Carr v. Colvin
Filing
20
MEMORANDUM OPINION AND ORDER entered. Upon consideration of the administrative record, the Plaintiff's brief, the Commissioner's brief, and the arguments presented at the June 27, 2014 hearing, it is determined that the Commissioners decision denying benefits should be AFFIRMED, as further set out in Order. Signed by Magistrate Judge William E. Cassady on 10/10/2014. (clr)
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF ALABAMA
NORTHERN DIVISION
LINDA CARR,
:
Plaintiff,
:
vs.
:
CA 13-00273-C
CAROLYN W. COLVIN,
:
Acting Commissioner of Social Security,
:
Defendant.
MEMORANDUM OPINION AND ORDER
The Plaintiff brings this action, pursuant to 42 U.S.C. §§ 405(g) and 1383(c)(3),
seeking judicial review of a final decision of the Commissioner of Social Security
denying her claims for disability insurance benefits (“DIB”) and supplemental security
income (“SSI”). The parties have consented to the exercise of jurisdiction by the
Magistrate Judge, pursuant to 28 U.S.C. § 636(c), for all proceedings in this Court. (Doc.
18 (“In accordance with the provisions of 28 U.S.C. 636(c) and Fed.R.Civ.P. 73, the
parties in this case consent to have a United States Magistrate Judge conduct any and all
proceedings in this case, . . . order the entry of a final judgment, and conduct all postjudgment proceedings.”).) Upon consideration of the administrative record (“R.”) (doc.
12), the Plaintiff’s brief (doc. 14), the Commissioner’s brief (doc. 15), and the arguments
presented at the June 27, 2014 hearing, it is determined that the Commissioner’s
decision denying benefits should be affirmed.1
1
Any appeal taken from this memorandum opinion and order and judgment shall
be made to the Eleventh Circuit Court of Appeals. (See doc. 18 (“An appeal from a judgment
entered by a Magistrate Judge shall be taken directly to the United States Court of Appeals for
this judicial circuit in the same manner as an appeal from any other judgment of this district
court.”).)
I.
Procedural Background
On or around May 24, 2010, the Plaintiff filed an application for DIB and SSI (R.
130-31; see R. 9), alleging disability relating to the following ailments: back and neck
pain, high blood pressure, feet pain, female problems, and nerve pain in her left hip, (see
R. 160). She stated that she became disabled on May 24, 2010. (R. 130.) Her application
was initially denied on July 23, 2010, (R. 57-68). A hearing was then conducted before an
Administrative Law Judge on August 31, 2011. (R. 24-46). On November 16, 2011, the
ALJ issued a decision finding that the claimant was not disabled (R. 9-20), and, on
January 17, 2012, the Plaintiff sought review from the Appeals Council, (R. 186-88). On
March 26, 2013, the Appeals Council issued a decision declining to review the ALJ’s
decision. (R. 1-3.) Therefore, the ALJ’s determination was the Commissioner’s final
decision for purposes of judicial review. See 20 C.F.R. § 404.981. The Plaintiff filed a
Complaint in this Court on May 22, 2013. (Doc. 1.)
II.
Standard of Review and Claims on Appeal
In all Social Security cases, the plaintiff bears the burden of proving that he or
she is unable to perform his or her previous work. Jones v. Bowen, 810 F.2d 1001, 1005
(11th Cir. 1986). In evaluating whether the plaintiff has met this burden, the examiner
must consider the following four factors: (1) objective medical facts and clinical
findings; (2) diagnoses of examining physicians; (3) evidence of pain; and (4) the
plaintiff’s age, education, and work history. Id. Once the plaintiff meets this burden, it
becomes the Commissioner’s burden to prove that the plaintiff is capable—given his or
her age, education, and work history—of engaging in another kind of substantial
gainful employment that exists in the national economy. Sryock v. Heckler, 764 F.2d 834,
836 (11th Cir. 1985). Although at the fourth step “the [plaintiff] bears the burden of
demonstrating an inability to return to his [or her] past relevant work, the
2
[Commissioner of Social Security] has an obligation to develop a full and fair record.”
Shnorr v. Bowen, 816 F.2d 578, 581 (11th Cir. 1987) (citations omitted).
The task for this Court is to determine whether the ALJ’s decision to deny
Plaintiff benefits is supported by substantial evidence. Substantial evidence is defined
as more than a scintilla, and means such relevant evidence as a reasonable mind might
accept as adequate to support a conclusion. Richardson v. Perales, 402 U.S. 389, 401
(1971). “In determining whether substantial evidence exists, [a court] must view the
record as a whole, taking into account evidence favorable as well as unfavorable to the
[Commissioner’s] decision.” Chester v. Bowen, 792 F.2d 129, 131 (11th Cir. 1986). Courts
are precluded, however, from “deciding the facts anew or re-weighing the evidence.”
Davison v. Astrue, 370 F. App’x 995, 996 (11th Cir. Apr. 1, 2010) (per curiam) (citing Dyer
v. Barnhart, 395 F.3d 1206, 1210 (11th Cir. 2005)).
And, “[e]ven if the evidence
preponderates against the Commissioner’s findings, [a court] must affirm if the decision
reached is supported by substantial evidence.” Id. (citing Crawford v. Comm’r of Soc. Sec.,
363 F.3d 1155, 1158-59 (11th Cir. 2004)).
On appeal to this Court, the Plaintiff asserts three claims:
1.
The Commissioner’s decision should be reversed because the ALJ’s
residual functional capacity assessment is not supported by substantial
evidence;
2.
The Commissioner’s decision should be reversed because the ALJ failed to
complete a psychiatric review technique form and append it to his
decision or incorporate it into his findings; and
3.
The Commissioner’s decision should be reversed because the ALJ failed to
properly assess the Plaintiff’s complaints of pain.
(Doc. 14 at 2; see id. at 6-9.) For the reasons discussed below, the Commissioner’s
decision denying the Plaintiff benefits should be affirmed.
III.
Relevant Medical Evidence
3
Back, leg and neck pain
On May 21, 2002, the Plaintiff presented to her primary care physician with
complaints of lower back pain and pain radiating down her left leg. (R. 211.) Her
physician prescribed her Celebrex and scheduled her for an MRI of the lumbar spine,
(id.), which proceeded on June 11, 2002, (R. 275). The results from the MRI indicated
mild protrusion of the L5-S1 disc; however, “there was no [marked] encroachment of
the existing nerve root.” (R. 208, 275.) During a subsequent doctor’s visit on June 14,
2002, the Plaintiff reported that the pain down her left leg had improved significantly
since she began taking Celebrex. (R. 208.) By the time of her July 15, 2002 visit, her back
pain had resolved with conservative treatment. (R. 206.) On November 8, 2002, a
radiology examination of her lumbar spine revealed that it was normal. (R. 274.) On
July 29, 2003, the Plaintiff presented to Hale County Hospital Clinic with complaints of
neck pain and shortness of breath. (R. 239.) The treating physician determined that she
had pharyngitis, lethargy, hypertension, shortness of breath, and a history of anemia.
(Id.) On August 22, 2005, the Plaintiff presented to Hale County Hospital Clinic with
complaints of back pain. (R. 236.) Her treating physician determined that she had
myofascial spasms of the lumbar spine and prescribed Tylenol and Flexeril. (Id.) On
December 9, 2008, while being treated at the Marion Rural Health Center for cold
symptoms/chest congestion, the Plaintiff also reported complaints of back and hip
pain. (R. 251-52.)
