Hawkins v. Colvin
Filing
20
Order re: 1 Complaint filed by Linda Hawkins - the decision of theCommissioner of Social Security denying Plaintiffs claim for a period of disability, disability insurance benefits, and supplemental security income be AFFIRMED as set out. Signed by Magistrate Judge Sonja F. Bivins on 9/23/2015. Copies to parties. (mpp)
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF ALABAMA
NORTHERN DIVISION
LINDA HAWKINS,
*
*
Plaintiff,
*
*
vs.
*
*
CAROLYN W. COLVIN,
*
Commissioner of Social Security,*
*
Defendant.
*
CIVIL ACTION NO. 14-00371-B
ORDER
Plaintiff
Linda
Hawkins
(hereinafter
“Plaintiff”)
brings
this action seeking judicial review of a final decision of the
Commissioner of Social Security denying her claim for a period
of disability, disability insurance benefits, and supplemental
security income under Titles II and XVI of the Social Security
Act, 42 U.S.C. §§ 401, et seq., and 1381, et seq.
On May 14,
2015, the parties waived oral argument and consented to have the
undersigned
conduct
any
(Docs.
17).
Thus,
16,
and
all
the
proceedings
action
was
in
this
referred
case.
to
the
undersigned to conduct all proceedings and order the entry of
judgment in accordance with 28 U.S.C. § 636(c) and Federal Rule
of
Civil
Procedure
73.
Upon
careful
consideration
of
the
administrative record and the memoranda of the parties, it is
hereby
ORDERED
AFFIRMED.
that
the
decision
of
the
Commissioner
be
I.
Procedural History
Plaintiff filed applications for a period of disability,
disability insurance benefits, and supplemental security income
on June 21, 2011.
(Tr. 142, 146).
Plaintiff alleges that she
has been disabled since May 1, 2010, due to gout, leg problems,
and
high
blood
applications
granted
an
pressure.
were
denied,
administrative
(Id.
and
at
179,
upon
hearing
183).
timely
Plaintiff’s
she
was
Administrative
before
request,
Law
Judge Ricky V. South (hereinafter “ALJ”) on October 30, 2012.
(Id. at 25).
Plaintiff attended the hearing with her counsel
and provided testimony related to her claims.
vocational
expert
(“VE”)
provided testimony.
also
appeared
(Id. at 60).
at
(Id. at 29).
the
hearing
A
and
On January 8, 2013, the ALJ
issued an unfavorable decision finding that Plaintiff is not
disabled.
(Id. at 21).
The Appeals Council denied Plaintiff’s
request for review on July 3, 2014.
(Id. at 1).
Thus, the
ALJ’s decision dated January 8, 2013 became the final decision
of the Commissioner.
Having
exhausted
her
administrative
timely filed the present civil action.
remedies,
(Doc. 1).
Plaintiff
The parties
agree that this case is now ripe for judicial review and is
properly before this Court pursuant to 42 U.S.C. §§ 405(g) and
1383(c)(3).
2
II.
Issues on Appeal
A.
Whether the ALJ erred in rejecting the
opinion of consultative examiner, Dr.
Judy C. Travis, M.D.?
B.
Whether the ALJ erred
consider
obesity
as
disability?
in
a
failing
factor
to
of
III. Factual Background
Plaintiff was born on
years
of
age
at
October 30, 2012.
the
June 1, 1963, and was
time
of
her
(Tr. 25, 179).
administrative
forty-nine
hearing
on
Plaintiff testified that she
completed the twelfth grade in high school and studied physical
therapy at a junior college for two years.
(Id. at 48).
Plaintiff testified that she last worked in May 2010 as a
cook at a restaurant and that she stopped working after she
slipped and fell.
number
one
(Id. at 50-51).
problem
is
her
hips,
According to Plaintiff, her
and
as
a
result
of
her
arthritis, she is not able to stand for long periods of time.
(Id. at 38, 51).
Plaintiff estimated that she is unable to lift
more than a gallon of milk, cannot stand for more than thirty
minutes,
cannot
walk
and
sit
more
than
twenty
cannot bend, squat, kneel, balance, or climb.
minutes,
(Id. at 52-55).
Cold temperature and wetness bother her as well.
Plaintiff
has
a
walker,
administrative hearing.
but
she
did
(Id. at 59-60).
3
not
and
bring
(Id. at 56).
it
to
her
IV.
Analysis
A.
Standard of Review
In reviewing claims brought under the Act, this Court’s
role
is
a
limited
determining
1)
one.
whether
The
the
Court’s
decision
review
of
the
is
limited
to
Secretary
is
supported by substantial evidence and 2) whether the correct
legal standards were applied.
1520, 1529 (11th Cir. 1990).
1
Martin v. Sullivan, 894 F.2d
A court may not decide the facts
anew, reweigh the evidence, or substitute its judgment for that
of the Commissioner.
Cir.
1986).
The
Sewell v. Bowen, 792 F.2d 1065, 1067 (11th
Commissioner’s
findings
of
fact
affirmed if they are based upon substantial evidence.
must
be
Brown v.
Sullivan, 921 F.2d 1233, 1235 (11th Cir. 1991); Bloodsworth v.
Heckler,
703
F.2d
1233,
1239
(11th
Cir.
1983)
(holding
substantial evidence is defined as “more than a scintilla, but
less
than
a
preponderance”
and
consists
of
“such
relevant
evidence as a reasonable person would accept as adequate to
support
a
conclusion.”).
