintiff claims to have fallen multiple times and that her
memory has gotten worse, that she cannot concentrate or focus on
anything, that she is in pain every day, that her depression has
deepened, and that she has migraines at least fourteen days a
month but often times more. (Id. at 20, 141; Doc. 18).
16
(the infiltration of fat into the liver)
and elevated liver
function tests.
A CT scan conducted
(Id. at 175, 194, 292-93).
in May 2011 showed that the enlargement of Plaintiff’s liver was
“stable.”
(Id. at 194).
Likewise, an echogram conducted in
March 2011 showed that her liver was “echogenic consistent with
fatty infiltration” but that there was “no acute abnormality.”
(Id.
at
230).
In
April
2011,
an
EGD
revealed
only
“mild”
chronic, nonerosive gastritis and otherwise normal esophagus,
stomach, and small intestine.
(Id. at 223, 225).
In January
2012, Plaintiff’s treatment provider at Franklin Primary Health
Center diagnosed her with GERD and prescribed Nexium.
467).
(Id. at
Plaintiff’s gastrointestinal symptoms appear to have been
successfully managed with medication, and she has not sought
treatment from nor been referred to a gastroenterologist since
moving to Alabama in 2011.
With
respect
to
Plaintiff’s
migraines,
her
treatment
records show that she has had two MRIs of her brain (one in 2009
and a second in 2011), neither of which showed any significant
abnormalities.
(Id. at 153, 289).
in August 2010 was also normal.
A CT scan of her brain taken
(Id. at 275).
Prior to moving
to Alabama in 2011, Plaintiff was treated by a neurologist in
Texas, Dr. Anand Mehendale, M.D., for “headache,” for which he
prescribed Propranolol.
in
October
2011,
(Id. at 457).
Plaintiff
has
17
Since moving to Alabama
received
treatment
for
her
migraines at Franklin Primary Health Center, where she has been
prescribed Propranolol and Relpax.
(Id. at 483, 506, 508).
Plaintiff reported that both medications have helped.
(Id. at
508,
to
591).
emergency
On
room
July
at
2,
South
2012,
Plaintiff
Baldwin
presented
Regional
Medical
the
Center
complaining of a headache and was treated with Toradol and sent
home.
(Id. at 469-70).
This is the only record evidence of
Plaintiff seeking emergency room treatment for any ailment since
moving to Alabama in October 2011.
(Id. at 469).
Other than
treatment by a primary care physician with medication, there is
no evidence that Plaintiff has received any other treatment or
been referred to a neurologist or any other specialist for her
migraines since moving to Alabama.
With respect to Plaintiff’s complaints of low back pain,
which the ALJ found to be non-severe (id. at 17-19), the record
shows that Plaintiff presented to the emergency room at Peterson
Regional Medical Center in Texas in April 2011, complaining of
hip
and
lower
back
pain,
and
her
examining
physician
found
nothing to explain her complaints of pain and noted that he
“observed [her] walking with minimal difficulty.”
14).
(Id. at 213-
X-rays of Plaintiff’s hip and pelvis at that time were
normal.
(Id. at 220).
Likewise, an MRI of Plaintiff’s lumbar
spine taken in April 2011 showed no significant disc disease or
central canal or foraminal encroachment at any level, and an MRI
18
of Plaintiff’s thoracic spine showed “very minimal” small disc
bulges
with
no
significant
central
canal
or
foraminal
encroachment at any level, with normal cord signal throughout.
(Id. at 201-02).
Since that time, Plaintiff’s medical records
show intermittent complaints of back pain for which she has been
treated conservatively with pain medication.
With
that
respect
Plaintiff
to
was
Plaintiff’s
treated
in
(Id. at 205, 214).
fibromyalgia,
Texas
by
a
the
ALJ
noted
neurologist,
Mehendale, from August 2011 to October 2011.
Dr.
Dr. Mehendale
found that Plaintiff met the criteria for fibromyalgia based on
her
complaints,
and
he
prescribed
Cymbalta,
Ultram and instructed her to exercise. 7
Gabapentin,
and
(Id. at 300-01, 457).
There is no evidence that Plaintiff sought follow up treatment
with Dr. Mehendale or with another neurologist after moving to
Alabama
in
Plaintiff
Primary
October
received
Health
2011.
