Dunlap v. Anchorage Police Department et al
Filing
51
ORDER: granting Defendants' Motion for Summary Judgment 36 (see order for full details). Signed by Judge Sharon L. Gleason on 10/31/2012. (AEM, CHAMBERS STAFF)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF ALASKA
DONALD W. DUNLAP,
Plaintiff,
v.
ANCHORAGE POLICE DEPARTMENT
and THE MUNICIPALITY OF
ANCHORAGE, and SHAUN HENRY,
Case No. 3:10-cv-00242-SLG
Defendants.
ORDER GRANTING DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT
Donald Dunlap initiated this action in 2010. 1
The defendants are (1) the
Anchorage Police Department (“APD”); (2) the Municipality of Anchorage (“MOA”); and
(3) Shaun Henry, an officer with the Anchorage Police Department. 2
The Second
Amended Complaint seeks damages for claims arising from Officer Henry’s arrest of Mr.
Dunlap on December 26, 2007. 3 Before the Court is a Motion for Summary Judgment
filed by all the defendants. 4
FACTUAL AND PROCEDURAL BACKGROUND
The facts, when viewed in the light most favorable to the plaintiff for purposes of
this summary judgment motion, are as follows:
At approximately 3:00 a.m. on
December 26, 2007, Mr. Dunlap was sitting in the driver’s seat of his vehicle parked in a
vacant lot near the Merrill Field airport in Anchorage when he was approached by
1
Docket 1-1 (Am. Compl.).
2
Id.; Docket 12 (Order Granting Motion to Dismiss).
3
Docket 24 at 7 ¶52 (Second Am. Compl.)
4
Docket 36 (Mot.).
Officer Henry. 5 Officer Henry spoke to Mr. Dunlap and received identification from him. 6
At the time of the stop, it is undisputed that Mr. Dunlap had a loaded rifle on the
passenger seat, a machete on the driver’s side of the floor of the vehicle, a large fixedblade knife in the door compartment next to the driver’s seat, a loaded pistol in a fanny
pack on the passenger seat, and another loaded pistol in between the front passenger
seat and the center console. 7 It is also undisputed that Mr. Dunlap did not have any
weapons physically attached to his person at that time. And it is undisputed that Mr.
Dunlap did not notify Officer Henry about any of these weapons at the time of the stop.
Mr. Dunlap asserts that at the time of the stop, the rifle was in plain view of
Officer Henry. 8 Mr. Dunlap claims that “Officer Henry then asked me if I was aware that
I was to notify Officers when I had weapons in my vehicle” and Mr. Dunlap “asked
Officer Henry if he was referring to the rifle that was in plain view on the passenger seat
in my vehicle.” 9 Mr. Dunlap asserts that Officer Henry then ordered Mr. Dunlap out of
his vehicle. As Mr. Dunlap got out of the vehicle, Officer Henry observed the fixed-blade
knife in the driver’s side door pocket and the machete on the floor by the driver’s seat. 10
5
Docket 42-2 at 2 ¶3 (Dunlap Aff.).
6
Id. at ¶4-5.
7
Docket 38-1 at 1-7 (Resps. to Req. for Admissions); Docket 37-1 at 2 (Ex. A: Off. Henry Arrest
Report) (The arrest report also states that in addition to the weapons mentioned above, there
were two loaded rifles found in the backseat. It is not clear whether Mr. Dunlap disputes this,
but this factual assertion is not relevant to the legal analysis or determination of this motion.)
8
Officer Henry maintains the rifle was “substantially hidden.” Docket 37 at 4 (Off. Henry Aff.).
For purposes of this motion, this Court has assumed the rifle was in the officer’s plain view.
9
Docket 42-2 at 2 ¶ 5-6 (Dunlap Aff.).
10
Docket 37-1 at 2 (Ex. A: Off. Henry Arrest Report).
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Order Granting Defendants’ Motion for Summary Judgment
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Officer Henry then handcuffed Mr. Dunlap and conducted a pat down search. 11 Mr.
Dunlap explains that “Officer Henry discovered through his search . . . that [he] had no
weapons on [his] person.” 12 Mr. Dunlap also maintains that he “informed Officer Henry
that [he] was not legally required to notify him of any weapons that were not concealed
on [his] person.”13
Officer Henry then placed Mr. Dunlap in his police vehicle and arrested him for
violating AS 11.61.220(a)(1)(A), misconduct involving weapons in the fifth degree. That
law makes it a crime when contacted by a peace officer to fail to immediately inform the
peace officer of a deadly weapon “that is concealed on the person.”
