Moore v. Colvin
Filing
22
Order that the decision of the Commissioner of Social Security denying plaintiff's benefits be AFFIRMED. Signed by Magistrate Judge Sonja F. Bivins on 3/29/2016. (srr)
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF ALABAMA
NORTHERN DIVISION
LATROY MOORE,
*
*
*
*
*
*
*
*
*
*
*
Plaintiff,
vs.
CAROLYN W. COLVIN,
Commissioner of Social
Security,
Defendant.
CIVIL ACTION NO. 15-00070-B
ORDER
Plaintiff
judicial
review
LaTroy
of
a
Moore
final
(hereinafter
decision
of
“Plaintiff”)
the
seeks
Commissioner
of
Social Security denying his claim for a period of disability,
disability insurance benefits, and supplemental security income
under Titles II and XVI of the Social Security Act, 42 U.S.C. §§
401, et seq., and 1381, et seq.
consented
to
have
the
proceedings in this case.
On October 9, 2015, the parties
undersigned
(Doc. 19).
conduct
any
and
all
Thus, the action was
referred to the undersigned to conduct all proceedings and order
the entry of judgment in accordance with 28 U.S.C. § 636(c) and
Federal Rule of Civil Procedure 73.
Upon careful consideration
of the administrative record and the memoranda of the parties,
it is hereby ORDERED that the decision of the Commissioner be
AFFIRMED.
I.
Procedural History
Plaintiff filed his applications for benefits on August 16,
2011.
(Tr.
166-68).
Plaintiff
alleged
that
he
has
been
disabled since December 30, 2009, due to “right knee, right leg,
right ankle, [and] depression.” (Id. at 209, 214).
Plaintiff
did not allege any intellectual limitations in his disability
applications, nor did he claim any intellectual limitations at
his hearing.1
(Id. at 48, 214, 408).
Plaintiff’s
request,
he
was
applications
granted
were
an
denied
and
timely
hearing
administrative
upon
before
Administrative Law Judge Mary E. Helmer (hereinafter “ALJ”) on
May 8, 2013.
his
counsel
impairments.
(Id. at 48).
and
provided
(Id. at 51).
Plaintiff attended the hearing with
testimony
related
to
his
physical
A vocational expert (“VE”) also
appeared at the hearing and provided testimony.
(Id. at 60).
On June 13, 2013, the ALJ issued an unfavorable decision finding
that Plaintiff is not disabled.
(Id. at 37).
The Appeals
Council denied Plaintiff’s request for review on December 16,
2014.
(Id. at 1-2).
Therefore, the ALJ’s decision dated June
13, 2013, became the final decision of the Commissioner.
Having
exhausted
his
administrative
1
remedies,
Plaintiff
After
Plaintiff’s
administrative
hearing,
his
attorney
submitted a report from Dr. Donald Blanton, Ph.D., containing a
diagnosis of mild mental retardation and a Full Scale IQ score
of 62. (Tr. 408-09).
2
timely filed the present civil action.
(Doc. 1).
The parties
waived oral argument on October 9, 2015 (Doc. 18), and agree
that this case is now ripe for judicial review and is properly
before
this
Court
pursuant
to
42
U.S.C.
§§
405(g)
and
1383(c)(3).
II.
Issues on Appeal
1. Whether the ALJ erred in failing to find
that Plaintiff meets the criteria for
Listing 12.05C and in rejecting the
opinion and diagnosis of Plaintiff’s
consulting
psychologist,
Dr.
Donald
Blanton, Ph.D.?
2. Whether the ALJ erred in rejecting the
opinion
of
Plaintiff’s
treating
physician, Dr. Perry Timberlake, M.D.
regarding the severity of Plaintiff’s
pain and physical limitations?
III. Factual Background
Plaintiff was born on March 15, 1976, and was thirty-seven
years of age at the time of his administrative hearing on May 8,
2013.
(Tr. 48, 209).
Plaintiff testified that he was enrolled
in special education classes in high school and was unable to
pass the high school graduation exam, but that he completed the
twelfth grade.
2
(Id. at 265, 359).
certificate of graduation.
Plaintiff received his
(Id. at 265).
2
Plaintiff testified that he took the high school graduation
exam three times but could not pass it. (Tr. 54). The record
also shows that Plaintiff repeated the fifth grade.
(Id. at
359).
3
According to Plaintiff’s Disability Report, he last worked
as
a
brick
mason
helper
for
various
contractors
approximately eleven years, from 1995 to 2006.
359).
In addition, he mowed lawns.
Plaintiff
testified
that
he
for
(Id. at 51, 201,
(Id. at 60, 207).
injured
his
knee
playing
football, that he has had knee problems his whole life, and that
he can no longer work because of his knee and ankle pain and
swelling.
(Id. at 52-54, 284).
torn right lateral meniscus.
An MRI taken in 2009 revealed a
(Id. at 54, 287).
Plaintiff did
not have surgery because he could not afford it.
(Id.).
His
treatment has consisted of injections, draining fluid off of his
knee
once,
and
medications
make
pain
him
medications.
drowsy,
and
approximately three hours each day. 3
(Id.
he
has
at
56,
to
lay
(Id. at 57-58).
