Seymour v. Berryhill
Filing
16
Order re: 1 Complaint filed by George E. Seymour, Jr. stating that the decision of the Commissioner of Social Security denying Plaintiff's claim for a period of disability and disability insurance benefits be AFFIRMED. Signed by Magistrate Judge Sonja F. Bivins on 3/21/19. (mpp) Copies to counsel
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF ALABAMA
SOUTHERN DIVISION
GEORGE E. SEYMOUR, JR.,
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Plaintiff,
vs.
NANCY BERRYHILL,
Acting Commissioner of Social
Security,
Defendant.
CIVIL ACTION NO. 17-00537-B
ORDER
Plaintiff George E. Seymour, Jr. (hereinafter “Plaintiff”),
seeks judicial review of a final decision of the Commissioner of
Social Security denying his claim for a period of disability and
disability insurance benefits under Title II of the Social Security
Act, 42 U.S.C. §§ 401, et seq.
On October 12, 2018, the parties
consented to have the undersigned conduct any and all proceedings
in this case.
(Doc. 12).
Thus, the action was referred to the
undersigned to conduct all proceedings and order the entry of
judgment in accordance with 28 U.S.C. § 636(c) and Federal Rule of
Civil
Procedure
73.
Upon
careful
consideration
of
the
administrative record and the memoranda of the parties, it is hereby
ORDERED that the decision of the Commissioner be AFFIRMED.
Procedural History1
I.
Plaintiff filed his application for benefits on June 16, 2015,
alleging
disability
beginning
September
10,
diabetes, neuropathy, and spinal stenosis.
207).
2009,
based
on
(Doc. 8 at 182, 194,
Plaintiff last met insured status on December 31, 2013. (Id.
at 23). Plaintiff’s application was denied and upon timely request,
he was granted an administrative hearing before Administrative Law
Judge Robert Waller (hereinafter “ALJ”) on November 21, 2016.
at 73).
provided
(Id.
Plaintiff attended the hearing with his attorney and
testimony
related
to
his
claims.
(Id.
at
77).
A
vocational expert (“VE”) also appeared at the hearing and provided
testimony.
(Id. at 108).
On February 8, 2017, the ALJ issued an
unfavorable decision finding that Plaintiff is not disabled.
at 21).
The Appeals Council denied Plaintiff’s request for review
on October 26, 2017.
dated
(Id.
February
8,
(Id. at 6).
2017,
became
Therefore, the ALJ’s decision
the
final
decision
of
the
Commissioner.
Having exhausted his administrative remedies, Plaintiff timely
filed the present civil action.
conducted on November 16, 2018.
(Doc. 1).
(Doc. 15).
Oral argument was
This case is now ripe
for judicial review and is properly before this Court pursuant to
42 U.S.C. §§ 405(g) and 1383(c)(3).
1
The Court’s citations to the transcript in this order refer to
the pagination assigned in CM/ECF.
2
II.
Issue on Appeal
Whether substantial evidence supports the
Residual Functional Capacity (“RFC”) for a
range of sedentary work with the stated
restrictions?
III. Factual Background
Plaintiff was born on October 10, 1971, and was forty-five
years of age at the time of his administrative hearing on November
21, 2016.
(Doc. 8 at 77, 194).
Plaintiff graduated from Auburn
University with a degree in Health and Human Performance.
(Id. at
78-79).
Plaintiff
teacher.
last
worked
(Id. at 79).
from
2006
to
2009
as
a
substitute
Prior to that, from 2002 to 2006, he was
employed as a pizza restaurant worker and from 1995 to 2002 as an
assistant manager at a pizza restaurant.
(Id. at 80-82).
Plaintiff testified that he can no longer work because of
problems with his heart, back, diabetes, and high blood pressure.
(Id. at 83-85).
Plaintiff testified that he had surgery on his
back in 2009, and this significantly alleviated his back pain and
eliminated the need for a walker.
(Id. at 85-88).
Plaintiff also
had heart problems in 2009, which steadily improved with medication
and exercise.
(Id. at 88-89).
From 2009 to 2013, Plaintiff’s
diabetes was managed with medication; however, in 2014, some of his
toes had to be amputated because of non-healing diabetic ulcers.
(Id. at 91-92).
Plaintiff testified that it was hard for him to
3
wear shoes, and he got fatigued easily.