Mr. Dunlap
repeatedly asked Officer Henry to look in the sun visor of his vehicle where he had
placed a copy of this statute, as he maintained then, and continues to maintain, that he
had not committed that crime because he had no concealed weapons that were
physically attached to his person. 14 Mr. Dunlap’s vehicle was then searched and his
personal effects photographed. 15
Mr. Dunlap was then taken before a Magistrate. 16 There, Officer Henry stated he
had arrested Mr. Dunlap because he “had failed to inform him of a weapon concealed
11
Docket 42-2 at 3 ¶8 (Dunlap Aff.).
12
Id. at 3 ¶8.
13
Id. at 2-3 ¶8.
14
Id. at 3 ¶12.
15
Id. at 3 ¶13.
16
Id. at 4 ¶15.
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Order Granting Defendants’ Motion for Summary Judgment
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on [his] person.” 17 The charging document states that “Dunlap failed to notify a police
officer of a loaded weapon and refused to notify officer of any other dangerous weapons
and loaded firearms in his possession (large hunting knives and a machete).”18 Bail
was set and Mr. Dunlap was remanded to jail. 19 Mr. Dunlap is a former correctional
officer and asserts he was “embarrassed and humiliated” by being taken into the jail
where some of his former coworkers were on duty. 20 Mr. Dunlap indicates that on
February 19, 2008, the charge against him was dismissed. 21
Mr. Dunlap’s complaint initially named Police Chief Mark Mew as a defendant in
this action. 22 However, on January 21, 2011, the Court dismissed Chief Mew, because
Mr. Dunlap “has alleged no facts against Chief Mew[]” and “officials cannot be held
liable for alleged civil rights violations under the theory of respondeat superior.” 23 Mr.
Dunlap then filed his Second Amended Complaint against the remaining defendants in
May 2011. 24 Mr. Dunlap asserts claims under 42 U.S.C. § 1983 arising from the alleged
improper search of his vehicle and person in violation of the Fourth Amendment. 25 He
17
Id. at 4 ¶15-16 (Dunlap Aff.).
18
Docket 42-1 (Misdemeanor Compl.).
19
Docket 42-2 at 4 ¶17 (Dunlap Aff.).
20
Id. at 1; Docket 24 at 5 (Second Am. Compl.).
21
Docket 42-2 at 5 ¶24 (Dunlap Aff.).
22
Docket 1-1 at 1 (Am. Compl.).
23
Docket 12 at 3 (Order Granting Motion to Dismiss).
24
Docket 24 (Second Am. Compl.).
25
Id. at 2, 7 ¶6, 52; Docket 42 at 1 (Opp.).
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Order Granting Defendants’ Motion for Summary Judgment
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also alleges “perjury, false arrest, false imprisonment, and intentional infliction of
emotional distress” and malicious prosecution based upon these events. 26 Mr. Dunlap
also asserts that the MOA “is liable for negligent hiring, supervision, training, and
retention” of Officer Henry. 27
The defendants filed this Motion for Summary Judgment on March 12, 2012. 28
Mr. Dunlap filed his Response in April 2012 to which the defendants replied in May
2012. 29 Pursuant to Mr. Dunlap’s request, this Court granted limited discovery with
respect to Mr. Dunlap’s direct claims against the MOA and APD. 30 Thereafter, Mr.
Dunlap filed a supplemental response in June 2012 together with the deposition
transcript of APD Captain William Miller. 31 The defendants filed a supplemental reply in
July 2012. 32 Oral argument was not requested and was not necessary for this Court’s
determination of the motion.
26
Docket 24 at 6 ¶48 (Second Am. Compl.). See also Docket 42 at 1 (Opp.).
27
Docket 24 at 8 ¶60 (Second Am. Compl.); Docket 42 at 2 (Opp.). Mr. Dunlap had also
asserted that the Municipal Defendants were vicariously liable for Officer Henry’s conduct, but
such a claim is precluded under established Supreme Court precedent. See Monell v. Dep’t of
Soc. Servs. of City of New York, 436 U.S. 658 (1978); Docket 48 at 12-2 (Order Granting P.’s
Mot. for Relief Under F.R.C.P. 56(d)).