59).
down
His
for
Plaintiff
reported that he has never sought mental health care because he
had “no reason” to do so.
(Id. at 358).
Plaintiff testified that he lives alone in a mobile home
and
that
shopping.
his
mother
does
all
(Id. at 52, 58).
of
his
cooking,
cleaning,
and
He can walk half of a football
field, can stand for five minutes, and has problems sitting.
(Id. at 57).
In his Function Report, Plaintiff stated that he
can take care of his personal needs such as bathing, feeding,
3
Plaintiff’s
current medications include Lortab (for pain),
Amitriptyline
(for
nerves
and
sleep),
Prednisone
(for
arthritis), and Celebrex (for arthritis). (Tr. 56, 266).
4
and using the toilet, but needs help shaving.
(Id. at 237).
He
does not use any assistive devices, such as a cane or walker.
(Id. at 242).
Plaintiff stated that he can count change but cannot pay
bills or handle a savings account or a check book; he can pay
attention for about thirty minutes; he does not follow written
instructions well and cannot handle stress well; and
he has
never been fired from a job because of problems getting along
with other people.
(Id. at 239, 241-42).
He has a driver’s
license, which he obtained after taking the written driving test
five times, but he no longer drives because he has nothing to
drive.
(Id. at 54, 239).
books and writing poetry.
IV.
He enjoys reading newspapers and
(Id. at 359, 409).
Analysis
A.
Standard of Review
In reviewing claims brought under the Act, this Court’s
role
is
a
determining
limited
1)
one.
whether
The
the
Court’s
decision
review
of
the
is
limited
to
Secretary
is
supported by substantial evidence and 2) whether the correct
legal standards were applied.
1520, 1529 (11th Cir. 1990).
4
Martin v. Sullivan, 894 F.2d
A court may not decide the facts
anew, reweigh the evidence, or substitute its judgment for that
4
This Court’s review of the Commissioner’s application of legal
principles is plenary. Walker v. Bowen, 826 F.2d 996, 999 (11th
Cir. 1987).
5
of the Commissioner.
Cir.
1986).
The
Sewell v. Bowen, 792 F.2d 1065, 1067 (11th
Commissioner’s
findings
of
fact
affirmed if they are based upon substantial evidence.
must
be
Brown v.
Sullivan, 921 F.2d 1233, 1235 (11th Cir. 1991); Bloodsworth v.
Heckler,
703
F.2d
1233,
1239
(11th
Cir.
1983)
(holding
substantial evidence is defined as “more than a scintilla, but
less
than
a
preponderance”
and
consists
of
“such
relevant
evidence as a reasonable person would accept as adequate to
support
a
conclusion.”).
In
determining
whether
substantial
evidence exists, a court must view the record as a whole, taking
into account evidence favorable, as well as unfavorable, to the
Commissioner’s decision.
Chester v. Bowen, 792 F. 2d 129, 131
(11th Cir. 1986); Short v. Apfel, 1999 U.S. Dist. LEXIS 10163, *4
(S.D. Ala. June 14, 1999).
B.
Discussion
An individual who applies for Social Security disability
benefits
must
prove
404.1512, 416.912.
his
or
her
disability.
20
C.F.R.
§§
Disability is defined as the “inability to
engage in any substantial gainful activity by reason of any
medically determinable physical or mental impairment which can
be expected to result in death or which has lasted or can be
expected to last for a continuous period of not less than 12
months.”
42
404.1505(a),
U.S.C.
§§
416.905(a).
423(d)(1)(A);
The
6
see
Social
also
20
Security
C.F.R.
§§
regulations
provide
a
five-step
sequential
evaluation
process
determining if a claimant has proven his disability. 5
for
20 C.F.R.
§§ 404.1520, 416.920.
In the case sub judice, the ALJ determined that Plaintiff
has not engaged in substantial gainful activity since December
30, 2009, the alleged onset date, and that he has the severe
impairments of obesity and right knee meniscus tear.
(Tr. 35).
The ALJ further found that Plaintiff does not have an impairment
or combination of impairments that meets or medically equals any
5
The claimant must first prove that he or she has not engaged in
substantial gainful activity.
The second step requires the
claimant to prove that he or she has a severe impairment or
combination of impairments. If, at the third step, the claimant
proves that the impairment or combination of impairments meets
or
equals
a
listed
impairment,
then
the
claimant
is
automatically found disabled regardless of age, education, or
work experience.
If the claimant cannot prevail at the third
step, he or she must proceed to the fourth step where the
claimant must prove an inability to perform their past relevant
work. Jones v. Bowen, 810 F.2d 1001, 1005 (11th Cir. 1986). In
evaluating whether the claimant has met this burden, the
examiner must consider the following four factors: (1) objective
medical facts and clinical findings; (2) diagnoses of examining
physicians; (3) evidence of pain; and (4) the claimant’s age,
education and work history.
Id.