In
determining
whether
substantial
evidence exists, a court must view the record as a whole, taking
into account evidence favorable, as well as unfavorable, to the
Commissioner’s decision.
Chester v. Bowen, 792 F. 2d 129, 131
(11th Cir. 1986); Short v. Apfel, 1999 U.S. Dist. LEXIS 10163, *4
1
This Court’s review of the Commissioner’s application of legal
principles is plenary. Walker v. Bowen, 826 F.2d 996, 999 (11th
Cir. 1987).
4
(S.D. Ala. June 14, 1999).
B.
Discussion
An individual who applies for Social Security disability
benefits
must
prove
404.1512, 416.912.
his
or
her
disability.
20
C.F.R.
§§
Disability is defined as the “inability to
engage in any substantial gainful activity by reason of any
medically determinable physical or mental impairment which can
be expected to result in death or which has lasted or can be
expected to last for a continuous period of not less than 12
months.”
42
U.S.C.
§§
404.1505(a),
416.905(a).
provide
five-step
a
423(d)(1)(A);
The
see
Social
sequential
also
20
Security
evaluation
§§
regulations
process
determining if a claimant has proven his disability. 2
2
C.F.R.
for
20 C.F.R.
The claimant must first prove that he or she has not engaged in
substantial gainful activity.
The second step requires the
claimant to prove that he or she has a severe impairment or
combination of impairments. If, at the third step, the claimant
proves that the impairment or combination of impairments meets
or
equals
a
listed
impairment,
then
the
claimant
is
automatically found disabled regardless of age, education, or
work experience.
If the claimant cannot prevail at the third
step, he or she must proceed to the fourth step where the
claimant must prove an inability to perform their past relevant
work. Jones v. Bowen, 810 F.2d 1001, 1005 (11th Cir. 1986). In
evaluating whether the claimant has met this burden, the
examiner must consider the following four factors: (1) objective
medical facts and clinical findings; (2) diagnoses of examining
physicians; (3) evidence of pain; and (4) the claimant’s age,
education and work history.
Id.
Once a claimant meets this
burden, it becomes the Commissioner’s burden to prove at the
fifth step that the claimant is capable of engaging in another
kind
of
substantial
gainful
employment
which
exists
in
significant
numbers
in
the
national
economy,
given
the
5
§§ 404.1520, 416.920.
In the case sub judice, the ALJ determined that Plaintiff
has not engaged in substantial gainful activity since May 1,
2010,
her
alleged
onset
date,
and
that
she
impairments of spine disorder and arthritis.
has
the
severe
The ALJ further
found that her impairments of obesity, hypertension, allergic
rhinitis, and poor vision are non-severe.
addition,
the
ALJ
found
that
Plaintiff
(Tr. 14-15).
does
not
In
have
an
impairment or combination of impairments that meets or medically
equals any of the listed impairments contained in 20 C.F.R. Part
404, Subpart P, Appendix 1.
The
ALJ
concluded
(Id.).
that
Plaintiff
retains
the
residual
functional capacity (hereinafter “RFC”) to perform light work,
with
the
following
exceptions:
Plaintiff
is
able
to
bend,
balance, stoop, kneel, crouch, and crawl only occasionally; she
is unable to climb ladders, ropes, or scaffolds; she must avoid
concentrated exposure to extreme cold, heat, wetness, humidity,
fumes, odors, dust, and gases; she must avoid all exposure to
unprotected heights, dangerous machinery, and uneven surfaces;
claimant’s residual functional capacity, age, education, and
work history.
Sryock v. Heckler, 764 F.2d 834, 836 (11th Cir.
1985). If the Commissioner can demonstrate that there are such
jobs the claimant can perform, the claimant must prove inability
to perform those jobs in order to be found disabled. Jones v.
Apfel, 190 F.3d 1224, 1228 (11th Cir. 1999). See also Hale v.
Bowen, 831 F.2d 1007, 1011 (11th Cir. 1987) (citing Francis v.
Heckler, 749 F.2d 1562, 1564 (11th Cir. 1985)).
6
and
she
is
restricted
to
unskilled
work
in
a
low
stress
environment, meaning only simple work-related decisions with few
workplace changes.
(Id. at 16).
while
medically
Plaintiff’s
reasonably
be
expected
to
The ALJ also determined that
determinable
produce
the
impairments
alleged
could
symptoms,
her
statements concerning the intensity, persistence and limiting
effects of the alleged symptoms were not credible to the extent
described.
Given
unable
to
(Id. at 17).
Plaintiff’s
perform
RFC,
her
the
past
ALJ
found
relevant
that
work.
Plaintiff
(Id.
at
is
20).
However, utilizing the testimony of a VE, the ALJ concluded that
considering Plaintiff’s residual functional capacity for a range
of
light
work,
experience,
as
there
well
are
as
other
her
jobs
age,
education
existing
in
the
and
work
national
economy that Plaintiff is able to perform, such as “production
assembler,” “electronics worker,” and “hand presser,” all light
and unskilled.
(Id. at 20).
Plaintiff is not disabled.
Thus, the ALJ concluded that
(Id. at 21).
In assessing the severity of Plaintiff’s impairments, the
ALJ made the following relevant findings:
3. The claimant has the following severe
impairments: disorder of the spine and
arthritis
(20
CFR
404.1520(c)
and
416.920(c)).
The claimant’s impairments of a disorder of
the spine and arthritis are severe because
7
they are more than slight abnormalities that
have more than a minimal effect on the
claimant’s ability to perform basic work
activities.
