Miller v. Colvin et al

Filing 26

Order stating that the decision of the Commissioner of Social Security denying Plaintiffs claim for a period of disability, disability insurance benefits, andsupplemental security income be AFFIRMED. Signed by Magistrate Judge Sonja F. Bivins on 8/2/2016. Copies to parties (mpp)

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IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF ALABAMA SOUTHERN DIVISION JOSHUA R. MILLER, * * * * * * * * * * * Plaintiff, vs. CAROLYN W. COLVIN, Commissioner of Social Security, Defendant. CIVIL ACTION NO. 15-00323-B ORDER Plaintiff Joshua R. Miller (hereinafter “Plaintiff”) seeks judicial review of a final decision of the Commissioner of Social Security denying his claim for a period of disability, disability insurance benefits, and supplemental security income under Titles II and XVI of the Social Security Act, 42 U.S.C. §§ 401, et seq., and 1381, et seq. consented to have the proceedings in this case. On June 13, 2016, the parties undersigned (Doc. 23). conduct any and all Thus, the action was referred to the undersigned to conduct all proceedings and order the entry of judgment in accordance with 28 U.S.C. § 636(c) and Federal Rule of Civil Procedure 73. Upon careful consideration of the administrative record and the memoranda of the parties, it is hereby ORDERED that the decision of the Commissioner be AFFIRMED. I. Procedural History Plaintiff filed his applications for benefits in December 2013. (Tr. 258, 262). Plaintiff alleged that he has been disabled since May 11, 2011, based on “PTSD, TBI [traumatic brain injury], neck, back, injuries, shoulder, migraines.”1 (Id. at 287). Plaintiff’s request, he applications was granted were denied and timely hearings administrative upon before Administrative Law Judge Katie H. Pierce (hereinafter “ALJ”) on June 17, 2014, and October 14, 2012. (Id. at 37, 63). Plaintiff attended both hearings with his counsel and provided testimony related to his claims. (Id. at 39, 67). Also appearing and testifying at the second hearing was a vocational expert (“VE”) and a medical expert (“ME”). December 19, 2014, the ALJ issued an finding that Plaintiff is not disabled. (Id. at 75, 89). unfavorable On decision (Id. at 32). The Appeals Council denied Plaintiff’s request for review on June 3, 2015. (Id. at 1). Therefore, the ALJ’s decision dated December 19, 2014, became the final decision of the Commissioner. Having exhausted his administrative timely filed the present civil action. 1 remedies, (Doc. 1). Plaintiff The parties Plaintiff has raised no issue on appeal regarding the ALJ’s findings related to any of his physical impairments. (Doc. 13). Therefore, the Court’s discussion is limited to Plaintiff’s mental impairments. 2 waived oral argument on June 13, 2016 (Doc. 22), and agree that this case is now ripe for judicial review and is properly before this Court pursuant to 42 U.S.C. §§ 405(g) and 1383(c)(3). II. Issues on Appeal 1. Whether the ALJ erred in rejecting the opinion of one-time examining psychiatrist, Dr. Anita Nusbaum, M.D., while assigning great weight to the opinions of non-examining psychological experts, Dr. John Davis, Ph.D., and Dr. Donald E. Hinton, Ph.D.? 2. Whether substantial evidence supports the ALJ’s mental RFC assessment for a range of medium work with the stated nonexertional restrictions? 3. Whether the ALJ erred in failing to find Plaintiff’s PTSD to be a severe impairment? III. Factual Background Plaintiff was born on March 18, 1980, and was thirty-three years of age at the time of his second administrative hearing on October 14, 2014. (Tr. 63, 282). Plaintiff graduated from high school and attended two years of college. (Id. at 288). While in the military from 2006 to 2013, Plaintiff worked as a truck driver. (Id. at 68). Prior to serving in the military, Plaintiff worked as a truck driver and car salesman in 2001 and as an iron worker rigger in 2000. (Id. at 68-69). At his hearing, Plaintiff testified that he was involved in an explosion in Afghanistan in 3 2011 when an IED exploded underneath his truck. (Id. at 51). Plaintiff claims that as a result of the explosion, he has the severe impairments of PTSD, traumatic brain injury, injuries shoulder, and migraine headaches. Plaintiff testified that his to the neck, (Id. at 73). “biggest back, and At his hearing, problem” is headaches, which he has daily, and that he also has pain, problems with his back, and trouble concentrating. (Id. at 51-52, 71-72). According to Plaintiff, he goes to the VA for mental health treatment about once a month. (Id. at 69). On March 28, 2014, Plaintiff reported that he was taking no medications for his conditions. (Id. at 316). Plaintiff testified that he lives with his mother. 55). (Id. at In a Function Report dated January 27, 2014, Plaintiff stated that he takes care of his mother (id. at 306); he has no problems with personal care, nor does he need reminders for personal care (id.); he has a pill planner to remind him to take his medicine (id. at 307); he prepares his own meals (id.); he does laundry and small chores (id.); he goes out alone and drives 2 (id. at 308); and he shops and handles all of his own finances (id.). Plaintiff also 2 reported that he avoids At the hearing, Plaintiff testified that his drivers license is currently suspended. (Id. at 53, 71, 1030). According to Plaintiff, he has had three DUI’s; he last drank alcohol in January of 2014; and he last used marijuana in March of 2014. (Id. at 47-48). 4 authority figures and that he was released from the Army because of problems getting along with people (id. at 311). also indicated that stress makes him angry Plaintiff and depressed. (Id.). IV. Analysis A. Standard of Review In reviewing claims brought under the Act, this Court’s role is a limited determining 1) one. whether The the Court’s decision review of the is limited to Secretary is supported by substantial evidence and 2) whether the correct legal standards were applied. 1520, 1529 (11th Cir. 1990). 