Once a claimant meets this
burden, it becomes the Commissioner’s burden to prove at the
fifth step that the claimant is capable of engaging in another
kind
of
substantial
gainful
employment
which
exists
in
significant
numbers
in
the
national
economy,
given
the
claimant’s residual functional capacity, age, education, and
work history.
Sryock v. Heckler, 764 F.2d 834, 836 (11th Cir.
1985). If the Commissioner can demonstrate that there are such
jobs the claimant can perform, the claimant must prove inability
to perform those jobs in order to be found disabled. Jones v.
Apfel, 190 F.3d 1224, 1228 (11th Cir. 1999). See also Hale v.
Bowen, 831 F.2d 1007, 1011 (11th Cir. 1987) (citing Francis v.
Heckler, 749 F.2d 1562, 1564 (11th Cir. 1985)).
7
of
the
listed
impairments
Subpart P, Appendix 1.
The
ALJ
contained
in
20
C.F.R.
Part
404,
(Id. at 38).
concluded
that
Plaintiff
retains
the
residual
functional capacity (hereinafter “RFC”) to perform a range of
light
work,
except
that
“he
should
be
allowed
to
alternate
between sitting and standing positions every sixty minutes;” he
“cannot operate foot controls with his right leg;” he “cannot
climb ladders, ropes, or scaffolds.
Kneel, crouch, or crawl;”
he “should not be exposed to vibration, unprotected heights, or
hazardous
machinery;”
routine,
and
he
repetitive
decisions,
and
being
changes.”
“is
limited
tasks,
exposed
(Id. at 38).
to
making
to
few,
performing
simple,
if
simple,
work-related
any,
work
place
The ALJ also determined that while
Plaintiff’s medically determinable impairments could reasonably
be
expected
to
produce
the
alleged
symptoms,
his
statements
concerning the intensity, persistence and limiting effects of
the alleged symptoms are only partially credible for the reasons
explained in the decision.
(Id. at 40).
Given Plaintiff’s RFC, the ALJ found that Plaintiff is not
capable of performing his past work as a brick mason helper
(heavy,
semi-skilled),
lawn
mower
(medium,
semi-skilled),
construction laborer (very heavy, unskilled), or fish cleaner
(medium,
testimony
unskilled).
of
a
VE,
(Id.
the
at
ALJ
8
40).
However,
concluded
utilizing
that
the
considering
Plaintiff’s residual functional capacity for a range of light
work, as well as his age, education and work experience, there
are
also
other
Plaintiff
is
facility
which
able
rental
are
jobs
existing
to
perform,
clerk,”
classified
in
as
and
the
such
national
as
“cashier”,
“self-service
light
and
economy
“storage
attendant,”
unskilled.
that
(Id.
all
at
Thus, the ALJ concluded that Plaintiff is not disabled.
of
41).
(Id. at
42).
The
Court
now
considers
the
foregoing
in
light
of
the
record in this case and the issues on appeal.
1.
Issues
A. Whether the ALJ erred in failing to find
that Plaintiff meets the criteria for
Listing 12.05C and in rejecting the
opinion and diagnosis of Plaintiff’s
consulting
psychologist,
Dr.
Donald
Blanton, Ph.D.?
In
this
case,
Plaintiff
argues
that
the
ALJ
erred
in
failing to find that he meets the criteria for Listing 12.05C
(mental
retardation),
opinion
of
Dr.
that
Donald
the
Blanton,
ALJ
erred
Ph.D.,
in
rejecting
the
that
Plaintiff
has
deficits in adaptive functioning in the areas of communication,
work,
use
of
community
resources,
and
functional
academic
skills, and that the ALJ erred in rejecting the diagnosis of Dr.
9
Blanton that Plaintiff is mildly mentally retarded. 6
According
to Plaintiff, his Full Scale IQ score of 62, combined with Dr.
Blanton’s diagnosis of mild mental retardation and opinion that
Plaintiff
has
deficits
cognitive
criteria
in
of
Listing
(Doc. 12 at 2-3, 11).
did
not
err
cognitive
in
functioning,
12.05C
(mental
satisfy
the
retardation).
The Commissioner counters that the ALJ
finding
criteria
adaptive
for
that
Plaintiff
Listing
does
12.05C
not
because
satisfy
Dr.
the
Blanton’s
opinions are inconsistent with the substantial evidence in the
case and, thus, properly discredited, and because Plaintiff’s
Full Scale IQ score of 62 is not an accurate reflection of his
capabilities.
To
the
contrary,
Defendant
argues,
the
substantial evidence (such as Plaintiff’s work history of semiskilled employment and his activities of daily living, which
include reading books and newspapers and writing poetry) reflect
adaptive
functioning
indicate.
Plaintiff
(Doc.
does
functioning
15
not
needed
much
at
have
to
higher
9-10).
the
meet
than
his
Thus,
Defendant
requisite
the
criteria
IQ
deficits
of
score
would
maintains,
in
adaptive
12.05C.
(Id.).
Having carefully reviewed the record in this case, the Court
agrees that Plaintiff’s claim is without merit.
In
order
for
Plaintiff
to
6
meet
Listing
12.05C
(mental
Because these three issues are inextricably interwoven, the
Court discusses them together.
