Gill v. Colvin
Filing
15
Order the decision of the Commissioner of Social Security denying Plaintiffs claim for supplemental security income be AFFIRMED. Signed by Magistrate Judge Sonja F. Bivins on 7/28/2016. Copies to parties. (mpp)
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF ALABAMA
NORTHERN DIVISION
BREANNA GILL,
*
*
*
*
*
*
*
*
*
*
*
Plaintiff,
vs.
CAROLYN W. COLVIN,
Commissioner of Social
Security,
Defendant.
CIVIL ACTION NO. 15-00388-B
ORDER
Plaintiff
judicial
Social
Breanna
review
Security
of
a
Gill
(hereinafter
final
denying
decision
her
claim
of
for
“Plaintiff”)
the
seeks
Commissioner
supplemental
of
security
income under Title XVI of the Social Security Act, 42 U.S.C. §§
1381,
et
seq.
On
June
13,
2016,
the
parties
waived
oral
argument and consented to have the undersigned conduct any and
all proceedings in this case.
(Docs. 11, 12).
Thus, the action
was referred to the undersigned to conduct all proceedings and
order
the
entry
of
judgment
in
accordance
with
636(c) and Federal Rule of Civil Procedure 73.
28
U.S.C.
§
Upon careful
consideration of the administrative record and the memoranda of
the
parties,
it
is
hereby
ORDERED
that
the
decision
of
the
Commissioner be AFFIRMED.
I.
Procedural History
Plaintiff filed her application for benefits on April 26,
2012.
(Tr. 182).
Plaintiff alleged that she has been disabled
since January 1, 2011, due to “bipolar.”
Plaintiff’s
request,
she
applications
was
granted
were
an
(Id. at 199).
denied
and
administrative
upon
timely
hearing
before
Administrative Law Judge Vincent P. Intoccia (hereinafter “ALJ”)
on October 23, 2013.
(Id. at 93).
Plaintiff attended the
hearing with her counsel and provided testimony related to her
claims.
at
the
(Id. at 96).
hearing
and
A vocational expert (“VE”) also appeared
provided
testimony.
(Id.
at
107).
On
January 31, 2014, the ALJ issued an unfavorable decision finding
that Plaintiff is not disabled.
(Id. at 89).
The Appeals
Council denied Plaintiff’s request for review on June 17, 2015.
(Id. at 1-2).
Therefore, the ALJ’s decision dated January 31,
2014, became the final decision of the Commissioner.
Having
exhausted
her
administrative
timely filed the present civil action.
remedies,
(Doc. 1).
Plaintiff
The parties
agree that this case is now ripe for judicial review and is
properly before this Court pursuant to 42 U.S.C. §§ 405(g) and
1383(c)(3).
II.
Issues on Appeal
1.
Whether
the
ALJ
erred
in
giving
substantial weight to the opinions of
non-examining, State Agency physician,
Dr. Harold R. Veits, M.D.?
2
2.
Whether the ALJ’s mental RFC assessment
is supported by substantial evidence?
3.
Whether the ALJ erred in failing to
consider the side effects of Plaintiff’s
medications?
III. Factual Background
Plaintiff was born on
years
of
age
at
October 23, 2013.
the
January 29, 1993, and was
time
of
her
(Tr. 93, 96, 195).
administrative
twenty
hearing
on
Plaintiff testified that
she dropped out of high school in the ninth grade but is working
on her GED.
(Id. at 96).
Plaintiff last worked as a waitress
from July 2010 to January 2011.
ever had.1
At
treated
(Id. at 97, 200, 206).
her
at
It is the only job that she has
hearing,
West
Plaintiff
Alabama
testified
Mental
that
Health
Center
she
is
being
(“WAMH”)
for
bipolar disorder, for which she takes medication and receives
therapy.
(Id.
at
97-98).
Plaintiff
testified
that
she
experiences drowsiness as a side effect from Depakote, but it
has helped balance and stabilize her mood.2
(Id. at 100).
Plaintiff testified that her biggest obstacle to working is
1
The vocational expert testified that Plaintiff’s past work did
not constitute substantial gainful activity.
(Tr. 107).
Plaintiff testified that she has never received vocational
rehabilitation. (Id. at 98).
2
Plaintiff testified that she takes Depakote at night before she
goes to bed, and it causes her to sleep until 1:00 or 2:00 p.m.
the next day.
In addition, she experiences one hour of
grogginess after she wakes. (Tr. 99-100).
3
that, when she gets around more than three people, she gets
nervous; her heart starts racing; her hands start shaking; she
feels like she is having a panic attack; and she shuts down.
(Id.
at
103).
Also,
she
has
trouble
concentrating
and
remembering and cannot watch a two hour movie or read for long
periods of time.
(Id. at 104, 106).
Plaintiff testified that
she lives with her mom, stepdad and brothers, and that she could
not be around people if she worked and, while she could take
instructions from a supervisor, she would forget them.
(Id. at
96, 106).
IV.
Analysis
A.
Standard of Review
In reviewing claims brought under the Act, this Court’s
role
is
a
determining
limited
1)
one.
whether
The
the
Court’s
decision
review
of
the
is
limited
to
Secretary
is
supported by substantial evidence and 2) whether the correct
legal standards were applied.