3 Martin v. Sullivan, 894 F.2d A court may not decide the facts anew, reweigh the evidence, or substitute its judgment for that of the Commissioner. Cir. 1986). The Sewell v. Bowen, 792 F.2d 1065, 1067 (11th Commissioner’s findings of fact affirmed if they are based upon substantial evidence. must be Brown v. Sullivan, 921 F.2d 1233, 1235 (11th Cir. 1991); Bloodsworth v. Heckler, 703 F.2d 1233, 1239 (11th Cir. 1983) (holding substantial evidence is defined as “more than a scintilla, but less than a preponderance” and consists of “such relevant evidence as a reasonable person would accept as adequate to support a conclusion.”). In determining 3 whether substantial This Court’s review of the Commissioner’s application of legal principles is plenary. Walker v. Bowen, 826 F.2d 996, 999 (11th Cir. 1987). 5 evidence exists, a court must view the record as a whole, taking into account evidence favorable, as well as unfavorable, to the Commissioner’s decision. Chester v. Bowen, 792 F. 2d 129, 131 (11th Cir. 1986); Short v. Apfel, 1999 U.S. Dist. LEXIS 10163, *4 (S.D. Ala. June 14, 1999). B. Discussion An individual who applies for Social Security disability benefits must prove 404.1512, 416.912. his or her disability. 20 C.F.R. §§ Disability is defined as the “inability to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than 12 months.” 42 U.S.C. §§ 404.1505(a), 416.905(a). provide five-step a 423(d)(1)(A); The see Social sequential also 20 Security evaluation §§ regulations process determining if a claimant has proven his disability. 4 4 C.F.R. for 20 C.F.R. The claimant must first prove that he or she has not engaged in substantial gainful activity. The second step requires the claimant to prove that he or she has a severe impairment or combination of impairments. If, at the third step, the claimant proves that the impairment or combination of impairments meets or equals a listed impairment, then the claimant is automatically found disabled regardless of age, education, or work experience. If the claimant cannot prevail at the third step, he or she must proceed to the fourth step where the claimant must prove an inability to perform their past relevant work. Jones v. Bowen, 810 F.2d 1001, 1005 (11th Cir. 1986). In evaluating whether the claimant has met this burden, the 6 §§ 404.1520, 416.920. In the case sub judice, the ALJ determined that Plaintiff has not engaged in substantial gainful activity since May 11, 2011, the alleged onset date, and that he has the severe impairments of cervical spondylosis, degenerative joint disease of the right shoulder, late effects of traumatic brain injury vs. psychotic disorder including speech difficulties, headaches, anxiety, attention deficit hyperactivity disorder, memory loss, and alcohol dependence. 5 Plaintiff does not (Tr. 21). have an The ALJ further found that impairment or combination of impairments that meets or medically equals any of the listed impairments6 contained in 20 C.F.R. Part 404, Subpart P, Appendix examiner must consider the following four factors: (1) objective medical facts and clinical findings; (2) diagnoses of examining physicians; (3) evidence of pain; and (4) the claimant’s age, education and work history. Id. Once a claimant meets this burden, it becomes the Commissioner’s burden to prove at the fifth step that the claimant is capable of engaging in another kind of substantial gainful employment which exists in significant numbers in the national economy, given the claimant’s residual functional capacity, age, education, and work history. Sryock v. Heckler, 764 F.2d 834, 836 (11th Cir. 1985). If the Commissioner can demonstrate that there are such jobs the claimant can perform, the claimant must prove inability to perform those jobs in order to be found disabled. Jones v. Apfel, 190 F.3d 1224, 1228 (11th Cir. 1999). See also Hale v. Bowen, 831 F.2d 1007, 1011 (11th Cir. 1987) (citing Francis v. Heckler, 749 F.2d 1562, 1564 (11th Cir. 1985)). 5 The ALJ found Plaintiff’s PTSD to be non-severe. 6 (Tr. 21-22). The ALJ found that Plaintiff has only a “mild” restriction in activities of daily living; “moderate” restrictions in social 7 1. (Id. at 22). The ALJ concluded that Plaintiff retains the residual functional capacity (hereinafter “RFC”) to perform a range of medium work, with the following nonexertional restrictions: Plaintiff “is able to understand to carry out ‘detailed but involved’ 7 written or oral instructions involving a few concrete variables in or from standardized situations; can maintain attention/concentration for up to 2 hours at a time; can never have contact with the public and only occasional contact with coworkers changes and in supervisors; the work can setting occasionally or routine; adapt can oriented work, but not production paced work.” 8 functioning and concentration, persistence, episodes of decompensation. (Tr. 23-24). or to minimal perform goal (Id. at 24). pace; and no 7 The Court notes that, at Plaintiff’s hearing, the ALJ posed a hypothetical to the vocational expert describing an individual who would be able to understand, to carry out “detailed but uninvolved written or oral instructions” involving a few concrete variables in or from standardized situations. (Tr. 90) (emphasis added). Yet, in her RFC assessment, the ALJ stated that Plaintiff could perform work involving “detailed but involved written or oral instructions. . . .” (Id. at 24)(emphasis added). Whether the ALJ’s use of the term “involved,” as opposed to “uninvolved,” was a typographical error is of no moment. The Court has determined that the ALJ’s RFC assessment for detailed work (whether including “involved” or “uninvolved” written and oral instructions) constitutes error; however, for the reasons explained herein, that error is harmless. 8 The ALJ also assigned certain exertional limitations that are not at issue here. (Tr. 24). 8 The ALJ also determined that while Plaintiff’s medically determinable impairments could reasonably be expected to produce the alleged symptoms, his statements concerning the intensity, persistence and limiting effects of the alleged symptoms were not entirely credible for the reasons explained in the decision. (Id. at 25). The ALJ found that Plaintiff is unable to perform his past relevant work. (Id. at 30). However, utilizing the testimony of a VE, the ALJ concluded that Plaintiff is able to perform jobs such as “hand packager,” “kitchen helper,” and “poultry farm laborer” unskilled. all of (Id. at 31). which are classified as medium and Thus, the ALJ concluded that Plaintiff is not disabled. (Id. at 32). The Court now considers the foregoing in light of the record in this case and the issues on appeal. 