The evidence of record shows that the
claimant complained
of lower back pain and
hip pain (Exhibits 2F and 4F). On September
14, 2011, consultative
examiner Judy Cooke
Travis, M.D. noted that radiographic imaging
of the claimant’s lumbar spine and pelvis
showed moderate anterior spurring in the
lumbar
spine
and
severe
degenerative
arthritis in both hips with minimal joint
space and some erosion of the acetabulum
(Exhibit 2F). Dr. Travis gave diagnoses of
severe degenerative arthritis of both hips
and moderate degenerative arthritis of the
lumbar spine (Exhibit 2F).
The evidence of
record
shows
that
the
claimant’s
degenerative
arthritis
was
treated
conservatively with medication, such as
Naproxen, a nonsteroidal anti-inflammatory
drug (NSAID), Ultracet and Tramadol, nonnarcotic pain medications, and Lortab, a
narcotic pain medication (Exhibits 3F and
4F).
As
for
obesity,
hypertension,
allergic
rhinitis, and poor vision, I find that these
are
nonsevere
impairments
because
the
medical and other evidence establishes only
slight abnormalities or a combination of
slight abnormalities that would have no more
than a minimal effect on the claimant’s
ability to perform basic work activities.
The claimant testified that she weighed 270
pounds at the time of her hearing, but her
normal weight is around 165 pounds, as noted
on her identification
card.
The claimant
testified that her weight gain is from lying
in bed most of the time.
I considered
obesity in accordance with Social Security
Ruling 02-lp.
However, the evidence of
record shows obesity as long ago as March 7,
2006,
about
four
years
prior
to
the
8
claimant’s alleged onset date of disability
(Exhibit 1F).
Treatment notes of Holifield
Clinic, dated March 7, 2006, show that the
claimant weighed 222 pounds, but was in no
respiratory distress, despite complaints of
cough, congestion, fever, and chills and
mild rhonchi on physical examination, and
had no extremity abnormalities or edema
(Exhibit 1F).
Furthermore, the evidence of
record shows that the claimant was able to
perform
work
activity,
despite
obesity
(Exhibits 4D and 3E). . . .
(Id. at 14-16).
In addition, in assessing Plaintiff’s RFC, the ALJ made the
following relevant findings:
5.
After careful consideration of the
entire record, I find that the claimant has
the residual functional capacity to perform
light work as defined in 20 CFR 404.1567(b)
and 416.967(b) except the claimant is able
to bend, balance, stoop, kneel, crouch, and
crawl occasionally.
The claimant is unable
to climb ladders, ropes, or scaffolds.
The
claimant must avoid concentrated exposure to
extreme
cold,
heat,
wetness,
humidity,
fumes, odors, dust, and gases. The claimant
must avoid all exposure to unprotected
heights, dangerous machinery, and uneven
surfaces.
The claimant is restricted to
unskilled work in a low stress environment,
meaning only simple work related decisions
with few workplace changes. . . .
The
claimant,
a
mother
of
seven
who
reportedly lives with three of her children,
ages seven, 13, and 17, testified that her
worst
problem
is
arthritis,
including
problems with her hips.
The claimant
alleges that she can hardly stand up.
The
claimant testified that she uses Goody P.M.
or
Ibuprofen
when
she
cannot
afford
medicine.
The claimant testified that she
has pain all through the day and night that
9
might calm down, but never goes away.
The
claimant testified that her pain is at a
level of eight on a scale of one to 10 with
medication and at a level of about seven
with medication.
The claimant testified
that she could lift or carry a gallon of
milk, stand for about 20 to 30 minutes, walk
for 20 minutes or so, and sit for about 20
minutes and needs to take several breaks
during the day. The claimant testified that
she is unable to kneel, squat, or climb
ladders, ropes, or scaffolds.
The claimant
testified that she does not wash dishes, do
laundry, vacuum, make beds, or take out
garbage.
The claimant testified that her
sons cook and shop for her, her 19 and 20year-old
children
are
around,
and
her
friends come around and help her.
The
claimant testified that she gets up at 2:00
a.m. or 3:00 a.m., sees her seven-year-old
and 13-year-old children off for school,
lies back down, gets up around noon, lies
back down in bed until 3:00 p.m., when her
children get out of school, and tries to
make sure everything is out to cook.
The
claimant testified that she eats supper at
about 5:00 p.m., helps her seven-year-old
child with homework, goes to bed at 8:00
p.m., and tosses and turns at night.
After careful consideration of the evidence,
I
finds
that
the
claimant’s
medically
determinable impairment could reasonably be
expected to cause the alleged symptoms;
however,
the
claimant’s
statements
concerning the intensity, persistence and
limiting effects of these symptoms are not
credible to the extent they are inconsistent
with the above residual functional capacity
assessment. . . .
Despite
the
claimant’s
allegations
of
disabling symptoms, the evidence of record
shows rather infrequent treatment, as well
as some significant gaps in treatment.
The
claimant testified that she worked at a
hunting camp a couple of years prior to her
10
hearing, where she cleaned doves for people
that hunted and cooked and cleaned for them.
The claimant testified that she could not
work there any longer because she was aching
so badly.
However, the evidence of record
contains one treatment note prior to the
claimant’s alleged onset date of disability
of May 1, 2010 (Exhibit 1F). This treatment
note, from Holifield Clinic, is dated March
7, 2006, more than four years prior to the
claimant’s alleged onset date of disability,
and shows complaints of cough, congestion,
fever, and chills (Exhibit 1F).