Hypertension
Routine office visits to the Plaintiff’s primary care physician at Marion Clinic in
2002-06 indicated findings of obesity and hypertension, as well as ongoing treatment for
her hypertension with Hydrochlorothiazide (HCTZ). (R. 194-205.)
4
On April 5, 2011, the Plaintiff was seen by a nurse practitioner at Taylor Internal
Medicine of Selma (“Taylor Internal Medicine”) for her hypertension. (R. 283, 285.) The
Plaintiff reported that she “[has] pain all over [her] body, that is worse in the mornings,
and [she is] out of [her] blood pressure medicine.” (R. 283.) The Plaintiff’s blood
pressure was elevated at the time of the visit. (Id.) The Plaintiff reported that she had
not taken her blood pressure medication for one month. (Id.) She also reported “that
she has an occasional headache at times, [and] they usually resolve on their own.” (Id.)
It was determined that the Plaintiff had “benign essential hypertension” and “pain in
joint involving multiple sites.”
(Id.) 2 She was prescribed HCTZ, Meloxicam and
Ibuprofen, and she was told to return to the office in one week to have her blood
pressure rechecked. (Id.) However, there is no evidence that she ever returned for a
follow-up visit, as directed. (See R. 281-85.) The April 5, 2011 visit was her only visit to
Taylor Internal Medicine. (Id.)3
On June 23, 2011, the Plaintiff was seen in the emergency room for chest pains.
(R. 288.) Her blood pressure at that time was 138/88. (Id.)
Tendinitis/arthritis
In March and April of 2002, the Plaintiff was treated for left hand pain. (R. 238,
240-41.) Her treating physician determined that she had tendinitis of the small finger of
her left hand and possible arthritis of her left hand and wrist; she was prescribed
2
The Plaintiff was assessed by Nurse Practitioner Latoya Russell at the time of the
visit. (R. 283, 285.) Dr. Bruce Taylor subsequently reviewed and signed Ms. Russell’s
assessment on April 20, 2011. (Id.)
3
The Taylor Internal Medicine records include a page that was generated on June
23, 2011, when the records were released to the Plaintiff’s attorneys. (R. 281.) That page
includes a “problem list” with entries for both “benign essential hypertension” and “malignant
essential hypertension.” (Id.) Notably, the Plaintiff was not diagnosed with malignant essential
hypertension at the time of her only visit and treatment at Taylor Internal Medicine. (R. 183,
185.)
5
Tylenol and Indocin, an anti-inflammatory. (R. 238.) On June 13, 2010, the Plaintiff was
treated in the emergency room at Hale County Hospital for arthritis in her right hand.
(R. 258-67.) She was given Toradol for her pain. (R. 263.)
Gynecological problems
On September 5, 2002, after being diagnosed with “[d]ysfunctional uterine
bleeding and cramping,” the Plaintiff underwent a “diagnostic laparoscopy with
bilateral tubal ligation,” as well as a cervical curettage, an endometrial curettage, and
uterine ablation.
(R. 277-78.)
On December 11, 2009, the Plaintiff was seen for
complaints of having an irregular menstrual cycle and excessive bleeding. (R. 249.) On
June 23, 2011, while being treated for complaints of chest pain, the Plaintiff reported a
history of uterine fibroids. (R. 287-88.)
Testimony of Dr. James Anderson
Dr. Anderson testified as a medical expert witness at the time of the August 31,
2011 hearing before the ALJ. (R. 35-42.) Dr. Anderson opined that
[The Plaintiff is] morbidly obese – 61 inches, 295 pounds – [and] she has
obesity related lower back pain treated symptomatically. She has
hypertension which is asymptomatic, and she has chronic pelvic pain due
to benign gynecological problems with iron deficiency anemia. Anemia is
treated successfully with iron replacement tablets. She also has several
episodes of generalized pain treated with anti-inflammatory medications.
The records that we have, includ[ing] those submitted today, in my view
would not meet or equal . . . disability.
(R. 36.)
With regard to the protrusion of the L5-S1 disc, indicated in the 2002 MRI, Dr.
Anderson testified that such protrusion “is a disc pathology that may or may not be
symptomatic.” (R. 37.) Furthermore, Dr. Anderson discounted the finding of disc
protrusion on the 2002 MRI because of the age of the MRI. (R. 40.) He stated that
“something almost a decade old is not really of clinical significance” because, over time,
6
“abnormal disc disease can get better [or] worse.” (R. 40-41.) For example, he stated
that “[d]iscs that protrude . . . can grind down and become asymptomatic.” (R. 41.) He
explained that a determination as to whether disc protrusion is symptomatic is based on
the “longitudinal treating record.” (Id.)
Additionally, Dr. Anderson testified that the diagnosis of tendinitis in the
Plaintiff’s hands is “a reasonable clinical explanation for her hand pain. (R. 39.) He
stated that tendinitis “is a clinical diagnosis and it’s treated symptomatically.” (Id.)
IV.
ALJ’s Decision
On November 16, 2011, the ALJ issued a decision finding that the Plaintiff is not
disabled. (R. 9-17.) In reaching his decision, the ALJ found that the Plaintiff has not
engaged in substantial gainful activity since the alleged onset date of May 24, 2010. (R.
11.) The ALJ found that the Plaintiff “has the following severe impairments: morbid
obesity; arthritis; and occasional myofascial spasms of the spine.”
(Id. (emphasis
omitted).) The ALJ discussed his findings regarding the Plaintiff’s severe impairments
as follows:
The undersigned notes that the vast majority of the medical evidence was
generated prior to 2007. The medical evidence contemporary with alleged
onset through the date of this decision is scarce with approximately five
visits for medical care over the course of the last four years. The
claimant’s pursuit of medical care is not consistent with her allegations.
Nonetheless, the medical expert opined, in part, that the record does
indicate the impairments listed above. He further opined that these
impairments are more than slight abnormalities that cause more than
slight limitation in her capacity to perform work activity. They are
therefore severe.
He also confirmed that there is evidence of some gynecological
dysfunction possibl[y] resulting from uterine fibroids, anemia, and
hypertension.
However, he concluded that her hypertension was
asymptomatic. He further advised that her anemia was resolved via
treatment. He offered the same opinion regarding pain secondary to her
gynecological dysfunction.
7
The undersigned carefully reviewed the medical evidence and concurs
that there is no indication of ongoing or recurring gynecological
dysfunction. The claimant was last treated for a gynecological issue—
excessive bleeding—in December 2009. There is no evidence of any
additional complaints or any residuals subsequent to treatment at that
time. The undersigned concludes that her history for gynecological
dysfunction is a slight abnormality that does not appear to cause more
than slight, if any, limitation in her ability to perform work activity. It is
therefore nonsevere.
The undersigned did not find any recent evidence indicating the presence
of any anemic condition. Consistent with the medical expert’s report,
there has certainly been no treatment between 2008 and the date of this
decision. The undersigned concludes that her distant history for anemia is
at best a slight abnormality that does not cause more than slight, if any
limitation in her ability to perform work activity. It is therefore
nonsevere.
The record in general indicates that the claimant does experience
hypertension. However, the record also shows that the claimant has not
maintained regular medication compliance. The claimant has reported
allowing lapses of several weeks before procuring the necessary
medication. Spikes in her measurements are consistent with these
periods. However, her most recent scores are lower and suggest recent
compliance.