1. Issues A. Whether the ALJ erred in rejecting the opinion of one-time examining psychiatrist, Dr. Anita Nusbaum, M.D., while assigning great weight to the opinions of non-examining psychological experts, Dr. John Davis, Ph.D., and Dr. Donald E. Hinton, Ph.D., and whether substantial evidence supports the ALJ’s mental RFC assessment for a range of medium work with the stated nonexertional restrictions?9 9 Because these two issues are so closely related, the Court considers them together. 9 In this case, Plaintiff argues that the ALJ erred in rejecting the opinion of one-time examining psychiatrist, Dr. Anita Nusbaum, M.D., in a Mental Disorders Questionnaire form dated March 7, 2014, that Plaintiff has a “total occupational and social “psychotic impairment” based disorder.” exclusively on 1091-92; Doc. (Tr. an “unspecified” 13 at 12-13). Plaintiff further argues that the ALJ erred in giving great weight to the psychologist, Dr. opinions of Donald Hinton, E. non-examining Ph.D., medical expert, Dr. John Davis, Ph.D. 1091-92; Doc. 13 at 10-13). State and Agency non-examining (Tr. 75-78, 96, 104-09, Plaintiff also argues that the ALJ erred in finding that Plaintiff has the RFC to perform a range of medium work, including work involving involved’ written or oral instructions.” “‘detailed but (Doc. 13 at 2-6). The Commissioner counters that the medical evidence does not support Dr. Nusbaum’s opinion, and, to the contrary, that Dr. Nusbaum’s opinion is inconsistent with the substantial medical evidence in the case. Thus, her opinion was properly discredited. The Commissioner further argues (Doc. 20 at 8-9). that the ALJ properly credited the opinions of Dr. Hinton and Dr. Davis. (Id.). Finally, the Commissioner argues that substantial evidence supports the ALJ’s RFC assessment in this case. 10 Having carefully reviewed the record in this case, the Court finds, for the reasons discussed herein, that: (1) the ALJ had good cause to discredit the opinion of Dr. Nusbaum that Plaintiff has a “total occupational and social impairment,” as that opinion is inconsistent with the substantial evidence in the case; (2) the ALJ properly assigned great weight to the opinions of non-examining State Agency psychologist Dr. Hinton, as his opinions credible did examining not conflict medical with source; the (3) opinions the ALJ of erred any in assigning great weight to the opinion of non-examining medical expert Dr. limitations Davis’ Davis in that any opinion Plaintiff functional conflicts has area, with no to the more the than extent opinion of “mild” that Dr. examining psychologist Dr. Starkey that Plaintiff is limited to simple work; (4) the ALJ erred in assessing Plaintiff’s RFC for a range of medium work involving “detailed but involved” written or oral instructions, substantial as that evidence; assessment and (5) the is not ALJ’s supported errors are by the harmless because the substantial evidence in this case supports an RFC assessment for simple work, and the vocational expert identified unskilled work that the Plaintiff can perform. Court finds, for the reasons that follow, Therefore, the that Plaintiff’s claims must fail. As part of the disability determination process, the ALJ 11 is tasked with weighing the opinions and findings of treating, examining, and non-examining physicians. In reaching a decision, the ALJ must specify the weight given to different medical opinions and the reasons for doing so. See Winschel v. Commissioner of Soc. Sec., 631 F.3d 1176, 1179 (11th Cir. 2011). The failure to do so is reversible error. See Williams v. Astrue, 2009 U.S. Dist. LEXIS 12010, *4, 2009 WL 413541, *1 (M.D. Fla. 2009). When ALJ weighing the opinion of a treating physician, the must give the opinions “substantial weight,” unless good cause exists for not doing so. Costigan v. Commissioner, Soc. Sec. Admin., 2015 U.S. App. LEXIS 2827, *10, 2015 WL 795089, *4 (11th Cir. Feb. 26, 2015) (citing Crawford v. Commissioner of Soc. Sec., 363 F.3d 1155, 1160 (11th Cir. 2004) and Broughton v. Heckler, 776 F.2d 960, 962 (11th Cir. 1985)). The opinion of “a one-time examining physician — or psychologist,” on the other hand, is physician. not entitled to the same deference as a treating Petty v. Astrue, 2010 U.S. Dist. LEXIS 24516, *50, 2010 WL 989605, *14 (N.D. Fla. Feb. 18, 2010) (citing Crawford, 363 F.3d at 1160). An ALJ is also “required to consider the opinions of non-examining state agency medical and psychological consultants because they ‘are highly qualified physicians and psychologists who are also experts in Social Security disability evaluation.’” Milner v. Barnhart, 12 275 Fed. Appx. 947, 948 (11th Cir. 2008) 404.1527(f)(2)(i)). examining (unpublished) “The sources when examining sources.” ALJ they may do (citing rely not on 20 C.F.R. opinions conflict with of § non- those of Id. (citing Edwards v. Sullivan, 937 F.2d 580, 584-85 (11th Cir. 1991)). Whether considering the opinions of treating, examining, or non-examining physicians, testimony any of good medical cause source exists when it to is discredit contrary to the or unsupported by the evidence of record. Phillips v. Barnhart, 357 F.3d 1232, 1240 (11th Cir. 2004). “Good cause may also exist where a doctor’s opinions are merely conclusory, inconsistent with the doctor’s medical records, or unsupported by objective medical evidence.” Hogan v. Astrue, 2012 U.S. Dist. LEXIS 108512, *8, 2012 WL 3155570, *3 (M.D. Ala. 2012). The ALJ is “free to reject the opinion of any physician when the evidence supports a contrary conclusion.” 764 F.2d 834, 835 (11th Cir. 1985) Sryock v. Heckler, (per curiam) (citation omitted); Adamo v. Commissioner of Soc. Sec., 365 Fed. Appx. 209, 212 (11th Cir. 2010) (The ALJ may reject any medical opinion if the evidence supports a contrary finding.). In the present case, the record shows that Plaintiff was treated at the VA outpatient clinic from approximately January 2012 to August 2014, for various physical and mental health issues, as well as for substance abuse. 