The next treatment note of record, which is
also from Holifield Clinic, is dated August
23, 2011, more than a year after the
claimant’s alleged onset date of disability
(Exhibit 3F).
This treatment note shows
that the claimant was seen by Gerald M.
Hodge,
M.D.
for
a
pap
and
breast
examination, requested refills on Lortab,
Metoprolol, and Na[pr]oxen, reported that
she was seeing Dr. Travis the following week
for leg pain, and was trying to get on
disability (Exhibit 3F).
Dr. Hodge noted
physical examination findings of lumbar
spine tenderness and spasm with radiation to
the right leg, but no abnormal lumbar spine
curvatures,
normal
tone,
and
normal
ambulation (Exhibit 3F).
The remaining three treatment notes of
record are from Whatley Health Services,
Inc. and are dated November 17, 2011,
February 9, 2012, and August 2, 2012
(Exhibit 4F).
These records show that the
claimant
was
given
an
assessment
of
degenerative joint disease, was prescribed
Ultracet or Tramadol, and reported feeling
better with Tramadol (Exhibit 4F). With the
exception
of
vital
findings,
physical
examination findings were noted only on
February 9, 2012 (Exhibit 4F).
These
physical examination findings included full
range of motion of the claimant’s joints,
within normal examination of the claimant’s
11
back, no motor deficit, and a normal gait
(Exhibit 4F).
On August 2, 2012, the
claimant complained
of lower back pain for
four months (Exhibit 4F).
However, no
physical examination findings related to the
claimant’s back are noted (Exhibit 4F).
On September 14, 2011, consultative examiner
Dr. Travis evaluated the claimant, diagnosed
the
claimant
with
severe
degenerative
arthritis
of
both
hips
and
moderate
degenerative arthritis of the lumbar spine,
and opined that the claimant cannot stand or
walk for more than 15 minutes at a time, and
for less than two hours in an eight-hour
shift, cannot climb, squat, or kneel but
rarely, and would be absent more than four
to five days a month due to pain (Exhibit
2F).
However, Dr. Travis noted that the
claimant admitted that the walker that she
presented
with was
“borrowed from a
friend,” and was not prescribed (Exhibit
2F). Dr. Travis noted that the claimant had
dorsolumbar spine range of motion of 80
degrees of flexion, 15 degrees of extension,
20 degrees of right and left lateral
flexion, and 20 degrees of right and left
lateral rotation, hip range of motion of 20
degrees of right and left abduction and
internal rotation, 10 degrees of right and
left adduction and extension, 30 degrees of
right and left external rotation, and 80
degrees of right flexion and 85 degrees of
left flexion, moderate muscle spasms in the
lumbar spine, poor heel or toe walking, and
painful
and
difficult
squatting
with
assistance (Exhibit 2F).
However, Travis
also noted that the claimant had no hospital
visits or admissions due to complaints
relative to her disability applications,
normal appearance of her lower extremities
with grade two reflexes and no muscle
atrophy, normal cervical and thoracic spine
range of motion, tentative but unassisted
gait with a borrowed walker, no ataxia or
spasticity,
fair
tandem
walk,
normal
sensation to sharp, light touch, vibration,
12
and proprioception, five out of five motor
strength in all extremities, and negative
Romberg testing (Exhibit 2F).
Dr. Travis
noted
that
anterior
view
included
the
claimant’s pelvis and showed very severe
arthritis of both hips, “which explains all
the pain,” but also noted that radiographic
imaging showed lumbar arthritis, “but not
enough to explain her complaints” (Exhibit
2F).
Furthermore, in her Disability Report-Adult,
the claimant reported that she stopped
working on May 1, 2011, “[b]ecause of other
reasons.”
The claimant reported, “I got
fired” (Exhibit 2E).
As for the opinion evidence, . . . I give
little weight to the opinion of consultative
examiner
Dr.
Travis,
discussed
herein
(Exhibit 2F).
I find that the totality of
the evidence, such as Dr. Hodge’s August 23,
2011 treatment notes showing normal tone and
normal ambulation, despite lumbar spine
tenderness and spasm with radiation to the
claimant’s right leg, February 9, 2012
treatment notes of Whatley Health Services
showing that the claimant reported feeling
better with Tramadol and had a normal gait,
no
motor
deficit,
within
normal
back
examination, and full joint range of motion,
and Dr. Travis’s own physical examination
findings of no muscle atrophy of the
claimant’s
lower
extremities,
normal
sensation, and five out of five strength in
all extremities, does not support the degree
of
limitations
opined
by
Dr.
Travis
(Exhibits 2F, 3F, and 4F).
In
sum,
the
above
residual
functional
capacity assessment is supported by the
claimant’s credible symptoms of pain, the
claimant’s testimony that cold bothers her
and she can tell when it is going to rain,
and
the
medical
evidence
of
record,
including
radiographic
imaging
of
the
claimant’s hips and lumbar spine, discussed
13
herein,
Dr.
Hodge’s
August
23,
2011
treatment notes showing normal tone and
normal ambulation, despite lumbar spine
tenderness and spasm with radiation to the
claimant’s right leg, the February 9, 2012
treatment notes of Whatley Health Services
showing that the claimant reported feeling
better with Tramadol and had a normal gait,
no
motor
deficit,
within
normal
back
examination, and full joint range of motion,
and consultative
examiner
Dr. Travis’s
physical examination finding of no muscle
atrophy of the claimant’s lower extremities.