1520, 1529 (11th Cir. 1990).
3
Martin v. Sullivan, 894 F.2d
A court may not decide the facts
anew, reweigh the evidence, or substitute its judgment for that
of the Commissioner.
Cir.
1986).
The
Sewell v. Bowen, 792 F.2d 1065, 1067 (11th
Commissioner’s
findings
of
fact
affirmed if they are based upon substantial evidence.
3
must
be
Brown v.
This Court’s review of the Commissioner’s application of legal
principles is plenary. Walker v. Bowen, 826 F.2d 996, 999 (11th
Cir. 1987).
4
Sullivan, 921 F.2d 1233, 1235 (11th Cir. 1991); Bloodsworth v.
Heckler,
703
F.2d
1233,
1239
(11th
Cir.
1983)
(holding
substantial evidence is defined as “more than a scintilla, but
less
than
a
preponderance”
and
consists
of
“such
relevant
evidence as a reasonable person would accept as adequate to
support
a
conclusion.”).
In
determining
whether
substantial
evidence exists, a court must view the record as a whole, taking
into account evidence favorable, as well as unfavorable, to the
Commissioner’s decision.
Chester v. Bowen, 792 F. 2d 129, 131
(11th Cir. 1986); Short v. Apfel, 1999 U.S. Dist. LEXIS 10163, *4
(S.D. Ala. June 14, 1999).
B.
Discussion
An individual who applies for Social Security disability
benefits
must
prove
404.1512, 416.912.
his
or
her
disability.
20
C.F.R.
§§
Disability is defined as the “inability to
engage in any substantial gainful activity by reason of any
medically determinable physical or mental impairment which can
be expected to result in death or which has lasted or can be
expected to last for a continuous period of not less than 12
months.”
42
U.S.C.
§§
404.1505(a),
416.905(a).
provide
five-step
a
423(d)(1)(A);
The
Social
sequential
5
see
also
20
Security
evaluation
C.F.R.
§§
regulations
process
for
determining if a claimant has proven his disability. 4
20 C.F.R.
§§ 404.1520, 416.920.
In the case sub judice, the ALJ determined that Plaintiff
has not engaged in substantial gainful activity since April 24,
2012,
the
application
date,
and
that
she
impairments of bipolar disorder and obesity.5
has
the
(Tr. 74).
severe
The ALJ
4
The claimant must first prove that he or she has not engaged in
substantial gainful activity.
The second step requires the
claimant to prove that he or she has a severe impairment or
combination of impairments. If, at the third step, the claimant
proves that the impairment or combination of impairments meets
or
equals
a
listed
impairment,
then
the
claimant
is
automatically found disabled regardless of age, education, or
work experience.
If the claimant cannot prevail at the third
step, he or she must proceed to the fourth step where the
claimant must prove an inability to perform their past relevant
work. Jones v. Bowen, 810 F.2d 1001, 1005 (11th Cir. 1986). In
evaluating whether the claimant has met this burden, the
examiner must consider the following four factors: (1) objective
medical facts and clinical findings; (2) diagnoses of examining
physicians; (3) evidence of pain; and (4) the claimant’s age,
education and work history.
Id.
Once a claimant meets this
burden, it becomes the Commissioner’s burden to prove at the
fifth step that the claimant is capable of engaging in another
kind
of
substantial
gainful
employment
which
exists
in
significant
numbers
in
the
national
economy,
given
the
claimant’s residual functional capacity, age, education, and
work history.
Sryock v. Heckler, 764 F.2d 834, 836 (11th Cir.
1985). If the Commissioner can demonstrate that there are such
jobs the claimant can perform, the claimant must prove inability
to perform those jobs in order to be found disabled. Jones v.
Apfel, 190 F.3d 1224, 1228 (11th Cir. 1999). See also Hale v.
Bowen, 831 F.2d 1007, 1011 (11th Cir. 1987) (citing Francis v.
Heckler, 749 F.2d 1562, 1564 (11th Cir. 1985)).
5
The ALJ also found Plaintiff’s hypertension, asthma, and
headaches to be non-severe.
(Tr. 75-76).
Plaintiff has not
raised any issue related to these conditions. (Doc. 8 at 2; Tr.
75-76, 214).
Therefore, the Court’s discussion is limited to
Plaintiff’s alleged mental impairments.
6
further found that Plaintiff does not have an impairment or
combination of impairments that meets or medically equals any of
the listed impairments contained in 20 C.F.R. Part 404, Subpart
P, Appendix 1.
The
(Id. at 76).
ALJ
concluded
that
Plaintiff
retains
the
residual
functional capacity (hereinafter “RFC”) to perform a range of
light work, except that Plaintiff “can frequently balance and
can occasionally stoop, knee[l], crouch, crawl and climb ramps
or stairs, but she cannot climb ladders, ropes or scaffolds.