28
Docket 36 (Mot.).
29
Docket 42 (Opp.); Docket 46 (Reply).
30
Docket 48 at 3 (Order Granting P.’s Mot. for Relief under FRCP 56(d)).
31
Docket 49 (Suppl. Opp.); Docket 49-1 (Dep. of Capt. Miller).
32
Docket 50 (Suppl. Reply).
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Order Granting Defendants’ Motion for Summary Judgment
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DISCUSSION
I.
Jurisdiction.
This Court has subject matter jurisdiction over this action pursuant to 28 U.S.C. §
1343(a)(3) and 28 U.S.C. § 1331.
II.
Analysis.
A. Summary Judgment Standard.
Federal Rule of Civil Procedure 56(a) directs a court to “grant summary judgment
if the movant shows that there is no genuine dispute as to any material fact and the
movant is entitled to judgment as a matter of law.” The burden of showing the absence
of a genuine dispute of material fact initially lies with the moving party. 33 If the moving
party meets this burden, the non-moving party must present specific factual evidence
demonstrating the existence of a genuine issue of fact. 34
When considering a motion for summary judgment, a court must accept as true
all evidence presented by the non-moving party, and draw “all justifiable inferences” in
the non-moving party’s favor. 35
When granting or denying a motion for summary
judgment, a court should state on the record its reasons for doing so. 36
33
Celotex Corp. v. Catrett, 477 U.S. 317, 325 (1986).
34
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248-49 (1986).
35
Id. at 255 (citing Adickes v. S.H. Kress & Co., 398 U.S. 144, 158-59 (1970)).
36
Fed. R. Civ. P. 56(a).
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B. Defendant Shaun Henry.
Mr. Dunlap asserts that Officer Henry violated his constitutional rights and
committed intentional torts against him on December 26, 2007. 37
Mr. Dunlap also
maintains Officer Henry is liable for malicious prosecution because he sought
prosecution of Mr. Dunlap under AS 11.61.220(a)(1)(A), which requires that an
undisclosed concealed weapon be “on the person” as an element of the offense, and it
is undisputed that Mr. Dunlap did not have any weapons physically attached to his
person when stopped by Officer Henry. 38 Officer Henry contends he did not violate the
Fourth Amendment or Alaska law, and even if he did violate Mr. Dunlap’s rights, he is
entitled to qualified immunity. 39
i.
Initial Search and Detention.
Although both parties focus on whether Officer Henry had probable cause to
arrest Mr. Dunlap, this Court’s analysis begins with Officer Henry’s approach to Mr.
Dunlap’s vehicle and the request for identification. The U.S. Supreme Court’s holding in
Terry v. Ohio 40 is the applicable constitutional standard for that initial contact.
37
Docket 24 at 6 ¶¶43-44, 50 (Second Am. Compl.).
38
Id. at 8 ¶55-56; Docket 42 at 1-2, 8 (Opp.).
39
Docket 38 at 3 (Mot. Mem.).
40
392 U.S. 1 (1968).
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In Terry, the Supreme Court held that an officer may approach an individual for
purposes of investigation when an officer has a “reasonable, articulable suspicion” that
a crime has occurred or is about to occur. 41 The Supreme Court reasoned:
“One general [governmental] interest is. . . effective crime prevention and
detection; it is this interest which underlies the recognition that a police
officer may in appropriate circumstances and in an appropriate manner
approach a person for purposes of investigating possibly criminal behavior
even though there is no probable cause to make an arrest.” 42
If the officer has a reasonable suspicion of criminal activity, his initial investigation may
include a request for identification. The Ninth Circuit has recognized “our cases, as well
as those of the Supreme Court, suggest that determining a suspect's identity is an
important aspect of police authority under Terry.” 43
Officer Henry recounted the circumstances known to him when he approached
Mr. Dunlap’s vehicle as follows:
On 12/26/07 at approximately 0259 hours, I observed a green Suzuki
Sidekick . . . backed into a parking lot belonging to Merrill Field Airport just
off of 15th and Merrill Field Drive. I could see exhaust coming from the
vehicle. The vehicle’s lights were off. There are no businesses, buildings
or any other structures in this parking lot. The lot is primarily used as an
access point to the south side of an airport, via secured gates. 44
41
Illinois v. Wardlow, 528 U.S. 119, 123-24 (2000) (“In Terry, we held that an officer may,
consistent with the Fourth Amendment, conduct a brief, investigatory stop when the officer has
a reasonable, articulable suspicion that criminal activity is afoot.” (citing to Terry, 392 U.S. at
30)).