Additionally, even during the periods of elevation the record is void of
any secondary problems such as hypertension-related vision, heart, or
damage to extremities. Therefore, the undersigned concurs with the
medical expert and finds that her hypertension is asymptomatic. It is
therefore a slight abnormality that causes slight, if any, limitation in her
ability to perform work activity. It is therefore nonsevere.
The undersigned notes that the claimant completed a functional report
with some suggestion of mental impairment. However, State agency
personnel contacted her and the claimant advised that the reported
symptoms only accompany periods of pain . . . . She did not allege any
mental impairment in her disability report or appeal. The undersigned
finds that there is no medically determinable evidence or symptoms and
signs suggesting the existence of a mental impairment.
(R. 11-12.)
The ALJ concluded that the Plaintiff did not meet or medically equal one of the
impairments listed in 20 CFR Part 404, Subpart P, Appendix 1, (R. 12), and made the
following findings with respect to the Plaintiff’s residual functional capacity:
8
[T]aking the claimant’s obesity into consideration, the claimant has the
residual functional capacity to perform nearly the full range of Light
work as defined in 20 CFR 404.1567(b) and 416.967(b), except the
claimant can sit between one and two hours uninterrupted and for a
total of six hours over the course of an eight hour workday. The
claimant can stand and/or walk between 30 minutes and one hour
uninterrupted, and for a total of four-to-six hours over the course of an
eight-hour workday. The claimant can lift, carry, push, and pull up to
10 lbs frequently, and 20 lbs occasionally. The claimant can frequently
use her upper extremities for simple grasping and fine manipulation.
She can occasionally use her lower extremities for repetitive motions
such as operating foot controls or pushing and pulling. She can
occasionally bend, stoop, crawl, kneel, crouch, and balance. The
claimant is expected to experience mild-to-moderate pain, which
occasionally interferes with her concentration, persistence and pace,
where mild is defined as a condition which does not affect the ability to
function, moderate defined as a condition or impairment which affects
but which does not preclude the ability to function (work), and
occasionally means occurring up to 1/3d of an 8 hour day, which is a
cumulative concept, and is not continuous for any period of time, only
means occasional. She can occasionally climb ramps and stairs. She can
occasionally climb ladders, ropes, and scaffolds. The claimant cannot
work around hazardous machinery or operate commercial motorized
vehicles. The claimant must avoid concentrated or excessive exposure
to pulmonary irritants such as dust, odors, fumes, humidity, and
extremes in temperature and the like.
In making this finding, the undersigned has considered all symptoms and
the extent to which these symptoms can reasonably be accepted as
consistent with the objective medical evidence and other evidence, based
on the requirements of 20 CFR 404.1529 and 416.929 and SSRs 96-4p and
96-7p. The undersigned has also considered opinion evidence in
accordance with the requirements of 20 CFR 404.1527 and 416.927 and
SSRs 96-2p, 96-5p, 96-6p and 06-3p.
In considering the claimant’s symptoms, the undersigned must follow a
two-step process in which it must first be determined whether there is an
underlying medically determinable physical or mental impairment(s)—
i.e., an impairment(s) that can be shown by medically acceptable clinical
and laboratory diagnostic techniques—that could reasonably be expected
to produce the claimant’s pain or other symptoms.
Second, once an underlying physical or mental impairment(s) that could
reasonably be expected to produce claimant’s pain or other symptoms has
been shown, the undersigned must evaluate the intensity, persistence, and
limiting effects of the claimant’s symptoms to determine the extent to
which they limit the claimant’s functioning. For this purpose, whenever
statements about the intensity, persistence, or functionally limiting effects
of pain or other symptoms are not substantiated by objective medical
9
evidence, the undersigned must make a finding on the credibility of the
statements based on a consideration of the entire case record.
The claimant alleges that she suffers back, neck, feet and nerve pain. The
nerve pain is in her left hip. She also experiences female problems and
high blood pressure. She added that she is 5’6” and weighs 295 lbs
(Exhibit 3E, pg 2). Despite her allegations as to onset, May 2010, she
added that she stopped working in October 2008, for reasons unrelated to
her disabling impairments. She reported that she went to get some
medicine and was fired from her job. Nonetheless, she believes she
became unable to work as of the alleged onset date (Id.).
The undersigned notes that to her credit the claimant worked every year
between 1986 and 2008; and enjoyed substantial gainful activity between
1987 and 2008, for over twenty years (Exhibit 7D). She provided no other
evidence regarding her report that she was fired because she went to get
medication. The undersigned finds that this statement does seem
credible. Nonetheless, as noted, her work history did lend some weight to
her allegations. However, it did not lift her credibility to the extent that it
overcame the medical evidence and other evidence of record.
By way of example, Agency records indicate that she reported selfemployment earnings of $9,837.00 in 2009; however, that income was then
subtracted resulting in zero earnings in 2009. While this change is
unclear—along with her reports—it begs the question why she did not
work at all between 2008 and May 2010, if in fact she did not become
disabled until May 2010. Per her reports, she was not limited until May
2010. Absent medical activity in support of her allegations, there is no
indication why the claimant chose not to work for almost two years. The
medical evidence does not support that decision.
The claimant reported that she stopped working on October 24, 2008, after
leaving work or not reporting to work, opting to obtain medication
(Exhibit 3E). However, the earliest evidence of medical care is treatment
on December 9, 2008. She reported cold symptoms with headache with
onset of one week. She also reported low back and right hip pain
radiating down her right leg, with onset of two-to-three days (Exhibit 3F,
pg 8). Neither report suggests chronic or ongoing impairment that would
have prompted abandoning work two months earlier.
The resulting physical examination revealed abnormality regarding her
chest and lungs. The neurological and musculoskeletal examinations
were unremarkable.
She was assessed for bronchitis (Id.).
The
undersigned notes that this examination was two months after she
allegedly left work to procure medication. However, it does suggest that
a longstanding impairment did not prompt her action. In fact, her
provider maintained a medication sheet. It is blank (Id. at 9). However,
this may have actually been an initial visit. She completed a health history
report. She did report high blood pressure and back pain. She did not
10
indicate any neck, feet, or female problems. She did not indicate any
hospitalizations (Id. at 7).
Per the record submitted by this provider, the claimant did not visit again
until December 11, 2009, approximately one-year later, and then she
complained of an irregular cycle. She also reported that previous
excessive bleeding resulted in uterine cauterization (Id. at 5). She also
reported that she had been without her blood pressure medication for
three weeks and her pressure was elevated (Id.). This is curious in that
the claimant allegedly lost her job because she insisted on procuring
medication presumably during working hours. However, a year later,
without work as an obstacle, she let her prescription lapse for three weeks.
More importantly, she did not mention any problems involving her back,
neck, hips, or feet (Id.). The lack of care over the course of a year,
combined with her actual complaints at the end of that year, strongly
suggest that there was no chronic impairment and limitation.
Additionally, the visit in December 2009, does not indicate future
depreciation or indication such that she would be disabled within six
months. The claimant reported that she visited a provider regarding leg
and back pain in March 2010, two months before alleged onset (Exhibit 3E,
pg 5). However, the undersigned scoured the record and found no
evidence of any such treatment.
Per the available record, the claimant sought medical care once in
December 2008 and once in December 2009. There is no evidence of any
care during the six months leading up to the alleged onset. As noted, the
results of the two visits do not indicate any disabling impairment, or
severe limitation. The document does show that she weighed 307 lbs on
both occasions (Exhibit 3F, pg 4).