10
retardation), he must present evidence of “[a] valid verbal,
performance or full scale IQ of 60-70 and a physical or other
mental impairment imposing an additional and significant workrelated limitation of function.”7
Appendix
1
§
12.05(C).
In
20 C.F.R. Part 404, Subpart P,
addition,
he
must
satisfy
the
“diagnostic description” of mental retardation in Listing 12.05
(the
listing
category
for
mental
retardation/intellectual
disability), 8 which provides that mental retardation “refers to
7
For purposes of Listing 12.05C, the second prong requirement is
met once there is a finding that the claimant has an additional
severe impairment because the requirement of “significant workrelated limitation of function” “involves something more than
‘minimal’ but less than ‘severe.’” Johnson v. Colvin, 2014 U.S.
Dist. LEXIS 13497, *7, 2014 WL 413492, *3 (S.D. Ala. Feb. 3,
2014) (quoting Edwards by Edwards v. Heckler, 755 F.2d 1513,
1515 (11th Cir. 1985)). In this case, the ALJ found Plaintiff’s
obesity and right knee meniscus tear to be severe, and the
parties do not dispute that finding. (Tr. 35). Therefore, the
second prong of Listing 12.05C, requiring a physical or other
mental impairment imposing an additional and significant workrelated limitation of function, is not in dispute in this
action.
8
On August 1, 2013, the Social Security Administration amended
Listing 12.05 by replacing the words “mental retardation” with
“intellectual disability.”
See Hickel v. Commissioner of Soc.
Sec., 539 Fed. Appx. 980, 982 n.2 (11th Cir. 2013) (citing 78
Fed. Reg. 46,499, 46,501, to be codified at 20 C.F.R. pt. 404,
subpt. P, app. 1)).
“This change was made because the term
‘mental retardation’ has negative connotations, and has become
offensive to many people.
Id.
(citations and internal
quotation marks omitted). “The Social Security Administration
stated that the change does not affect the actual medical
definition of the disorder or available programs or services.”
Id. (citations and internal quotation marks omitted). As in
Hickel, this opinion uses the term “mental retardation” and
“intellectual disability” interchangeably.
11
significantly subaverage general intellectual functioning with
deficits in adaptive functioning initially manifested during the
developmental
period;
i.e.,
the
evidence
demonstrates
supports onset of the impairment before age 22.”
404,
Subpart
P,
Appendix
1,
§§
12.05;
see
or
20 C.F.R. Part
also
Perkins
v.
Commissioner, Soc. Sec. Admin., 553 F. Appx. 870, 873 (11th Cir.
2014) (Listing 12.05(C) “requires a showing that the claimant
meets
the
diagnostic
criteria
of
Listing
12.05,
including
deficits in adaptive functioning; a qualifying IQ score; onset
before
age
22;
and
the
requisite
deficits
in
work-related
functioning.”).
The law in this Circuit provides that a valid IQ score of
60-70
creates
a
rebuttable
presumption
that
the
claimant
manifested deficits in adaptive functioning prior to the age of
twenty-two.
See Hodges v. Barnhart, 276 F. 3d 1265, 1268-69
(llth Cir. 2001).
Thus, “a claimant meets the criteria for
presumptive disability under section 12.05C when the claimant
presents a valid I.Q. score of 60 to 70 inclusive, and evidence
of an additional mental or physical impairment that has more
than a ‘minimal effect’ on the claimant’s ability to perform
basic work activities.”
Smith v. Commissioner of Soc. Sec., 535
Fed. Appx. 894, 897 (llth Cir. 2013)(quoting Lowery v. Sullivan,
979 F. 2d 835, 837 (11th Cir. 1992)).
The presumption under 12.05C can be rebutted, however, when
12
the
IQ
score
is
inconsistent
with
record
evidence
claimant’s work history, daily activities, and behavior. 9
9
of
a
See
In addressing the “adaptive functioning” aspect of Listing
12.05C, the Eleventh Circuit has sustained the rejection of
claims under this Listing where the claimant’s IQ score was
significantly inconsistent with his/her adaptive functioning,
despite a qualifying IQ score.
For example, in Perkins v.
Commissioner, Soc. Sec. Admin., 553 Fed. Appx. 870 (llth Cir.
2014), the Eleventh Circuit upheld the ALJ’s finding that
Listing 12.05C was not met where the plaintiff performed skilled
jobs, including as a skilled cook, managed other workers, and
made contradictory claims regarding his education and employment
history.
Also, in Hickel v. Commissioner, 539 Fed. Appx. 980,
984 (llth Cir. 2013), the Eleventh Circuit held that the ALJ did
not err where he acknowledged that the claimant had a valid IQ
score between 60 and 70, applied the presumption established by
Hodges v. Barnhart, 276 F. 3d 1265, 1268-69 (llth Cir. 2001),
and found that the presumption was rebutted by other evidence
that showed that the claimant did not have “deficits in adaptive
functioning.” In reaching that decision, the court noted that,
although the claimant had been enrolled in special education
classes, she worked part-time in a nursery, was a high school
graduate, prepared simple meals, dressed herself, drove herself
to work, attended church regularly, and socialized with friends.