From
treatment
Center,
(Id. at 464-65, 483-510).
where
January
for
she
2012
to
fibromyalgia
was
prescribed
March
at
2013,
Franklin
medication.
At no time since moving to Alabama in
October 2011 have Plaintiff’s treatment providers referred her
7
Dr. Mehendale ruled out lumbar and cervical radiculopathy,
polyneuropathy, and lupus.
(Tr. 457).
Also, on September 28,
2011, Dr. Mehendale completed a “Treating Physical Mental
Function Assessment
Questionnaire” stating that he was not
treating Plaintiff for a mental condition and that he had not
recommended treatment for a mental condition. (Id. at 306).
19
to a neurologist or any other specialist for treatment of her
fibromyalgia.8
(Id.).
With respect to Plaintiff’s depression, the record shows
that she has received treatment from her primary care physicians
with psychotropic medications, primarily Cymbalta, and that the
treatment has been largely effective and well tolerated.
at 120, 382, 390, 392, 400, 483, 500, 506, 508, 599).
(Id.
With the
exception of two visits to Altapointe in June and July of 2012,
when
Plaintiff
presented
for
an
intake
assessment
and
never
returned, she has not sought treatment for her depression from a
mental health specialist.
(Id. at 471-77).
During her brief
assessment at Altapointe, Plaintiff reported that she and her
husband had separated and that she was depressed.
477).
(Id. at 472,
Her assessment notes reflect that she was experiencing
episodes
of
crying,
that
her
memory
and
concentration
were
impaired, that her insight and judgment were fair, and that her
ability to care for herself was “good.”
8
(Id. at 472, 474).
She
State Agency neurologist, Dr. Elizabeth Minto, M.D., reviewed
Plaintiff’s records on November 22, 2011, and completed a
Physical RFC assessment, finding that Plaintiff can occasionally
lift or carry 20 pounds, can frequently lift or carry 10 pounds,
can stand and/or walk for a total of 6 hours in an 8-hour
workday, can sit for a total of 6 hours in an 8-hour workday,
and is unlimited in her ability to push or pull. (Tr. 36). In
addition, Dr. Minto found that Plaintiff can frequently climb
(ramps, stairs, ladders, ropes, scaffolds), balance, stoop,
kneel, crouch, and crawl, and she is unlimited in her ability to
reach, finger, and feel but can only “handle” with her right
hand frequently and left hand only occasionally. (Id. at 36).
20
was diagnosed with depressive disorder, adjustment disorder with
anxiety and depressed mood, and personality disorder.
471).
(Id. at
She was not prescribed any medication, and she never
returned.9
On December 12, 2011, Plaintiff was examined at the request
of the Agency by consultative psychologist Dr. Jennifer Jackson,
Psy. D.
(Id. at 309).
“dysthymia”
(persistent
Dr. Jackson diagnosed Plaintiff with
mild
depression)
and
opined
that
a
favorable response to treatment could be expected within six to
twelve months.
(Id. at 311).
Dr. Jackson did not identify any
functional limitations and found no evidence of a personality
disorder.10
(Id.).
9
As the ALJ found (id. at 24), Plaintiff has not participated in
mental health counseling; she has not required emergency room
treatment for her mental impairments; she has not required
inpatient psychiatric treatment; and none of her treating
providers has ever identified any functional limitations related
to her mental impairments.
10
Dr. Jackson’s mental status exam revealed that Plaintiff was
appropriately dressed and groomed, that she displayed no obvious
difficulties with fine or gross motor skills, that her speech
was easily understood, that she was generally pleasant and
cooperative, that no unusual behaviors were observed, that she
appeared “very depressed,” that her affect was tearful, but that
she was not anxious.
(Tr. 310).
Plaintiff was oriented to
time, place, and person; her concentration and attention were
normal; her memory (immediate, recent, and remote) was normal;
her fund of information was normal; her abstract thinking,
thought process, and thought content were normal (except that
she reported having thought about suicide without imminent plans
to harm herself); and her judgment and insight were limited.
(Id. at 311).