She should avoid concentrated exposure to extreme cold, extreme
heat,
wetness,
[and]
humidity;
should
avoid
concentrated
exposure to fumes, odors, dusts, gasses, poor ventilation, etc.;
and
should
machinery,
avoid
all
exposure
unprotected
interact/respond
to
heights,
appropriately
hazards
etc.;”
with
such
she
as
“is
supervisors,
hazardous
able
to
co-workers,
customers, and the general public, but such interaction should
be causal and non-confrontational and feedback from supervisors
should be supportive;” “she is able to respond appropriately to
work
pressures
in
the
usual
work
setting;”
“she
is
able
to
respond appropriately to changes in routine work settings but
such
changes
should
be
infrequent
and
gradually
introduced;”
“she is able to use judgment in simple 1-2 step work related
decisions, but cannot use judgment in detailed or complex work
related decisions;” and “she is able to understand, remember,
7
and
carry
out
understand,
simple
remember,
instructions.”
1-2
and
step
carry
instructions,
out
but
detailed
or
cannot
complex
(Tr. 78).
The ALJ also determined that while Plaintiff’s medically
determinable impairments could reasonably be expected to produce
the alleged symptoms, her statements concerning the intensity,
persistence and limiting effects of the alleged symptoms were
not credible for the reasons explained in the decision.
(Id. at
80).
The ALJ found that Plaintiff has no past relevant work.
(Id. at 88).
concluded
capacity
However, utilizing the testimony of a VE, the ALJ
that
for
considering
a
range
of
Plaintiff’s
light
work,
residual
as
well
functional
as
her
age,
education and work experience, there are jobs existing in the
national economy that Plaintiff is able to perform, such as
“garment sorter,” “inserter,” and “hand finisher,” all of which
are classified as light and unskilled.
(Id. at 89).
ALJ concluded that Plaintiff is not disabled.
The
Court
now
considers
the
foregoing
(Id.).
in
light
record in this case and the issues on appeal.
1.
Issues
a.
Whether the ALJ erred in giving
substantial weight to the opinions
of
non-examining,
State
Agency
physician, Dr. Harold R. Veits,
M.D.?
8
Thus, the
of
the
In this case, Plaintiff argues that the ALJ erred in giving
substantial weight to the opinions of non-examining State Agency
physician, Dr. Harold R. Veits, M.D., set forth in a Psychiatric
Review Technique assessment, while at the same time rejecting
the opinions of consultative psychologist, Dr. Donald Blanton,
Ph.D.
(Doc. 8 at 4, 6; Tr. 115-21, 652).
The Commissioner
counters that the ALJ afforded the proper weight to the opinions
of
Dr.
Veits
and
Dr.
Blanton
that
were
consistent
with
the
substantial evidence in the case and properly discredited the
opinions
and
findings
that
were
substantial evidence in the case.
inconsistent
with
(Doc. 9 at 10).
the
Having
carefully reviewed the record in this case, the Court agrees
that Plaintiff’s claim is without merit.
As part of the disability determination process, the ALJ is
tasked
with
examining,
weighing
and
the
opinions
non-examining
and
findings
physicians.
In
of
treating,
reaching
a
decision, the ALJ must specify the weight given to different
medical opinions and the reasons for doing so.
See Winschel v.
Commissioner of Soc. Sec., 631 F.3d 1176, 1179 (11th Cir. 2011).
The failure to do so is reversible error.
See Williams v.
Astrue, 2009 U.S. Dist. LEXIS 12010, *4, 2009 WL 413541, *1
(M.D. Fla. 2009).
When
weighing
the
opinion
9
of
a
treating
physician,
the
ALJ
must give the opinions “substantial weight,” unless good
cause exists for not doing so.
Costigan v. Commissioner, Soc.
Sec. Admin., 2015 U.S. App. LEXIS 2827, *10, 2015 WL 795089, *4
(11th Cir. Feb. 26, 2015) (citing Crawford v. Commissioner of
Soc. Sec., 363 F.3d 1155, 1160 (11th Cir. 2004) and Broughton v.
Heckler, 776 F.2d 960, 962 (11th Cir. 1985)).
The opinion of “a
one-time examining physician — or psychologist,” on the other
hand,
is
not
physician.
entitled
to
the
same
deference
as
a
treating
Petty v. Astrue, 2010 U.S. Dist. LEXIS 24516, *50,
2010 WL 989605, *14 (N.D. Fla. Feb. 18, 2010) (citing Crawford,
363 F.3d at 1160).
An ALJ is also “required to consider the
opinions of non-examining state agency medical and psychological
consultants because they ‘are highly qualified physicians and
psychologists who are also experts in Social Security disability
evaluation.’”
(11th
Cir.
Milner v. Barnhart,
2008)
404.1527(f)(2)(i)).
examining
sources
examining sources.”
275 Fed. Appx. 947, 948
(unpublished)
“The
when
ALJ
they
may
do
(citing
rely
not
on
20
C.F.R.
opinions
conflict
with
of
§
non-
those
of
Id. (citing Edwards v. Sullivan, 937 F.2d
580, 584-85 (11th Cir. 1991)).
Whether considering the opinions of treating, examining, or
non-examining
physicians,
testimony
any
of
medical
good
cause
source
exists
when
unsupported by the evidence of record.
10
it
to
is
discredit
contrary
to
the
or
Phillips v. Barnhart,
357 F.3d 1232, 1240 (11th Cir. 2004).
exist
where
a
doctor’s
opinions
“Good cause may also
are
merely
conclusory,
inconsistent with the doctor’s medical records, or unsupported
by objective medical evidence.”
Hogan v. Astrue, 2012 U.S.