Id. at 984-985. See also Popp, 779 F.2d at 1499-1500 (affirming
finding that Listing 12.05C was not met where the plaintiff had
worked skilled jobs, obtained a college degree, and had
exaggerated his deficits when examined); White v. Colvin, 2015
U.S. Dist. LEXIS 28277, 2015 WL 1013117, *4 (S.D. Ala. Mar. 9,
2015) (The ALJ properly found that, despite a Full Scale IQ
score of 63, the plaintiff did not have significant limitations
in adaptive functioning where the record reflected that,
although the plaintiff had been in special education classes, he
lived alone, maintained his financial affairs, and consistently
worked at several different jobs); Robinson v. Colvin, 2015 U.S.
Dist. LEXIS 43338, 2015 WL 1520431, *11 (S.D. Ala. Apr. 2, 2015)
(where the plaintiff lived independently without a highly
supportive living arrangement, cared for her personal needs, and
had a significant work history, the ALJ properly found that her
Full Scale IQ score of 60 was inconsistent with the record
evidence regarding her daily activities); Johnson, 2014 U.S.
Dist. LEXIS 13497, 2014 WL 413492, at *4 (although the ALJ never
stated that the claimant failed to meet Listing 12.05C, the
ALJ’s finding that, despite a Full Scale IQ score of 62, the
13
Popp v. Heckler, 779 F.2d 1497, 1499-1500 (llth Cir. 1986).
Indeed, neither a diagnosis of mental retardation nor a valid IQ
score is conclusive of mental retardation where the diagnosis
and
IQ
score
are
inconsistent
with
other
record
evidence
regarding the claimant’s daily living activities and behavior.
See
Robinson,
2015
U.S.
Dist.
LEXIS
43338
at
1520431 at *11; Perkins, 553 Fed. Appx. at 873-74.
*32,
2015
WL
Accordingly,
the ALJ is tasked with determining whether there is sufficient
evidence
(relating
presumption.
to
plaintiff’s
daily
life)
to
rebut
the
See Grant v. Astrue, 255 Fed. Appx. 374, 375 (llth
Cir. 2007); Hartman v. Colvin, 2014 U.S. Dist. LEXIS 91467, *7,
2014 WL 3058550, *3 (S.D. Ala. July 7, 2014).
In
process,
addition,
the
ALJ
as
is
part
tasked
of
the
with
disability
weighing
the
determination
opinions
and
findings of treating, examining, and non-examining physicians.
In reaching a decision, the ALJ must specify the weight given to
claimant had high adaptive skills, i.e., he had the capacity to
take care of his own needs, perform activities of daily living,
and had successfully performed four different jobs since leaving
high school, was sufficient to support his decision that the
claimant was not mentally retarded); Lyons v. Astrue, 2009 U.S.
Dist. LEXIS 128950 (M.D. Fla. May 24, 2009), adopted by 2009
U.S. Dist. LEXIS 48535, 2009 WL 1657388 (M.D. Fla. June 10,
2009)(The ALJ’s finding that the claimant did not meet Listing
12.05(C) was supported by substantial evidence that demonstrated
that the claimant had a high school diploma, was not in special
education classes, completed his own social security forms, and
had earnings from 1983 – 1990 between $13,696 and $18,408 per
year).
14
different medical opinions and the reasons for doing so.
See
Winschel v. Commissioner of Soc. Sec., 631 F.3d 1176, 1179 (11th
Cir. 2011).
The failure to do so is reversible error.
See
Williams v. Astrue, 2009 U.S. Dist. LEXIS 12010, *4, 2009 WL
413541, *1 (M.D. Fla. 2009).
Whether considering the opinions of treating, examining, or
non-examining
physicians,
testimony
any
of
good
medical
cause
source
exists
when
it
to
is
discredit
contrary
to
the
or
unsupported by the evidence of record.
Phillips v. Barnhart,
357 F.3d 1232, 1240 (11th Cir. 2004).
“Good cause may also
exist
where
a
doctor’s
opinions
are
merely
conclusory,
inconsistent with the doctor’s medical records, or unsupported
by objective medical evidence.”
Hogan v. Astrue, 2012 U.S.
Dist. LEXIS 108512, *8, 2012 WL 3155570, *3 (M.D. Ala. 2012).
The ALJ is “free to reject the opinion of any physician when the
evidence supports a contrary conclusion.”
764
F.2d
834,
835
(11th
Cir.
1985)
(per
Sryock v. Heckler,
curiam)
(citation
omitted); Adamo v. Commissioner of Soc. Sec., 365 Fed. Appx.
209,
212
(11th
Cir.
2010)
(The
ALJ
may
reject
any
medical
opinion if the evidence supports a contrary finding.).
In the present case, Plaintiff has presented a diagnosis of
mild mental retardation from examining psychologist Dr. Blanton,
as well as Dr. Blanton’s opinion that Plaintiff has deficits in
adaptive functioning due to mental retardation that manifested
15
prior to age 22 in the areas of “communication, work, use of
community resources, [and] functional academic skills.”