(Id. at 100-01).
However,
Plaintiff also testified that, during the period in question, he
exercised and walked about a mile, four or five days a week.
(Id.
at 89, 103-04).
IV. Standard of Review
In reviewing claims brought under the Act, this Court’s role
is a limited one.
The Court’s review is limited to determining 1)
whether the decision of the Secretary is supported by substantial
evidence and 2) whether the correct legal standards were applied.2
Martin v. Sullivan, 894 F.2d 1520, 1529 (11th Cir. 1990).
A court
may not decide the facts anew, reweigh the evidence, or substitute
its judgment for that of the Commissioner.
F.2d 1065, 1067 (11th Cir. 1986).
Sewell v. Bowen, 792
The Commissioner’s findings of
fact must be affirmed if they are based upon substantial evidence.
Brown v. Sullivan, 921 F.2d 1233, 1235 (11th Cir. 1991); Bloodsworth
v.
Heckler,
703
F.2d
1233,
1239
(11th
Cir.
1983)
(holding
substantial evidence is defined as “more than a scintilla, but less
than a preponderance” and consists of “such relevant evidence as a
reasonable
person
conclusion.”).
would
accept
as
adequate
to
support
a
In determining whether substantial evidence exists,
a court must view the record as a whole, taking into account
2
This Court’s review of the Commissioner’s application of legal
principles is plenary. Walker v. Bowen, 826 F.2d 996, 999 (11th
Cir. 1987).
4
evidence favorable, as well as unfavorable, to the Commissioner’s
decision.
Chester v. Bowen, 792 F. 2d 129, 131 (11th Cir. 1986);
Short v. Apfel, 1999 U.S. Dist. LEXIS 10163, *4 (S.D. Ala. June 14,
1999).
V.
Statutory and Regulatory Framework
An
individual
who
applies
for
Social
benefits must prove his or her disability.
416.912.
Security
disability
20 C.F.R. §§ 404.1512,
Disability is defined as the “inability to engage in any
substantial
gainful
activity
by
reason
of
any
medically
determinable physical or mental impairment which can be expected to
result in death or which has lasted or can be expected to last for
a continuous period of not less than 12 months.”
42 U.S.C. §§
423(d)(1)(A); see also 20 C.F.R. §§ 404.1505(a), 416.905(a).
Social
Security
regulations
provide
a
five-step
The
sequential
evaluation process for determining if a claimant has proven his
disability.
20 C.F.R. §§ 404.1520, 416.920.
The claimant must first prove that he or she has not engaged
in substantial gainful activity.
The second step requires the
claimant to prove that he or she has a severe impairment or
combination of impairments.
If, at the third step, the claimant
proves that the impairment or combination of impairments meets or
equals a listed impairment, then the claimant is automatically found
disabled regardless of age, education, or work experience.
If the
claimant cannot prevail at the third step, he or she must proceed
5
to the fourth step where the claimant must prove an inability to
perform their past relevant work.
1005 (11th Cir. 1986).
Jones v. Bowen, 810 F.2d 1001,
At the fourth step, the ALJ must make an
assessment of the claimant’s RFC.
3d 1232, 1238 (llth Cir. 2004).
See Phillips v. Barnhart, 357 F.
The RFC is an assessment, based on
all relevant medical and other evidence, of a claimant’s remaining
ability to work despite his impairment.
See Lewis v. Callahan, 125
F.3d 1436, 1440 (llth Cir. 1997).
If a claimant meets his or her burden at the fourth step, it
then becomes the Commissioner’s burden to prove at the fifth step
that
the
claimant
is
capable
of
engaging
in
another
kind
of
substantial gainful employment which exists in significant numbers
in the national economy, given the claimant’s residual functional
capacity, age, education, and work history.
Sryock v. Heckler, 764
F.2d 834, 836 (11th Cir. 1985). If the Commissioner can demonstrate
that there are such jobs the claimant can perform, the claimant
must prove inability to perform those jobs in order to be found
disabled.
Jones v. Apfel, 190 F.3d 1224, 1228 (11th Cir. 1999).
See also Hale v. Bowen, 831 F.2d 1007, 1011 (11th Cir. 1987) (citing
Francis v. Heckler, 749 F.2d 1562, 1564 (11th Cir. 1985)).
VI.