Dist. LEXIS 108512, *8, 2012 WL 3155570, *3 (M.D. Ala. 2012).
The ALJ is “free to reject the opinion of any physician when the
evidence supports a contrary conclusion.”
764
F.2d
834,
835
(11th
Cir.
1985)
Sryock v. Heckler,
(per
curiam)
(citation
omitted); Adamo v. Commissioner of Soc. Sec., 365 Fed. Appx.
209,
212
(11th
Cir.
2010)
(The
ALJ
may
reject
any
medical
opinion if the evidence supports a contrary finding.).
In the present case, the record shows that that Plaintiff
was
treated
at
West
Alabama
Mental
Health
(WAMH)
for
depression/bipolar disorder from approximately December 2007 to
January
2014.
6
(Id.
at
371-799).
On
September
22,
2008,
Plaintiff was taken to the emergency room at Hillcrest Hospital
following a suicide attempt when she was fifteen years old.
(Id. at 256).
7
Two days later, she was admitted to Hillcrest
6
From 2004 to 2013, Plaintiff was also treated by her family
physician, Dr. Ronnie Chu, M.D., for various physical ailments,
as well as bipolar disorder.
(Tr. 307-67, 658-71).
Dr. Chu
routinely refilled Plaintiff’s prescriptions for Zyprexa and
Depakote and performed routine lab work.
(Id. at 315-67, 65969).
7
Plaintiff’s therapist’s notes from WAMH in 2007 and 2008 reflect
that she was having problems with school, depression, and selfmutilation. (Tr. 387, 541-50).
11
Hospital
for
psychiatric
treatment.
(Id.).
During
her
hospitalization, Plaintiff reported feeling very depressed and
hopeless for approximately two years.
(Id. at 256-57).
She
received group and individual therapy and medication for six
days but was discharged against medical advice on September 30,
2008, with the diagnoses of depression, NOS, impulse control
disorder, and oppositional defiant disorder. 8
(Id. at 259, 262-
63, 264).
Following
resumed
her
treatment
hospitalization
at
WAMH.
In
at
March
Hillcrest,
of
2010,
Plaintiff
Plaintiff’s
therapist discontinued her treatment, noting that Plaintiff had
“missed [the] last 4 appointments.”
(Id. at 459).
On August 4, 2010, at age seventeen, Plaintiff was again
admitted for psychiatric evaluation at UAB Hospital because she
was talking out of her head, behaving irrationally, and not
sleeping. 9
(Id. at 271, 274).
Dr. William E. Fialkowski, M.D.,
performed a mental status examination and noted that Plaintiff
reported drinking alcohol socially and smoking marijuana on a
nightly basis and that recent stressors included family conflict
and her boyfriend being arrested.
(Id.).
8
The record shows that Plaintiff’s mother took her home against
medical advice after Plaintiff was involved in an altercation
with another patient on the unit. (Tr. 264).
9
At that time, Plaintiff reported two previous suicide attempts.
(Tr. 271).
12
While at UAB Hospital, Plaintiff was also treated by Dr.
James
T.
Cullinan,
D.O.,
who
diagnosed
her
disorder and prescribed Zyprexa and Dapakote.
with
bipolar
I
(Id. at 274).
Dr. Cullinan’s notes reflect that Plaintiff was “cheeking” (not
being compliant with) her medication.
(Id. at 276).
As a
result, he changed the delivery method of her medication and
observed that her manic episodes were gradually beginning to
show
improvement,
medication.
with
no
adverse
(Id. at 275-76).
side
effects
from
the
Dr. Cullinan specifically noted
that Plaintiff tolerated her medication well, that she was no
longer easily agitated, that she was calm, that her mood was
stable, that she was more organized, that her sleep and appetite
were improved, that she was less withdrawn and more interactive
with her peers, and that she was improving as expected and doing
well.
(Id. at 276-85).
Cullinan
found
that
Noting “significant progress,” Dr.
Plaintiff’s
longer required hospitalization.
Plaintiff
in
“good”
condition
manic/depressive
(Id. at 277).
on
August
17,
symptoms
no
He discharged
2010,
after
a
thirteen-day hospitalization, with instructions to abstain from
alcohol and illicit drugs and to follow up with WAMH.
(Id. at
276-77).
On August 24, 2010, Plaintiff returned for treatment at
WAMH and reported that she was “feeling much better.”
457).
On
September
3,
2010,
13
Plaintiff’s
therapist
(Id. at
assessed
Plaintiff has having “no problem” with “ability to work.”
at 402).
she
was
(Id.
From October to December 2010, Plaintiff reported that
doing
well
on
her
medication,
that
she
was
coping
better, that she had no symptoms of depression, that she was
happy, that she was “stable,” that she was “doing good,” that
she was working in a restaurant and that work was “going well,”
that
the
sleeping
medications
well,
and
were
that
helping,
she
effects with her medications.
was
that
having
she
no
was
eating
problems
or
and
side
(Id. at 451, 619, 621, 623-24).
Plaintiff’s alleged onset date in this case is January 1,
2011.
(Id. at 195).
The record reflects that from January to
May 2011, Plaintiff’s therapist from WAMH regularly noted that
Plaintiff’s mental status examination was normal, with decreased
or no noted anxiety or depression. 10
(Id. at 444, 447).