The record simply does not contain either linear or contemporary
evidence consistent with alleged onset. The undersigned notes that as
pointed out above, the onus is upon the claimant to provide medically
determinable evidence of impairment and limitation consistent with her
allegations. While this Agency and the State agency are required to assist
her in collecting and presenting such evidence, the onus is upon the
claimant to provide the sources that possess such evidence. The record
reveals that the State agency made every effort to collect evidence from
the sources she identified. The numerous sources all provided evidence
reflecting care prior to December 2009. In fact, most of the evidence
involves treatment during the period that she enjoyed substantial gainful
activity.
In June 2010, the claimant visited a local emergency room. She
complained of arm and hand pain (Exhibit 5F, pg 3). The undersigned
digresses briefly to note that this pursuit of medical care actually detracts
from her allegations. The claimant reported that disabling pain unrelated
to her arms and hands, caused her inability to work. However, there are
11
no emergency room visits contemporary with alleged onset—or the
period leading up to alleged onset—regarding the impairments she insists
disable her. The lack of emergency care, or even much routine care,
reference to her allegedly disabling impairments, combined with the fact
that when she experienced pain that did prompt an emergency room visit,
detracts greatly from her allegations.
During the visit, the notes indicate that she reported past history for
hypertension and nothing else. She made no reference to neck, back, hip
or leg pain. She did not mention a negative gynecological history.
Physical examination of her spine revealed muscle spasms. Examination
of her extremities was unremarkable. Ultimately, it appears that she was
diagnosed with arthritis. However, two other illegible entries were made;
nonetheless, discharge instructions listed only arthritis.
She was
instructed to visit her primary provider. There were no additional
instructions as to activities (Id. at 11). She concurred with the instructions.
The State agency denied her claim in July 2010. The claimant appealed. In
her appeal, she reported that there had been a change in her conditions.
She was experiencing increased foot pain and numbing in her feet. She
advised that she began to experience this change on August 1, 2010
(Exhibit 8E, pg 1). She also reported that her impairments caused her to
be very slow while dressing. She does not cook anymore. She spends
most of her time in bed. She does light chores when she feels up to it (Id.
at 3). Per the record, this change occurred approximately one week after
her claim was denied.
She denied any new physical or mental impairments (Id. at 1). More
importantly, despite her allegation of additional pain and limitation, she
reported that she had not pursued any additional care consistent with her
complaint of increased symptoms (Id. at 2). She did advise that she was
taking a medication for high blood pressure. She was also taking
Naproxen for pain (Id.). The undersigned notes that Naproxen is basically
an over the counter medication. It is not a narcotic. The claimant’s failure
to pursue any additional medical care lends very little weight to her new
symptoms. The undersigned finds that if her impairments limited her
such that frequent, if not constant, bed rest was suggested, then pursuit of
medical care was called for, just as it was called for when her hands and
arms caused her to pursue emergency care. The undersigned notes that
two years earlier the claimant allegedly lost her job by pursuing
medications. It is simply not consistent that per her appeal she did not
possess the same motivation, despite her allegations.
Despite her allegations and appeal, the claimant did not seek any
additional care for an additional year. The record indicates that she
visited a routine provider on April 5, 2011. The notes reveal that she was
a new patient. She complained of diffuse pain, worse in the morning, and
she was out of blood pressure medications (Exhibit 9F, pg 4). The
undersigned notes that the record strongly suggests a pattern of
12
noncompliance in relationship to her hypertension medications. She did
not report any female health issues. During review of systems, she
reported occasional headaches that resolve without apparent intervention.
She reported that she was assessed for a hip problem a “couple years”
earlier (Id.). There is no medical evidence of a hip problem between 2009
and the visit. She did not report any additional symptoms.
Physical examination revealed that consistent with noncompliance, her
blood pressure was 170/100. She weighed 295 lbs. She was in no acute
distress. The examiner did not report any indication for diffuse pain.
Nonetheless, the nurse practitioner assessed benign essential hypertension
and pain in joints at multiple sites (Id. at 4). She was prescribed a
medication for her hypertension. As to pain, she was prescribed
Meloxicam and Ibuprofen. Once again she was not prescribed any
narcotics. The undersigned notes that a supervising doctor did review
and concur in the nurse’s actions (Id. at 6). The claimant was not directed
to restrict any activities. She was directed to return in one week to recheck
her blood pressure (Id. at 4).
The undersigned notes that when the records were released to the
representative the problem list reflected benign and malignant essential
hypertension. However, the only date of service was the visit on April 5,
2011 (Id. at 2). The treatment notes, discussed above, contain no reference
or indication for malignant hypertension. However, more importantly,
the notes indicate that the records were provided to the representative in
June 2011. There is no indication of a second visit, i.e., the return in one
week to recheck her blood pressure (Id.). As indicated above, the record
suggests minimal compliance regarding her blood pressure.
Also in June of this year, the claimant visited a local emergency room. She
complained of chest pain with radiation into her left arm (Exhibit 10F). As
to history she noted history of back problems, arthritis, and uterine
fibroids (Id. at 3). Physical examination revealed that her blood pressure
was 138/88. Her weight was 285 lbs. Her thyroid was prominent. A
second grade murmur was noted. X-rays of her chest were unremarkable
(Id. at 5). She was in no respiratory distress, with normal breath sounds.
As to her heart, there was regular rate and rhythm, with a grade 2
murmur noted. Her diagnosis was chest pain, with metromenorrhagia,
and she was referred to see Dr. Russell.
In light of the general lack of evidence overall, the undersigned enlisted
the aid of the medical expert noted above. He reviewed the evidence of
record including the older evidence detailing treatment during the period
of substantial gainful activity.
He opined that the record indicates morbid obesity, uterine fibroids,
hypertension, low back pain secondary to obesity, periodic pain
secondary to gynecological problems, resolved, and iron deficiency
anemia, resolved. The undersigned notes that he specifically noted
13
uterine fibroids secondary to the claimant’s reports during the latest
treatment note above. He opined that she was limited to light work as
described above.
The undersigned considered the claimant’s testimony and written reports
of limitation (i.e. the functional report). Although the claimant asserts
greater limitation, her subjective reports are simply not supported by or
consistent with the medical and objective evidence of record. Her
subjective reports standing alone cannot overcome the remaining
evidence.
After careful consideration of the evidence, the undersigned finds that the
claimant’s medically determinable impairments could reasonably be
expected to cause some of the alleged symptoms; however, the claimant’s
statements concerning the intensity, persistence and limiting effects of
these symptoms are not credible to the extent they are inconsistent with
the above residual functional capacity assessment.
In sum, the above residual functional capacity assessment is supported by
the medical expert’s opinion as well as the lack of any significant medical
evidence to the contrary. The claimant’s obesity has been considered in
making this assessment. It is noted that the claimant is a younger
individual and it is not unreasonable to expect that with proper diet and
exercise, medically supervised, that this claimant could improve her
overall health as well as her physical condition, such that she should be
capable of greater exertion work, should she choose to diet and exercise.
(R. 13-18 (emphasis in original).)
Based on the testimony of the vocational expert, the ALJ concluded that the
Plaintiff could not perform her past relevant work as a fish filleter or janitor, but that
she can perform “other work that exists in significant numbers in the national
economy.” (Id. at 18-19.) Thus, the ALJ determined that the Plaintiff is not disabled.