13 (Tr. 367-947, 1071- 1230). With respect to his mental health treatment, Plaintiff was treated at the VA by psychiatrist, Dr. Seth Strauss, M.D., and clinical anxiety, psychologist, PTSD, TBI, Dr. history Christine of Aiken, polysubstance Ph.D., for abuse, and cognitive deficit, 10 for which he was given outpatient counseling and medication. (Id. at 400-01, 412-13, 424-25, 438-39, 460-61, 477-84, 527-28, 550-56, 605, 675, 716-17, 742-43, 764-71, 78384, 794-95, 802, 822). Plaintiff’s medical records reflect a significant number of mental status examinations with largely normal findings, Plaintiff did as not well seek as periods treatment appointments and medication. or of was time during non-compliant which with (Id. at 76, 483, 520, 527, 553, 578, 605, 635, 723, 795, 802-03, 1059, 1078, 1089, 1135, 1213, 1220, 1227, 1229). At no time did Dr. Strauss or Dr. Aiken assign any functional limitations to Plaintiff as a result of his mental conditions. One notable exception to Plaintiff’s otherwise conservative 10 Cognitive testing conducted on May 17, 2012, suggested a lack of effort by Plaintiff, as opposed to actual cognitive deficit. (Tr. 683-84). The tester noted that on the easy subtests, Plaintiff’s score was worse than what is typically seen in persons institutionalized with dementia; yet, he scored much better than such individuals on the hardest subtest. (Id. at 684). Subsequent cognitive testing conducted in January 2014 revealed problems in the areas of immediate and delayed memory and attention; however, the tester noted that Plaintiff’s episodes of dysfluencies (stuttering) were much improved and that his prognosis was “fair-good” with consistent attendance at therapy sessions. (Id. at 1160-61). 14 treatment history occurred on February 28, 2014, when Plaintiff was admitted to an acute stabilization unit for treatment after an episode described as a “brief psychotic disorder.” 1039, 1154). Plaintiff’s medical records indicate (Id. at that he became agitated while in the process of obtaining a compensation and pension hospital. Plaintiff examination and was taken by the (Id. at 1039, 1080-81, 1152-55). was diagnosed prescribed Zoloft. with PTSD and opioid (Id. at 1039, 1151). police to the Upon admission, dependency and He was discharged the same weekend, on March 2, 2014, with instructions to follow up with the VA.11 (Id.). Three days later, on March 5, 2014, VA psychologist, Dr. Jennifer Jackson, Psy.D., examined Plaintiff recent diagnosis of psychotic disorder. indicate that Plaintiff was rambling and and noted his Dr. Jackson’s notes making nonsensical remarks during her examination and that she was “unclear as to the reason for his current psychosis.” (Id. at 1144, 1147-48). Dr. Jackson opined that Plaintiff’s current psychosis resulted in a “total occupational and social impairment.” (Id. at 1144). The following day, March 6, 2014, another VA physician, Dr. 11 The record shows that one day prior to his psychotic episode, Plaintiff was seen at the VA by his treating psychologist, Dr. Aiken, who expressly noted that Plaintiff participated in his session and that “psychotic symptoms were not present.” (Tr. 1155-56). 15 Neela Mani, M.D., examined Plaintiff for purposes of evaluating his TBI, and her examination findings indicated that Plaintiff was able to communicate by spoken and written language, that he was able to comprehend spoken and written language, that he had no neurobehavioral effects, that his orientation was normal, that his motor activity was normal, that his social interaction was appropriate, that his judgment was normal, and that his memory, concentration, and attention were normal. (Id. at 1097, 1135-37). Interestingly, the next day, March 7, 2014, VA psychiatrist, Dr. Anita Nusbaum, M.D., examined Plaintiff, 12 and in her mental status examination findings, she noted looseness of associations, rapid speech, and poor insight, judgment, and impulse control, but no observable impairment in attention or concentration. (Id. at 1095). Dr. Nusbaum diagnosed Plaintiff with mild “resolved” TBI, resulting in no functional limitations and no impact on his ability to work. Dr. Nusbaum also opined that Plaintiff had no diagnosable PTSD. Dr. Nusbaum wherein she earlier and disorder” completed noted opined resulted a Mental Plaintiff’s that in Disorders psychotic Plaintiff’s a (Id. at 1090, 1096). “total 12 Questionnaire episode unspecified occupational a few form days “psychotic and social From a review of the record, it appears that this was the only instance in which Plaintiff was seen by Dr. Nusbaum. 16 impairment.” Plaintiff’s (Id. at 1091-92). unspecified Dr. Nusbaum further opined that psychotic disorder was not caused by military service but possibly was the result of “exposure to illicit substances,” referencing his “post-military drug binge” and his untruthfulness about his substance abuse. (Id. at 1094- 96). One week later, on March 14, 2014, Plaintiff was examined at the request of the Agency by Dr. Kenneth Starkey, Psy.D. (Id. at 1029). From the outset, Dr. Starkey noted that Plaintiff smelled strongly of alcohol, although Plaintiff denied any history of alcohol use problems. 13 (Id. at 1030). Plaintiff reported his “presenting problem” as “brief psychotic disorders” because of PTSD and stated that he was also receiving treatment for back and neck problems related to disc problems. 14 1030-31). (Id. at Plaintiff reported that he could manage all personal care needs without assistance, that he could manage his money, 13 Dr. Starkey noted that Plaintiff’s medical records revealed three prior DUI arrests and an arrest for public intoxication resulting in a reduction in rank in the Army and that Plaintiff had been required to attend a mandatory substance abuse treatment program while in the Army. (Tr. 1030). 14 Plaintiff reported taking Alprazolam (for anxiety), Baclofen (a muscle relaxer), Cetirizine (an antihistamine), Divalproex (for migraines), Sulindac (an anti-inflammatory), Sumatriptan Succinate (for migraines), Tramadol (for pain), and Trazodone (an antidepressant). (Tr. 1030). Plaintiff reported that his medications were providing some relief of symptoms, and he denied having any undesirable side effects. (Id.). 