From
August to November 2011, Plaintiff’s mental status evaluations
were
completely
normal
with
little
or
no
depression,
and
Plaintiff reported that she was compliant with her medication
and “doing fine.”
(Id. at 438, 440-42).
Plaintiff’s progress was noted as “moderate.”
10
In December 2011,
(Id. at 392).
In April and May 2011, Plaintiff reported that she was being
compliant with her medication and that “she has done well” since
her hospitalization in August 2010.
(Tr. 443-44).
Plaintiff
did report experiencing sedation as a side effect of her
medication.
(Id. at 443).
Plaintiff reported some depression
and anxiety but stated that she was working on her GED and had a
job but that her “work ha[d] been reduced to one day per week .
. . due to slow business.” (Id. at 443-44).
14
The following year, from January to May 2012, 11 Plaintiff’s
therapist at WAMH noted generally that Plaintiff was stable,
compliant with her medications, “doing fine,” and experiencing
only one side effect, weight gain, from her medication.
421-22, 427, 434, 436).
(Id. at
On May 10, 2012, Plaintiff’s therapist
noted that she “socializes with family and friends” and “reads
at her leisure.”
(Id. at 371-72).
From June to September 2012,
Plaintiff’s therapist noted that Plaintiff was “compliant with
meds,” “no side effects,” “doing well,” and that “[s]he reports
that meds are working fine,” and she is “doing fine.”
414, 416-17, 701-02, 705, 766).
(Id. at
In November 2012, Plaintiff
admitted that she was taking her medication “on and off” and
reported that, when she was on her medication, she was “doing
good” and less depressed, with less mood swings.
(Id. at 697).
Plaintiff continued treatment at WAMH in 2013 and in March
and April reported being compliant with her medications, “doing
good,” feeling less sad, having less mood swings, sleeping well,
and having no problems to report.
therapist
noted
that
she
was
(Id. at 686, 691).
“relaxed
11
and
open”
during
Her
her
On January 25, 2012, Plaintiff’s therapist at WAMH noted that
Plaintiff’s mental status evaluation was completely normal with
no depression.
(Tr. 438).
The therapist further noted,
“[patient] reports stability in today’s session and that she has
not had a psychotic episode in quite some time.” (Id. at 436).
Plaintiff’s goal was to “meet someone special and begin dating,”
and she reported that she had met someone and had begun the
dating process. (Id.).
15
session.
(Id. at 686).
However, the following month, Plaintiff
reported being off of her medications and being unstable.
at 684).
(Id.
From June to September 2013, Plaintiff reported that
she was again taking her medication and “doing well,” generally
sleeping well, not feeling anxious, sad, or depressed, that she
was stable, had no thoughts of harming herself, had no symptoms
of depression or mania, and was receiving “good report[s]” from
her psychiatrist.
(Id. at 673-76, 678, 681-82).
Plaintiff
reported that there were days that she was in a bad mood, but
she “ha[d] been taking her medications as prescribed,” and they
“help[ed] her manage her mood swings.”
(Id. at 674, 678).
On August 14, 2013, Plaintiff reported that she believed
that the medications may have been making her hair fall out. 12
(Id. at 676).
On October 9, 2013, two weeks before her hearing,
and in November 2013, after her hearing, Plaintiff reported to
her therapist that her sleep and appetite were “good,” that she
was having no side effects, that she was “doing fine,” and that
she was staying busy working on her GED.
787).
(Id. at 780, 782,
On November 13, 2013, approximately three weeks after her
hearing,
Plaintiff
reported
to
her
therapist
that
she
had
recently moved in with her boyfriend and was excited about her
12
The record shows that from January to August 2013, this is the
only side effect that Plaintiff reported.
She regularly and
consistently reported no side effects. (Tr. 724, 726, 731, 74142, 747).
16
new home, that she was taking her medications, that she was
having no side effects, that her mood had been stable for “the
past few weeks,” and that her sleep and appetite were “good.”
(Id. at 787).
In December 2013, Plaintiff continued to report that her
mood was stable and euthymic (normal, non-depressed), that her
sleep was “good,” that she was compliant with her medications,
and that she was experiencing no side effects.
796).
(Id. at 792,
The therapist noted her progress as “good.”
794).
On
January
22,
2014,
Plaintiff’s
(Id. at
therapist’s
notes
document a normal examination with reports of no depression and
“good sleep,” with “no[]” “current side effects.”
99).
(Id. at 798-
This is the last treatment note from WAMH in the record.
With
respect
to
the
expert
evidence
in
this
case,
the
record shows that, on August 15, 2012, Plaintiff was examined by
consultative psychologist, Dr. Donald W. Blanton, Ph.D., at the
request
of
Blanton
noted
excessive
the
Agency.
that
sleep,
(Id. at
Plaintiff
frequent
652).
reported
crying,
In
his
report,
experiencing
and
emotional problems about three days a week.
fairly
Dr.
anxiety,
significant
(Id. at 652-54).
Plaintiff and her mother also reported that Plaintiff had “highs
and low[s]” when she did not “take her medicines correctly,” but
her problems “dissipated” when she took her medicine; that she
was “better now;” that she was “not nearly as confused;” that
17
she
still
did
not
like
being
around
people;
and
that
her
medications caused her to sleep twelve to sixteen hours a day.