(Id. at 19.)
V.
Analysis
A. RFC – Substantial Evidence
The Plaintiff argues that “[t]he ALJ’s [RFC] assessment is not supported by
substantial evidence because the ALJ erred in ignoring the impact of [the Plaintiff’s]
14
mental impairment, hypertension, tendinitis and arthritis in her functional abilities.”
(Doc. 14 at 2 (emphasis omitted).)
The Eleventh Circuit has made clear that “[r]esidual functional capacity, or RFC,
is a medical assessment of what the claimant can do in a work setting despite any
mental, physical or environmental limitations caused by the claimant’s impairments
and related symptoms.” Peeler v. Astrue, 400 F. App’x 492, 493 n.2 (11th Cir. Oct. 15,
2010) (citing 20 C.F.R. § 416.945(a)). Stated somewhat differently, “[a] claimant’s RFC is
‘that which [the claimant] is still able to do despite the limitations caused by his . . .
impairments.’” Hanna v. Astrue, 395 F. App’x 634, 635 (11th Cir. Sept. 9, 2010) (quoting
Phillips v. Barnhart, 357 F.3d 1232, 1238 (11th Cir. 2004)). The responsibility for making
the RFC determination rests with the ALJ. Compare 20 C.F.R. §§ 404.1546(c) & 416.946(c)
(“If your case is at the administrative law judge hearing level . . ., the administrative law
judge . . . is responsible for assessing your residual functional capacity.”) with, e.g.,
Packer v. Comm’r, Soc. Sec. Admin., 542 F. App’x 890, 891-892 (11th Cir. Oct. 29, 2013) (per
curiam) (“An RFC determination is an assessment, based on all relevant evidence, of a
claimant’s remaining ability to do work despite her impairments. There is no rigid
requirement that the ALJ specifically refer to every piece of evidence, so long as the
ALJ’s decision is not a broad rejection, i.e., where the ALJ does not provide enough
reasoning for a reviewing court to conclude that the ALJ considered the claimant’s
medical condition as a whole.” (internal citation omitted)). A plaintiff’s RFC—which
“includes physical abilities, such as sitting, standing or walking, and mental abilities,
such as the ability to understand, remember and carry out instructions or to respond
appropriately to supervision, co-workers and work pressure[]”—“is a[n] [] assessment
of what the claimant can do in a work setting despite any mental, physical or
environmental limitations caused by the claimant’s impairments and related
15
symptoms.” Watkins v. Comm’r of Soc. Sec., 457 F. App’x 868, 870 n.5 (citing 20 C.F.R. §§
404.1545(a)-(c), 416.945(a)-(c)).
“In making an RFC determination, the ALJ must
consider all the record evidence, including evidence of non-severe impairments.”
Hanna, 395 F. App’x at 635 (citation omitted); compare 20 C.F.R. §§ 404.1545(a)(1) &
416.945(a)(1) (2011) (“We will assess your residual functional capacity based on all the
relevant evidence in your case record.”) with 20 C.F.R. §§ 404.1545(a)(3) & 416.945(a)(3)
(“We will assess your residual functional capacity based on all of the relevant medical
and other evidence.”).
In this case, the ALJ made the following determination with regard to the
Plaintiff’s RFC:
[T]aking the claimant’s obesity into consideration, the claimant has the
residual functional capacity to perform nearly the full range of Light work
as defined in 20 CFR 404.1567(b) and 416.967(b), except the claimant can
sit between one and two hours uninterrupted and for a total of six hours
over the course of an eight hour workday. The claimant can stand and/or
walk between 30 minutes and one hour uninterrupted, and for a total of
four-to-six hours over the course of an eight-hour workday. The claimant
can lift, carry, push, and pull up to 10 lbs frequently, and 20 lbs
occasionally. The claimant can frequently use her upper extremities for
simple grasping and fine manipulation. She can occasionally use her
lower extremities for repetitive motions such as operating foot controls or
pushing and pulling. She can occasionally bend, stoop, crawl, kneel,
crouch, and balance. The claimant is expected to experience mild-tomoderate pain, which occasionally interferes with her concentration,
persistence and pace, where mild is defined as a condition which does not
affect the ability to function, moderate defined as a condition or
impairment which affects but which does not preclude the ability to
function (work), and occasionally means occurring up to 1/3d of an 8
hour day, which is a cumulative concept, and is not continuous for any
period of time, only means occasional. She can occasionally climb ramps
and stairs. She can occasionally climb ladders, ropes, and scaffolds. The
claimant cannot work around hazardous machinery or operate
commercial motorized vehicles. The claimant must avoid concentrated or
excessive exposure to pulmonary irritants such as dust, odors, fumes,
humidity, and extremes in temperature and the like.
(R. 13-14 (emphasis omitted).)
16
To find that the ALJ’s RFC determination is supported by substantial evidence, it
must be shown that the ALJ has “’provide[d] a sufficient rationale to link’” substantial
record evidence “’to the legal conclusions reached.’” Ricks v. Astrue, No. 3:10-cv-975TEM, 2012 WL 1020428, *9 (M.D. Fla. Mar. 27, 2012) (quoting Russ v. Barnhart, 363 F.
Supp. 2d 1345, 1347 (M.D. Fla. 2005)); compare id. with Packer v. Astrue, Civil Action No.
11-0084-CG-N, 2013 WL 593497, *4 (S.D. Ala. Feb. 14, 2013) (“’[T]he ALJ must link the
RFC assessment to specific evidence in the record bearing upon the claimant’s ability to
perform the physical, mental, sensory, and other requirements of work.’”), aff’d, 542 F.
App’x 890 (11th Cir. Oct. 29, 2013)4; see also Hanna v. Astrue, 395 F. App’x at 636 (“The
ALJ must state the grounds for his decision with clarity to enable us to conduct
meaningful review. . . . Absent such explanation, it is unclear whether substantial
evidence supported the ALJ’s findings; and the decision does not provide a meaningful
basis upon which we can review [a plaintiff’s] case.” (internal citation omitted)).5 The
4
In affirming the ALJ, the Eleventh Circuit rejected Packer’s substantial evidence
argument, noting, she “failed to establish that her RFC assessment was not supported by
substantial evidence[]” in light of the ALJ’s consideration of her credibility and the medical
evidence. Packer, 542 F. App’x at 892.