42
Terry, 392 U.S. at 22.
43
U.S. v. Christian, 356 F.3d 1103, 1106 (9th Cir. 2004) (citing Michigan v. Summers, 452 U.S.
692, 700 n.12 (1981)); Adams v. Williams, 407 U.S. 143, 146 (1972); U.S. v. Osborn, 203 F.3d
1176, 1180 (9th Cir. 2000) (“interrogation relating to one’s identity or a request for identification
by the police does not, by itself, constitute a Fourth Amendment seizure”).
44
Docket 37-1 at 1 (Ex. A: Off. Henry Arrest Report).
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These circumstances are such that it was constitutionally permissible for Officer Henry
to conduct a Terry stop and approach Mr. Dunlap’s vehicle and ask him for
identification.
And it does not appear that Mr. Dunlap takes issue with the
constitutionality of this initial detention. In any event, regardless of whether Officer
Henry had probable cause to believe a crime had occurred when Officer Henry first saw
the rifle in Mr. Dunlap’s vehicle, the officer’s initial approach to the vehicle and request
for identification constituted a constitutionally permissible Terry stop.
This Court’s analysis then turns to whether it was constitutionally permissible for
Officer Henry to conduct an investigatory search. 45 In Terry, the Supreme Court held:
[T]here must be a narrowly drawn authority to permit a reasonable search
for weapons for the protection of the police officer, where he has reason to
believe that he is dealing with an armed and dangerous individual,
regardless of whether he has probable cause to arrest the individual for a
crime. 46
Thus, after an individual is legally stopped, a police officer may conduct a reasonable
weapons search even in the absence of probable cause to arrest. Such a search is
constitutionally permissible because “it would be unreasonable to require that police
officers take unnecessary risks in the performance of their duties.”47
45
See Terry v. Ohio, 392 U.S. 1 (1968). See also Adams v. Williams, 407 U.S. at 146 (“The
purpose of this limited search [for weapons] is not to discover evidence of crime, but to allow the
officer to pursue his investigation without fear of violence, and thus the frisk for weapons might
be equally necessary and reasonable, whether or not carrying a concealed weapon violated any
applicable state law.”)
46
Terry, 392 U.S. at 27.
47
Id. at 23.
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Moreover,
the
scope
of
the
Fourth
Amendment’s
protections
against
unreasonable searches and seizures is diminished in the automobile context. 48 The
Supreme Court has “recognized that a motorist’s privacy interest in his vehicle is less
substantial than in his home.” 49 And it has “recognized that investigative detentions
involving suspects in vehicles are especially fraught with danger to police officers,” 50
and there is “inordinate risk confronting an officer as he approaches a person seated in
an automobile.” 51
Thus, once an officer has reasonable suspicion to approach a
vehicle, it is constitutionally permissible for the officer to ask the driver to get out of the
car and conduct a pat down search for weapons. 52
In the automobile context, Terry and its progeny permit a search for weapons not
only of a detained person, but also areas within his immediate control:
[T]he search of the passenger compartment of an automobile, limited to
those areas in which a weapon may be placed or hidden, is permissible if
the police officer possesses a reasonable belief based on specific and
articulable facts which, taken together with the rational inferences from
those facts, reasonably warrant the officers in believing the suspect is
dangerous and the suspect may gain immediate control of weapons. 53
48
See New York v. Class, 475 U.S. 106, 112-13 (1986).
49
Arizona v. Gant, 556 U.S. 332, 345 (2009) (citing New York v. Class, 475 U.S. at 112-13).
50
Michigan v. Long, 463 U.S. 1032, 1047 (1983).
51
Id. at 1048 (quoting Pennsylvania v. Mimms, 434 U.S. 106, 110 (1977)).
52
Arizona v. Johnson, 555 U.S. 323, 324 (2009).
53
Michigan, 463 U.S. at 1049 (internal citations and quotation marks omitted). See also U.S. v.
Garcia, 909 F.2d 389, 392 (9th Cir. 1990) (police officers had a right to examine a fanny pack
sitting on the vehicle – or any other hiding place – where a weapon could be concealed that the
suspect could reach if he broke away from officers).