(Id. at 652-53).
Plaintiff and her mother further reported that
Plaintiff has no friends, with the exception of a boyfriend,
that she does some Facebook and internet activities, that she
loves to read, that she does not drink alcohol, and that she has
never
had
a
drug
or
alcohol
problem.
(Id.
at
653-54).
Plaintiff reported that she can shop and handle money and that
she cooks and cleans daily, occasionally to the extreme.
(Id.
at 654).
Dr.
Blanton’s
mental
status
examination
revealed
that
Plaintiff looked sad, that her insight was limited, that she was
very restless, that her legs trembled, that she was having some
“mild persecutory type fears” and “phobic type fear of social
events
and
driving,”
relationships.
Plaintiff’s
and
that
(Id. at 653).
affect
was
flat
she
was
obsessive
about
Dr. Blanton further found that
but
appropriate;
her
mood
was
normal; her energy was normal; her thoughts and conversation
were logical; her associations were intact; no confusion was
noted; she was alert and oriented to time, place, person, and
situation; her memory was consistent with her intellect, which
was
estimated
to
be
below
average;
and
her
judgment
considered fair for work and financial type decisions.
653-54).
Dr.
Blanton
diagnosed
18
Plaintiff
with
was
(Id. at
bipolar
I
disorder and opined that she “appears to have ongoing problems
with bipolar disorder,” and he encouraged her to continue her
mental health care.
a
Medical
Source
(Id. at 654).
Statement,
Dr. Blanton did not complete
and
he
assigned
no
functional
limitations as a result of Plaintiff’s bipolar disorder.
Two weeks later, on August 30, 2012, non-examining, State
Agency
psychiatrist,
Psychiatric
Review
Dr.
Harold
Technique
R.
Veits,
assessment
M.D.,
and
completed
opined
a
that
Plaintiff had only “mild” restrictions in activities of daily
living
and
“moderate”
difficulties
concentration, persistence, or pace.
in
social
functioning,
(Id. at 116).
Dr. Veits
also opined that Plaintiff was “not significantly limited” in
understanding and remembering short and simple instructions and
only
“moderately”
limited
detailed instructions.
in
understanding
and
remembering
(Id. at 118).
In addition to the foregoing medical evidence, the evidence
concerning
Plaintiff’s
activities
of
daily
living
shows
that
Plaintiff lived with her family until she moved in with her
boyfriend,
that
she
does
housework
daily,
including
washing
dishes, mopping, vacuuming, laundry, and cooking; she takes care
of several cats and dogs; she shops; she babysits; she fishes;
she dates; she drives; she takes care of her own personal care
needs; she can count change and handle money; she loves to read
books; and she socializes daily with family, plays board games,
19
talks
on
the
activities.
phone,
and
does
Facebook
and
other
internet
(Id. at 98, 100-03, 209-13, 654, 787).
As discussed above, Plaintiff argues that the ALJ erred in
rejecting the opinions of consultative psychologist Dr. Blanton,
while crediting the opinions of non-examining psychiatrist, Dr.
Veits.
However, a review of the ALJ’s decision reveals that he
only rejected Dr. Blanton’s opinions to the extent that they
were inconsistent with the record evidence in the case.
83-84).
Specifically,
the
ALJ
referred
to
Dr.
(Id. at
Blanton’s
observations that Plaintiff looked sad, and her affect was flat,
while at the same time finding her mood to be “normal.”
83).
(Id. at
Also, Dr. Blanton described Plaintiff as “very restless,”
while at the same time finding her energy level to be “normal.”
(Id.).
Last, the ALJ noted that, while Dr. Blanton assessed
Plaintiff with a GAF score of 50 (indicating serious symptoms),
the GAF score reflected Dr. Blanton’s assessment of Plaintiff on
only one day, and Dr. Blanton did not indicate that Plaintiff
had been or could be expected to be impaired for one continuous
year or more.13
(Id. 83-84).
13
The ALJ further noted that, because a GAF assessment considers
factors that are unrelated to a claimant’s physical or mental
impairments, such as unemployment, financial need, lack of
friends, etc., it is an unreliable indicator of a claimant’s
functioning one year later, and its use has been abandoned in
the new Diagnostic and Statistical Manual of Mental Disorders –
5th Edition (DSM-V). (Tr. 83-84).
20
Having reviewed Dr. Blanton’s report at length, the Court
finds that the ALJ correctly identified inconsistencies therein.
Furthermore, as noted by the ALJ, Dr. Blanton did not assign
Plaintiff any functional limitations.
Dr.
Blanton’s
findings
and
In fact, the majority of
opinions
support
the
ALJ’s
RFC
assessment that Plaintiff is capable of performing a range of
light work, with the stated restrictions. 14
Thus, Plaintiff’s
argument that the ALJ erred in rejecting Dr. Blanton’s opinions
is misplaced.
Plaintiff
significant
also
or
argues
that
substantial
the
weight
to
ALJ
the
erred
in
assigning
opinions
of
non-
examining State Agency psychiatrist, Dr. Harold R. Veits, M.D.