17 prepare simple meals, shop, use a telephone, and meet his basic transportation needs (although his license was suspended for a DUI arrest in 2013). (Id.). Plaintiff reported receiving an honorable discharge from the Army.15 Dr. Starkey’s mental status (Id.). examination revealed that Plaintiff had poor hygiene, bloodshot eyes, and that he smelled strongly of alcohol; Plaintiff’s mood was irritable, and his motivation for completing the examination tasks was marginal; he was ambulatory without assistance; he was alert and oriented to person, place, time, day, date and purpose of the meeting; he was able to focus and sustain attention with no significant distraction; he accurately completed serial 3s and simple math problems and spelled “WORLD” backwards; his speech was clear and coherent and appropriate; his thinking was rational, with no deficits in reasoning or judgment, no delusional thoughts or paranoia, no tangential thinking, flight of ideas, or loosening of associations, and no anxiety; his estimated intelligence was average; he attention, impaired; had an although and he adequate his had ability short accurate term to focus memory recall, and sustain appeared adequate mildly fund of knowledge, and adequate insight and judgment. (Id.) 15 The record indicates that Plaintiff was forced to leave the Army after misconduct involving alcohol abuse and a DUI arrest but that he received an honorable discharge. (Tr. 100, 120102). 18 Tests conducted on his intellectual functioning revealed a Full Scale IQ intellectual score of 93, functioning; reflecting and testing an average showed range no clinically significant deficits for short term or long term memory. at 1032-36). Plaintiff’s mood assessment was causing Dr. Starkey to question its validity. of (Id. inconsistent, For example, Dr. Starkey noted that Plaintiff reported symptoms of PTSD but did not report Plaintiff’s dressed, any symptoms reported eating, of daily watching depression. activities television, (Id. consisted at of listening 1036). getting to music, washing dishes, washing clothes, watching the dog, going to the store, going to the doctor, and going to church. (Id.). Dr. Starkey diagnosed Plaintiff with Alcohol Use Disorder, Rule out PTSD mild. 16 (Id.). He listed Plaintiff’s prognosis as “appears guarded” but unable to accurately assess because of Plaintiff’s impaired motivation/lack of condition (alcohol) effort/cooperation. (Id. and at “marginal” 1037). Dr. Starkey opined that Plaintiff’s symptoms could improve with more effective treatment of alcohol use problems. noted that testing did not confirm (Id.). any He also diagnosable neurocognitive disorder and opined that Plaintiff’s ability to 16 Dr. Starkey opined that it was impossible to evaluate Plaintiff’s PTSD because of Plaintiff giving misleading information during the evaluation regarding his drinking. (Tr. 1037). 19 understand, remember and carry out simple/concrete instructions appears “good;” that his ability to work independently appears adequate especially for simple tasks; and that his ability to work with others (supervisors, coworkers, public) and to deal with work pressures appears marginal but treatment of his alcohol use problems. The following week, on March could improve with (Id.). 24, 2014, State Agency psychologist, Dr. Donald E. Hinton, Ph.D., reviewed Plaintiff’s records and assessment, completed Dr. a Hinton Mental RFC opined Assessment. that In Plaintiff is the not significantly limited in his ability to understand and remember locations or short and simple instructions and procedures, his ability to carry out very short and simple instructions, his ability to maintain regular attendance, his ability to sustain an ordinary routine without special supervision, his ability to work with others and to make simple work-related decisions, his ability to complete a normal work day and work week, and his ability to accept instructions and criticism from supervisors. (Id. at 107-09). He also opined that Plaintiff is moderately limited in his ability to understand, remember, and carry out detailed instructions, concentration for appropriately with his extended the ability periods, general to maintain his public, attention ability and his respond appropriately to changes in the work setting. 20 to and interact ability (Id.). to The record reflects that in the months following Plaintiff’s brief (and only) psychotic episode in February 2014, he continued to receive routine treatment at the VA for his various physical and mental ailments. Although Plaintiff continued to complain of anxiety and, on one occasion, exhibited incoherent speech, 17 at no time other than February 2014 was Plaintiff ever diagnosed with psychosis. February 2014, Plaintiff’s To the contrary, after physicians consistently noted improvement with medication and no symptoms of psychosis. (Id. at 1055-61, 1067, 1069, 1071, 1078, 1081, 1220, 1225, 1228-30). Specifically, on March 28, 2014, Plaintiff presented to the VA mental health clinic for a medication refill and reported “everything is going fine.” (Id. at 1083). On April 28, 2014, Plaintiff reported that his medications were helping his mood. (Id. at 1067). examination On findings May 1, 2014, reflected anxiety, and improved attention. normal Plaintiff’s affect and psychiatric mood, (Id. at 1059, 1067). less On that same date, the VA issued Plaintiff an Apple Ipod as part of his 17 The Court notes that on one occasion, April 28, 2014, Plaintiff presented for counseling with Dr. Aiken, and Dr. Aiken noted increased anxiety and rambling speech with “delusional content.” (Tr. 1073). Dr. Aiken instructed Plaintiff to see Dr. Strauss on that same date to discuss changing his medication. (Id.). Dr. Strauss examined Plaintiff and noted that he was “quite anxious” and “had difficulty expressing himself clearly (as is usual for him),” but that there was “no evidence of psychosis.” (Id. at 1071). 21 therapy, and Plaintiff verbalized understanding of instructions and demonstrated proper use of the device. 1067). (Id. at On May 28, 2014, and July 14, 2014, Plaintiff reported to Dr. Strauss that he had no complaints. On the June 19, 2014, Plaintiff’s (Id. at 1228, 1230). mother needs/concerns” at that time. (Id. at 1229). appointment on with Dr. Aiken August reported After missing his 11, reported, “I’ve been better, I’ve been worse.” “no 2014, Plaintiff (Id. at 1220). The record reflects that Plaintiff was a “no show” for his VA appointments on May 15, 2014, June 3, 2014, June 19, 2014, July 17, 2014, August 11, 14, and 28, 2014. 