409).
However,
inconsistent
with
as
the
Dr.
ALJ
Blanton’s
found,
own
these
(Tr.
opinions
including
findings,
are
his
notations in his evaluation notes that Plaintiff’s “thoughts and
conversations were simple but logical;” his “[a]ssociations were
intact;” his “affect was flat but appropriate;” “[n]o confusion
was noted;” he was “obsessing about his pain;” he was “alert and
oriented
to
time,
place,
person,
and
situation;”
and
judgment was good for work and financial type decisions.”
at 408).
activities
“[h]is
(Id.
In addition, Dr. Blanton documented that Plaintiff’s
of
daily
living
include
living
alone,
having
a
drivers license, being able to shop and handle his own money,
going
to
church,
Also,
while
Dr.
and
reading
Blanton
the
opined
newspaper.
that
(Id.
Plaintiff
at
has
409).
marked
limitations in his ability to “understand detailed or complex
instructions,
carry
out
detailed
or
complex
instructions,
remember detailed or complex instructions, [and] use judgment in
detailed or complex work-related decisions” (emphasis added), he
did not find similar limitations with respect to simple, routine
instructions or decisions.10
(Id. at 410).
10
The Court notes that Dr. Blanton also opined that
likely to deteriorate emotionally if [he] is
additional stress[,] especially that of a job.”
Dr. Blanton appears to base this opinion on a
16
Plaintiff “is
placed under
(Tr. 409-10).
diagnosis of
In addition to being inconsistent with his own findings,
Dr.
Blanton’s
substantial
Plaintiff
opinions
evidence
reported
are
inconsistent
in
this
to
case,
the
with
including
Agency
that
the
the
he
remaining
following:
worked
for
approximately eleven years (from 1995 to 2006) in semi-skilled
jobs (id. at 51, 60, 201, 207, 359).
Plaintiff reported to both
consultative psychologists Dr. Blanton and Dr. Reynolds that he
enjoys reading newspapers and books and writing poetry (id. at
359, 409).
personal
Plaintiff lives alone and takes care of his own
needs.
(Id.
at
52,
58,
237).
Although
it
took
multiple attempts, Plaintiff completed the written driving test
and has a driver’s license and is able to drive.
239).
did
Plaintiff was enrolled in special education classes and
not
pass
the
high
school
graduation
successfully completed the twelfth grade.
In
(Id. at 54,
addition,
psychological
consultant,
Dr.
exam;
however,
he
(Id. at 265, 359).
Richard
Reynolds,
Ph.D., examined Plaintiff on October 31, 2011, and documented
that Plaintiff reported last working in 2009 and doing masonry
work (semi-skilled work) for years.
(Id. at 359).
Plaintiff
depression.
(Id.).
However, his own testing conducted during
his consultative evaluation of Plaintiff on May 1, 2013,
revealed that Plaintiff was only “moderately” depressed, which
does not support the severity of limitations expressed in this
opinion.
In any event, whether based on the diagnosis of
depression or the diagnosis of mild mental retardation, this
opinion is inconsistent with the substantial evidence in this
case, as discussed herein.
17
also reported to Dr. Reynolds that he “conducts [his] activities
of daily living without assistance,” that he has friends and
gets
together
with
his
friends
regularly,
that
he
attends
church, that he has never sought mental health treatment because
there is “no reason,” and that his primary reason for seeking
disability is problems with his right knee and ankle.
358-60).
(Id. at
While Dr. Reynolds noted that Plaintiff’s answers to
some questions that he posed were inconsistent with a person who
had graduated from high school, he nonetheless observed that
Plaintiff was cooperative, alert, and oriented to all spheres,
that his speech was within normal limits, that his behavior was
unremarkable, that his thought content was logical, that his
thought
associations
were
tight,
that
his
insight
appropriate, and that his judgment was appropriate.
359-60).
was
(Id. at
Dr. Reynolds opined that Plaintiff “likely presents
with no deficits in ability [to] understand and remember,” that
“[h]e may have mild difficulty in carrying out instructions due
to Major Depressive Disorder,” that he is likely to have mild
difficulties
in
responding
appropriately
to
supervisors,
co-
workers, and the public, or work stressors, in a work setting
due to issues[/]problems related to Major Depressive Disorder
and Generalized Anxiety Disorder,” and that Plaintiff “would not
need assistance with any awarded funds.”
added).
18
(Id. at 360) (emphasis
Based on the foregoing, the Court finds that Dr. Blanton’s
opinions related to Plaintiff’s deficits in adaptive functioning
are inconsistent with the substantial evidence in this case,
including Plaintiff’s work history, Plaintiff’s activities of
daily
living,
and
the
medical
opinions
of
consultative
psychologist Dr. Reynolds.
Therefore, they were properly given
“little weight” by the ALJ.
(Id. at 37, 410).
The Court has considered Plaintiff’s evidence that he was
in special education classes in high school, that he failed the
high school graduation examination after taking it three times,
that he repeated the fifth grade, and that his math, reading,
and spelling scores on tests conducted by Dr. Blanton were on
the fourth and fifth grade levels.