As discussed, Dr. Veits opined that Plaintiff had only “mild”
restrictions
in
activities
of
daily
living,
“moderate”
difficulties in social functioning, concentration, persistence,
14
As discussed, the ALJ’s RFC assessment included the following
restrictions
related
to
Plaintiff’s
mental
impairments:
Plaintiff can perform a range of light work, except that she “is
able to interact/respond appropriately with supervisors, coworkers, customers, and the general public, but such interaction
should be causal and non-confrontational and feedback from
supervisors should be supportive;” “she is able to respond
appropriately to work pressures in the usual work setting;” “she
is able to respond appropriately to changes in routine work
settings but such changes should be infrequent and gradually
introduced;” “she is able to use judgment in simple 1-2 step
work related decisions, but cannot use judgment in detailed or
complex work related decisions;” and “she is able to understand,
remember, and carry out simple 1-2 step instructions, but cannot
understand, remember, and carry out detailed or complex
instructions.” (Tr. 78).
21
or
pace,
was
remembering
moderately
not
short
limited
instructions. 15
significantly
and
in
simple
limited
in
understanding
instructions,
understanding
(Id. at 116, 118).
and
and
was
remembering
and
only
detailed
As the ALJ concluded, these
opinions are consistent with the medical evidence in this case,
detailed above, as well as
with Dr. Blanton’s findings that
Plaintiff’s mood and affect were normal, that her thoughts and
conversation were logical, that her associations were intact,
that she had no confusion, that she was alert and oriented, and
that her judgment was considered fair for work and financial
type decisions.
(Id. at 653-54).
Because Dr. Veits’ opinions
did not conflict with any credible finding or opinion of any
examining
physician,
weight.16
See Milner,
they
were
properly
given
significant
275 Fed. Appx. at 948.
15
Although the ALJ gave substantial weight to the majority of
Dr. Veits’ opinions, he rejected Dr. Veits’ opinion that
Plaintiff had one or two repeated episodes of decompensation.
The ALJ noted that the two events referenced by Dr. Veits,
namely the two hospitalizations, did not occur during the period
under consideration and did not meet the definition of
“repeated,” which requires three events within one year or an
average of once every four months, and only one of the events
met the definition of “extended duration,” which requires that
the event last at least two weeks. (Tr. 77, 120).
16
The Court further notes that, on October 14, 2013, nine days
before Plaintiff’s hearing, she was examined by Dr. David W.
Hodo, M.D., at the request of her attorney. Dr. Hodo completed
a Medical Source Opinion Form (Mental) opining that Plaintiff
had marked to extreme limitations in every functional capacity
referred to in the form.
(Tr. 769-72).
The ALJ rejected Dr.
Hodo’s opinion as “so inconsistent with the substantial evidence
22
Based on the foregoing, the Court finds that Plaintiff’s
claim that the ALJ erred in assigning substantial weight to the
opinions of non-examining physician, Dr. Veits, while rejecting
the
opinions
of
consultative
psychologist,
Dr.
Blanton,
is
without merit.
b.
Whether the ALJ’s mental RFC assessment
is supported by substantial evidence?
Plaintiff also argues that the ALJ erred in finding that
she has the mental residual functional capacity to perform a
range of light work, with the stated restrictions, because the
ALJ
failed
to
consider
functional abilities.
the
ALJ
merely
the
impact
of
(Doc. 8 at 2).
considered
her
her
depression
on
According to Plaintiff,
bipolar
disorder
and
did
factor in her depression when determining her mental RFC.
Commissioner
counters
that
the
her
ALJ
clearly
not
The
considered
Plaintiff’s depression as a component of her bipolar disorder
when considering her mental RFC and that substantial evidence
supports the ALJ’s RFC assessment.
(Doc. 9 at 9).
Having
carefully reviewed the record in this case, the Court finds that
and so contradictory of the claimant’s reports to her treating
sources, her admitted activities of daily living, and the
observations of her treating sources as to be entitled to no
weight.”
(Id. at 86). Plaintiff does not mention Dr. Hodo in
this appeal and has raised no issue related to his opinions or
the ALJ’s rejection thereof. Furthermore, based on the evidence
set forth above, the Court agrees with the ALJ’s assessment of
Dr. Hodo’s opinions.
23
Plaintiff’s claim is without merit.
Residual functional capacity is a measure of what Plaintiff
can do despite his or her credible limitations.
404.1545.
See 20 C.F.R. §
Determinations of a claimant’s residual functional
capacity are reserved for the ALJ, and the assessment is to be
based upon all the relevant evidence of a claimant’s remaining
ability to work despite his or her impairments, and must be
supported by substantial evidence.
Supp.
2d
1323,
1331 (S.D.
Ala.
See Beech v. Apfel, 100 F.
2000)
(citing
20
C.F.R.
§
404.1546 and Lewis v. Callahan, 125 F.3d 1436, 1440 (11th Cir.
1997)); Saunders v. Astrue, 2012 U.S. Dist. LEXIS 39571, *10,
2012 WL 997222, *4 (M.D. Ala. March 23, 2012).
determined
claimant
the
bears
Plaintiff’s
residual
the
of
burden
Once the ALJ has
functional
demonstrating
capacity,
that
decision is not supported by substantial evidence.
Heckler, 768 F.2d 1273, 1274 (11th Cir. 1985).
the
the
ALJ’s
See Flynn v.
Plaintiff has
failed to meet her burden in this case.