18 1228-29). (Id. at 1220, These are the last VA treatment notes in the record. On May 1, 2014, the VA issued a determination related to Plaintiff’s assigned claim Plaintiff for a service 10% related disability compensation. rating for The VA degenerative joint disease in Plaintiff’s cervical spine, a 10% disability rating for shoulder, degenerative and a 10% joint disease disability rating in for Plaintiff’s right Plaintiff’s TBI (claimed as speech problems, memory loss, headaches, and dizzy spells). (Id. at 1040-52). The VA denied Plaintiff’s claim for 18 The VA record dated July 18, 2004, reflects that Plaintiff exceeded the “no show” limits for the VA Speech Pathology Clinic, and as a result, Plaintiff was notified that recertification would be required before he would be readmitted. (Tr. 1227). Plaintiff also exceeded the “no show” limit for the VA Radiology department on July 8, 2014. (Id. at 1229). 22 PTSD and noted that Plaintiff sought no mental health treatment while in the service and that the cause of any PTSD was likely Plaintiff’s “binge use of illicit drugs and abuse of alcohol.” (Id. at 1052). On October 14, 2014, non-examining medical expert/psychologist, Dr. John William Davis, Ph.D., testified at Plaintiff’s second administrative hearing that Plaintiff has a problem with alcoholism and that, when intoxicated, all of his limitations would be “marked” (id. at 75-78); that Plaintiff’s TBI, anxiety, and PTSD are not severe (id. at 77, 88); and that there is no objective evidence of ADD (id. at 76). Dr. Davis opined that in the absence of alcoholism, any limitations on Plaintiff’s judgment and his ability to handle routine changes in the work instructions place, and understand, respond carry out, appropriately supervisors, and work pressures are “mild.” and to remember coworkers, (Id. at 77). Based on the record evidence, the undersigned finds that the ALJ had good cause for rejecting the opinion of Dr. Nusbaum. The ALJ found, and the record confirms, that the opinion of Dr. Nusbaum set forth in the Mental Disorders Questionnaire form completed on March 7, 2014, that Plaintiff’s unspecified psychotic disorder resulted in a “total occupational and social impairment” (id. at 1090-92), was based primarily on her review of the records of a single medical 23 event that occurred the preceding week 19 and is otherwise inconsistent substantial medical evidence in this case.20 with the (Id. at 1135-37). As discussed above, the record shows that four days after Plaintiff’s February 2014 psychotic episode (and one day before Dr. Nusbaum’s examination), VA physician, Dr. Neela Mani, M.D., examined Plaintiff deficits caused by for his purposes TBI and of evaluating found that any he cognitive was able to communicate by spoken and written language, that he was able to comprehend spoken and written language, that he had no neurobehavioral effects, that his orientation was normal, that his motor activity was normal, that his social interaction was appropriate, that his judgment was normal, and that his memory, concentration, and attention were normal. (Id. at 1097, 1135- 37). Dr. Nusbaum’s opinion is also inconsistent with the findings of consultative examining psychologist, Dr. Starkey, who evaluated Plaintiff twelve days after his psychotic episode and reported that Plaintiff was able to focus and sustain 19 In fact, Dr. Nusbaum referred to Plaintiff’s psychotic disorder as “current” and opined that it was not caused by his military service but by exposure to illicit drugs, referencing Plaintiff’s “post-military drug binge.” (Tr. 1094-96). 20 Like Dr. Nusbaum, Dr. Jackson, Psy.D., also examined Plaintiff shortly after his single psychotic episode, and she too opined that Plaintiff’s “current psychosis” resulted in total occupational and social impairment; however, as indicated above, this finding is at odds with the substantial record evidence. 24 attention and was alert and oriented, that his speech, thinking, reasoning, insight, judgment, focus, attention, language, hearing, vision, and motor function were normal, and that he had no anxiety. is (Id. at 1030-33, 1035-36). inconsistent with Dr. Starkey’s Dr. Nusbaum’s opinion opinion that Plaintiff’s ability to understand, remember and carry out simple/concrete instructions is “good” and that his ability independently is adequate especially for simple tasks. 21 to work (Id. at 1037, 1092). Dr. Nusbaum’s opinion is also inconsistent with Plaintiff’s routine treatment records from the VA. These records reflect that at no time other than February 2014 was Plaintiff ever diagnosed with psychosis. Plaintiff’s physicians To the contrary, after February 2014, consistently noted improvement with inconsistent with medication and no symptoms of psychosis. In addition, Dr. Nusbaum’s opinion is Plaintiff’s reported activities of daily living which include taking care of his mother, taking care of his own personal needs, preparing meals, doing laundry and small chores, walking outdoors “as much as possible,” having social activities “as 21 Dr. Nusbaum’s opinion that Plaintiff’s “psychotic disorder” may have been caused by a “drug binge” (Tr. 1094-96) supports Dr. Starkey’s opinion that Plaintiff’s symptoms could improve with substance abuse treatment and contradicts Dr. Nusbaum’s own opinion that Plaintiff is unable to work because of a total social and occupational impairment. (Id. at 1037). 