Discussion
A. Substantial
evidence
supports
the
Residual Functional Capacity (“RFC”) for
a range of sedentary work with the stated
restrictions.
In his brief, Plaintiff argues that the ALJ’s finding that he
6
can
perform
substantial
a
range
evidence,
of
sedentary
“as
it
work
is
not
misrepresents
the
supported
by
Plaintiff’s
testimony regarding his activities of daily living and does not
account for records that support Plaintiff’s testimony of chronic
fatigue and flares.” (Doc. 9 at 2).
Specifically, Plaintiff states
that “[w]hile [he] did testify that he could perform some of
activities
listed
by
the
ALJ,
a
full
reading
of
the
written
transcript shows that Plaintiff acknowledged that he didn’t always
tell his doctors about his flares and instead focused on how he was
feeling on his positive days.”
(Id. at 3).
The Government counters
that the ALJ expressly considered Plaintiff’s impairments, as well
as Plaintiff’s testimony and reports to his treating physicians
about his wide range of activities, and that the RFC is fully
supported by the substantial evidence.
(Doc. 10 at 3).
Having
reviewed the record at length, the Court finds that Plaintiff’s
claim is without merit.
Residual functional capacity is a measure of what Plaintiff
can do despite his or her credible limitations.
404.1545.
See 20 C.F.R. §
Determinations of a claimant’s RFC are reserved for the
ALJ, and the assessment is to be based upon all the relevant
evidence of a claimant’s remaining ability to work despite his or
her impairments and must be supported by substantial evidence.
See
Beech v. Apfel, 100 F. Supp. 2d 1323, 1331 (S.D. Ala. 2000) (citing
20 C.F.R. § 404.1546 and Lewis v. Callahan, 125 F.3d 1436, 1440
7
(11th Cir. 1997)); Saunders v. Astrue, 2012 U.S. Dist. LEXIS 39571,
*10, 2012 WL 997222, *4 (M.D. Ala. March 23, 2012).
Once the ALJ
has determined the claimant’s RFC, the claimant bears the burden of
demonstrating
that
the
substantial evidence.
(11th Cir. 1985).
ALJ’s
decision
is
not
supported
by
See Flynn v. Heckler, 768 F.2d 1273, 1274
Plaintiff has failed to meet his burden in this
case.
In the instant case, the ALJ found that Plaintiff has the
severe impairments of congestive heart failure, diabetes mellitus,
neuropathy, obesity, degenerative changes in the back, status post
laminectomy, and hypertension. (Doc. 8 at 23).
determined
that
sedentary
work
lift/carry
10
Plaintiff
with
the
pounds
has
the
following
occasionally
RFC
to
The ALJ also
perform
restrictions:
and
less
a
range
Plaintiff
than
10
of
can
pounds
frequently; sit for 6 hours; stand for 2 hours; walk for 2 hours;
push/pull as much as can lift/carry; never climb ladders, ropes, or
scaffolds; climb ramps and stairs, balance, stoop, kneel, crouch
and crawl occasionally; never be exposed to unprotected heights or
moving mechanical parts; and have occasional exposure to humidity
and wetness, dust, odors, fumes, pulmonary irritants, extreme cold
and extreme heat.
(Id. at 24).
Based upon the testimony of the
vocational expert, the ALJ concluded that Plaintiff is not able to
perform his past relevant work, but he can perform other work such
as front desk receptionist, data entry clerk, and telemarketer, all
8
sedentary and semi-skilled.
(Id. at 34-35).
that Plaintiff is not disabled.
Thus, the ALJ found
Having reviewed the evidence at
length, the Court is satisfied that the ALJ’s RFC is supported by
substantial evidence.
As noted, Plaintiff’s last date insured is December 31, 2013.
(Doc. 8 at 23).
As the ALJ found, Plaintiff’s treatment records
show that he was treated from 2009 to 2016 for various ailments
including
back
pain,
diabetes,
neuropathy,
hypertension, and congestive heart failure.
17, 501-08, 840-931).
spinal
stenosis,
(Id. at 271-72, 407-
At his hearing, Plaintiff testified that,
following a successful laminectomy procedure on his back in 2009,
he no longer needed a walker, and his back pain was reduced to a
two on a ten-point pain scale, although he occasionally experienced
flare ups.3
testified
(Id. at 85-87, 95-96, 271-72, 417).
that
his
heart
condition
improved
Plaintiff further
with
medication,
although he still experienced occasional fatigue and shortness of
breath.