Plaintiff reported that she was capable of
completing
all
personal
activities
of
daily
living
21
In
addition,
the
evidence
of
Plaintiff’s
activities
of
daily living shows that she has no problems with personal care
(id. at 114); she cooks, washes dishes, does laundry, makes
beds, cleans bathrooms (id. at 115-16, 312); drives and goes out
alone (id. at 116, 312); handles all of her own finances (id. at
116, 312); spends time on the computer (id. at 117); gets along
well with family, friends, and others and “love[s] being around
people” (id. at 118, 312); has no problems interacting with or
getting along with others (id. at 312); follows instructions
well (id. at 118); gets along “great” with authority figures
(id. at 119); and handles changes in routine “ok.”
(Id. at
119).
“When evaluating a claimant’s credibility, an ALJ . . . may
consider
any
inconsistencies
limitations and his
between
a
claimant’s
[or her] daily activities.”
alleged
Lambeth v.
Astrue, 2011 U.S. Dist. LEXIS 75150, *27, 2011 WL 2784560, *9
(S.D. Ala. July 12, 2011) (citing Macia v. Bowen, 829 F.2d 1009,
1012 (11th Cir. 1987)).
As in Lambeth, Plaintiff’s varied daily
independently, that she could wash dishes, sweep, mop, vacuum,
make a bed, clean a bathroom, cook, do laundry, and drive, and
that she could handle money, shop independently, and stay at
home unsupervised.
(Id. at 312).
Plaintiff reported having
trouble concentrating, being slow when doing things, and not
finishing what she starts.
(Id. at 312).
Plaintiff also
reported that she is not afraid of people, that she “love[s]
being around people,” and that she has no problems interacting
with or getting along with others. (Id. at 312).
22
activities in this case are inconsistent with her claim that her
medical
impairments
pancreatitis,
personality
Thus,
the
(in
arthritis,
disorder),
ALJ’s
this
case
migraine
render
reasons
for
her
fibromyalgia,
history
headaches,
depression,
completely
unable
finding
Plaintiff’s
to
of
and
work.
allegations
regarding the severity of her symptoms to be less than fully
credible are supported by the record.11
The ALJ specifically addressed Plaintiff’s allegations of
pain
and
other
subjective
symptoms
in
his
decision,
and
he
provided explicit and reasonable reasons for partially rejecting
her testimony.
See 20 C.F.R. § 404.1529(c)(2)-(4); (Tr. 20-25).
As the foregoing demonstrates, the substantial evidence in this
case
supports
complaints
of
the
ALJ’s
pain
and
decision
other
to
discount
subjective
Plaintiff’s
symptoms,
and
it
supports the ALJ’s finding that Plaintiff can perform a range of
light work with the stated restrictions.
Therefore, Plaintiff’s
claim is without merit.
11
The Court rejects Plaintiff’s argument that the ALJ was biased
against her because she is a smoker.
While the ALJ referenced
Plaintiff’s smoking habit (id. at 23), he did so in the context
of her claim that she could not afford medications or medical
treatment, finding that claim less than credible given the fact
that she chose instead to fund a smoking habit.
See Smith v.
Colvin, 2016 U.S. Dist. LEXIS 29991, *16-17, 2016 WL 892776, *6
(N.D. Ala. Mar. 9, 2016) (“The ALJ did consider [plaintiff’s]
claim that she could no longer afford treatment because she had
no health insurance in 2011, but the ALJ also considered that
she was able to finance her smoking habit of half a pack a day,”
which “undermined her credibility.”).
23
Finally,
the
undersigned
notes
that
Plaintiff
alleges
disability from ankylosing spondylitis for the first time in her
brief on appeal.
She has attached four pages of medical records
from Franklin Primary Health Center, one of which references
ankylosing spondylitis, for consideration on appeal.
(Doc. 18
at 6-9).
The Court notes that the sixth sentence of 42 U.S.C. §
405(g) permits a district court to remand an application for
benefits to the Commissioner for consideration of new evidence
that previously was unavailable.
Enix v. Commissioner of Soc.
Sec., 461 Fed. Appx. 861, 863 (11th Cir. 2012) (citing 42 U.S.C.
§ 405(g)).
not
“‘[A] sentence six remand is available when evidence
presented
to
the
Commissioner
at
any
stage
administrative process requires further review.’”
of
the
Id. (quoting
Ingram v. Commissioner of Soc. Sec. Admin., 496 F.3d 1253, 1267
(11th Cir. 2007)).