5
It is the ALJ’s (or, in some cases, the Appeals Council’s) responsibility, not the
responsibility of the Commissioner’s counsel on appeal to this Court, to “state with clarity” the
grounds for an RFC determination. Stated differently, “linkage” may not be manufactured
speculatively by the Commissioner—using “the record as a whole”—on appeal, but rather,
must be clearly set forth in the Commissioner’s decision. See, e.g., Durham v. Astrue, Civil Action
No. 3:08CV839-SRW, 2010 WL 3825617, *3 (M.D. Ala. Sept. 24, 2010) (rejecting the
Commissioner’s request to affirm an ALJ’s decision because, according to the Commissioner,
overall, the decision was “adequately explained and supported by substantial evidence in the
record”; holding that affirming that decision would require that the court “ignor[e] what the
law requires of the ALJ[; t]he court ‘must reverse [the ALJ’s decision] when the ALJ has failed to
provide the reviewing court with sufficient reasoning for determining that the proper legal
analysis has been conducted’” (quoting Hanna, 395 F. App’x at 636) (internal quotation marks
omitted)); see also id. at *3 n.4 (“In his brief, the Commissioner sets forth the evidence on which
the ALJ could have relied . . . . There may very well be ample reason, supported by the record,
for [the ALJ’s ultimate conclusion]. However, because the ALJ did not state his reasons, the
17
ALJ’s RFC assessment need not be supported by the assessment of an examining or
treating physician. See, e.g., Packer, supra, 2013 WL 593497, at *3 (“[N]umerous courts
have upheld ALJs’ RFC determinations notwithstanding the absence of an assessment
performed by an examining or treating physician.”); McMillian v. Astrue, CA No. 1100545-C, 2012 WL 1565624, *4 n.5 (S.D. Ala. May 1, 2012) (noting that decisions of this
Court “in which a matter is remanded to the Commissioner because the ALJ’s RFC
determination was not supported by substantial and tangible evidence still accurately
reflect the view of this Court, but not to the extent that such decisions are interpreted to
require that substantial and tangible evidence must—in all cases—include an RFC or
PCE from a physician” (internal punctuation altered and citation omitted)); but cf.
Coleman v. Barnhart, 264 F. Supp. 2d 1007 (S.D. Ala. 2003).
Here, the ALJ conducted a lengthy analysis of all the evidence of record. (R. 1118.) Although the Plaintiff contends otherwise, the ALJ addressed all of the Plaintiff’s
alleged impairments, including hypertension,6 (id. at 12, 17), and arthritis,7 (id. at 16).8
court cannot evaluate them for substantial evidentiary support. Here, the court does not hold
that the ALJ’s ultimate conclusion is unsupportable on the present record; the court holds only
that the ALJ did not conduct the analysis that the law requires him to conduct.” (emphasis in
original)); Patterson v. Bowen, 839 F.2d 221, 225 n.1 (4th Cir. 1988) (“We must . . . affirm the ALJ’s
decision only upon the reasons he gave.”).
6
The Plaintiff argues that the ALJ did not appreciate the limitations imposed by
her hypertension. (Doc. 14 at 2-3.) However, the ALJ considered all the evidence of
hypertension, (see R. 12, 17), but ultimately agreed with the medical expert that the Plaintiff’s
hypertension is asymptomatic. (Id.) The ALJ stated as follows:
The record in general indicates that the claimant does experience hypertension.
However, the record also shows that the claimant has not maintained regular
medication compliance. The claimant has reported allowing lapses of several
weeks before procuring the necessary medication. Spikes in her measurements
are consistent with these periods. However, her most recent scores are lower
and suggest recent compliance.
Additionally, even during the periods of elevation the record is void of any
secondary problems such as hypertension-related vision, heart, or damage to
extremities. Therefore, the undersigned concurs with the medical expert and
18
As the ALJ discussed, the Plaintiff’s medical records contain very little evidence of
treatment related to the impairments asserted by the Plaintiff. (See id. at 11 (“The
undersigned notes that the vast majority of the medical evidence was generated prior to
2007. The medical evidence contemporary with alleged onset through the date of this
decision is scarce with approximately five visits for medical care over the course of the
last four years.
The claimant’s pursuit of medical care is not consistent with her
allegations.”); id. at 16 (“[T]here are no emergency room visits contemporary with
alleged onset—or the period leading up to alleged onset—regarding the impairments
she insists disable her. The lack of emergency care, or even much routine care, . . .
detracts greatly from her allegations.”); id. (“The claimant’s failure to pursue any
additional medical care lends very little weight to her new symptoms.”); id. at 17
(“Despite her allegations and appeal, the claimant did not seek any additional care for
an additional year.”). Due to “the general lack of evidence overall,” the ALJ retained a
medical expert, Dr. Anderson, to review the medical evidence and provide his opinion
regarding the Plaintiff’s alleged impairments. (Id. at 17.) Dr. Anderson opined that,
despite the Plaintiff’s obesity-related back pain and certain other ailments, she is not
disabled. (Id. at 36; see id. at 17.) The ALJ stated that his RFC determination “is
finds that her hypertension is asymptomatic. It is therefore a slight abnormality
that causes slight, if any, limitation in her ability to perform work activity. It is
therefore nonsevere.
(Id. at 12.)
7
The ALJ does not specifically reference tendinitis; however, the only references to
tendinitis in the medical records were in 2002, (R. 238). The medical records from the Plaintiff’s
more recent treatment for her hand pain—a single emergency room visit on June 13, 2010—
indicate that she was seen for arthritis, rather than tendinitis. (R. 267.)
8
The ALJ addressed the Plaintiff’s claim that she suffered from a mental
impairment, but ultimately found “that there is no medically determinable evidence or
symptoms and signs suggesting the existence of a mental impairment.” (R. 12.) The Plaintiff’s
mental impairment claim is discussed further below. See infra § V.B.
19
supported by [Dr. Anderson’s] opinion as well as the lack of any significant medical
evidence to the contrary.” (Id. at 18.)
Furthermore, the ALJ considered the Plaintiff’s own reports regarding her
limitations, but concluded that her assertions were not consistent with the medical
evidence. (Id. at 18 (“The undersigned considered the claimant’s testimony and written
reports of limitation (i.e. the functional report). Although the claimant asserts greater
limitation, her subjective reports are simply not supported by or consistent with the
medical and objective evidence of record. Her subjective reports standing alone cannot
overcome the remaining evidence. After careful consideration of the evidence, the
undersigned finds that the claimant’s medically determinable impairments could
reasonably be expected to cause some of the alleged symptoms; however, the claimant’s
statements concerning the intensity, persistence and limiting effects of these symptoms
are not credible to the extent they are inconsistent with the above residual functional
capacity assessment.”).)
The ALJ’s analysis demonstrates that he appropriately considered the Plaintiff’s
condition as a whole and sufficiently linked his RFC determination to the medical
evidence of record. The linkage requirement is simply another way to say that, in order
for this Court to find that an RFC determination is supported by substantial evidence,
ALJs must “show their work” or, said somewhat differently, show how they applied
and analyzed the evidence to determine a plaintiff’s RFC. See, e.g., Hanna, 395 F. App’x
at 636 (an ALJ’s “decision [must] provide a meaningful basis upon which we can review
[a plaintiff’s] case”); Ricks, 2012 WL 1020428, at *9 (an ALJ must “explain the basis for
his decision”); Packer, 542 F. App’x at 891-892 (an ALJ must “provide enough reasoning
for a reviewing court to conclude that the ALJ considered the claimant’s medical
condition as a whole[]” (emphasis added)). Here, the ALJ “showed his work” and
20
thereby provided the required “linkage” between the record evidence and his RFC
determination necessary to facilitate this Court’s meaningful review of his decision.
B. Failure to Complete PRTF
The Plaintiff argues that the ALJ erred by failing to complete a Psychiatric
Review Technique Form (“PRTF”) and append it to his decision or incorporate it into
his findings.9 (Doc. 14 at 5-6.) The Plaintiff relies on the Eleventh Circuit’s decision in
Moore v. Barnhart, 405 F.3d 1208 (11th Cir. 2005). (See doc. 14 at 5-6 (citing Moore, 405
F.3d at 1214).)