However,
given
the
substantial
(Doc. 12 at 2-3, 9-11).
evidence
in
this
case
that
Plaintiff’s adaptive functioning is well above that of a person
with mild mental retardation, the Court finds that the ALJ’s
rebuttal of the Hodges presumption is supported by substantial
evidence.
See Johnson, 2014 U.S. Dist. LEXIS 13497, 2014 WL
413492, *4
(S.D. Ala. Feb. 3, 2014)(where claimant had a Full
Scale IQ score of 62, placing him in the range of mild mental
retardation,
and
tested
at
the
fourth
grade
level
in
math,
reading and spelling, the ALJ’s finding that claimant had high
adaptive skills, including the capacity to take care of his own
needs,
perform
activities
of
daily
19
living,
and
successfully
perform
four
different
jobs
after
leaving
high
school,
was
sufficient to support the decision that the claimant did not
meet
the
requirements
for
Listing
12.05C).
Accordingly,
Plaintiff’s claim must fail.
B. Whether the ALJ erred in rejecting the
opinion
of
Plaintiff’s
treating
physician, Dr. Perry Timberlake, M.D.
regarding the severity of Plaintiff’s
pain and physical limitations?
Plaintiff also argues that the ALJ erred in rejecting the
opinions of his treating physician, Dr. Perry Timberlake, M.D.,
that
he
is
unable
to
work
because
of
his
problems, knee problems, and associated pain.
14).
upper
extremity
(Doc. 12 at 13-
The Commissioner counters that the ALJ did not err in
rejecting Dr. Timberlake’s opinions because those opinions are
inconsistent with the substantial evidence in this case.
15 at 11).
(Doc.
Having carefully reviewed the record in this case,
the Court agrees that Plaintiff’s claim is without merit.
Generally speaking, “[i]f a treating physician’s opinion on
the nature and severity of a claimant’s impairments is wellsupported
by
medically
acceptable
clinical
and
laboratory
diagnostic techniques, and is not inconsistent with the other
substantial
evidence
in
the
record,
20
the
ALJ
must
give
it
controlling weight.” 11
(11th
Cir.
2007)
Roth v. Astrue, 249 Fed. Appx. 167, 168
(citing
20
C.F.R.
§
404.1527(d)(2)).
“An
administrative law judge must accord substantial or considerable
weight to the opinion of a claimant’s treating physician unless
good cause is shown to the contrary.”
Broughton v. Heckler, 776
F.2d 960, 961 (11th Cir. 1985)(citations and internal quotation
marks omitted).
As
discussed
above,
“[t]he
requisite
‘good
cause’
for
discounting a treating physician’s opinion may exist where the
opinion is not supported by the evidence,” “where the evidence
supports a contrary finding,” or where the doctor’s opinions are
merely conclusory or inconsistent with the doctor’s own medical
records.
3155570
Hogan, 2012 U.S. Dist. LEXIS 108512 at *8, 2012 WL
at
*3.
“[T]he
weight
afforded
a
treating
doctor’s
opinion must be specified along with ‘any reason for giving it
no
weight,
and
failure
to
do
so
is
reversible
error.’”
Williams, 2009 U.S. Dist. LEXIS 12010 at *4, 2009 WL 413541 at
*1.
In this case, the ALJ found that Plaintiff has the severe
impairments of obesity and right knee meniscus tear; however,
the ALJ found, Plaintiff is able to perform a range of light
11
“Controlling weight” is defined as a medical opinion from a
treating source that must be adopted. See SSR 96–2P, 1996 SSR
LEXIS 9, *3, 1996 WL 374188, *1 (1996).
21
work,
with
restrictions,
such
as
being
allowed
to
alternate
between sitting and standing positions every sixty minutes, not
operating foot controls with his right leg, and no climbing,
kneeling, crouching, or crawling.
(Id. at 35, 38, 40-41).
As
Plaintiff points out, the ALJ assigned “very little weight” to
the opinions of his treating physician, Dr. Timberlake, that
Plaintiff
cannot
engage
in
any
form
of
gainful
employment
because of upper extremity problems, right knee problems, and
associated pain.
(Id. at 40, 393-94, 397).
Having reviewed the
record at length, the Court finds that Dr. Timberlake’s opinions
are inconsistent with the substantial evidence in this case and,
thus, were properly discredited by the ALJ.
The record reveals that on April 25, 2012, Dr. Timberlake
completed
a
Plaintiff’s
Clinical
pain
Assessment
is
of
Pain
“intractable”
form
opining
and
that
“virtually
incapacitating,” that physical activity would increase his pain
to an extent that bed rest would be necessary, and that his
medication would place severe limitations on even the simplest
of tasks.
(Id. at 393).
Timberlake
opined
in
a
In addition, on that same date, Dr.
Medical
Source
Statement
(Physical)
(“MSS”) that Plaintiff can sit and stand/walk for only one hour
in an eight-hour workday, can lift/carry no more than one pound
frequently and five pounds occasionally, can never climb, bend,
or reach overhead, can rarely grasp or handle, and can rarely
22
push or pull with his arms or legs.