“To show that a sentence six remand is
needed, the claimant must establish that: (1) there is new,
noncumulative evidence; (2) the evidence is material, that is,
relevant and probative so that there is a reasonable possibility
that it would change the administrative result and (3) there is
good
cause
for
the
administrative level.”
failure
to
submit
the
evidence
at
the
Id. (quoting Caulder v. Bowen, 791 F.2d
872, 877 (11th Cir.1986) (internal quotation marks omitted)).
24
“The new evidence must relate to the period on or before
the date of the administrative law judge’s (“ALJ”) decision.”
Id. (citing Wilson v. Apfel, 179 F.3d 1276, 1279 (11th Cir.
1999)
and
20
C.F.R.
§§
404.970(b),
416.1470(b),
requiring
Appeals Council to consider new evidence “only where it relates
to the period on or before the date of the administrative law
judge
hearing
decision”).
previously-considered
claimant
to
benefit
“Evidence
condition
from
a
new
may
of
deterioration
subsequently
application,
of
entitle
but
it
is
a
a
not
probative of whether a person is disabled during the specific
period under review.”
Id. (citing Wilson, 179 F.3d at 1279).
“In contrast, evidence of a condition that existed prior to the
ALJ’s hearing, but was not discovered until afterward, is new
and non-cumulative.”
Id. (citing Vega v. Commissioner of Soc.
Sec., 265 F.3d 1214, 1218–19 (11th Cir. 2001) (concluding that
remand
was
hearing,
warranted
a
doctor
based
on
discovered
evidence
and
that
after
surgically
the
ALJ
corrected
a
herniated disk, which was material to the issue of the severity
of claimant’s spinal problems during the relevant time period);
Hyde
v.
Bowen,
823
F.2d
456,
459
&
n.4
(11th
Cir.
1987)
(concluding that remand was warranted based on new evidence that
claimant’s
provides
prosthetic
“an
device
objective
was
medical
loose,
which,
explanation”
“if
for
accepted”
claimant’s
previously unexplained complaints of pain in his hip and leg)).
25
In
the
present
case,
some
of
the
additional
evidence
proffered by Plaintiff relates to her treatment for cervical and
lumbar pain at Franklin Primary Health Center on November 12,
2014, which is after the ALJ issued his decision on August 8,
2013. Thus, it is new evidence that did not exist and was not
previously presented to the ALJ.
dated
November
physician
that
However, the treatment notes
12,
2014
reflect
she
“may”
have
only
a
ankylosing
suggestion
by
spondylitis,
her
which
could explain the severe pain that she is experiencing in her
neck.
In her proceedings before the ALJ, Plaintiff complained
of back pain, which the ALJ found to be non-severe, but she did
not allege problems with her neck.
Therefore, this new evidence
represents a different, additional claim and does not provide
insight
into
condition
at
whether
issue
Plaintiff
during
the
was
disabled
specific
from
period
a
medical
under
review.
Moreover, because of the speculative nature of the evidence,
even if the Court were to assume that it related to a medical
condition
Plaintiff’s
raised
during
complaints
of
the
period
low
back
under
pain,
review,
such
as
Plaintiff
has
not
established a reasonable possibility that consideration of the
new evidence would change the administrative outcome.
Also, Plaintiff has attached a treatment note from Franklin
Primary Health Center dated March 7, 2013, related to treatment
for fibromyalgia and rheumatoid arthritis.
26
(Doc. 18 at 9).
This document is in the record and is not new evidence.
574).
(Tr.
For each of these reasons, Plaintiff’s argument regarding
new evidence is unavailing.
V.
Conclusion
For
the
reasons
set
forth
herein,
and
upon
careful
consideration of the administrative record and memoranda of the
parties,
it
is
hereby
ORDERED
that
the
decision
of
the
Commissioner of Social Security denying Plaintiff’s claim for a
period
of
disability,
disability
insurance
benefits,
and
supplemental security income be AFFIRMED.
DONE this 28th day of September, 2016.
/s/ SONJA F. BIVINS
UNITED STATES MAGISTRATE JUDGE
27
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