In addition, I considered the claimant’s
credible symptoms of pain and prescribed
medication for pain in restricting her to
unskilled work in a low stress environment,
meaning only simple work related decisions
with few workplace changes.
(Id. at 16-19).
The Court now considers the foregoing in light
of the record in this case and the issue on appeal.
1.
Issues
A. Whether the ALJ erred in evaluating
the opinions of consultative examiner,
Dr. Judy C. Travis, M.D.?
Plaintiff
argues
that
the
ALJ
erred
in
rejecting
the
opinions of consultative examiner, Dr. Judy C. Travis, M.D.,
regarding
the
severity
of
her
arthritis.
(Doc.
11
at
3).
Specifically, Plaintiff argues that the ALJ erred in rejecting
Dr. Travis’s opinions that Plaintiff has significant functional
limitations due to severe arthritis in her hips that would cause
her to miss work approximately four to five days a week and
would
essentially
Commissioner
preclude
counters
that
her
from
the
ALJ
14
working.
properly
(Id.).
discredited
The
Dr.
Travis’
opinions
evidence
of
examination
given
record,
findings.
their
inconsistency
including
(Doc.
some
4
at
8).
of
with
Dr.
the
medical
Travis’
Having
own
reviewed
the
record at length, the Court finds that Plaintiff’s claims are
without merit.
Residual functional capacity is a measure of what Plaintiff
can do despite his or her credible limitations.
404.1545.
See 20 C.F.R. §
Determinations of a claimant’s residual functional
capacity are reserved for the ALJ, and the assessment is to be
based upon all the relevant evidence of a claimant’s remaining
ability to work despite his or her impairments, and must be
supported by substantial evidence.
Supp.
2d
1323,
1331 (S.D.
Ala.
See Beech v. Apfel, 100 F.
2000)
(citing
20
C.F.R.
§
404.1546 and Lewis v. Callahan, 125 F.3d 1436, 1440 (11th Cir.
1997)); Saunders v. Astrue, 2012 U.S. Dist. LEXIS 39571, *10,
2012 WL 997222, *4 (M.D. Ala. March 23, 2012).
determined
claimant
the
bears
Plaintiff’s
residual
the
of
burden
Once the ALJ has
functional
demonstrating
capacity,
that
decision is not supported by substantial evidence.
Heckler, 768 F.2d 1273, 1274 (11th Cir. 1985).
the
the
ALJ’s
See Flynn v.
Plaintiff has
failed to meet her burden in this case.
As
previously
stated,
the
ALJ
concluded
that,
although
Plaintiff has the severe impairments of disorder of the spine
and arthritis, she is not disabled. (Tr. 14).
15
The ALJ further
concluded
that
Plaintiff’s
obesity,
hypertension,
rhinitis, and poor vision are non-severe. 3
making
medical
these
determinations,
records
from
her
the
ALJ
treating
allergic
(Id. at 15).
relied
upon
physicians,
Dr.
In
Plaintiff’s
Gerald
M.
Hodge, M.D., and Dr. Gerald Sibanda, M.D., and the Plaintiff’s
testimony.
(Id. at 18).
To support her claim on appeal that
her arthritis is disabling, Plaintiff argues that the ALJ erred
in discrediting the opinions of consultative examiner Dr. Judy
Travis, M.D., that she cannot stand or walk more than fifteen
minutes at a time and more than two hours total in an eight-hour
work day and that she would be absent from work four to five
days a month because of pain.4
(Doc. 11 at 5; Tr. 230).
Weighing the opinions and findings of treating, examining,
and non-examining physicians is an important part of steps four
and five of the disability determination process.
In reaching a
decision, the ALJ must specify the weight given to different
medical opinions and the reasons for doing so.
See Winschel v.
3
Plaintiff does not challenge the ALJ’s findings related to her
hypertension, poor vision, and allergic rhinitis.
Rather,
Plaintiff’s appeal focuses on the ALJ’s findings with respect to
her arthritis and obesity as it affects her arthritis. (Doc. 11
at 7-8). Therefore, the Court’s discussion is limited to those
impairments.
4
The ALJ gave Dr. Travis’ opinions “little weight,” finding that
the “totality of the evidence” (to include the medical records
of Plaintiff’s treating physicians, Dr. Hodge and Dr. Sibanda)
did “not support the degree of limitations opined by Dr.
Travis.” (Tr. 19).
16
Commissioner of Soc. Sec., 631 F.3d 1176, 1179 (11th Cir. 2011).
The failure to do so is reversible error.
See Williams v.
Astrue, 2009 U.S. Dist. LEXIS 12010, *4, 2009 WL 413541, *1
(M.D. Fla. 2009).
When
ALJ
weighing
the
opinion
of
a
treating
physician,
the
must give the opinions “substantial weight,” unless good
cause exists for not doing so.
Costigan v. Commissioner, Soc.
Sec. Admin., 2015 U.S. App. LEXIS 2827, *10, 2015 WL 795089, *4
(11th Cir. Feb. 26, 2015) (citing Crawford v. Commissioner of
Soc. Sec., 363 F.3d 1155, 1160 (11th Cir. 2004) and Broughton v.
Heckler, 776 F.2d 960, 962 (11th Cir. 1985)).
The opinion of “a
one-time examining physician — or psychologist,” on the other
hand,
is
not
entitled
to
the
same
deference
as
a
treating
physician, Petty v. Astrue, 2010 U.S. Dist. LEXIS 24516, *50,
2010 WL 989605, *14 (N.D. Fla. Feb. 18, 2010) (citing Crawford,
363 F.3d at 1160), and an ALJ must have good cause to credit an
examining consulting physician’s opinion over that of a treating
physician.