25 much as possible,” going out alone, going to church, driving, shopping, handling all instructions “easily.” foregoing, the ALJ of his own finances, and (Id. at 306-09, 1036). had good cause to reject reading Based on the Dr. Nusbaum’s opinion because it was inconsistent with the substantial medical evidence in the case. However, the ALJ’s finding that Plaintiff retains the RFC to perform a range of medium work which would require him “to understand to carry out ‘detailed but involved’ written or oral instructions involving a few concrete standardized situations” is problematic. functional despite capacity his 404.1545. or her is a measure credible of variables in or (Id. at 24). what limitations. Residual Plaintiff See 20 from can do C.F.R. § Determinations of a claimant’s residual functional capacity are reserved for the ALJ, and the assessment is to be based upon all the relevant evidence of a claimant’s remaining ability to work despite his or her impairments, and must be supported by substantial evidence. Supp. 2d 1323, 1331 (S.D. Ala. See Beech v. Apfel, 100 F. 2000) (citing 20 C.F.R. § 404.1546 and Lewis v. Callahan, 125 F.3d 1436, 1440 (11th Cir. 1997)); Saunders v. Astrue, 2012 U.S. Dist. LEXIS 39571, *10, 2012 WL 997222, *4 (M.D. Ala. March 23, 2012). determined claimant the bears Plaintiff’s residual the of burden 26 Once the ALJ has functional demonstrating capacity, that the the ALJ’s decision is not supported by substantial evidence. See Flynn v. Heckler, 768 F.2d 1273, 1274 (11th Cir. 1985). Having reviewed the evidence in this case at length, the Court finds that the substantial evidence detailed above does not support the ALJ’s conclusion that Plaintiff can perform work involving “detailed but involved” written and oral instructions. Simply put, the ALJ’s finding in this regard conflicts with the opinion of examining psychologist Dr. Starkey that Plaintiff is limited to work involving only simple instructions and simple tasks. The ALJ’s finding also conflicts with the opinion of non-examining State Agency psychologist Dr. Hinton that, although Plaintiff is not significantly limited in his ability to understand and remember locations or short and simple instructions and procedures, his ability to carry out very short and simple instructions, his ability to maintain regular attendance, his ability to sustain an ordinary routine without special supervision, his ability to work with others and to make simple work-related decisions, his ability to complete a normal work day and work week, and his ability to accept instructions and criticism from supervisors, he is moderately limited in his ability to instructions, understand, his concentration for appropriately with remember, ability extended the to periods, general 27 and carry maintain his public, out attention ability and detailed his to and interact ability to respond appropriately to changes in the work setting (id. at 107-09). Thus, the ALJ erred in including “detailed” work in Plaintiff’s RFC assessment.22 Nevertheless, although the ALJ erred in including “detailed” work in the Plaintiff’s RFC assessment, the Court finds the error to be harmless. the administrative hearing, The record reflects that, at the ALJ posed a hypothetical question to the vocational expert which limited Plaintiff to simple work Plaintiff to instructions. and another “detailed hypothetical but question uninvolved” which written limited or oral In response to both questions, the vocational expert identified three unskilled jobs, namely, “hand packager,” “kitchen helper,” and “poultry farm Plaintiff is capable of performing. laborer,” as jobs (Id. at 90-92). which Although in the RFC assessment the ALJ found that Plaintiff could engage in “detailed work,” she listed the three unskilled jobs identified by the vocational expert in finding that Plaintiff is not disabled because there are jobs that exist in significant 22 Additionally, the Court finds that, to the extent that the ALJ construed the opinion of non-examining medical expert Dr. Davis, that Plaintiff has no more than “mild” mental functional limitations, as supporting a finding that Plaintiff can understand and carry out “detailed but involved” instructions, the ALJ erred in relying on that opinion as it conflicts with the substantial record evidence, including the opinion of examining psychologist Dr. Starkey that Plaintiff is limited to work involving only simple instructions and simple tasks. See Milner, 275 Fed. Appx. at 948. 28 numbers in the (Id. at 31). work in national economy that Plaintiff can perform. Therefore, the ALJ’s error in including “detailed” the RFC assessment was harmless. See Jones v. Commissioner of Soc. Sec., 492 F. Appx. 70, 73 (11th Cir. 2012) (failure to include a driving limitation in the hypothetical posed to the VE was harmless where the jobs identified by the VE could be performed without driving and, thus, did not affect the outcome of Plaintiff’s case); see also Battle v. Astrue, 243 Fed. Appx. 514, 522 (11th Cir. 2007) (unpublished) (errors are harmless if they do not prejudice the claimant); Harper v. Colvin, 2015 U.S. Dist. LEXIS 15793, 2015 WL 540079, *6 (N.D. Ala. Feb. 10, 2015) (“Assuming arguendo that the ALJ did commit error by not including any mental limitations in his RFC finding, any such error was harmless because limitations based on the Plaintiff’s mental impairment were included in the hypothetical presented to the VE,” and the ALJ ultimately relied upon the jobs identified by the VE at step five of his decision); Sheehan v. Colvin, 2014 U.S. Dist. LEXIS 125155, *37 (M.D. Fla. Sept. 8, 2014)(“The Court finds that the ALJ erred in discounting the January, 2010 opinion of Dr. Gomes containing restrictions, but the error is harmless because there is VE testimony identifying other work that a hypothetical individual restricted to light work and simple, routine tasks could do, and that the work identified exists in significant numbers in the 29 national economy, given Plaintiff’s RFC as corrected, age, education and work experience. A remand is not necessary.”). Based on the foregoing, the Court finds that Plaintiff’s claim is without merit. B. Whether the ALJ erred in failing to find Plaintiff’s PTSD to be a severe impairment? Last, Plaintiff argues that the ALJ erred in failing to find his PTSD to be a severe impairment. The Commissioner Plaintiff’s PTSD counters is not that severe the is (Doc. 13 at 6-10). ALJ’s finding supported by that substantial evidence, and that even if the ALJ erred in not identifying PTSD to be a severe impairment evaluation process, considered all of the at error step is Plaintiff’s two of harmless the sequential because impairments, the including during the subsequent steps of the inquiry. ALJ PTSD, (Doc. 20 at 4-8). Having carefully reviewed the record in this case, the Court agrees that Plaintiff’s claim is without merit. In her sequential decision, evaluation the ALJ process found that at step Plaintiff two has the of the severe impairments of cervical spondylosis, degenerative joint disease of the right shoulder, late effects of traumatic brain