In Moore, the Eleventh Circuit “h[e]ld[] that where a claimant has presented a
colorable claim of mental impairment, the social security regulations require the ALJ to
complete a PRTF and append it to the decision, or incorporate its mode of analysis into
his findings and conclusions.” Moore, 405 F.3d at 1214. The Eleventh Circuit did not
state what constitutes a colorable claim of mental impairment, see id., and it has not
addressed the issue in a subsequent opinion. However, this court and other district
courts in the Eleventh Circuit have found that plaintiffs have failed to present colorable
claims of mental impairments in cases involving stronger evidence of mental
impairments than is found in this case. See Jackson v. Astrue, Civil Action No. 11-0533N, 2012 WL 4212209, at *2, 7 (S.D. Ala. Sept. 18, 2012) (finding that the plaintiff had not
raised a colorable claim of a mental impairment where the plaintiff had discussed
depression in her original application and at the time of the hearing; depression was
referenced once in her medical records; the plaintiff had not been diagnosed with
9
The technique “dictated by the PRTF . . . requires separate evaluations on a fourpoint scale of how the claimant’s mental impairment impacts four functional areas: ‘activities of
daily living; social functioning; concentration, persistence, or pace; and episodes of
decompensation.” Moore v. Barnhart, 405 F.3d 1208, 1213 (11th Cir. 2005) (citing 20 C.F.R. §
404.1520a-(c)(3-4)).
21
depression or any other mental disorder; and the ALJ found that plaintiff’s mental
condition was not severe); Meadows v. Astrue, Civil Action File No. 1:09-CV-2656-JFK,
2010 WL 3614157, at *6 (N.D. Ga. Sept. 7, 2010) (“[Plaintiff’s primary care physician]
prescribed [medication for depression], and a number of times listed [that drug] as one
of [p]laintiff’s many medications. However, [her physician] only mentioned depression
on one occasion . . . . He also noted anxiety in the same . . . treatment note and in
another note . . . . These two notations include no explanation but only list the words
‘anxiety’ and ‘depression,’ and they are buried in treatment notes. . . . Not only is there
a paucity of evidence supporting [p]laintiff’s allegations of mental impairments, but as
the ALJ pointed out in his decision, [p]laintiff has not sought any mental health
treatment even though she alleges suicidal ideation, panic attacks, and crying spells. . . .
Given the lack of mental health treatment and the fact that the record contains only two
isolated notations of mental impairments, made by [p]laintiff’s primary care physician,
the court finds that [p]laintiff has not presented a colorable claim of mental impairment.
As a result, the ALJ committed no error when he did not make PRTF findings.”
(citations and footnote omitted)); Sesberry v. Astrue, No. 3:08-cv-989-J-TEM, 2010 WL
653890, at *3 (M.D. Fla. Feb. 18, 2010) (“In this case, unlike Moore, [p]laintiff failed to
present a colorable claim of a mental impairment. In review of the record as a whole,
the Court found only two notations by medical doctors that even hint of the possibility
that [p]laintiff might suffer from a mental impairment.
On [one visit] [p]laintiff
apparently reported a past medical history of hypertension and depression . . . .
[During] a follow-up visit . . . [p]laintiff reported that he had trouble sleeping due to
‘[h]is emotional state’ and ‘at times he feels depressed’ from the disappointment he felt
with the treatment he had received for his back pain. [Plaintiff’s physician] referred
[p]laintiff for a psychiatric . . . evaluation and prescribed the antidepressant Elavil.
22
There is no evidence in the record [p]laintiff ever saw [a] psychiatrist, psychologist or
counselor for his asserted depression.” (citations omitted)).
In this case, the Plaintiff argues that the Plaintiff’s mental impairment is apparent
from the record, which includes her reports of moodiness.
undersigned disagrees.
(Doc. 14 at 2-3.)
The
In her functional report, the Plaintiff noted that she was
“moody” and was arguing with others more frequently since her illnesses began. (R.
172.) The Plaintiff subsequently reported to state agency personnel that, when she is
experiencing back or arm pain, she has difficulty concentrating, completing tasks, and
getting along with others. (Id. at 279.) However, she stated that she does not experience
those problems when she takes her pain medication and feels better physically. (Id.)
The ALJ considered this evidence and stated as follows:
The undersigned notes that the claimant completed a functional report
with some suggestion of mental impairment. However, State agency
personnel contacted her and the claimant advised that the reported
symptoms only accompany periods of pain . . . . She did not allege any
mental impairment in her disability report or appeal. The undersigned
finds that there is no medically determinable evidence or symptoms and
signs suggesting the existence of a mental impairment.
(Id. at 12.) The ALJ’s finding is supported by the record. The Plaintiff has never been
diagnosed with a mental impairment and never been treated for symptoms related to a
mental impairment. Indeed, the Plaintiff’s medical records do not include a single
reference to a mental impairment of any kind. (See id. at 191-302.)
Significantly, the Plaintiff has not clearly identified a mental impairment or
disorder from which she claims to suffer. At the hearing before the ALJ, the Plaintiff
testified that she has mood swings related to her irregular menstrual cycles.10 (Id. at 31.)
In her brief, the Plaintiff states that “[t]he medical records are replete with references to
10
The Plaintiff also testified that she never sought mental health treatment for any
reason. (Id. at 28.)
23
[her] female problems that affect her emotionally.” (Doc. 14 at 2 (citing R. 160, 202, 249,
277-78, 288).) While the records cited by the Plaintiff reflect gynecological treatment,11
none of those records indicate that her gynecological issues “affect[ed] her
emotionally.” (See R. 160, 202, 249, 277-78, 288.) The Plaintiff appears to argue that,
despite the utter lack of medical evidence supporting a mental impairment claim, the
Plaintiff’s mental impairments can be presumed in this case in light of her “female
problems” and gynecological treatment. The undersigned declines to accept such an
absurd presumption.
Because the Plaintiff has not clearly articulated a mental impairment, has never
been diagnosed with a mental impairment, and has never been treated for a mental
impairment, she has not raised a colorable claim. See Jackson, 2012 WL 4212209, at *2, 7;
Meadows, 2010 WL 3614157, at *6; Sesberry, 2010 WL 653890, at *3. Therefore, the ALJ
was not required to complete a PRTF or incorporate its mode of analysis into his
findings and conclusions. See Moore, 405 F.3d at 1214.
C. Application of the Pain Standard
The Plaintiff’s third argument on appeal is that the ALJ failed to properly
evaluate the Plaintiff’s subjective complaints of back, hip and nerve pain. (Doc. 14 at 69.)
“[A] claimant’s subjective complaints of pain cannot in and of themselves
serve as conclusive evidence of disability. The record must document by
medically acceptable clinical or laboratory diagnostic techniques the
existence of a medical impairment which could reasonably be expected to
produce the disabling pain.” Chester, 792 F.2d [at 132]. A three-part “pain
standard” applies when a claimant attempts to establish disability
through his own testimony of pain or other subjective symptoms. Wilson
v. Barnhart, 284 F.3d 1219, 1225 (11th Cir. 2002). The pain standard
11
For a summary of the Plaintiff’s gynecological treatment see Section III above.
24
requires: (1) evidence of an underlying medical condition, and either (2)
objective medical evidence confirming the severity of the alleged pain
arising from that condition, or (3) the objectively determined medical
condition is of such a severity it can be reasonably expected to give rise to
the alleged pain. Id.