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Here again, the rationale is the safety of officers and others: “[W]e have . . . expressly
recognized that suspects may injure police officers and others by virtue of their access
to weapons, even though they may not themselves be armed.”54
Applying these legal principles to the facts as asserted by Mr. Dunlap for
purposes of this summary judgment motion, once Officer Henry ascertained that there
was a rifle in the passenger seat, it was reasonable for him to believe he was dealing
with an armed and dangerous individual.
This belief gave him further authority to
remove Mr. Dunlap from the vehicle and to conduct a limited weapons search both of
Mr. Dunlap and the passenger area within Mr. Dunlap’s immediate reach. But when Mr.
Dunlap was removed from the vehicle and handcuffed, he was not under arrest. And
when Officer Henry discovered the machete and the fixed-blade knife during the limited
weapons search, Mr. Dunlap was not under arrest. 55 Rather, he was detained in a
constitutionally permissible manner. 56
“As the Supreme Court’s and [Ninth Circuit]
precedents make clear, not every detention by law enforcement officials amounts to
arrest or custody under the Fourth Amendment.” 57
54
Michigan, 463 U.S. at 1048.
55
As Mr. Dunlap admits, he was not informed that he was being placed under arrest until after
the limited weapons search had occurred. Docket 42-2 at 3 ¶¶8-9 (Dunlap Aff.).
56
See Terry, 392 U.S. at 26 (“An arrest is a wholly different kind of intrusion upon individual
freedom from a limited search for weapons, and the interests each is designed to serve are
likewise quite different.”). See also Docket 49-1 at 10 (Dep. of Capt. Miller).
57
U.S. v. Charley, 396 F.3d 1074, 1079 (9th Cir. 2005) (citing Brown v. Texas, 443 U.S. 47, 51
(1979)).
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ii.
Subsequent Arrest.
After Officer Henry saw the rifle during his initial detention and then discovered
the knife and machete in the limited search, he arrested Mr. Dunlap for a violation of AS
11.61.220(a)(1)(A). 58 This statute provides in relevant part as follows:
A person commits the crime of misconduct involving weapons in the fifth
degree if the person is 21 years of age or older and knowingly possesses
a deadly weapon . . . that is concealed on the person, and, when
contacted by a peace officer, the person fails to immediately inform the
peace officer of that possession . . .
Mr. Dunlap maintains his arrest was unlawful because the rifle on the seat was
not concealed – rather, he maintains that it was in Officer Henry’s plain view. 59 His
argument essentially asserts that Officer Henry did not have probable cause to arrest
under the circumstances. 60 For purposes of this motion, the Court has assumed the
truth of Mr. Dunlap’s version of the facts that the rifle was in plain view. However, Mr.
Dunlap was not formally arrested until after the officer discovered two additional
concealed weapons – the machete and knife. Therefore, the visibility of the rifle is not
determinative, as it is undisputed that Mr. Dunlap failed to inform Officer Henry about
these other two weapons and it is also undisputed that these weapons were concealed
from the officer’s view until the car door was opened while Officer Henry was conducting
a constitutionally permissible Terry search. 61
58
Docket 37 at 3 ¶8 (Ex. A: Off. Henry Aff.); Docket 49-1 at 10 (Dep. of Capt. Miller) (Capt.
Miller explains the point in the encounter when formal arrest occurred).
59
Docket 42-2 at 2-3 ¶¶6, 8 (Dunlap Aff.).
60
Id. at 3 ¶¶10, 12.
61
Docket 38-1 at 4, Nos. 8-10 (Resps. to Req. for Admissions).
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Mr. Dunlap also asserts that he did not violate AS 11.61.220(a)(1)(A) because
neither the rifle, the machete, nor the knife were physically on his person. 62
He
maintains that the statute is “inapplicable to weapons concealed in automobiles.” 63 The
defendants disagree, and assert that while the statute does not apply to all concealed
weapons in automobiles, it does apply to concealed weapons in automobiles that are
within a person’s reach or within his immediate control. 64 The defendants maintain that
those weapons should be considered as “concealed on the person” for purposes of AS
11.61.220(a)(1)(A). 65 However, this Court need not resolve the disputed interpretation
of “on the person” for purposes of this statute as Officer Henry clearly had probable
cause to arrest Mr. Dunlap according to the facts known to him at the time.