injury vs. psychotic disorder including speech difficulties, headaches, anxiety, attention deficit hyperactivity disorder, memory loss, and alcohol dependence. (Tr. 30 21). The ALJ discussed the evidence relating to Plaintiff’s PTSD and determined that it was not a severe impairment. (Id. at 21-22). The Court notes at the outset that the Commissioner is correct that, even if Plaintiff’s PTSD were severe, the ALJ’s failure to classify it as a severe impairment at step two of the sequential evaluation process is not fatal. See Bennett v. Astrue, 2013 U.S. Dist. LEXIS 115951, *14, 2013 WL 4433764, *5 (N.D. Ala. 2013) (“‘[n]othing requires that the ALJ must identify, at step two, all of the impairments that should be considered severe’ and, even if the ALJ erred by not recognizing every severe impairment, the error was harmless since he found at least one such impairment.”); Ferguson v. Astrue, 2012 U.S. Dist. LEXIS 139135, *25, 2012 WL 4738857, *9 (N.D. Ala. 2012) (“[B]ecause step two only acts as a filter to prevent non-severe impairments from disability consideration, the ALJ’s finding of other severe impairments allowed him to continue to subsequent steps of the headaches determination as process severe not does and his constitute failure to reversible list error because, under the Social Security regulations, the ALJ at later steps considers the combined effect of all the claimant’s impairments.”) (emphasis in original). Here, the ALJ found Plaintiff’s cervical spondylosis, degenerative joint disease of the right shoulder, late effects of traumatic brain injury vs. 31 psychotic disorder including speech difficulties, headaches, anxiety, ADHD, memory loss, and alcohol dependence to be severe at step two and then proceeded on to the next steps where she considered all of Plaintiff’s impairments in combination, including his PTSD. (Tr. 24-30). Thus, the ALJ satisfied the requirements of the regulations. Further, in order for an impairment to be severe, it must be more than a slight abnormality or a combination of slight abnormalities “that limitations.” 20 “significantly work no C.F.R. limit[]” activities.” Plaintiff’s causes § an than minimal 416.924(c). individual’s 20 burden more C.F.R. to § prove Indeed, “ability it must existence to do basic “It 416.920(c). the functional is [the] of a severe impairment, and she must do that by showing an impact on her ability to work.” Marra v. Colvin, 2013 U.S. Dist. LEXIS 105669, *13-14, 2013 WL 3901655, *5 (M.D. Fla. 2013) (citing Bowen v. Yuckert, 482 U.S. 137, 146 (1987)); see also Barnhart v. Thomas, 540 U.S. 20, 24 (2003) (“At step two, the SSA will find nondisability unless the claimant shows that he has a ‘severe impairment,’ defined as ‘any impairment or combination of impairments which significantly physical or mental (quoting §§ 404.1520(c), F.2d 1026, 1031 ability (11th to do limits basic 416.920(c)); Cir. 1986) [the work McDaniel (“Unless the claimant’s] activities.’”) v. Bowen, 800 claimant can prove, as early as step two, that she is suffering from a severe 32 impairment, she will be denied disability benefits.”). Here, Plaintiff has failed to satisfy his burden of proof with respect to the alleged severity of his PTSD. Although Plaintiff’s medical records document a diagnosis and treatment for PTSD, none of his medical records indicates that his PTSD is severe and significantly limits his ability to do basic work activities. To the contrary, Plaintiff’s treatment records show very conservative treatment for his PTSD, consisting of medication and counseling. 23 1205-09). (Id. at 1058-67, 1071-79, 1166-67, 1172-73, Plaintiff’s medical records also show periods of no treatment whatsoever or non-compliance with treatment (id. at 76, 316, 1057, 1205, 1207, 1209, 1213, 1220), frequent and consistent drug and alcohol abuse. as well as (Id. at 100, 437, 464, 740, 793, 810, 823, 830, 934, 1030, 1036, 1052, 1164, 1173, 1202, 1211). Although Plaintiff’s treating VA psychiatrist, Dr. Strauss, and treating psychologist, Dr. Aiken, diagnosed Plaintiff with PTSD, neither assigned any functional limitations from the condition. (Id. at 1071, 1073-74). Moreover, VA psychiatrist, Dr. Nusbaum, who examined Plaintiff 23 With the exception of Plaintiff’s brief hospitalization in February 2014 for the psychotic episode that occurred during his compensation and pension examination with the VA (id. at 1039, 1154), his records reflect no hospitalizations or emergency room visits for any mental condition. 33 on March 7, 2014, after his brief psychotic episode, opined that he had no diagnosable PTSD. (Id. at 1090, 1096). In addition, the VA denied Plaintiff’s claim for PTSD, noting that he sought no mental health treatment during his service and that the cause of any PTSD was likely his “binge use of illicit drugs and abuse of alcohol.” (Id. at 1052). Further, consultative examining psychologist, Dr. Starkey, found Plaintiff’s report of symptoms of PTSD to be inconsistent, noting that he did not report any symptoms of depression and that he gave misleading (Id. at 1036-37). information his drinking. Dr. Starkey diagnosed Plaintiff with Alcohol Use Disorder, Rule Out PTSD mild. expert/psychologist, administrative regarding Dr. hearing (Id. at 1036). Davis, that, testified based Also, medical at upon his Plaintiff’s review of Plaintiff’s medical records, Plaintiff’s PTSD was not severe. (Id. at 76-77). In sum, none of Plaintiff’s treating or examining physicians nor the non-examining psychological expert found any functional limitations attributable to Plaintiff’s PTSD. In light of this evidence, the ALJ did not err in determining that Plaintiff’s PTSD did not significantly limit his ability to do basic work activities, and thus, is not a severe impairment. V. Thus, Plaintiff’s claim is without merit. Conclusion 34 For the reasons set forth herein, and upon careful consideration of the administrative record and memoranda of the parties, it is hereby ORDERED that the decision of the Commissioner of Social Security denying Plaintiff’s claim for a period of disability, disability insurance benefits, and supplemental security income be AFFIRMED. DONE this 2nd day of August, 2016. /s/ SONJA F. BIVINS UNITED STATES MAGISTRATE JUDGE 35

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