See Adamo v. Commissioner of Soc. Sec., 365 F. Appx.
209, 213 (11th Cir. 2010).
opinion
of
a
non-examining
Furthermore, absent good cause, the
physician
is
entitled
to
little
weight if it is contrary to either the treating or examining
physician’s findings.
See Lamb v. Bowen, 847 F.2d 698, 703
(11th Cir. 1988); Broughton v. Heckler, 776 F.2d at 962.
The
foregoing
notwithstanding,
17
good
cause
exists
to
discredit
the
testimony
of
any
medical
source
when
contrary to or unsupported by the evidence of record.
v. Barnhart, 357 F.3d 1232, 1240 (11th Cir. 2004).
it
is
Phillips
“Good cause
may also exist where a doctor’s opinions are merely conclusory,
inconsistent with the doctor’s medical records, or unsupported
by objective medical evidence.”
Hogan v. Astrue, 2012 U.S.
Dist. LEXIS 108512, *8, 2012 WL 3155570, *3 (M.D. Ala. 2012).
The
ALJ
is
[treating,
“free
to
examining,
reject
or
the
opinion
non-examining]
of
any
when
the
physician
evidence
supports a contrary conclusion.” Sryock v. Heckler, 764 F.2d
834,
835
(11th
Cir.
1985)
(per
curiam)
(citation
omitted);
Adamo, 365 Fed. Appx. at 212 (The ALJ may reject any medical
opinion if the evidence supports a contrary finding.).
The record shows that Dr. Travis performed a consultative
examination at the request of the Agency on September 14, 2011.
(Id. at 229).
hypertension
(Id.).
On that date, Plaintiff’s chief complaint was
and
“low
back
pain
radiating
down
both
legs.”
Dr. Travis’ examination findings reflect that although
Plaintiff is obese, her upper extremities appeared normal, with
normal
reflexes
and
normal
range
of
motion
and
no
muscular
atrophy, that her grip was five out of five bilaterally, and
that she had normal dexterity in both hands.
(Id. at 230).
Plaintiff’s lower extremities likewise had normal appearance,
with no muscle atrophy and normal reflexes, although Plaintiff
18
did
have
decreased
Plaintiff’s
back
range
and
of
spine
motion
had
in
normal
her
hips.
curvature,
(Id.).
and
normal
range of motion in the cervical and thoracic spine, although she
did have moderate
muscle spasms in the lumbar spine. (Id.).
Plaintiff’s gait was tentative but unassisted, with no ataxia or
spasticity.
(Id.).
Plaintiff’s squat was painful, and her heel
toe walk was poor, although her tandem walk was fair. (Id.).
Plaintiff’s neurological examination was completely normal, with
five
out
of
five
negative Romberg.
motor
strength
(Id.).
had no hospital visits
in
all
extremities
and
a
Dr. Travis also noted that Plaintiff
or admissions related to the medical
conditions for which she sought disability.
(Id. at 229).
X-
rays of Plaintiff’s lumbar spine showed moderate degenerative
arthritis.
(Id. at 230).
X-rays of Plaintiff’s hips showed
severe degenerative arthritis of both hips. (Id.).
Based on
her examination and x-rays, Dr. Travis opined that the arthritis
in Plaintiff’s lumbar spine was not severe enough to explain her
complaints, but that the arthritis in her hips was severe enough
to explain her pain and that Plaintiff could not stand or walk
for more than fifteen minutes at a time and for less than a two
hours in an eight-hour work day.
(Id.).
Dr. Travis further
opined
four
five
because
that
of
Plaintiff
her
hip
would
pain.
miss
(Id.).
19
As
to
the
ALJ
days
a
month
found,
these
opinions
are
inconsistent
with
the
medical
evidence
from
Plaintiff’s treating physicians in this case.
The record shows that, on August 23, 2011,
three weeks
prior to Plaintiff’s consultative examination with Dr. Travis,
Plaintiff visited her treating physician, Dr. Gerald M. Hodge,
M.D., at the Holifield Clinic for a gynecological examination.
(Id.
at
235).
This
visit
was
more
than
one
year
after
Plaintiff’s alleged onset date of May 1, 2010, and appears to be
the first time that Plaintiff sought medical treatment for any
condition following her alleged onset date.
At the August 23,
2011 appointment with Dr. Hodge, Plaintiff reported that she was
“trying to get on disability” and would be seeing consultative
examiner, Dr. Travis, the following week for her leg pain.
at 235).
(Id.
Plaintiff reported that she was experiencing muscle
pain and requested refills of her high blood pressure and pain
medications.
(Id.).
Dr. Hodge examined Plaintiff and noted
some lumbar spine tenderness and spasm, with radiation to right
leg, but no abnormal curvatures, no swelling in the extremities,
normal neurologic tone, and normal ambulation/gait.
(Id. at
236).
Three months later, on November 17, 2011, Plaintiff saw Dr.
Gerald Sibanda, M.D., at Whatley Health Services for a check up,
at which time Dr. Sibanda diagnosed Plaintiff with degenerative
joint disease and hypertension and refilled Plaintiff’s pain and
20
high
blood
pressure
medications.
(Id.
at
243).
Plaintiff
returned to Dr. Sibanda three months later, on February 9, 2012,
and
reported
“feeling
that
better
she
with
was
experiencing
Tramadol.”
(Id.
low
at
back
242).
pain
A
but
physical
examination at that time revealed normal back, normal joints
with full range of motion, normal gait, no motor deficits, and
no swelling in her extremities.