In order for an arrest to be constitutionally permissible under the Fourth
Amendment, an officer must have probable cause that an individual committed a
crime. 66
The Supreme Court has held that an officer’s “subjective reason for making
the arrest need not be the criminal offense as to which the known facts provide probable
cause.”67 Thus, so long as there was probable cause that Mr. Dunlap had committed
some crime, no constitutional violation occurred at the time of his arrest.
62
Id. at 4, No. 10.
63
Docket 42 at 8 (Opp.).
64
Docket 38 at 14 (Mot. Mem.).
65
Id. at 12-14; Docket 42 at 7-8 (Opp.).
66
Beck v. State of Ohio, 379 U.S. 89, 91 (1964).
67
Devenpeck v. Alford, 543 U.S. 146, 153 (2004) (rejecting “closely-related” doctrine). See also
Tatum v. City and County of San Francisco, 441 F.3d 1090, 1094 (9th Cir. 2006) (“Under
Devenpeck, the subjective reason that [the officer] arrested [the defendant] is irrelevant so long
as the available facts suggested that [defendant] was committing a crime.”).
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Although not cited by either party, this Court finds dispositive the provisions of
Anchorage Municipal Ordinance 8.25.020, a provision that was in effect in the
Municipality of Anchorage at the time of Mr. Dunlap’s arrest. That ordinance provides in
relevant part as follows:
It is unlawful for any person other than a peace officer to knowingly carry
concealed about his or her person in any manner:
1. A revolver, pistol or other firearm, except a person 21 years of age or
older may possess a concealed firearm, provided that … when contacted
by a peace officer, the person shall immediately inform the peace officer of
that possession; . . .
2. A switchblade knife, gravity knife or any knife other than an ordinary folded
pocket knife . . ., or a dirk or dagger;
3. A slingshot, metal knuckles, club, billy, blackjack or any other instrument
or thing the principal purpose or use of which is as a weapon;
4. Any other instrument or thing which, because of the manner in which it is
concealed and the accompanying circumstances, could reasonably be
construed as being kept as a weapon or in order to achieve some violent
purpose, and by which injury could be inflicted upon the person of
another. 68
This local ordinance is different from the current state statute, as it requires disclosure
to a peace officer of any firearm that is “carr[ied] concealed about his or her person in
any manner” and is not restricted to weapons “on the person.” Furthermore, unlike the
state statute, the local ordinance also flatly prohibits a person “to knowingly carry
concealed about his or her person in any manner … any knife other than an ordinary
folded pocket knife[.]”
The Alaska Court of Appeals interpreted an earlier version of this municipal
ordinance in Municipality of Anchorage v. Lloyd. 69 That former ordinance provided that
it was unlawful for any person to carry a concealed weapon “about his person in any
68
Anchorage Municipal Code 8.25.020.
69
679 P.2d 486 (Alaska App. 1984).
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manner.”
The Court of Appeals reversed the trial court’s determination that the
ordinance did not apply to a revolver concealed under the driver’s seat of a car. The
appellate court held the ordinance was to be read “in a fair and reasonable manner, with
due regard for its purpose.”70
“It seems reasonably clear that the term ‘about his
person’ was intended to have a broader meaning than “on his person” and was meant
to encompass a weapon carried in close proximity to a person and readily accessible for
use. . . .” 71
Specifically, the Court of Appeals held that the “plain meaning of the
ordinance is sufficiently broad to prohibit the driver or passenger of an automobile from
keeping a weapon concealed either on his person or in close proximity to his person,
readily available for use.” 72
Even if it is assumed for purposes of this motion that the rifle was in plain view,
this Court finds that Officer Henry had probable cause to arrest Mr. Dunlap for violating
the municipal ordinance after he discovered the machete and the long-bladed knife in
close proximity to Mr. Dunlap, readily available for his use. For at least these two
weapons were concealed in the automobile and they were “about his person” according
to the Alaska court’s interpretation of this phrase in Municipality of Anchorage v. Lloyd.
Therefore, Officer Henry had probable cause to arrest Mr. Dunlap under the municipal
ordinance.
The officer’s subjective intent to arrest for a violation of AS
11.61.220(A)(1)(a) as evidenced by the Misdemeanor Complaint, is no basis for
70
Id. at 487.
71
Id.
72
Id. at 486.