(Id. at 88, 409, 501, 521, 834).
Plaintiff also testified
that his diabetes was manageable, although he experienced ulcers on
his feet from 2009 to 2014.
(Id. at 91-93, 106).
According to
Plaintiff, he experienced worsening diabetic symptoms in March
2014, eventually resulting in the amputation of several of his toes.
3
An MRI taken on November 24, 2009, after Plaintiff’s back surgery,
showed only mild degenerative changes of the thoracic spine. (Doc.
8 at 414).
9
However, Plaintiff acknowledges that his toe amputations occurred
after the date he was last insured (December 31, 2013). (Doc. 9 at
4 n.1; Doc. 8 at 938, 941, 1235, 1312, 1329, 1337-43).
As the ALJ found, with the exception of Plaintiff’s back
surgery
in
2009,
his
treatment
records
reflect
conservative
treatment of his medical conditions with medication, diet, and
exercise, resulting in adequate control of symptoms.
72,
407-10,
Plaintiff’s
417,
501-25,
medical
702-20,
records
751-68,
reflect
(Id. at 271-
840-71).
largely
normal
Indeed,
physical
examination findings, including notations that he was “doing very,
very well;” “back pain has essentially resolved;” “no back pain;”4
no chest pain; no tenderness; no headache; no shortness of breath;
no
chest
pain;
doing
remarkably
well;
no
acute
distress;
“neurologically normal;” no swelling in extremities; normal lungs;
normal
range
of
motion;
normal
strength;
normal
gait
and
coordination; no joint pain; no muscle weakness; and normal sensory
and motor function.
(Id. at 408-10, 504-25, 834, 840-71, 1288).
Specifically, with respect to Plaintiff’s heart condition, his
medical records reflect that he was hospitalized in October 2009
for heart failure and edema (id. at 354), after which he was treated
by Dr. Brian Wood, M.D., from 2009 to 2014 for cardiomyopathy,
4
Following Plaintiff’s laminectomy back surgery in September 2009,
his surgeon, Dr. Folarin Olubowale, repeatedly noted that he was
doing “remarkably well” and experiencing no back pain whatsoever.
(Doc. 8 at 408-10).
10
congestive heart failure, diabetes, fatigue, and ulcers on his feet.
Dr.
Wood’s
treatment
plan
consisted
of
medication,
diet,
and
exercise, and his notes reflect that Plaintiff was improving and
feeling better with treatment.
(Id. at 516-25, 544-77, 834-926).
In addition, Dr. Wood’s examination findings reflect normal gait,
normal range of motion, and normal strength, with no motor or
sensory deficits, no swelling in extremities, no chest pain, healed
ulcers on feet, normal cardiovascular exam, no shortness of breath,
no joint pain, and no muscle weakness.
834, 840-914, 1271).
(Id. at 501-23, 544-77,
In May 2010, Dr. Wood noted that Plaintiff
“says he pushed his lawn mower recently for 35 minutes with no
symptoms.” (Id. at 513).
In November 2010, Dr. Wood noted that
Plaintiff
to
reported
going
a
college
shortness of breath or chest pain.”
football
(Id. at 506).
noted that Plaintiff’s diabetes was improving.
game
“without
Dr. Wood also
In October 2012 and
April 2013, Dr. Wood advised Plaintiff that his lab work showed
that his liver, sugar, thyroid, anemia screens, and diabetes markers
were “fantastic,” and the good report continued in October 2013.
(Id. at 836, 845, 852).
In December 2011, Plaintiff was also treated by a cardiologist,
Dr. Michael Williams, M.D., who noted that Plaintiff was “doing
well,” that he was compliant with his medications, that he was
having no chest pain or shortness of breath, that he was exercising,
that the was “feel[ing] good,” and that his echocardiogram and
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examination showed that he was “stable.” (Id. at 762).
Another
treating cardiologist, Dr. Patricia Wade, M.D., noted in January
2013 that Plaintiff was able to do yard work and was “not limited
at all by his breathing,” and in July 2013, Plaintiff reported that
he was exercising four or five times a week for up to a mile at a
time.
(Id. at 702, 751).
were largely normal.