(Id.).
Dr. Sibanda refilled
Plaintiff’s medications and instructed her to return in three
months.
(Id.).
Plaintiff’s
final
treatment
note
is
dated
August 2, 2012, on which date she reported to Dr. Sibanda that
she was experiencing low back pain, numbness in her left hand,
nausea, dizziness, wheezing, and itching.
(Id. at 241).
Sibanda
degenerative
again
disorder
diagnosed
and
Plaintiff
hypertension,
with
refilled
her
ordered her to return in four months.
Dr.
joint
prescriptions,
(Id. at 241).
and
This is
the final treatment note.
While there is no question in this case
that Plaintiff
suffers from severe arthritis in her hips, her treatment records
reflect
very
conservative
recommendations
hospitalization
condition.
of
treatment
physical
admissions
or
with
therapy
visits
pain
or
medication,
surgery,
related
to
this
and
no
no
medical
Moreover, none of Plaintiff’s treating physicians
has ever indicated that her arthritis, or any of her medical
conditions,
is
disabling
in
nature.
21
To
the
contrary,
as
discussed above, Dr. Sibanda noted upon examination on February
9, 2012, that Plaintiff had normal joints with full range of
motion,
normal
gait,
no
motor
deficits,
no
swelling
of
her
extremities, and that his examination of her back was within the
normal range.
(Id. at 242).
As the ALJ found, Plaintiff’s
treatment records reflect significant normal findings from both
of
her
treating
physicians
relative
to
her
back,
her
upper
extremities, and her lower extremities (id. at 236, 242), which
findings are inconsistent with the severity of limitations found
by Dr. Travis.
In fact, Dr. Travis’ opinions are inconsistent
with her own examination findings that Plaintiff had no abnormal
curvatures of the back, no swelling in her extremities, normal
neurologic tone, and normal ambulation and gait.
(Id. at 236).
Given the inconsistencies between Dr. Travis’ opinions and
the contemporaneous treatment records from Plaintiff’s treating
physicians,
Drs.
Hodge
and
Sibanda,
as
well
as
the
inconsistences within Dr. Travis’ own findings, the ALJ had good
cause
to
Travis.
discredit
the
extreme
limitations
offered
by
Dr.
Moreover, having reviewed the record at length, the
Court finds that the substantial medical evidence in this case,
particularly
the
medical
evidence
from
Plaintiff’s
treating
physicians Dr. Hodge and Dr. Sibanda, supports the ALJ’s finding
that
Plaintiff
can
perform
a
range
22
of
light
work,
with
the
restrictions set forth by the ALJ.
Therefore, Plaintiff’s claim
is without merit.
B.
Whether the ALJ erred
consider
obesity
as
disability?
Plaintiff next argues that
in
a
failing
factor
to
of
the ALJ erred in failing to
consider obesity as a factor in her disability determination.
(Doc. 11 at 6).
Specifically, Plaintiff argues that the ALJ
erred in finding that her obesity was non-severe and in failing
to discuss obesity in relation to her RFC assessment.
(Id. at
6-8).
address
The
Commissioner
argues
that
the
ALJ
did
Plaintiff’s obesity in his decision, found it to be non-severe,
and found that none of
Plaintiff’s impairments, alone or in
combination, rendered her disabled.
(Doc. 14 at 9-10).
The
Commissioner further argues that any alleged error is harmless
because
the
ALJ
expressly
considered
Plaintiff’s
obesity
pursuant to SSR 02-lp at step two of the evaluation process, and
he accounted for her obesity in his RFC when he restricted her
to
light
work,
with
only
occasional
postural
activities,
no
climbing of ladders, ropes, or scaffolds, and no exposure to
extreme heat or hazards.
(Id.; Tr. 16).
The Court finds that
Plaintiff’s claim is without merit.
Social Security Ruling 02–1p guides courts in evaluating
disability claims brought by a claimant with obesity, providing
that an ALJ will consider a claimant’s obesity at every step of
23
the sequential evaluation process.
LEXIS 1, 2002 WL 34686281.
See SSR 02–1p, 2002 SSR
The Ruling states that “the combined
effects of obesity with other impairments can be greater than
the effects of each of the impairments considered separately”
and
directs
the
ALJ
to
“find
that
obesity
is
a
‘severe’
impairment when, alone or in combination with another medically
determinable physical or mental impairment(s), it significantly
limits an individuals physical or mental ability to do basic
work activities.”
or
BMI
that
Id.
“There is no specific level of weight
equates
with
a
‘severe’
or
a
‘not
severe’
impairment,” nor do “descriptive terms for levels of obesity
(e.g.,
whether
‘severe,’
obesity
‘extreme,’
is
or
is
disability program purposes.”
or
not
Id.
‘morbid’
a
obesity)
‘severe’
establish
impairment
for
Rather, the Agency “will do
an individualized assessment of the impact of obesity on an
individual’s functioning when deciding whether the impairment is
severe.”
Id.
The Ruling recognizes that “someone with obesity
and arthritis affecting a weight-bearing joint may have more
pain and limitation than might be expected from the arthritis
alone.”
Id.
In such cases, “[a]n assessment should . . .
be
made of the effect obesity has upon the individual’s ability to
perform routine movement and necessary physical activity within
the work environment.”
Id.