As the ALJ noted, Plaintiff’s treatment providers described
her bipolar disorder as being characterized by cycles of mania
and depression (“highs and low[s]”).
652,
673,
681).
The
ALJ
thoroughly
(Tr. 82, 85, 276, 384,
discussed
Plaintiff’s
treatment records and, as he found, the records confirm that
Plaintiff’s
bipolar
disorder/depression
24
has
been
consistently
controlled with medication when she takes it. 17
(Id. at 295,
414, 416-17, 421-22, 434, 436, 438, 440-42, 444, 457, 619, 652,
673-78, 681-82, 686, 691, 697, 701-02, 705, 766, 780, 782, 787,
792,
796,
799).
Indeed,
on
Plaintiff
medication
shown
remarkable
has
consistently
improvement
while
essentially
normal
medication.
(Id. at 276, 278, 427, 434, 436, 438, 440-42, 444,
examinations
and
has
when
compliant
with
had
her
447, 450, 457, 468, 619, 623, 652, 701, 741, 782, 794, 796, 79899).
Moreover, Plaintiff’s activities of daily living belie her
claim that her bipolar disorder/depression is disabling and that
she cannot
perform any type of work.
As the ALJ indicated, the
evidence concerning Plaintiff’s activities of daily living shows
that
Plaintiff
vacuums,
does
does
housework
laundry,
cooks,
daily,
takes
washes
care
of
dishes,
animals,
mops,
shops,
babysits, fishes, dates, drives, takes care of her own personal
care needs, handles money, reads books, socializes with family
and friends, plays board games, talks on the phone, and does
Facebook and other internet activities.
(Id. at 98, 100-03,
209-13, 654).
17
Conversely, Plaintiff reported problems, including depression
and instability, when she was off of her medication. (Tr. 684,
697).
25
Having reviewed the record at length, the Court finds, as
did the ALJ, that Plaintiff’s prescribed medications have been
largely effective when taken as prescribed.
Indeed, none of
Plaintiff’s treating or examining medical sources has indicated
that her bipolar disorder/depression is debilitating when she is
compliant
with
her
medications.
Also,
the
evidence
of
Plaintiff’s activities of daily living are inconsistent with her
allegations that, when on her prescribed medication, she cannot
perform any type of work.
The Court finds that nothing in the
record contradicts the ALJ’s RFC assessment for a range of light
work,
with
the
stated
restrictions,
which
accommodate
any
limitations posed by her mental impairments.
Based on the evidence set forth in detail herein, the Court
finds that the substantial evidence in this case supports the
ALJ’s finding that Plaintiff can perform a range of light work,
with
the
stated
limitations.
restrictions
to
accommodate
her
mental
Accordingly, Plaintiff’s claim is without merit.
c.
Whether the ALJ erred in failing to
consider
the
side
effects
of
Plaintiff’s medications?
Last, Plaintiff argues that the ALJ erred in failing to
adequately consider the sedative side effect of her medications.
Specifically,
Plaintiff
argues
that
the
ALJ
ignored
evidence
that her medications cause her to sleep fourteen to sixteen
hours a day and to be groggy the next day.
26
(Doc. 8 at 6).
Having reviewed the record at length, as detailed above, the
Court finds that the ALJ did adequately consider Plaintiff’s
claim that the sedative side effect
from her medication was
debilitating and that the ALJ properly rejected that claim as
unsupported by the substantial evidence in the record.
(Tr. 79-
80).
As the ALJ found, the evidence of Plaintiff’s reports to
her
treating
medical
sources
that
she
was
experiencing
sedative side effect from her medication is sparse.
The Court’s
review of the record revealed only one such instance.
443).
a
(Id. at
In addition to this one report to her therapist at WAMH,
Plaintiff reported on one occasion to consultative psychologist
Dr.
Blanton
that
she
sleeps
twelve
to
sixteen
hours
a
day
because of her medication, 18 and she testified at the hearing
that her medication makes her “sleep a lot” and that she takes
her medicine at night before she goes to bed and does not wake
up until 1:00 or 2:00 p.m. the following day.
06, 653).
(Id. at 99, 105-
Notwithstanding these sporadic reports, the record
shows that Plaintiff repeatedly reported, when questioned by her
treating medical sources about whether she was experiencing side
effects from her medication, that her medications were working
well and that she was having no side effects.
18
(Id. at 276, 414,
In her Function Report to the Agency, Plaintiff stated that she
sleeps fourteen to sixteen hours a day. (Tr. 210).
27
451, 619, 623, 724, 726, 731, 741-42, 747, 766, 782, 787, 796,
799).
that
Based on the foregoing, the ALJ did not err in finding
the
alleged
sedative
side
effect
from
Plaintiff’s
medication was unsupported by the substantial evidence in the
record.
V.
Thus, Plaintiff’s claim must fail.
Conclusion
For
the
reasons
set
forth
herein,
and
upon
careful
consideration of the administrative record and memoranda of the
parties,
it
is
hereby
ORDERED
that
the
decision
of
the
Commissioner of Social Security denying Plaintiff’s claim for
supplemental security income be AFFIRMED.
DONE this 28th day of July, 2016.
/s/ SONJA F. BIVINS
UNITED STATES MAGISTRATE JUDGE
28
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