When a claimant testifies to subjective complaints of pain, the ALJ must
clearly articulate adequate reasons for discrediting the claimant’s
allegations of disabling symptoms. Dyer, 395 F.3d [at 1210]. In
articulating his reasons, the ALJ need not specifically refer to every piece
of evidence, so long as the decision “is not a broad rejection which is not
enough to enable the district court or [, if necessary, the court of appeals]
to conclude that the ALJ considered [the] medical condition as a whole.”
Id. at 1210–11 (quotation omitted). A clearly articulated credibility
determination supported by substantial evidence will not be disturbed.
Foote v. Chater, 67 F.3d 1553, 1562 (11th Cir. 1995).
Petteway v. Comm’r of Soc. Sec., 353 F. App’x 287, 288-89 (11th Cir. Nov. 18, 2009) (per
curiam) (some internal citations modified).
Further, as to an ALJ’s credibility determination, as one court explained in the
context of discussing the three-part pain standard (first adopted in Hand v. Bowen, 793
F.2d 275 (11th Cir. 1986)), as long as “the implication [is] obvious to the reviewing
court[,] . . . the Eleventh Circuit does not require an explicit finding as to the claimant’s
credibility[.]” Sharpe v. Astrue, No. 5:07cv74/RS-MD, 2008 WL 1805436, at *6 (N.D. Fla.
Apr. 15, 2008) (citing Dyer, 395 F.3d at 1210). And, moreover, as to the Hand three-part
pain standard,
[t]he Eleventh Circuit has approved an ALJ’s reference to and application
of the standard set out in 20 C.F.R. § 404.1529 [or § 416.929], because that
regulation “contains the same language regarding the subjective pain
testimony that this court interpreted when initially establishing its threepart standard.” Wilson, 284 F.3d at 1226. Thus, failure to cite to an
Eleventh Circuit standard is not reversible error so long as the ALJ applies
the appropriate regulation.
Id.
25
Here, the ALJ “[found] that the [Plaintiff’s] medically determinable impairments
could reasonably be expected to cause some of the alleged symptoms; however, the
[Plaintiff’s] statements concerning the intensity, persistence and limiting effects of these
symptoms are not credible to the extent they are inconsistent with the [ALJ’s] residual
functional capacity assessment.” (R. 18.) The ALJ cited the applicable regulations (§§
404.1529 and 416.929 (see id. at 14)) and provided sound reasons for finding the Plaintiff
less than credible with respect to her complaints regarding the intensity, persistence
and limiting effects of her pain, (see id. at 14-18).
Specifically, the ALJ repeatedly noted that the Plaintiff was not prescribed
narcotics for her pain. (Id. at 15-17.) The ALJ also discussed the inconsistency between
the medical treatment pursued by the Plaintiff and her allegations of pain. (Id. at 11, 1418.) The ALJ stated that, during the four-year period contemporary with the date of
onset, May 2010, the Plaintiff only had five visits for medical care. (Id. at 11.) The
December 9, 2008 visit was the only visit in which the Plaintiff reported specific
complaints of low back pain and hip pain radiating down her leg, and she reported that
she had been experiencing those symptoms for two to three days only. (Id. at 15.) The
ALJ commented that the Plaintiff did not report a chronic or ongoing impairment. (Id.)
The ALJ stated that the Plaintiff’s next medical visit was not until December 11, 2009,
and at that visit “she did not mention any problems involving her back, neck, hips, or
feet. The lack of care over the course of a year, combined with her actual complaints at
the end of that year, strongly suggest that there was no chronic impairment and
limitation.” (Id. (emphasis in original) (citations omitted).) The ALJ noted that, during
her next medical visit, in June 2010, the Plaintiff “made no reference to neck, back, hip
or leg pain.” (Id. at 16.) At her next visit, in April 2011, she complained of a history of
hip problems and diffuse pain; however, “[t]he examiner did not report any indication
26
for diffuse pain.” (Id. at 17.) The ALJ states that, at the time of her last medical visit in
June 2011, she reported a history of back problems, but she was not diagnosed with any
back problems or treated for any back problems.
(Id.)
After considering all the
evidence, the ALJ stated that he
considered the claimant’s testimony and written reports of limitation (i.e.
the functional report). Although the claimant asserts greater limitation,
her subjective reports are simply not supported by or consistent with the
medical and objective evidence of record. Her subjective reports standing
alone cannot overcome the remaining evidence.
(Id. at 18.)12
Thus, the ALJ referenced the applicable regulation and has, moreover,
“articulated [a] credibility determination supported by substantial evidence[.]”
Petteway, 353 F. App'x at 289; accord Wiggins v. Astrue, No. CA 11-00565-C, 2012 WL
3631092, at *7 (S.D. Ala. Aug. 22, 2012). As such, the Court rejects any argument that
the ALJ failed to follow the applicable pain standard.13
12
The Plaintiff argues that the ALJ’s determination is not supported by substantial
evidence because the ALJ failed to consider the MRI from 2002 that showed a disc protrusion at
L5-S1. (Doc. 14 at 6-8.) However, the ALJ did not discuss the MRI performed nine years prior
because he focused on the evidence from the relevant time period—the years just before and
just after the date of onset. (See R. 11) It was appropriate for the ALJ to focus on the medical
records from the relevant time period. See Homrighouse v. Astrue, No. 5:08-cv-374-Oc-GRJ, 2009
WL 3053705, *9-10 (M.D. Fla. Sept. 18, 2009); Schiano v. Astrue, No. 07-61920-CIV, 2009 WL
1770152, *4 (S.D. Fla. June 23, 2009). Furthermore, the ALJ’s discounting of the 2002 MRI is
supported by the opinion of the medical expert who testified that the 2002 MRI was not
clinically significant because it was nearly a decade old. (R. 40.)
13
The Plaintiff argues that the ALJ erred by failing to discuss the following seven
factors for assessing credibility set forth in 20 C.F.R. § 404.1529 and SSR 96-7p:
(1) the claimant’s daily activities; (2) the location, duration, frequency, and
intensity of pain or other symptoms; (3) precipitating and aggravating factors; (4)
type, dosage, effectiveness, and side effects of any medications used to alleviate
pain or other symptoms; (5) treatment other than medication, received for relief
of pain or other symptoms; (6) any measures, other than treatment, used to
relieve pain or other symptoms; and (7) other factors concerning functional
limitations and restrictions due to pain or other symptoms.
27
VI.
Conclusion
Accordingly, it is ORDERED that the decision of the Commissioner of Social
Security denying the Plaintiff benefits be AFFIRMED.
DONE and ORDERED this the 10th day of October 2014.
s/WILLIAM E. CASSADY
UNITED STATES MAGISTRATE JUDGE
(Doc. 14 at 8-9 (citing 20 C.F.R. §§ 404.1529(c)(3), 416.929(c)(3); SSR 96-7p).) Although the ALJ
did not explicitly discuss each factor, he stated that he considered the factors when he assessed
the evidence in this case, (see R. 14). Furthermore, under the law of the Eleventh Circuit, the
ALJ was not required to explicitly discuss the seven factors. Ruscito v. Astrue, No. 3:08-cv-518-JMCR, 2009 WL 1841592, at *6 n.9 (M.D. Fla. June 24, 2009); Bechtold v. Massanari, 152 F. Supp. 2d
1340, 1349 n.9 (M.D. Fla. 2001); see Dyer, 395 F.3d at 1210-12 (requiring articulated reasons for
discrediting subjective pain testimony, but not requiring application of the seven factors); Foote,
67 F.3d at 1560-62 (same).
28
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?