(Id. at 394).
Also, in his
treatment notes dated February 3, 2012, Dr. Timberlake noted,
“this patient is completely and totally disabled to do gainful
work now or in the future.”
(Id. at 397).
As the ALJ found, although Dr. Timberlake treated Plaintiff
from August 2009 to the date of the hearing in May 2013, his
opinions, which render Plaintiff unable to sit, stand, or walk
for more than one hour a day and unable to lift or carry more
than
one
pound
frequently,
are
inconsistent
with
Dr.
Timberlake’s own treatment notes, which do not document this
severe
level
of
functional
limitations.
12
For
example,
as
stated, Dr. Timberlake opined in the Medical Source Statement
(Physical) that Plaintiff can lift/carry no more than one pound
frequently and five pounds occasionally, can rarely grasp or
handle with his fingers, can rarely push or pull with his arms,
and can never reach overhead.
(Id. at 394).
However, at the
time that Dr. Timberlake rendered those opinions on April 25,
2012, he had never noted complaints by Plaintiff regarding his
upper extremities, with the one exception of a single reference
to Plaintiff complaining of right hand pain on August 8, 2012.
(Id.
at
rendered
380-97,
these
412-20).
opinions,
Two
the
years
record
12
after
shows
Dr.
that
Timberlake
in
The ALJ found Dr. Timberlake’s opinions to be
inconsistent” with the objective evidence. (Tr. 40).
23
July
and
“grossly
September,
shoulder
2014,
pain,
Hydrocodone,
Plaintiff
for
complained
which
Cymbalta,
Dr.
and
of
bilateral
Timberlake
Celebrex.
treated
(Id.
at
arm
and
him
with
10-12).
In
addition, Dr. Timberlake’s opinions regarding the severity of
Plaintiff’s
knee
contemporaneous
problems
note
in
and
the
pain
MSS
are
that
Plaintiff
assistive device to ambulate (id. at 394).
Timberlake’s
opinions
(including
contradicted
by
his
requires
no
Moreover, all of Dr.
Plaintiff’s
severe
and
disabling limitations in both his upper and lower extremities)
are inconsistent with Plaintiff’s own statements that he lives
alone, that he takes care of all of his own personal care needs,
and that he conducts his activities of daily living without
assistance.
(Id. at 237, 359).
Dr. Timberlake’s opinions are also inconsistent with the
remaining medical evidence in this case, including the treatment
notes of orthopedist, Dr. Anthony Tropeano, M.D., who treated
Plaintiff
on
August
31,
2009,
for
right
knee
pain.
Dr.
Tropeano’s notes reflect that he ordered an MRI, which showed a
lateral
meniscus
Plaintiff
treatment.
ever
tear;
returned
however,
to
(Id. at 284-87).
Dr.
it
does
not
appear
Tropeano
for
any
that
further
Although Plaintiff testified that
Dr. Tropeano wanted to perform surgery to repair the knee and
that Plaintiff could not afford it, there is no notation in Dr.
Tropeano’s records or any other physician’s records (including
24
Dr. Timberlake’s) recommending surgery.
In
addition,
consultative
(Id. at 54).
physician,
Dr.
John
Mitchell,
M.D., examined Plaintiff two years later, on October 28, 2011,
and noted full range of motion in upper extremities (“arms,
hands, and fingers”), normal dexterity, normal grip strength,
normal
balance,
“mild”
limp
on
right
leg,
reduced
range
of
motion and tenderness over the right knee, “mild crepitus” upon
flexion
of
the
right
knee,
normal
heel/toe
reflexes, and no assistive device used.
walk,
normal
(Id. at 350-54).
Dr.
Mitchell concluded “need further work up for his right knee
pain.”
(Id. at 355).
As the ALJ found, the record shows that Plaintiff suffers
from the severe impairment of a right knee meniscus tear that
has required medication and injection treatment in a physician’s
office and in a hospital emergency room (id. at 293, 334) with
pain
medication.
However,
neither
the
substantial
medical
evidence, nor the evidence of Plaintiff’s activities of daily
living,
supports
Dr.
Timberlake’s
opinions
that
Plaintiff
is
unable to engage in any form of gainful employment because of
his upper extremity and right knee problems and associated pain.
(Id. at 393-94, 397).
Therefore, the ALJ had good cause to
discredit those opinions.
substantial
evidence
In addition, the Court finds that the
supports
the
ALJ’s
determination
that
Plaintiff has the RFC to perform a range of light work, with the
25
stated restrictions.
Accordingly, Plaintiff’s claim is without
merit.
V.
Conclusion
For
the
reasons
set
forth
herein,
and
upon
careful
consideration of the administrative record and memoranda of the
parties,
it
is
hereby
ORDERED
that
the
decision
of
the
Commissioner of Social Security denying Plaintiff’s claim for a
period
of
disability,
disability
insurance
benefits,
and
supplemental security income be AFFIRMED.
DONE this 29th day of March, 2016.
/s/ SONJA F. BIVINS
UNITED STATES MAGISTRATE JUDGE
26
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