In this case, the record shows that the ALJ performed an
24
individualized assessment of the effect of Plaintiff’s obesity
on
her
ability
to
perform
routine
movement
physical activities within the work environment.5
and
necessary
At step two of
the sequential evaluation process, the ALJ stated:
As for obesity, . . . I find that [this is
a]
nonsevere
impairment[]
because
the
medical and other evidence establishes only
slight abnormalities or a combination of
slight abnormalities that would have no more
than a minimal effect on the claimant’s
ability to perform basic work activities.
The claimant testified that she weighed 270
pounds at the time of her hearing, but her
normal weight is around 165 pounds, as noted
on her identification
card.
The claimant
testified that her weight gain is from lying
in bed most of the time.
I considered
obesity in accordance with Social Security
Ruling 02-lp.
However, the evidence of
record shows obesity as long ago as March 7,
2006,
about
four
years
prior
to
the
claimant’s alleged onset date of disability
(Exhibit 1F).
Treatment notes of Holifield
Clinic, dated March 7, 2006, show that the
claimant weighed 222 pounds, but was in no
respiratory distress, despite complaints of
cough, congestion, fever, and chills and
mild rhonchi on physical examination, and
had no extremity abnormalities or edema
(Exhibit 1F).
Furthermore, the evidence of
record shows that the claimant was able to
perform
work
activity,
despite
obesity
(Exhibits 4D and 3E). . . .
5
Using Dr. Travis’ height and weight measurements (height 5’7”
and weight 255 lbs.), Plaintiff’s BMI is 39.9, which is
considered obese.
See http://www.nhlbi.nih.gov/health/educatio
nal/lose_wt/BMI/bmicalc.htm.
A BMI of 40 or greater is
considered extremely obese. See http://www.nhlbi.nih.gov/health
/educational/lose_wt/BMI/bmi_dis.htm.
25
(Id. at 14-16) (emphasis added).
Thus, the ALJ clearly evaluated Plaintiff’s obesity at step
two of the analysis, discussing SSR 02-1p in light of the normal
examination findings of Plaintiff’s treating physician, and the
fact that Plaintiff had performed work activity for years with
obesity.
(Id. 15).
Also, in his RFC assessment (and at step
two), the ALJ found it compelling that, after her alleged onset
date, both of her treating physicians found no swelling in her
extremities, “normal ambulation,” “normal gait,” “normal tone”
“full joint range of motion,” “no motor deficit,” and normal
back examination, despite her weight.
242).
(Id. at 15, 18-19, 236,
Although the ALJ did not reiterate his findings regarding
Plaintiff’s obesity, he made it clear that he had “considered
all [of Plaintiff’s] symptoms,” as well as the “totality of the
evidence.”
(Id. at 19).
Having reviewed the evidence at length, the Court concludes
that the ALJ’s findings, including his specific reference to SSR
02-1p,
sufficiently
demonstrate
that
he
properly
considered
Plaintiff’s obesity and its effect on her other impairments at
all steps of the evaluation process.
It is the Plaintiff who
bears the burden of proving her disability in this case.
See 20
C.F.R. 404.1512 (“In general, you have to prove to us that you
are . . . disabled.).
erred
in
finding
her
Despite Plaintiff’s argument that the ALJ
obesity
non-severe
26
and
in
failing
to
expressly discuss her obesity in his RFC assessment, Plaintiff
has
failed
to
show
that
her
obesity
has
in
fact
caused
limitations to her exertional and postural functions in excess
of
her
contrary.
RFC.
Indeed,
the
substantial
evidence
shows
the
Cf. Bailey v. Colvin, 2014 U.S. Dist. LEXIS 152816,
*12, 2014 WL 5488401, *5 (N.D. Ala. Oct. 29, 2014) (finding that
the ALJ did not err in failing to discuss claimant’s obesity in
his RFC assessment where he evaluated the claimant’s obesity in
light of SSR 02–1p and found it to be a non-severe, and the
claimant failed show that his obesity had caused limitations to
his exertional and postural functions that would preclude work
at the light exertional level).
Thus, Plaintiff’s claim is
without merit.6
V.
Conclusion
6
Even if the Court were to assume error in the ALJ’s finding
that Plaintiff’s obesity was non-severe and in failing to
discuss
Plaintiff’s
obesity
in
connection
with
the
RFC
assessment, the Court finds that those errors are harmless.
Harmless errors are those that do not prejudice the plaintiff
and would not change the disability determination.
Battle v.
Astrue, 243 Fed. Appx. 514, 522 (11th Cir. 2007) (unpublished)
(citing Diorio v. Heckler, 721 F. 2d 726, 728 (11th Cir. 1983));
see also Ware v. Schweiker, 651 F. 2d 408, 412 (5th Cir. 1981)
(remand would be a “wasteful corrective exercise” when “no
further findings could be made that would alter the ALJ’s
determination” given the record as a whole).
In this case,
Plaintiff has failed to show that her obesity has caused
limitations to her exertional and postural functions that would
preclude her from performing light work with the restrictions
set by the ALJ.
To the contrary, the substantial evidence
supports the ALJ’s decision that she can perform such work.
Thus, any such alleged errors are harmless.
27
For
the
reasons
set
forth
herein,
and
upon
careful
consideration of the administrative record and memoranda of the
parties,
it
is
hereby
ORDERED
that
the
decision
of
the
Commissioner of Social Security denying Plaintiff’s claim for a
period
of
disability,
disability
insurance
benefits,
and
supplemental security income be AFFIRMED.
DONE this 23rd day of September, 2015.
/s/ SONJA F. BIVINS
UNITED STATES MAGISTRATE JUDGE
28
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