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invalidating the arrest. 73 Because Officer Henry clearly had probable cause to arrest
Mr. Dunlap for a violation of Anchorage Municipal Code 8.25.020, it is unnecessary for
this Court to determine the issue of Alaska law as to whether or not Officer Henry would
have had probable cause to arrest Mr. Dunlap pursuant to the current version of AS
11.61.220(A)(1)(A) under the facts as alleged by Mr. Dunlap. There is no basis for the
imposition of liability on Officer Henry with respect to Mr. Dunlap’s arrest because no
violation of Mr. Dunlap’s constitutional rights occurred. Thus, Officer Henry is entitled to
summary judgment on the § 1983 claim as well as the associated tort claims of false
arrest, false imprisonment, and intentional infliction of emotional distress related to the
arrest.
Mr. Dunlap also contends that Officer Henry is liable for malicious prosecution
and perjury because the officer “knowingly submit[ted] false information.”74 Mr. Dunlap
cites to Gonzalez v. City of Santa Monica, 75 a case in which the Ninth Circuit held that
summary judgment was erroneously granted because under Mr. Gonzalez’s version of
facts, the officers engaged in malicious prosecution by knowingly submitting false
information regarding Mr. Gonzalez’s actions during their encounter. 76 But here, Mr.
Dunlap does not allege that Officer Henry lied to the Magistrate about the facts of their
encounter. Instead, Mr. Dunlap maintains that Officer Henry misstated the law when he
73
See Devenpeck, 543 U.S. at 153 (“Subjective intent of the arresting officer, however it is
determined . . . is simply no basis for invalidating an arrest.”)(emphasis in original).
74
Docket 42 at 8-9 (Opp.).
75
88 Fed. Appx. 161 (9th Cir. 2004).
76
Id. at 163.
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represented that there were weapons “on the person” within the meaning of AS
11.61.220(a)(1)(A). 77 There is no allegation here that Officer Henry submitted false
factual information to the Magistrate. 78 Moreover, a requisite element of the tort of
malicious prosecution is the “absence of probable cause for the proceeding.” 79 Based
on the foregoing, Officer Henry is entitled to summary judgment on the malicious
prosecution and perjury claims as well
C. Defendants APD and MOA.
Mr. Dunlap has also asserted claims against the APD and MOA (collectively the
“Municipal Defendants”). A local government may not be sued under § 1983 for an
injury inflicted solely by its employees or agents. 80 But liability may be imposed if the
“government . . . under color of some official policy, ‘causes’ an employee to violate
another’s constitutional rights.” 81 For this claim to survive, Mr. Dunlap must identify
some unconstitutional policy or custom with which Officer Henry’s conduct conformed.
Mr. Dunlap maintains that by training officers such as Shawn Henry to make an arrest in
the factual circumstances of this case, Mr. Dunlap’s constitutional right not to be
arrested in the absence of probable cause that a crime was committed was violated.
But, as discussed above, Officer Henry had probable cause to arrest under the
77
Docket 42 at 8 (Opp.) (“Officer Henry knowingly submitted false information when he signed
the criminal complaint against Mr. Dunlap.”)
78
And “perjury, being a crime and not a tort, is subject to criminal prosecution brought in the
interest of the state and not to redress a private wrong.” Bak v. Potter, 465 Fed. Appx. 705, 706
(9th Cir. 2012).
79
Greywolf v. Carroll, 151 P.3d 1234, 1241 (Alaska 2007).
80
Monell v. Dep’t of Soc. Servs. of City of New York, 436 U.S. 658, 692 (1978).
81
Id.; Docket 48 at 2 (Order Granting Mot. for Relief under Rule 56(d)).
3:10-cv-00242-SLG, Dunlap v. APD, et al.
Order Granting Defendants’ Motion for Summary Judgment
Page 17 of 18
Anchorage Municipal Code so no violation of Mr. Dunlap’s constitutional rights occurred.
Accordingly, municipal liability may not be imposed and this claim is dismissed.
CONCLUSION
For the foregoing reasons, IT IS ORDERED:
The defendants’ Motion for Summary Judgment at Docket 36 is GRANTED in its
entirety.
DATED at Anchorage, Alaska this 31st day of October, 2012.
/s/ Sharon L. Gleason
United States District Judge
3:10-cv-00242-SLG, Dunlap v. APD, et al.
Order Granting Defendants’ Motion for Summary Judgment
Page 18 of 18
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