Plaintiff’s physical examinations again
(Id. at 702, 717-19, 751-56, 762).
With respect to Plaintiff’s hypertension and diabetes, his
treating physicians similarly prescribed medication, as well as
diet and exercise.
(Id. at 501-25, 703, 828-44, 1271).
While
Plaintiff argues in his brief that these conditions were poorly
controlled, he testified at his hearing that his diabetes was
manageable (id. at 91-92) and did not testify to any limitations
resulting from his hypertension.
(Id.).
Further, with respect to
Plaintiff’s diabetic foot ulcers, the record shows that Plaintiff’s
treating physician, Dr. Wade, prescribed antibiotics on January 7,
2013, which resulted in healing.5
(Id. at 702).
Notably, despite each of Plaintiff’s impairments, the record
shows
that
Plaintiff
maintained
a
wide
range
of
activities,
including: driving; yard work (raking and trimming bushes); house
work (laundry and dishes); cooking; shopping; washing the car; going
5
On January 7, 2013, Dr. Wade noted, “[t]he ulcers on his feet have
healed.”
(Doc. 8 at 702).
As noted previously, Plaintiff’s
diabetic foot ulcers worsened after the date last insured, resulting
in amputation of several of Plaintiff’s toes.
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out to eat; going to concerts, festivals, sporting events, Mardi
Gras, and Mardi Gras balls; travelling; exercising (walking up to
one mile a day, four or five times a week); taking care of his own
personal needs; and managing his own finances.
(Id. at 78, 90, 97-
99, 103-04, 228-30, 751, 1288).
Although Plaintiff argues that “[t]he ALJ failed to account .
. . for Plaintiff’s acknowledgement that he sometimes sugarcoated
reports to his doctors,” (Doc. 9 at 4), the ALJ’s decision reflects
that he expressly considered Plaintiff’s testimony, as well as the
medical records related to each of his impairments, when limiting
Plaintiff’s RFC to a reduced range of sedentary work.
32).
(Id. at 27,
While there is no question that Plaintiff had degenerative
changes of the back (for which he underwent successful laminectomy
surgery in 2009) and that he has been diagnosed with cardiomyopathy,
congestive heart failure, diabetes, neuropathy, and hypertension,
which have caused him to experience symptoms such as fatigue,
shortness
of
breath,
records,
overall,
and
reflect
foot
ulcers,
conservative
Plaintiff’s
treatment
treatment
of
these
conditions, with adequate control of symptoms and largely normal
physical examination findings. Indeed, as the ALJ found, the record
fails to show any significant physical limitations resulting from
any of these conditions during the period in question.
Based on the foregoing, the Court finds that the substantial
evidence supports the ALJ’s determination that Plaintiff has the
13
RFC
to
perform
restrictions.
a
range
of
sedentary
work,
with
the
stated
Plaintiff has failed to show that any limitations
caused by his impairments exceed the RFC and are not accommodated
by the RFC and its stated restrictions.
Accordingly, Plaintiff’s
claim must fail.6
VII.
Conclusion
For
the
reasons
set
forth
herein,
and
upon
careful
consideration of the administrative record and memoranda of the
parties, it is hereby ORDERED that the decision of the Commissioner
of
Social
Security
denying
Plaintiff’s
claim
for
a
period
of
disability and disability insurance benefits be AFFIRMED.
DONE this 21st day of March, 2019.
/s/ SONJA F. BIVINS
UNITED STATES MAGISTRATE JUDGE
6
Although Plaintiff has cited evidence in the record which he claims
supports a finding that he is disabled, that is, at best, a
contention that the record evidence supports a different finding.
That is not the standard on review. The issue is not whether there
is evidence in the record that would support a different finding,
but whether the ALJ’s finding is supported by substantial evidence.
See Figueroa v. Commissioner of Soc. Sec., 2017 U.S. Dist. LEXIS
181734, *15-16, 2017 WL 4992021, *6-7 (M.D. Fla. Nov. 2, 2017)
(“Although Plaintiff cites to certain test results, notes, and
physical therapy findings as support for her contention that ‘there
were objective medical findings that support the doctor’s opinions
about [her] limitations’ . . ., this is, at best, a contention that
the record could support a different finding. This is not the
standard on review. The issue is not whether a different finding
could be supported by substantial evidence, but whether this finding
is.”).
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